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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-00537 |
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Franklin Custodian Funds |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 9/30 |
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Date of reporting period: 6/30/13 |
Item 1. Proxy Voting Records.
Franklin DynaTech Fund
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ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Label and Eliminate GMO Ingredients in Products | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
9 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
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ABBVIE INC. | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
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ACTAVIS, INC. | ||||
Ticker: ACT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jack Michelson | Management | For | For |
1b | Elect Director Ronald R. Taylor | Management | For | For |
1c | Elect Director Andrew L. Turner | Management | For | For |
1d | Elect Director Paul M. Bisaro | Management | For | For |
1e | Elect Director Christopher W. Bodine | Management | For | For |
1f | Elect Director Michael J. Feldman | Management | For | For |
1g | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | For |
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AIRGAS, INC. | ||||
Ticker: ARG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | Withhold |
1.2 | Elect Director Michael L. Molinini | Management | For | For |
1.3 | Elect Director Paula A. Sneed | Management | For | Withhold |
1.4 | Elect Director David M. Stout | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
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ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | For |
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AMC NETWORKS INC. | ||||
Ticker: AMCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Alan D. Schwartz | Management | For | For |
1.3 | Elect Director Leonard Tow | Management | For | For |
1.4 | Elect Director Carl E. Vogel | Management | For | For |
1.5 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
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AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
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ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Hovsepian | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
1.3 | Elect Director Barbara V. Scherer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
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ARM HOLDINGS PLC | ||||
Ticker: ARM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Warren East as Director | Management | For | For |
6 | Re-elect Andy Green as Director | Management | For | For |
7 | Re-elect Larry Hirst as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Long Term Incentive Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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ASML HOLDING NV | ||||
Ticker: ASML | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
18 | Other Business (Non-Voting) | Management | None | None |
19 | Close Meeting | Management | None | None |
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ASPEN TECHNOLOGY, INC. | ||||
Ticker: AZPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Fusco | Management | For | For |
1.2 | Elect Director Gary E. Haroian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ATHENAHEALTH, INC. | ||||
Ticker: ATHN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Baker | Management | For | For |
1.2 | Elect Director Dev Ittycheria | Management | For | For |
1.3 | Elect Director John A. Kane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director J. Hallam Dawson | Management | For | For |
1d | Elect Director Thomas Georgens | Management | For | For |
1e | Elect Director Per-Kristian Halvorsen | Management | For | Against |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Lorrie M. Norrington | Management | For | For |
1h | Elect Director Stacy J. Smith | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BAZAARVOICE, INC. | ||||
Ticker: BV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neeraj Agrawal | Management | For | For |
1.2 | Elect Director Christopher A. Pacitti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
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C. R. BARD, INC. | ||||
Ticker: BCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
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CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
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CELLDEX THERAPEUTICS, INC. | ||||
Ticker: CLDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CEPHEID | ||||
Ticker: CPHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
1.2 | Elect Director Cristina H. Kepner | Management | For | For |
1.3 | Elect Director David H. Persing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CERNER CORPORATION | ||||
Ticker: CERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald E. Bisbee, Jr. | Management | For | For |
1b | Elect Director Denis A. Cortese | Management | For | For |
1c | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
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CITRIX SYSTEMS, INC. | ||||
Ticker: CTXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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COMMVAULT SYSTEMS, INC. | ||||
Ticker: CVLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | For |
1.2 | Elect Director Keith Geeslin | Management | For | For |
1.3 | Elect Director Gary B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CONCUR TECHNOLOGIES, INC. | ||||
Ticker: CNQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Eubanks | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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CORE LABORATORIES N.V. | ||||
Ticker: CLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director D. John Ogren | Management | For | For |
1b | Elect Director Lucia van Geuns | Management | For | For |
1c | Elect Director Charles L. Dunlap | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | Management | For | For |
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CORNERSTONE ONDEMAND, INC. | ||||
Ticker: CSOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James McGeever | Management | For | For |
1.2 | Elect Director Harold W. Burlingame | Management | For | For |
2 | Ratify Auditors | Management | For | For |
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DAVITA HEALTHCARE PARTNERS INC. | ||||
Ticker: DVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pamela M. Arway | Management | For | For |
1b | Elect Director Charles G. Berg | Management | For | For |
1c | Elect Director Carol Anthony ('John') Davidson | Management | For | For |
1d | Elect Director Paul J. Diaz | Management | For | For |
1e | Elect Director Peter T. Grauer | Management | For | For |
1f | Elect Director Robert J. Margolis | Management | For | For |
1g | Elect Director John M. Nehra | Management | For | Against |
1h | Elect Director William L. Roper | Management | For | For |
1i | Elect Director Kent J. Thiry | Management | For | For |
1j | Elect Director Roger J. Valine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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DEMANDWARE, INC. | ||||
Ticker: DWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Ebling | Management | For | For |
1.2 | Elect Director Jitendra Saxena | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
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EBAY INC. | ||||
Ticker: EBAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4 | Report on Privacy and Data Security | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | For |
1.2 | Elect Director William J. Link | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
EQUINIX, INC. | ||||
Ticker: EQIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom Bartlett | Management | For | For |
1.2 | Elect Director Gary Hromadko | Management | For | For |
1.3 | Elect Director Scott Kriens | Management | For | For |
1.4 | Elect Director William Luby | Management | For | For |
1.5 | Elect Director Irving Lyons, III | Management | For | For |
1.6 | Elect Director Christopher Paisley | Management | For | Withhold |
1.7 | Elect Director Stephen Smith | Management | For | For |
1.8 | Elect Director Peter Van Camp | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
| ||||
EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | For |
1.3 | Elect Director Barry Diller | Management | For | For |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
EXPRESS SCRIPTS HOLDING COMPANY | ||||
Ticker: ESRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | Against |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | Against |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
F5 NETWORKS, INC. | ||||
Ticker: FFIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Dreyer | Management | For | For |
1b | Elect Director Sandra Bergeron | Management | For | For |
1c | Elect Director Deborah L. Bevier | Management | For | For |
1d | Elect Director Alan J. Higginson | Management | For | For |
1e | Elect Director John McAdam | Management | For | For |
1f | Elect Director Stephen Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
| ||||
FASTENAL COMPANY | ||||
Ticker: FAST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Kierlin | Management | For | For |
1b | Elect Director Stephen M. Slaggie | Management | For | For |
1c | Elect Director Michael M. Gostomski | Management | For | For |
1d | Elect Director Willard D. Oberton | Management | For | For |
1e | Elect Director Michael J. Dolan | Management | For | Against |
1f | Elect Director Reyne K. Wisecup | Management | For | For |
1g | Elect Director Hugh L. Miller | Management | For | Against |
1h | Elect Director Michael J. Ancius | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | Against |
1j | Elect Director Rita J. Heise | Management | For | For |
1k | Elect Director Darren R. Jackson | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Gary W. Loveman | Management | For | For |
1.6 | Elect Director R. Brad Martin | Management | For | For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
FINANCIAL ENGINES, INC. | ||||
Ticker: FNGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi K. Fields | Management | For | For |
1.2 | Elect Director Joseph A. Grundfest | Management | For | For |
1.3 | Elect Director Paul G. Koontz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
FLOWSERVE CORPORATION | ||||
Ticker: FLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gayla J. Delly | Management | For | For |
1.2 | Elect Director Rick J. Mills | Management | For | For |
1.3 | Elect Director Charles M. Rampacek | Management | For | For |
1.4 | Elect Director William C. Rusnack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1b | Elect Director Claire S. Farley | Management | For | For |
1c | Elect Director Joseph H. Netherland | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
FORUM ENERGY TECHNOLOGIES, INC. | ||||
Ticker: FET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Christopher Gaut | Management | For | For |
1.2 | Elect Director David C. Baldwin | Management | For | For |
1.3 | Elect Director Franklin Myers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | Withhold |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| ||||
HEARTWARE INTERNATIONAL, INC. | ||||
Ticker: HTWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Godshall | Management | For | For |
1.2 | Elect Director Seth Harrison | Management | For | For |
1.3 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Restricted Stock Unit Grants to Douglas Godshall | Management | For | Against |
5 | Approve Restricted Stock Unit and Stock Option Grants to Robert Thomas | Management | For | For |
6 | Approve Restricted Stock Unit and Stock Option Grants to Seth Harrison | Management | For | For |
7 | Approve Restricted Stock Unit and Stock Option Grants to Timothy Barberich | Management | For | For |
8 | Approve Restricted Stock Unit and Stock Option Grants to Cynthia Feldman | Management | For | For |
9 | Approve Restricted Stock Unit and Stock Option Grants to Charles Raymond Larkin, Jr. | Management | For | For |
10 | Approve Restricted Stock Unit and Stock Option Grants to Robert Stockman | Management | For | For |
11 | Approve Restricted Stock Unit and Stock Option Grants to Denis Wade | Management | For | For |
12 | Ratify Past Issuance of 1,725,000 Shares | Management | For | For |
| ||||
HITTITE MICROWAVE CORPORATION | ||||
Ticker: HITT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest L. Godshalk | Management | For | For |
1.2 | Elect Director Rick D. Hess | Management | For | For |
1.3 | Elect Director Adrienne M. Markham | Management | For | For |
1.4 | Elect Director Brian P. McAloon | Management | For | For |
1.5 | Elect Director Cosmo S. Trapani | Management | For | For |
1.6 | Elect Director Franklin Weigold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HOMEAWAY, INC. | ||||
Ticker: AWAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian H. Sharples | Management | For | For |
1.2 | Elect Director Charles ("Lanny") Baker | Management | For | For |
1.3 | Elect Director Tina B. Sharkey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald Moller | Management | For | For |
1.2 | Elect Director David R. Walt | Management | For | For |
1.3 | Elect Director Robert S. Epstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
IMPERVA, INC. | ||||
Ticker: IMPV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theresia Gouw | Management | For | Withhold |
1.2 | Elect Director Frank Slootman | Management | For | For |
1.3 | Elect Director David N. Strohm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | Against |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
INTERCONTINENTALEXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2A | Increase Authorized Preferred and Common Stock | Management | For | For |
2B | Approve Stock Ownership Limitations | Management | For | For |
2C | Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors | Management | For | For |
2D | Provisions Related to Considerations of the Board of Directors | Management | For | For |
2E | Amend ICE Group Certificate of Incorporation | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | Against |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | Against |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | Against |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher W. Brody | Management | For | For |
1b | Elect Director William V. Campbell | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amal M. Johnson | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Alan J. Levy | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
INVENSENSE, INC. | ||||
Ticker: INVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Olson | Management | For | For |
1.2 | Elect Director Amit Shah | Management | For | For |
1.3 | Elect Director Yunbei 'Ben' Yu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | Against |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
LIBERTY MEDIA CORPORATION | ||||
Ticker: LMCA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director Robert R. Bennett | Management | For | For |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Michael J. Moritz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MCKESSON CORPORATION | ||||
Ticker: MCK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | For |
13 | Require Independent Board Chairman | Shareholder | Against | For |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | Withhold |
1.2 | Elect Director Gregory H. Bailey | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Stock Split | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MEDIVATION, INC. | ||||
