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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-00537 |
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Franklin Custodian Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 9/30 |
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Date of reporting period: 6/30/12 |
Item 1. Proxy Voting Records.
Franklin DynaTech Fund
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | Withhold |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | For |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
9 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
10 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
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ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David E.I. Pyott | Management | For | For |
2 | Elect Director Herbert W. Boyer, Ph.D. | Management | For | For |
3 | Elect Director Deborah Dunsire, M.D. | Management | For | For |
4 | Elect Director Michael R. Gallagher | Management | For | For |
5 | Elect Director Dawn Hudson | Management | For | For |
6 | Elect Director Robert A. Ingram | Management | For | For |
7 | Elect Director Trevor M. Jones, Ph.D. | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Russell T. Ray | Management | For | For |
10 | Elect Director Stephen J. Ryan, M.D. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
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AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | Against |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | For |
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AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
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ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Chilton | Management | For | For |
2 | Elect Director Luke R. Corbett | Management | For | For |
3 | Elect Director H. Paulett Eberhart | Management | For | For |
4 | Elect Director Peter J. Fluor | Management | For | For |
5 | Elect Director Richard L. George | Management | For | For |
6 | Elect Director Preston M. Geren, III | Management | For | For |
7 | Elect Director Charles W. Goodyear | Management | For | For |
8 | Elect Director John R. Gordon | Management | For | For |
9 | Elect Director James T. Hackett | Management | For | For |
10 | Elect Director Eric D. Mullins | Management | For | For |
11 | Elect Director Paula Rosput Reynolds | Management | For | For |
12 | Elect Director R. A. Walker | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Against |
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ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Smith | Management | For | For |
1.2 | Elect Director Bradford C. Morley | Management | For | For |
1.3 | Elect Director Patrick J. Zilvitis | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | Withhold |
1.4 | Elect Director Al Gore | Management | For | Withhold |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
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ARM HOLDINGS PLC | ||||
Ticker: ARM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.0 | Elect Sir John Buchanan as Director | Management | For | For |
4.1 | Re-elect Warren East as Director | Management | For | For |
5 | Re-elect Andy Green as Director | Management | For | For |
6 | Re-elect Larry Hirst as Director | Management | For | For |
7 | Re-elect Mike Inglis as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Re-elect Young Sohn as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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ASPEN TECHNOLOGY, INC. | ||||
Ticker: AZPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan C. Mcardle | Management | For | Withhold |
1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
16 | Provide Right to Call Special Meeting | Management | For | For |
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C. R. BARD, INC. | ||||
Ticker: BCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc C. Breslawsky | Management | For | For |
2 | Elect Director Herbert L. Henkel | Management | For | For |
3 | Elect Director Tommy G. Thompson | Management | For | For |
4 | Elect Director Timothy M. Ring | Management | For | For |
5 | Elect Director G. Mason Morfit | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Declassify the Board of Directors | Management | For | For |
11 | Prepare Sustainability Report | Shareholder | Against | Against |
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C.H. ROBINSON WORLDWIDE, INC. | ||||
Ticker: CHRW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. MacLennan | Management | For | For |
2 | Elect Director James B. Stake | Management | For | For |
3 | Elect Director John P. Wiehoff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
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CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Clifford W. Illig | Management | For | For |
2 | Elect Director William B. Neaves | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
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CHART INDUSTRIES, INC. | ||||
Ticker: GTLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel F. Thomas | Management | For | For |
1.2 | Elect Director W. Douglas Brown | Management | For | For |
1.3 | Elect Director Richard E. Goodrich | Management | For | For |
1.4 | Elect Director Steven W. Krablin | Management | For | For |
1.5 | Elect Director Michael W. Press | Management | For | For |
1.6 | Elect Director James M. Tidwell | Management | For | For |
1.7 | Elect Director Thomas L. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||
Ticker: CPW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors | Management | For | For |
2 | Reelect External Directors | Management | For | For |
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | Against |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5 | Reauthorize Board Chairman to Serve as CEO | Management | For | Against |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
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CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Ells | Management | For | For |
1.2 | Elect Director Patrick J. Flynn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
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CITRIX SYSTEMS, INC. | ||||
Ticker: CTXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci E. Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CORE LABORATORIES N.V. | ||||
Ticker: CLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Bergmark | Management | For | For |
1.2 | Elect Director Margaret Ann van Kempen | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | Management | For | For |
9 | Approval of Amendments to the Company's Articles of Association | Management | For | For |
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EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Barbara J. McNeil | Management | For | For |
3 | Elect Director Michael A. Mussallem | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
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EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Gail Deegan | Management | For | For |
4 | Elect Director James S. DiStasio | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director Edmund F. Kelly | Management | For | For |
7 | Elect Director Windle B. Priem | Management | For | For |
8 | Elect Director Paul Sagan | Management | For | For |
9 | Elect Director David N. Strohm | Management | For | For |
10 | Elect Director Joseph M. Tucci | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Gary F. Hromadko | Management | For | For |
1.3 | Elect Director Scott G. Kriens | Management | For | For |
1.4 | Elect Director William K. Luby | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Material Terms for Long-Term Incentive Performance Awards | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
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EXPRESS SCRIPTS HOLDING COMPANY | ||||
Ticker: ESRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Against |
17 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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EXPRESS SCRIPTS, INC. | ||||
Ticker: ESRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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F5 NETWORKS, INC. | ||||
Ticker: FFIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jonathan Chadwick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | Against |
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FACTSET RESEARCH SYSTEMS INC. | ||||
Ticker: FDS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robin A. Abrams | Management | For | For |
1.2 | Elect Director Michael F. DiCristina | Management | For | For |
1.3 | Elect Director Walter F. Siebacker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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FASTENAL COMPANY | ||||
Ticker: FAST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Kierlin | Management | For | For |
1.2 | Elect Director Stephen M. Slaggie | Management | For | For |
1.3 | Elect Director Michael M. Gostomski | Management | For | For |
1.4 | Elect Director Willard D. Oberton | Management | For | For |
1.5 | Elect Director Michael J. Dolan | Management | For | Withhold |
1.6 | Elect Director Reyne K. Wisecup | Management | For | For |
1.7 | Elect Director Hugh L. Miller | Management | For | Withhold |
1.8 | Elect Director Michael J. Ancius | Management | For | For |
1.9 | Elect Director Scott A. Satterlee | Management | For | Withhold |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
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FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | Against |
2 | Elect Director John A. Edwardson | Management | For | For |
3 | Elect Director Shirley Ann Jackson | Management | For | Against |
4 | Elect Director Steven R. Loranger | Management | For | Against |
5 | Elect Director Gary W. Loveman | Management | For | For |
6 | Elect Director R. Brad Martin | Management | For | For |
7 | Elect Director Joshua Cooper Ramo | Management | For | For |
8 | Elect Director Susan C. Schwab | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director David P. Steiner | Management | For | For |
12 | Elect Director Paul S. Walsh | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Require Independent Board Chairman | Shareholder | Against | For |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | For |
| ||||
FLOWSERVE CORPORATION | ||||
Ticker: FLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Blinn | Management | For | For |
1.2 | Elect Director Roger L. Fix | Management | For | For |
1.3 | Elect Director David E. Roberts | Management | For | For |
1.4 | Elect Director James O. Rollans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Philip J. Burguieres | Management | For | For |
3 | Elect Director Edward J. Mooney | Management | For | For |
4 | Elect Director James M. Ringler | Management | For | For |
5 | Ratify Auditors | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
| ||||
FORTINET, INC. | ||||
Ticker: FTNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming Hu | Management | For | For |
1.2 | Elect Director Hong Liang Lu | Management | For | For |
1.3 | Elect Director Ken Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GARMIN LTD. | ||||
Ticker: GRMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Director Min H. Kao | Management | For | For |
3.2 | Elect Director Charles W. Peffer | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Dividends | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | Against |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | Against |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HEARTWARE INTERNATIONAL, INC. | ||||
Ticker: HTWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia Feldmann | Management | For | For |
1.2 | Elect Director Denis Wade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
9 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
10 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
11 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
12 | Approve Stock Option Plan Grants to Cynthia Feldman | Management | For | For |
| ||||
HITTITE MICROWAVE CORPORATION | ||||
Ticker: HITT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
IMPERVA, INC. | ||||
Ticker: IMPV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Boodaei | Management | For | For |
1.2 | Elect Director Asheem Chandna | Management | For | For |
1.3 | Elect Director Steven Krausz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
INFORMATICA CORPORATION | ||||
Ticker: INFA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sohaib Abbasi | Management | For | For |
2 | Elect Director Geoffrey W. Squire | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | Against |
2 | Elect Director Andy D. Bryant | Management | For | For |
3 | Elect Director Susan L. Decker | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Elect Director Reed E. Hundt | Management | For | For |
6 | Elect Director Paul S. Otellini | Management | For | For |
7 | Elect Director James D. Plummer | Management | For | For |
8 | Elect Director David S. Pottruck | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | Against |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | Against |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | Against |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Against |
19 | Report on Lobbying Expenses | Shareholder | Against | Against |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary S. Guthart | Management | For | For |
2 | Elect Director Mark J. Rubash | Management | For | For |
3 | Elect Director Lonnie M. Smith | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
| ||||
JIVE SOFTWARE, INC. | ||||
Ticker: JIVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan G. Heiliger | Management | For | Withhold |
1.2 | Elect Director Sundar Pichai | Management | For | Withhold |
1.3 | Elect Director Matthew A. Tucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Robert M. Berdahl | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Kim E. Perdikou | Management | For | For |
1.10 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
LULULEMON ATHLETICA INC. | ||||
Ticker: LULU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine M. Day | Management | For | For |
1.2 | Elect Director Martha A.M. (Marti) Morfitt | Management | For | For |
1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
1.4 | Elect Director Emily White | Management | For | For |
1.5 | Elect Director Jerry Stritzke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
MCKESSON CORPORATION | ||||
Ticker: MCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen W. Golsby | Management | For | For |
2 | Elect Director Steven M. Altschuler | Management | For | For |
3 | Elect Director Howard B. Bernick | Management | For | For |
4 | Elect Director Kimberly A. Casiano | Management | For | For |
5 | Elect Director Anna C. Catalano | Management | For | For |
6 | Elect Director Celeste A. Clark | Management | For | For |
7 | Elect Director James M. Cornelius | Management | For | For |
8 | Elect Director Peter G. Ratcliffe | Management | For | For |
9 | Elect Director Elliott Sigal | Management | For | For |
10 | Elect Director Robert S. Singer | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
MERCADOLIBRE, INC. | ||||
Ticker: MELI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin de los Santos | Management | For | For |
1.2 | Elect Director Nicolas Galperin | Management | For | Withhold |
1.3 | Elect Director Susan Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Against |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Janice L. Fields | Management | For | For |
2 | Elect Directors Hugh Grant | Management | For | For |
3 | Elect Directors C. Steven McMillan | Management | For | Against |
4 | Elect Directors Robert J. Stevens | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ewald Kist | Management | For | For |
2 | Elect Director Henry A. McKinnell, Jr., Ph.D. | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
MOTOROLA SOLUTIONS, INC. | ||||
Ticker: MSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
4 | Elect Director David W. Dorman | Management | For | For |
5 | Elect Director Michael V. Hayden | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott, III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | For |
| ||||
NATIONAL OILWELL VARCO, INC. | ||||
Ticker: NOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NETAPP, INC. | ||||
Ticker: NTAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Allan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
| ||||
NETSUITE INC. | ||||
Ticker: N | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Goldberg | Management | For | For |
1.2 | Elect Director Steven J. Gomo | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Increase Authorized Common Stock | Management | For | For |
| ||||
NOVOZYMES A/S | ||||
Ticker: NZYM B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 1.90 per Class A and B Shares | Management | For | Did Not Vote |
4 | Approve Amendment to Guidelines for Remuneration of Executive Management and Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors; Approve Remuneration for Audit Committee Work | Management | For | Did Not Vote |
6 | Reelect Henrik Gurtler as Chairman | Management | For | Did Not Vote |
7 | Reelect Kurt Nielsen as Deputy Chairman | Management | For | Did Not Vote |
8a | Reelect Lena Olving as Director | Management | For | Did Not Vote |
8b | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
8c | Reelect Agnete Raaschou-Nielsen as Director | Management | For | Did Not Vote |
8d | Reelect Mathias Uhlen as Director | Management | For | Did Not Vote |
9 | Ratify PwC as Auditors | Management | For | Did Not Vote |
10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10b | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
11 | Other Business | Management | None | None |
| ||||
NUANCE COMMUNICATIONS, INC. | ||||
Ticker: NUAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | Against |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
| ||||
OPNET TECHNOLOGIES, INC. | ||||
Ticker: OPNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J. Cohen | Management | For | Withhold |
1.2 | Elect Director Steven G. Finn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | Withhold |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Arthur | Management | For | For |
2 | Elect Director Andrew F. Cates | Management | For | For |
3 | Elect Director Scott J. Reiman | Management | For | For |
4 | Elect Director Scott D. Sheffield | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
POWER INTEGRATIONS, INC. | ||||
Ticker: POWI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
PRADA SPA | ||||
Ticker: 01913 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.a | Approve Allocation of Income | Management | For | For |
2.b | Approve Dividend Distribution of EUR 0.05 per Share | Management | For | For |
3.a | Fix Number of Directors and Mandate Duration | Management | For | For |
3.b | Re-elect Miuccia PRADA BIANCHI as Director | Management | For | For |
3.c | Re-elect Patrizio BERTELLI as Director | Management | For | For |
3.d | Re-elect Carlo MAZZI as Director | Management | For | For |
3.e | Re-elect Donatello GALLI as Director | Management | For | For |
3.f | Re-elect Marco SALOMONI as Director | Management | For | For |
3.g | Re-elect Gaetano MICCICHE as Director | Management | For | For |
3.h | Re-elect Gian Franco Oliviero MATTEI as Director | Management | For | For |
3.i | Re-elect Giancarlo FORESTIERI as Director | Management | For | For |
3.j | Re-elect Sing Cheong LIU as Director | Management | For | For |
3.k | Elect Miuccia PRADA BIANCHI as Chairperson of the Board | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5.a | Appoint Internal Statutory Auditors and Fix Auditors Term | Management | For | For |
