Washington, D.C. 20549
GENERAL AMERICAN INVESTORS COMPANY, INC.
| Investment Company Report |
| | ARATANA THERAPEUTICS, INC. | | |
| | Security | 03874P101 | | | | | Meeting Type | Special | |
| | Ticker Symbol | PETX | | | | | Meeting Date | 16-Jul-2019 | |
| | ISIN | US03874P1012 | | | | | Agenda | 935054875 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | Merger proposal: To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated April 26, 2019, by and among Elanco Animal Health Incorporated, an Indiana corporation ("Elanco"), Elanco Athens Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Acquisition Sub"), and Aratana Therapeutics, Inc., a Delaware corporation ("Aratana"). | Management | For | | For | For | | | |
| | 2. | Adjournment proposal: To adjourn the Aratana special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Aratana special meeting. | Management | For | | For | For | | | |
| | 3. | Non-binding, advisory merger-related compensation proposal: To approve, by non-binding, advisory vote, compensation that will or may become payable to Aratana's named executive officers in connection with the merger of Acquisition Sub with and into Aratana as contemplated by the merger agreement. | Management | For | | For | For | | | |
| | VODAFONE GROUP PLC | | |
| | Security | 92857W308 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VOD | | | | | Meeting Date | 23-Jul-2019 | |
| | ISIN | US92857W3088 | | | | | Agenda | 935052174 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2019 | Management | Against | | For | Against | | | |
| | 2. | To elect Sanjiv Ahuja as a Director | Management | Against | | For | Against | | | |
| | 3. | To elect David Thodey as a Director | Management | Against | | For | Against | | | |
| | 4. | To re-elect Gerard Kleisterlee as a Director | Management | Against | | For | Against | | | |
| | 5. | To re-elect Nick Read as a Director | Management | Against | | For | Against | | | |
| | 6. | To re-elect Margherita Della Valle as a Director | Management | Against | | For | Against | | | |
| | 7. | To re-elect Sir Crispin Davis as a Director | Management | Against | | For | Against | | | |
| | 8. | To re-elect Michel Demaré as a Director | Management | Against | | For | Against | | | |
| | 9. | To re-elect Dame Clara Furse as a Director | Management | Against | | For | Against | | | |
| | 10. | To re-elect Valerie Gooding as a Director | Management | Against | | For | Against | | | |
| | 11. | To re-elect Renee James as a Director | Management | Against | | For | Against | | | |
| | 12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | Against | | For | Against | | | |
| | 13. | To re-elect David Nish as a Director | Management | Against | | For | Against | | | |
| | 14. | To declare a final dividend of 4.16 eurocents per ordinary share for the year ended 31 March 2019 | Management | For | | For | For | | | |
| | 15. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2019 | Management | Against | | For | Against | | | |
| | 16. | To appoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | | For | For | | | |
| | 17. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | | For | For | | | |
| | 18. | To authorise the Directors to allot shares | Management | Against | | For | Against | | | |
| | 19. | To authorise the Directors to dis-apply pre- emption rights (Special Resolution) | Management | Against | | For | Against | | | |
| | 20. | To authorise the Directors to dis-apply pre- emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | Against | | For | Against | | | |
| | 21. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | | For | For | | | |
| | 22. | To authorise political donations and expenditure | Management | Against | | For | Against | | | |
| | 23. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Management | Against | | For | Against | | | |
| | LIBERTY EXPEDIA HOLDINGS, INC. | | |
| | Security | 53046P109 | | | | | Meeting Type | Special | |
| | Ticker Symbol | LEXEA | | | | | Meeting Date | 26-Jul-2019 | |
| | ISIN | US53046P1093 | | | | | Agenda | 935058265 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | To approve the adoption of Agreement & Plan of Merger (as may be amended from time to time, merger agreement), by and among Expedia Group, Inc. (Expedia Group), LEMS I LLC (Merger LLC), LEMS II Inc. (Merger Sub) and Liberty Expedia Holdings, Inc. (Liberty Expedia), pursuant to which Merger Sub will merge with & into Liberty Expedia (first merger) & immediately thereafter, Liberty Expedia as the surviving corporation of first merger will merge with & into Merger LLC, with Merger LLC surviving as the surviving company (together with first merger, mergers). | Management | For | | For | For | | | |
| | 2. | A proposal to approve, by advisory (non- binding) vote, certain compensation that may be paid or become payable to the named executive officers of Liberty Expedia in connection with the completion of the mergers. | Management | For | | For | For | | | |
| | 3. | A proposal to approve the adjournment of the Liberty Expedia special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement, if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | | For | For | | | |
| | DXC TECHNOLOGY COMPANY | | |
| | Security | 23355L106 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DXC | | | | | Meeting Date | 15-Aug-2019 | |
| | ISIN | US23355L1061 | | | | | Agenda | 935057340 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1a. | Election of Director: Mukesh Aghi | Management | For | | For | For | | | |
| | 1b. | Election of Director: Amy E. Alving | Management | For | | For | For | | | |
| | 1c. | Election of Director: David L. Herzog | Management | For | | For | For | | | |
| | 1d. | Election of Director: Sachin Lawande | Management | For | | For | For | | | |
| | 1e. | Election of Director: J. Michael Lawrie | Management | For | | For | For | | | |
| | 1f. | Election of Director: Mary L. Krakauer | Management | For | | For | For | | | |
| | 1g. | Election of Director: Julio A. Portalatin | Management | For | | For | For | | | |
| | 1h. | Election of Director: Peter Rutland | Management | For | | For | For | | | |
| | 1i. | Election of Director: Michael J. Salvino | Management | For | | For | For | | | |
| | 1j. | Election of Director: Manoj P. Singh | Management | For | | For | For | | | |
| | 1k. | Election of Director: Robert F. Woods | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending March 31, 2020 | Management | For | | For | For | | | |
| | 3. | Approval, by advisory vote, of named executive officer compensation | Management | Against | | For | Against | | | |
| | DIAGEO PLC | | |
| | Security | 25243Q205 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DEO | | | | | Meeting Date | 19-Sep-2019 | |
| | ISIN | US25243Q2057 | | | | | Agenda | 935071364 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | Report and accounts 2019. | Management | For | | For | For | | | |
| | 2. | Directors' remuneration report 2019. | Management | For | | For | For | | | |
| | 3. | Declaration of final dividend. | Management | For | | For | For | | | |
| | 4. | Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Management | For | | For | For | | | |
| | 5. | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Management | For | | For | For | | | |
| | 6. | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Management | For | | For | For | | | |
| | 7. | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Management | For | | For | For | | | |
| | 8. | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Management | For | | For | For | | | |
| | 9. | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | For | | For | For | | | |
| | 10. | Re-election of I Menezes as a director. (chairman of Executive committee) | Management | For | | For | For | | | |
| | 11. | Re-election of K Mikells as a director. (Executive) | Management | For | | For | For | | | |
| | 12. | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Management | For | | For | For | | | |
| | 13. | Re-appointment of auditor. | Management | For | | For | For | | | |
| | 14. | Remuneration of auditor. | Management | For | | For | For | | | |
| | 15. | Authority to make political donations and/or to incur political expenditure. | Management | For | | For | For | | | |
| | 16. | Authority to allot shares. | Management | For | | For | For | | | |
| | 17. | Approval of the Irish Sharesave scheme. | Management | For | | For | For | | | |
| | 18. | Disapplication of pre-emption rights. (Special resolution) | Management | For | | For | For | | | |
| | 19. | Authority to purchase own shares. (Special resolution) | Management | For | | For | For | | | |
| | 20. | Reduced notice of a general meeting other than an AGM. (Special resolution) | Management | For | | For | For | | | |
| | 21. | Adoption and approval of new articles of association. (Special resolution) | Management | For | | For | For | | | |
| | UNITED TECHNOLOGIES CORPORATION | | |
| | Security | 913017109 | | | | | Meeting Type | Special | |
| | Ticker Symbol | UTX | | | | | Meeting Date | 11-Oct-2019 | |
| | ISIN | US9130171096 | | | | | Agenda | 935079156 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | Against | | For | Against | | | |
| | 2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Against | | For | Against | | | |
| | UNITED TECHNOLOGIES CORPORATION | | |
| | Security | 913017109 | | | | | Meeting Type | Special | |
| | Ticker Symbol | UTX | | | | | Meeting Date | 11-Oct-2019 | |
| | ISIN | US9130171096 | | | | | Agenda | 935080628 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). | Management | Against | | For | Against | | | |
| | 2. | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Against | | For | Against | | | |
| | LUMENTUM HOLDINGS INC | | |
| | Security | 55024U109 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | LITE | | | | | Meeting Date | 14-Nov-2019 | |
| | ISIN | US55024U1097 | | | | | Agenda | 935084587 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Penelope A. Herscher | Management | For | | For | For | | | |
| | 1B. | Election of Director: Harold L. Covert | Management | For | | For | For | | | |
| | 1C. | Election of Director: Julia S. Johnson | Management | For | | For | For | | | |
| | 1D. | Election of Director: Brian J. Lillie | Management | For | | For | For | | | |
| | 1E. | Election of Director: Alan S. Lowe | Management | For | | For | For | | | |
| | 1F. | Election of Director: Ian S. Small | Management | For | | For | For | | | |
| | 1G. | Election of Director: Samuel F. Thomas | Management | For | | For | For | | | |
| | 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 27, 2020. | Management | For | | For | For | | | |
| | EXPEDIA GROUP, INC. | | |
| | Security | 30212P303 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | EXPE | | | | | Meeting Date | 03-Dec-2019 | |
| | ISIN | US30212P3038 | | | | | Agenda | 935100088 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Samuel Altman | Management | For | | For | For | | | |
| | 1B. | Election of Director: Susan C. Athey | Management | For | | For | For | | | |
| | 1C. | Election of Director: A. George "Skip" Battle | Management | For | | For | For | | | |
| | 1D. | Election of Director: Chelsea Clinton | Management | For | | For | For | | | |
| | 1E. | Election of Director: Barry Diller | Management | For | | For | For | | | |
| | 1F. | Election of Director: Craig A. Jacobson | Management | For | | For | For | | | |
| | 1G. | Election of Director: Victor A. Kaufman | Management | For | | For | For | | | |
| | 1H. | Election of Director: Peter M. Kern | Management | For | | For | For | | | |
| | 1I. | Election of Director: Dara Khosrowshahi | Management | For | | For | For | | | |
| | 1J. | Election of Director: Mark D. Okerstrom | Management | For | | For | For | | | |
| | 1K. | Election of Director: Alexander von Furstenberg | Management | For | | For | For | | | |
| | 1L. | Election of Director: Julie Whalen | Management | For | | For | For | | | |
| | 2A. | Approval of amendments to the Certificate of Incorporation to include restrictions and automatic conversion provisions in respect of Class B Common stock and removal of references to a former affiliate of Expedia Group which are no longer applicable. | Management | For | | For | For | | | |
| | 2B. | Approval of amendments to the Certificate of Incorporation to limit Expedia Group's ability to participate in a future change of control transaction that provides for different consideration for Common Stock and Class B Common Stock. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | | For | For | | | |
| | MICROSOFT CORPORATION | | |
| | Security | 594918104 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MSFT | | | | | Meeting Date | 04-Dec-2019 | |
| | ISIN | US5949181045 | | | | | Agenda | 935092849 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: William H. Gates III | Management | For | | For | For | | | |
| | 1B. | Election of Director: Reid G. Hoffman | Management | For | | For | For | | | |
| | 1C. | Election of Director: Hugh F. Johnston | Management | For | | For | For | | | |
| | 1D. | Election of Director: Teri L. List-Stoll | Management | For | | For | For | | | |
| | 1E. | Election of Director: Satya Nadella | Management | For | | For | For | | | |
| | 1F. | Election of Director: Sandra E. Peterson | Management | For | | For | For | | | |
| | 1G. | Election of Director: Penny S. Pritzker | Management | For | | For | For | | | |
| | 1H. | Election of Director: Charles W. Scharf | Management | For | | For | For | | | |
| | 1I. | Election of Director: Arne M. Sorenson | Management | For | | For | For | | | |
| | 1J. | Election of Director: John W. Stanton | Management | For | | For | For | | | |