Ticker: MDVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director Dawn Graham | Management | For | For |
1.5 | Elect Director David T. Hung | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
MERCADOLIBRE, INC. | ||||
Ticker: MELI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
1.2 | Elect Director Marcos Galperin | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | For |
1.4 | Elect Director Meyer Malka | Management | For | For |
1.5 | Elect Director Javier Olivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Darrell Duffie | Management | For | For |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MOTOROLA SOLUTIONS, INC. | ||||
Ticker: MSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | For |
1c | Elect Director Kenneth C. Dahlberg | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NATIONAL OILWELL VARCO, INC. | ||||
Ticker: NOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Greg L. Armstrong | Management | For | For |
1C | Elect Director Ben A. Guill | Management | For | For |
1D | Elect Director David D. Harrison | Management | For | For |
1E | Elect Director Roger L. Jarvis | Management | For | For |
1F | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
NETSUITE INC. | ||||
Ticker: N | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Beane III | Management | For | For |
1.2 | Elect Director Deborah Farrington | Management | For | For |
1.3 | Elect Director Edward Zander | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
| ||||
NOVOZYMES A/S | ||||
Ticker: NZYM B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 2.20 per Share | Management | For | Did Not Vote |
4 | Approve Unchanged Remuneration of Directors and Audit Committee | Management | For | Did Not Vote |
5 | Relect Henrik Gurtler (Chairman) as Director | Management | For | Did Not Vote |
6 | Relect Kurt Nielsen (Vice-Chairman) as Director | Management | For | Did Not Vote |
7a | Reelect Lena Olving as Director | Management | For | Did Not Vote |
7b | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
7c | Reelect Agnete Raaschou-Nielsen as Director | Management | For | Did Not Vote |
7d | Reelect Mathias Uhlen as Director | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as Auditors | Management | For | Did Not Vote |
9a | Approve Reduction of DKK 10.6 Million in Share Capital via Share Cancellation | Management | For | Did Not Vote |
9b | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
10 | Other Business | Management | None | None |
| ||||
NUANCE COMMUNICATIONS, INC. | ||||
Ticker: NUAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul A. Ricci | Management | For | For |
1b | Elect Director Robert G. Teresi | Management | For | For |
1c | Elect Director Robert J. Frankenberg | Management | For | Against |
1d | Elect Director Katharine A. Martin | Management | For | Against |
1e | Elect Director Patrick T. Hackett | Management | For | For |
1f | Elect Director William H. Janeway | Management | For | For |
1g | Elect Director Mark B. Myers | Management | For | Against |
1h | Elect Director Philip J. Quigley | Management | For | For |
1i | Elect Director Mark R. Laret | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
ONYX PHARMACEUTICALS, INC. | ||||
Ticker: ONXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | Against |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | Withhold |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
PALO ALTO NETWORKS, INC. | ||||
Ticker: PANW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Donovan | Management | For | For |
1b | Elect Director Nir Zuk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PERRIGO COMPANY | ||||
Ticker: PRGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary M. Cohen | Management | For | For |
1.2 | Elect Director David T. Gibbons | Management | For | For |
1.3 | Elect Director Ran Gottfried | Management | For | For |
1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.3 | Elect Director Frank A. Risch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
| ||||
POWER INTEGRATIONS, INC. | ||||
Ticker: POWI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PRADA S.P.A. | ||||
Ticker: 01913 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
1.b | Approve Allocation of Income | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Vernon E. Oechsle | Management | For | For |
1.3 | Elect Director Ulrich Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
PRICELINE.COM INCORPORATED | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | Against |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
RACKSPACE HOSTING, INC. | ||||
Ticker: RAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
1.3 | Elect Director Michael Sam Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marye Anne Fox | Management | For | For |
2 | Elect Director Donald H. Livingstone | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stratton Sclavos | Management | For | For |
1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
1.3 | Elect Director Shirley Young | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Jack Langer | Management | For | For |
1.3 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
| ||||
SEMTECH CORPORATION | ||||
Ticker: SMTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Barber | Management | For | For |
1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
1.3 | Elect Director Frank Slootman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
SIGMA-ALDRICH CORPORATION | ||||
Ticker: SIAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SOLARWINDS, INC. | ||||
Ticker: SWI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Benjamin Nye | Management | For | For |
1.2 | Elect Director Kevin B. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
SPLUNK INC. | ||||
Ticker: SPLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Hornik | Management | For | For |
1.2 | Elect Director Thomas M. Neustaetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
STARZ | ||||
Ticker: STRZA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.2 | Elect Director Irving L. Azoff | Management | For | Withhold |
1.3 | Elect Director Susan M. Lyne | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups | Management | For | For |
5 | Authorize a New Class of Common Stock | Management | For | For |
6 | Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock | Management | For | For |
7 | Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals | Management | For | For |
8 | Ratify Auditors | Management | For | For |
| ||||
STERICYCLE, INC. | ||||
Ticker: SRCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | Against |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Rod F. Dammeyer | Management | For | For |
1f | Elect Director William K. Hall | Management | For | For |
1g | Elect Director Jonathan T. Lord | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Ronald G. Spaeth | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
STRYKER CORPORATION | ||||
Ticker: SYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | Against |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Howard L. Lance | Management | For | For |
1g | Elect Director Kevin A. Lobo | Management | For | For |
1h | Elect Director William U. Parfet | Management | For | Against |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TENCENT HOLDINGS LTD. | ||||
Ticker: 00700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Zhang Zhidong as Director | Management | For | For |
3a2 | Elect Ian Charles Stone as Director | Management | For | For |
3a3 | Elect Jacobus Petrus Bekker as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ||||
THE ADT CORPORATION | ||||
Ticker: ADT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Colligan | Management | For | For |
1.2 | Elect Director Timothy Donahue | Management | For | For |
1.3 | Elect Director Robert Dutkowsky | Management | For | For |
1.4 | Elect Director Bruce Gordon | Management | For | For |
1.5 | Elect Director Naren Gursahaney | Management | For | For |
1.6 | Elect Director Bridgette Heller | Management | For | For |
1.7 | Elect Director Kathleen Hyle | Management | For | For |
1.8 | Elect Director Keith Meister | Management | For | For |
1.9 | Elect Director Dinesh Paliwal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THE ADVISORY BOARD COMPANY | ||||
Ticker: ABCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director Peter J. Grua | Management | For | For |
1.3 | Elect Director Kelt Kindick | Management | For | For |
1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
1.5 | Elect Director Mark R. Neaman | Management | For | For |
1.6 | Elect Director Leon D. Shapiro | Management | For | For |
1.7 | Elect Director Frank J. Williams | Management | For | For |
1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE ULTIMATE SOFTWARE GROUP, INC. | ||||
Ticker: ULTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott Scherr | Management | For | For |
2 | Elect Director Alois T. Leiter | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director C. Martin Harris | Management | For | For |
1b | Elect Director Judy C. Lewent | Management | For | For |
1c | Elect Director Jim P. Manzi | Management | For | For |
1d | Elect Director Lars R. Sorensen | Management | For | For |
1e | Elect Director Elaine S. Ullian | Management | For | For |
1f | Elect Director Marc N. Casper | Management | For | For |
1g | Elect Director Nelson J. Chai | Management | For | For |
1h | Elect Director Tyler Jacks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | Against |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | Against |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | Against |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
UNIVERSAL DISPLAY CORPORATION | ||||
Ticker: PANL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherwin I. Seligsohn | Management | For | For |
1.2 | Elect Director Steven V. Abramson | Management | For | For |
1.3 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.4 | Elect Director Leonard Becker | Management | For | For |
1.5 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
1.6 | Elect Director C. Keith Hartley | Management | For | For |
1.7 | Elect Director Lawrence Lacerte | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | Against |
| ||||
VERISIGN, INC. | ||||
Ticker: VRSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | Against |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
VMWARE, INC. | ||||
Ticker: VMW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
WATERS CORPORATION | ||||
Ticker: WAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
YAHOO! INC. | ||||
Ticker: YHOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hayes | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Peter Liguori | Management | For | For |
1.5 | Elect Director Daniel S. Loeb | Management | For | For |
1.6 | Elect Director Marissa A. Mayer | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
1.9 | Elect Director Harry J. Wilson | Management | For | For |
1.10 | Elect Director Michael J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
YELP INC. | ||||
Ticker: YELP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Anderson | Management | For | For |
1.2 | Elect Director Peter Fenton | Management | For | For |
1.3 | Elect Director Jeremy Levine | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Franklin Growth Fund
| ||||
3M COMPANY | ||||
Ticker: MMM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
| ||||
ABB LTD. | ||||
Ticker: ABBN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 0.68 per Share | Management | For | For |
5 | Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights | Management | For | For |
6.1 | Reelect Roger Agnelli as Director | Management | For | For |
6.2 | Reelect Louis Hughes as Director | Management | For | For |
6.3 | Reelect Hans Maerki as Director | Management | For | For |
6.4 | Reelect Michel de Rosen as Director | Management | For | For |
6.5 | Reelect Michael Treschow as Director | Management | For | For |
6.6 | Reelect Jacob Wallenberg as Director | Management | For | For |
6.7 | Reelect Ying Yeh as Director | Management | For | For |
6.8 | Reelect Hubertus von Gruenberg as Director | Management | For | For |
7 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| ||||
ABBOTT LABORATORIES | ||||
Ticker: ABT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Label and Eliminate GMO Ingredients in Products | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
9 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
ABBVIE INC. | ||||
Ticker: ABBV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
ACME PACKET, INC. | ||||
Ticker: APKT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | Against |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
| ||||
AFLAC INCORPORATED | ||||
Ticker: AFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | Against |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director E. Stephen Purdom | Management | For | For |
1k | Elect Director Barbara K. Rimer | Management | For | For |
1l | Elect Director Melvin T. Stith | Management | For | For |
1m | Elect Director David Gary Thompson | Management | For | For |
1n | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AGILENT TECHNOLOGIES, INC. | ||||
Ticker: A | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
AIR FRANCE KLM | ||||
Ticker: AF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Maryse Aulagnon as Director | Management | For | Against |
6 | Reelect Peter Hartman as Director | Management | For | Against |
7 | Elect Isabelle Bouillot as Director | Management | For | For |
8 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Under Items 10 and 11 | Management | For | For |
13 | Authorize Capitalization of Reserves of Up to EUR 120 Million for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | Against |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||
Ticker: APD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Davis, III | Management | For | For |
1b | Elect Director W. Douglas Ford | Management | For | For |
1c | Elect Director Evert Henkes | Management | For | For |
1d | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
ALASKA AIR GROUP, INC. | ||||
Ticker: ALK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Ayer | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Marion C. Blakey | Management | For | For |
1.4 | Elect Director Phyllis J. Campbell | Management | For | For |
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.6 | Elect Director R. Marc Langland | Management | For | For |
1.7 | Elect Director Dennis F. Madsen | Management | For | For |
1.8 | Elect Director Byron I. Mallott | Management | For | For |
1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
1.10 | Elect Director Bradley D. Tilden | Management | For | For |
1.11 | Elect Director Eric K. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Gary Ellmer | Management | For | For |
1.3 | Elect Director Timothy P. Flynn | Management | For | Withhold |
1.4 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Marvin | Management | For | For |
1.6 | Elect Director Charles W. Pollard | Management | For | For |
1.7 | Elect Director John Redmond | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
| ||||
ALLERGAN, INC. | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | ||||
Ticker: MDRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart L. Bascomb | Management | For | For |
1b | Elect Director Paul M. Black | Management | For | For |
1c | Elect Director Dennis H. Chookaszian | Management | For | For |
1d | Elect Director Robert J. Cindrich | Management | For | For |
1e | Elect Director Michael A. Klayko | Management | For | For |
1f | Elect Director Anita V. Pramoda | Management | For | For |