5.b | Re-elect Antonino PARISI as Internal Statutory Auditor | Management | For | For |
5.c | Elect Roberto SPADA as Internal Statutory Auditor | Management | For | For |
5.d | Elect David TERRACINA as Internal Statutory Auditor | Management | For | For |
5.e | Re-elect Marco SERRA as Alternate Internal Statutory Auditor | Management | For | For |
5.f | Elect Cristiano PROSERPIO as Alternate Internal Statutory Auditor | Management | For | For |
5.g | Elect Antonino PARISI as the Chairperson of the Board of Statutory Auditors | Management | For | For |
6 | Approve Internal Auditors' Remuneration | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PRICELINE.COM INCORPORATED | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
QLIK TECHNOLOGIES INC. | ||||
Ticker: QLIK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
1.2 | Elect Director Paul Wahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
| ||||
RACKSPACE HOSTING, INC. | ||||
Ticker: RAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S. James Bishkin | Management | For | For |
2 | Elect Director Fred Reichheld | Management | For | For |
3 | Elect Director Mark P. Mellin | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
RAKUTEN CO. | ||||
Ticker: 4755 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Increase Authorized Capital to Reflect Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders | Management | For | For |
2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
2.3 | Elect Director Kobayashi, Masatada | Management | For | For |
2.4 | Elect Director Shimada, Toru | Management | For | For |
2.5 | Elect Director Sugihara, Akio | Management | For | For |
2.6 | Elect Director Suzuki, Hisashi | Management | For | For |
2.7 | Elect Director Takayama, Ken | Management | For | For |
2.8 | Elect Director Takeda, Kazunori | Management | For | For |
2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
2.10 | Elect Director Charles B.Baxter | Management | For | For |
2.11 | Elect Director Kusano, Koichi | Management | For | Against |
2.12 | Elect Director Kutaragi, Ken | Management | For | For |
2.13 | Elect Director Joshua G.James | Management | For | Against |
2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
2.15 | Elect Director Yamada, Yoshihisa | Management | For | For |
2.16 | Elect Director Murai, Jun | Management | For | For |
3 | Appoint Statutory Auditor Yamaguchi, Katsuyuki | Management | For | Against |
4 | Approve Deep Discount Stock Option Plans | Management | For | Against |
| ||||
SAGENT PHARMACEUTICALS, INC. | ||||
Ticker: SGNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Yordon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Ramsey | Management | For | For |
2 | Elect Director Sanford R. Robertson | Management | For | Against |
3 | Elect Director Maynard Webb | Management | For | For |
4 | Ratify Auditors | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
SIGMA-ALDRICH CORPORATION | ||||
Ticker: SIAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rebecca M. Bergman | Management | For | For |
2 | Elect Director George M. Church, Ph.D. | Management | For | For |
3 | Elect Director W. Lee McCollum | Management | For | For |
4 | Elect Director Avi M. Nash | Management | For | For |
5 | Elect Director Steven M. Paul, M.D. | Management | For | For |
6 | Elect Director J. Pedro Reinhard | Management | For | For |
7 | Elect Director Rakesh Sachdev | Management | For | For |
8 | Elect Director D. Dean Spatz | Management | For | For |
9 | Elect Director Barrett A. Toan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SINA CORPORATION | ||||
Ticker: SINA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pehong Chen as Director | Management | For | For |
2 | Elect Lip-Bu Tan as Director | Management | For | For |
3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
SODASTREAM INTERNATIONAL LTD. | ||||
Ticker: SODA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re elect Daniel Birnbaum as Director | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
STRYKER CORPORATION | ||||
Ticker: SYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director S.M. Datar | Management | For | For |
1.3 | Elect Director Roch Doliveux | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | Withhold |
1.5 | Elect Director Allan C. Golston | Management | For | For |
1.6 | Elect Director Howard L. Lance | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | Withhold |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TENCENT HOLDINGS LTD. | ||||
Ticker: 00700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Li Dong Sheng as Director | Management | For | For |
3a2 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
TERADATA CORPORATION | ||||
Ticker: TDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael F. Koehler | Management | For | For |
2 | Elect Director James M. Ringler | Management | For | For |
3 | Elect Director John G. Schwarz | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Ratify Auditors | Management | For | For |
| ||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. | ||||
Ticker: TEVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Chaim Hurvitz as Director | Management | For | For |
2.2 | Elect Ory Slonim as Director | Management | For | For |
2.3 | Elect Dan Suesskind as Director | Management | For | For |
3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Management | For | For |
3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
6.1 | Amend Remuneration of Vice Chairman | Management | For | For |
6.2 | Approve Reimbursement of Expenses of Board Chairman | Management | For | For |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Calhoun | Management | For | For |
2 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Director Linda Z. Cook | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
5 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Director Lawrence W. Kellner | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Susan C. Schwab | Management | For | For |
10 | Elect Director Ronald A. Williams | Management | For | For |
11 | Elect Director Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
16 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| ||||
THE FRESH MARKET, INC. | ||||
Ticker: TFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Noll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THE FRESH MARKET, INC. | ||||
Ticker: TFM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brett Berry | Management | For | For |
1.2 | Elect Director David Rea | Management | For | For |
1.3 | Elect Director Bob Sasser | Management | For | For |
1.4 | Elect Director Steven Tanger | Management | For | For |
1.5 | Elect Director Craig Carlock | Management | For | For |
1.6 | Elect Director Jane Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Martin Harris | Management | For | For |
2 | Elect Director Judy C. Lewent | Management | For | For |
3 | Elect Director Jim P. Manzi | Management | For | For |
4 | Elect Director Lars R. Sorensen | Management | For | For |
5 | Elect Director Elaine S. Ullian | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
| ||||
TIBCO SOFTWARE INC. | ||||
Ticker: TIBX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | Against |
2 | Elect Director Richard T. Burke | Management | For | Against |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | Against |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
VERIFONE SYSTEMS, INC. | ||||
Ticker: PAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | Against |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
| ||||
VMWARE, INC. | ||||
Ticker: VMW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
WATERS CORPORATION | ||||
Ticker: WAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director M.J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director L.H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director Joann A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
WATSON PHARMACEUTICALS, INC. | ||||
Ticker: WPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jack Michelson | Management | For | For |
2 | Elect Director Ronald R. Taylor | Management | For | For |
3 | Elect Director Andrew L. Turner | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Franklin Growth Fund
| ||||
3M COMPANY | ||||
Ticker: MMM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director Vance D. Coffman | Management | For | For |
3 | Elect Director Michael L. Eskew | Management | For | For |
4 | Elect Director W. James Farrell | Management | For | For |
5 | Elect Director Herbert L. Henkel | Management | For | For |
6 | Elect Director Edward M. Liddy | Management | For | For |
7 | Elect Director Robert S. Morrison | Management | For | For |
8 | Elect Director Aulana L. Peters | Management | For | Against |
9 | Elect Director Inge G. Thulin | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
16 | Prohibit Political Contributions | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ABB LTD. | ||||
Ticker: ABBN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | Management | For | For |
5.1 | Reelect Roger Agnelli as Director | Management | For | For |
5.2 | Reelect Louis Hughes as Director | Management | For | For |
5.3 | Reelect Hans Maerki as Director | Management | For | For |
5.4 | Reelect Michel de Rosen as Director | Management | For | For |
5.5 | Reelect Michael Treschow as Director | Management | For | For |
5.6 | Reelect Jacob Wallenberg as Director | Management | For | For |
5.7 | Reelect Ying Yeh as Director | Management | For | For |
5.8 | Reelect Hubertus von Gruenberg as Director | Management | For | For |
6 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| ||||
ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | Withhold |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | For |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
9 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
10 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| ||||
ACME PACKET, INC. | ||||
Ticker: APKT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fernando Aguirre | Management | For | For |
2 | Elect Director Mark T. Bertolini | Management | For | For |
3 | Elect Director Frank M. Clark | Management | For | For |
4 | Elect Director Betsy Z. Cohen | Management | For | For |
5 | Elect Director Molly J. Coye | Management | For | Against |
6 | Elect Director Roger N. Farah | Management | For | For |
7 | Elect Director Barbara Hackman Franklin | Management | For | For |
8 | Elect Director Jeffrey E. Garten | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Report on Political Contributions | Shareholder | Against | Against |
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AFLAC INCORPORATED | ||||
Ticker: AFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos, II | Management | For | For |
3 | Elect Director Paul S. Amos, II | Management | For | For |
4 | Elect Director Kriss Cloninger, III | Management | For | Against |
5 | Elect Director Elizabeth J. Hudson | Management | For | For |
6 | Elect Director Douglas W. Johnson | Management | For | For |
7 | Elect Director Robert B. Johnson | Management | For | For |
8 | Elect Director Charles B. Knapp | Management | For | For |
9 | Elect Director E. Stephen Purdom | Management | For | For |
10 | Elect Director Barbara K. Rimer | Management | For | For |
11 | Elect Director Marvin R. Schuster | Management | For | For |
12 | Elect Director Melvin T. Stith | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Takuro Yoshida | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
| ||||
AGILENT TECHNOLOGIES, INC. | ||||
Ticker: A | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Herbold | Management | For | For |
2 | Elect Director Koh Boon Hwee | Management | For | For |
3 | Elect Director William P. Sullivan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AIR FRANCE KLM | ||||
Ticker: AF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of Transactions and Acknowledge Ongoing Transactions | Management | For | For |
5 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
6 | Elect Jaap de Hoop Scheffer as Director | Management | For | Against |
7 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 120 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | Against |
13 | Change Fiscal Year End and Amend Article 31 of Bylaws Accordingly | Management | For | For |
14 | Amend Article 9.3 and 9.4 of Bylaws Re: Shares and Shareholders Identification | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
AIR FRANCE KLM | ||||
Ticker: AF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Ratify Appointment of Alexandre de Juniac as Director | Management | For | Against |
6 | Reelect Leo Van Wijk as Director | Management | For | Against |
7 | Reelect Cornelis J.A Van Lede as Director | Management | For | Against |
8 | Reelect Jean-Francois Dehecq as Director | Management | For | Against |
9 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Ticker: APD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mario L. Baeza | Management | For | For |
2 | Elect Director Susan K. Carter | Management | For | For |
3 | Elect Director John E. McGlade | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ALASKA AIR GROUP, INC. | ||||
Ticker: ALK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Marion C. Blakey | Management | For | For |
4 | Elect Director Phyllis J. Campbell | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Elect Director Bradley D. Tilden | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Stock Retention | Shareholder | Against | Against |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Gary Ellmer | Management | For | For |
1.3 | Elect Director Timothy P. Flynn | Management | For | Withhold |
1.4 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.5 | Elect Director Charles W. Pollard | Management | For | For |
1.6 | Elect Director John Redmond | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
| ||||
ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David E.I. Pyott | Management | For | For |
2 | Elect Director Herbert W. Boyer, Ph.D. | Management | For | For |
3 | Elect Director Deborah Dunsire, M.D. | Management | For | For |
4 | Elect Director Michael R. Gallagher | Management | For | For |
5 | Elect Director Dawn Hudson | Management | For | For |
6 | Elect Director Robert A. Ingram | Management | For | For |
7 | Elect Director Trevor M. Jones, Ph.D. | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Russell T. Ray | Management | For | For |
10 | Elect Director Stephen J. Ryan, M.D. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| ||||
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | ||||
Ticker: MDRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Black | Management | For | For |
1.2 | Elect Director Dennis H. Chookaszian | Management | For | Withhold |
1.3 | Elect Director Robert J. Cindrich | Management | For | For |
1.4 | Elect Director Marcel L. 'Gus' Gamache - DO NOT VOTE | Management | None | None |
1.5 | Elect Director Philip D. Green | Management | For | Withhold |
1.6 | Elect Director Michael J. Kluger | Management | For | Withhold |
1.7 | Elect Director Glen E. Tullman | Management | For | Withhold |
1.8 | Elect Director Stuart L. Bascomb | Management | For | For |
1.9 | Elect Director David D. Stevens | Management | For | For |
1.10 | Elect Director Ralph H. 'Randy' Thurman | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | Against |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMERICA MOVIL S.A.B. DE C.V. | ||||
Ticker: AMXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Series L Shares | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
AMERICAN EXPRESS COMPANY | ||||
Ticker: AXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Barshefsky | Management | For | Withhold |
1.2 | Elect Director U.M. Burns | Management | For | For |
1.3 | Elect Director K.I. Chenault | Management | For | For |
1.4 | Elect Director P. Chernin | Management | For | For |
1.5 | Elect Director T.J. Leonsis | Management | For | Withhold |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. McGinn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
AMERICAN WATER WORKS COMPANY, INC. | ||||
Ticker: AWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen P. Adik | Management | For | For |
2 | Elect Director Martha Clark Goss | Management | For | For |
3 | Elect Director Julie A. Dobson | Management | For | For |
4 | Elect Director Richard R. Grigg | Management | For | For |
5 | Elect Director Julia L. Johnson | Management | For | For |
6 | Elect Director George MacKenzie | Management | For | For |
7 | Elect Director William J. Marrazzo | Management | For | For |
8 | Elect Director Jeffry E. Sterba | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| ||||
AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Francois De Carbonnel | Management | For | For |
5 | Elect Director Vance D. Coffman | Management | For | For |
6 | Elect Director Rebecca M. Henderson | Management | For | For |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Tyler Jacks | Management | For | For |
9 | Elect Director Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director J. Paul Reason | Management | For | Against |
12 | Elect Director Leonard D. Schaeffer | Management | For | Against |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Elect Director Ronald D. Sugar | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Provide Right to Act by Written Consent | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | For |
19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Against |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Chilton | Management | For | For |
2 | Elect Director Luke R. Corbett | Management | For | For |
3 | Elect Director H. Paulett Eberhart | Management | For | For |
4 | Elect Director Peter J. Fluor | Management | For | For |
5 | Elect Director Richard L. George | Management | For | For |
6 | Elect Director Preston M. Geren, III | Management | For | For |
7 | Elect Director Charles W. Goodyear | Management | For | For |
8 | Elect Director John R. Gordon | Management | For | For |
9 | Elect Director James T. Hackett | Management | For | For |
10 | Elect Director Eric D. Mullins | Management | For | For |
11 | Elect Director Paula Rosput Reynolds | Management | For | For |
12 | Elect Director R. A. Walker | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | Withhold |
1.4 | Elect Director Al Gore | Management | For | Withhold |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
ARKANSAS BEST CORPORATION | ||||
Ticker: ABFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Fred A. Allardyce | Management | For | For |
1.3 | Elect Director William M. Legg | Management | For | For |
1.4 | Elect Director Judy R. McReynolds | Management | For | For |
1.5 | Elect Director John H. Morris | Management | For | For |
1.6 | Elect Director Craig E. Philip | Management | For | For |
1.7 | Elect Director Steven L. Spinner | Management | For | For |
1.8 | Elect Director Robert A. Young, III | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Mary T. McDowell | Management | For | Against |
6 | Elect Director Lorrie M. Norrington | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Stacy J. Smith | Management | For | For |
9 | Elect Director Steven M. West | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory D. Brenneman | Management | For | For |
1.2 | Elect Director Leslie A. Brun | Management | For | For |
1.3 | Elect Director Gary C. Butler | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Enrique T. Salem | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
AVERY DENNISON CORPORATION | ||||
Ticker: AVY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E. I. Pyott | Management | For | Against |
3 | Elect Director Dean A. Scarborough | Management | For | For |
4 | Elect Director Julia A. Stewart | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
