UNITED STATES
SECURTITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-00041
GENERAL AMERICAN INVESTORS COMPANY, INC.
(Exact name of Registrant as specified in charter)
530 Fifth Avenue, 26th Floor
New York, New York 10036
(Address of principal executive offices)
Registrant’s telephone number: 212-916-8400
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 - June 30, 2023
| Investment Company Report | |||||||||||||
| DUFRY AG | |||||||||||||
| Security | H2082J107 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 31-Aug-2022 | |||||||||||
| ISIN | CH0023405456 | Agenda | 715970011 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | |||||||||||
| 1 | ELECTION OF THE CHAIR OF THE EXTRAORDINARY GENERAL MEETING: XAVIER ROSSINYOL | Management | For | For | |||||||||
| 2 | CREATION OF ADDITIONAL CONDITIONAL SHARE CAPITAL | Management | For | For | |||||||||
| 3 | CREATION OF AUTHORIZED CAPITAL AND AMENDMENTS TO THE ARTICLES OF INCORPORATION | Management | For | For | |||||||||
| 4 | AMENDMENTS TO THE ARTICLES OF INCORPORATION (CONDITIONAL RESOLUTION) | Management | For | For | |||||||||
| 5.1 | ELECTION OF MR. ALESSANDRO BENETTON TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTIONS) | Management | For | For | |||||||||
| 5.2 | ELECTION OF MR. ENRICO LAGHI TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTIONS) | Management | For | For | |||||||||
| 6 | ELECTION OF MR. ENRICO LAGHI TO THE REMUNERATION COMMITTEE (CONDITIONAL RESOLUTION) | Management | For | For | |||||||||
| 7 | APPROVAL OF THE INCREASED MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION) | Management | For | For | |||||||||
| 8 | IN CASE OF NEW AGENDA ITEMS, PROPOSALS OR MOTIONS PUT FORTH DURING THE EXTAORDINARY GENERAL MEETING, THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE SHALL: FOR = EXERCISE THE VOTING RIGHTS IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS; AGAINST = EXERCISE THE VOTING RIGHTS IN REJECTION OF THE PROPOSAL OR MOTION; AND ABSTAIN = ABSTAIN FROM VOTING | Management | For | ||||||||||
| ALGOMA STEEL GROUP INC. | |||||||||||||
| Security | 015658107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ASTL | Meeting Date | 20-Sep-2022 | ||||||||||
| ISIN | CA0156581070 | Agenda | 935700573 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Mary Anne Bueschkens | For | For | ||||||||||
| 2 | James Gouin | For | For | ||||||||||
| 3 | Andy Harshaw | For | For | ||||||||||
| 4 | Michael McQuade | For | For | ||||||||||
| 5 | Brian Pratt | For | For | ||||||||||
| 6 | Eric S. Rosenfeld | For | For | ||||||||||
| 7 | Gale Rubenstein | For | For | ||||||||||
| 8 | Andrew Schultz | For | For | ||||||||||
| 9 | David D. Sgro | For | For | ||||||||||
| 10 | Michael Garcia | For | For | ||||||||||
| 11 | Ave. G Lethbridge | For | For | ||||||||||
| 12 | Sanjay Nakra | For | For | ||||||||||
| 2 | Appointment of Deloitte LLP as Auditor of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| CISCO SYSTEMS, INC. | |||||||||||||
| Security | 17275R102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CSCO | Meeting Date | 08-Dec-2022 | ||||||||||
| ISIN | US17275R1023 | Agenda | 935723216 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |||||||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |||||||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | |||||||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | |||||||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | |||||||||
| 1f. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |||||||||
| 1g. | Election of Director: Roderick C. Mcgeary | Management | For | For | |||||||||
| 1h. | Election of Director: Sarah Rae Murphy | Management | For | For | |||||||||
| 1i. | Election of Director: Charles H. Robbins | Management | For | For | |||||||||
| 1j. | Election of Director: Brenton L. Saunders | Management | For | For | |||||||||
| 1k. | Election of Director: Dr. Lisa T. Su | Management | For | For | |||||||||
| 1l. | Election of Director: Marianna Tessel | Management | For | For | |||||||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Management | For | For | |||||||||
| 4. | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Shareholder | Against | For | |||||||||
| MICROSOFT CORPORATION | |||||||||||||
| Security | 594918104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | ||||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||||
| 1c. | Election of Director: Teri L. List | Management | For | For | |||||||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | |||||||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | |||||||||
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | |||||||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | |||||||||
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | |||||||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | |||||||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Against | For | |||||||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Against | For | |||||||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Against | For | |||||||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Against | For | |||||||||
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Against | For | |||||||||
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Against | For | |||||||||
| COSTCO WHOLESALE CORPORATION | |||||||||||||
| Security | 22160K105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | COST | Meeting Date | 19-Jan-2023 | ||||||||||
| ISIN | US22160K1051 | Agenda | 935745933 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Susan L. Decker | Management | For | For | |||||||||
| 1b. | Election of Director: Kenneth D. Denman | Management | For | For | |||||||||
| 1c. | Election of Director: Richard A. Galanti | Management | For | For | |||||||||
| 1d. | Election of Director: Hamilton E. James | Management | For | For | |||||||||
| 1e. | Election of Director: W. Craig Jelinek | Management | For | For | |||||||||
| 1f. | Election of Director: Sally Jewell | Management | For | For | |||||||||
| 1g. | Election of Director: Charles T. Munger | Management | For | For | |||||||||
| 1h. | Election of Director: Jeffrey S. Raikes | Management | For | For | |||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | |||||||||
| 1j. | Election of Director: Ron M. Vachris | Management | For | For | |||||||||
| 1k. | Election of Director: Maggie Wilderotter | Management | For | For | |||||||||
| 2. | Ratification of selection of independent auditors. | Management | For | For | |||||||||
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||
| 4. | Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||
| 5. | Shareholder proposal regarding report on risks of state policies restricting reproductive rights. | Shareholder | Against | For | |||||||||
| THE WALT DISNEY COMPANY | |||||||||||||
| Security | 254687106 | Meeting Type | Contested-Annual | ||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Feb-2023 | ||||||||||
| ISIN | US2546871060 | Agenda | 935763816 - Opposition | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a | TRIAN RECOMMENDED NOMINEE: Nelson Peltz | Management | |||||||||||
| 1b | OPPOSED COMPANY NOMINEE: Michael B.G. Froman | Management | |||||||||||
| 1c | ACCEPTABLE COMPANY NOMINEE: Mary T. Barra | Management | |||||||||||
| 1d | ACCEPTABLE COMPANY NOMINEE: Safra A. Catz | Management | |||||||||||
| 1e | ACCEPTABLE COMPANY NOMINEE: Amy L. Chang | Management | |||||||||||
| 1f | ACCEPTABLE COMPANY NOMINEE: Francis A. deSouza | Management | |||||||||||
| 1g | ACCEPTABLE COMPANY NOMINEE: Carolyn N. Everson | Management | |||||||||||
| 1h | ACCEPTABLE COMPANY NOMINEE: Robert A. Iger | Management | |||||||||||
| 1i | ACCEPTABLE COMPANY NOMINEE: Maria Elena Lagomasino | Management | |||||||||||
| 1j | ACCEPTABLE COMPANY NOMINEE: Calvin R. McDonald | Management | |||||||||||
| 1k | ACCEPTABLE COMPANY NOMINEE: Mark G. Parker | Management | |||||||||||
| 1l | ACCEPTABLE COMPANY NOMINEE: Derica W. Rice | Management | |||||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2023. | Management | |||||||||||
| 3 | CONSIDERATION OF AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | |||||||||||
| 4 | CONSIDERATION OF AN ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. | Management | |||||||||||
| 5 | Shareholder Proposal requesting a business operations report. | Shareholder | |||||||||||
| 6 | Shareholder Proposal requesting charitable contributions disclosure. | Shareholder | |||||||||||
| 7 | Shareholder Proposal requesting a political expenditures report. | Shareholder | |||||||||||
| 8 | Trian's proposal to repeal certain bylaws. | Management | |||||||||||
| APPLIED MATERIALS, INC. | |||||||||||||
| Security | 038222105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AMAT | Meeting Date | 09-Mar-2023 | ||||||||||
| ISIN | US0382221051 | Agenda | 935760858 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Rani Borkar | Management | For | For | |||||||||
| 1b. | Election of Director: Judy Bruner | Management | For | For | |||||||||
| 1c. | Election of Director: Xun (Eric) Chen | Management | For | For | |||||||||
| 1d. | Election of Director: Aart J. de Geus | Management | For | For | |||||||||
| 1e. | Election of Director: Gary E. Dickerson | Management | For | For | |||||||||
| 1f. | Election of Director: Thomas J. Iannotti | Management | For | For | |||||||||
| 1g. | Election of Director: Alexander A. Karsner | Management | For | For | |||||||||
| 1h. | Election of Director: Kevin P. March | Management | For | For | |||||||||
| 1i. | Election of Director: Yvonne McGill | Management | For | For | |||||||||
| 1j. | Election of Director: Scott A. McGregor | Management | For | For | |||||||||
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2022. | Management | For | For | |||||||||
| 3. | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2023. | Management | For | For | |||||||||
| 5. | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Shareholder | Against | For | |||||||||
| APPLE INC. | |||||||||||||
| Security | 037833100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | ||||||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a | Election of Director: James Bell | Management | For | For | |||||||||
| 1b | Election of Director: Tim Cook | Management | For | For | |||||||||
| 1c | Election of Director: Al Gore | Management | For | For | |||||||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | |||||||||
| 1e | Election of Director: Andrea Jung | Management | For | For | |||||||||
| 1f | Election of Director: Art Levinson | Management | For | For | |||||||||
| 1g | Election of Director: Monica Lozano | Management | For | For | |||||||||
| 1h | Election of Director: Ron Sugar | Management | For | For | |||||||||
| 1i | Election of Director: Sue Wagner | Management | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | |||||||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For | |||||||||
| 5. | A shareholder proposal entitled "Civil Rights and Non- Discrimination Audit Proposal" | Shareholder | Against | For | |||||||||
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Against | For | |||||||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | For | |||||||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Against | For | |||||||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | For | |||||||||
| BROADCOM INC | |||||||||||||
| Security | 11135F101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AVGO | Meeting Date | 03-Apr-2023 | ||||||||||
| ISIN | US11135F1012 | Agenda | 935766189 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Diane M. Bryant | Management | For | For | |||||||||