1g | Elect Director David D. Stevens | Management | For | For |
1h | Elect Director Ralph H. 'Randy' Thurman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | Against |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | For |
| ||||
AMERICA MOVIL SAB DE CV | ||||
Ticker: AMXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Series L Shares | Management | For | Against |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| ||||
AMERICAN EXPRESS COMPANY | ||||
Ticker: AXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
| ||||
AMERICAN WATER WORKS COMPANY, INC. | ||||
Ticker: AWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ANADARKO PETROLEUM CORPORATION | ||||
Ticker: APC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| ||||
ARKANSAS BEST CORPORATION | ||||
Ticker: ABFS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Fred A. Allardyce | Management | For | Withhold |
1.3 | Elect Director William M. Legg | Management | For | For |
1.4 | Elect Director Judy R. McReynolds | Management | For | For |
1.5 | Elect Director John H. Morris | Management | For | For |
1.6 | Elect Director Craig E. Philip | Management | For | For |
1.7 | Elect Director Steven L. Spinner | Management | For | For |
1.8 | Elect Director Janice E. Stipp | Management | For | For |
1.9 | Elect Director Robert A. Young, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director J. Hallam Dawson | Management | For | For |
1d | Elect Director Thomas Georgens | Management | For | For |
1e | Elect Director Per-Kristian Halvorsen | Management | For | Against |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Lorrie M. Norrington | Management | For | For |
1h | Elect Director Stacy J. Smith | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Leslie A. Brun | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Enrique T. Salem | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AVERY DENNISON CORPORATION | ||||
Ticker: AVY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Anthony K. Anderson | Management | For | For |
1.3 | Elect Director Rolf L. Borjesson | Management | For | For |
1.4 | Elect Director John T. Cardis | Management | For | For |
1.5 | Elect Director David E. I. Pyott | Management | For | For |
1.6 | Elect Director Dean A. Scarborough | Management | For | For |
1.7 | Elect Director Patrick T. Siewert | Management | For | For |
1.8 | Elect Director Julia A. Stewart | Management | For | For |
1.9 | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
BAXTER INTERNATIONAL INC. | ||||
Ticker: BAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
| ||||
BERKSHIRE HATHAWAY INC. | ||||
Ticker: BRK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | For |
| ||||
BIOGEN IDEC INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
BORGWARNER INC. | ||||
Ticker: BWA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jere A. Drummond | Management | For | For |
2 | Elect Director John R. McKernan, Jr. | Management | For | For |
3 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
4 | Elect Director James R. Verrier | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | For | For |
| ||||
BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Paul Anderson as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Antony Burgmans as Director | Management | For | For |
9 | Re-elect Cynthia Carroll as Director | Management | For | For |
10 | Re-elect George David as Director | Management | For | For |
11 | Re-elect Ian Davis as Director | Management | For | For |
12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Andrew Shilston as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
BUNGE LIMITED | ||||
Ticker: BG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
1b | Elect Director William Engels | Management | For | For |
1c | Elect Director L. Patrick Lupo | Management | For | For |
1d | Elect Director Soren Schroder | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor's fees | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
C.H. ROBINSON WORLDWIDE, INC. | ||||
Ticker: CHRW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott P. Anderson | Management | For | For |
1b | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1c | Elect Director Jodee A. Kozlak | Management | For | For |
1d | Elect Director ReBecca Koenig Roloff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
CANADIAN NATIONAL RAILWAY COMPANY | ||||
Ticker: CNR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Donald J. Carty | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Claude Mongeau | Management | For | For |
1.12 | Elect Director James E. O'Connor | Management | For | For |
1.13 | Elect Director Robert Pace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||
Ticker: CP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
3.1 | Elect Director William A. Ackman | Management | For | For |
3.2 | Elect Director Gary F. Colter | Management | For | For |
3.3 | Elect Director Isabelle Courville | Management | For | For |
3.4 | Elect Director Paul G. Haggis | Management | For | For |
3.5 | Elect Director E. Hunter Harrison | Management | For | For |
3.6 | Elect Director Paul C. Hilal | Management | For | For |
3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
3.8 | Elect Director Richard C. Kelly | Management | For | For |
3.9 | Elect Director Rebecca MacDonald | Management | For | For |
3.10 | Elect Director Anthony R. Melman | Management | For | For |
3.11 | Elect Director Linda J. Morgan | Management | For | For |
3.12 | Elect Director Andrew F. Reardon | Management | For | For |
3.13 | Elect Director Stephen C. Tobias | Management | For | For |
| ||||
CARDINAL HEALTH, INC. | ||||
Ticker: CAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director David P. King | Management | For | For |
1.11 | Elect Director Richard C. Notebaert | Management | For | For |
1.12 | Elect Director Jean G. Spaulding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
CAREFUSION CORPORATION | ||||
Ticker: CFN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
CARNIVAL CORPORATION | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
13 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
14 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Approve Remuneration of Executive Directors | Management | For | For |
17 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorize Shares for Market Purchase | Management | For | For |
| ||||
CATERPILLAR INC. | ||||
Ticker: CAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director David R. Goode | Management | For | For |
1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Against |
9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Against |
| ||||
CELANESE CORPORATION | ||||
Ticker: CE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay V. Ihlenfeld | Management | For | For |
1b | Elect Director Mark C. Rohr | Management | For | For |
1c | Elect Director Farah M. Walters | Management | For | For |
1d | Elect Director Edward G. Galante | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CELGENE CORPORATION | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
| ||||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||
Ticker: CHKP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Six Directors | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
3 | Approve Executive Compensation Policy | Management | For | For |
4 | Approve Compensation of Chairman/CEO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | Against |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Against |
| ||||
CITRIX SYSTEMS, INC. | ||||
Ticker: CTXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark B. Templeton | Management | For | For |
1b | Elect Director Stephen M. Dow | Management | For | For |
1c | Elect Director Godfrey R. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COMPUTER SCIENCES CORPORATION | ||||
Ticker: CSC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | Against |
2 | Elect Director David J. Barram | Management | For | Against |
3 | Elect Director Stephen L. Baum | Management | For | Against |
4 | Elect Director Erik Brynjolfsson | Management | For | For |
5 | Elect Director Rodney F. Chase | Management | For | Against |
6 | Elect Director Judith R. Haberkorn | Management | For | Against |
7 | Elect Director J. Michael Lawrie | Management | For | For |
8 | Elect Director Chong Sup Park | Management | For | Against |
9 | Elect Director Lawrence A. Zimmerman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Ratify Auditors | Management | For | Against |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director James E. Copeland, Jr. | Management | For | For |
1d | Elect Director Jody L. Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Ryan M. Lance | Management | For | For |
1g | Elect Director Mohd H. Marican | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| ||||
COVANCE INC. | ||||
Ticker: CVD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
COVIDIEN PLC | ||||
Ticker: COV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
| ||||
CVS CAREMARK CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
1.2 | Elect Director Linda Hefner Filler | Management | For | For |
1.3 | Elect Director Teri List-Stoll | Management | For | For |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
1.5 | Elect Director Steven M. Rales | Management | For | For |
1.6 | Elect Director John T. Schwieters | Management | For | For |
1.7 | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
DEERE & COMPANY | ||||
Ticker: DE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Thomas H. Patrick | Management | For | For |
1j | Elect Director Aulana L. Peters | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | For |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Barbara J. Beck | Management | For | For |
1.3 | Elect Director Leslie S. Biller | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.6 | Elect Director Arthur J. Higgins | Management | For | For |
1.7 | Elect Director Joel W. Johnson | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director Jerry W. Levin | Management | For | For |
1.10 | Elect Director Robert L. Lumpkins | Management | For | For |
1.11 | Elect Director Victoria J. Reich | Management | For | For |
1.12 | Elect Director Mary M. VanDeWeghe | Management | For | For |
1.13 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | For |
1.2 | Elect Director William J. Link | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
| ||||
EMERSON ELECTRIC CO. | ||||
Ticker: EMR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. A. H. Boersig | Management | For | For |
1.2 | Elect Director J. B. Bolten | Management | For | For |
1.3 | Elect Director M. S. Levatich | Management | For | For |
1.4 | Elect Director R. L. Stephenson | Management | For | Withhold |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Against |
| ||||
EQUIFAX INC. | ||||
Ticker: EFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | For |
1.3 | Elect Director Barry Diller | Management | For | For |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | ||||
Ticker: EXPD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Rose | Management | For | For |
2 | Elect Director Robert R. Wright | Management | For | For |
3 | Elect Director Mark A. Emmert | Management | For | For |
4 | Elect Director R. Jordan Gates | Management | For | For |
5 | Elect Director Dan P. Kourkoumelis | Management | For | For |
6 | Elect Director Michael J. Malone | Management | For | For |
7 | Elect Director John W. Meisenbach | Management | For | For |
8 | Elect Director Liane J. Pelletier | Management | For | For |
9 | Elect Director James L.k. Wang | Management | For | For |
10 | Elect Director Tay Yoshitani | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Approve Stock Option Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Stock Retention | Shareholder | Against | Against |
| ||||
EXPRESS SCRIPTS HOLDING COMPANY | ||||
Ticker: ESRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | Against |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | Against |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | For |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | Withhold |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1b | Elect Director Claire S. Farley | Management | For | For |
1c | Elect Director Joseph H. Netherland | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
FORD MOTOR COMPANY | ||||
Ticker: F | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | Against |
1.4 | Elect Director Edsel B. Ford II | Management | For | Against |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director Richard A. Manoogian | Management | For | Against |
1.11 | Elect Director Ellen R. Marram | Management | For | For |
1.12 | Elect Director Alan Mulally | Management | For | For |
1.13 | Elect Director Homer A. Neal | Management | For | For |
1.14 | Elect Director Gerald L. Shaheen | Management | For | For |
1.15 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approval of Tax Benefits Preservation Plan | Management | For | For |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| ||||
FORTINET, INC. | ||||
Ticker: FTNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Management | For | For |
1.2 | Elect Director Christopher B. Paisley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
FORWARD AIR CORPORATION | ||||
Ticker: FWRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Campbell | Management | For | For |
1.2 | Elect Director C. Robert Campbell | Management | For | For |
1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
1.5 | Elect Director Larry D. Leinweber | Management | For | For |
1.6 | Elect Director G. Michael Lynch | Management | For | For |
1.7 | Elect Director Ray A. Mundy | Management | For | For |
1.8 | Elect Director Gary L. Paxton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GENERAL DYNAMICS CORPORATION | ||||
Ticker: GD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | Against |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Against |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel F. Akerson | Management | For | For |
1b | Elect Director David Bonderman | Management | For | Against |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Robert D. Krebs | Management | For | For |
1g | Elect Director Kathryn V. Marinello | Management | For | For |
1h | Elect Director Michael G. Mullen | Management | For | For |
1i | Elect Director James J. Mulva | Management | For | For |
1j | Elect Director Patricia F. Russo | Management | For | For |
1k | Elect Director Thomas M. Schoewe | Management | For | For |
1l | Elect Director Theodore M. Solso | Management | For | For |
1m | Elect Director Carol M. Stephenson | Management | For | For |
1n | Elect Director Cynthia A. Telles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
| ||||
GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | Withhold |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
GOOGLE INC. | ||||
Ticker: GOOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| ||||
HAEMONETICS CORPORATION | ||||
Ticker: HAE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2.1 | Elect Directors Paul Black | Management | For | For |
2.2 | Elect Directors Ronald Gelbman | Management | For | For |
2.3 | Elect Directors Richard Meelia | Management | For | For |
2.4 | Elect Directors Ellen Zane | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | Against |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
HARLEY-DAVIDSON, INC. | ||||
Ticker: HOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard R. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director Michael J. Cave | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Donald A. James | Management | For | Withhold |
1.8 | Elect Director Sara L. Levinson | Management | For | For |
1.9 | Elect Director N. Thomas Linebarger | Management | For | For |