| ||||
BAXTER INTERNATIONAL INC. | ||||
Ticker: BAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Gavin, III | Management | For | For |
2 | Elect Director Peter S. Hellman | Management | For | For |
3 | Elect Director K. J. Storm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| ||||
BERKSHIRE HATHAWAY INC. | ||||
Ticker: BRK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Adopt Policy on Succession Planning | Shareholder | Against | For |
| ||||
BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
16 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Demchak | Management | For | For |
2 | Elect Director Laurence D. Fink | Management | For | For |
3 | Elect Director Robert S. Kapito | Management | For | For |
4 | Elect Director Thomas H. O'Brien | Management | For | For |
5 | Elect Director Ivan G. Seidenberg | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis O. Bonanno | Management | For | For |
2 | Elect Director Alexis P. Michas | Management | For | For |
3 | Elect Director Richard O. Schaum | Management | For | For |
4 | Elect Director Thomas T. Stallkamp | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Dr Byron Grote as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
BUNGE LIMITED | ||||
Ticker: BG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francis Coppinger as Director | Management | For | For |
1.2 | Elect Alberto Weisser as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
C.H. ROBINSON WORLDWIDE, INC. | ||||
Ticker: CHRW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. MacLennan | Management | For | For |
2 | Elect Director James B. Stake | Management | For | For |
3 | Elect Director John P. Wiehoff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
CANADIAN NATIONAL RAILWAY COMPANY | ||||
Ticker: CNR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Donald J. Carty | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Claude Mongeau | Management | For | For |
1.12 | Elect Director James E. O'Connor | Management | For | For |
1.13 | Elect Director Robert Pace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||
Ticker: CP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Did Not Vote |
3.1 | Elect Director John E. Cleghorn | Management | For | Did Not Vote |
3.2 | Elect Director Tim W. Faithfull | Management | For | Did Not Vote |
3.3 | Elect Director Richard L. George | Management | For | Did Not Vote |
3.4 | Elect Director Frederic J. Green | Management | For | Did Not Vote |
3.5 | Elect Director Edmond L. Harris | Management | For | Did Not Vote |
3.6 | Elect Director Krystyna T. Hoeg | Management | For | Did Not Vote |
3.7 | Elect Director Tony L. Ingram | Management | For | Did Not Vote |
3.8 | Elect Director Richard C. Kelly | Management | For | Did Not Vote |
3.9 | Elect Director Hon. John P. Manley | Management | For | Did Not Vote |
3.10 | Elect Director Linda J. Morgan | Management | For | Did Not Vote |
3.11 | Elect Director Madeleine Paquin | Management | For | Did Not Vote |
3.12 | Elect Director Michael E.J. Phelps | Management | For | Did Not Vote |
3.13 | Elect Director Roger Phillips | Management | For | Did Not Vote |
3.14 | Elect Director David W. Raisbeck | Management | For | Did Not Vote |
3.15 | Elect Director Hartley T. Richardson | Management | For | Did Not Vote |
3.16 | Elect Director William A. Ackman | Management | For | Did Not Vote |
3.17 | Elect Shareholder Nominee Gary F. Colter | Shareholder | Withhold | Did Not Vote |
3.18 | Elect Shareholder Nominee Paul G. Haggis | Shareholder | Withhold | Did Not Vote |
3.19 | Elect Shareholder Nominee Paul C. Hilal | Shareholder | Withhold | Did Not Vote |
3.20 | Elect Shareholder Nominee Rebecca MacDonald | Shareholder | Withhold | Did Not Vote |
3.21 | Elect Shareholder Nominee Anthony R. Melman | Shareholder | Withhold | Did Not Vote |
3.22 | Elect Shareholder Nominee Stephen C. Tobias | Shareholder | Withhold | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | Against | For |
3.1 | Elect Director William A. Ackman | Shareholder | For | For |
3.2 | Elect Director Gary F. Colter | Shareholder | For | For |
3.3 | Elect Director Paul G. Haggis | Shareholder | For | For |
3.4 | Elect Director Paul C. Hilal | Shareholder | For | For |
3.5 | Elect Director Rebecca MacDonald | Shareholder | For | For |
3.6 | Elect Director Anthony R. Melman | Shareholder | For | For |
3.7 | Elect Director Stephen C. Tobias | Shareholder | For | For |
3.8 | Elect Director John E. Cleghorn | Shareholder | Withhold | Withhold |
3.9 | Elect Director Tim W. Faithful | Shareholder | Withhold | Withhold |
3.10 | Elect Director Richard L. George | Shareholder | Withhold | For |
3.11 | Elect Director Frederic J. Green | Shareholder | Withhold | Withhold |
3.12 | Elect Director Edmond L. Harris | Shareholder | Withhold | Withhold |
3.13 | Elect Director Krystyna T. Hoeg | Shareholder | Withhold | For |
3.14 | Elect Director Tony L. Ingram | Shareholder | Withhold | Withhold |
3.15 | Elect Director Richard C. Kelly | Shareholder | Withhold | For |
3.16 | Elect Director Hon. John P. Manley | Shareholder | Withhold | For |
3.17 | Elect Director Linda J. Morgan | Shareholder | Withhold | For |
3.18 | Elect Director Madeleine Paquin | Shareholder | Withhold | Withhold |
3.19 | Elect Director Michael E.J. Phelps | Shareholder | Withhold | Withhold |
3.20 | Elect Director Roger Phillips | Shareholder | Withhold | Withhold |
3.21 | Elect Director David W. Raisbeck | Shareholder | Withhold | For |
3.22 | Elect Director Hartley T. Richardson | Shareholder | Withhold | For |
| ||||
CARDINAL HEALTH, INC. | ||||
Ticker: CAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colleen F. Arnold | Management | For | For |
2 | Elect Director George S. Barrett | Management | For | For |
3 | Elect Director Glenn A. Britt | Management | For | For |
4 | Elect Director Carrie S. Cox | Management | For | For |
5 | Elect Director Calvin Darden | Management | For | For |
6 | Elect Director Bruce L. Downey | Management | For | For |
7 | Elect Director John F. Finn | Management | For | For |
8 | Elect Director Gregory B. Kenny | Management | For | For |
9 | Elect Director David P. King | Management | For | For |
10 | Elect Director Richard C. Notebaert | Management | For | For |
11 | Elect Director David W. Raisbeck | Management | For | For |
12 | Elect Director Jean G. Spaulding | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
CAREFUSION CORPORATION | ||||
Ticker: CFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jacqueline B. Kosecoff, Ph.D. | Management | For | For |
2 | Elect Director Michael D. O'Halleran | Management | For | For |
3 | Elect Director Robert P. Wayman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CARNIVAL CORPORATION | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Sir John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
13 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
14 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Approve Remuneration of Executive Directors | Management | For | For |
20 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorize Shares for Market Purchase | Management | For | For |
23 | Report on Political Contributions | Shareholder | Against | For |
| ||||
CATERPILLAR INC. | ||||
Ticker: CAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.8 | Elect Director Peter A. Magowan | Management | For | For |
1.9 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.11 | Elect Director William A. Osborn | Management | For | For |
1.12 | Elect Director Charles D. Powell | Management | For | For |
1.13 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.14 | Elect Director Susan C. Schwab | Management | For | For |
1.15 | Elect Director Joshua I. Smith | Management | For | For |
1.16 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
CELANESE CORPORATION | ||||
Ticker: CE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Barlett | Management | For | For |
2 | Elect Director David F. Hoffmeister | Management | For | For |
3 | Elect Director Paul H. O'Neill | Management | For | For |
4 | Elect Director Jay V. Ihlenfeld | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| ||||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||
Ticker: CPW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors | Management | For | For |
2 | Reelect External Directors | Management | For | For |
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | Against |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5 | Reauthorize Board Chairman to Serve as CEO | Management | For | Against |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Against |
18 | Report on Internet Fragmentation | Shareholder | Against | Against |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
CITRIX SYSTEMS, INC. | ||||
Ticker: CTXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci E. Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COMPUTER SCIENCES CORPORATION | ||||
Ticker: CSC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director David J. Barram | Management | For | Against |
3 | Elect Director Stephen L. Baum | Management | For | Against |
4 | Elect Director Erik Brynjolfsson | Management | For | For |
5 | Elect Director Rodney F. Chase | Management | For | Against |
6 | Elect Director Judith R. Haberkorn | Management | For | For |
7 | Elect Director Michael W. Laphen | Management | For | For |
8 | Elect Director F. Warren McFarlan | Management | For | For |
9 | Elect Director Chong Sup Park | Management | For | For |
10 | Elect Director Thomas H. Patrick | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Ryan M. Lance | Management | For | For |
7 | Elect Director Mohd H. Marican | Management | For | For |
8 | Elect Director Harold W. McGraw, III | Management | For | Against |
9 | Elect Director James J. Mulva | Management | For | For |
10 | Elect Director Robert A. Niblock | Management | For | For |
11 | Elect Director Harald J. Norvik | Management | For | For |
12 | Elect Director William K. Reilly | Management | For | For |
13 | Elect Director Victoria J. Tschinkel | Management | For | For |
14 | Elect Director Kathryn C. Turner | Management | For | Against |
15 | Elect Director William E. Wade, Jr. | Management | For | Against |
16 | Ratify Auditors | Management | For | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
18 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Against |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Against |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
21 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
22 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
| ||||
COVANCE INC. | ||||
Ticker: CVD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Barchi | Management | For | For |
1.2 | Elect Director Joseph C. Scodari | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Welfare Act Violations | Shareholder | Against | Against |
| ||||
COVIDIEN PUBLIC LIMITED COMPANY | ||||
Ticker: COV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
| ||||
CVS CAREMARK CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. David Brown, II | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director Anne M. Finucane | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director Larry J. Merlo | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director C.A. Lance Piccolo | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Elect Director Tony L. White | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Provide Right to Act by Written Consent | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mortimer M. Caplin | Management | For | For |
2 | Elect Director Donald J. Ehrlich | Management | For | For |
3 | Elect Director Linda P. Hefner | Management | For | For |
4 | Elect Director Teri List-Stoll | Management | For | For |
5 | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Vance D. Coffman | Management | For | For |
3 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
4 | Elect Director Dipak C. Jain | Management | For | For |
5 | Elect Director Clayton M. Jones | Management | For | For |
6 | Elect Director Joachim Milberg | Management | For | For |
7 | Elect Director Richard B. Myers | Management | For | For |
8 | Elect Director Thomas H. Patrick | Management | For | For |
9 | Elect Director Sherry M. Smith | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | Withhold |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr | Management | For | Withhold |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie S. Biller | Management | For | For |
2 | Elect Director Jerry A. Grundhofer | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Victoria J. Reich | Management | For | For |
5 | Elect Director John J. Zillmer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
10 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Barbara J. McNeil | Management | For | For |
3 | Elect Director Michael A. Mussallem | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Baicker | Management | For | For |
2 | Elect Director J. E. Fyrwald | Management | For | For |
3 | Elect Director E. R. Marram | Management | For | For |
4 | Elect Director D. R. Oberhelman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
10 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Against |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Gail Deegan | Management | For | For |
4 | Elect Director James S. DiStasio | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director Edmund F. Kelly | Management | For | For |
7 | Elect Director Windle B. Priem | Management | For | For |
8 | Elect Director Paul Sagan | Management | For | For |
9 | Elect Director David N. Strohm | Management | For | For |
10 | Elect Director Joseph M. Tucci | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EMERSON ELECTRIC CO. | ||||
Ticker: EMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Fernandez G. | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | Withhold |
1.3 | Elect Director W.R. Johnson | Management | For | For |
1.4 | Elect Director J.B. Menzer | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
1.6 | Elect Director R.I. Ridgway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
5 | Declassify the Board of Directors | Shareholder | Against | For |
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EQUIFAX INC. | ||||
Ticker: EFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Copeland, Jr. | Management | For | For |
2 | Elect Director Robert D. Daleo | Management | For | For |
3 | Elect Director Walter W. Driver, Jr. | Management | For | Against |
4 | Elect Director Mark L. Feidler | Management | For | For |
5 | Elect Director L. Phillip Humann | Management | For | Against |
6 | Elect Director Siri S. Marshall | Management | For | For |
7 | Elect Director John A. McKinley | Management | For | For |
8 | Elect Director Richard F. Smith | Management | For | For |
9 | Elect Director Mark B. Templeton | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Approve Merger Agreement | Management | For | For |
4 | Amend Certificate of Incorporation Renouncing Interest in Transactions that may be a Corporate Opportunity for both Expedia and TripAdvisor | Management | For | For |
5.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
5.2 | Elect Director Barry Diller | Management | For | Withhold |
5.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
5.4 | Elect Director William R. Fitzgerald | Management | For | For |
5.5 | Elect Director Craig A. Jacobson | Management | For | For |
5.6 | Elect Director Victor A. Kaufman | Management | For | For |
5.7 | Elect Director Peter M. Kern | Management | For | For |
5.8 | Elect Director Dara Khosrowshahi | Management | For | For |
5.9 | Elect Director John C. Malone | Management | For | Withhold |
5.10 | Elect Director Jose A. Tazon | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | Withhold |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | ||||
Ticker: EXPD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Emmert | Management | For | For |
2 | Elect Director R. Jordan Gates | Management | For | Against |
3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
4 | Elect Director Michael J. Malone | Management | For | For |
5 | Elect Director John W. Meisenbach | Management | For | For |
6 | Elect Director Peter J. Rose | Management | For | For |
7 | Elect Director James L. K. Wang | Management | For | For |
8 | Elect Director Robert R. Wright | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Approve Stock Option Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
EXPRESS SCRIPTS HOLDING COMPANY | ||||
Ticker: ESRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Against |
17 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director H.H. Fore | Management | For | For |
1.6 | Elect Director K.C. Frazier | Management | For | For |
1.7 | Elect Director W.W. George | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
FIRST SOLAR, INC. | ||||
Ticker: FSLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Richard D. Chapman | Management | For | For |
1.3 | Elect Director George A. Hambro | Management | For | For |
1.4 | Elect Director Craig Kennedy | Management | For | For |
1.5 | Elect Director James F. Nolan | Management | For | For |
1.6 | Elect Director William J. Post | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Paul H. Stebbins | Management | For | For |
1.9 | Elect Director Michael Sweeney | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Philip J. Burguieres | Management | For | For |
3 | Elect Director Edward J. Mooney | Management | For | For |
4 | Elect Director James M. Ringler | Management | For | For |
5 | Ratify Auditors | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
| ||||
FORD MOTOR COMPANY | ||||
Ticker: F | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | Against |
4 | Elect Director Edsel B. Ford II | Management | For | Against |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director William W. Helman IV | Management | For | For |
9 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director Richard A. Manoogian | Management | For | Against |
12 | Elect Director Ellen R. Marram | Management | For | For |
13 | Elect Director Alan Mulally | Management | For | For |
14 | Elect Director Homer A. Neal | Management | For | For |
15 | Elect Director Gerald L. Shaheen | Management | For | For |
16 | Elect Director John L. Thornton | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| ||||
FORTINET, INC. | ||||
Ticker: FTNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming Hu | Management | For | For |
1.2 | Elect Director Hong Liang Lu | Management | For | For |
1.3 | Elect Director Ken Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FORWARD AIR CORPORATION | ||||
Ticker: FWRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Allen | Management | For | Withhold |
1.2 | Elect Director Bruce A. Campbell | Management | For | For |
1.3 | Elect Director C. Robert Campbell | Management | For | For |
1.4 | Elect Director C. John Langley, Jr. | Management | For | For |
1.5 | Elect Director Tracy A. Leinbach | Management | For | For |
1.6 | Elect Director Larry D. Leinweber | Management | For | For |
1.7 | Elect Director G. Michael Lynch | Management | For | For |
1.8 | Elect Director Ray A. Mundy | Management | For | For |
1.9 | Elect Director Gary L. Paxton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | Withhold |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B. M. Rankin, Jr. | Management | For | Withhold |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| ||||
GENERAL DYNAMICS CORPORATION | ||||
Ticker: GD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary T. Barra | Management | For | For |
2 | Elect Director Nicholas D. Chabraja | Management | For | For |
3 | Elect Director James S. Crown | Management | For | Against |
4 | Elect Director William P. Fricks | Management | For | Against |
5 | Elect Director Jay L. Johnson | Management | For | For |