| 1b. | Election of Director: Gayla J. Delly | Management | For | For | |||||||||
| 1c. | Election of Director: Raul J. Fernandez | Management | For | For | |||||||||
| 1d. | Election of Director: Eddy W. Hartenstein | Management | For | For | |||||||||
| 1e. | Election of Director: Check Kian Low | Management | For | For | |||||||||
| 1f. | Election of Director: Justine F. Page | Management | For | For | |||||||||
| 1g. | Election of Director: Henry Samueli | Management | For | For | |||||||||
| 1h. | Election of Director: Hock E. Tan | Management | For | For | |||||||||
| 1i. | Election of Director: Harry L. You | Management | For | For | |||||||||
| 2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. | Management | For | For | |||||||||
| 3. | Approve an amendment and restatement of the 2012 Stock Incentive Plan. | Management | For | For | |||||||||
| 4. | Advisory vote to approve the named executive officer compensation. | Management | For | For | |||||||||
| 5. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | |||||||||
| THE WALT DISNEY COMPANY | |||||||||||||
| Security | 254687106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | ||||||||||
| ISIN | US2546871060 | Agenda | 935766595 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | |||||||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | |||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | |||||||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | |||||||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | |||||||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | |||||||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | |||||||||
| 1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | |||||||||
| 1i. | Election of Director: Calvin R. McDonald | Management | For | For | |||||||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | |||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Management | For | For | |||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | |||||||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | |||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Against | For | |||||||||
| M&T BANK CORPORATION | |||||||||||||
| Security | 55261F104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MTB | Meeting Date | 18-Apr-2023 | ||||||||||
| ISIN | US55261F1049 | Agenda | 935775873 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John P. Barnes | Management | For | For | |||||||||
| 1b. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert T. Brady | Management | For | For | |||||||||
| 1c. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Carlton J. Charles | Management | For | For | |||||||||
| 1d. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Jane Chwick | Management | For | For | |||||||||
| 1e. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: William F. Cruger, Jr. | Management | For | For | |||||||||
| 1f. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: T. Jefferson Cunningham III | Management | For | For | |||||||||
| 1g. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Gary N. Geisel | Management | For | For | |||||||||
| 1h. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Leslie V. Godridge | Management | For | For | |||||||||
| 1i. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: René F. Jones | Management | For | For | |||||||||
| 1j. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Richard H. Ledgett, Jr. | Management | For | For | |||||||||
| 1k. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Melinda R. Rich | Management | For | For | |||||||||
| 1l. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Robert E. Sadler, Jr. | Management | For | For | |||||||||
| 1m. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Denis J. Salamone | Management | For | For | |||||||||
| 1n. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: John R. Scannell | Management | For | For | |||||||||
| 1o. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Rudina Seseri | Management | For | For | |||||||||
| 1p. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Kirk W. Walters | Management | For | For | |||||||||
| 1q. | ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED AND QUALIFIED: Herbert L. Washington | Management | For | For | |||||||||
| 2. | TO APPROVE THE 2022 COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||
| 3. | TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |||||||||
| 4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE M&T BANK CORPORATION 2019 EQUITY INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||
| 5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2023. | Management | For | For | |||||||||
| ADOBE INC. | |||||||||||||
| Security | 00724F101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | US00724F1012 | Agenda | 935770126 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | |||||||||
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | |||||||||
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | For | For | |||||||||
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | |||||||||
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | |||||||||
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | |||||||||
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | |||||||||
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | |||||||||
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | |||||||||
| 1j. | Election of Director to serve for a one-year term: David Ricks | Management | For | For | |||||||||
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | |||||||||
| 1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | |||||||||
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | For | For | |||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | For | |||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | |||||||||
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | Against | For | |||||||||
| NESTLE S.A. | |||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | CH0038863350 | Agenda | 716817068 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2022 | Management | For | For | |||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2022 (ADVISORY VOTE) | Management | For | For | |||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT FOR 2022 | Management | For | For | |||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2022 | Management | For | For | |||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | For | For | |||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | For | For | |||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | For | For | |||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | For | For | |||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | For | For | |||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | For | For | |||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | For | For | |||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | For | For | |||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | For | For | |||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | For | For | |||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | For | For | |||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: CHRIS LEONG | Management | For | For | |||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | For | For | |||||||||
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: RAINER BLAIR | Management | For | For | |||||||||
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MARIE- GABRIELLE INEICHEN-FLEISCH | Management | For | For | |||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | For | For | |||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | For | For | |||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | For | For | |||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | For | For | |||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | For | For | |||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | |||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | |||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | |||||||||
| 7.1 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE GENERAL MEETING | Management | For | For | |||||||||
| 7.2 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE BOARD OF DIRECTORS, COMPENSATION, CONTRACTS AND MANDATES AND MISCELLANEOUS PROVISIONS | Management | For | For | |||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Against | For | |||||||||
| HUNTSMAN CORPORATION | |||||||||||||
| Security | 447011107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HUN | Meeting Date | 21-Apr-2023 | ||||||||||
| ISIN | US4470111075 | Agenda | 935797843 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Peter R. Huntsman | Management | For | For | |||||||||
| 1b. | Election of Director: Cynthia L. Egan | Management | For | For | |||||||||
| 1c. | Election of Director: Mary C. Beckerle | Management | For | For | |||||||||
| 1d. | Election of Director: Sonia Dulá | Management | For | For | |||||||||
| 1e. | Election of Director: Curtis E. Espeland | Management | For | For | |||||||||
| 1f. | Election of Director: Daniele Ferrari | Management | For | For | |||||||||
| 1g. | Election of Director: Jeanne McGovern | Management | For | For | |||||||||
| 1h. | Election of Director: José Antonio Muñoz Barcelo | Management | For | For | |||||||||
| 1i. | Election of Director: David B. Sewell | Management | For | For | |||||||||
| 1j. | Election of Director: Jan E. Tighe | Management | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||
| 3. | Advisory vote on the frequency of advisory votes on executive officer compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as Huntsman Corporation's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |||||||||
| 5. | An amendment to the Huntsman Corporation's Amended and Restated Certificate of Incorporation. | Management | For | For | |||||||||
| 6. | Stockholder proposal regarding stockholder ratification of excessive termination pay. | Shareholder | Against | For | |||||||||
| ASML HOLDINGS N.V. | |||||||||||||
| Security | N07059210 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | ||||||||||
| ISIN | USN070592100 | Agenda | 935815932 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | Management | For | For | |||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | Management | For | For | |||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2022 | Management | For | For | |||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | Management | For | For | |||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | Management | For | For | |||||||||
| 5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | |||||||||
| 6a | Proposal to amend the Remuneration Policy for the Supervisory Board | Management | For | For | |||||||||
| 6b | Proposal to amend the remuneration of the members of the Supervisory Board | Management | For | For | |||||||||
| 8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | Management | For | For | |||||||||
| 8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | Management | For | For | |||||||||
| 9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | Management | For | For | |||||||||
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | |||||||||
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | Management | For | For | |||||||||
| 11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | |||||||||
| 12 | Proposal to cancel ordinary shares | Management | For | For | |||||||||
| EATON CORPORATION PLC | |||||||||||||
| Security | G29183103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ETN | Meeting Date | 26-Apr-2023 | ||||||||||