| | 1K. | Election of Director: John W. Thompson | Management | For | | For | For | | | |
| | 1L. | Election of Director: Emma Walmsley | Management | For | | For | For | | | |
| | 1M. | Election of Director: Padmasree Warrior | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve named executive officer compensation | Management | For | | For | For | | | |
| | 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | | For | For | | | |
| | 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | | Against | For | | | |
| | 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | | Against | For | | | |
| | CISCO SYSTEMS, INC. | | |
| | Security | 17275R102 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CSCO | | | | | Meeting Date | 10-Dec-2019 | |
| | ISIN | US17275R1023 | | | | | Agenda | 935094920 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: M. Michele Burns | Management | For | | For | For | | | |
| | 1B. | Election of Director: Wesley G. Bush | Management | For | | For | For | | | |
| | 1C. | Election of Director: Michael D. Capellas | Management | For | | For | For | | | |
| | 1D. | Election of Director: Mark Garrett | Management | For | | For | For | | | |
| | 1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | | For | For | | | |
| | 1F. | Election of Director: Roderick C. McGeary | Management | For | | For | For | | | |
| | 1G. | Election of Director: Charles H. Robbins | Management | For | | For | For | | | |
| | 1H. | Election of Director: Arun Sarin | Management | For | | For | For | | | |
| | 1I. | Election of Director: Brenton L. Saunders | Management | For | | For | For | | | |
| | 1J. | Election of Director: Carol B. Tomé | Management | For | | For | For | | | |
| | 2. | Approval, on an advisory basis, of executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | | For | For | | | |
| | 4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | | Against | For | | | |
| | THE MADISON SQUARE GARDEN COMPANY | | |
| | Security | 55825T103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MSG | | | | | Meeting Date | 11-Dec-2019 | |
| | ISIN | US55825T1034 | | | | | Agenda | 935095580 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Frank J. Biondi, Jr. | For | | For | For | | | |
| | | 2 | Matthew C. Blank | For | | For | For | | | |
| | | 3 | Joseph J. Lhota | For | | For | For | | | |
| | | 4 | Richard D. Parsons | For | | For | For | | | |
| | | 5 | Nelson Peltz | For | | For | For | | | |
| | | 6 | Frederic V. Salerno | For | | For | For | | | |
| | 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | | For | For | | | |
| | 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | | For | For | | | |
| | NUANCE COMMUNICATIONS, INC. | | |
| | Security | 67020Y100 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NUAN | | | | | Meeting Date | 22-Jan-2020 | |
| | ISIN | US67020Y1001 | | | | | Agenda | 935113744 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Mark Benjamin | For | | For | For | | | |
| | | 2 | Daniel Brennan | For | | For | For | | | |
| | | 3 | Lloyd Carney | For | | For | For | | | |
| | | 4 | Thomas Ebling | For | | For | For | | | |
| | | 5 | Robert Finocchio | For | | For | For | | | |
| | | 6 | Laura Kaiser | For | | For | For | | | |
| | | 7 | Michal Katz | For | | For | For | | | |
| | | 8 | Mark Laret | For | | For | For | | | |
| | | 9 | Sanjay Vaswani | For | | For | For | | | |
| | 2. | To approve adoption of the Company's 2020 Stock Plan. | Management | For | | For | For | | | |
| | 3. | To approve a non-binding advisory resolution regarding Executive Compensation. | Management | For | | For | For | | | |
| | 4. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | | For | For | | | |
| | 5. | To vote on a stockholder proposal to require an independent chair. | Shareholder | Against | | Against | For | | | |
| | COSTCO WHOLESALE CORPORATION | | |
| | Security | 22160K105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | COST | | | | | Meeting Date | 22-Jan-2020 | |
| | ISIN | US22160K1051 | | | | | Agenda | 935114087 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Susan L. Decker | For | | For | For | | | |
| | | 2 | Richard A. Galanti | For | | For | For | | | |
| | | 3 | Sally Jewell | For | | For | For | | | |
| | | 4 | Charles T. Munger | For | | For | For | | | |
| | 2. | Ratification of selection of independent auditors. | Management | For | | For | For | | | |
| | 3. | Approval, on an advisory basis, of executive compensation. | Management | For | | For | For | | | |
| | 4. | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Management | For | | For | For | | | |
| | 5. | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shareholder | Against | | Against | For | | | |
| | AON PLC | | |
| | Security | G0408V102 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AON | | | | | Meeting Date | 04-Feb-2020 | |
| | ISIN | GB00B5BT0K07 | | | | | Agenda | 935118655 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | Special resolution to approve a scheme of arrangement pursuant to Part 26 of the Companies Act 2006 ("Scheme"), authorize the Board of Directors to take all such actions that it considers necessary or appropriate to carry the Scheme into effect, approve a reduction of the share capital of the Company, approve an amendment to the Company's articles of association and approve the issue of Class E ordinary shares of the Company to Aon Ireland (as defined in the Scheme) as required as part of the Scheme, as set forth in the Proxy Statement/Scheme Circular. | Management | For | | For | For | | | |
| | 2. | Special resolution to authorize Aon Ireland to create distributable profits by a reduction of the share capital of Aon Ireland, conditional upon the Scheme becoming effective. | Management | For | | For | For | | | |
| | 3. | Ordinary resolution to approve the terms of an off-exchange buyback, prior to the Scheme becoming effective, by the Company from Aon Corporation of 125,000 Class B ordinary shares of Pound 0.40 each of the Company. | Management | For | | For | For | | | |
| | 4. | Special resolution to approve the delisting of the Company's shares from the New York Stock Exchange, conditional upon the Scheme becoming effective. | Management | For | | For | For | | | |
| | 5. | Ordinary resolution to approve the adjournment of the General Meeting, if necessary. | Management | For | | For | For | | | |
| | AON PLC | | |
| | Security | G0408V111 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | | | | | | Meeting Date | 04-Feb-2020 | |
| | ISIN | | | | | | Agenda | 935118667 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | To approve the Scheme as set forth in the Proxy Statement/Scheme Circular. | Management | For | | For | For | | | |
| | CERENCE INC. | | |
| | Security | 156727109 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CRNC | | | | | Meeting Date | 20-Feb-2020 | |
| | ISIN | US1567271093 | | | | | Agenda | 935121575 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Thomas Beaudoin | For | | For | For | | | |
| | | 2 | Marianne Budnik | For | | For | For | | | |
| | 2. | To ratify the appointment of BDO USA LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | | For | For | | | |
| | APPLE INC. | | |
| | Security | 037833100 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AAPL | | | | | Meeting Date | 26-Feb-2020 | |
| | ISIN | US0378331005 | | | | | Agenda | 935121563 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: James Bell | Management | For | | For | For | | | |
| | 1B. | Election of Director: Tim Cook | Management | For | | For | For | | | |
| | 1C. | Election of Director: Al Gore | Management | For | | For | For | | | |
| | 1D. | Election of Director: Andrea Jung | Management | For | | For | For | | | |
| | 1E. | Election of Director: Art Levinson | Management | For | | For | For | | | |
| | 1F. | Election of Director: Ron Sugar | Management | For | | For | For | | | |
| | 1G. | Election of Director: Sue Wagner | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve executive compensation | Management | For | | For | For | | | |
| | 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | | Against | For | | | |
| | 5. | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Against | | Against | For | | | |
| | 6. | A shareholder proposal relating to policies on freedom of expression | Shareholder | Against | | Against | For | | | |
| | CLEVELAND-CLIFFS INC. | | |
| | Security | 185899101 | | | | | Meeting Type | Special | |
| | Ticker Symbol | CLF | | | | | Meeting Date | 10-Mar-2020 | |
| | ISIN | US1858991011 | | | | | Agenda | 935129432 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | To approve the Agreement and Plan of Merger, dated December 2, 2019, among Cleveland-Cliffs Inc., AK Steel Holding Corporation and Pepper Merger Sub Inc. ("Merger Sub") (pursuant to which, as described in the joint proxy statement/prospectus, dated February 4, 2020, Merger Sub will merge with and into AK Steel Holding Corporation (the "Merger")), and the transactions contemplated thereby, including the issuance of Cliffs common shares, par value $0.125 per share, in connection with the Merger. | Management | For | | For | For | | | |
| | 2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting to approve proposal 1. | Management | For | | For | For | | | |
| | THE WALT DISNEY COMPANY | | |
| | Security | 254687106 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DIS | | | | | Meeting Date | 11-Mar-2020 | |
| | ISIN | US2546871060 | | | | | Agenda | 935125648 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Susan E. Arnold | Management | For | | For | For | | | |
| | 1B. | Election of Director: Mary T. Barra | Management | For | | For | For | | | |
| | 1C. | Election of Director: Safra A. Catz | Management | For | | For | For | | | |
| | 1D. | Election of Director: Francis A. deSouza | Management | For | | For | For | | | |
| | 1E. | Election of Director: Michael B.G. Froman | Management | For | | For | For | | | |
| | 1F. | Election of Director: Robert A. Iger | Management | For | | For | For | | | |
| | 1G. | Election of Director: Maria Elena Lagomasino | Management | For | | For | For | | | |
| | 1H. | Election of Director: Mark G. Parker | Management | For | | For | For | | | |
| | 1I. | Election of Director: Derica W. Rice | Management | For | | For | For | | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Management | For | | For | For | | | |
| | 3. | To approve the advisory resolution on executive compensation. | Management | For | | For | For | | | |
| | 4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | Management | For | | For | For | | | |
| | 5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | | Against | For | | | |
| | APPLIED MATERIALS, INC. | | |
| | Security | 038222105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AMAT | | | | | Meeting Date | 12-Mar-2020 | |
| | ISIN | US0382221051 | | | | | Agenda | 935126258 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Judy Bruner | Management | For | | For | For | | | |
| | 1B. | Election of Director: Xun (Eric) Chen | Management | For | | For | For | | | |
| | 1C. | Election of Director: Aart J. de Geus | Management | For | | For | For | | | |
| | 1D. | Election of Director: Gary E. Dickerson | Management | For | | For | For | | | |
| | 1E. | Election of Director: Stephen R. Forrest | Management | For | | For | For | | | |
| | 1F. | Election of Director: Thomas J. Iannotti | Management | For | | For | For | | | |
| | 1G. | Election of Director: Alexander A. Karsner | Management | For | | For | For | | | |
| | 1H. | Election of Director: Adrianna C. Ma | Management | For | | For | For | | | |
| | 1I. | Election of Director: Yvonne McGill | Management | For | | For | For | | | |
| | 1J. | Election of Director: Scott A. McGregor | Management | For | | For | For | | | |
| | 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2019. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2020. | Management | For | | For | For | | | |
| | 4. | Approval of an amendment and restatement of Applied Materials' Certificate of Incorporation to allow shareholders to act by written consent. | Management | For | | For | For | | | |
| | LIONS GATE ENTERTAINMENT CORP. | | |
| | Security | 535919401 | | | | | Meeting Type | Special | |
| | Ticker Symbol | LGFA | | | | | Meeting Date | 02-Apr-2020 | |
| | ISIN | CA5359194019 | | | | | Agenda | 935131970 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | Approval of The Stock Option and Share Appreciation Rights Exchange Program. | Management | For | | For | For | | | |
| | M&T BANK CORPORATION | | |
| | Security | 55261F104 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MTB | | | | | Meeting Date | 21-Apr-2020 | |
| | ISIN | US55261F1049 | | | | | Agenda | 935139611 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | C. Angela Bontempo | For | | For | For | | | |
| | | 2 | Robert T. Brady | For | | For | For | | | |
| | | 3 | T. J. Cunningham III | For | | For | For | | | |
| | | 4 | Gary N. Geisel | For | | For | For | | | |
| | | 5 | Richard S. Gold | For | | For | For | | | |
| | | 6 | Richard A. Grossi | For | | For | For | | | |
| | | 7 | John D. Hawke, Jr. | For | | For | For | | | |
| | | 8 | René F. Jones | For | | For | For | | | |
| | | 9 | Richard H. Ledgett, Jr. | For | | For | For | | | |
| | | 10 | Newton P.S. Merrill | For | | For | For | | | |
| | | 11 | Kevin J. Pearson | For | | For | For | | | |
| | | 12 | Melinda R. Rich | For | | For | For | | | |
| | | 13 | Robert E. Sadler, Jr. | For | | For | For | | | |
| | | 14 | Denis J. Salamone | For | | For | For | | | |
| | | 15 | John R. Scannell | For | | For | For | | | |
| | | 16 | David S. Scharfstein | For | | For | For | | | |