6 | Elect Director James L. Jones | Management | For | For |
7 | Elect Director Paul G. Kaminski | Management | For | Against |
8 | Elect Director John M. Keane | Management | For | For |
9 | Elect Director Lester L. Lyles | Management | For | For |
10 | Elect Director Phebe N. Novakovic | Management | For | For |
11 | Elect Director William A. Osborn | Management | For | For |
12 | Elect Director Robert Walmsley | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Review and Assess Human Rights Policies | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | Against |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | Against |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | For |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director James J. Mulva | Management | For | For |
10 | Elect Director Patricia F. Russo | Management | For | For |
11 | Elect Director Thomas M. Schoewe | Management | For | For |
12 | Elect Director Carol M. Stephenson | Management | For | For |
13 | Elect Director Theodore M. Solso | Management | For | For |
14 | Elect Director Cynthia A. Telles | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | Against |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | Against |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HANSEN NATURAL CORPORATION | ||||
Ticker: HANS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
| ||||
HARLEY-DAVIDSON, INC. | ||||
Ticker: HOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Donald A. James | Management | For | Withhold |
1.7 | Elect Director Sara L. Levinson | Management | For | For |
1.8 | Elect Director N. Thomas Linebarger | Management | For | Withhold |
1.9 | Elect Director George L. Miles, Jr. | Management | For | Withhold |
1.10 | Elect Director James A. Norling | Management | For | For |
1.11 | Elect Director Keith E. Wandell | Management | For | For |
1.12 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | Against |
| ||||
HEARTLAND EXPRESS, INC. | ||||
Ticker: HTLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Restricted Stock Plan | Management | For | For |
| ||||
HEARTLAND EXPRESS, INC. | ||||
Ticker: HTLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Richard O. Jacobson | Management | For | Withhold |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HENRY SCHEIN, INC. | ||||
Ticker: HSIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | For |
1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
1.3 | Elect Director James P. Breslawski | Management | For | For |
1.4 | Elect Director Mark E. Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J. Kabat | Management | For | For |
1.9 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S. Matthews | Management | For | For |
1.12 | Elect Director Bradley T. Sheares | Management | For | For |
1.13 | Elect Director Louis W. Sullivan | Management | For | For |
2 | Approve Elimination of Plurality Voting in the Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
HEWLETT-PACKARD COMPANY | ||||
Ticker: HPQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | Against |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | Against |
4 | Elect Director John H. Hammergren | Management | For | Against |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | Against |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
| ||||
HILL-ROM HOLDINGS, INC. | ||||
Ticker: HRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | Withhold |
1.2 | Elect Director James R. Giertz | Management | For | For |
1.3 | Elect Director Charles E. Golden | Management | For | For |
1.4 | Elect Director W. August Hillenbrand | Management | For | For |
1.5 | Elect Director Katherine S. Napier | Management | For | For |
1.6 | Elect Director Joanne C. Smith | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
HOSPIRA, INC. | ||||
Ticker: HSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara L. Bowles | Management | For | For |
2 | Elect Director Roger W. Hale | Management | For | For |
3 | Elect Director John C. Staley | Management | For | For |
4 | Elect Director William G. Dempsey | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
| ||||
HSN, INC. | ||||
Ticker: HSNI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Bousquet-Chavanne | Management | For | For |
1.2 | Elect Director Michael C. Boyd | Management | For | For |
1.3 | Elect Director William Costello | Management | For | For |
1.4 | Elect Director James M. Follo | Management | For | For |
1.5 | Elect Director Mindy Grossman | Management | For | For |
1.6 | Elect Director Stephanie Kugelman | Management | For | For |
1.7 | Elect Director Arthur C. Martinez | Management | For | For |
1.8 | Elect Director Thomas J. McInerney | Management | For | Withhold |
1.9 | Elect Director John B. (Jay) Morse, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Ticker: HII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Miller | Management | For | For |
1.2 | Elect Director C. Michael Petters | Management | For | For |
1.3 | Elect Director Karl M. von der Heyden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Approve Bundled Compensation Plans | Management | For | For |
| ||||
IAC/INTERACTIVECORP | ||||
Ticker: IACI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory R. Blatt | Management | For | Withhold |
1.2 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.3 | Elect Director Chelsea Clinton | Management | For | For |
1.4 | Elect Director Sonali De Rycker | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | Withhold |
1.6 | Elect Director Michael D. Eisner | Management | For | For |
1.7 | Elect Director Victor A. Kaufman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Bryan Lourd | Management | For | Withhold |
1.10 | Elect Director Arthur C. Martinez | Management | For | For |
1.11 | Elect Director David Rosenblatt | Management | For | For |
1.12 | Elect Director Alan G. Spoon | Management | For | Withhold |
1.13 | Elect Director Alexander von Furstenberg | Management | For | For |
1.14 | Elect Director Richard F. Zannino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
| ||||
ILLINOIS TOOL WORKS INC. | ||||
Ticker: ITW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel J. Brutto | Management | For | For |
2 | Elect Director Susan Crown | Management | For | For |
3 | Elect Director Don H. Davis, Jr. | Management | For | For |
4 | Elect Director James W. Griffith | Management | For | For |
5 | Elect Director Robert C. McCormack | Management | For | For |
6 | Elect Director Robert S. Morrison | Management | For | For |
7 | Elect Director James A. Skinner | Management | For | For |
8 | Elect Director David B. Smith, Jr. | Management | For | For |
9 | Elect Director David B. Speer | Management | For | For |
10 | Elect Director Pamela B. Strobel | Management | For | For |
11 | Elect Director Kevin M. Warren | Management | For | For |
12 | Elect Director Anre D. Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
| ||||
INFORMATICA CORPORATION | ||||
Ticker: INFA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sohaib Abbasi | Management | For | For |
2 | Elect Director Geoffrey W. Squire | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INGERSOLL-RAND PLC | ||||
Ticker: IR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | Against |
2 | Elect Director Andy D. Bryant | Management | For | For |
3 | Elect Director Susan L. Decker | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Elect Director Reed E. Hundt | Management | For | For |
6 | Elect Director Paul S. Otellini | Management | For | For |
7 | Elect Director James D. Plummer | Management | For | For |
8 | Elect Director David S. Pottruck | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | Against |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | Against |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | Against |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Against |
19 | Report on Lobbying Expenses | Shareholder | Against | Against |
| ||||
INTERNATIONAL POWER PLC | ||||
Ticker: IPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Dirk Beeuwsaert as Director | Management | For | Abstain |
3 | Re-elect Sir Neville Simms as Director | Management | For | Against |
4 | Re-elect Bernard Attali as Director | Management | For | For |
5 | Re-elect Tony Isaac as Director | Management | For | For |
6 | Re-elect David Weston as Director | Management | For | For |
7 | Re-elect Sir Rob Young as Director | Management | For | For |
8 | Re-elect Michael Zaoui as Director | Management | For | For |
9 | Re-elect Gerard Mestrallet as Director | Management | For | For |
10 | Re-elect Jean-Francois Cirelli as Director | Management | For | For |
11 | Elect Isabelle Kocher as Director | Management | For | For |
12 | Re-elect Philip Cox as Director | Management | For | For |
13 | Re-elect Guy Richelle as Director | Management | For | For |
14 | Elect Geert Peeters as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Appoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Approve 2012 Performance Share Plan | Management | For | Against |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
INTERNATIONAL POWER PLC | ||||
Ticker: IPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of International Power plc by Electrabel S.A. | Management | For | For |
2 | Authorise Off-Market Purchase of Deferred Shares | Management | For | For |
| ||||
INTERNATIONAL POWER PLC | ||||
Ticker: IPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
INTERVAL LEISURE GROUP, INC. | ||||
Ticker: IILG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig M. Nash | Management | For | For |
1.2 | Elect Director Gregory R. Blatt | Management | For | Withhold |
1.3 | Elect Director David Flowers | Management | For | For |
1.4 | Elect Director Gary S. Howard | Management | For | For |
1.5 | Elect Director Lewis J. Korman | Management | For | For |
1.6 | Elect Director Thomas J. Kuhn | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
1.9 | Elect Director Avy H. Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary S. Guthart | Management | For | For |
2 | Elect Director Mark J. Rubash | Management | For | For |
3 | Elect Director Lonnie M. Smith | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.l. Davis | Management | For | For |
4 | Elect Director Alex Gorsky | Management | For | For |
5 | Elect Director Michael M.e. Johns | Management | For | For |
6 | Elect Director Susan L. Lindquist | Management | For | For |
7 | Elect Director Anne M. Mulcahy | Management | For | Against |
8 | Elect Director Leo F. Mullin | Management | For | For |
9 | Elect Director William D. Perez | Management | For | For |
10 | Elect Director Charles Prince | Management | For | Against |
11 | Elect Director David Satcher | Management | For | For |
12 | Elect Director William C. Weldon | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | For |
18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
19 | Adopt Animal-Free Training Methods | Shareholder | Against | Against |
| ||||
JOHNSON CONTROLS, INC. | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Mark P. Vergnano | Management | For | For |
1.3 | Elect Director Richard Goodman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | Against |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | For |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Against |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | For |
20 | Stock Retention | Shareholder | Against | Against |
| ||||
LIVE NATION ENTERTAINMENT, INC. | ||||
Ticker: LYV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Dolan | Management | For | Withhold |
1.2 | Elect Director Ariel Emanuel | Management | For | For |
1.3 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.4 | Elect Director Randall T. Mays | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nolan D. Archibald | Management | For | Against |
2 | Elect Director Rosalind G. Brewer | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | Against |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Gwendolyn S. King | Management | For | For |
7 | Elect Director James M. Loy | Management | For | Against |
8 | Elect Director Douglas H. McCorkindale | Management | For | Against |
9 | Elect Director Joseph W. Ralston | Management | For | Against |
10 | Elect Director Anne Stevens | Management | For | Against |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
LOGITECH INTERNATIONAL S.A. | ||||
Ticker: LOGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Authorize Repurchase of more than Ten Percent of Issued Share Capital | Management | For | Against |
6 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
8 | Reelect Matthew Bousquette as Director | Management | For | For |
9 | Reelect Richard Laube as Director | Management | For | For |
10 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Maffucci | Management | For | Withhold |
1.2 | Elect Director William E. McDonald | Management | For | For |
1.3 | Elect Director Frank H. Menaker, Jr. | Management | For | Withhold |
1.4 | Elect Director Richard A. Vinroot | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen W. Golsby | Management | For | For |
2 | Elect Director Steven M. Altschuler | Management | For | For |
3 | Elect Director Howard B. Bernick | Management | For | For |
4 | Elect Director Kimberly A. Casiano | Management | For | For |
5 | Elect Director Anna C. Catalano | Management | For | For |
6 | Elect Director Celeste A. Clark | Management | For | For |
7 | Elect Director James M. Cornelius | Management | For | For |
8 | Elect Director Peter G. Ratcliffe | Management | For | For |
9 | Elect Director Elliott Sigal | Management | For | For |
10 | Elect Director Robert S. Singer | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
MEDCO HEALTH SOLUTIONS, INC. | ||||
Ticker: MHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
MEDTRONIC, INC. | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Richard H. Anderson | Management | For | For |
1.2 | Director David L. Calhoun | Management | For | Withhold |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | Withhold |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.11 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Kenneth C. Frazier | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director William B. Harrison Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director Rochelle B. Lazarus | Management | For | For |
8 | Elect Director Carlos E. Represas | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Craig B. Thompson | Management | For | For |
11 | Elect Director Wendell P. Weeks | Management | For | For |
12 | Elect Director Peter C. Wendell | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Spoerry | Management | For | For |
2 | Elect Director Wah-Hui Chu | Management | For | For |
3 | Elect Director Francis A. Contino | Management | For | For |
4 | Elect Director Olivier A. Filliol | Management | For | For |
5 | Elect Director Michael A. Kelly | Management | For | For |
6 | Elect Director Martin D. Madaus, Ph.D. | Management | For | For |
7 | Elect Director Hans Ulrich Maerki | Management | For | For |
8 | Elect Director George M. Milne, Jr., Ph.D. | Management | For | For |
9 | Elect Director Thomas P. Salice | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Against |
| ||||
MOLEX INCORPORATED | ||||
Ticker: MOLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edgar D. Jannotta | Management | For | Withhold |
1.2 | Elect Director John H. Krehbiel, Jr. | Management | For | For |
1.3 | Elect Director Donald G. Lubin | Management | For | For |
1.4 | Elect Director Robert J. Potter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | Withhold |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | Withhold |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NATIONAL OILWELL VARCO, INC. | ||||
Ticker: NOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NEWCREST MINING LTD. | ||||
Ticker: NCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Winifred Kamit as a Director | Management | For | For |
2b | Elect Don Mercer as a Director | Management | For | For |
2c | Elect Richard Knight as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Renew Proportional Takeover Bid Approval Rule | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sherry S. Barrat | Management | For | For |
2 | Elect Director Robert M. Beall, Ii | Management | For | For |
3 | Elect Director James L. Camaren | Management | For | For |
4 | Elect Director Kenneth B. Dunn | Management | For | For |
5 | Elect Director J. Brian Ferguson | Management | For | For |
6 | Elect Director Lewis Hay, Iii | Management | For | For |
7 | Elect Director Toni Jennings | Management | For | For |
8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
9 | Elect Director Rudy E. Schupp | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Elect Director Michael H. Thaman | Management | For | For |
12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
NORTHROP GRUMMAN CORPORATION | ||||
Ticker: NOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wesley G. Bush | Management | For | For |
2 | Elect Director Lewis W. Coleman | Management | For | Against |
3 | Elect Director Victor H. Fazio | Management | For | Against |
4 | Elect Director Donald E. Felsinger | Management | For | Against |
5 | Elect Director Stephen E. Frank | Management | For | Against |
6 | Elect Director Bruce S. Gordon | Management | For | Against |
7 | Elect Director Madeleine A. Kleiner | Management | For | For |
8 | Elect Director Karl J. Krapek | Management | For | Against |
9 | Elect Director Richard B. Myers | Management | For | Against |
10 | Elect Director Aulana L. Peters | Management | For | Against |
11 | Elect Director Gary Roughead | Management | For | For |
12 | Elect Director Thomas M. Schoewe | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Amend Certificate of Incorporation of Titan II, Inc. | Management | For | For |
17 | Provide Right to Act by Written Consent | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Aziz D. Syriani | Management | For | For |
11 | Elect Director Rosemary Tomich | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | Withhold |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
PALL CORPORATION | ||||
Ticker: PLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Amy E. Alving | Management | For | For |
2 | Elect Director Daniel J. Carroll, Jr. | Management | For | For |
3 | Elect Director Robert B. Coutts | Management | For | For |
4 | Elect Director Cheryl W. Grise | Management | For | For |
5 | Elect Director Ronald L. Hoffman | Management | For | For |
6 | Elect Director Lawrence D. Kingsley | Management | For | For |
7 | Elect Director Dennis N. Longstreet | Management | For | For |
8 | Elect Director B. Craig Owens | Management | For | For |
9 | Elect Director Katharine L. Plourde | Management | For | For |
10 | Elect Director Edward L. Snyder | Management | For | For |
11 | Elect Director Edward Travaglianti | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Executive Incentive Bonus Plan | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
PEABODY ENERGY CORPORATION | ||||
Ticker: BTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Indra K. Nooyi | Management | For | For |
8 | Elect Director Sharon Percy Rockefeller | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Lloyd G. Trotter | Management | For | For |
11 | Elect Director Daniel Vasella | Management | For | For |
12 | Elect Director Alberto Weisser | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
17 | Establish Risk Oversight Committee | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director W. Don Cornwell | Management | For | For |
4 | Elect Director Frances D. Fergusson | Management | For | For |
5 | Elect Director William H. Gray, III | Management | For | For |
6 | Elect Director Helen H. Hobbs | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Publish Political Contributions | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Non-Employee Director Compensation | Shareholder | Against | Against |
