| Investment Company Act file number: | 811-01512 |
| | |
| Exact name of registrant as specified in charter: | Oppenheimer Capital Income Fund |
| | |
| Address of principal executive offices: | 6803 South Tucson Way |
| | Centennial, CO 80112-3924 |
| | |
| Name and address of agent for service: | Arthur S. Gabinet, |
| | Executive Vice President & General Counsel |
| | OFI Global Asset Management, Inc. |
| | 225 Liberty Street |
| | New York, NY 10281-1008 |
| | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| | |
| Date of fiscal year end: | 8/31 |
| | |
| Date of reporting period: | 07/01/2014-06/30/2015 |
Item 1.
| |
|---|
ACE LIMITED
Meeting Date: MAY 21, 2015
Record Date: MAR 27, 2015
Meeting Type: ANNUAL |
Ticker: ACE
Security ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Mary A. Cirillo | Management | For | For |
| 5.5 | Elect Director Michael P. Connors | Management | For | For |
| 5.6 | Elect Director John Edwardson | Management | For | For |
| 5.7 | Elect Director Peter Menikoff | Management | For | For |
| 5.8 | Elect Director Leo F. Mullin | Management | For | For |
| 5.9 | Elect Director Kimberly Ross | Management | For | For |
| 5.10 | Elect Director Robert Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | Against |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters | Management | For | For |
| 10 | Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters | Management | For | Against |
| 11.1 | Approve Compensation of the Board of Directors until the Next Annual General Meeting | Management | For | For |
| 11.2 | Approve Compensation of Executive Management for the Next Calendar Year | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For |
| |
|---|
ACTAVIS PLC
Meeting Date: JUN 05, 2015
Record Date: APR 10, 2015
Meeting Type: ANNUAL |
Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director Nesli Basgoz | Management | For | For |
| 1c | Elect Director James H. Bloem | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Michael R. Gallagher | Management | For | For |
| 1g | Elect Director Catherine M. Klema | Management | For | For |
| 1h | Elect Director Peter J. McDonnell | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Ronald R. Taylor | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Change Company Name from Actavis plc to Allergan plc | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Sustainability | Shareholder | Against | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
AERCAP HOLDINGS NV
Meeting Date: MAY 13, 2015
Record Date: APR 15, 2015
Meeting Type: ANNUAL |
Ticker: AER
Security ID: N00985106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Board of Directors | Management | For | For |
| 7a | Elect William N. Dooley as Director | Management | For | For |
| 7b | Reelect Pieter Korteweg as Director | Management | For | For |
| 7c | Reelect Salem R.A.A. Al Noaimi as Director | Management | For | For |
| 7d | Reelect Homaid A.A.M. Al Shemmari as Director | Management | For | For |
| 8 | Designate CFO to Represent the Management in case All Directors are absent or prevented from acting | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers Accountants as Auditors | Management | For | For |
| 10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
ALTRIA GROUP, INC.
Meeting Date: MAY 20, 2015
Record Date: MAR 30, 2015
Meeting Type: ANNUAL |
Ticker: MO
Security ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald L. Baliles | Management | For | For |
| 1.2 | Elect Director Martin J. Barrington | Management | For | For |
| 1.3 | Elect Director John T. Casteen, III | Management | For | For |
| 1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.6 | Elect Director Thomas W. Jones | Management | For | For |
| 1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.10 | Elect Director George Munoz | Management | For | For |
| 1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Abstain |
| 7 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| 8 | Report on Green Tobacco Sickness | Shareholder | Against | Abstain |
| |
|---|
AMERICAN ASSETS TRUST, INC.
Meeting Date: JUN 16, 2015
Record Date: APR 02, 2015
Meeting Type: ANNUAL |
Ticker: AAT
Security ID: 024013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chamberlain | Management | For | For |
| 1.2 | Elect Director Larry E. Finger | Management | For | For |
| 1.3 | Elect Director Duane A. Nelles | Management | For | For |
| 1.4 | Elect Director Thomas S. Olinger | Management | For | For |
| 1.5 | Elect Director Ernest S. Rady | Management | For | For |
| 1.6 | Elect Director Robert S. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: MAR 10, 2015
Record Date: JAN 09, 2015
Meeting Type: ANNUAL |
Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Cook | Management | For | For |
| 1.2 | Elect Director Al Gore | Management | For | For |
| 1.3 | Elect Director Bob Iger | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Art Levinson | Management | For | For |
| 1.6 | Elect Director Ron Sugar | Management | For | For |
| 1.7 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
AT&T INC.
Meeting Date: APR 24, 2015
Record Date: FEB 25, 2015
Meeting Type: ANNUAL |
Ticker: T
Security ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Scott T. Ford | Management | For | For |
| 1.3 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.4 | Elect Director William E. Kennard | Management | For | For |
| 1.5 | Elect Director Jon C. Madonna | Management | For | For |
| 1.6 | Elect Director Michael B. McCallister | Management | For | For |
| 1.7 | Elect Director John B. McCoy | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Indirect Political Contribution | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Amend Bylaws to Call Special Meetings | Shareholder | Against | For |
| |
|---|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 05, 2015
Record Date: MAR 11, 2015
Meeting Type: ANNUAL |
Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Uma Chowdhry | Management | For | For |
| 1b | Elect Director James R. Gavin, III | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director K. J. Storm | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
BCE INC.