| ISIN | IE00B8KQN827 | Agenda | 935777764 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Craig Arnold | Management | For | For | |||||||||
| 1b. | Election of Director: Olivier Leonetti | Management | For | For | |||||||||
| 1c. | Election of Director: Silvio Napoli | Management | For | For | |||||||||
| 1d. | Election of Director: Gregory R. Page | Management | For | For | |||||||||
| 1e. | Election of Director: Sandra Pianalto | Management | For | For | |||||||||
| 1f. | Election of Director: Robert V. Pragada | Management | For | For | |||||||||
| 1g. | Election of Director: Lori J. Ryerkerk | Management | For | For | |||||||||
| 1h. | Election of Director: Gerald B. Smith | Management | For | For | |||||||||
| 1i. | Election of Director: Dorothy C. Thompson | Management | For | For | |||||||||
| 1j. | Election of Director: Darryl L. Wilson | Management | For | For | |||||||||
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | |||||||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||
| 4. | Approving, on an advisory basis, the frequency of executive compensation votes. | Management | 1 Year | For | |||||||||
| 5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |||||||||
| 6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | |||||||||
| 7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | |||||||||
| PFIZER INC. | |||||||||||||
| Security | 717081103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | ||||||||||
| ISIN | US7170811035 | Agenda | 935778451 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | |||||||||
| 1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |||||||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||||
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | |||||||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | |||||||||
| 1g. | Election of Director: Susan Hockfield | Management | For | For | |||||||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | |||||||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | |||||||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||
| 1k. | Election of Director: James Quincey | Management | For | For | |||||||||
| 1l. | Election of Director: James C. Smith | Management | For | For | |||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | |||||||||
| 3. | 2023 advisory approval of executive compensation | Management | For | For | |||||||||
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | |||||||||
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | For | |||||||||
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | For | |||||||||
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Against | For | |||||||||
| ABBOTT LABORATORIES | |||||||||||||
| Security | 002824100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2023 | ||||||||||
| ISIN | US0028241000 | Agenda | 935777865 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: R. J. Alpern | Management | For | For | |||||||||
| 1b. | Election of Director: C. Babineaux-Fontenot | Management | For | For | |||||||||
| 1c. | Election of Director: S. E. Blount | Management | For | For | |||||||||
| 1d. | Election of Director: R. B. Ford | Management | For | For | |||||||||
| 1e. | Election of Director: P. Gonzalez | Management | For | For | |||||||||
| 1f. | Election of Director: M. A. Kumbier | Management | For | For | |||||||||
| 1g. | Election of Director: D. W. McDew | Management | For | For | |||||||||
| 1h. | Election of Director: N. McKinstry | Management | For | For | |||||||||
| 1i. | Election of Director: M. G. O'Grady | Management | For | For | |||||||||
| 1j. | Election of Director: M. F. Roman | Management | For | For | |||||||||
| 1k. | Election of Director: D. J. Starks | Management | For | For | |||||||||
| 1l. | Election of Director: J. G. Stratton | Management | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP As Auditors | Management | For | For | |||||||||
| 3. | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Management | For | For | |||||||||
| 4. | Say When on Pay - An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | Management | 1 Year | For | |||||||||
| 5. | Shareholder Proposal - Special Shareholder Meeting Threshold | Shareholder | Against | For | |||||||||
| 6. | Shareholder Proposal - Independent Board Chairman | Shareholder | Against | For | |||||||||
| 7. | Shareholder Proposal - Lobbying Disclosure | Shareholder | Against | For | |||||||||
| 8. | Shareholder Proposal - Incentive Compensation | Shareholder | Against | For | |||||||||
| AGNICO EAGLE MINES LIMITED | |||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AEM | Meeting Date | 28-Apr-2023 | ||||||||||
| ISIN | CA0084741085 | Agenda | 935809903 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Leona Aglukkaq | For | For | ||||||||||
| 2 | Ammar Al-Joundi | For | For | ||||||||||
| 3 | Sean Boyd | For | For | ||||||||||
| 4 | Martine A. Celej | For | For | ||||||||||
| 5 | Robert J. Gemmell | For | For | ||||||||||
| 6 | Jonathan Gill | For | For | ||||||||||
| 7 | Peter Grosskopf | For | For | ||||||||||
| 8 | Elizabeth Lewis-Gray | For | For | ||||||||||
| 9 | Deborah McCombe | For | For | ||||||||||
| 10 | Jeffrey Parr | For | For | ||||||||||
| 11 | J. Merfyn Roberts | For | For | ||||||||||
| 12 | Jamie C. Sokalsky | For | For | ||||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | Consideration of and, if deemed advisable, the passing of a non-binding, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | |||||||||
| ELI LILLY AND COMPANY | |||||||||||||
| Security | 532457108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | LLY | Meeting Date | 01-May-2023 | ||||||||||
| ISIN | US5324571083 | Agenda | 935784769 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director to serve a three-year term: William G. Kaelin, Jr. | Management | For | For | |||||||||
| 1b. | Election of Director to serve a three-year term: David A. Ricks | Management | For | For | |||||||||
| 1c. | Election of Director to serve a three-year term: Marschall S. Runge | Management | For | For | |||||||||
| 1d. | Election of Director to serve a three-year term: Karen Walker | Management | For | For | |||||||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | |||||||||
| 3. | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. | Management | For | For | |||||||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | |||||||||
| 6. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | |||||||||
| 7. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Against | For | |||||||||
| 8. | Shareholder proposal to eliminate supermajority voting requirements. | Shareholder | Against | For | |||||||||
| 9. | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | For | |||||||||
| 10. | Shareholder proposal to report on risks of supporting abortion. | Shareholder | Against | For | |||||||||
| 11. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Against | For | |||||||||
| 12. | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Shareholder | Against | For | |||||||||
| 13. | Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. | Shareholder | Against | For | |||||||||
| RAYTHEON TECHNOLOGIES | |||||||||||||
| Security | 75513E101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RTX | Meeting Date | 02-May-2023 | ||||||||||
| ISIN | US75513E1010 | Agenda | 935780468 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Tracy A. Atkinson | Management | For | For | |||||||||
| 1b. | Election of Director: Leanne G. Caret | Management | For | For | |||||||||
| 1c. | Election of Director: Bernard A. Harris, Jr. | Management | For | For | |||||||||
| 1d. | Election of Director: Gregory J. Hayes | Management | For | For | |||||||||
| 1e. | Election of Director: George R. Oliver | Management | For | For | |||||||||
| 1f. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |||||||||
| 1g. | Election of Director: Dinesh C. Paliwal | Management | For | For | |||||||||
| 1h. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |||||||||
| 1i. | Election of Director: Denise L. Ramos | Management | For | For | |||||||||
| 1j. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||||
| 1k. | Election of Director: Brian C. Rogers | Management | For | For | |||||||||
| 1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |||||||||
| 1m. | Election of Director: Robert O. Work | Management | For | For | |||||||||
| 2. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||
| 3. | Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | Management | 1 Year | For | |||||||||
| 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | Management | For | For | |||||||||
| 5. | Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | Management | For | For | |||||||||
| 6. | Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | Management | For | For | |||||||||
| 7. | Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | Shareholder | Against | For | |||||||||
| 8. | Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | Shareholder | Against | For | |||||||||
| GILEAD SCIENCES, INC. | |||||||||||||
| Security | 375558103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GILD | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | US3755581036 | Agenda | 935788438 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | |||||||||
| 1b. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | For | For | |||||||||
| 1c. | Election of Director: Sandra J. Horning, M.D. | Management | For | For | |||||||||
| 1d. | Election of Director: Kelly A. Kramer | Management | For | For | |||||||||
| 1e. | Election of Director: Kevin E. Lofton | Management | For | For | |||||||||
| 1f. | Election of Director: Harish Manwani | Management | For | For | |||||||||
| 1g. | Election of Director: Daniel P. O'Day | Management | For | For | |||||||||
| 1h. | Election of Director: Javier J. Rodriguez | Management | For | For | |||||||||
| 1i. | Election of Director: Anthony Welters | Management | For | For | |||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | |||||||||
| 4. | To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation. | Management | 1 Year | For | |||||||||
| 5. | To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. | Management | For | For | |||||||||
| 6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. | Shareholder | Against | For | |||||||||
| 7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. | Shareholder | Against | For | |||||||||
| 8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | For | |||||||||
| PEPSICO, INC. | |||||||||||||
| Security | 713448108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PEP | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | US7134481081 | Agenda | 935784795 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Segun Agbaje | Management | For | For | |||||||||
| 1b. | Election of Director: Jennifer Bailey | Management | For | For | |||||||||
| 1c. | Election of Director: Cesar Conde | Management | For | For | |||||||||
| 1d. | Election of Director: Ian Cook | Management | For | For | |||||||||
| 1e. | Election of Director: Edith W. Cooper | Management | For | For | |||||||||
| 1f. | Election of Director: Susan M. Diamond | Management | For | For | |||||||||
| 1g. | Election of Director: Dina Dublon | Management | For | For | |||||||||
| 1h. | Election of Director: Michelle Gass | Management | For | For | |||||||||
| 1i. | Election of Director: Ramon L. Laguarta | Management | For | For | |||||||||
| 1j. | Election of Director: Dave J. Lewis | Management | For | For | |||||||||
| 1k. | Election of Director: David C. Page | Management | For | For | |||||||||
| 1l. | Election of Director: Robert C. Pohlad | Management | For | For | |||||||||