| ||||
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. | ||||
Ticker: PPDI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
PRAXAIR, INC. | ||||
Ticker: PX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
| ||||
QUEST DIAGNOSTICS INCORPORATED | ||||
Ticker: DGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jenne K. Britell | Management | For | For |
2 | Elect Director Gail R. Wilensky | Management | For | For |
3 | Elect Director John B. Ziegler | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
| ||||
RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Cartwright | Management | For | For |
2 | Elect Director Vernon E. Clark | Management | For | For |
3 | Elect Director John M. Deutch | Management | For | Against |
4 | Elect Director Stephen J. Hadley | Management | For | For |
5 | Elect Director Frederic M. Poses | Management | For | For |
6 | Elect Director Michael C. Ruettgers | Management | For | For |
7 | Elect Director Ronald L. Skates | Management | For | For |
8 | Elect Director William R. Spivey | Management | For | For |
9 | Elect Director Linda G. Stuntz | Management | For | Against |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
RESEARCH IN MOTION LIMITED | ||||
Ticker: RIM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Balsillie | Management | For | For |
1.2 | Elect Director Mike Lazaridis | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Roger Martin | Management | For | For |
1.6 | Elect Director John Richardson | Management | For | For |
1.7 | Elect Director Barbara Stymiest | Management | For | For |
1.8 | Elect Director Antonio Viana-Baptista | Management | For | For |
1.9 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | Withhold |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | Withhold |
1.6 | Elect Director M. Keith Waddell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
ROCKWELL COLLINS, INC. | ||||
Ticker: COL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.J. Carbone | Management | For | For |
1.2 | Elect Director C.M. Jones | Management | For | For |
1.3 | Elect Director C.L. Shavers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
SIGMA-ALDRICH CORPORATION | ||||
Ticker: SIAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rebecca M. Bergman | Management | For | For |
2 | Elect Director George M. Church, Ph.D. | Management | For | For |
3 | Elect Director W. Lee McCollum | Management | For | For |
4 | Elect Director Avi M. Nash | Management | For | For |
5 | Elect Director Steven M. Paul, M.D. | Management | For | For |
6 | Elect Director J. Pedro Reinhard | Management | For | For |
7 | Elect Director Rakesh Sachdev | Management | For | For |
8 | Elect Director D. Dean Spatz | Management | For | For |
9 | Elect Director Barrett A. Toan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director J. Veronica Biggins | Management | For | For |
3 | Elect Director Douglas H. Brooks | Management | For | For |
4 | Elect Director William H. Cunningham | Management | For | For |
5 | Elect Director John G. Denison | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Thomas M. Nealon | Management | For | For |
10 | Elect Director Daniel D. Villanueva | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Management | For | For |
13 | Ratify Auditors | Management | For | For |
| ||||
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | ||||
Ticker: HOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Stephen R. Quazzo | Management | For | For |
1.10 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
STERICYCLE, INC. | ||||
Ticker: SRCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark C. Miller | Management | For | For |
2 | Elect Director Jack W. Schuler | Management | For | For |
3 | Elect Director Thomas D. Brown | Management | For | For |
4 | Elect Director Rod F. Dammeyer | Management | For | For |
5 | Elect Director William K. Hall | Management | For | For |
6 | Elect Director Jonathan T. Lord | Management | For | For |
7 | Elect Director John Patience | Management | For | For |
8 | Elect Director James W.p. Reid-Anderson | Management | For | For |
9 | Elect Director Ronald G. Spaeth | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
STRYKER CORPORATION | ||||
Ticker: SYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director S.M. Datar | Management | For | For |
1.3 | Elect Director Roch Doliveux | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | Withhold |
1.5 | Elect Director Allan C. Golston | Management | For | For |
1.6 | Elect Director Howard L. Lance | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | Withhold |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SUNPOWER CORPORATION | ||||
Ticker: SPWRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Class A and Class B Common Stock into a Single Class of Common Stock and Eliminate Obsolete Provisions of the Certificate of Incorporation | Management | For | For |
2 | Provide Right to Act by Written Consent | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
SUNPOWER CORPORATION | ||||
Ticker: SPWRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Class A and Class B Common Stock into a Single Class of Common Stock and Eliminate Obsolete Provisions of the Certificate of Incorporation | Management | For | For |
2 | Provide Right to Act by Written Consent | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
SUNPOWER CORPORATION | ||||
Ticker: SPWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Chaperon | Management | For | For |
1.2 | Elect Director Jerome Schmitt | Management | For | For |
1.3 | Elect Director Pat Wood III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
T. ROWE PRICE GROUP, INC. | ||||
Ticker: TROW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Robert F. MacLellan | Management | For | For |
7 | Elect Director Brian C. Rogers | Management | For | For |
8 | Elect Director Alfred Sommer | Management | For | For |
9 | Elect Director Dwight S. Taylor | Management | For | For |
10 | Elect Director Anne Marie Whittemore | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
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TELEFLEX INCORPORATED | ||||
Ticker: TFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sigismundus W.W. Lubsen | Management | For | For |
2 | Elect Director Stuart A. Randle | Management | For | For |
3 | Elect Director Harold L. Yoh, III | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. | ||||
Ticker: TEVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Chaim Hurvitz as Director | Management | For | For |
2.2 | Elect Ory Slonim as Director | Management | For | For |
2.3 | Elect Dan Suesskind as Director | Management | For | For |
3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Management | For | For |
3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
6.1 | Amend Remuneration of Vice Chairman | Management | For | For |
6.2 | Approve Reimbursement of Expenses of Board Chairman | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director P.H. Patsley | Management | For | For |
5 | Elect Director R.E. Sanchez | Management | For | For |
6 | Elect Director W.R. Sanders | Management | For | For |
7 | Elect Director R.J. Simmons | Management | For | For |
8 | Elect Director R.K. Templeton | Management | For | For |
9 | Elect Director C.T. Whitman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
| ||||
TEXTRON INC. | ||||
Ticker: TXT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott C. Donnelly | Management | For | For |
2 | Elect Director James T. Conway | Management | For | For |
3 | Elect Director Lawrence K. Fish | Management | For | For |
4 | Elect Director Paul E. Gagne | Management | For | For |
5 | Elect Director Dain M. Hancock | Management | For | For |
6 | Elect Director Lloyd G. Trotter | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Calhoun | Management | For | For |
2 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Director Linda Z. Cook | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
5 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Director Lawrence W. Kellner | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Susan C. Schwab | Management | For | For |
10 | Elect Director Ronald A. Williams | Management | For | For |
11 | Elect Director Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
16 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| ||||
THE DUN & BRADSTREET CORPORATION | ||||
Ticker: DNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Austin A. Adams | Management | For | For |
2 | Elect Director John W. Alden | Management | For | For |
3 | Elect Director Christopher J. Coughlin | Management | For | For |
4 | Elect Director James N. Fernandez | Management | For | For |
5 | Elect Director Paul R. Garcia | Management | For | For |
6 | Elect Director Douglas A. Kehring | Management | For | For |
7 | Elect Director Sara Mathew | Management | For | For |
8 | Elect Director Sandra E. Peterson | Management | For | For |
9 | Elect Director Michael J. Winkler | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director W. James McNerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Margaret C. Whitman | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Elect Director Ernesto Zedillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles of Incorporation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | Against | Against |
18 | Report on Political Contributions and Provide Advisory Vote | Shareholder | Against | Against |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | Against |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | Against |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | Against |
9 | Elect Director Sheryl Sandberg | Management | For | Against |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
THE WASHINGTON POST COMPANY | ||||
Ticker: WPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher C. Davis | Management | For | For |
1.2 | Elect Director Anne M. Mulcahy | Management | For | Withhold |
1.3 | Elect Director Larry D. Thompson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
THOMAS & BETTS CORPORATION | ||||
Ticker: TNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
TOYOTA MOTOR CORP. | ||||
Ticker: 7203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Cho, Fujio | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.4 | Elect Director Funo, Yukitoshi | Management | For | For |
2.5 | Elect Director Niimi, Atsushi | Management | For | For |
2.6 | Elect Director Sasaki, Shinichi | Management | For | For |
2.7 | Elect Director Ozawa, Satoshi | Management | For | For |
2.8 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.9 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.10 | Elect Director Ijichi, Takahiko | Management | For | For |
2.11 | Elect Director Ihara, Yasumori | Management | For | For |
2.12 | Elect Director Maekawa, Masamoto | Management | For | For |
2.13 | Elect Director Kato, Mitsuhisa | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| ||||
TRANSOCEAN LTD. | ||||
Ticker: RIGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appropriation of the Available Earnings for Fiscal Year 2011 | Management | For | For |
3a | Elect Glyn Barker as Director | Management | For | For |
3b | Elect Vanessa C.L. Chang as Director | Management | For | For |
3c | Elect Chad Deaton as Director | Management | For | For |
3d | Reelect Edward R. Muller as Director | Management | For | For |
3e | Reelect Tan Ek Kia as Director | Management | For | For |
4 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2012 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRIMBLE NAVIGATION LIMITED | ||||
Ticker: TRMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
1.7 | Elect Director Bradford W. Parkinson | Management | For | For |
1.8 | Elect Director Mark S. Peek | Management | For | For |
1.9 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
TRIPADVISOR, INC. | ||||
Ticker: TRIP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Diller | Management | For | Withhold |
1.2 | Elect Director Stephen Kaufer | Management | For | For |
1.3 | Elect Director William R. Fitzgerald | Management | For | For |
1.4 | Elect Director Victor A. Kaufman | Management | For | For |
1.5 | Elect Director Dara Khosrowshahi | Management | For | For |
1.6 | Elect Director Jonathan F. Miller | Management | For | For |
1.7 | Elect Director Jeremy Philips | Management | For | For |
1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
1.10 | Elect Director Michael P. Zeisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty, III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
16 | Stock Retention | Shareholder | Against | Against |
| ||||
UNITED CONTINENTAL HOLDINGS, INC. | ||||
Ticker: UAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer Iii | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director Laurence E. Simmons | Management | For | For |
1.7 | Elect Director Jeffery A. Smisek | Management | For | For |
1.8 | Elect Director Glenn F. Tilton | Management | For | For |
1.9 | Elect Director David J. Vitale | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
1.11 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VARIAN MEDICAL SYSTEMS, INC. | ||||
Ticker: VAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy E. Guertin | Management | For | For |
1.2 | Elect Director David J. Illingworth | Management | For | For |
1.3 | Elect Director Ruediger Naumann-Etienne | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Glen A. Dell | Management | For | For |
1.3 | Elect Director Samuel G. Liss | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
VF CORPORATION | ||||
Ticker: VFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director Laura W. Lang | Management | For | For |
1.3 | Elect Director W. Alan McCollough | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | Against |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | Against |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
| ||||
W.W. GRAINGER, INC. | ||||
Ticker: GWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Stuart L. Levenick | Management | For | For |
1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.7 | Elect Director Neil S. Novich | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Gary L. Rogers | Management | For | For |
1.10 | Elect Director James T. Ryan | Management | For | For |
1.11 | Elect Director E. Scott Santi | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WATERS CORPORATION | ||||
Ticker: WAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director M.J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director L.H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director Joann A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | Against |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | Against |
8 | Elect Director Cynthia H. Milligan | Management | For | Against |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | Against |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | For |
19 | Provide for Cumulative Voting | Shareholder | Against | For |
20 | Adopt Proxy Access Right | Shareholder | Against | For |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| ||||
WERNER ENTERPRISES, INC. | ||||
Ticker: WERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence L. Werner | Management | For | For |
1.2 | Elect Director Patrick J. Jung | Management | For | For |
1.3 | Elect Director Duane K. Sather | Management | For | For |
1.4 | Elect Director Dwaine J. Peetz, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
ZIMMER HOLDINGS, INC. | ||||
Ticker: ZMH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
Franklin Income Fund
| ||||
AGL RESOURCES INC. | ||||
Ticker: GAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | Withhold |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Charles H. "Pete" McTier | Management | For | For |
1.10 | Elect Director Dean R. O'Hare | Management | For | For |
1.11 | Elect Director Armando J. Olivera | Management | For | Withhold |
1.12 | Elect Director John E. Rau | Management | For | For |
1.13 | Elect Director James A. Rubright | Management | For | For |
1.14 | Elect Director John W. Somerhalder II | Management | For | For |
1.15 | Elect Director Bettina M. Whyte | Management | For | For |
1.16 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ALPHA NATURAL RESOURCES, INC. | ||||
Ticker: ANR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin S. Crutchfield | Management | For | For |
2 | Elect Director William J. Crowley, Jr. | Management | For | For |
3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
4 | Elect Director Glenn A. Eisenberg | Management | For | For |
5 | Elect Director P. Michael Giftos | Management | For | For |
6 | Elect Director Deborah M. Fretz | Management | For | For |
7 | Elect Director Joel Richards, III | Management | For | For |
8 | Elect Director James F. Roberts | Management | For | For |
9 | Elect Director Ted G. Wood | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas K. Akins | Management | For | For |
2 | Elect Director David J. Anderson | Management | For | For |
3 | Elect Director James F. Cordes | Management | For | For |
4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
5 | Elect Director Linda A. Goodspeed | Management | For | For |
6 | Elect Director Thomas E. Hoaglin | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell, III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Sara Martinez Tucker | Management | For | For |
12 | Elect Director John F. Turner | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ANGLOGOLD ASHANTI LTD | ||||
Ticker: ANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | Management | For | For |
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ANGLOGOLD ASHANTI LTD | ||||
Ticker: ANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
2 | Elect Nozipho January-Bardill as Director | Management | For | For |
3 | Elect Rodney Ruston as Director | Management | For | For |
4 | Re-elect Bill Nairn as Director | Management | For | For |
5 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
6 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
8 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve Increase in Non-executive Directors Fees | Management | For | For |
14 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
15 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
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AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect DirectorJames H. Blanchard | Management | For | For |
5 | Elect DirectorJaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director John B. McCoy | Management | For | For |
9 | Elect Director Joyce M. Roche | Management | For | For |
10 | Elect Director Matthew K. Rose | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | For |
16 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | For |
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BANCO SANTANDER S.A. | ||||
Ticker: SAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Management | For | For |
3.A | Elect Esther Gimenez-Salinas Colomer as Director | Management | For | For |
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | Management | For | Against |
3.C | Reelect Juan Rodriguez Inciarte as Director | Management | For | Against |
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | Management | For | Against |
3.E | Reelect Matias Rodriguez Inciarte as Director | Management | For | Against |
3.F | Reelect Manuel Soto Serrano as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | Management | For | For |
5.B | Amend Article 69 | Management | For | For |
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Management | For | For |
7 | Authorize Capital Increase of EUR 500 Million | Management | For | For |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | Management | For | For |