| | | 17 | Herbert L. Washington | For | | For | For | | | |
| | 2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | For | | | |
| | 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | | For | For | | | |
| | EATON CORPORATION PLC | | |
| | Security | G29183103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ETN | | | | | Meeting Date | 22-Apr-2020 | |
| | ISIN | IE00B8KQN827 | | | | | Agenda | 935138619 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Craig Arnold | Management | For | | For | For | | | |
| | 1B. | Election of Director: Christopher M. Connor | Management | For | | For | For | | | |
| | 1C. | Election of Director: Michael J. Critelli | Management | For | | For | For | | | |
| | 1D. | Election of Director: Richard H. Fearon | Management | For | | For | For | | | |
| | 1E. | Election of Director: Olivier Leonetti | Management | For | | For | For | | | |
| | 1F. | Election of Director: Deborah L. McCoy | Management | For | | For | For | | | |
| | 1G. | Election of Director: Silvio Napoli | Management | For | | For | For | | | |
| | 1H. | Election of Director: Gregory R. Page | Management | For | | For | For | | | |
| | 1I. | Election of Director: Sandra Pianalto | Management | For | | For | For | | | |
| | 1J. | Election of Director: Lori J. Ryerkerk | Management | For | | For | For | | | |
| | 1K. | Election of Director: Gerald B. Smith | Management | For | | For | For | | | |
| | 1L. | Election of Director: Dorothy C. Thompson | Management | For | | For | For | | | |
| | 2. | Approving a proposed 2020 Stock Plan. | Management | For | | For | For | | | |
| | 3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | | For | For | | | |
| | 4. | Advisory approval of the Company's executive compensation. | Management | For | | For | For | | | |
| | 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | | For | For | | | |
| | 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | | For | For | | | |
| | 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | | For | For | | | |
| | CLEVELAND-CLIFFS INC. | | |
| | Security | 185899101 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CLF | | | | | Meeting Date | 22-Apr-2020 | |
| | ISIN | US1858991011 | | | | | Agenda | 935139926 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: J.T. Baldwin (If merger closes) | Management | For | | For | For | | | |
| | 1B. | Election of Director: R.P. Fisher, Jr. (If merger closes) | Management | For | | For | For | | | |
| | 1C. | Election of Director: W.K. Gerber (If merger closes) | Management | For | | For | For | | | |
| | 1D. | Election of Director: L. Goncalves (If merger closes) | Management | For | | For | For | | | |
| | 1E. | Election of Director: S.M. Green (If merger closes) | Management | For | | For | For | | | |
| | 1F. | Election of Director: M.A. Harlan (If merger closes) | Management | For | | For | For | | | |
| | 1G. | Election of Director: R.S. Michael, III (If merger closes) | Management | For | | For | For | | | |
| | 1H. | Election of Director: J.L. Miller (If merger closes) | Management | For | | For | For | | | |
| | 1I. | Election of Director: E.M. Rychel (If merger closes) | Management | For | | For | For | | | |
| | 1J. | Election of Director: G. Stoliar (If merger closes) | Management | For | | For | For | | | |
| | 1K. | Election of Director: D.C. Taylor (If merger closes) | Management | For | | For | For | | | |
| | 1L. | Election of Director: A.M. Yocum (If merger closes) | Management | For | | For | For | | | |
| | 2A. | Election of Director: J.T. Baldwin (If merger does not close) | Management | For | | For | For | | | |
| | 2B. | Election of Director: R.P. Fisher, Jr. (If merger does not close) | Management | For | | For | For | | | |
| | 2C. | Election of Director: L. Goncalves (If merger does not close) | Management | For | | For | For | | | |
| | 2D. | Election of Director: S.M. Green (If merger does not close) | Management | For | | For | For | | | |
| | 2E. | Election of Director: M.A. Harlan (If merger does not close) | Management | For | | For | For | | | |
| | 2F. | Election of Director: J.L. Miller (If merger does not close) | Management | For | | For | For | | | |
| | 2G. | Election of Director: J.A. Rutkowski, Jr. (If merger does not close) | Management | For | | For | For | | | |
| | 2H. | Election of Director: E.M. Rychel (If merger does not close) | Management | For | | For | For | | | |
| | 2I. | Election of Director: M.D. Siegal (If merger does not close) | Management | For | | For | For | | | |
| | 2J. | Election of Director: G. Stoliar (If merger does not close) | Management | For | | For | For | | | |
| | 2K. | Election of Director: D.C. Taylor (If merger does not close) | Management | For | | For | For | | | |
| | 3. | Approval, on an advisory basis, of Cliffs' named executive officers' compensation. | Management | For | | For | For | | | |
| | 4. | The ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cliffs to serve for the 2020 fiscal year. | Management | For | | For | For | | | |
| | ASML HOLDINGS N.V. | | |
| | Security | N07059210 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ASML | | | | | Meeting Date | 22-Apr-2020 | |
| | ISIN | USN070592100 | | | | | Agenda | 935142315 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 3A | Financial statements, results and dividend: Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2019 | Management | For | | For | For | | | |
| | 3B | Financial statements, results and dividend: Proposal to adopt the financial statements of the Company for the financial year 2019, as prepared in accordance with Dutch law | Management | For | | For | For | | | |
| | 3D | Financial statements, results and dividend: Proposal to adopt a dividend in respect of the financial year 2019 | Management | For | | For | For | | | |
| | 4A | Discharge: Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2019 | Management | For | | For | For | | | |
| | 4B | Discharge: Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2019 | Management | For | | For | For | | | |
| | 5 | Proposal to approve the number of shares for the Board of Management | Management | For | | For | For | | | |
| | 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | Management | For | | For | For | | | |
| | 7 | Proposal to adopt the Remuneration Policy for the Supervisory Board | Management | For | | For | For | | | |
| | 8D | Composition of the Supervisory Board: Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | Management | For | | For | For | | | |
| | 8E | Composition of the Supervisory Board: Proposal to appoint Mr. D.M. Durcan as member of the Supervisory Board | Management | For | | For | For | | | |
| | 8F | Composition of the Supervisory Board: Proposal to appoint Mr. D.W.A. East as member of the Supervisory Board | Management | For | | For | For | | | |
| | 9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | Management | For | | For | For | | | |
| | 10A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | Management | For | | For | For | | | |
| | 10B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 a) | Management | For | | For | For | | | |
| | 10C | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | | For | For | | | |
| | 10D | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 c) | Management | For | | For | For | | | |
| | 11A | Authorization to repurchase ordinary shares up to 10% of the issued share capital | Management | For | | For | For | | | |
| | 11B | Authorization to repurchase additional ordinary shares up to 10%of the issued share capital | Management | For | | For | For | | | |
| | 12 | Proposal to cancel ordinary shares | Management | For | | For | For | | | |
| | ASML HOLDINGS N.V. | | |
| | Security | N07059210 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ASML | | | | | Meeting Date | 22-Apr-2020 | |
| | ISIN | USN070592100 | | | | | Agenda | 935162393 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 3A | Financial statements, results and dividend: Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2019 | Management | For | | For | For | | | |
| | 3B | Financial statements, results and dividend: Proposal to adopt the financial statements of the Company for the financial year 2019, as prepared in accordance with Dutch law | Management | For | | For | For | | | |
| | 3D | Financial statements, results and dividend: Proposal to adopt a dividend in respect of the financial year 2019 | Management | For | | For | For | | | |
| | 4A | Discharge: Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2019 | Management | For | | For | For | | | |
| | 4B | Discharge: Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2019 | Management | For | | For | For | | | |
| | 5 | Proposal to approve the number of shares for the Board of Management | Management | For | | For | For | | | |
| | 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | Management | For | | For | For | | | |
| | 7 | Proposal to adopt the Remuneration Policy for the Supervisory Board | Management | For | | For | For | | | |
| | 8D | Composition of the Supervisory Board: Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | Management | For | | For | For | | | |
| | 8E | Composition of the Supervisory Board: Proposal to appoint Mr. D.M. Durcan as member of the Supervisory Board | Management | For | | For | For | | | |
| | 8F | Composition of the Supervisory Board: Proposal to appoint Mr. D.W.A. East as member of the Supervisory Board | Management | For | | For | For | | | |
| �� | 9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | Management | For | | For | For | | | |
| | 10A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | Management | For | | For | For | | | |
| | 10B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 a) | Management | For | | For | For | | | |
| | 10C | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | | For | For | | | |
| | 10D | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 c) | Management | For | | For | For | | | |
| | 11A | Authorization to repurchase ordinary shares up to 10% of the issued share capital | Management | For | | For | For | | | |
| | 11B | Authorization to repurchase additional ordinary shares up to 10%of the issued share capital | Management | For | | For | For | | | |
| | 12 | Proposal to cancel ordinary shares | Management | For | | For | For | | | |
| | NESTLE S.A. | | |
| | Security | H57312649 | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | Meeting Date | 23-Apr-2020 | |
| | ISIN | CH0038863350 | | | | | Agenda | 712296866 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | | | | | | | |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | | | | | | | |
| | 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019 | Management | For | | For | For | | | |
| | 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY VOTE) | Management | For | | For | For | | | |
| | 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | | For | For | | | |
| | 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2019 | Management | For | | For | For | | | |
| | 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | | For | For | | | |
| | 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. ULF MARK SCHNEIDER | Management | For | | For | For | | | |
| | 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | | For | For | | | |
| | 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. RENATO FASSBIND | Management | For | | For | For | | | |
| | 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. ANN M. VENEMAN | Management | For | | For | For | | | |
| | 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. EVA CHENG | Management | For | | For | For | | | |
| | 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PATRICK AEBISCHER | Management | For | | For | For | | | |
| | 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. URSULA M. BURNS | Management | For | | For | For | | | |
| | 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. KASPER RORSTED | Management | For | | For | For | | | |
| | 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PABLO ISLA | Management | For | | For | For | | | |
| | 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. KIMBERLY A. ROSS | Management | For | | For | For | | | |
| | 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DICK BOER | Management | For | | For | For | | | |
| | 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DINESH PALIWAL | Management | For | | For | For | | | |
| | 4.2 | ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ DE MORA | Management | For | | For | For | | | |
| | 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PATRICK AEBISCHER | Management | For | | For | For | | | |
| | 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. URSULA M. BURNS | Management | For | | For | For | | | |
| | 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PABLO ISLA | Management | For | | For | For | | | |
| | 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. DICK BOER | Management | For | | For | For | | | |
| | 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG SA, LAUSANNE BRANCH | Management | For | | For | For | | | |
| | 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | | For | For | | | |
| | 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | | For | For | | | |
| | 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | | For | For | | | |
| | 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | | For | For | | | |
| | 7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Against | | Against | For | | | |
| | PFIZER INC. | | |
| | Security | 717081103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PFE | | | | | Meeting Date | 23-Apr-2020 | |
| | ISIN | US7170811035 | | | | | Agenda | 935138998 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Ronald E. Blaylock | Management | For | | For | For | | | |