| 1m. | Election of Director: Daniel Vasella | Management | For | For | |||||||||
| 1n. | Election of Director: Darren Walker | Management | For | For | |||||||||
| 1o. | Election of Director: Alberto Weisser | Management | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | For | For | |||||||||
| 3. | Advisory approval of the Company's executive compensation | Management | For | For | |||||||||
| 4. | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Management | 1 Year | For | |||||||||
| 5. | Shareholder Proposal - Independent Board Chair. | Shareholder | Against | For | |||||||||
| 6. | Shareholder Proposal - Global Transparency Report. | Shareholder | Against | For | |||||||||
| 7. | Shareholder Proposal - Report on Impacts of Reproductive Healthcare Legislation | Shareholder | Against | For | |||||||||
| 8. | Shareholder Proposal - Congruency Report on Net-Zero Emissions Policies. | Shareholder | Against | For | |||||||||
| UNILEVER PLC | |||||||||||||
| Security | G92087165 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | GB00B10RZP78 | Agenda | 716815521 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | |||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||||
| 3 | TO RE-ELECT NILS ANDERSEN AS A DIRECTOR | Management | For | For | |||||||||
| 4 | TO RE-ELECT JUDITH HARTMANN AS A DIRECTOR | Management | For | For | |||||||||
| 5 | TO RE-ELECT ADRIAN HENNAH AS A DIRECTOR | Management | For | For | |||||||||
| 6 | TO RE-ELECT ALAN JOPE AS A DIRECTOR | Management | For | For | |||||||||
| 7 | TO RE-ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For | |||||||||
| 8 | TO RE-ELECT SUSAN KILSBY AS A DIRECTOR | Management | For | For | |||||||||
| 9 | TO RE-ELECT RUBY LU AS A DIRECTOR | Management | For | For | |||||||||
| 10 | TO RE-ELECT STRIVE MASIYIWA AS A DIRECTOR | Management | For | For | |||||||||
| 11 | TO RE-ELECT YOUNGME MOON AS A DIRECTOR | Management | For | For | |||||||||
| 12 | TO RE-ELECT GRAEME PITKETHLY AS A DIRECTOR | Management | For | For | |||||||||
| 13 | TO RE-ELECT FEIKE SIJBESMA AS A DIRECTOR | Management | For | For | |||||||||
| 14 | TO ELECT NELSON PELTZ AS A DIRECTOR | Management | For | For | |||||||||
| 15 | TO ELECT HEIN SCHUMACHER AS A DIRECTOR | Management | For | For | |||||||||
| 16 | TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | |||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||
| 18 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||
| 19 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | |||||||||
| 20 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||||
| 21 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | |||||||||
| 22 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||||
| 23 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS TO 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||
| ARCH CAPITAL GROUP LTD. | |||||||||||||
| Security | G0450A105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ACGL | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | BMG0450A1053 | Agenda | 935786751 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Class I Director for a term of three years: Francis Ebong | Management | For | For | |||||||||
| 1b. | Election of Class I Director for a term of three years: Eileen Mallesch | Management | For | For | |||||||||
| 1c. | Election of Class I Director for a term of three years: Louis J. Paglia | Management | For | For | |||||||||
| 1d. | Election of Class I Director for a term of three years: Brian S. Posner | Management | For | For | |||||||||
| 1e. | Election of Class I Director for a term of three years: John D. Vollaro | Management | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||
| 3. | Advisory vote of preferred frequency for advisory vote on named executive officer compensation. | Management | 1 Year | For | |||||||||
| 4. | Approval of the Amended and Restated Arch Capital Group Ltd. 2007 Employee Share Purchase Plan. | Management | For | For | |||||||||
| 5. | To appoint PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |||||||||
| 6a. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Matthew Dragonetti | Management | For | For | |||||||||
| 6b. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Seamus Fearon | Management | For | For | |||||||||
| 6c. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: H. Beau Franklin | Management | For | For | |||||||||
| 6d. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Jerome Halgan | Management | For | For | |||||||||
| 6e. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: James Haney | Management | For | For | |||||||||
| 6f. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chris Hovey | Management | For | For | |||||||||
| 6g. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Pierre Jal | Management | For | For | |||||||||
| 6h. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: François Morin | Management | For | For | |||||||||
| 6i. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: David J. Mulholland | Management | For | For | |||||||||
| 6j. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chiara Nannini | Management | For | For | |||||||||
| 6k. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Maamoun Rajeh | Management | For | For | |||||||||
| 6l. | To elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Christine Todd | Management | For | For | |||||||||
| AXIS CAPITAL HOLDINGS LIMITED | |||||||||||||
| Security | G0692U109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AXS | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | BMG0692U1099 | Agenda | 935786890 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Director: W. Marston Becker | Management | For | For | |||||||||
| 1.2 | Election of Director: Michael Millegan | Management | For | For | |||||||||
| 1.3 | Election of Director: Thomas C. Ramey | Management | For | For | |||||||||
| 1.4 | Election of Director: Lizabeth H. Zlatkus | Management | For | For | |||||||||
| 2. | To approve, by non-binding vote, the compensation paid to our named executive officers. | Management | For | For | |||||||||
| 3. | To determine, by non-binding vote, whether a shareholder vote to approve the compensation of our named executive officers should occur every one, two or three years. | Management | 1 Year | For | |||||||||
| 4. | To approve an amendment to our Amended and Restated 2017 Long- Term Equity Compensation Plan, increasing the aggregate number of shares of common stock authorized for issuance. | Management | For | For | |||||||||
| 5. | To appoint Deloitte Ltd., Hamilton, Bermuda, to act as our independent registered public accounting firm for the fiscal year ending December 31, 2023 and to authorize the Board of Directors, acting through the Audit Committee, to set the fees for the independent registered public accounting firm. | Management | For | For | |||||||||
| BAE SYSTEMS PLC | |||||||||||||
| Security | G06940103 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | GB0002634946 | Agenda | 716846564 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | REPORT AND ACCOUNTS | Management | For | For | |||||||||
| 2 | REMUNERATION POLICY | Management | For | For | |||||||||
| 3 | REMUNERATION REPORT | Management | For | For | |||||||||
| 4 | FINAL DIVIDEND | Management | For | For | |||||||||
| 5 | RE-ELECT NICHOLAS ANDERSON | Management | For | For | |||||||||
| 6 | RE-ELECT THOMAS ARSENEAULT0 | Management | For | For | |||||||||
| 7 | RE-ELECT CRYSTAL E ASHBY | Management | For | For | |||||||||
| 8 | RE-ELECT DAME ELIZABETH CORLEY | Management | For | For | |||||||||
| 9 | RE-ELECT BRADLEY GREVE | Management | For | For | |||||||||
| 10 | RE-ELECT JANE GRIFFITHS | Management | For | For | |||||||||
| 11 | RE-ELECT CHRISTOPHER GRIGG | Management | For | For | |||||||||
| 12 | RE-ELECT EWAN KIRK | Management | For | For | |||||||||
| 13 | RE-ELECT STEPHEN PEARCE | Management | For | For | |||||||||
| 14 | RE-ELECT NICOLE PIASECKI | Management | For | For | |||||||||
| 15 | RE-ELECT CHARLES WOODBURN | Management | For | For | |||||||||
| 16 | ELECT CRESSIDA HOGG | Management | For | For | |||||||||
| 17 | ELECT LORD SEDWILL | Management | For | For | |||||||||
| 18 | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||||
| 19 | REMUNERATION OF AUDITORS | Management | For | For | |||||||||
| 20 | POLITICAL DONATIONS UP TO SPECIFIED LIMITS | Management | For | For | |||||||||
| 21 | BAE SYSTEMS LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||
| 22 | AUTHORITY TO ALLOT NEW SHARES | Management | For | For | |||||||||
| 23 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||
| 24 | PURCHASE OWN SHARES | Management | For | For | |||||||||
| 25 | NOTICE OF GENERAL MEETINGS | Management | For | For | |||||||||
| BERKSHIRE HATHAWAY INC. | |||||||||||||
| Security | 084670108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | BRKA | Meeting Date | 06-May-2023 | ||||||||||
| ISIN | US0846701086 | Agenda | 935785418 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Warren E. Buffett | For | For | ||||||||||
| 2 | Charles T. Munger | For | For | ||||||||||
| 3 | Gregory E. Abel | For | For | ||||||||||
| 4 | Howard G. Buffett | For | For | ||||||||||
| 5 | Susan A. Buffett | For | For | ||||||||||
| 6 | Stephen B. Burke | For | For | ||||||||||
| 7 | Kenneth I. Chenault | For | For | ||||||||||
| 8 | Christopher C. Davis | For | For | ||||||||||
| 9 | Susan L. Decker | For | For | ||||||||||
| 10 | Charlotte Guyman | For | For | ||||||||||
| 11 | Ajit Jain | For | For | ||||||||||
| 12 | Thomas S. Murphy, Jr. | For | For | ||||||||||
| 13 | Ronald L. Olson | For | For | ||||||||||
| 14 | Wallace R. Weitz | For | For | ||||||||||
| 15 | Meryl B. Witmer | For | For | ||||||||||
| 2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. | Management | For | For | |||||||||
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | 3 Years | For | |||||||||
| 4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. | Shareholder | Against | For | |||||||||
| 5. | Shareholder proposal regarding how climate related risks are being governed by the Company. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Shareholder | Against | For | |||||||||
| 8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | Shareholder | Against | For | |||||||||
| 9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | Shareholder | Against | For | |||||||||
| UBER TECHNOLOGIES, INC. | |||||||||||||
| Security | 90353T100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | UBER | Meeting Date | 08-May-2023 | ||||||||||
| ISIN | US90353T1007 | Agenda | 935791726 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Ronald Sugar | Management | For | For | |||||||||
| 1b. | Election of Director: Revathi Advaithi | Management | For | For | |||||||||
| 1c. | Election of Director: Ursula Burns | Management | For | For | |||||||||
| 1d. | Election of Director: Robert Eckert | Management | For | For | |||||||||
| 1e. | Election of Director: Amanda Ginsberg | Management | For | For | |||||||||
| 1f. | Election of Director: Dara Khosrowshahi | Management | For | For | |||||||||
| 1g. | Election of Director: Wan Ling Martello | Management | For | For | |||||||||
| 1h. | Election of Director: John Thain | Management | For | For | |||||||||
| 1i. | Election of Director: David Trujillo | Management | For | For | |||||||||
| 1j. | Election of Director: Alexander Wynaendts | Management | For | For | |||||||||
| 2. | Advisory vote to approve 2022 named executive officer compensation. | Management | For | For | |||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | For | For | |||||||||