1.10 | Elect Director George L. Miles, Jr. | Management | For | Withhold |
1.11 | Elect Director James A. Norling | Management | For | For |
1.12 | Elect Director Keith E. Wandell | Management | For | For |
1.13 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | Against |
| ||||
HEARTLAND EXPRESS, INC. | ||||
Ticker: HTLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Richard O. Jacobson | Management | For | Withhold |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HENRY SCHEIN, INC. | ||||
Ticker: HSIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | For |
1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
1.3 | Elect Director James P. Breslawski | Management | For | For |
1.4 | Elect Director Mark E. Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J. Kabat | Management | For | For |
1.9 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S. Matthews | Management | For | For |
1.12 | Elect Director Carol Raphael | Management | For | For |
1.13 | Elect Director Bradley T. Sheares | Management | For | For |
1.14 | Elect Director Louis W. Sullivan | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
| ||||
HEWLETT-PACKARD COMPANY | ||||
Ticker: HPQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | Against |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Rajiv L. Gupta | Management | For | Against |
1.4 | Elect Director John H. Hammergren | Management | For | Against |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Gary M. Reiner | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director G. Kennedy Thompson | Management | For | Against |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Proxy Access Right | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
7 | Amend Human Rights Policies | Shareholder | Against | Against |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
HILL-ROM HOLDINGS, INC. | ||||
Ticker: HRC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director James R. Giertz | Management | For | For |
1.3 | Elect Director Charles E. Golden | Management | For | For |
1.4 | Elect Director John J. Greisch | Management | For | For |
1.5 | Elect Director W August Hillenbrand | Management | For | For |
1.6 | Elect Director William H. Kucheman | Management | For | For |
1.7 | Elect Director Ronald A. Malone | Management | For | For |
1.8 | Elect Director Eduardo R. Menasce | Management | For | For |
1.9 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HOSPIRA, INC. | ||||
Ticker: HSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Connie R. Curran | Management | For | For |
1b | Elect Director William G. Dempsey | Management | For | For |
1c | Elect Director Dennis M. Fenton | Management | For | For |
1d | Elect Director Heino von Prondzynski | Management | For | For |
1e | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
HSN, INC. | ||||
Ticker: HSNI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Costello | Management | For | For |
1.2 | Elect Director James M. Follo | Management | For | For |
1.3 | Elect Director Mindy Grossman | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director Arthur C. Martinez | Management | For | For |
1.6 | Elect Director Thomas J. McInerney | Management | For | Withhold |
1.7 | Elect Director John B. (Jay) Morse | Management | For | For |
1.8 | Elect Director Ann Sarnoff | Management | For | For |
1.9 | Elect Director Courtnee Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Ticker: HII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Bruner | Management | For | For |
1.2 | Elect Director Artur G. Davis | Management | For | For |
1.3 | Elect Director Thomas B. Fargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IAC/INTERACTIVECORP | ||||
Ticker: IACI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory R. Blatt | Management | For | For |
1.2 | Elect Director Edgar Bronfman, Jr. | Management | For | Withhold |
1.3 | Elect Director Chelsea Clinton | Management | For | For |
1.4 | Elect Director Sonali De Rycker | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Michael D. Eisner | Management | For | For |
1.7 | Elect Director Victor A. Kaufman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Bryan Lourd | Management | For | For |
1.10 | Elect Director Arthur C. Martinez | Management | For | For |
1.11 | Elect Director David Rosenblatt | Management | For | For |
1.12 | Elect Director Alan G. Spoon | Management | For | For |
1.13 | Elect Director Alexander von Furstenberg | Management | For | For |
1.14 | Elect Director Richard F. Zannino | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
| ||||
IHS INC. | ||||
Ticker: IHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Holtback | Management | For | For |
1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ILLINOIS TOOL WORKS INC. | ||||
Ticker: ITW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald Moller | Management | For | For |
1.2 | Elect Director David R. Walt | Management | For | For |
1.3 | Elect Director Robert S. Epstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
INFORMATICA CORPORATION | ||||
Ticker: INFA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Garrett | Management | For | For |
1b | Elect Director Gerald Held | Management | For | For |
1c | Elect Director Charles J. Robel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INGERSOLL-RAND PLC | ||||
Ticker: IR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | Against |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | Against |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | Against |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | Against |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | Against |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
INTERVAL LEISURE GROUP, INC. | ||||
Ticker: IILG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig M. Nash | Management | For | For |
1.2 | Elect Director David Flowers | Management | For | For |
1.3 | Elect Director Victoria L. Freed | Management | For | For |
1.4 | Elect Director Gary S. Howard | Management | For | For |
1.5 | Elect Director Lewis J. Korman | Management | For | For |
1.6 | Elect Director Thomas J. Kuhn | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
1.9 | Elect Director Avy H. Stein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
| ||||
INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amal M. Johnson | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Alan J. Levy | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | Against |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | Against |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
JOHNSON CONTROLS, INC. | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Julie L. Bushman | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
LIVE NATION ENTERTAINMENT, INC. | ||||
Ticker: LYV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Carleton | Management | For | Against |
1.2 | Elect Director Michael Rapino | Management | For | For |
1.3 | Elect Director Mark S. Shapiro | Management | For | Against |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Rosalind G. Brewer | Management | For | Against |
1.3 | Elect Director David B. Burritt | Management | For | Against |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | For |
1.7 | Elect Director Gwendolyn S. King | Management | For | For |
1.8 | Elect Director James M. Loy | Management | For | Against |
1.9 | Elect Director Douglas H. McCorkindale | Management | For | Against |
1.10 | Elect Director Joseph W. Ralston | Management | For | Against |
1.11 | Elect Director Anne Stevens | Management | For | Against |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
LOGITECH INTERNATIONAL S.A. | ||||
Ticker: LOGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3.1 | Appropriation Of Retained Earnings | Management | For | For |
3.2 | Approve Dividends of CHF 0.81 per share from Capital Contribution Reserves | Management | For | For |
4 | Approve Cancellation of Capital Authorization | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Authorize Repurchase of more than Ten Percent of Issued Share Capital | Management | For | Against |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9.1 | Reelect Erh-Hsun Chang as Director | Management | For | For |
9.2 | Reelect Kee-Lock Chua as Director | Management | For | For |
9.3 | Reelect Didier Hirsch as Director | Management | For | For |
10 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Howard Nye | Management | For | For |
1.2 | Elect Director Laree E. Perez | Management | For | Withhold |
1.3 | Elect Director Dennis L. Rediker | Management | For | Withhold |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Peter Kasper Jakobsen | Management | For | For |
1i | Elect Director Peter G. Ratcliffe | Management | For | For |
1j | Elect Director Elliott Sigal | Management | For | For |
1k | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
MEDTRONIC, INC. | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Michael A. Kelly | Management | For | For |
1.6 | Elect Director Martin D. Madaus | Management | For | For |
1.7 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.8 | Elect Director George M. Milne, Jr. | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| ||||
MOLEX INCORPORATED | ||||
Ticker: MOLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michelle L. Collins | Management | For | For |
1.2 | Elect Director Fred L. Krehbiel | Management | For | For |
1.3 | Elect Director David L. Landsittel | Management | For | For |
1.4 | Elect Director Joe W. Laymon | Management | For | For |
1.5 | Elect Director James S. Metcalf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | Withhold |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | Withhold |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | Withhold |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NATIONAL OILWELL VARCO, INC. | ||||
Ticker: NOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Greg L. Armstrong | Management | For | For |
1C | Elect Director Ben A. Guill | Management | For | For |
1D | Elect Director David D. Harrison | Management | For | For |
1E | Elect Director Roger L. Jarvis | Management | For | For |
1F | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
NEWCREST MINING LTD. | ||||
Ticker: NCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Gerard Michael Bond as a Director | Management | For | For |
2b | Elect Vince Gauci as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
NORTHROP GRUMMAN CORPORATION | ||||
Ticker: NOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Stephen E. Frank | Management | For | Against |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Aulana L. Peters | Management | For | Against |
1.10 | Elect Director Gary Roughead | Management | For | For |
1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
1.12 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | For |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | Withhold |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
PALL CORPORATION | ||||
Ticker: PLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy E. Alving | Management | For | For |
1.2 | Elect Director Robert B. Coutts | Management | For | For |
1.3 | Elect Director Mark E. Goldstein | Management | For | For |
1.4 | Elect Director Cheryl W. Grise | Management | For | For |
1.5 | Elect Director Ronald L. Hoffman | Management | For | For |
1.6 | Elect Director Lawrence D. Kingsley | Management | For | For |
1.7 | Elect Director Dennis N. Longstreet | Management | For | For |
1.8 | Elect Director B. Craig Owens | Management | For | For |
1.9 | Elect Director Katharine L. Plourde | Management | For | For |
1.10 | Elect Director Edward Travaglianti | Management | For | For |
1.11 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PEABODY ENERGY CORPORATION | ||||
Ticker: BTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director John F. Turner | Management | For | For |
1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PRAXAIR, INC. | ||||
Ticker: PX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
PRECISION CASTPARTS CORP. | ||||
Ticker: PCP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | For |
1.2 | Elect Director Vernon E. Oechsle | Management | For | For |
1.3 | Elect Director Ulrich Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | Against |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
QUEST DIAGNOSTICS INCORPORATED | ||||
Ticker: DGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | For |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
RESEARCH IN MOTION LIMITED | ||||
Ticker: RIM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Dattels | Management | For | For |
1.2 | Elect Director Thorsten Heins | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Mike Lazaridis | Management | For | For |
1.6 | Elect Director Roger Martin | Management | For | For |
1.7 | Elect Director John E. Richardson | Management | For | For |
1.8 | Elect Director Barbara Stymiest | Management | For | For |
1.9 | Elect Director Prem Watsa | Management | For | For |
1.10 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ROCKWELL COLLINS, INC. | ||||
Ticker: COL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Edwardson | Management | For | For |
1.2 | Elect Director Andrew J. Policano | Management | For | For |
1.3 | Elect Director Jeffrey L. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
| ||||
SIGMA-ALDRICH CORPORATION | ||||
Ticker: SIAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | ||||
Ticker: HOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Aylwin B. Lewis | Management | For | For |
1.10 | Elect Director Stephen R. Quazzo | Management | For | For |
1.11 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
STERICYCLE, INC. | ||||
Ticker: SRCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | Against |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Rod F. Dammeyer | Management | For | For |
1f | Elect Director William K. Hall | Management | For | For |
1g | Elect Director Jonathan T. Lord | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Ronald G. Spaeth | Management | For | For |
1j | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
STRYKER CORPORATION | ||||
Ticker: SYK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | Against |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Howard L. Lance | Management | For | For |
1g | Elect Director Kevin A. Lobo | Management | For | For |
1h | Elect Director William U. Parfet | Management | For | Against |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
T. ROWE PRICE GROUP, INC. | ||||
Ticker: TROW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Bernard | Management | For | For |
1b | Elect Director James T. Brady | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Alfred Sommer | Management | For | For |
1j | Elect Director Dwight S. Taylor | Management | For | For |
1k | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TE CONNECTIVITY LTD. | ||||
Ticker: TEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
| ||||
TELEFLEX INCORPORATED | ||||
Ticker: TFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia C. Barron | Management | For | For |
1b | Elect Director W. Kim Foster | Management | For | For |
1c | Elect Director Jeffrey A. Graves | Management | For | For |
1d | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. | ||||
Ticker: TEVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Management | None | None |
2 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Management | For | For |
3.1 | Reelect Phillip Frost as Director | Management | For | For |
3.2 | Reelect Roger Abravanel as Director | Management | For | For |
3.3 | Elect Galia Maor as Director | Management | For | For |
3.4 | Reelect Richard A. Lerner as Director | Management | For | For |
3.5 | Reelect Erez Vigodman as Director | Management | For | For |