| | 1B. | Election of Director: Albert Bourla | Management | For | | For | For | | | |
| | 1C. | Election of Director: W. Don Cornwell | Management | For | | For | For | | | |
| | 1D. | Election of Director: Joseph J. Echevarria | Management | For | | For | For | | | |
| | 1E. | Election of Director: Scott Gottlieb | Management | For | | For | For | | | |
| | 1F. | Election of Director: Helen H. Hobbs | Management | For | | For | For | | | |
| | 1G. | Election of Director: Susan Hockfield | Management | For | | For | For | | | |
| | 1H. | Election of Director: James M. Kilts | Management | For | | For | For | | | |
| | 1I. | Election of Director: Dan R. Littman | Management | For | | For | For | | | |
| | 1J. | Election of Director: Shantanu Narayen | Management | For | | For | For | | | |
| | 1K. | Election of Director: Suzanne Nora Johnson | Management | For | | For | For | | | |
| | 1L. | Election of Director: James Quincey | Management | For | | For | For | | | |
| | 1M. | Election of Director: James C. Smith | Management | For | | For | For | | | |
| | 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | For | | For | For | | | |
| | 3. | 2020 advisory approval of executive compensation | Management | For | | For | For | | | |
| | 4. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | | Against | For | | | |
| | 5. | Shareholder proposal regarding enhancing proxy access | Shareholder | Against | | Against | For | | | |
| | 6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | | Against | For | | | |
| | 7. | Shareholder proposal regarding independent chair policy | Shareholder | Against | | Against | For | | | |
| | 8. | Shareholder proposal regarding gender pay gap | Shareholder | Against | | Against | For | | | |
| | 9. | Election of Director: Susan Desmond- Hellmann | Management | | | For | | | | |
| | ABBOTT LABORATORIES | | |
| | Security | 002824100 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ABT | | | | | Meeting Date | 24-Apr-2020 | |
| | ISIN | US0028241000 | | | | | Agenda | 935138570 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | R.J. Alpern | For | | For | For | | | |
| | | 2 | R.S. Austin | For | | For | For | | | |
| | | 3 | S.E. Blount | For | | For | For | | | |
| | | 4 | R.B. Ford | For | | For | For | | | |
| | | 5 | M.A. Kumbier | For | | For | For | | | |
| | | 6 | E.M. Liddy | For | | For | For | | | |
| | | 7 | D.W. McDew | For | | For | For | | | |
| | | 8 | N. McKinstry | For | | For | For | | | |
| | | 9 | P.N. Novakovic | For | | For | For | | | |
| | | 10 | W.A. Osborn | For | | For | For | | | |
| | | 11 | D.J. Starks | For | | For | For | | | |
| | | 12 | J.G. Stratton | For | | For | For | | | |
| | | 13 | G.F. Tilton | For | | For | For | | | |
| | | 14 | M.D. White | For | | For | For | | | |
| | 2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | | For | For | | | |
| | 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | | For | For | | | |
| | 4. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Against | | Against | For | | | |
| | 5. | Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | Against | | Against | For | | | |
| | 6. | Shareholder Proposal - Shareholder Voting on By-Law Amendments. | Shareholder | Against | | Against | For | | | |
| | 7. | Shareholder Proposal - Simple Majority Vote. | Shareholder | Against | | Against | For | | | |
| | THE BOEING COMPANY | | |
| | Security | 097023105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BA | | | | | Meeting Date | 27-Apr-2020 | |
| | ISIN | US0970231058 | | | | | Agenda | 935140575 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Robert A. Bradway | Management | For | | For | For | | | |
| | 1B. | Election of Director: David L. Calhoun | Management | For | | For | For | | | |
| | 1C. | Election of Director: Arthur D. Collins Jr. | Management | For | | For | For | | | |
| | 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | | For | For | | | |
| | 1E. | Election of Director: Lynn J. Good | Management | For | | For | For | | | |
| | 1F. | Election of Director: Nikki R. Haley | Management | For | | For | For | | | |
| | 1G. | Election of Director: Akhil Johri | Management | For | | For | For | | | |
| | 1H. | Election of Director: Lawrence W. Kellner | Management | For | | For | For | | | |
| | 1I. | Election of Director: Caroline B. Kennedy | Management | For | | For | For | | | |
| | 1J. | Election of Director: Steven M. Mollenkopf | Management | For | | For | For | | | |
| | 1K. | Election of Director: John M. Richardson | Management | For | | For | For | | | |
| | 1L. | Election of Director: Susan C. Schwab | Management | For | | For | For | | | |
| | 1M. | Election of Director: Ronald A. Williams | Management | For | | For | For | | | |
| | 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | | For | For | | | |
| | 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | Management | For | | For | For | | | |
| | 4. | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | Shareholder | Against | | Against | For | | | |
| | 5. | Additional Report on Lobbying Activities. | Shareholder | Against | | Against | For | | | |
| | 6. | Policy Requiring Independent Board Chairman. | Shareholder | Against | | Against | For | | | |
| | 7. | Written Consent. | Shareholder | Against | | Against | For | | | |
| | 8. | Mandatory Retention of Significant Stock by Executives. | Shareholder | Against | | Against | For | | | |
| | 9. | Additional Disclosure of Compensation Adjustments. | Shareholder | Against | | Against | For | | | |
| | UNITED TECHNOLOGIES CORPORATION | | |
| | Security | 913017109 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | UTX | | | | | Meeting Date | 27-Apr-2020 | |
| | ISIN | US9130171096 | | | | | Agenda | 935142707 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Lloyd J. Austin III | Management | For | | For | For | | | |
| | 1B. | Election of Director: Gregory J. Hayes | Management | For | | For | For | | | |
| | 1C. | Election of Director: Marshall O. Larsen | Management | For | | For | For | | | |
| | 1D. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | | For | For | | | |
| | 1E. | Election of Director: Margaret L. O'Sullivan | Management | For | | For | For | | | |
| | 1F. | Election of Director: Denise L. Ramos | Management | For | | For | For | | | |
| | 1G. | Election of Director: Fredric G. Reynolds | Management | For | | For | For | | | |
| | 1H. | Election of Director: Brian C. Rogers | Management | For | | For | For | | | |
| | 2. | Advisory Vote to Approve Executive Compensation. | Management | For | | For | For | | | |
| | 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | For | | For | For | | | |
| | 4. | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | Abstain | | None | | | | |
| | 5. | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Against | | Against | For | | | |
| | UNILEVER NV | | |
| | Security | N8981F289 | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | Meeting Date | 30-Apr-2020 | |
| | ISIN | NL0000388619 | | | | | Agenda | 712288679 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | | | | | | | |
| | 1 | CONSIDERATION OF THE ANNUAL REPORT AND ACCOUNTS FOR THE 2019 FINANCIAL YEAR | Non-Voting | | | | | | | |
| | 2 | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2019 FINANCIAL YEAR | Management | For | | For | For | | | |
| | 3 | TO CONSIDER, AND IF THOUGH FIT, APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | | For | For | | | |
| | 4 | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2019 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK | Management | For | | For | For | | | |
| | 5 | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2019 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK | Management | For | | For | For | | | |
| | 6 | TO REAPPOINT MR N ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 7 | TO REAPPOINT MS L CHA AS A NON- EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 8 | TO REAPPOINT MR V COLAO AS A NON- EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 9 | TO REAPPOINT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 10 | TO REAPPOINT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 11 | TO REAPPOINT MS A JUNG AS A NON- EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 12 | TO REAPPOINT MS S KILSBY AS A NON- EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 13 | TO REAPPOINT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 14 | TO REAPPOINT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 15 | TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 16 | TO REAPPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 17 | TO REAPPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | | For | For | | | |
| | 18 | TO APPOINT KPMG AS THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2020 FINANCIAL YEAR | Management | For | | For | For | | | |
| | 19 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY | Management | For | | For | For | | | |
| | 20 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO RESTRICT OR EXCLUDE THE STATUTORY PRE- EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES FOR GENERAL CORPORATE PURPOSES | Management | For | | For | For | | | |
| | 21 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO RESTRICT OR EXCLUDE THE STATUTORY PRE- EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES FOR ACQUISITION OR SPECIFIED CAPITAL INVESTMENT PURPOSES | Management | For | | For | For | | | |
| | 22 | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management | For | | For | For | | | |
| | 23 | TO REDUCE THE CAPITAL WITH RESPECT TO ORDINARY SHARES HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL | Management | For | | For | For | | | |
| | EOG RESOURCES, INC. | | |
| | Security | 26875P101 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | EOG | | | | | Meeting Date | 30-Apr-2020 | |
| | ISIN | US26875P1012 | | | | | Agenda | 935145272 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Janet F. Clark | Management | For | | For | For | | | |
| | 1B. | Election of Director: Charles R. Crisp | Management | For | | For | For | | | |
| | 1C. | Election of Director: Robert P. Daniels | Management | For | | For | For | | | |
| | 1D. | Election of Director: James C. Day | Management | For | | For | For | | | |
| | 1E. | Election of Director: C. Christopher Gaut | Management | For | | For | For | | | |
| | 1F. | Election of Director: Julie J. Robertson | Management | For | | For | For | | | |
| | 1G. | Election of Director: Donald F. Textor | Management | For | | For | For | | | |
| | 1H. | Election of Director: William R. Thomas | Management | For | | For | For | | | |
| | 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | | For | For | | | |
| | CAMECO CORPORATION | | |
| | Security | 13321L108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CCJ | | | | | Meeting Date | 30-Apr-2020 | |
| | ISIN | CA13321L1085 | | | | | Agenda | 935152710 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | A | DIRECTOR | Management | | | | | | | |
| | | 1 | IAN BRUCE | For | | For | For | | | |
| | | 2 | DANIEL CAMUS | For | | For | For | | | |
| | | 3 | DONALD DERANGER | For | | For | For | | | |
| | | 4 | CATHERINE GIGNAC | For | | For | For | | | |
| | | 5 | TIM GITZEL | For | | For | For | | | |
| | | 6 | JIM GOWANS | For | | For | For | | | |
| | | 7 | KATHRYN JACKSON | For | | For | For | | | |
| | | 8 | DON KAYNE | For | | For | For | | | |
| | | 9 | ANNE MCLELLAN | For | | For | For | | | |
| | B | APPOINT KPMG LLP AS AUDITORS | Management | For | | For | For | | | |
| | C | BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2020 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | | For | For | | | |
| | D | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED | Management | Against | | Against | For | | | |
| | BIOHAVEN PHARMACEUTICAL HLDG CO LTD | | |
| | Security | G11196105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BHVN | | | | | Meeting Date | 30-Apr-2020 | |
| | ISIN | VGG111961055 | | | | | Agenda | 935174994 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director for a term expiring at the 2023 Annual Meeting of Shareholders: Dr. Declan Doogan | Management | For | | For | For | | | |
| | 1B. | Election of Director for a term expiring at the 2023 Annual Meeting of Shareholders: Dr. Vlad Coric | Management | For | | For | For | | | |
| | 2. | Ratification of appointment of Ernst & Young LLP as independent auditors for fiscal year 2020. | Management | For | | For | For | | | |
| | 3. | To approve, on a non-binding advisory basis, the compensation of the Named Executive Officers. | Management | For | | For | For | | | |
| | BERKSHIRE HATHAWAY INC. | | |
| | Security | 084670108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BRKA | | | | | Meeting Date | 02-May-2020 | |
| | ISIN | US0846701086 | | | | | Agenda | 935144105 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Warren E. Buffett | For | | For | For | | | |
| | | 2 | Charles T. Munger | For | | For | For | | | |
| | | 3 | Gregory E. Abel | For | | For | For | | | |
| | | 4 | Howard G. Buffett | For | | For | For | | | |
| | | 5 | Stephen B. Burke | For | | For | For | | | |
| | | 6 | Kenneth I. Chenault | For | | For | For | | | |
| | | 7 | Susan L. Decker | For | | For | For | | | |
| | | 8 | David S. Gottesman | For | | For | For | | | |
| | | 9 | Charlotte Guyman | For | | For | For | | | |
| | | 10 | Ajit Jain | For | | For | For | | | |
| | | 11 | Thomas S. Murphy | For | | For | For | | | |
| | | 12 | Ronald L. Olson | For | | For | For | | | |
| | | 13 | Walter Scott, Jr. | For | | For | For | | | |
| | | 14 | Meryl B. Witmer | For | | For | For | | | |