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | Management | For | For |
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | Management | For | For |
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | Management | For | For |
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
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BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Thomas J. May | Management | For | For |
9 | Elect Director Brian T. Moynihan | Management | For | For |
10 | Elect Director Donald E. Powell | Management | For | For |
11 | Elect Director Charles O. Rossotti | Management | For | Against |
12 | Elect Director Robert W. Scully | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Disclose Prior Government Service | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | For |
18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
19 | Prohibit Political Contributions | Shareholder | Against | Against |
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BARCLAYS PLC | ||||
Ticker: BARC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Marcus Agius as Director | Management | For | For |
4 | Re-elect David Booth as Director | Management | For | For |
5 | Re-elect Alison Carnwath as Director | Management | For | For |
6 | Re-elect Fulvio Conti as Director | Management | For | For |
7 | Re-elect Bob Diamond as Director | Management | For | For |
8 | Re-elect Simon Fraser as Director | Management | For | For |
9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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BARRICK GOLD CORPORATION | ||||
Ticker: ABX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | For |
1.2 | Elect Director C. William D. Birchall | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Gustavo Cisneros | Management | For | For |
1.5 | Elect Director Robert M. Franklin | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Dambisa Moyo | Management | For | For |
1.8 | Elect Director Brian Mulroney | Management | For | For |
1.9 | Elect Director Anthony Munk | Management | For | For |
1.10 | Elect Director Peter Munk | Management | For | For |
1.11 | Elect Director Aaron W. Regent | Management | For | For |
1.12 | Elect Director Nathaniel P. Rothschild | Management | For | For |
1.13 | Elect Director Steven J. Shapiro | Management | For | For |
1.14 | Elect Director John L. Thornton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Dr Byron Grote as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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CALLON PETROLEUM COMPANY | ||||
Ticker: CPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred L. Callon | Management | For | For |
1.2 | Elect Director L. Richard Flury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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CANADIAN OIL SANDS LIMITED | ||||
Ticker: COS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director C.E. (Chuck) Shultz | Management | For | For |
2.2 | Elect Director Ian A. Bourne | Management | For | For |
2.3 | Elect Director Marcel R. Coutu | Management | For | For |
2.4 | Elect Director Gerald W. Grandey | Management | For | For |
2.5 | Elect Director Donald J. Lowry | Management | For | For |
2.6 | Elect Director Sarah E. Raiss | Management | For | For |
2.7 | Elect Director John K. Read | Management | For | For |
2.8 | Elect Director Brant G. Sangster | Management | For | For |
2.9 | Elect Director Wesley R. Twiss | Management | For | For |
2.10 | Elect Director John B. Zaozirny | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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CENTURYLINK, INC. | ||||
Ticker: CTL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3.1 | Elect Director Fred R. Nichols | Management | For | For |
3.2 | Elect Director Harvey P. Perry | Management | For | For |
3.3 | Elect Director Laurie A. Siegel | Management | For | For |
3.4 | Elect Director Joseph R. Zimmel | Management | For | For |
4 | Ratify Auditors | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | For |
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CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Lance Conn | Management | For | Withhold |
1.2 | Elect Director Darren Glatt | Management | For | For |
1.3 | Elect Director Craig A. Jacobson | Management | For | For |
1.4 | Elect Director Bruce A. Karsh | Management | For | Withhold |
1.5 | Elect Director Edgar Lee | Management | For | For |
1.6 | Elect Director Jeffrey A. Marcus | Management | For | For |
1.7 | Elect Director John D. Markley, Jr. | Management | For | For |
1.8 | Elect Director David C. Merritt | Management | For | For |
1.9 | Elect Director Stan Parker | Management | For | For |
1.10 | Elect Director Thomas M. Rutledge | Management | For | For |
1.11 | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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CHESAPEAKE ENERGY CORPORATION | ||||
Ticker: CHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | Withhold |
1.2 | Elect Director V. Burns Hargis | Management | For | Withhold |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Reincorporate in Another State [from Oklahoma to Delaware] | Shareholder | Against | For |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
10 | Adopt Proxy Access Right | Shareholder | Against | For |
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CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linnet F. Deily | Management | For | For |
2 | Elect Director Robert E. Denham | Management | For | For |
3 | Elect Director Chuck Hagel | Management | For | For |
4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Director George L. Kirkland | Management | For | For |
6 | Elect Director Charles W. Moorman, IV | Management | For | For |
7 | Elect Director Kevin W. Sharer | Management | For | For |
8 | Elect Director John G. Stumpf | Management | For | For |
9 | Elect Director Ronald D. Sugar | Management | For | For |
10 | Elect Director Carl Ware | Management | For | For |
11 | Elect Director John S. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Remove Exclusive Venue Provision | Shareholder | Against | For |
15 | Require Independent Board Chairman | Shareholder | Against | For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
17 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Against |
18 | Report on Internet Fragmentation | Shareholder | Against | Against |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
CIT GROUP INC. | ||||
Ticker: CIT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | Against |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | Against |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | Against |
11 | Elect Director William S. Thompson, Jr. | Management | For | Against |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | For |
| ||||
COLONY FINANCIAL, INC. | ||||
Ticker: CLNY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard B. Saltzman | Management | For | For |
1.3 | Elect Director George G. C. Parker | Management | For | For |
1.4 | Elect Director John A. Somers | Management | For | For |
1.5 | Elect Director John L. Steffens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Ryan M. Lance | Management | For | For |
7 | Elect Director Mohd H. Marican | Management | For | For |
8 | Elect Director Harold W. McGraw, III | Management | For | Against |
9 | Elect Director James J. Mulva | Management | For | For |
10 | Elect Director Robert A. Niblock | Management | For | For |
11 | Elect Director Harald J. Norvik | Management | For | For |
12 | Elect Director William K. Reilly | Management | For | For |
13 | Elect Director Victoria J. Tschinkel | Management | For | For |
14 | Elect Director Kathryn C. Turner | Management | For | Against |
15 | Elect Director William E. Wade, Jr. | Management | For | Against |
16 | Ratify Auditors | Management | For | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
18 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Against |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Against |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
21 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
22 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Against |
| ||||
DEX ONE CORPORATION | ||||
Ticker: DEXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jonathan B. Bulkeley | Management | For | For |
2 | Elect Director Eugene I. Davis | Management | For | For |
3 | Elect Director Richard L. Kuersteiner | Management | For | For |
4 | Elect Director W. Kirk Liddell | Management | For | For |
5 | Elect Director Mark A. McEachen | Management | For | For |
6 | Elect Director Alfred T. Mockett | Management | For | For |
7 | Elect Director Alan F. Schultz | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
| ||||
DIAGEO PLC | ||||
Ticker: DGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
7 | Re-elect Betsy Holden as Director | Management | For | For |
8 | Re-elect Dr Franz Humer as Director | Management | For | For |
9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
10 | Re-elect Philip Scott as Director | Management | For | For |
11 | Re-elect Todd Stitzer as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
DOMINION RESOURCES, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Barr | Management | For | For |
2 | Elect Director Peter W. Brown | Management | For | For |
3 | Elect Director Helen E. Dragas | Management | For | For |
4 | Elect Director Thomas F. Farrell, II | Management | For | For |
5 | Elect Director John W. Harris | Management | For | For |
6 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
7 | Elect Director Mark J. Kington | Management | For | For |
8 | Elect Director Frank S. Royal | Management | For | For |
9 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
10 | Elect Director David A. Wollard | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Renewable Energy Production Goal | Shareholder | Against | Against |
14 | Report on Encouraging Customer Use of Renewable Energy Systems | Shareholder | Against | Against |
15 | Report on Plant Closures | Shareholder | Against | Against |
16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Against |
17 | Report on Impacts and Risks of Natural Gas | Shareholder | Against | Against |
18 | Review and Report on Nuclear Safety | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.3 | Elect Director Eugene A. Miller | Management | For | For |
1.4 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.5 | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
E. I. DU PONT DE NEMOURS AND COMPANY | ||||
Ticker: DD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lamberto Andreotti | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director Eleuthere I. Du Pont | Management | For | For |
8 | Elect Director Marillyn A. Hewson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Ellen J. Kullman | Management | For | For |
11 | Elect Director Lee M. Thomas | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | For |
15 | Report on Pay Disparity | Shareholder | Against | Against |
| ||||
ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director Gary W. Edwards | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Donald C. Hintz | Management | For | For |
5 | Elect Director J. Wayne Leonard | Management | For | For |
6 | Elect Director Stuart L. Levenick | Management | For | For |
7 | Elect Director Blanche L. Lincoln | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director William A. Percy, II | Management | For | For |
10 | Elect Director W.J. Tauzin | Management | For | For |
11 | Elect Director Steven V. Wilkinson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Canning, Jr. | Management | For | For |
2 | Elect Director Christopher M. Crane | Management | For | For |
3 | Elect Director M. Walter D'Alessio | Management | For | For |
4 | Elect Director Nicholas DeBenedictis | Management | For | For |
5 | Elect Director Nelson A. Diaz | Management | For | For |
6 | Elect Director Sue L. Gin | Management | For | For |
7 | Elect Director Rosemarie B. Greco | Management | For | For |
8 | Elect Director Paul L. Joskow, Ph. D. | Management | For | For |
9 | Elect Director Richard W. Mies | Management | For | For |
10 | Elect Director John M. Palms, Ph. D. | Management | For | For |
11 | Elect Director William C. Richardson, Ph. D. | Management | For | For |
12 | Elect Director Thomas J. Ridge | Management | For | For |
13 | Elect Director John W. Rogers, Jr. | Management | For | For |
14 | Elect Director John W. Rowe | Management | For | For |
15 | Elect Director Stephen D. Steinour | Management | For | For |
16 | Elect Director Don Thompson | Management | For | For |
17 | Elect Director Ann C. Berzin | Management | For | For |
18 | Elect Director Yves C. de Balmann | Management | For | For |
19 | Elect Director Robert J. Lawless | Management | For | For |
20 | Elect Director Mayo A. Shattuck III | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director H.H. Fore | Management | For | For |
1.6 | Elect Director K.C. Frazier | Management | For | For |
1.7 | Elect Director W.W. George | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | For |
1.12 | Elect Director Catherine A. Rein | Management | For | For |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Against |
6 | Report on Plans to Reduce Coal-Related Costs and Risks | Shareholder | Against | Against |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
FORD MOTOR COMPANY | ||||
Ticker: F | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | Against |
4 | Elect Director Edsel B. Ford II | Management | For | Against |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director William W. Helman IV | Management | For | For |
9 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director Richard A. Manoogian | Management | For | Against |
12 | Elect Director Ellen R. Marram | Management | For | For |
13 | Elect Director Alan Mulally | Management | For | For |
14 | Elect Director Homer A. Neal | Management | For | For |
15 | Elect Director Gerald L. Shaheen | Management | For | For |
16 | Elect Director John L. Thornton | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| ||||
FRANCE TELECOM | ||||
Ticker: FTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
A | Amendment to Item 3 Above: Approve Dividends of EUR 1 (instead of EUR 1.40) per Share | Shareholder | Against | Against |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of Transactions | Management | For | For |
5 | Reelect Claudie Haignere as Director | Management | For | For |
6 | Reelect Jose Luis Duran as Director | Management | For | For |
7 | Reelect Charles Henri Filippi as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Ratify Change of Registered Office to 78, Rue Olivier de Serres, 75015 Paris | Management | For | For |
10 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Requirements | Management | For | For |
11 | Remove Paragraphs 3 and 4 of Article 16 Re: Board Powers | Management | For | For |
12 | Amend Article 21 of Bylaws Re: Proxy Voting, Electronic Vote, Convening of General Meeting, Shareholders Proposals | Management | For | For |
13 | Authorize Capital Increase of up to EUR 25 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Management | For | For |
14 | Authorize up to EUR 250,000 for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefiting from a Liquidity Agreement | Management | For | For |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan (Repurchased Shares) | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | Withhold |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B. M. Rankin, Jr. | Management | For | Withhold |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| ||||
FRONTIER COMMUNICATIONS CORPORATION | ||||
Ticker: FTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | For |
4 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | Against |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | Against |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | For |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | Against |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HSBC HOLDINGS PLC | ||||
Ticker: HSBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Re-elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Elect Joachim Faber as Director | Management | For | For |
3f | Re-elect Rona Fairhead as Director | Management | For | For |
3g | Re-elect Douglas Flint as Director | Management | For | For |
3h | Re-elect Alexander Flockhart as Director | Management | For | For |
3i | Re-elect Stuart Gulliver as Director | Management | For | For |
3j | Re-elect James Hughes-Hallett as Director | Management | For | For |
3k | Re-elect William Laidlaw as Director | Management | For | For |
3l | Elect John Lipsky as Director | Management | For | For |
3m | Re-elect Janis Lomax as Director | Management | For | For |
3n | Re-elect Iain Mackay as Director | Management | For | For |
3o | Re-elect Nagavara Murthy as Director | Management | For | For |
3p | Re-elect Sir Simon Robertson as Director | Management | For | For |
3q | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
8 | Approve Scrip Dividend Program | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | Against |
2 | Elect Director Andy D. Bryant | Management | For | For |
3 | Elect Director Susan L. Decker | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Elect Director Reed E. Hundt | Management | For | For |
6 | Elect Director Paul S. Otellini | Management | For | For |
7 | Elect Director James D. Plummer | Management | For | For |
8 | Elect Director David S. Pottruck | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.l. Davis | Management | For | For |
4 | Elect Director Alex Gorsky | Management | For | For |
5 | Elect Director Michael M.e. Johns | Management | For | For |
6 | Elect Director Susan L. Lindquist | Management | For | For |
7 | Elect Director Anne M. Mulcahy | Management | For | Against |
8 | Elect Director Leo F. Mullin | Management | For | For |
9 | Elect Director William D. Perez | Management | For | For |
10 | Elect Director Charles Prince | Management | For | Against |
11 | Elect Director David Satcher | Management | For | For |
12 | Elect Director William C. Weldon | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | For |
18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
19 | Adopt Animal-Free Training Methods | Shareholder | Against | Against |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | Against |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | For |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Against |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | For |
20 | Stock Retention | Shareholder | Against | Against |
| ||||
LYONDELLBASELL INDUSTRIES N.V. | ||||
Ticker: LYB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | Against |
8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
M&T BANK CORPORATION | ||||
Ticker: MTB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | For |
1.7 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.8 | Elect Director Richard G. King | Management | For | For |
1.9 | Elect Director Jorge G. Pereira | Management | For | For |
1.10 | Elect Director Michael P. Pinto | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Kenneth C. Frazier | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director William B. Harrison Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director Rochelle B. Lazarus | Management | For | For |
8 | Elect Director Carlos E. Represas | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Craig B. Thompson | Management | For | For |
11 | Elect Director Wendell P. Weeks | Management | For | For |
12 | Elect Director Peter C. Wendell | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
| ||||
NEWMONT MINING CORPORATION | ||||
Ticker: NEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Jane Nelson | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sherry S. Barrat | Management | For | For |