4 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Management | For | For |
5 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Management | For | For |
6 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Management | For | For |
7 | Approve Certain Amendments to Articles of Association | Management | For | For |
8 | Approve Indemnification and Release Agreements for Directors of the Company | Management | For | For |
9 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Pamela H. Patsley | Management | For | For |
1f | Elect Director Robert E. Sanchez | Management | For | For |
1g | Elect Director Wayne R. Sanders | Management | For | For |
1h | Elect Director Ruth J. Simmons | Management | For | For |
1i | Elect Director Richard K. Templeton | Management | For | For |
1j | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TEXTRON INC. | ||||
Ticker: TXT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE BOEING COMPANY | ||||
Ticker: BA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE DUN & BRADSTREET CORPORATION | ||||
Ticker: DNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director John W. Alden | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Sara Mathew | Management | For | For |
1g | Elect Director Sandra E. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
| ||||
THE PROCTER & GAMBLE COMPANY | ||||
Ticker: PG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
THE WASHINGTON POST COMPANY | ||||
Ticker: WPO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Christopher C. Davis | Management | For | For |
1.2 | Elect Director Thomas S. Gayner | Management | For | Withhold |
1.3 | Elect Director Anne M. Mulcahy | Management | For | Withhold |
1.4 | Elect Director Larry D. Thompson | Management | For | For |
| ||||
TOYOTA MOTOR CORP. | ||||
Ticker: 7203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.8 | Elect Director Ihara, Yasumori | Management | For | For |
2.9 | Elect Director Sudo, Seiichi | Management | For | For |
2.10 | Elect Director Saga, Koei | Management | For | For |
2.11 | Elect Director Ise, Kiyotaka | Management | For | For |
2.12 | Elect Director Terashi, Shigeki | Management | For | For |
2.13 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.14 | Elect Director Uno, Ikuo | Management | For | For |
2.15 | Elect Director Kato, Haruhiko | Management | For | For |
2.16 | Elect Director Mark T.Hogan | Management | For | For |
3 | Amend Articles To Indemnify Directors | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| ||||
TRANSOCEAN LTD. | ||||
Ticker: RIGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3A | Approve Payment of a Dividend in Principle | Management | For | Did Not Vote |
3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | For | Did Not Vote |
3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | Against | Did Not Vote |
4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5 | Declassify the Board of Directors | Shareholder | None | Did Not Vote |
6A | Elect Director Frederico F. Curado | Management | For | Did Not Vote |
6B | Elect Director Steven L. Newman | Management | For | Did Not Vote |
6C | Elect Director Thomas W. Cason | Management | For | Did Not Vote |
6D | Elect Director Robert M. Sprague | Management | For | Did Not Vote |
6E | Elect Director J. Michael Talbert | Management | For | Did Not Vote |
6F | Elect Director John J. Lipinski | Shareholder | Against | Did Not Vote |
6G | Elect Director Jose Maria Alapont | Shareholder | Against | Did Not Vote |
6H | Elect Director Samuel Merksamer | Shareholder | Against | Did Not Vote |
7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | Did Not Vote |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Accept Financial Statements and Statutory Reports | Management | None | For |
2 | Approve Allocation of Income | Management | None | For |
3A | Approve Payment of a Dividend in Principle | Management | For | For |
3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | Against | For |
3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | For | Against |
4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | Against | For |
5 | Declassify the Board of Directors | Shareholder | For | For |
6A | Elect Director Frederico F. Curado | Management | For | For |
6B | Elect Director Steven L. Newman | Management | For | For |
6C | Elect Director Thomas W. Cason | Management | Against | For |
6D | Elect Director Robert M. Sprague | Management | Against | Against |
6E | Elect Director J. Michael Talbert | Management | Against | Against |
6F | Elect Directors John J. Lipinski | Shareholder | For | Against |
6G | Elect Directors Jose Maria Alapont | Shareholder | For | For |
6H | Elect Directors Samuel Merksamer | Shareholder | For | For |
7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| ||||
TRIMBLE NAVIGATION LIMITED | ||||
Ticker: TRMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
TRIPADVISOR, INC. | ||||
Ticker: TRIP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Stephen Kaufer | Management | For | For |
1.3 | Elect Director Jonathan F. Miller | Management | For | For |
1.4 | Elect Director Jeremy Philips | Management | For | For |
1.5 | Elect Director Christopher W. Shean | Management | For | For |
1.6 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
1.7 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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UNITED CONTINENTAL HOLDINGS, INC. | ||||
Ticker: UAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer III | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director Laurence E. Simmons | Management | For | For |
1.7 | Elect Director Jeffery A. Smisek | Management | For | For |
1.8 | Elect Director David J. Vitale | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
1.10 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
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UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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VARIAN MEDICAL SYSTEMS, INC. | ||||
Ticker: VAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Andrew Eckert | Management | For | For |
1.2 | Elect Director Mark R. Laret | Management | For | For |
1.3 | Elect Director Erich R. Reinhardt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
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VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
1.2 | Elect Director Andrew G. Mills | Management | For | For |
1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
1.4 | Elect Director Scott G. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
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VF CORPORATION | ||||
Ticker: VFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director George Fellows | Management | For | For |
1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.5 | Elect Director Matthew J. Shattock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
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VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | Against |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
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W.W. GRAINGER, INC. | ||||
Ticker: GWW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director William K. Hall | Management | For | For |
1.4 | Elect Director Stuart L. Levenick | Management | For | For |
1.5 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.6 | Elect Director Neil S. Novich | Management | For | For |
1.7 | Elect Director Michael J. Roberts | Management | For | For |
1.8 | Elect Director Gary L. Rogers | Management | For | For |
1.9 | Elect Director James T. Ryan | Management | For | For |
1.10 | Elect Director E. Scott Santi | Management | For | For |
1.11 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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WATERS CORPORATION | ||||
Ticker: WAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | Against |
1h | Elect Director Cynthia H. Milligan | Management | For | Against |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
| ||||
WERNER ENTERPRISES, INC. | ||||
Ticker: WERN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bird | Management | For | For |
1.2 | Elect Director Dwaine J. Peetz, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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YAHOO! INC. | ||||
Ticker: YHOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alfred J. Amoroso | Management | For | For |
2 | Elect Director John D. Hayes | Management | For | For |
3 | Elect Director Susan M. James | Management | For | For |
4 | Elect Director David W. Kenny | Management | For | For |
5 | Elect Director Peter Liguori | Management | For | For |
6 | Elect Director Daniel S. Loeb | Management | For | For |
7 | Elect Director Thomas J. McInerney | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
10 | Elect Director Harry J. Wilson | Management | For | For |
11 | Elect Director Michael J. Wolf | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
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YAHOO! INC. | ||||
Ticker: YHOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hayes | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Peter Liguori | Management | For | For |
1.5 | Elect Director Daniel S. Loeb | Management | For | For |
1.6 | Elect Director Marissa A. Mayer | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
1.9 | Elect Director Harry J. Wilson | Management | For | For |
1.10 | Elect Director Michael J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
| ||||
ZIMMER HOLDINGS, INC. | ||||
Ticker: ZMH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
Franklin Income Fund
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AGL RESOURCES INC. | ||||
Ticker: GAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | Withhold |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Charles H. "Pete" McTier | Management | For | For |
1.10 | Elect Director Dean R. O'Hare | Management | For | For |
1.11 | Elect Director Armando J. Olivera | Management | For | For |
1.12 | Elect Director John E. Rau | Management | For | For |
1.13 | Elect Director James A. Rubright | Management | For | For |
1.14 | Elect Director John W. Somerhalder II | Management | For | For |
1.15 | Elect Director Bettina M. Whyte | Management | For | For |
1.16 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Sandra Beach Lin | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Richard L. Sandor | Management | For | For |
1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
1.14 | Elect Director John F. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
ANGLOGOLD ASHANTI LTD | ||||
Ticker: ANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Long Term Incentive Plan 2005 | Management | For | For |
2 | Amend Bonus Share Plan 2005 | Management | For | For |
3 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
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ANGLOGOLD ASHANTI LTD | ||||
Ticker: ANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Memorandum of Incorporation | Management | For | For |
1 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
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ANGLOGOLD ASHANTI LTD | ||||
Ticker: ANG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
2 | Elect Michael Kirkwood as Director | Management | For | For |
3 | Elect Tony O'Neill as Director | Management | For | For |
4 | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | Management | For | For |
5 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
6 | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
8 | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
11 | Approve Remuneration Policy | Management | For | For |
12 | Approve Increase in Non-executive Directors Fees | Management | For | For |
13 | Approve Increase in Non-executive Directors' Fees for Board Committees and Statutory Committee Meetings | Management | For | For |
14 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
15 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
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AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
BANCO SANTANDER S.A. | ||||
Ticker: SAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.B | Approve Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.A | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
3.B | Reelect Abel Matutes Juan as Director | Management | For | For |
3.C | Reelect Angel Jado Becerro de Bengoa as Director | Management | For | For |
3.D | Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | Against |
3.E | Reelect Isabel Tocino Biscarolasaga as Director | Management | For | For |
3.F | Reelect Fernando de Asua Alvarez as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Approve Company's Corporate Website | Management | For | For |
6 | Approve Acquisition of Banco Espanol de Credito SA | Management | For | For |
7 | Approve Merger by Absorption of Banif Sa | Management | For | For |
8.A | Amend Article 58 Re: Board Remuneration | Management | For | For |
8.B | Amend Article 61 Re: Company's Corporate Website | Management | For | For |
9 | Approve Capital Raising | Management | For | For |
10 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
11.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
12.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
12.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
13.A | Approve Deferred Share Bonus Plan | Management | For | For |
13.B | Approve Deferred Share Bonus Plan | Management | For | For |
13.C | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
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BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
| ||||
BARCLAYS PLC | ||||
Ticker: BARC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir David Walker as Director | Management | For | For |
4 | Elect Tim Breedon as Director | Management | For | For |
5 | Elect Antony Jenkins as Director | Management | For | For |
6 | Elect Diane de Saint Victor as Director | Management | For | For |
7 | Re-elect David Booth as Director | Management | For | For |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Simon Fraser as Director | Management | For | For |
10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend Programme | Management | For | For |
25 | Amend Articles of Association | Management | For | For |
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BARRICK GOLD CORPORATION | ||||
Ticker: ABX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | For |
1.2 | Elect Director William D. Birchall | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Gustavo Cisneros | Management | For | For |
1.5 | Elect Director Robert M. Franklin | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Dambisa Moyo | Management | For | For |
1.8 | Elect Director Brian Mulroney | Management | For | For |
1.9 | Elect Director Anthony Munk | Management | For | For |
1.10 | Elect Director Peter Munk | Management | For | For |
1.11 | Elect Director Steven J. Shapiro | Management | For | For |
1.12 | Elect Director Jamie C. Sokalsky | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| ||||
BHP BILLITON PLC | ||||
Ticker: BLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Pat Davies as Director | Management | For | For |
3 | Re-elect Malcolm Broomhead as Director | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Carlos Cordeiro as Director | Management | For | For |
6 | Re-elect David Crawford as Director | Management | For | For |
7 | Re-elect Carolyn Hewson as Director | Management | For | For |
8 | Re-elect Marius Kloppers as Director | Management | For | For |
9 | Re-elect Lindsay Maxsted as Director | Management | For | For |
10 | Re-elect Wayne Murdy as Director | Management | For | For |