| | 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. | Management | For | | For | For | | | |
| | 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | 3 Years | | 3 Years | For | | | |
| | 4. | Shareholder proposal regarding diversity. | Shareholder | Against | | Against | For | | | |
| | THE E.W. SCRIPPS COMPANY | | |
| | Security | 811054402 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | SSP | | | | | Meeting Date | 04-May-2020 | |
| | ISIN | US8110544025 | | | | | Agenda | 935151605 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Lauren Rich Fine | Management | For | | For | For | | | |
| | 1B. | Election of Director: Wonya Y. Lucas | Management | For | | For | For | | | |
| | 1C. | Election of Director: Kim Williams | Management | For | | For | For | | | |
| | PEPSICO, INC. | | |
| | Security | 713448108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PEP | | | | | Meeting Date | 06-May-2020 | |
| | ISIN | US7134481081 | | | | | Agenda | 935148901 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Shona L. Brown | Management | For | | For | For | | | |
| | 1B. | Election of Director: Cesar Conde | Management | For | | For | For | | | |
| | 1C. | Election of Director: Ian Cook | Management | For | | For | For | | | |
| | 1D. | Election of Director: Dina Dublon | Management | For | | For | For | | | |
| | 1E. | Election of Director: Richard W. Fisher | Management | For | | For | For | | | |
| | 1F. | Election of Director: Michelle Gass | Management | For | | For | For | | | |
| | 1G. | Election of Director: Ramon L. Laguarta | Management | For | | For | For | | | |
| | 1H. | Election of Director: David C. Page | Management | For | | For | For | | | |
| | 1I. | Election of Director: Robert C. Pohlad | Management | For | | For | For | | | |
| | 1J. | Election of Director: Daniel Vasella | Management | For | | For | For | | | |
| | 1K. | Election of Director: Darren Walker | Management | For | | For | For | | | |
| | 1L. | Election of Director: Alberto Weisser | Management | For | | For | For | | | |
| | 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | | For | For | | | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | For | | For | For | | | |
| | 4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | | Against | For | | | |
| | 5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | | Against | For | | | |
| | GILEAD SCIENCES, INC. | | |
| | Security | 375558103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GILD | | | | | Meeting Date | 06-May-2020 | |
| | ISIN | US3755581036 | | | | | Agenda | 935151883 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | | For | For | | | |
| | 1B. | Election of Director: Sandra J. Horning, M.D. | Management | For | | For | For | | | |
| | 1C. | Election of Director: Kelly A. Kramer | Management | For | | For | For | | | |
| | 1D. | Election of Director: Kevin E. Lofton | Management | For | | For | For | | | |
| | 1E. | Election of Director: Harish Manwani | Management | For | | For | For | | | |
| | 1F. | Election of Director: Daniel P. O'Day | Management | For | | For | For | | | |
| | 1G. | Election of Director: Richard J. Whitley, M.D. | Management | For | | For | For | | | |
| | 1H. | Election of Director: Per Wold-Olsen | Management | For | | For | For | | | |
| | 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | | For | For | | | |
| | 4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | | Against | For | | | |
| | 5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | Shareholder | Against | | Against | For | | | |
| | PHILLIPS 66 | | |
| | Security | 718546104 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PSX | | | | | Meeting Date | 06-May-2020 | |
| | ISIN | US7185461040 | | | | | Agenda | 935152669 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Charles M. Holley | Management | For | | For | For | | | |
| | 1B. | Election of Director: Glenn F. Tilton | Management | For | | For | For | | | |
| | 1C. | Election of Director: Marna C. Whittington | Management | For | | For | For | | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | | For | For | | | |
| | 3. | Advisory vote to approve our executive compensation. | Management | For | | For | For | | | |
| | 4. | Shareholder proposal requesting a report on risks of Gulf Coast petrochemical investments. | Shareholder | Against | | Against | For | | | |
| | AXIS CAPITAL HOLDINGS LIMITED | | |
| | Security | G0692U109 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AXS | | | | | Meeting Date | 07-May-2020 | |
| | ISIN | BMG0692U1099 | | | | | Agenda | 935165490 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Thomas C. Ramey | For | | For | For | | | |
| | | 2 | Wilhelm Zeller | For | | For | For | | | |
| | | 3 | Lizabeth H. Zlatkus | For | | For | For | | | |
| | 2. | To approve, by non-binding vote, the compensation paid to our named executive officers. | Management | For | | For | For | | | |
| | 3. | To appoint Deloitte Ltd., Hamilton, Bermuda, to act as our independent registered public accounting firm for the fiscal year ending December 31, 2020 and to authorize the Board of Directors, acting through the Audit Committee, to set the fees for the independent registered public accounting firm. | Management | For | | For | For | | | |
| | REPUBLIC SERVICES, INC. | | |
| | Security | 760759100 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | RSG | | | | | Meeting Date | 08-May-2020 | |
| | ISIN | US7607591002 | | | | | Agenda | 935153457 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Manuel Kadre | Management | For | | For | For | | | |
| | 1B. | Election of Director: Tomago Collins | Management | For | | For | For | | | |
| | 1C. | Election of Director: Thomas W. Handley | Management | For | | For | For | | | |
| | 1D. | Election of Director: Jennifer M. Kirk | Management | For | | For | For | | | |
| | 1E. | Election of Director: Michael Larson | Management | For | | For | For | | | |
| | 1F. | Election of Director: Kim S. Pegula | Management | For | | For | For | | | |
| | 1G. | Election of Director: Donald W. Slager | Management | For | | For | For | | | |
| | 1H. | Election of Director: James P. Snee | Management | For | | For | For | | | |
| | 1I. | Election of Director: Sandra M. Volpe | Management | For | | For | For | | | |
| | 1J. | Election of Director: Katharine B. Weymouth | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve our named executive officer compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | | For | For | | | |
| | 4. | Proposal to approve the Republic Services, Inc. 2021 Stock Incentive Plan. | Management | For | | For | For | | | |
| | ARCH CAPITAL GROUP LTD. | | |
| | Security | G0450A105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ACGL | | | | | Meeting Date | 08-May-2020 | |
| | ISIN | BMG0450A1053 | | | | | Agenda | 935156845 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Class I Director for a term of three years: Louis J. Paglia | Management | For | | For | For | | | |
| | 1B. | Election of Class I Director for a term of three years: Brian S. Posner | Management | For | | For | For | | | |
| | 1C. | Election of Class I Director for a term of three years: John D. Vollaro | Management | For | | For | For | | | |
| | 2. | Advisory vote to approve named executive officer compensation. | Management | For | | For | For | | | |
| | 3. | To appoint PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 4A. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Robert Appleby | Management | For | | For | For | | | |
| | 4B. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Dennis R. Brand | Management | For | | For | For | | | |
| | 4C. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Graham B.R. Collis | Management | For | | For | For | | | |
| | 4D. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Matthew Dragonetti | Management | For | | For | For | | | |
| | 4E. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Seamus Fearon | Management | For | | For | For | | | |
| | 4F. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Beau H. Franklin | Management | For | | For | For | | | |
| | 4G. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Jerome Halgan | Management | For | | For | For | | | |
| | 4H. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: James Haney | Management | For | | For | For | | | |
| | 4I. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: W. Preston Hutchings | Management | For | | For | For | | | |
| | 4J. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Pierre Jal | Management | For | | For | For | | | |
| | 4K. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: François Morin | Management | For | | For | For | | | |
| | 4L. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: David J. Mulholland | Management | For | | For | For | | | |
| | 4M. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Tim Peckett | Management | For | | For | For | | | |
| | 4N. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Maamoun Rajeh | Management | For | | For | For | | | |
| | 4O. | To elect as Designated Company Director for certain of our non-U.S. subsidiaries: Roderick Romeo | Management | For | | For | For | | | |
| | EVEREST RE GROUP, LTD. | | |
| | Security | G3223R108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | RE | | | | | Meeting Date | 11-May-2020 | |
| | ISIN | BMG3223R1088 | | | | | Agenda | 935184046 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1.1 | Election of Director for a term to end in 2021: John J. Amore | Management | For | | For | For | | | |
| | 1.2 | Election of Director for a term to end in 2021: Juan C. Andrade | Management | For | | For | For | | | |
| | 1.3 | Election of Director for a term to end in 2021: William F. Galtney, Jr. | Management | For | | For | For | | | |
| | 1.4 | Election of Director for a term to end in 2021: John A. Graf | Management | For | | For | For | | | |
| | 1.5 | Election of Director for a term to end in 2021: Meryl Hartzband | Management | For | | For | For | | | |
| | 1.6 | Election of Director for a term to end in 2021: Gerri Losquadro | Management | For | | For | For | | | |
| | 1.7 | Election of Director for a term to end in 2021: Roger M. Singer | Management | For | | For | For | | | |
| | 1.8 | Election of Director for a term to end in 2021: Joseph V. Taranto | Management | For | | For | For | | | |
| | 1.9 | Election of Director for a term to end in 2021: John A. Weber | Management | For | | For | For | | | |
| | 2. | For the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to act as the Company's independent auditor for 2020 and authorize the Company's Board of Directors acting through its Audit Committees, to determine the independent auditor's remuneration. | Management | For | | For | For | | | |
| | 3. | For the approval, by non-binding advisory vote, of the 2019 compensation paid to the NEOs. | Management | For | | For | For | | | |
| | 4. | For the approval of the Everest Re Group, Ltd. 2020 Stock Incentive Plan. | Management | For | | For | For | | | |
| | NIELSEN HOLDINGS PLC | | |
| | Security | G6518L108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NLSN | | | | | Meeting Date | 12-May-2020 | |
| | ISIN | GB00BWFY5505 | | | | | Agenda | 935158471 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: James A. Attwood, Jr. | Management | For | | For | For | | | |
| | 1B. | Election of Director: Thomas H. Castro | Management | For | | For | For | | | |
| | 1C. | Election of Director: Guerrino De Luca | Management | For | | For | For | | | |
| | 1D. | Election of Director: Karen M. Hoguet | Management | For | | For | For | | | |
| | 1E. | Election of Director: David Kenny | Management | For | | For | For | | | |
| | 1F. | Election of Director: Harish Manwani | Management | For | | For | For | | | |
| | 1G. | Election of Director: Janice Marinelli Mazza | Management | For | | For | For | | | |
| | 1H. | Election of Director: Robert C. Pozen | Management | For | | For | For | | | |
| | 1I. | Election of Director: David Rawlinson | Management | For | | For | For | | | |
| | 1J. | Election of Director: Nancy Tellem | Management | For | | For | For | | | |
| | 1K. | Election of Director: Javier G. Teruel | Management | For | | For | For | | | |
| | 1L. | Election of Director: Lauren Zalaznick | Management | For | | For | For | | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 4. | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Management | For | | For | For | | | |
| | 5. | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | | For | For | | | |
| | 6. | To approve on a non-Binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2019. | Management | For | | For | For | | | |
| | 7. | To authorize the Board of Directors to allot equity securities. | Management | For | | For | For | | | |
| | 8. | To approve the Board of Directors to allot equity securities without rights of pre- emption. | Management | For | | For | For | | | |
| | 9. | To approve of forms of share repurchase contracts and repurchase counterparties. | Management | For | | For | For | | | |
| | VIACOMCBS INC. | | |
| | Security | 92556H206 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VIAC | | | | | Meeting Date | 18-May-2020 | |
| | ISIN | US92556H2067 | | | | | Agenda | 935181533 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | THIS NOTICE WILL ENABLE YOU TO ACCESS VIACOMCBS INC. PROXY MATERIALS FOR INFORMATIONAL PURPOSES ONLY. | Management | For | | None | | | | |
| | HALLIBURTON COMPANY | | |
| | Security | 406216101 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HAL | | | | | Meeting Date | 19-May-2020 | |
| | ISIN | US4062161017 | | | | | Agenda | 935161062 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | | For | For | | | |