| 4. | Stockholder proposal to prepare an independent third- party audit on Driver health and safety. | Shareholder | Against | For | |||||||||
| CAMECO CORPORATION | |||||||||||||
| Security | 13321L108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CCJ | Meeting Date | 10-May-2023 | ||||||||||
| ISIN | CA13321L1085 | Agenda | 935812734 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| A1 | Election the Directors: Election the Director: Ian Bruce | Management | For | For | |||||||||
| A2 | Election the Director: Daniel Camus | Management | For | For | |||||||||
| A3 | Election the Director: Don Deranger | Management | For | For | |||||||||
| A4 | Election the Director: Catherine Gignac | Management | For | For | |||||||||
| A5 | Election the Director: Tim Gitzel | Management | For | For | |||||||||
| A6 | Election the Director: Jim Gowans | Management | For | For | |||||||||
| A7 | Election the Director: Kathryn Jackson | Management | For | For | |||||||||
| A8 | Election the Director: Don Kayne | Management | For | For | |||||||||
| A9 | Election the Director: Leontine van Leeuwen-Atkins | Management | For | For | |||||||||
| B | Appoint the auditors (see page 5 of the management proxy circular) Appoint KPMG LLP as auditors. | Management | For | For | |||||||||
| C | Have a say on our approach to executive compensation (see page 7 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2023 annual meeting of shareholders. | Management | For | For | |||||||||
| D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "FOR" = YES, "ABSTAIN" = NO, AND "AGAINST" WILL BE TREATED AS NOT MARKED. | Management | Against | For | |||||||||
| QUANTUM-SI INCORPORATED | |||||||||||||
| Security | 74765K105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | QSI | Meeting Date | 11-May-2023 | ||||||||||
| ISIN | US74765K1051 | Agenda | 935796005 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Director: Jonathan M. Rothberg, Ph.D. | Management | For | For | |||||||||
| 1.2 | Election of Director: Jeffrey Hawkins | Management | For | For | |||||||||
| 1.3 | Election of Director: Ruth Fattori | Management | For | For | |||||||||
| 1.4 | Election of Director: Brigid A. Makes | Management | For | For | |||||||||
| 1.5 | Election of Director: Michael Mina, M.D., Ph.D. | Management | For | For | |||||||||
| 1.6 | Election of Director: Kevin Rakin | Management | For | For | |||||||||
| 1.7 | Election of Director: Scott Mendel | Management | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | To approve, by a non-binding, advisory vote, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | |||||||||
| 4. | To approve a proposed amendment to the Quantum-Si Incorporated second amended and restated certificate of incorporation to limit the liability of its officers as permitted by recent amendments to Delaware law. | Management | For | For | |||||||||
| TYLER TECHNOLOGIES, INC. | |||||||||||||
| Security | 902252105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TYL | Meeting Date | 11-May-2023 | ||||||||||
| ISIN | US9022521051 | Agenda | 935823763 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Glenn A. Carter | For | For | ||||||||||
| 2 | Brenda A. Cline | For | For | ||||||||||
| 3 | Ronnie D. Hawkins, Jr. | For | For | ||||||||||
| 4 | Mary L. Landrieu | For | For | ||||||||||
| 5 | John S. Marr, Jr. | For | For | ||||||||||
| 6 | H. Lynn Moore, Jr. | For | For | ||||||||||
| 7 | Daniel M. Pope | For | For | ||||||||||
| 8 | Dustin R. Womble | For | For | ||||||||||
| 2. | Advisory Approval of Our Executive Compensation. | Management | For | For | |||||||||
| 3. | Ratification of Our Independent Auditors for Fiscal Year 2023. | Management | For | For | |||||||||
| 4. | Advisory Resolution on the Frequency of Shareholder Voting on Our Executive Compensation. | Management | 1 Year | For | |||||||||
| REPUBLIC SERVICES, INC. | |||||||||||||
| Security | 760759100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RSG | Meeting Date | 12-May-2023 | ||||||||||
| ISIN | US7607591002 | Agenda | 935800169 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Manuel Kadre | Management | For | For | |||||||||
| 1b. | Election of Director: Tomago Collins | Management | For | For | |||||||||
| 1c. | Election of Director: Michael A. Duffy | Management | For | For | |||||||||
| 1d. | Election of Director: Thomas W. Handley | Management | For | For | |||||||||
| 1e. | Election of Director: Jennifer M. Kirk | Management | For | For | |||||||||
| 1f. | Election of Director: Michael Larson | Management | For | For | |||||||||
| 1g. | Election of Director: James P. Snee | Management | For | For | |||||||||
| 1h. | Election of Director: Brian S. Tyler | Management | For | For | |||||||||
| 1i. | Election of Director: Jon Vander Ark | Management | For | For | |||||||||
| 1j. | Election of Director: Sandra M. Volpe | Management | For | For | |||||||||
| 1k. | Election of Director: Katharine B. Weymouth | Management | For | For | |||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | |||||||||
| 3. | Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | |||||||||
| JPMORGAN CHASE & CO. | |||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | ||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | |||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | |||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | |||||||||
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | |||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | |||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||
| 1h. | Election of Director: Alex Gorsky | Management | For | For | |||||||||
| 1i. | Election of Director: Mellody Hobson | Management | For | For | |||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | |||||||||
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | |||||||||
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | |||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | |||||||||
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | For | |||||||||
| 4. | Ratification of independent registered public accounting firm | Management | For | For | |||||||||
| 5. | Independent board chairman | Shareholder | Against | For | |||||||||
| 6. | Fossil fuel phase out | Shareholder | Against | For | |||||||||
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Against | For | |||||||||
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | |||||||||
| 9. | Report on climate transition planning | Shareholder | Against | For | |||||||||
| 10. | Report on ensuring respect for civil liberties | Shareholder | Against | For | |||||||||
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | Against | For | |||||||||
| 12. | Absolute GHG reduction goals | Shareholder | Against | For | |||||||||
| AIXTRON SE | |||||||||||||
| Security | D0257Y135 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | DE000A0WMPJ6 | Agenda | 716931274 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | |||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | |||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | |||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.31 PER SHARE | Management | For | For | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | For | For | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | For | For | |||||||||
| 5 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||
| 6 | REELECT KIM SCHINDELHAUER TO THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 7 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | For | For | |||||||||
| 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | For | For | |||||||||
| 8.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | For | For | |||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | |||||||||||
| CLEVELAND-CLIFFS INC. | |||||||||||||
| Security | 185899101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CLF | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | US1858991011 | Agenda | 935809460 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | L. Goncalves | For | For | ||||||||||
| 2 | D.C. Taylor | For | For | ||||||||||
| 3 | J.T. Baldwin | For | For | ||||||||||
| 4 | R.P. Fisher, Jr. | For | For | ||||||||||
| 5 | W.K. Gerber | For | For | ||||||||||
| 6 | S.M. Green | For | For | ||||||||||
| 7 | R.S. Michael, III | For | For | ||||||||||
| 8 | J.L. Miller | For | For | ||||||||||
| 9 | G. Stoliar | For | For | ||||||||||
| 10 | A.M. Yocum | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of Cleveland-Cliffs Inc.'s named executive officers' compensation. | Management | For | For | |||||||||
| 3. | Approval, on an advisory basis, of the frequency of shareholder votes on our named executive officers' compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cleveland-Cliffs Inc. to serve for the 2023 fiscal year. | Management | For | For | |||||||||
| EVEREST RE GROUP, LTD. | |||||||||||||
| Security | G3223R108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RE | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | BMG3223R1088 | Agenda | 935831645 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Director for a term to end in 2024: John J. Amore | Management | For | For | |||||||||
| 1.2 | Election of Director for a term to end in 2024: Juan C. Andrade | Management | For | For | |||||||||
| 1.3 | Election of Director for a term to end in 2024: William F. Galtney, Jr. | Management | For | For | |||||||||
| 1.4 | Election of Director for a term to end in 2024: John A. Graf | Management | For | For | |||||||||
| 1.5 | Election of Director for a term to end in 2024: Meryl Hartzband | Management | For | For | |||||||||
| 1.6 | Election of Director for a term to end in 2024: Gerri Losquadro | Management | For | For | |||||||||
| 1.7 | Election of Director for a term to end in 2024: Hazel McNeilage | Management | For | For | |||||||||
| 1.8 | Election of Director for a term to end in 2024: Roger M. Singer | Management | For | For | |||||||||
| 1.9 | Election of Director for a term to end in 2024: Joseph V. Taranto | Management | For | For | |||||||||
| 2. | For the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to act as the Company's independent auditor for 2023 and authorize the Company's Board of Directors acting through its Audit Committee to determine the independent auditor's remuneration. | Management | For | For | |||||||||
| 3. | For the approval, by non-binding advisory vote, of the 2022 compensation paid to the NEOs. | Management | For | For | |||||||||
| 4. | Advisory Vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||
| 5. | To consider and approve a resolution to change the name of the Company from "Everest Re Group, Ltd." to "Everest Group, Ltd." and to amend our Bye-laws accordingly. | Management | For | For | |||||||||
| HESS CORPORATION | |||||||||||||
| Security | 42809H107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HES | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | US42809H1077 | Agenda | 935809117 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director to serve for a one-year term expiring in 2024: T.J. CHECKI | Management | For | For | |||||||||
| 1b. | Election of Director to serve for a one-year term expiring in 2024: L.S. COLEMAN, JR. | Management | For | For | |||||||||
| 1c. | Election of Director to serve for a one-year term expiring in 2024: L. GLATCH | Management | For | For | |||||||||
| 1d. | Election of Director to serve for a one-year term expiring in 2024: J.B. HESS | Management | For | For | |||||||||
| 1e. | Election of Director to serve for a one-year term expiring in 2024: E.E. HOLIDAY | Management | For | For | |||||||||