11 | Re-elect Keith Rumble as Director | Management | For | For |
12 | Re-elect John Schubert as Director | Management | For | For |
13 | Re-elect Shriti Vadera as Director | Management | For | For |
14 | Re-elect Jac Nasser as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve Remuneration Report | Management | For | For |
20 | Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers | Management | For | For |
| ||||
BLACKROCK, INC. | ||||
Ticker: BLK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
BP PLC | ||||
Ticker: BP. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Paul Anderson as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Antony Burgmans as Director | Management | For | For |
9 | Re-elect Cynthia Carroll as Director | Management | For | For |
10 | Re-elect George David as Director | Management | For | For |
11 | Re-elect Ian Davis as Director | Management | For | For |
12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Andrew Shilston as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
CALLON PETROLEUM COMPANY | ||||
Ticker: CPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. McVay | Management | For | For |
1.2 | Elect Director John C. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CANADIAN OIL SANDS LIMITED | ||||
Ticker: COS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director C.E. (Chuck) Shultz | Management | For | For |
2.2 | Elect Director Ian A. Bourne | Management | For | For |
2.3 | Elect Director Marcel R. Coutu | Management | For | For |
2.4 | Elect Director Gerald W. Grandey | Management | For | For |
2.5 | Elect Director Arthur N. Korpach | Management | For | For |
2.6 | Elect Director Donald J. Lowry | Management | For | For |
2.7 | Elect Director Sarah E. Raiss | Management | For | For |
2.8 | Elect Director John K. Read | Management | For | For |
2.9 | Elect Director Brant G. Sangster | Management | For | For |
2.10 | Elect Director Wesley R. Twiss | Management | For | For |
2.11 | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Approve Advance Notice Policy | Management | For | For |
5 | Amend Quorum Requirements | Management | For | For |
6 | Re-approve Stock Option Plan | Management | For | For |
7 | Amend Transition Option Plan | Management | For | For |
8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CATERPILLAR INC. | ||||
Ticker: CAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director David R. Goode | Management | For | For |
1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Against |
9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Against |
| ||||
CENTURYLINK, INC. | ||||
Ticker: CTL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Bruce Hanks | Management | For | For |
1.2 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.3 | Elect Director Fred R. Nichols | Management | For | For |
1.4 | Elect Director William A. Owens | Management | For | For |
1.5 | Elect Director Harvey P. Perry | Management | For | For |
1.6 | Elect Director Glen F. Post, III | Management | For | For |
1.7 | Elect Director Laurie A. Siegel | Management | For | For |
1.8 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Share Retention Policy | Shareholder | Against | Against |
4b | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
4c | Proxy Access | Shareholder | Against | For |
4d | Provide for Confidential Voting | Shareholder | Against | Against |
| ||||
CHESAPEAKE ENERGY CORPORATION | ||||
Ticker: CHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bob G. Alexander | Management | For | For |
1b | Elect Director Merrill A. ('Pete') Miller, Jr. | Management | For | For |
1c | Elect Director Thomas L. Ryan | Management | For | For |
1d | Elect Director Vincent J. Intrieri | Management | For | For |
1e | Elect Director Frederic M. Poses | Management | For | For |
1f | Elect Director Archie W. Dunham | Management | For | For |
1g | Elect Director R. Brad Martin | Management | For | For |
1h | Elect Director Louis A. Raspino | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Proxy Access Right | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Establish Risk Oversight Committee | Shareholder | Against | Against |
11 | Reincorporate in Another State [from Oklahoma to Delaware] | Shareholder | Against | Against |
12 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Against |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Against |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| ||||
COMMONWEALTH BANK OF AUSTRALIA | ||||
Ticker: CBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect David Turner as a Director | Management | For | For |
2b | Elect Carolyn Kay as a Director | Management | For | For |
2c | Elect Harrison Young as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company | Management | For | For |
5 | Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities | Management | For | For |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director James E. Copeland, Jr. | Management | For | For |
1d | Elect Director Jody L. Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Ryan M. Lance | Management | For | For |
1g | Elect Director Mohd H. Marican | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | For |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
DIAGEO PLC | ||||
Ticker: DGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
7 | Re-elect Betsy Holden as Director | Management | For | For |
8 | Re-elect Dr Franz Humer as Director | Management | For | For |
9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
10 | Re-elect Philip Scott as Director | Management | For | For |
11 | Re-elect Todd Stitzer as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Elect Ho KwonPing as Director | Management | For | For |
14 | Elect Ivan Menezes as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
DOMINION RESOURCES, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | For |
1.7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.12 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Against |
6 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
8 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director James B. Nicholson | Management | For | For |
1.6 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | Withhold |
1.6 | Elect Director John H. Forsgren | Management | For | Withhold |
1.7 | Elect Director Ann Maynard Gray | Management | For | Withhold |
1.8 | Elect Director James H. Hance, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
DYNEGY INC. | ||||
Ticker: DYN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hilary E. Ackermann | Management | For | For |
1.2 | Elect Director Paul M. Barbas | Management | For | For |
1.3 | Elect Director Robert C. Flexon | Management | For | For |
1.4 | Elect Director Richard Lee Kuersteiner | Management | For | For |
1.5 | Elect Director Jeffrey S. Stein | Management | For | For |
1.6 | Elect Director John R. Sult | Management | For | For |
1.7 | Elect Director Pat Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
E. I. DU PONT DE NEMOURS AND COMPANY | ||||
Ticker: DD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. Du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Genetically Engineered Seed | Shareholder | Against | Against |
7 | Report on Pay Disparity | Shareholder | Against | Against |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director Thomas J. Ridge | Management | For | For |
1n | Elect Director John W. Rogers, Jr. | Management | For | For |
1o | Elect Director Mayo A. Shattuck, III | Management | For | For |
1p | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | Withhold |
1.7 | Elect Director Julia L. Johnson | Management | For | For |
1.8 | Elect Director Ted J. Kleisner | Management | For | Withhold |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | Withhold |
1.12 | Elect Director Catherine A. Rein | Management | For | Withhold |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
FRANCE TELECOM | ||||
Ticker: FTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 0.78 per Share | Management | For | For |
4 | Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, "Cloudwatt" | Management | For | For |
5 | Elect Fonds Strategique d'Investissement as Director | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly | Management | For | For |
8 | Amend Article 13 of Bylaws Re: Directors' Mandates | Management | For | For |
9 | Amend Article 13.2 of Bylaws Re: Election of Representative of Employee | Management | For | For |
10 | Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13 | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Management | For | For |
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
FRONTIER COMMUNICATIONS CORPORATION | ||||
Ticker: FTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Ratify Auditors | Management | For | For |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| ||||
GOLDCORP INC. | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
a1 | Elect Director John P. Bell | Management | For | For |
a2 | Elect Director Beverley A. Briscoe | Management | For | For |
a3 | Elect Director Peter J. Dey | Management | For | For |
a4 | Elect Director Douglas M. Holtby | Management | For | For |
a5 | Elect Director Charles A. Jeannes | Management | For | For |
a6 | Elect Director P. Randy Reifel | Management | For | For |
a7 | Elect Director A. Dan Rovig | Management | For | For |
a8 | Elect Director Ian W. Telfer | Management | For | For |
a9 | Elect Director Blanca Trevino | Management | For | For |
a10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Restricted Share Unit Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | Against |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Against |
| ||||
HSBC HOLDINGS PLC | ||||
Ticker: HSBA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Safra Catz as Director | Management | For | For |
3(b) | Re-elect Laura Cha as Director | Management | For | For |
3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
3(d) | Elect Jim Comey as Director | Management | For | For |
3(e) | Re-elect John Coombe as Director | Management | For | For |
3(f) | Re-elect Joachim Faber as Director | Management | For | For |
3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
3(h) | Elect Renato Fassbind as Director | Management | For | For |
3(i) | Re-elect Douglas Flint as Director | Management | For | For |
3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
3(l) | Re-elect William Laidlaw as Director | Management | For | For |
3(m) | Re-elect John Lipsky as Director | Management | For | For |
3(n) | Re-elect Janis Lomax as Director | Management | For | For |
3(o) | Re-elect Iain Mackay as Director | Management | For | For |
3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
3(q) | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
INTEL CORPORATION | ||||
Ticker: INTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | Against |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | Against |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | Against |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
JOHNSON CONTROLS, INC. | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Julie L. Bushman | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
KELLOGG COMPANY | ||||
Ticker: K | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon Gund | Management | For | For |
1.2 | Elect Director Mary Laschinger | Management | For | For |
1.3 | Elect Director Ann McLaughlin Korologos | Management | For | For |
1.4 | Elect Director Cynthia Milligan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
| ||||
KONINKLIJKE KPN NV | ||||
Ticker: KPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Announce Intention to AppointEric Hageman to Executive Board | Management | None | None |
3 | Amend Articles Re: Right to Place Items on the Agenda | Management | For | For |
4 | Close Meeting | Management | None | None |
| ||||
L BRANDS, INC. | ||||
Ticker: LTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
1.4 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Rosalind G. Brewer | Management | For | Against |
1.3 | Elect Director David B. Burritt | Management | For | Against |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | For |
1.7 | Elect Director Gwendolyn S. King | Management | For | For |
1.8 | Elect Director James M. Loy | Management | For | Against |
1.9 | Elect Director Douglas H. McCorkindale | Management | For | Against |
1.10 | Elect Director Joseph W. Ralston | Management | For | Against |
1.11 | Elect Director Anne Stevens | Management | For | Against |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
LYONDELLBASELL INDUSTRIES NV | ||||
Ticker: LYB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
| ||||
M&T BANK CORPORATION | ||||
Ticker: MTB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve amendments to the terms of the Series A Preferred Shares that would serve to reduce the dividend rate on the Series A Preferred Shares from 9% per annum to 6.375% per annum | Management | For | For |
3 | Approve amendments to the terms of the Series C Preferred Shares that would serve to reduce the dividend rate on the Series C Preferred Shares from 9% per annum to 6.375% per annum | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
| ||||
M&T BANK CORPORATION | ||||
Ticker: MTB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | Withhold |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | For |
1.7 | Elect Director John D. Hawke, Jr | Management | For | For |
1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.9 | Elect Director Richard G. King | Management | For | Withhold |
1.10 | Elect Director Jorge G. Pereira | Management | For | For |
1.11 | Elect Director Michael P. Pinto | Management | For | For |
1.12 | Elect Director Melinda R. Rich | Management | For | For |
1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.14 | Elect Director Herbert L. Washington | Management | For | For |
1.15 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
7 | Report on Lobbying Activities | Shareholder | Against | Against |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NEWMONT MINING CORPORATION | ||||
Ticker: NEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
1.3 | Elect Director Vincent A. Calarco | Management | For | For |
1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
1.5 | Elect Director Noreen Doyle | Management | For | For |
1.6 | Elect Director Gary J. Goldberg | Management | For | For |
1.7 | Elect Director Veronica M. Hagen | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Donald C. Roth | Management | For | For |
1.10 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| ||||
PEABODY ENERGY CORPORATION | ||||
Ticker: BTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | For |
1.6 | Elect Director Robert A. Malone | Management | For | For |
1.7 | Elect Director William C. Rusnack | Management | For | For |
1.8 | Elect Director John F. Turner | Management | For | For |
1.9 | Elect Director Sandra A. Van Trease | Management | For | For |
1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PEPCO HOLDINGS, INC. | ||||
Ticker: POM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.2 | Elect Director H. Russell Frisby, Jr. | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Patrick T. Harker | Management | For | For |
1.5 | Elect Director Frank O. Heintz | Management | For | For |
1.6 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.7 | Elect Director George F. MacCormack | Management | For | For |
1.8 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.9 | Elect Director Patricia A. Oelrich | Management | For | For |
1.10 | Elect Director Joseph M. Rigby | Management | For | For |
1.11 | Elect Director Frank K. Ross | Management | For | For |
1.12 | Elect Director Pauline A. Schneider | Management | For | For |
1.13 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Andrews | Management | For | For |