| | 1B. | Election of Director: William E. Albrecht | Management | For | | For | For | | | |
| | 1C. | Election of Director: M. Katherine Banks | Management | For | | For | For | | | |
| | 1D. | Election of Director: Alan M. Bennett | Management | For | | For | For | | | |
| | 1E. | Election of Director: Milton Carroll | Management | For | | For | For | | | |
| | 1F. | Election of Director: Nance K. Dicciani | Management | For | | For | For | | | |
| | 1G. | Election of Director: Murry S. Gerber | Management | For | | For | For | | | |
| | 1H. | Election of Director: Patricia Hemingway Hall | Management | For | | For | For | | | |
| | 1I. | Election of Director: Robert A. Malone | Management | For | | For | For | | | |
| | 1J. | Election of Director: Jeffrey A. Miller | Management | For | | For | For | | | |
| | 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | | For | For | | | |
| | 3. | Advisory Approval of Executive Compensation. | Management | For | | For | For | | | |
| | 4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | | For | For | | | |
| | JPMORGAN CHASE & CO. | | |
| | Security | 46625H100 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | JPM | | | | | Meeting Date | 19-May-2020 | |
| | ISIN | US46625H1005 | | | | | Agenda | 935170833 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Linda B. Bammann | Management | For | | For | For | | | |
| | 1B. | Election of Director: Stephen B. Burke | Management | For | | For | For | | | |
| | 1C. | Election of Director: Todd A. Combs | Management | For | | For | For | | | |
| | 1D. | Election of Director: James S. Crown | Management | For | | For | For | | | |
| | 1E. | Election of Director: James Dimon | Management | For | | For | For | | | |
| | 1F. | Election of Director: Timothy P. Flynn | Management | For | | For | For | | | |
| | 1G. | Election of Director: Mellody Hobson | Management | For | | For | For | | | |
| | 1H. | Election of Director: Michael A. Neal | Management | For | | For | For | | | |
| | 1I. | Election of Director: Lee R. Raymond | Management | For | | For | For | | | |
| | 1J. | Election of Director: Virginia M. Rometty | Management | For | | For | For | | | |
| | 2. | Advisory resolution to approve executive compensation | Management | For | | For | For | | | |
| | 3. | Ratification of independent registered public accounting firm | Management | For | | For | For | | | |
| | 4. | Independent board chairman | Shareholder | Against | | Against | For | | | |
| | 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Against | | Against | For | | | |
| | 6. | Climate change risk reporting | Shareholder | Against | | Against | For | | | |
| | 7. | Amend shareholder written consent provisions | Shareholder | Against | | Against | For | | | |
| | 8. | Charitable contributions disclosure | Shareholder | Against | | Against | For | | | |
| | 9. | Gender/Racial pay equity | Shareholder | Against | | Against | For | | | |
| | GCI LIBERTY, INC. | | |
| | Security | 36164V305 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | GLIBA | | | | | Meeting Date | 19-May-2020 | |
| | ISIN | US36164V3050 | | | | | Agenda | 935187650 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Ronald A. Duncan | For | | For | For | | | |
| | | 2 | Donne F. Fisher | For | | For | For | | | |
| | 2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers. | Management | For | | For | For | | | |
| | AIXTRON SE | | |
| | Security | D0257Y135 | | | | | Meeting Type | Annual General Meeting | |
| | Ticker Symbol | | | | | | Meeting Date | 20-May-2020 | |
| | ISIN | DE000A0WMPJ6 | | | | | Agenda | 712482342 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | | | | | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. | Non-Voting | | | | | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | | | | | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | | | | | | | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | | | | | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | | | | | | | |
| | 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | | For | For | | | |
| | 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | | For | For | | | |
| | 4 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2020 | Management | For | | For | For | | | |
| | 5 | APPROVE REMUNERATION POLICY | Management | For | | For | For | | | |
| | 6 | AMEND ARTICLES RE: PARTICIPATION RIGHT | Management | For | | For | For | | | |
| | CMMT | 27 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF RECORD DATE-FROM 13 MAY 2020 TO 15 MAY 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | | |
| | CORBUS PHARMACEUTICALS HOLDINGS, INC. | | |
| | Security | 21833P103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CRBP | | | | | Meeting Date | 20-May-2020 | |
| | ISIN | US21833P1030 | | | | | Agenda | 935173219 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Yuval Cohen | For | | For | For | | | |
| | | 2 | Alan Holmer | For | | For | For | | | |
| | | 3 | David P. Hochman | For | | For | For | | | |
| | | 4 | Avery W. Catlin | For | | For | For | | | |
| | | 5 | Peter Salzmann | For | | For | For | | | |
| | | 6 | John Jenkins | For | | For | For | | | |
| | | 7 | Rachelle Jacques | For | | For | For | | | |
| | 2. | Ratification of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | Approval, on an advisory basis, of the executive compensation of the Company's named executive officers. | Management | For | | For | For | | | |
| | 4. | To vote, on an advisory basis, on how often the Company will conduct an advisory vote on executive compensation. | Management | 1 Year | | 1 Year | For | | | |
| | HELIX ENERGY SOLUTIONS GROUP, INC. | | |
| | Security | 42330P107 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | HLX | | | | | Meeting Date | 20-May-2020 | |
| | ISIN | US42330P1075 | | | | | Agenda | 935174780 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Amy H. Nelson | For | | For | For | | | |
| | | 2 | William L. Transier | For | | For | For | | | |
| | 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2020. | Management | For | | For | For | | | |
| | 3. | Approval, on a non-binding advisory basis, of the 2019 compensation of our named executive officers. | Management | For | | For | For | | | |
| | PIONEER NATURAL RESOURCES COMPANY | | |
| | Security | 723787107 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PXD | | | | | Meeting Date | 21-May-2020 | |
| | ISIN | US7237871071 | | | | | Agenda | 935179273 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Edison C. Buchanan | Management | For | | For | For | | | |
| | 1B. | Election of Director: Andrew F. Cates | Management | For | | For | For | | | |
| | 1C. | Election of Director: Phillip A. Gobe | Management | For | | For | For | | | |
| | 1D. | Election of Director: Larry R. Grillot | Management | For | | For | For | | | |
| | 1E. | Election of Director: Stacy P. Methvin | Management | For | | For | For | | | |
| | 1F. | Election of Director: Royce W. Mitchell | Management | For | | For | For | | | |
| | 1G. | Election of Director: Frank A. Risch | Management | For | | For | For | | | |
| | 1H. | Election of Director: Scott D. Sheffield | Management | For | | For | For | | | |
| | 1I. | Election of Director: Mona K. Sutphen | Management | For | | For | For | | | |
| | 1J. | Election of Director: J. Kenneth Thompson | Management | For | | For | For | | | |
| | 1K. | Election of Director: Phoebe A. Wood | Management | For | | For | For | | | |
| | 1L. | Election of Director: Michael D. Wortley | Management | For | | For | For | | | |
| | 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | | For | For | | | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | | For | Against | | | |
| | NELNET, INC. | | |
| | Security | 64031N108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NNI | | | | | Meeting Date | 22-May-2020 | |
| | ISIN | US64031N1081 | | | | | Agenda | 935178803 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Class III Director for three-year term: Kathleen A. Farrell | Management | For | | For | For | | | |
| | 1B. | Election of Class III Director for three-year term: David S. Graff | Management | For | | For | For | | | |
| | 1C. | Election of Class III Director for three-year term: Thomas E. Henning | Management | For | | For | For | | | |
| | 2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | | For | For | | | |
| | 3. | Advisory approval of the Company's executive compensation. | Management | For | | For | For | | | |
| | MERCK & CO., INC. | | |
| | Security | 58933Y105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MRK | | | | | Meeting Date | 26-May-2020 | |
| | ISIN | US58933Y1055 | | | | | Agenda | 935176431 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Leslie A. Brun | Management | For | | For | For | | | |
| | 1B. | Election of Director: Thomas R. Cech | Management | For | | For | For | | | |
| | 1C. | Election of Director: Mary Ellen Coe | Management | For | | For | For | | | |
| | 1D. | Election of Director: Pamela J. Craig | Management | For | | For | For | | | |
| | 1E. | Election of Director: Kenneth C. Frazier | Management | For | | For | For | | | |
| | 1F. | Election of Director: Thomas H. Glocer | Management | For | | For | For | | | |
| | 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | | For | For | | | |
| | 1H. | Election of Director: Paul B. Rothman | Management | For | | For | For | | | |
| | 1I. | Election of Director: Patricia F. Russo | Management | For | | For | For | | | |
| | 1J. | Election of Director: Christine E. Seidman | Management | For | | For | For | | | |
| | 1K. | Election of Director: Inge G. Thulin | Management | For | | For | For | | | |
| | 1L. | Election of Director: Kathy J. Warden | Management | For | | For | For | | | |
| | 1M. | Election of Director: Peter C. Wendell | Management | For | | For | For | | | |
| | 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | | For | For | | | |
| | 4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | | Against | For | | | |
| | 5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | | Against | For | | | |
| | FACEBOOK, INC. | | |
| | Security | 30303M102 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | FB | | | | | Meeting Date | 27-May-2020 | |
| | ISIN | US30303M1027 | | | | | Agenda | 935178221 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Peggy Alford | For | | For | For | | | |
| | | 2 | Marc L. Andreessen | For | | For | For | | | |
| | | 3 | Andrew W. Houston | For | | For | For | | | |
| | | 4 | Nancy Killefer | For | | For | For | | | |
| | | 5 | Robert M. Kimmitt | For | | For | For | | | |
| | | 6 | Sheryl K. Sandberg | For | | For | For | | | |
| | | 7 | Peter A. Thiel | For | | For | For | | | |
| | | 8 | Tracey T. Travis | For | | For | For | | | |
| | | 9 | Mark Zuckerberg | For | | For | For | | | |
| | 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | To approve the director compensation policy. | Management | For | | For | For | | | |
| | 4. | A stockholder proposal regarding change in stockholder voting. | Shareholder | For | | Against | Against | | | |
| | 5. | A stockholder proposal regarding an independent chair. | Shareholder | For | | Against | Against | | | |
| | 6. | A stockholder proposal regarding majority voting for directors. | Shareholder | For | | Against | Against | | | |
| | 7. | A stockholder proposal regarding political advertising. | Shareholder | Against | | Against | For | | | |
| | 8. | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | Against | | Against | For | | | |
| | 9. | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | Against | | Against | For | | | |
| | 10. | A stockholder proposal regarding child exploitation. | Shareholder | Against | | Against | For | | | |
| | 11. | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | Against | | Against | For | | | |
| | INTRA-CELLULAR THERAPIES INC | | |
| | Security | 46116X101 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | ITCI | | | | | Meeting Date | 27-May-2020 | |
| | ISIN | US46116X1019 | | | | | Agenda | 935181040 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Richard Lerner, M.D. | For | | For | For | | | |
| | 2. | To approve an amendment and restatement of the Company's 2018 Equity Incentive Plan. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 4. | To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement. | Management | For | | For | For | | | |
| | CHEVRON CORPORATION | | |
| | Security | 166764100 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | CVX | | | | | Meeting Date | 27-May-2020 | |
| | ISIN | US1667641005 | | | | | Agenda | 935183979 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: W. M. Austin | Management | For | | For | For | | | |
| | 1B. | Election of Director: J. B. Frank | Management | For | | For | For | | | |
| | 1C. | Election of Director: A. P. Gast | Management | For | | For | For | | | |
| | 1D. | Election of Director: E. Hernandez, Jr. | Management | For | | For | For | | | |
| | 1E. | Election of Director: C. W. Moorman IV | Management | For | | For | For | | | |
| | 1F. | Election of Director: D. F. Moyo | Management | For | | For | For | | | |
| | 1G. | Election of Director: D. Reed-Klages | Management | For | | For | For | | | |
| | 1H. | Election of Director: R. D. Sugar | Management | For | | For | For | | | |
| | 1I. | Election of Director: D. J. Umpleby III | Management | For | | For | For | | | |
| | 1J. | Election of Director: M. K. Wirth | Management | For | | For | For | | | |
| | 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | | For | For | | | |
| | 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | | For | For | | | |
| | 4. | Report on Lobbying | Shareholder | Against | | Against | For | | | |