| 1f. | Election of Director to serve for a one-year term expiring in 2024: M.S. LIPSCHULTZ | Management | For | For | |||||||||
| 1g. | Election of Director to serve for a one-year term expiring in 2024: R.J. MCGUIRE | Management | For | For | |||||||||
| 1h. | Election of Director to serve for a one-year term expiring in 2024: D. MCMANUS | Management | For | For | |||||||||
| 1i. | Election of Director to serve for a one-year term expiring in 2024: K.O. MEYERS | Management | For | For | |||||||||
| 1j. | Election of Director to serve for a one-year term expiring in 2024: K.F. OVELMEN | Management | For | For | |||||||||
| 1k. | Election of Director to serve for a one-year term expiring in 2024: J.H. QUIGLEY | Management | For | For | |||||||||
| 1l. | Election of Director to serve for a one-year term expiring in 2024: W.G. SCHRADER | Management | For | For | |||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | |||||||||
| 3. | Advisory approval on the frequency of voting on executive compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2023. | Management | For | For | |||||||||
| NELNET, INC. | |||||||||||||
| Security | 64031N108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NNI | Meeting Date | 18-May-2023 | ||||||||||
| ISIN | US64031N1081 | Agenda | 935809597 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Class III Director for three-year term: Kathleen A. Farrell | Management | For | For | |||||||||
| 1b. | Election of Class III Director for three-year term: David S. Graff | Management | For | For | |||||||||
| 1c. | Election of Class III Director for three-year term: Thomas E. Henning | Management | For | For | |||||||||
| 2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||
| 4. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||
| 5. | Approval of an amended and restated Directors Stock Compensation Plan. | Management | For | For | |||||||||
| 6. | Approval of an amended and restated Executive Officers Incentive Compensation Plan. | Management | For | For | |||||||||
| NEXTNAV INC. | |||||||||||||
| Security | 65345N106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NN | Meeting Date | 18-May-2023 | ||||||||||
| ISIN | US65345N1063 | Agenda | 935806438 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Gary M. Parsons | For | For | ||||||||||
| 2 | Ganesh Pattabiraman | For | For | ||||||||||
| 3 | Peter D. Aquino | For | For | ||||||||||
| 4 | Bandel L. Carano | For | For | ||||||||||
| 5 | Alan B. Howe | For | For | ||||||||||
| 6 | Neil S. Subin | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 ("Proposal 2"). | Management | For | For | |||||||||
| MERCK & CO., INC. | |||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 | ||||||||||
| ISIN | US58933Y1055 | Agenda | 935809080 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||||||
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For | |||||||||
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | |||||||||
| 1d. | Election of Director: Robert M. Davis | Management | For | For | |||||||||
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||||
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | |||||||||
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | |||||||||
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | |||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | |||||||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | |||||||||
| 1l. | Election of Director: Kathy J. Warden | Management | For | For | |||||||||
| 1m. | Election of Director: Peter C. Wendell | Management | For | For | |||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||
| 5. | Shareholder proposal regarding business operations in China. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal regarding indirect political spending. | Shareholder | Against | For | |||||||||
| 8. | Shareholder proposal regarding patents and access. | Shareholder | Against | For | |||||||||
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Against | For | |||||||||
| 10. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | |||||||||
| AMAZON.COM, INC. | |||||||||||||
| Security | 023135106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | ||||||||||
| ISIN | US0231351067 | Agenda | 935825452 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | |||||||||
| 1b. | Election of Director: Andrew R. Jassy | Management | For | For | |||||||||
| 1c. | Election of Director: Keith B. Alexander | Management | For | For | |||||||||
| 1d. | Election of Director: Edith W. Cooper | Management | For | For | |||||||||
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | For | |||||||||
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |||||||||
| 1g. | Election of Director: Judith A. McGrath | Management | For | For | |||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | |||||||||
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | |||||||||
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |||||||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |||||||||
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | |||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Against | For | |||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Against | For | |||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Against | For | |||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Against | For | |||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Against | For | |||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | |||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Against | For | |||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Against | For | |||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Against | For | |||||||||
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | |||||||||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | For | |||||||||
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | |||||||||
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Against | For | |||||||||
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | |||||||||
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | |||||||||
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Against | For | |||||||||
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Against | For | |||||||||
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | |||||||||
| ALAMOS GOLD INC. | |||||||||||||
| Security | 011532108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AGI | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | CA0115321089 | Agenda | 935832320 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Elaine Ellingham | For | For | ||||||||||
| 2 | David Fleck | For | For | ||||||||||
| 3 | David Gower | For | For | ||||||||||
| 4 | Claire M. Kennedy | For | For | ||||||||||
| 5 | John A. McCluskey | For | For | ||||||||||
| 6 | Monique Mercier | For | For | ||||||||||
| 7 | Paul J. Murphy | For | For | ||||||||||
| 8 | J. Robert S. Prichard | For | For | ||||||||||
| 9 | Shaun Usmar | For | For | ||||||||||
| 2 | Re-appoint KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. | Management | For | For | |||||||||
| TENET HEALTHCARE CORPORATION | |||||||||||||
| Security | 88033G407 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | THC | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | US88033G4073 | Agenda | 935821593 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: J. Robert Kerrey | Management | For | For | |||||||||
| 1b. | Election of Director: James L. Bierman | Management | For | For | |||||||||
| 1c. | Election of Director: Richard W. Fisher | Management | For | For | |||||||||
| 1d. | Election of Director: Meghan M. FitzGerald | Management | For | For | |||||||||
| 1e. | Election of Director: Cecil D. Haney | Management | For | For | |||||||||
| 1f. | Election of Director: Christopher S. Lynch | Management | For | For | |||||||||
| 1g. | Election of Director: Richard J. Mark | Management | For | For | |||||||||
| 1h. | Election of Director: Tammy Romo | Management | For | For | |||||||||
| 1i. | Election of Director: Saumya Sutaria | Management | For | For | |||||||||
| 1j. | Election of Director: Nadja Y. West | Management | For | For | |||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||
| 3. | To approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accountants for the year ending December 31, 2023. | Management | For | For | |||||||||
| 5. | Shareholder Proposal requesting a report on patients' right to access abortion in emergencies. | Shareholder | Against | For | |||||||||
| CHEVRON CORPORATION | |||||||||||||
| Security | 166764100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | ||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | |||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | |||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | |||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | |||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | |||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | |||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | |||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | |||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | |||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | |||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | For | |||||||||
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | Against | For | |||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Against | For | |||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Against | For | |||||||||
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | For | |||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Against | For | |||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Against | For | |||||||||
| 11. | Report on Tax Practices | Shareholder | Against | For | |||||||||
| 12. | Independent Chair | Shareholder | Against | For | |||||||||
| EXPEDIA GROUP, INC. | |||||||||||||
| Security | 30212P303 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | EXPE | Meeting Date | 31-May-2023 | ||||||||||
| ISIN | US30212P3038 | Agenda | 935835578 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Samuel Altman (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | |||||||||
| 1b. | Election of Director: Beverly Anderson | Management | For | For | |||||||||
| 1c. | Election of Director: M. Moina Banerjee | Management | For | For | |||||||||
| 1d. | Election of Director: Chelsea Clinton | Management | For | For | |||||||||
| 1e. | Election of Director: Barry Diller | Management | For | For | |||||||||
| 1f. | Election of Director: Henrique Dubugras (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | |||||||||
| 1g. | Election of Director: Craig Jacobson | Management | For | For | |||||||||
| 1h. | Election of Director: Peter Kern | Management | For | For | |||||||||
| 1i. | Election of Director: Dara Khosrowshahi | Management | For | For | |||||||||
| 1j. | Election of Director: Patricia Menendez Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Management | For | For | |||||||||
| 1k. | Election of Director: Alex von Furstenberg | Management | For | For | |||||||||
| 1l. | Election of Director: Julie Whalen | Management | For | For | |||||||||
| 2. | Approval, on an advisory basis, of the compensation of Expedia Group's named executive officers. | Management | For | For | |||||||||
| 3. | Advisory vote on the frequency of future advisory votes on the compensation of Expedia Group's named executive officers. | Management | 1 Year | For | |||||||||
| 4. | Approval of the Sixth Amended and Restated Expedia Group, Inc. 2005 Stock and Annual Incentive Plan, including an amendment to increase the number of shares authorized for issuance thereunder by 6,000,000. | Management | For | For | |||||||||