1.2 | Elect Director Lewis Chew | Management | For | For |
1.3 | Elect Director C. Lee Cox | Management | For | For |
1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.5 | Elect Director Fred J. Fowler | Management | For | For |
1.6 | Elect Director Maryellen C. Herringer | Management | For | For |
1.7 | Elect Director Roger H. Kimmel | Management | For | For |
1.8 | Elect Director Richard A. Meserve | Management | For | For |
1.9 | Elect Director Forrest E. Miller | Management | For | For |
1.10 | Elect Director Rosendo G. Parra | Management | For | For |
1.11 | Elect Director Barbara L. Rambo | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
PINNACLE WEST CAPITAL CORPORATION | ||||
Ticker: PNW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Philip G. Cox | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Louise K. Goeser | Management | For | For |
1.6 | Elect Director Stuart E. Graham | Management | For | For |
1.7 | Elect Director Stuart Heydt | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | ||||
Ticker: PEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
QBE INSURANCE GROUP LTD. | ||||
Ticker: QBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Approve the Grant of Up to 162,493 Conditional Rights to Frank O'Halloran, Former Group Chief Executive Officer | Management | For | For |
4 | Approve the Payment of a Retirement Allowance of A$2.34 Million to Frank O'Halloran, Former Group Chief Executive Officer | Management | For | For |
5 | Approve the Grant of 90,000 Conditional Rights to John Neal, Group Chief Executive Officer of the Company | Management | For | For |
6 | Approve the Grant of Up to 68,127 Conditional Rights to John Neal, Group Chief Executive Officer | Management | For | For |
7 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
8 | Elect John Graf as a Director | Management | For | For |
9a | Elect Duncan Boyle as a Director | Management | For | For |
9b | Elect John Green as a Director | Management | For | For |
| ||||
RAYTHEON COMPANY | ||||
Ticker: RTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | For |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Brown as Director | Management | For | For |
4 | Re-elect Vivienne Cox as Director | Management | For | For |
5 | Re-elect Jan du Plessis as Director | Management | For | For |
6 | Re-elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
8 | Re-elect Ann Godbehere as Director | Management | For | For |
9 | Re-elect Richard Goodmanson as Director | Management | For | For |
10 | Re-elect Lord Kerr as Director | Management | For | For |
11 | Re-elect Chris Lynch as Director | Management | For | For |
12 | Re-elect Paul Tellier as Director | Management | For | For |
13 | Re-elect John Varley as Director | Management | For | For |
14 | Re-elect Sam Walsh as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Performance Share Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
ROCHE HOLDING LTD | ||||
Ticker: ROG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 7.35 per Share and Non-Voting Equity Security | Management | For | Did Not Vote |
4.1 | Reelect Andreas Oeri as Director | Management | For | Did Not Vote |
4.2 | Reelect Pius Baschera as Director | Management | For | Did Not Vote |
4.3 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
4.4 | Reelect William Burns as Director | Management | For | Did Not Vote |
4.5 | Reelect Christoph Franz as Director | Management | For | Did Not Vote |
4.6 | Reelect DeAnne Julius as Director | Management | For | Did Not Vote |
4.7 | Reelect Arthur Levinson as Director | Management | For | Did Not Vote |
4.8 | Reelect Peter Voser as Director | Management | For | Did Not Vote |
4.9 | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.10 | Elect Severin Schwan as Director | Management | For | Did Not Vote |
5 | Ratify KPMG Ltd. as Auditors | Management | For | Did Not Vote |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
SAFEWAY INC. | ||||
Ticker: SWY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet E. Grove | Management | For | For |
1b | Elect Director Mohan Gyani | Management | For | For |
1c | Elect Director Frank C. Herringer | Management | For | For |
1d | Elect Director George J. Morrow | Management | For | For |
1e | Elect Director Kenneth W. Oder | Management | For | For |
1f | Elect Director T. Gary Rogers | Management | For | For |
1g | Elect Director Arun Sarin | Management | For | For |
1h | Elect Director William Y. Tauscher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
SANOFI | ||||
Ticker: SAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | For |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ||||
SCHLUMBERGER LIMITED | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
SK TELECOM CO. | ||||
Ticker: 017670 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Cho Dae-Sik as Inside Director | Management | For | For |
3.2 | Elect Oh Dae-Sik as Outside Director | Management | For | Against |
4 | Elect Oh Dae-Sik as Member of Audit Committee | Management | For | Against |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William T. Esrey | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Austin A. Adams | Management | For | For |
1d | Elect Director Joseph Alvarado | Management | For | For |
1e | Elect Director Pamela L. Carter | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Dennis R. Hendrix | Management | For | For |
1i | Elect Director Michael McShane | Management | For | For |
1j | Elect Director Michael G. Morris | Management | For | For |
1k | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Methane Emissions | Shareholder | Against | Against |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | Withhold |
1.2 | Elect Director Tom L. Rankin | Management | For | Withhold |
1.3 | Elect Director William D. Rockford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | Abstain |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | Withhold |
1.2 | Elect Director Tom L. Rankin | Management | For | Withhold |
1.3 | Elect Director William D. Rockford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | Withhold |
1.2 | Elect Director Tom L. Rankin | Management | For | Withhold |
1.3 | Elect Director William D. Rockford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | Withhold |
1.2 | Elect Director Tom L. Rankin | Management | For | Withhold |
1.3 | Elect Director William D. Rockford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | Withhold |
1.3 | Elect Director William D. Rockford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| ||||
TELSTRA CORPORATION LIMITED. | ||||
Ticker: TLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Timothy Chen as Director | Management | For | For |
3b | Elect Geoffrey Cousins as Director | Management | For | For |
3c | Elect Russell Higgins as Director | Management | For | For |
3d | Elect Margaret Seale as Director | Management | For | For |
3e | Elect Steven Vamos as Director | Management | For | For |
3f | Elect John Zeglis as Director | Management | For | For |
4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | For | For |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, JR. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Pamela H. Patsley | Management | For | For |
1f | Elect Director Robert E. Sanchez | Management | For | For |
1g | Elect Director Wayne R. Sanders | Management | For | For |
1h | Elect Director Ruth J. Simmons | Management | For | For |
1i | Elect Director Richard K. Templeton | Management | For | For |
1j | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
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THE DOW CHEMICAL COMPANY | ||||
Ticker: DOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
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THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Electi Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1g | Elect Director Veronica M. Hagen | Management | For | For |
1h | Elect Director Warren A. Hood, Jr. | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
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TOTAL SA | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Gunnar Brock as Director | Management | For | For |
7 | Reelect Gerard Lamarche as Director | Management | For | For |
8 | Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Management | For | For |
10 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12 | Approve the Establishment of an Independent Ethics Committee | Shareholder | Against | Against |
13 | Approve to Link Remuneration to Positive Safety Indicators | Shareholder | Against | Against |
14 | Acquire the Diversity Label | Shareholder | Against | Against |
15 | Approve Nomination of Employees Representative to the Remuneration Committee | Shareholder | Against | Against |
16 | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
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VIVENDI | ||||
Ticker: VIV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Treatment of Losses and Dividends of EUR 1 per Share | Management | For | For |
5 | Approve Severance Payment Agreement with Philippe Capron | Management | For | For |
6 | Elect Vincent Bollore as Supervisory Board Member | Management | For | Against |
7 | Elect Pascal Cagni as Supervisory Board Member | Management | For | For |
8 | Elect Yseulys Costes as Supervisory Board Member | Management | For | For |
9 | Elect Alexandre de Juniac as Supervisory Board Member | Management | For | For |
10 | Elect Nathalie Bricault as Representative of Employee Shareholders to the Supervisory Board | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
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VODAFONE GROUP PLC | ||||
Ticker: VOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
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WASTE MANAGEMENT, INC. | ||||
Ticker: WM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | Against |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | Against |
1h | Elect Director Cynthia H. Milligan | Management | For | Against |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Against |
| ||||
WOODSIDE PETROLEUM LTD. | ||||
Ticker: WPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Frank Cooper as a Director | Management | For | For |
2b | Elect Andrew Jamieson as a Director | Management | For | For |
2c | Elect Sarah Ryan as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
| ||||
XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
Franklin U.S. Government Securities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Utilities Fund
| ||||
AGL RESOURCES INC. | ||||
Ticker: GAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
1.3 | Elect Director Norman R. Bobins | Management | For | For |
1.4 | Elect Director Charles R. Crisp | Management | For | For |
1.5 | Elect Director Brenda J. Gaines | Management | For | Withhold |
1.6 | Elect Director Arthur E. Johnson | Management | For | For |
1.7 | Elect Director Wyck A. Knox, Jr. | Management | For | For |
1.8 | Elect Director Dennis M. Love | Management | For | For |
1.9 | Elect Director Charles H. "Pete" McTier | Management | For | For |
1.10 | Elect Director Dean R. O'Hare | Management | For | For |
1.11 | Elect Director Armando J. Olivera | Management | For | For |
1.12 | Elect Director John E. Rau | Management | For | For |
1.13 | Elect Director James A. Rubright | Management | For | For |
1.14 | Elect Director John W. Somerhalder II | Management | For | For |
1.15 | Elect Director Bettina M. Whyte | Management | For | For |
1.16 | Elect Director Henry C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| ||||
ALLETE, INC. | ||||
Ticker: ALE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn W. Dindo | Management | For | For |
1.2 | Elect Director Heidi J. Eddins | Management | For | For |
1.3 | Elect Director Sidney W. Emery, Jr. | Management | For | For |
1.4 | Elect Director George G. Goldfarb | Management | For | For |
1.5 | Elect Director James S. Haines, Jr. | Management | For | For |
1.6 | Elect Director Alan R. Hodnik | Management | For | For |
1.7 | Elect Director James J. Hoolihan | Management | For | For |
1.8 | Elect Director Madeleine W. Ludlow | Management | For | For |
1.9 | Elect Director Douglas C. Neve | Management | For | For |
1.10 | Elect Director Leonard C. Rodman | Management | For | For |
1.11 | Elect Director Bruce W. Stender | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
ALLIANT ENERGY CORPORATION | ||||
Ticker: LNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||
Ticker: AEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Sandra Beach Lin | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Richard L. Sandor | Management | For | For |
1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
1.14 | Elect Director John F. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
AMERICAN WATER WORKS COMPANY, INC. | ||||
Ticker: AWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
CENTERPOINT ENERGY, INC. | ||||
Ticker: CNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CLECO CORPORATION | ||||
Ticker: CNL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Logan W. Kruger | Management | For | For |
1.2 | ElectDirector Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | Against |
6 | Report on Sustainability | Shareholder | Against | For |
| ||||
CMS ENERGY CORPORATION | ||||
Ticker: CMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Barfield | Management | For | For |
1.2 | Elect Director Stephen E. Ewing | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director William D. Harvey | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Laura H. Wright | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
CONSOLIDATED EDISON, INC. | ||||
Ticker: ED | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Burke | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director George Campbell, Jr. | Management | For | For |
1.4 | Elect Director Gordon J. Davis | Management | For | For |
1.5 | Elect Director Michael J. Del Giudice | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director John F. Hennessy, III | Management | For | For |
1.8 | Elect Director John F. Killian | Management | For | For |
1.9 | Elect Director Eugene R. McGrath | Management | For | For |
1.10 | Elect Director Sally H. Pinero | Management | For | For |
1.11 | Elect Director Michael W. Ranger | Management | For | For |
1.12 | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
| ||||
DOMINION RESOURCES, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | For |
1.7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.12 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Against |
6 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
8 | Report on Financial Risks of Climate Change | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director James B. Nicholson | Management | For | For |
1.6 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | Withhold |
1.6 | Elect Director John H. Forsgren | Management | For | Withhold |
1.7 | Elect Director Ann Maynard Gray | Management | For | Withhold |
1.8 | Elect Director James H. Hance, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ENTERGY CORPORATION | ||||
Ticker: ETR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director Thomas J. Ridge | Management | For | For |
1n | Elect Director John W. Rogers, Jr. | Management | For | For |
1o | Elect Director Mayo A. Shattuck, III | Management | For | For |
1p | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
FIRSTENERGY CORP. | ||||
Ticker: FE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | Withhold |
1.7 | Elect Director Julia L. Johnson | Management | For | For |
1.8 | Elect Director Ted J. Kleisner | Management | For | Withhold |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | Withhold |