| | 5. | Create a Board Committee on Climate Risk | Shareholder | Against | | Against | For | | | |
| | 6. | Report on Climate Lobbying | Shareholder | Against | | Against | For | | | |
| | 7. | Report on Petrochemical Risk | Shareholder | Against | | Against | For | | | |
| | 8. | Report on Human Rights Practices | Shareholder | Against | | Against | For | | | |
| | 9. | Set Special Meeting Threshold at 10% | Shareholder | Against | | Against | For | | | |
| | 10. | Adopt Policy for an Independent Chairman | Shareholder | Against | | Against | For | | | |
| | AMAZON.COM, INC. | | |
| | Security | 023135106 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | AMZN | | | | | Meeting Date | 27-May-2020 | |
| | ISIN | US0231351067 | | | | | Agenda | 935186305 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of director: Jeffrey P. Bezos | Management | For | | For | For | | | |
| | 1B. | Election of director: Rosalind G. Brewer | Management | For | | For | For | | | |
| | 1C. | Election of director: Jamie S. Gorelick | Management | For | | For | For | | | |
| | 1D. | Election of director: Daniel P. Huttenlocher | Management | For | | For | For | | | |
| | 1E. | Election of director: Judith A. McGrath | Management | For | | For | For | | | |
| | 1F. | Election of director: Indra K. Nooyi | Management | For | | For | For | | | |
| | 1G. | Election of director: Jonathan J. Rubinstein | Management | For | | For | For | | | |
| | 1H. | Election of director: Thomas O. Ryder | Management | For | | For | For | | | |
| | 1I. | Election of director: Patricia Q. Stonesifer | Management | For | | For | For | | | |
| | 1J. | Election of director: Wendell P. Weeks | Management | For | | For | For | | | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | | For | For | | | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | | For | For | | | |
| | 4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | | For | For | | | |
| | 5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | | Against | For | | | |
| | 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | | Against | For | | | |
| | 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | | Against | For | | | |
| | 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | | Against | For | | | |
| | 9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | | Against | For | | | |
| | 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | | Against | For | | | |
| | 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | | Against | For | | | |
| | 12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | | Against | For | | | |
| | 13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | | Against | For | | | |
| | 14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | | Against | For | | | |
| | 15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | | Against | For | | | |
| | 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | | Against | For | | | |
| | INTERDIGITAL, INC. | | |
| | Security | 45867G101 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | IDCC | | | | | Meeting Date | 03-Jun-2020 | |
| | ISIN | US45867G1013 | | | | | Agenda | 935192649 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Joan H. Gillman | Management | For | | For | For | | | |
| | 1B. | Election of Director: S. Douglas Hutcheson | Management | For | | For | For | | | |
| | 1C. | Election of Director: John A. Kritzmacher | Management | For | | For | For | | | |
| | 1D. | Election of Director: John D. Markley, Jr. | Management | For | | For | For | | | |
| | 1E. | Election of Director: William J. Merritt | Management | For | | For | For | | | |
| | 1F. | Election of Director: Jean F. Rankin | Management | For | | For | For | | | |
| | 1G. | Election of Director: Philip P. Trahanas | Management | For | | For | For | | | |
| | 2. | Advisory resolution to approve executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of InterDigital, Inc. for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | NEW YORK COMMUNITY BANCORP, INC. | | |
| | Security | 649445103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | NYCB | | | | | Meeting Date | 03-Jun-2020 | |
| | ISIN | US6494451031 | | | | | Agenda | 935194996 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Dominick Ciampa | Management | For | | For | For | | | |
| | 1B. | Election of Director: Leslie D. Dunn | Management | For | | For | For | | | |
| | 1C. | Election of Director: Lawrence Rosano, Jr. | Management | For | | For | For | | | |
| | 1D. | Election of Director: Robert Wann | Management | For | | For | For | | | |
| | 2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | An advisory vote to approve compensation for our executive officers disclosed in the accompanying Proxy Statement. | Management | For | | For | For | | | |
| | 4. | A proposal to amend the Amended and Restated Certificate of Incorporation and Bylaws of the Company to eliminate the supermajority voting requirements. | Management | For | | For | For | | | |
| | 5. | Approval of the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. | Management | For | | For | For | | | |
| | 6. | A shareholder proposal requesting board action to eliminate the classified board of directors and provide instead for the annual election of directors. | Shareholder | Against | | Against | For | | | |
| | 7. | A shareholder proposal recommending the adoption of director age and term limits. | Shareholder | Against | | Against | For | | | |
| | BOOKING HOLDINGS INC. | | |
| | Security | 09857L108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | BKNG | | | | | Meeting Date | 04-Jun-2020 | |
| | ISIN | US09857L1089 | | | | | Agenda | 935188929 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Timothy M. Armstrong | For | | For | For | | | |
| | | 2 | Jeffery H. Boyd | For | | For | For | | | |
| | | 3 | Glenn D. Fogel | For | | For | For | | | |
| | | 4 | Mirian M. Graddick-Weir | For | | For | For | | | |
| | | 5 | Wei Hopeman | For | | For | For | | | |
| | | 6 | Robert J. Mylod, Jr. | For | | For | For | | | |
| | | 7 | Charles H. Noski | For | | For | For | | | |
| | | 8 | Nicholas J. Read | For | | For | For | | | |
| | | 9 | Thomas E. Rothman | For | | For | For | | | |
| | | 10 | Bob van Dijk | For | | For | For | | | |
| | | 11 | Lynn M. Vojvodich | For | | For | For | | | |
| | | 12 | Vanessa A. Wittman | For | | For | For | | | |
| | 2. | Advisory vote to approve 2019 executive compensation. | Management | For | | For | For | | | |
| | 3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 4. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | Against | | Against | For | | | |
| | THE TJX COMPANIES, INC. | | |
| | Security | 872540109 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TJX | | | | | Meeting Date | 09-Jun-2020 | |
| | ISIN | US8725401090 | | | | | Agenda | 935195633 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Zein Abdalla | Management | For | | For | For | | | |
| | 1B. | Election of Director: Alan M. Bennett | Management | For | | For | For | | | |
| | 1C. | Election of Director: Rosemary T. Berkery | Management | For | | For | For | | | |
| | 1D. | Election of Director: David T. Ching | Management | For | | For | For | | | |
| | 1E. | Election of Director: Ernie Herrman | Management | For | | For | For | | | |
| | 1F. | Election of Director: Michael F. Hines | Management | For | | For | For | | | |
| | 1G. | Election of Director: Amy B. Lane | Management | For | | For | For | | | |
| | 1H. | Election of Director: Carol Meyrowitz | Management | For | | For | For | | | |
| | 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | | For | For | | | |
| | 1J. | Election of Director: John F. O'Brien | Management | For | | For | For | | | |
| | 1K. | Election of Director: Willow B. Shire | Management | For | | For | For | | | |
| | 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 | Management | For | | For | For | | | |
| | 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | | For | For | | | |
| | 4. | Shareholder proposal for a report on reduction in chemical footprint | Shareholder | Against | | Against | For | | | |
| | 5. | Shareholder proposal for a report on animal welfare | Shareholder | Against | | Against | For | | | |
| | 6. | Shareholder proposal for setting target amounts for CEO compensation | Shareholder | Against | | Against | For | | | |
| | 7. | Shareholder proposal for disclosure regarding executive share retention | Shareholder | Against | | Against | For | | | |
| | SCORPIO TANKERS INC. | | |
| | Security | Y7542C130 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | STNG | | | | | Meeting Date | 09-Jun-2020 | |
| | ISIN | MHY7542C1306 | | | | | Agenda | 935204519 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Emanuele A. Lauro | For | | For | For | | | |
| | | 2 | Ademaro Lanzara | For | | For | For | | | |
| | | 3 | Merrick Rayner | For | | For | For | | | |
| | 2. | To ratify the appointment of PricewaterhouseCoopers Audit as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | PARATEK PHARMACEUTICALS, INC. | | |
| | Security | 699374302 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | PRTK | | | | | Meeting Date | 10-Jun-2020 | |
| | ISIN | US6993743029 | | | | | Agenda | 935187751 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Michael F. Bigham | For | | For | For | | | |
| | | 2 | Robert S. Radie | For | | For | For | | | |
| | 2. | To approve a non-binding advisory vote on the compensation of our named executive officers. | Management | For | | For | For | | | |
| | 3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | TARGET CORPORATION | | |
| | Security | 87612E106 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | TGT | | | | | Meeting Date | 10-Jun-2020 | |
| | ISIN | US87612E1064 | | | | | Agenda | 935196293 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | | For | For | | | |
| | 1B. | Election of Director: George S. Barrett | Management | For | | For | For | | | |
| | 1C. | Election of Director: Brian C. Cornell | Management | For | | For | For | | | |
| | 1D. | Election of Director: Calvin Darden | Management | For | | For | For | | | |
| | 1E. | Election of Director: Robert L. Edwards | Management | For | | For | For | | | |
| | 1F. | Election of Director: Melanie L. Healey | Management | For | | For | For | | | |
| | 1G. | Election of Director: Donald R. Knauss | Management | For | | For | For | | | |
| | 1H. | Election of Director: Monica C. Lozano | Management | For | | For | For | | | |
| | 1I. | Election of Director: Mary E. Minnick | Management | For | | For | For | | | |
| | 1J. | Election of Director: Kenneth L. Salazar | Management | For | | For | For | | | |
| | 1K. | Election of Director: Dmitri L. Stockton | Management | For | | For | For | | | |
| | 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | | For | For | | | |
| | 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | For | | For | For | | | |
| | 4. | Company proposal to approve the Target Corporation 2020 Long-Term Incentive Plan. | Management | For | | For | For | | | |
| | KINDRED BIOSCIENCES, INC. | | |
| | Security | 494577109 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | KIN | | | | | Meeting Date | 15-Jun-2020 | |
| | ISIN | US4945771099 | | | | | Agenda | 935211829 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Ernest Mario, Ph.D. | Management | For | | For | For | | | |
| | 1B. | Election of Director: Herbert D. Montgomery | Management | For | | For | For | | | |
| | 2. | To approve, on an advisory basis, our named executive officer compensation. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of KMJ Corbin & Company LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 4. | To approve an amendment to the Kindred Biosciences, Inc. 2018 Equity Incentive Plan to increase the number of shares authorized for issuance by 1,600,000 shares. | Management | For | | For | For | | | |
| | METLIFE, INC. | | |
| | Security | 59156R108 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | MET | | | | | Meeting Date | 16-Jun-2020 | |
| | ISIN | US59156R1086 | | | | | Agenda | 935206943 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Cheryl W. Grisé | Management | For | | For | For | | | |
| | 1B. | Election of Director: Carlos M. Gutierrez | Management | For | | For | For | | | |
| | 1C. | Election of Director: Gerald L. Hassell | Management | For | | For | For | | | |
| | 1D. | Election of Director: David L. Herzog | Management | For | | For | For | | | |
| | 1E. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | | For | For | | | |
| | 1F. | Election of Director: Edward J. Kelly, III | Management | For | | For | For | | | |
| | 1G. | Election of Director: William E. Kennard | Management | For | | For | For | | | |
| | 1H. | Election of Director: Michel A. Khalaf | Management | For | | For | For | | | |
| | 1I. | Election of Director: Catherine R. Kinney | Management | For | | For | For | | | |
| | 1J. | Election of Director: Diana L. McKenzie | Management | For | | For | For | | | |
| | 1K. | Election of Director: Denise M. Morrison | Management | For | | For | For | | | |
| | 1L. | Election of Director: Mark A. Weinberger | Management | For | | For | For | | | |
| | 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2020 | Management | For | | For | For | | | |
| | 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | For | | For | For | | | |
| | VALNEVA SE | | |
| | Security | F9635C101 | | | | | Meeting Type | MIX | |
| | Ticker Symbol | | | | | | Meeting Date | 17-Jun-2020 | |
| | ISIN | FR0004056851 | | | | | Agenda | 712645754 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | | | | |
| | CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | | |
| | CMMT | 29 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200513200 1575-58 AND-https://www.journal- officiel.gouv.fr/balo/document/20200529200 2021-65; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | | |
| | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | | For | For | | | |
| | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | | For | For | | | |
| | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | | For | For | | | |
| | O.4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | | For | For | | | |
| | O.5 | APPOINTMENT OF MRS. SHARON ELIZABETH TETLOW AS NEW MEMBER OF THE SUPERVISORY BOARD | Management | For | | For | For | | | |
| | O.6 | APPOINTMENT OF MRS. JOHANNA WILLEMINA PATTENIER AS NEW MEMBER OF THE SUPERVISORY BOARD | Management | For | | For | For | | | |
| | O.7 | RATIFICATION OF THE CO-OPTATION OF MR. THOMAS CASDAGLI AS MEMBER BY THE SUPERVISORY BOARD, AS A REPLACEMENT FOR MR. BALAJI MURALIDHAR, WHO RESIGNED | Management | For | | For | For | | | |
| | O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS CASDAGLI AS MEMBER OF THE SUPERVISORY BOARD | Management | For | | For | For | | | |
| | O.9 | APPROVAL OF THE COMPENSATION POLICY FOR CORPORATE OFFICERS | Management | For | | For | For | | | |
| | O.10 | APPROVAL OF THE INFORMATION MENTIONED IN ARTICLE L. 225-37-3, I OF THE FRENCH COMMERCIAL CODE, PURSUANT TO SECTION II OF ARTICLE L. 225-100, OF THE FRENCH COMMERCIAL CODE | Management | For | | For | For | | | |
| | O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TO MR. THOMAS LINGELBACH, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | | For | For | | | |
| | O.12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TO MEMBERS OF THE MANAGEMENT BOARD (OTHER THAN THE CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | | For | For | | | |
| | O.13 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING, OR AWARDED IN RESPECT OF, THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TO MR FREDERIC GRIMAUD, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | | For | For | | | |
| | O.14 | AUTHORISATION AND POWERS TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management | For | | For | For | | | |
| | E.15 | STATUTORY AMENDMENTS AND ALIGNMENT OF THE COMPANY'S BY- LAWS | Management | For | | For | For | | | |
| | E.16 | AUTHORISATION TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER TO CANCEL TREASURY SHARES HELD BY THE COMPANY | Management | For | | For | For | | | |
| | E.17 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | | For | For | | | |
| | E.18 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL THROUGH A PUBLIC OFFERING (OTHER THAN THOSE MENTIONED IN SECTION 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE), WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BUT WITH AN OPTIONAL PRIORITY PERIOD | Management | For | | For | For | | | |
| | E.19 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD IN ORDER TO PROCEED WITH A CAPITAL INCREASE THROUGH THE ISSUE OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, | Management | For | | For | For | | | |
| | | TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING MENTIONED IN SECTION 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | | | | | | | | | | |
| | E.20 | AUTHORISATION TO THE MANAGEMENT BOARD, IN THE EVENT OF AN ISSUE OF COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR | Management | For | | For | For | | | |
| | E.21 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE AMOUNT | Management | For | | For | For | | | |
| | E.22 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS | Management | For | | For | For | | | |
| | E.23 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, AS COMPENSATION FOR CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | | For | For | | | |
| | E.24 | OVERALL MAXIMUM CEILING FOR CAPITAL INCREASES | Management | For | | For | For | | | |
| | E.25 | AUTHORISATION TO THE MANAGEMENT BOARD IN ORDER TO DECIDE ON ONE OR MORE ALLOCATIONS OF SHARE SUBSCRIPTION OPTIONS FOR THE BENEFIT OF EMPLOYEES AND/OR CORPORATE OFFICERS OF THE | Management | For | | For | For | | | |
| | | COMPANY AND RELATED COMPANIES, ENTAILING WAIVER BY THE SHAREHOLDERS OF THEIR RIGHT TO PRE-EMPTIVE SUBSCRIPTION TO THE SHARES TO BE ISSUED AS A RESULT OF THE EXERCISE OF THE SUBSCRIPTION OPTIONS | | | | | | | | | | |
| | E.26 | ISSUE OF SHARE SUBSCRIPTION WARRANTS | Management | For | | For | For | | | |
| | E.27 | CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF CATEGORIES OF PERSONS | Management | For | | For | For | | | |
| | E.28 | ISSUE OF FREE SHARES; DELEGATION GRANTED TO THE MANAGEMENT BOARD FOR THIS PURPOSE | Management | For | | For | For | | | |
| | E.29 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO DECIDE ON A CAPITAL INCREASE RESERVED FOR EMPLOYEES | Management | For | | For | For | | | |
| | E.30 | POWERS TO CARRY OUT FORMALITIES | Management | For | | For | For | | | |
| | UNIVERSAL DISPLAY CORPORATION | | |
| | Security | 91347P105 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | OLED | | | | | Meeting Date | 18-Jun-2020 | |
| | ISIN | US91347P1057 | | | | | Agenda | 935182713 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Steven V. Abramson | Management | For | | For | For | | | |
| | 1B. | Election of Director: Cynthia J. Comparin | Management | For | | For | For | | | |
| | 1C. | Election of Director: Richard C. Elias | Management | For | | For | For | | | |
| | 1D. | Election of Director: Elizabeth H. Gemmill | Management | For | | For | For | | | |
| | 1E. | Election of Director: C. Keith Hartley | Management | For | | For | For | | | |
| | 1F. | Election of Director: Celia M. Joseph | Management | For | | For | For | | | |
| | 1G. | Election of Director: Lawrence Lacerte | Management | For | | For | For | | | |
| | 1H. | Election of Director: Sidney D. Rosenblatt | Management | For | | For | For | | | |
| | 1I. | Election of Director: Sherwin I. Seligsohn | Management | For | | For | For | | | |
| | 2. | Advisory resolution to approve compensation of the Company's named executive officers. | Management | For | | For | For | | | |
| | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | | For | For | | | |
| | DISCOVERY, INC. | | |
| | Security | 25470F104 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DISCA | | | | | Meeting Date | 18-Jun-2020 | |
| | ISIN | US25470F1049 | | | | | Agenda | 935197651 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Robert R. Bennett | For | | For | For | | | |
| | | 2 | John C. Malone | For | | For | For | | | |
| | | 3 | David M. Zaslav | For | | For | For | | | |
| | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | | For | For | | | |
| | 3. | To vote on an advisory resolution to approve the 2019 compensation of Discovery, Inc.'s named executive officers, commonly referred to as a "Say on Pay" vote. | Management | For | | For | For | | | |
| | 4. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | | Against | For | | | |
| | VBI VACCINES INC. | | |
| | Security | 91822J103 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | VBIV | | | | | Meeting Date | 18-Jun-2020 | |
| | ISIN | CA91822J1030 | | | | | Agenda | 935209874 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1. | DIRECTOR | Management | | | | | | | |
| | | 1 | Steven Gillis | For | | For | For | | | |
| | | 2 | Jeffrey R. Baxter | For | | For | For | | | |
| | | 3 | Michel De Wilde | For | | For | For | | | |
| | | 4 | Blaine H. McKee | For | | For | For | | | |
| | | 5 | Joanne Cordeiro | For | | For | For | | | |
| | | 6 | Christopher McNulty | For | | For | For | | | |
| | | 7 | Damian Braga | For | | For | For | | | |
| | 2. | Appointment of the Independent Registered Public Accounting Firm: Appointment of EisnerAmper LLP as the independent registered public accounting firm of the Company until the next annual meeting of shareholders and authorization of the Audit Committee to set EisnerAmper LLP's remuneration. | Management | For | | For | For | | | |
| | 3. | Advisory Resolution on the Compensation of our Named Executive Officers: On an advisory basis, approval of the compensation paid to the Company's Named Executive Officers is approved. | Management | For | | For | For | | | |
| | DELTA AIR LINES, INC. | | |
| | Security | 247361702 | | | | | Meeting Type | Annual | |
| | Ticker Symbol | DAL | | | | | Meeting Date | 18-Jun-2020 | |
| | ISIN | US2473617023 | | | | | Agenda | 935210651 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | 1A. | Election of Director: Edward H. Bastian | Management | For | | For | For | | | |
| | 1B. | Election of Director: Francis S. Blake | Management | For | | For | For | | | |
| | 1C. | Election of Director: Ashton B. Carter | Management | For | | For | For | | | |
| | 1D. | Election of Director: David G. DeWalt | Management | For | | For | For | | | |
| | 1E. | Election of Director: William H. Easter III | Management | For | | For | For | | | |
| | 1F. | Election of Director: Christopher A. Hazleton | Management | For | | For | For | | | |
| | 1G. | Election of Director: Michael P. Huerta | Management | For | | For | For | | | |
| | 1H. | Election of Director: Jeanne P. Jackson | Management | For | | For | For | | | |
| | 1I. | Election of Director: George N. Mattson | Management | For | | For | For | | | |
| | 1J. | Election of Director: Sergio A.L. Rial | Management | For | | For | For | | | |
| | 1K. | Election of Director: David S. Taylor | Management | For | | For | For | | | |
| | 1L. | Election of Director: Kathy N. Waller | Management | For | | For | For | | | |
| | 2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | For | | For | For | | | |
| | 3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2020. | Management | For | | For | For | | | |
| | 4. | A shareholder proposal related to the right to act by written consent. | Shareholder | Against | | Against | For | | | |
| | 5. | A shareholder proposal related to a climate lobbying report. | Shareholder | Against | | Against | For | | | |
| | 6. | A shareholder proposal related to a political contributions report. | Shareholder | Against | | Against | For | | | |
| | 7. | A shareholder proposal related to a sexual harassment policy. | Shareholder | Against | | Against | For | | | |
| | DANONE SA | | |
| | Security | F12033134 | | | | | Meeting Type | MIX | |
| | Ticker Symbol | | | | | | Meeting Date | 26-Jun-2020 | |
| | ISIN | FR0000120644 | | | | | Agenda | 712789378 - Management | |
| | | | | | | | | | | | | | |
| | Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | | |
| | CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | | | | |
| | CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | | | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/20200605200 2174-68 | Non-Voting | | | | | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 427874 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE | Non-Voting | | | | | | | |
| | | CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | | | | | | | | | | |
| | O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | | For | For | | | |
| | O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | | For | For | | | |
| | O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND AT 2.10 EUROS PER SHARE | Management | For | | For | For | | | |
| | O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. GREGG L. ENGLES AS DIRECTOR | Management | For | | For | For | | | |
| | O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. GAELLE OLIVIER AS DIRECTOR | Management | For | | For | For | | | |
| | O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. ISABELLE SEILLIER AS DIRECTOR | Management | For | | For | For | | | |
| | O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-MICHEL SEVERINO AS DIRECTOR | Management | For | | For | For | | | |
| | O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. LIONEL ZINSOU-DERLIN AS DIRECTOR | Management | For | | For | For | | | |
| | O.9 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2019 | Management | For | | For | For | | | |
| | O.10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | | For | For | | | |
| | O.11 | APPROVAL OF THE COMPENSATION POLICY OF EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2020 | Management | For | | For | For | | | |
| | O.12 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020 | Management | For | | For | For | | | |
| | O.13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY, HOLD OR TRANSFER SHARES OF THE COMPANY | Management | For | | For | For | | | |
| | E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES, CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | For | | For | For | | | |
| | E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOT EXISTING SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | | For | For | | | |
| | E.16 | AMENDMENT TO ARTICLE 15.III OF THE BYLAWS OF THE COMPANY RELATING TO THE RULES FOR THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES | Management | For | | For | For | | | |
| | E.17 | AMENDMENT TO ARTICLE 19.III OF THE BYLAWS OF THE COMPANY RELATING TO REGULATED AGREEMENTS | Management | For | | For | For | | | |
| | E.18 | AMENDMENT TO ARTICLE 21.I OF THE BYLAWS OF THE COMPANY RELATING TO THE RULES FOR THE APPOINTMENT OF DEPUTY STATUTORY AUDITORS | Management | For | | For | For | | | |
| | E.19 | AMENDMENT TO ARTICLES 20.I AND 27.I OF THE BYLAWS OF THE COMPANY RELATING TO THE COMPENSATION OF DIRECTORS AND TO THE POWERS OF THE ORDINARY GENERAL MEETING | Management | For | | For | For | | | |
| | E.20 | AMENDMENT TO ARTICLE 1 AND THE TITLE IV OF THE COMPANY'S BY-LAWS IN ORDER TO ADOPT THE STATUS OF A COMPANY WITH A MISSION | Management | For | | For | For | | | |
| | E.21 | POWERS TO CARRY OUT FORMALITIES | Management | For | | For | For | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) General American Investors Company, Inc.