| 5. | Approval of the Expedia Group, Inc. 2013 Employee Stock Purchase Plan, as amended and restated, and the Expedia Group, Inc. 2013 International Stock Purchase Plan, as amended and restated, including an amendment to increase the number of shares authorized for issuance thereunder by 1,000,000. | Management | For | For | |||||||||
| 6. | Ratification of appointment of Ernst & Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |||||||||
| META PLATFORMS, INC. | |||||||||||||
| Security | 30303M102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | META | Meeting Date | 31-May-2023 | ||||||||||
| ISIN | US30303M1027 | Agenda | 935830960 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Peggy Alford | For | For | ||||||||||
| 2 | Marc L. Andreessen | For | For | ||||||||||
| 3 | Andrew W. Houston | For | For | ||||||||||
| 4 | Nancy Killefer | For | For | ||||||||||
| 5 | Robert M. Kimmitt | For | For | ||||||||||
| 6 | Sheryl K. Sandberg | For | For | ||||||||||
| 7 | Tracey T. Travis | For | For | ||||||||||
| 8 | Tony Xu | For | For | ||||||||||
| 9 | Mark Zuckerberg | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | A shareholder proposal regarding government takedown requests. | Shareholder | Against | For | |||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | |||||||||
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | Against | For | |||||||||
| 6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Against | For | |||||||||
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | Against | For | |||||||||
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Against | For | |||||||||
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Against | For | |||||||||
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | Against | For | |||||||||
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | Against | For | |||||||||
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | Against | For | |||||||||
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Against | For | |||||||||
| SOMALOGIC, INC | |||||||||||||
| Security | 83444K105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | SLGC | Meeting Date | 05-Jun-2023 | ||||||||||
| ISIN | US83444K1051 | Agenda | 935854489 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Class II Director to serve until the 2026 annual meeting: Troy Cox | Management | For | For | |||||||||
| 1.2 | Election of Class II Director to serve until the 2026 annual meeting: Kathy Hibbs | Management | For | For | |||||||||
| 1.3 | Election of Class II Director to serve until the 2026 annual meeting: Tycho Peterson | Management | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | To approve an amendment to the Somalogic, Inc. 2021 Employee Stock Purchase Plan to increase the number of shares of common stock reserved under the plan by 500,000. | Management | For | For | |||||||||
| THE TJX COMPANIES, INC. | |||||||||||||
| Security | 872540109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TJX | Meeting Date | 06-Jun-2023 | ||||||||||
| ISIN | US8725401090 | Agenda | 935847509 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: José B. Alvarez | Management | For | For | |||||||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | |||||||||
| 1c. | Election of Director: Rosemary T. Berkery | Management | For | For | |||||||||
| 1d. | Election of Director: David T. Ching | Management | For | For | |||||||||
| 1e. | Election of Director: C. Kim Goodwin | Management | For | For | |||||||||
| 1f. | Election of Director: Ernie Herrman | Management | For | For | |||||||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | |||||||||
| 1h. | Election of Director: Carol Meyrowitz | Management | For | For | |||||||||
| 1i. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | For | For | |||||||||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | For | For | |||||||||
| 4. | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 Year | For | |||||||||
| 5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | Against | For | |||||||||
| BATH & BODY WORKS, INC. | |||||||||||||
| Security | 070830104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | BBWI | Meeting Date | 08-Jun-2023 | ||||||||||
| ISIN | US0708301041 | Agenda | 935843474 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Patricia S. Bellinger | Management | For | For | |||||||||
| 1b. | Election of Director: Alessandro Bogliolo | Management | For | For | |||||||||
| 1c. | Election of Director: Gina R. Boswell | Management | For | For | |||||||||
| 1d. | Election of Director: Lucy O. Brady | Management | For | For | |||||||||
| 1e. | Election of Director: Francis A. Hondal | Management | For | For | |||||||||
| 1f. | Election of Director: Thomas J. Kuhn | Management | For | For | |||||||||
| 1g. | Election of Director: Danielle M. Lee | Management | For | For | |||||||||
| 1h. | Election of Director: Michael G. Morris | Management | For | For | |||||||||
| 1i. | Election of Director: Sarah E. Nash | Management | For | For | |||||||||
| 1j. | Election of Director: Juan Rajlin | Management | For | For | |||||||||
| 1k. | Election of Director: Stephen D. Steinour | Management | For | For | |||||||||
| 1l. | Election of Director: J.K. Symancyk | Management | For | For | |||||||||
| 1m. | Election of Director: Steven E. Voskuil | Management | For | For | |||||||||
| 2. | Ratification of the appointment of our independent registered public accountants. | Management | For | For | |||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||
| 4. | Advisory vote on the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | |||||||||
| 5. | Stockholder proposal regarding an independent board chairman, if properly presented at the meeting. | Shareholder | Against | For | |||||||||
| REGENERON PHARMACEUTICALS, INC. | |||||||||||||
| Security | 75886F107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | REGN | Meeting Date | 09-Jun-2023 | ||||||||||
| ISIN | US75886F1075 | Agenda | 935835338 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Joseph L. Goldstein, M.D. | Management | For | For | |||||||||
| 1b. | Election of Director: Christine A. Poon | Management | For | For | |||||||||
| 1c. | Election of Director: Craig B. Thompson, M.D. | Management | For | For | |||||||||
| 1d. | Election of Director: Huda Y. Zoghbi, M.D. | Management | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | Proposal to approve, on an advisory basis, executive compensation. | Management | For | For | |||||||||
| 4. | Proposal to approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||
| 5. | Non-binding shareholder proposal, if properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property. | Shareholder | Against | For | |||||||||
| ICAD, INC. | |||||||||||||
| Security | 44934S206 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ICAD | Meeting Date | 13-Jun-2023 | ||||||||||
| ISIN | US44934S2068 | Agenda | 935865634 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Mr. Michael Klein | For | For | ||||||||||
| 2 | Dr. Rakesh Patel | For | For | ||||||||||
| 3 | Mr. Andy Sassine | For | For | ||||||||||
| 4 | Dr. Susan Wood | For | For | ||||||||||
| 5 | Ms. Dana Brown | For | For | ||||||||||
| 2. | To approve, by non-binding advisory vote, the resolution approving named executive officer compensation (the "Say on Pay Proposal"). | Management | For | For | |||||||||
| 3. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the company for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| SIGA TECHNOLOGIES, INC. | |||||||||||||
| Security | 826917106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | SIGA | Meeting Date | 13-Jun-2023 | ||||||||||
| ISIN | US8269171067 | Agenda | 935858728 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Jaymie A. Durnan | For | For | ||||||||||
| 2 | Harold E. Ford, Jr. | For | For | ||||||||||
| 3 | Evan A. Knisely | For | For | ||||||||||
| 4 | Joseph W. Marshall, III | For | For | ||||||||||
| 5 | Gary J. Nabel | For | For | ||||||||||
| 6 | Julian Nemirovsky | For | For | ||||||||||
| 7 | Holly L. Phillips | For | For | ||||||||||
| 8 | Jay K. Varma | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of SIGA Technologies, Inc. for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | Non-binding advisory vote on executive compensation. | Management | For | For | |||||||||
| 4. | Non-binding advisory vote on the frequency of non- binding advisory votes on executive compensation. | Management | 3 Years | For | |||||||||
| UNIVERSAL DISPLAY CORPORATION | |||||||||||||
| Security | 91347P105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | OLED | Meeting Date | 15-Jun-2023 | ||||||||||
| ISIN | US91347P1057 | Agenda | 935833283 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director to serve for a one-year term: Steven V. Abramson | Management | For | For | |||||||||
| 1b. | Election of Director to serve for a one-year term: Cynthia J. Comparin | Management | For | For | |||||||||
| 1c. | Election of Director to serve for a one-year term: Richard C. Elias | Management | For | For | |||||||||
| 1d. | Election of Director to serve for a one-year term: Elizabeth H. Gemmill | Management | For | For | |||||||||
| 1e. | Election of Director to serve for a one-year term: C. Keith Hartley | Management | For | For | |||||||||
| 1f. | Election of Director to serve for a one-year term: Celia M. Joseph | Management | For | For | |||||||||
| 1g. | Election of Director to serve for a one-year term: Lawrence Lacerte | Management | For | For | |||||||||
| 1h. | Election of Director to serve for a one-year term: Sidney D. Rosenblatt | Management | For | For | |||||||||
| 2. | Approval of the Company's Equity Compensation Plan. | Management | For | For | |||||||||
| 3. | Advisory resolution to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||||
| 4. | Advisory resolution regarding the frequency of future advisory shareholder votes on compensation of the Company's named executive officers. | Management | 1 Year | For | |||||||||
| 5. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||
| T-MOBILE US, INC. | |||||||||||||
| Security | 872590104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TMUS | Meeting Date | 16-Jun-2023 | ||||||||||
| ISIN | US8725901040 | Agenda | 935842206 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | André Almeida | For | For | ||||||||||
| 2 | Marcelo Claure | For | For | ||||||||||
| 3 | Srikant M. Datar | For | For | ||||||||||
| 4 | Srinivasan Gopalan | For | For | ||||||||||
| 5 | Timotheus Höttges | For | For | ||||||||||
| 6 | Christian P. Illek | For | For | ||||||||||
| 7 | Raphael Kübler | For | For | ||||||||||
| 8 | Thorsten Langheim | For | For | ||||||||||
| 9 | Dominique Leroy | For | For | ||||||||||
| 10 | Letitia A. Long | For | For | ||||||||||
| 11 | G. Michael Sievert | For | For | ||||||||||
| 12 | Teresa A. Taylor | For | For | ||||||||||
| 13 | Kelvin R. Westbrook | For | For | ||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | For | |||||||||
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. | Management | For | For | |||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. | Management | 3 Years | For | |||||||||
| 5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | For | |||||||||
| 6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For | |||||||||
| ANGI INC. | |||||||||||||
| Security | 00183L102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ANGI | Meeting Date | 20-Jun-2023 | ||||||||||
| ISIN | US00183L1026 | Agenda | 935858576 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Angela R. Hicks Bowman | For | For | ||||||||||