1.12 | Elect Director Catherine A. Rein | Management | For | Withhold |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
GREAT PLAINS ENERGY INCORPORATED | ||||
Ticker: GXP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry Bassham | Management | For | For |
1.2 | Elect Director David L. Bodde | Management | For | For |
1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.4 | Elect Director Gary D. Forsee | Management | For | For |
1.5 | Elect Director Thomas D. Hyde | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director Ann D. Murtlow | Management | For | For |
1.8 | Elect Director John J. Sherman | Management | For | For |
1.9 | Elect Director Linda H. Talbott | Management | For | For |
1.10 | Elect Director Robert H. West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | ||||
Ticker: HE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Fargo | Management | For | For |
1.2 | Elect Director Kelvin H. Taketa | Management | For | For |
1.3 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
IDACORP, INC. | ||||
Ticker: IDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith A. Johansen | Management | For | For |
1.2 | Elect Director J. Lamont Keen | Management | For | For |
1.3 | Elect Director Robert A. Tinstman | Management | For | For |
1.4 | Elect Director Dennis L. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director C. Park Shaper | Management | For | For |
1.3 | Elect Director Steven J. Kean | Management | For | For |
1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
1.6 | Elect Director Michael Miller | Management | For | For |
1.7 | Elect Director Michael C. Morgan | Management | For | For |
1.8 | Elect Director Fayez Sarofim | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | For |
1.10 | Elect Director John Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
| ||||
MDU RESOURCES GROUP, INC. | ||||
Ticker: MDU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Everist | Management | For | For |
1.2 | Elect Director Karen B. Fagg | Management | For | For |
1.3 | Elect Director David L. Goodin | Management | For | For |
1.4 | Elect Director A. Bart Holaday | Management | For | For |
1.5 | Elect Director Dennis W. Johnson | Management | For | For |
1.6 | Elect Director Thomas C. Knudson | Management | For | For |
1.7 | Elect Director Patricia L. Moss | Management | For | For |
1.8 | Elect Director Harry J. Pearce | Management | For | For |
1.9 | Elect Director J. Kent Wells | Management | For | For |
1.10 | Elect Director John K. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NATIONAL GRID PLC | ||||
Ticker: NG. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Sir Peter Gershon as Director | Management | For | For |
4 | Re-elect Steve Holliday as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Tom King as Director | Management | For | For |
7 | Re-elect Nick Winser as Director | Management | For | For |
8 | Re-elect Ken Harvey as Director | Management | For | For |
9 | Re-elect Linda Adamany as Director | Management | For | For |
10 | Re-elect Philip Aiken as Director | Management | For | For |
11 | Elect Nora Brownell as Director | Management | For | For |
12 | Elect Paul Golby as Director | Management | For | For |
13 | Elect Ruth Kelly as Director | Management | For | For |
14 | Re-elect Maria Richter as Director | Management | For | For |
15 | Re-elect George Rose as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve Remuneration Report | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Amend Articles of Association | Management | For | For |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Against |
| ||||
NISOURCE INC. | ||||
Ticker: NI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| ||||
NORTHEAST UTILITIES | ||||
Ticker: NU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
NORTHEAST UTILITIES | ||||
Ticker: NU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
NV ENERGY, INC. | ||||
Ticker: NVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1b | Elect Director Glenn C. Christenson | Management | For | For |
1c | Elect Director Susan F. Clark | Management | For | For |
1d | Elect Director Stephen E. Frank | Management | For | Against |
1e | Elect Director Brian J. Kennedy | Management | For | For |
1f | Elect Director Maureen T. Mullarkey | Management | For | For |
1g | Elect Director John F. O'Reilly | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Donald D. Snyder | Management | For | For |
1j | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
| ||||
PEPCO HOLDINGS, INC. | ||||
Ticker: POM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.2 | Elect Director H. Russell Frisby, Jr. | Management | For | For |
1.3 | Elect Director Terence C. Golden | Management | For | For |
1.4 | Elect Director Patrick T. Harker | Management | For | For |
1.5 | Elect Director Frank O. Heintz | Management | For | For |
1.6 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.7 | Elect Director George F. MacCormack | Management | For | For |
1.8 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.9 | Elect Director Patricia A. Oelrich | Management | For | For |
1.10 | Elect Director Joseph M. Rigby | Management | For | For |
1.11 | Elect Director Frank K. Ross | Management | For | For |
1.12 | Elect Director Pauline A. Schneider | Management | For | For |
1.13 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Andrews | Management | For | For |
1.2 | Elect Director Lewis Chew | Management | For | For |
1.3 | Elect Director C. Lee Cox | Management | For | For |
1.4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.5 | Elect Director Fred J. Fowler | Management | For | For |
1.6 | Elect Director Maryellen C. Herringer | Management | For | For |
1.7 | Elect Director Roger H. Kimmel | Management | For | For |
1.8 | Elect Director Richard A. Meserve | Management | For | For |
1.9 | Elect Director Forrest E. Miller | Management | For | For |
1.10 | Elect Director Rosendo G. Parra | Management | For | For |
1.11 | Elect Director Barbara L. Rambo | Management | For | For |
1.12 | Elect Director Barry Lawson Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
PINNACLE WEST CAPITAL CORPORATION | ||||
Ticker: PNW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
PNM RESOURCES, INC. | ||||
Ticker: PNM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Robert R. Nordhaus | Management | For | For |
1.6 | Elect Director Bonnie S. Reitz | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
1.9 | Elect Director Joan B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PORTLAND GENERAL ELECTRIC COMPANY | ||||
Ticker: POR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Robert T. F. Reid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
| ||||
PPL CORPORATION | ||||
Ticker: PPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Philip G. Cox | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Louise K. Goeser | Management | For | For |
1.6 | Elect Director Stuart E. Graham | Management | For | For |
1.7 | Elect Director Stuart Heydt | Management | For | For |
1.8 | Elect Director Raja Rajamannar | Management | For | For |
1.9 | Elect Director Craig A. Rogerson | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Natica von Althann | Management | For | For |
1.12 | Elect Director Keith H. Williamson | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
| ||||
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | ||||
Ticker: PEG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
QUESTAR CORPORATION | ||||
Ticker: STR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Teresa Beck | Management | For | For |
1b | Elect Director R. D. Cash | Management | For | For |
1c | Elect Director Laurence M. Downes | Management | For | For |
1d | Elect Director Christopher A. Helms | Management | For | For |
1e | Elect Director Ronald W. Jibson | Management | For | For |
1f | Elect Director Keith O. Rattie | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SCANA CORPORATION | ||||
Ticker: SCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin B. Marsh | Management | For | Withhold |
1.2 | Elect Director Joshua W. Martin, III | Management | For | Withhold |
1.3 | Elect Director James M. Micali | Management | For | Withhold |
1.4 | Elect Director Harold C. Stowe | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William T. Esrey | Management | For | For |
1b | Elect Director Gregory L. Ebel | Management | For | For |
1c | Elect Director Austin A. Adams | Management | For | For |
1d | Elect Director Joseph Alvarado | Management | For | For |
1e | Elect Director Pamela L. Carter | Management | For | For |
1f | Elect Director F. Anthony Comper | Management | For | For |
1g | Elect Director Peter B. Hamilton | Management | For | For |
1h | Elect Director Dennis R. Hendrix | Management | For | For |
1i | Elect Director Michael McShane | Management | For | For |
1j | Elect Director Michael G. Morris | Management | For | For |
1k | Elect Director Michael E.J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Methane Emissions | Shareholder | Against | Against |
| ||||
SSE PLC | ||||
Ticker: SSE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Katie Bickerstaffe as Director | Management | For | For |
5 | Re-elect Jeremy Beeton as Director | Management | For | For |
6 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
7 | Re-elect Ian Marchant as Director | Management | For | For |
8 | Re-elect Gregor Alexander as Director | Management | For | For |
9 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
10 | Re-elect Lady Rice as Director | Management | For | For |
11 | Re-elect Richard Gillingwater as Director | Management | For | For |
12 | Re-elect Thomas Andersen as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ||||
TECO ENERGY, INC. | ||||
Ticker: TE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Ramil | Management | For | For |
1.2 | Elect Director Tom L. Rankin | Management | For | For |
1.3 | Elect Director William D. Rockford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Electi Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1g | Elect Director Veronica M. Hagen | Management | For | For |
1h | Elect Director Warren A. Hood, Jr. | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Steven W. Nance | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director Janice D. Stoney | Management | For | For |
1.11 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRANSCANADA CORPORATION | ||||
Ticker: TRP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Benson | Management | For | For |
1.2 | Elect Director Derek H. Burney | Management | For | For |
1.3 | Elect Director Paule Gauthier | Management | For | For |
1.4 | Elect Director Russell K. Girling | Management | For | For |
1.5 | Elect Director S. Barry Jackson | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director Paula Rosput Reynolds | Management | For | For |
1.8 | Elect Director Mary Pat Salomone | Management | For | For |
1.9 | Elect Director W. Thomas Stephens | Management | For | For |
1.10 | Elect Director D. Michael G. Stewart | Management | For | For |
1.11 | Elect Director Richard E. Waugh | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
UGI CORPORATION | ||||
Ticker: UGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon R. Greenberg | Management | For | For |
1.2 | Elect Director Marvin O. Schlanger | Management | For | For |
1.3 | Elect Director Anne Pol | Management | For | For |
1.4 | Elect Director Ernest E. Jones | Management | For | For |
1.5 | Elect Director John L. Walsh | Management | For | For |
1.6 | Elect Director Roger B. Vincent | Management | For | For |
1.7 | Elect Director M. Shawn Puccio | Management | For | For |
1.8 | Elect Director Richard W. Gochnauer | Management | For | For |
1.9 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
| ||||
UIL HOLDINGS CORPORATION | ||||
Ticker: UIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thelma R. Albright | Management | For | For |
1.2 | Elect Director Arnold L. Chase | Management | For | Withhold |
1.3 | Elect Director Betsy Henley-Cohn | Management | For | For |
1.4 | Elect Director Suedeen G. Kelly | Management | For | For |
1.5 | Elect Director John L. Lahey | Management | For | For |
1.6 | Elect Director Daniel J. Miglio | Management | For | For |
1.7 | Elect Director William F. Murdy | Management | For | For |
1.8 | Elect Director William B. Plummer | Management | For | For |
1.9 | Elect Director Donald R. Shassian | Management | For | For |
1.10 | Elect Director James P. Torgerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
UNITED UTILITIES GROUP PLC | ||||
Ticker: UU. | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Dr John McAdam as Director | Management | For | For |
5 | Re-elect Steve Mogford as Director | Management | For | For |
6 | Re-elect Russ Houlden as Director | Management | For | For |
7 | Re-elect Dr Catherine Bell as Director | Management | For | For |
8 | Re-elect Paul Heiden as Director | Management | For | For |
9 | Re-elect Nick Salmon as Director | Management | For | For |
10 | Elect Sara Weller as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ||||
VECTREN CORPORATION | ||||
Ticker: VVC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl L. Chapman | Management | For | For |
1.2 | Elect Director James H. DeGraffenreidt, Jr. | Management | For | For |
1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
1.4 | Elect Director John D. Engelbrecht | Management | For | For |
1.5 | Elect Director Anton H. George | Management | For | For |
1.6 | Elect Director Martin C. Jischke | Management | For | For |
1.7 | Elect Director Robert G. Jones | Management | For | For |
1.8 | Elect Director J. Timothy McGinley | Management | For | For |
1.9 | Elect Director R. Daniel Sadlier | Management | For | For |
1.10 | Elect Director Michael L. Smith | Management | For | For |
1.11 | Elect Director Jean L. Wojtowicz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director Melanie L. Healey | Management | For | For |
1.3 | Elect Director M. Frances Keeth | Management | For | For |
1.4 | Elect Director Robert W. Lane | Management | For | For |
1.5 | Elect Director Lowell C. McAdam | Management | For | For |
1.6 | Elect Director Sandra O. Moose | Management | For | For |
1.7 | Elect Director Joseph Neubauer | Management | For | Against |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Hugh B. Price | Management | For | For |
1.11 | Elect Director Rodney E. Slater | Management | For | For |
1.12 | Elect Director Kathryn A. Tesija | Management | For | For |
1.13 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
7 | Adopt Proxy Access Right | Shareholder | Against | For |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter- Call Special Meetings | Shareholder | Against | For |
10 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
WESTAR ENERGY, INC. | ||||
Ticker: WR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Hawley | Management | For | For |
1.2 | Elect Director B. Anthony Isaac | Management | For | For |
1.3 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
| ||||
WISCONSIN ENERGY CORPORATION | ||||
Ticker: WEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Thomas J. Fischer | Management | For | For |
1.6 | Elect Director Gale E. Klappa | Management | For | For |
1.7 | Elect Director Henry W. Knueppel | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Mary Ellen Stanek | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
XCEL ENERGY INC. | ||||
Ticker: XEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
Franklin U.S. Government Securities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Custodian Funds
By (Signature and Title)* /s/ LAURA F. FERGERSON________________________________
Laura F. Fergerson,
Chief Executive Officer – Finance and Administration
Date August 23, 2013
* Print the name and title of each signing officer under his or her signature.