2 | Elect Director Robert M. Beall, Ii | Management | For | For |
3 | Elect Director James L. Camaren | Management | For | For |
4 | Elect Director Kenneth B. Dunn | Management | For | For |
5 | Elect Director J. Brian Ferguson | Management | For | For |
6 | Elect Director Lewis Hay, Iii | Management | For | For |
7 | Elect Director Toni Jennings | Management | For | For |
8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
9 | Elect Director Rudy E. Schupp | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Elect Director Michael H. Thaman | Management | For | For |
12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PEPCO HOLDINGS, INC. | ||||
Ticker: POM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.2 | Elect Director Terence C. Golden | Management | For | For |
1.3 | Elect Director Patrick T. Harker | Management | For | For |
1.4 | Elect Director Frank O. Heintz | Management | For | For |
1.5 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.6 | Elect Director George F. MacCormack | Management | For | For |
1.7 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.8 | Elect Director Patricia A. Oelrich | Management | For | For |
1.9 | Elect Director Joseph M. Rigby | Management | For | For |
1.10 | Elect Director Frank K. Ross | Management | For | For |
1.11 | Elect Director Pauline A. Schneider | Management | For | For |
1.12 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Indra K. Nooyi | Management | For | For |
8 | Elect Director Sharon Percy Rockefeller | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Lloyd G. Trotter | Management | For | For |
11 | Elect Director Daniel Vasella | Management | For | For |
12 | Elect Director Alberto Weisser | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
17 | Establish Risk Oversight Committee | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director W. Don Cornwell | Management | For | For |
4 | Elect Director Frances D. Fergusson | Management | For | For |
5 | Elect Director William H. Gray, III | Management | For | For |
6 | Elect Director Helen H. Hobbs | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Publish Political Contributions | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Non-Employee Director Compensation | Shareholder | Against | Against |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
5 | Elect Director Fred J. Fowler | Management | For | For |
6 | Elect Director Maryellen C. Herringer | Management | For | Against |
7 | Elect Director Roger H. Kimmel | Management | For | For |
8 | Elect Director Richard A. Meserve | Management | For | For |
9 | Elect Director Forrest E. Miller | Management | For | For |
10 | Elect Director Rosendo G. Parra | Management | For | For |
11 | Elect Director Barbara L. Rambo | Management | For | For |
12 | Elect Director Barry Lawson Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| ||||
PINNACLE WEST CAPITAL CORPORATION | ||||
Ticker: PNW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director Raja Rajamannar | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director William H. Spence | Management | For | For |
1.10 | Elect Director Natica von Althann | Management | For | For |
1.11 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
PROGRESS ENERGY, INC. | ||||
Ticker: PGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | ||||
Ticker: PEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Elect Director Susan Tomasky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
QBE INSURANCE GROUP LTD. | ||||
Ticker: QBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Renew the Company's Proportional Takeover Approval Provisions | Management | For | For |
4(a) | Elect B J Hutchinson as a Director | Management | For | For |
4(b) | Elect I F Hudson as a Director | Management | For | For |
4(c) | Elect I Y L Lee as a Director | Management | For | For |
| ||||
ROCKWELL AUTOMATION, INC. | ||||
Ticker: ROK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betty C. Alewine | Management | For | For |
1.2 | Elect Director Verne G. Istock | Management | For | For |
1.3 | Elect Director David B. Speer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold, Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Debra L. Reed | Management | For | For |
8 | Elect Director Carlos Ruiz | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | For |
16 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| ||||
SK TELECOM CO. | ||||
Ticker: 017670 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spinoff Agreement | Management | For | For |
2 | Elect Kim Joon-Ho as Inside Director | Management | For | For |
| ||||
SK TELECOM CO. | ||||
Ticker: 017670 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Kim Young-Tae as Inside Director | Management | For | For |
3.2 | Elect Ji Dong-Sub as Inside Director | Management | For | For |
3.3 | Reelect Lim Hyun-Chin as Outside Director | Management | For | For |
4 | Reelect Lim Hyun-Chin as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Esrey | Management | For | For |
1.2 | Elect Director Gregory L. Ebel | Management | For | For |
1.3 | Elect Director Austin A. Adams | Management | For | For |
1.4 | Elect Director Joseph Alvarado | Management | For | For |
1.5 | Elect Director Pamela L. Carter | Management | For | For |
1.6 | Elect Director F. Anthony Comper | Management | For | For |
1.7 | Elect Director Peter B. Hamilton | Management | For | For |
1.8 | Elect Director Dennis R. Hendrix | Management | For | For |
1.9 | Elect Director Michael McShane | Management | For | For |
1.10 | Elect Director Joseph H. Netherland | Management | For | For |
1.11 | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Calvin Darden | Management | For | For |
1.3 | Elect Director Mary N. Dillon | Management | For | For |
1.4 | Elect Director James A. Johnson | Management | For | Withhold |
1.5 | Elect Director Mary E. Minnick | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | Withhold |
1.7 | Elect Director Derica W. Rice | Management | For | For |
1.8 | Elect Director Stephen W. Sanger | Management | For | For |
1.9 | Elect Director Gregg W. Steinhafel | Management | For | For |
1.10 | Elect Director John G. Stumpf | Management | For | For |
1.11 | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Against |
6 | Prohibit Political Contributions | Shareholder | Against | Against |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dubose Ausley | Management | For | Against |
2 | Elect Director Evelyn V. Follit | Management | For | For |
3 | Elect Director Sherrill W. Hudson | Management | For | For |
4 | Elect Director Joseph P. Lacher | Management | For | For |
5 | Elect Director Loretta A. Penn | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dubose Ausley | Management | For | Split Vote |
2 | Elect Director Evelyn V. Follit | Management | For | Split Vote |
3 | Elect Director Sherrill W. Hudson | Management | For | Split Vote |
4 | Elect Director Joseph P. Lacher | Management | For | Split Vote |
5 | Elect Director Loretta A. Penn | Management | For | Split Vote |
6 | Ratify Auditors | Management | For | Split Vote |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Split Vote |
8 | Declassify the Board of Directors | Management | For | Split Vote |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Split Vote |
| ||||
TELSTRA CORPORATION LIMITED. | ||||
Ticker: TLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the National Broadband Network (NBN) Proposed Transaction | Management | For | For |
4.1 | Elect John Mullen as Director | Management | For | For |
4.2 | Elect Catherine Livingstone as Director | Management | For | For |
5 | Approve the Adoption of the Remuneration Report | Management | For | For |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Juanita Powell Baranco | Management | For | For |
2 | Elect Director Jon A. Boscia | Management | For | For |
3 | Elect Director Henry A. Clark, III | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
6 | Elect Director Veronica M. Hagen | Management | For | For |
7 | Elect Director Warren A. Hood, Jr. | Management | For | For |
8 | Elect Director Donald M. James | Management | For | Against |
9 | Elect Director Dale E. Klein | Management | For | For |
10 | Elect Director William G. Smith, Jr. | Management | For | For |
11 | Elect Director Steven R. Specker | Management | For | For |
12 | Elect Director Larry D. Thompson | Management | For | For |
13 | Elect Director E. Jenner Wood, III | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Against |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
TIME WARNER CABLE INC. | ||||
Ticker: TWC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide Right to Call Special Meeting | Shareholder | Against | For |
| ||||
VIVENDI | ||||
Ticker: VIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
5 | Reelect Jean-Rene Fourtou as Supervisory Board Member | Management | For | For |
6 | Reelect Philippe Donnet as Supervisory Board Member | Management | For | For |
7 | Renew Appointment of Ernst et Young et Autres as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Stephen Pusey as Director | Management | For | For |
8 | Elect Renee James as Director | Management | For | For |
9 | Re-elect Alan Jebson as Director | Management | For | For |
10 | Re-elect Samuel Jonah as Director | Management | For | For |
11 | Re-elect Nick Land as Director | Management | For | For |
12 | Re-elect Anne Lauvergeon as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | Against |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | Against |
8 | Elect Director Cynthia H. Milligan | Management | For | Against |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | Against |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | For |
19 | Provide for Cumulative Voting | Shareholder | Against | For |
20 | Adopt Proxy Access Right | Shareholder | Against | For |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| ||||
XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gail Koziara Boudreaux | Management | For | For |
2 | Elect Director Fredric W. Corrigan | Management | For | For |
3 | Elect Director Richard K. Davis | Management | For | For |
4 | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
5 | Elect Director Albert F. Moreno | Management | For | For |
6 | Elect Director Christopher J. Policinski | Management | For | For |
7 | Elect Director A. Patricia Sampson | Management | For | For |
8 | Elect Director James J. Sheppard | Management | For | For |
9 | Elect Director David A. Westerlund | Management | For | For |
10 | Elect Director Kim Williams | Management | For | For |
11 | Elect Director Timothy V. Wolf | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Eliminate Cumulative Voting | Management | For | For |
14 | Eliminate Class of Preferred Stock | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
XEROX CORPORATION | ||||
Ticker: XRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director Charles Prince | Management | For | Against |
8 | Elect Director Ann N. Reese | Management | For | Against |
9 | Elect Director Sara Martinez Tucker | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
Franklin U.S. Government Securities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Utilities Fund
| ||||
AGL RESOURCES INC. | ||||
Ticker: GAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | Withhold |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Charles H. "Pete" McTier | Management | For | For |
1.10 | Elect Director Dean R. O'Hare | Management | For | For |
1.11 | Elect Director Armando J. Olivera | Management | For | Withhold |
1.12 | Elect Director John E. Rau | Management | For | For |
1.13 | Elect Director James A. Rubright | Management | For | For |
1.14 | Elect Director John W. Somerhalder II | Management | For | For |
1.15 | Elect Director Bettina M. Whyte | Management | For | For |
1.16 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ALLETE, INC. | ||||
Ticker: ALE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen A. Brekken | Management | For | For |
2 | Elect Director Kathryn W. Dindo | Management | For | For |
3 | Elect Director Heidi J. Eddins | Management | For | For |
4 | Elect Director Sidney W. Emery, Jr. | Management | For | For |
5 | Elect Director James S. Haines, Jr. | Management | For | For |
6 | Elect Director Alan R. Hodnik | Management | For | For |
7 | Elect Director James J. Hoolihan | Management | For | For |
8 | Elect Director Madeleine W. Ludlow | Management | For | For |
9 | Elect Director Douglas C. Neve | Management | For | For |
10 | Elect Director Leonard C. Rodman | Management | For | For |
11 | Elect Director Bruce W. Stender | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
| ||||
ALLIANT ENERGY CORPORATION | ||||
Ticker: LNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick E. Allen | Management | For | For |
1.2 | Elect Director Patricia L. Kampling | Management | For | For |
1.3 | Elect Director Ann K. Newhall | Management | For | For |
1.4 | Elect Director Dean C. Oestreich | Management | For | For |
1.5 | Elect Director Carol P. Sanders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas K. Akins | Management | For | For |
2 | Elect Director David J. Anderson | Management | For | For |
3 | Elect Director James F. Cordes | Management | For | For |
4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
5 | Elect Director Linda A. Goodspeed | Management | For | For |
6 | Elect Director Thomas E. Hoaglin | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell, III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Sara Martinez Tucker | Management | For | For |
12 | Elect Director John F. Turner | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMERICAN WATER WORKS COMPANY, INC. | ||||
Ticker: AWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen P. Adik | Management | For | For |
2 | Elect Director Martha Clark Goss | Management | For | For |
3 | Elect Director Julie A. Dobson | Management | For | For |
4 | Elect Director Richard R. Grigg | Management | For | For |
5 | Elect Director Julia L. Johnson | Management | For | For |
6 | Elect Director George MacKenzie | Management | For | For |
7 | Elect Director William J. Marrazzo | Management | For | For |
8 | Elect Director Jeffry E. Sterba | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect DirectorJames H. Blanchard | Management | For | For |
5 | Elect DirectorJaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director John B. McCoy | Management | For | For |
9 | Elect Director Joyce M. Roche | Management | For | For |
10 | Elect Director Matthew K. Rose | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | For |
16 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
CENTERPOINT ENERGY, INC. | ||||
Ticker: CNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director O. Holcombe Crosswell | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director Janiece M. Longoria | Management | For | For |
6 | Elect Director David M. McClanahan | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R. A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Elect Director Sherman M. Wolff | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CLECO CORPORATION | ||||
Ticker: CNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Patrick Garrett | Management | For | For |
1.2 | Elect Director Elton R. King | Management | For | For |
1.3 | Elect Director Shelley Stewart, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Against |
| ||||
CMS ENERGY CORPORATION | ||||
Ticker: CMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merribel S. Ayres | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Stephen E. Ewing | Management | For | For |
4 | Elect Director Richard M. Gabrys | Management | For | For |
5 | Elect Director David W. Joos | Management | For | For |
6 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
7 | Elect Director Michael T. Monahan | Management | For | For |
8 | Elect Director John G. Russell | Management | For | For |
9 | Elect Director Kenneth L. Way | Management | For | For |
10 | Elect Director John B. Yasinsky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
CONSOLIDATED EDISON, INC. | ||||
Ticker: ED | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin Burke | Management | For | For |
2 | Elect Director Vincent A. Calarco | Management | For | For |
3 | Elect Director George Campbell, Jr. | Management | For | For |
4 | Elect Director Gordon J. Davis | Management | For | For |
5 | Elect Director Michael J. Del Giudice | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director John F. Hennessy, III | Management | For | For |
8 | Elect Director John F. Killian | Management | For | For |
9 | Elect Director Eugene R. McGrath | Management | For | For |
10 | Elect Director Sally H. Pinero | Management | For | For |
11 | Elect Director Michael W. Ranger | Management | For | For |
12 | Elect Director L. Frederick Sutherland | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
| ||||
CONSTELLATION ENERGY GROUP, INC. | ||||
Ticker: CEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
DOMINION RESOURCES, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Barr | Management | For | For |
2 | Elect Director Peter W. Brown | Management | For | For |
3 | Elect Director Helen E. Dragas | Management | For | For |
4 | Elect Director Thomas F. Farrell, II | Management | For | For |
5 | Elect Director John W. Harris | Management | For | For |
6 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
7 | Elect Director Mark J. Kington | Management | For | For |
8 | Elect Director Frank S. Royal | Management | For | For |
9 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
10 | Elect Director David A. Wollard | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Renewable Energy Production Goal | Shareholder | Against | Against |
14 | Report on Encouraging Customer Use of Renewable Energy Systems | Shareholder | Against | Against |
15 | Report on Plant Closures | Shareholder | Against | Against |
16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Against |
17 | Report on Impacts and Risks of Natural Gas | Shareholder | Against | Against |
18 | Review and Report on Nuclear Safety | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.3 | Elect Director Eugene A. Miller | Management | For | For |
1.4 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.5 | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jagjeet S. Bindra | Management | For | For |
2 | Elect Director Vanessa C.L. Chang | Management | For | For |
3 | Elect Director France A. Cordova | Management | For | For |
4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
5 | Elect Director Charles B. Curtis | Management | For | For |
6 | Elect Director Bradford M. Freeman | Management | For | For |
7 | Elect Director Luis G. Nogales | Management | For | For |
8 | Elect Director Ronald L. Olson | Management | For | Against |
9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
10 | Elect Director Thomas C. Sutton | Management | For | For |
11 | Elect Director Peter J. Taylor | Management | For | For |
12 | Elect Director Brett White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director Gary W. Edwards | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Donald C. Hintz | Management | For | For |
5 | Elect Director J. Wayne Leonard | Management | For | For |
6 | Elect Director Stuart L. Levenick | Management | For | For |
7 | Elect Director Blanche L. Lincoln | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director William A. Percy, II | Management | For | For |
10 | Elect Director W.J. Tauzin | Management | For | For |
11 | Elect Director Steven V. Wilkinson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Canning, Jr. | Management | For | For |
2 | Elect Director Christopher M. Crane | Management | For | For |
3 | Elect Director M. Walter D'Alessio | Management | For | For |