| 2 | Thomas R. Evans | For | For | ||||||||||
| 3 | Alesia J. Haas | For | For | ||||||||||
| 4 | Christopher Halpin | For | For | ||||||||||
| 5 | Kendall Handler | For | For | ||||||||||
| 6 | Sandra Buchanan Hurse | For | For | ||||||||||
| 7 | Joseph Levin | For | For | ||||||||||
| 8 | Jeremy Philips | For | For | ||||||||||
| 9 | Glenn H. Schiffman | For | For | ||||||||||
| 10 | Mark Stein | For | For | ||||||||||
| 11 | Suzy Welch | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Angi Inc.'s independent registered public accounting firm for 2023. | Management | For | For | |||||||||
| METLIFE, INC. | |||||||||||||
| Security | 59156R108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MET | Meeting Date | 20-Jun-2023 | ||||||||||
| ISIN | US59156R1086 | Agenda | 935858603 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Cheryl W. Grisé | Management | For | For | |||||||||
| 1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||||||
| 1c. | Election of Director: Carla A. Harris | Management | For | For | |||||||||
| 1d. | Election of Director: Gerald L. Hassell | Management | For | For | |||||||||
| 1e. | Election of Director: David L. Herzog | Management | For | For | |||||||||
| 1f. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | |||||||||
| 1g. | Election of Director: Jeh C. Johnson | Management | For | For | |||||||||
| 1h. | Election of Director: Edward J. Kelly, III | Management | For | For | |||||||||
| 1i. | Election of Director: William E. Kennard | Management | For | For | |||||||||
| 1j. | Election of Director: Michel A. Khalaf | Management | For | For | |||||||||
| 1k. | Election of Director: Catherine R. Kinney | Management | For | For | |||||||||
| 1l. | Election of Director: Diana L. McKenzie | Management | For | For | |||||||||
| 1m. | Election of Director: Denise M. Morrison | Management | For | For | |||||||||
| 1n. | Election of Director: Mark A. Weinberger | Management | For | For | |||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2023 | Management | For | For | |||||||||
| 3. | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | For | For | |||||||||
| 4. | Advisory (non-binding) vote on the frequency of future advisory votes to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | 1 Year | For | |||||||||
| VALNEVA SE | |||||||||||||
| Security | F9635C101 | Meeting Type | MIX | ||||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | |||||||||||
| ISIN | FR0004056851 | Agenda | 717247351 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | |||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||||||||||
| CMMT | 17 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0515/202 305-152301668.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF-COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||
| CMMT | 17 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||
| 3 | APPROVE TREATMENT OF LOSSES | Management | For | For | |||||||||
| 4 | APPROVE AUDITORS SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Management | For | For | |||||||||
| 5 | REELECT JOHANNA PATTENIER AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||
| 6 | REELECT SHARON TETLOW AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||
| 7 | ELECT KATHRIN JANSEN AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||||
| 8 | RENEW APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS AUDITOR | Management | For | For | |||||||||
| 9 | APPROVE REMUNERATION POLICY OF MANAGEMENT BOARD MEMBERS | Management | For | For | |||||||||
| 10 | APPROVE REMUNERATION POLICY OF SUPERVISORY BOARD MEMBERS | Management | For | For | |||||||||
| 11 | APPROVE COMPENSATION REPORT | Management | For | For | |||||||||
| 12 | APPROVE COMPENSATION OF THOMAS LINGELBACH, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | |||||||||
| 13 | APPROVE COMPENSATION OF MANAGEMENT BOARD MEMBERS | Management | For | For | |||||||||
| 14 | APPROVE COMPENSATION OF FREDERIC GRIMAUD, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | |||||||||
| 15 | AUTHORIZE REPURCHASE OF UP TO 5 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | |||||||||
| 16 | AMEND ARTICLE 14 OF BYLAWS RE: DELIBERATION AND VOTING PROCEDURES | Management | For | For | |||||||||
| 17 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | For | For | |||||||||
| 18 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 5,175,000 | Management | For | For | |||||||||
| 19 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 4,600,000 | Management | For | For | |||||||||
| 20 | APPROVE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO 20 PERCENT OF ISSUED CAPITAL | Management | For | For | |||||||||
| 21 | AUTHORIZE BOARD TO SET ISSUE PRICE FOR 10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS | Management | For | For | |||||||||
| 22 | APPROVE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES RESERVED FOR SPECIFIC BENEFICIARIES, UP TO AGGREGATE NOMINAL AMOUNT OF EUR 4,600,000 | Management | For | For | |||||||||
| 23 | AUTHORIZE BOARD TO INCREASE CAPITAL IN THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION SUBMITTED TO SHAREHOLDER VOTE ABOVE UNDER ITEMS 18-20 AND 22 | Management | For | For | |||||||||
| 24 | AUTHORIZE CAPITALIZATION OF RESERVES OF UP TO EUR 5,175,000 FOR BONUS ISSUE OR INCREASE IN PAR VALUE | Management | For | For | |||||||||
| 25 | AUTHORIZE CAPITAL INCREASE OF UP TO 10 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND | Management | For | For | |||||||||
| 26 | SET TOTAL LIMIT FOR CAPITAL INCREASE TO RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 18-25 AT EUR 5,175,000 | Management | For | For | |||||||||
| 27 | AUTHORIZE UP TO 4 PERCENT OF ISSUED CAPITAL FOR USE IN STOCK OPTION PLANS | Management | For | For | |||||||||
| 28 | AUTHORIZE UP TO 3 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS | Management | For | For | |||||||||
| 29 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | For | For | |||||||||
| 30 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | For | For | |||||||||
| CMMT | 17 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | |||||||||||
| VALNEVA SE | |||||||||||||
| Security | 92025Y103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | VALN | Meeting Date | 21-Jun-2023 | ||||||||||
| ISIN | US92025Y1038 | Agenda | 935888365 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| O1 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O2 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O3 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O4 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O5 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O6 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O7 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O8 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O9 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O10 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O11 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O12 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O13 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O14 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| O15 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E16 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E17 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E18 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E19 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E20 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E21 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E22 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E23 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E24 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E25 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E26 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E27 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E28 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| E29 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | Against | For | |||||||||
| E30 | Please see Exhibit A of the Depositary Notice of Combined General Meeting for agenda items. | Management | For | For | |||||||||
| INTRA-CELLULAR THERAPIES, INC. | |||||||||||||
| Security | 46116X101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ITCI | Meeting Date | 23-Jun-2023 | ||||||||||
| ISIN | US46116X1019 | Agenda | 935857790 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Director: Eduardo Rene Salas | Management | For | For | |||||||||
| 2. | To ratify of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement. | Management | For | For | |||||||||
| VBI VACCINES INC. | |||||||||||||
| Security | 91822J202 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | VBIV | Meeting Date | 23-Jun-2023 | ||||||||||
| ISIN | CA91822J2020 | Agenda | 935859489 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Director: Steven Gillis | Management | For | For | |||||||||
| 1.2 | Election of Director: Damian Braga | Management | For | For | |||||||||
| 1.3 | Election of Director: Joanne Cordeiro | Management | For | For | |||||||||
| 1.4 | Election of Director: Michel De Wilde | Management | For | For | |||||||||
| 1.5 | Election of Director: Vaughn Himes | Management | For | For | |||||||||
| 1.6 | Election of Director: Blaine H. McKee | Management | For | For | |||||||||
| 1.7 | Election of Director: Jeffrey R. Baxter | Management | For | For | |||||||||
| 1.8 | Election of Director: Nell Beattie | Management | For | For | |||||||||
| 2. | Appointment of EisnerAmper LLP as the independent registered public accounting firm of the Company until the next annual meeting of shareholders, and authorization of the Audit Committee to set EisnerAmper LLP's remuneration. | Management | For | For | |||||||||
| 3. | To approve, on an advisory basis, the frequency of holding an advisory vote on executive compensation. | Management | 3 Years | For | |||||||||
| 4. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||
| VENATOR MATERIALS PLC | |||||||||||||
| Security | G9329Z100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | VNTRQ | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | GB00BF3ZNS54 | Agenda | 935891677 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Stefan M. Selig | Management | For | For | |||||||||
| 1b. | Election of Director: Simon Turner | Management | For | For | |||||||||
| 1c. | Election of Director: Aaron C. Davenport | Management | For | For | |||||||||
| 1d. | Election of Director: Jame Donath | Management | For | For | |||||||||
| 1e. | Election of Director: Daniele Ferrari | Management | For | For | |||||||||
| 1f. | Election of Director: Peter R. Huntsman | Management | For | For | |||||||||
| 1g. | Election of Director: Heike van de Kerkhof | Management | For | For | |||||||||
| 1h. | Election of Director: Vir Lakshman | Management | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |||||||||
| 3. | To re-appoint Deloitte LLP as our U.K. statutory auditor until the next Annual General Meeting of Shareholders. | Management | For | For | |||||||||
| 4. | To authorize the directors or the Audit Committee to determine the remuneration of Deloitte LLP, in its capacity as our U.K. statutory auditor. | Management | For | For | |||||||||
| 5. | To authorize Venator Materials PLC (and any company that is or becomes a subsidiary) to make political donations and incur political expenditures. | Management | For | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) General American Investors Company, Inc.
| By (Signature and Title) | /s/ | Jeffrey W. Priest | |
| Jeffrey W. Priest | |||
| President and Chief Executive Officer | |||
Date: August 3, 2023