4 | Elect Director Nicholas DeBenedictis | Management | For | For |
5 | Elect Director Nelson A. Diaz | Management | For | For |
6 | Elect Director Sue L. Gin | Management | For | For |
7 | Elect Director Rosemarie B. Greco | Management | For | For |
8 | Elect Director Paul L. Joskow, Ph. D. | Management | For | For |
9 | Elect Director Richard W. Mies | Management | For | For |
10 | Elect Director John M. Palms, Ph. D. | Management | For | For |
11 | Elect Director William C. Richardson, Ph. D. | Management | For | For |
12 | Elect Director Thomas J. Ridge | Management | For | For |
13 | Elect Director John W. Rogers, Jr. | Management | For | For |
14 | Elect Director John W. Rowe | Management | For | For |
15 | Elect Director Stephen D. Steinour | Management | For | For |
16 | Elect Director Don Thompson | Management | For | For |
17 | Elect Director Ann C. Berzin | Management | For | For |
18 | Elect Director Yves C. de Balmann | Management | For | For |
19 | Elect Director Robert J. Lawless | Management | For | For |
20 | Elect Director Mayo A. Shattuck III | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | For |
1.12 | Elect Director Catherine A. Rein | Management | For | For |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Against |
6 | Report on Plans to Reduce Coal-Related Costs and Risks | Shareholder | Against | Against |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
GREAT PLAINS ENERGY INCORPORATED | ||||
Ticker: GXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Michael J. Chesser | Management | For | For |
1.4 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.5 | Elect Director Gary D. Forsee | Management | For | For |
1.6 | Elect Director Thomas D. Hyde | Management | For | For |
1.7 | Elect Director James A. Mitchell | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
1.10 | Elect Director Robert H. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | ||||
Ticker: HE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Constance H. Lau | Management | For | For |
1.2 | Elect Director A. Maurice Myers | Management | For | For |
1.3 | Elect Director James K. Scott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
IDACORP, INC. | ||||
Ticker: IDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Stephen Allred | Management | For | For |
1.2 | Elect Director Christine King | Management | For | For |
1.3 | Elect Director Gary G. Michael | Management | For | For |
1.4 | Elect Director Jan B. Packwood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director C. Park Shaper | Management | For | For |
1.3 | Elect Director Steven J. Kean | Management | For | For |
1.4 | Elect Director Henry Cornell | Management | For | For |
1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
1.6 | Elect Director Michael Miller | Management | For | For |
1.7 | Elect Director Michael C. Morgan | Management | For | For |
1.8 | Elect Director Kenneth A. Pontarelli | Management | For | For |
1.9 | Elect Director Fayez Sarofim | Management | For | For |
1.10 | Elect Director Joel V. Staff | Management | For | For |
1.11 | Elect Director John Stokes | Management | For | For |
1.12 | Elect Director R. Baran Tekkora | Management | For | For |
1.13 | Elect Director Glenn A. Youngkin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
MDU RESOURCES GROUP, INC. | ||||
Ticker: MDU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas Everist | Management | For | For |
2 | Elect Director Karen B. Fagg | Management | For | For |
3 | Elect Director Terry D. Hildestad | Management | For | For |
4 | Elect Director A. Bart Holaday | Management | For | For |
5 | Elect Director Dennis W. Johnson | Management | For | For |
6 | Elect Director Thomas C. Knudson | Management | For | For |
7 | Elect Director Richard H. Lewis | Management | For | For |
8 | Elect Director Patricia L. Moss | Management | For | For |
9 | Elect Director Harry J. Pearce | Management | For | For |
10 | Elect Director John K. Wilson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NATIONAL GRID PLC | ||||
Ticker: NG. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir John Parker as Director | Management | For | For |
4 | Re-elect Steve Holliday as Director | Management | For | For |
5 | Elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Tom King as Director | Management | For | For |
7 | Re-elect Nick Winser as Director | Management | For | For |
8 | Re-elect Ken Harvey as Director | Management | For | For |
9 | Re-elect Linda Adamany as Director | Management | For | For |
10 | Re-elect Philip Aiken as Director | Management | For | For |
11 | Re-elect Stephen Pettit as Director | Management | For | For |
12 | Re-elect Maria Richter as Director | Management | For | For |
13 | Re-elect George Rose as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | Against |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Share Incentive Plan | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Sharesave Plan | Management | For | For |
24 | Approve Long Term Performance Plan | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sherry S. Barrat | Management | For | For |
2 | Elect Director Robert M. Beall, Ii | Management | For | For |
3 | Elect Director James L. Camaren | Management | For | For |
4 | Elect Director Kenneth B. Dunn | Management | For | For |
5 | Elect Director J. Brian Ferguson | Management | For | For |
6 | Elect Director Lewis Hay, Iii | Management | For | For |
7 | Elect Director Toni Jennings | Management | For | For |
8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
9 | Elect Director Rudy E. Schupp | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Elect Director Michael H. Thaman | Management | For | For |
12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NISOURCE INC. | ||||
Ticker: NI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Abdoo | Management | For | For |
2 | Elect Director Aristides S. Candris | Management | For | For |
3 | Elect Director Sigmund L. Cornelius | Management | For | For |
4 | Elect Director Michael E. Jesanis | Management | For | For |
5 | Elect Director Marty R. Kittrell | Management | For | Against |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Deborah S. Parker | Management | For | For |
8 | Elect Director Ian M. Rolland | Management | For | Against |
9 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
10 | Elect Director Teresa A. Taylor | Management | For | For |
11 | Elect Director Richard L. Thompson | Management | For | For |
12 | Elect Director Carolyn Y. Woo | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
NV ENERGY, INC. | ||||
Ticker: NVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Glenn C. Christenson | Management | For | For |
3 | Elect Director Susan F. Clark | Management | For | For |
4 | Elect Director Stephen E. Frank | Management | For | Against |
5 | Elect Director Brian J. Kennedy | Management | For | For |
6 | Elect Director Maureen T. Mullarkey | Management | For | For |
7 | Elect Director John F. O'Reilly | Management | For | For |
8 | Elect Director Philip G. Satre | Management | For | For |
9 | Elect Director Donald D. Snyder | Management | For | Against |
10 | Elect Director Michael W. Yackira | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
| ||||
PEPCO HOLDINGS, INC. | ||||
Ticker: POM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.2 | Elect Director Terence C. Golden | Management | For | For |
1.3 | Elect Director Patrick T. Harker | Management | For | For |
1.4 | Elect Director Frank O. Heintz | Management | For | For |
1.5 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.6 | Elect Director George F. MacCormack | Management | For | For |
1.7 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.8 | Elect Director Patricia A. Oelrich | Management | For | For |
1.9 | Elect Director Joseph M. Rigby | Management | For | For |
1.10 | Elect Director Frank K. Ross | Management | For | For |
1.11 | Elect Director Pauline A. Schneider | Management | For | For |
1.12 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
5 | Elect Director Fred J. Fowler | Management | For | For |
6 | Elect Director Maryellen C. Herringer | Management | For | Against |
7 | Elect Director Roger H. Kimmel | Management | For | For |
8 | Elect Director Richard A. Meserve | Management | For | For |
9 | Elect Director Forrest E. Miller | Management | For | For |
10 | Elect Director Rosendo G. Parra | Management | For | For |
11 | Elect Director Barbara L. Rambo | Management | For | For |
12 | Elect Director Barry Lawson Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| ||||
PINNACLE WEST CAPITAL CORPORATION | ||||
Ticker: PNW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
PNM RESOURCES, INC. | ||||
Ticker: PNM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Robert R. Nordhaus | Management | For | For |
1.6 | Elect Director Manuel T. Pacheco | Management | For | For |
1.7 | Elect Director Bonnie S. Reitz | Management | For | For |
1.8 | Elect Director Donald K. Schwanz | Management | For | For |
1.9 | Elect Director Bruce W. Wilkinson | Management | For | For |
1.10 | Elect Director Joan B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PORTLAND GENERAL ELECTRIC COMPANY | ||||
Ticker: POR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director David A. Dietzler | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Mark B. Ganz | Management | For | For |
1.6 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.7 | Elect Director Neil J. Nelson | Management | For | For |
1.8 | Elect Director M. Lee Pelton | Management | For | For |
1.9 | Elect Director James J. Piro | Management | For | For |
1.10 | Elect Director Robert T. F. Reid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director Raja Rajamannar | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director William H. Spence | Management | For | For |
1.10 | Elect Director Natica von Althann | Management | For | For |
1.11 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
PROGRESS ENERGY, INC. | ||||
Ticker: PGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | ||||
Ticker: PEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Elect Director Susan Tomasky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
| ||||
QUESTAR CORPORATION | ||||
Ticker: STR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teresa Beck | Management | For | For |
2 | Elect Director R. D. Cash | Management | For | For |
3 | Elect Director Laurence M. Downes | Management | For | For |
4 | Elect Director Ronald W. Jibson | Management | For | For |
5 | Elect Director Gary G. Michael | Management | For | For |
6 | Elect Director Keith O. Rattie | Management | For | For |
7 | Elect Director Harris H. Simmons | Management | For | For |
8 | Elect Director Bruce A. Williamson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SCANA CORPORATION | ||||
Ticker: SCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bennett | Management | For | For |
1.2 | Elect Director Lynne M. Miller | Management | For | For |
1.3 | Elect Director James W. Roquemore | Management | For | For |
1.4 | Elect Director Maceo K. Sloan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
SCOTTISH AND SOUTHERN ENERGY PLC | ||||
Ticker: SSE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Katie Bickerstaffe as Director | Management | For | For |
5 | Elect Jeremy Beeton as Director | Management | For | For |
6 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
7 | Re-elect Ian Marchant as Director | Management | For | For |
8 | Re-elect Colin Hood as Director | Management | For | For |
9 | Re-elect Gregor Alexander as Director | Management | For | For |
10 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
11 | Re-elect Lady Rice as Director | Management | For | For |
12 | Re-elect Rene Medori as Director | Management | For | For |
13 | Re-elect Richard Gillingwater as Director | Management | For | For |
14 | Re-elect Thomas Andersen as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Sharesave Scheme | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold, Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Debra L. Reed | Management | For | For |
8 | Elect Director Carlos Ruiz | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | For |
16 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Esrey | Management | For | For |
1.2 | Elect Director Gregory L. Ebel | Management | For | For |
1.3 | Elect Director Austin A. Adams | Management | For | For |
1.4 | Elect Director Joseph Alvarado | Management | For | For |
1.5 | Elect Director Pamela L. Carter | Management | For | For |
1.6 | Elect Director F. Anthony Comper | Management | For | For |
1.7 | Elect Director Peter B. Hamilton | Management | For | For |
1.8 | Elect Director Dennis R. Hendrix | Management | For | For |
1.9 | Elect Director Michael McShane | Management | For | For |
1.10 | Elect Director Joseph H. Netherland | Management | For | For |
1.11 | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dubose Ausley | Management | For | Against |
2 | Elect Director Evelyn V. Follit | Management | For | For |
3 | Elect Director Sherrill W. Hudson | Management | For | For |
4 | Elect Director Joseph P. Lacher | Management | For | For |
5 | Elect Director Loretta A. Penn | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Juanita Powell Baranco | Management | For | For |
2 | Elect Director Jon A. Boscia | Management | For | For |
3 | Elect Director Henry A. Clark, III | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
6 | Elect Director Veronica M. Hagen | Management | For | For |
7 | Elect Director Warren A. Hood, Jr. | Management | For | For |
8 | Elect Director Donald M. James | Management | For | Against |
9 | Elect Director Dale E. Klein | Management | For | For |
10 | Elect Director William G. Smith, Jr. | Management | For | For |
11 | Elect Director Steven R. Specker | Management | For | For |
12 | Elect Director Larry D. Thompson | Management | For | For |
13 | Elect Director E. Jenner Wood, III | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Against |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Irl F. Engelhardt | Management | For | For |
4 | Elect Director John A. Hagg | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Frank T. Macinnis | Management | For | For |
7 | Elect Director Steven W. Nance | Management | For | For |
8 | Elect Director Murray D. Smith | Management | For | For |
9 | Elect Director Janice D. Stoney | Management | For | For |
10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRANSCANADA CORPORATION | ||||
Ticker: TRP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Benson | Management | For | For |
1.2 | Elect Director Derek H. Burney | Management | For | For |
1.3 | Elect Director E. Linn Draper | Management | For | For |
1.4 | Elect Director Paule Gauthier | Management | For | For |
1.5 | Elect Director Russell K. Girling | Management | For | For |
1.6 | Elect Director S. Barry Jackson | Management | For | For |
1.7 | Elect Director Paul L. Joskow | Management | For | For |
1.8 | Elect Director John A. MacNaughton | Management | For | For |
1.9 | Elect Director Paula Rosput Reynolds | Management | For | For |
1.10 | Elect Director W. Thomas Stephens | Management | For | For |
1.11 | Elect Director D. Michael G. Stewart | Management | For | For |
1.12 | Elect Director Richard E. Waugh | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
UIL HOLDINGS CORPORATION | ||||
Ticker: UIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thelma R. Albright | Management | For | For |
1.2 | Elect Director Arnold L. Chase | Management | For | Withhold |
1.3 | Elect Director Betsy Henley-cohn | Management | For | For |
1.4 | Elect Director Suedeen G. Kelly | Management | For | For |
1.5 | Elect Director John L. Lahey | Management | For | For |
1.6 | Elect Director Daniel J. Miglio | Management | For | For |
1.7 | Elect Director William F. Murdy | Management | For | For |
1.8 | Elect Director Donald R. Shassian | Management | For | For |
1.9 | Elect Director James P. Torgerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNITED UTILITIES GROUP PLC | ||||
Ticker: UU. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Dr John McAdam as Director | Management | For | For |
5 | Elect Steve Mogford as Director | Management | For | For |
6 | Elect Russ Houlden as Director | Management | For | For |
7 | Re-elect Dr Catherine Bell as Director | Management | For | For |
8 | Re-elect Paul Heiden as Director | Management | For | For |
9 | Re-elect David Jones as Director | Management | For | For |
10 | Re-elect Nick Salmon as Director | Management | For | For |
11 | Appoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Amend Articles of Association | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
VECTREN CORPORATION | ||||
Ticker: VVC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl L. Chapman | Management | For | For |
1.2 | Elect Director James H. DeGraffenreidt, Jr. | Management | For | For |
1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
1.4 | Elect Director John D. Engelbrecht | Management | For | For |
1.5 | Elect Director Anton H. George | Management | For | For |
1.6 | Elect Director Martin C. Jischke | Management | For | For |
1.7 | Elect Director Robert G. Jones | Management | For | For |
1.8 | Elect Director J. Timothy McGinley | Management | For | For |
1.9 | Elect Director R. Daniel Sadlier | Management | For | For |
1.10 | Elect Director Michael L. Smith | Management | For | For |
1.11 | Elect Director Jean L. Wojtowicz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director Melanie L. Healey | Management | For | For |
3 | Elect Director M. Frances Keeth | Management | For | For |
4 | Elect Director Robert W. Lane | Management | For | For |
5 | Elect Director Lowell C. McAdam | Management | For | For |
6 | Elect Director Sandra O. Moose | Management | For | For |
7 | Elect Director Joseph Neubauer | Management | For | Against |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Clarence Otis, Jr. | Management | For | For |
10 | Elect Director Hugh B. Price | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Disclose Prior Government Service | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
16 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | For |
19 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
| ||||
WESTAR ENERGY, INC. | ||||
Ticker: WR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Q. Chandler, IV | Management | For | For |
1.2 | Elect Director R.A. Edwards, III | Management | For | For |
1.3 | Elect Director Sandra A.J. Lawrence | Management | For | For |
1.4 | Elect Director Michael F. Morrissey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
WISCONSIN ENERGY CORPORATION | ||||
Ticker: WEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Mary Ellen Stanek | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gail Koziara Boudreaux | Management | For | For |
2 | Elect Director Fredric W. Corrigan | Management | For | For |
3 | Elect Director Richard K. Davis | Management | For | For |
4 | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
5 | Elect Director Albert F. Moreno | Management | For | For |
6 | Elect Director Christopher J. Policinski | Management | For | For |
7 | Elect Director A. Patricia Sampson | Management | For | For |
8 | Elect Director James J. Sheppard | Management | For | For |
9 | Elect Director David A. Westerlund | Management | For | For |
10 | Elect Director Kim Williams | Management | For | For |
11 | Elect Director Timothy V. Wolf | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Eliminate Cumulative Voting | Management | For | For |
14 | Eliminate Class of Preferred Stock | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Custodian Funds
By (Signature and Title)* /s/ LAURA F. FERGERSON________________________________
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date August 24, 2012
* Print the name and title of each signing officer under his or her signature.