Meeting Date: APR 30, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL |
Ticker: BCE
Security ID: 05534B760
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Ronald A. Brenneman | Management | For | For |
| 1.3 | Elect Director Sophie Brochu | Management | For | For |
| 1.4 | Elect Director Robert E. Brown | Management | For | For |
| 1.5 | Elect Director George A. Cope | Management | For | For |
| 1.6 | Elect Director David F. Denison | Management | For | For |
| 1.7 | Elect Director Robert P. Dexter | Management | For | For |
| 1.8 | Elect Director Ian Greenberg | Management | For | For |
| 1.9 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.10 | Elect Director Thomas C. O'Neill | Management | For | For |
| 1.11 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.12 | Elect Director Carole Taylor | Management | For | For |
| 1.13 | Elect Director Paul R. Weiss | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend By-law One | Management | For | For |
| 5.1 | Require Environmental/Social Issue Qualifications for Director Nominees | Shareholder | Against | Against |
| 5.2 | Critical Mass of 40% Representation of Each Sex in the Next Five Years | Shareholder | Against | Against |
| 5.3 | Disclose Business and Pricing Practices | Shareholder | Against |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
Meeting Date: JUN 16, 2015
Record Date: APR 14, 2015
Meeting Type: ANNUAL |
Ticker: BXMT
Security ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | For |
| 1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.8 | Elect Director John G. Schreiber | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
Meeting Date: OCT 30, 2014
Record Date: SEP 02, 2014
Meeting Type: ANNUAL |
Ticker: EAT
Security ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director William T. Giles | Management | For | For |
| 1.5 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.6 | Elect Director Jon L. Luther | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
Meeting Date: MAY 07, 2015
Record Date: MAR 18, 2015
Meeting Type: ANNUAL |
Ticker: CNQ
Security ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CHEVRON CORPORATION
Meeting Date: MAY 27, 2015
Record Date: APR 01, 2015
Meeting Type: ANNUAL |
Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Prohibit Political Spending | Shareholder | Against | Abstain |
| 7 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 9 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | For |
| 10 | Proxy Access | Shareholder | Against | For |
| 11 | Require Independent Board Chairman | Shareholder | Against | Against |
| 12 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 13 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 20, 2014
Record Date: SEP 22, 2014
Meeting Type: ANNUAL |
Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Public Policy Board Committee | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 28, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL |
Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Franz B. Humer | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Anthony M. Santomero | Management | For | For |
| 1i | Elect Director Joan E. Spero | Management | For | For |
| 1j | Elect Director Diana L. Taylor | Management | For | For |
| 1k | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1l | Elect Director James S. Turley | Management | For | For |
| 1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 8 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against |
| |
|---|
CMS ENERGY CORPORATION
Meeting Date: MAY 01, 2015
Record Date: MAR 09, 2015
Meeting Type: ANNUAL |
Ticker: CMS
Security ID: 125896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jon E. Barfield | Management | For | For |
| 1b | Elect Director Deborah H. Butler | Management | For | For |
| 1c | Elect Director Kurt L. Darrow | Management | For | For |
| 1d | Elect Director Stephen E. Ewing | Management | For | For |
| 1e | Elect Director Richard M. Gabrys | Management | For | For |
| 1f | Elect Director William D. Harvey | Management | For | For |
| 1g | Elect Director David W. Joos | Management | For | For |
| 1h | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 1i | Elect Director John G. Russell | Management | For | For |
| 1j | Elect Director Myrna M. Soto | Management | For | For |
| 1k | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CONOCOPHILLIPS
Meeting Date: MAY 12, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL |
Ticker: COP
Security ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director John V. Faraci | Management | For | For |
| 1f | Elect Director Jody L. Freeman | Management | For | For |
| 1g | Elect Director Gay Huey Evans | Management | For | For |
| 1h | Elect Director Ryan M. Lance | Management | For | For |
| 1i | Elect Director Arjun N. Murti | Management | For | For |
| 1j | Elect Director Robert A. Niblock | Management | For | For |
| 1k | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
| 6 | Remove or Adjust Reserve Metrics used for Executive Compensation | Shareholder | Against | Abstain |
| 7 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
EDISON INTERNATIONAL
Meeting Date: APR 23, 2015
Record Date: FEB 26, 2015
Meeting Type: ANNUAL |
Ticker: EIX
Security ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1.5 | Elect Director Linda G. Stuntz | Management | For | For |
| 1.6 | Elect Director William P. Sullivan | Management | For | For |
| 1.7 | Elect Director Ellen O. Tauscher | Management | For | For |
| 1.8 | Elect Director Peter J. Taylor | Management | For | For |
| 1.9 | Elect Director Brett White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
EOG RESOURCES, INC.
Meeting Date: APR 30, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL |
Ticker: EOG
Security ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1a | Elect Director Janet F. Clark | Management | For | For |
| 1.1b | Elect Director Charles R. Crisp | Management | For | For |
| 1.1c | Elect Director James C. Day | Management | For | For |
| 1.1d | Elect Director H. Leighton Steward | Management | For | For |
| 1.1e | Elect Director Donald F. Textor | Management | For | For |
| 1.1f | Elect Director William R. Thomas | Management | For | For |
| 1.1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | For |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 27, 2015
Record Date: APR 07, 2015
Meeting Type: ANNUAL |
Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| 6 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 7 | Increase the Number of Females on the Board | Shareholder | Against | Abstain |
| 8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 11 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | For |
| |
|---|
FLOWSERVE CORPORATION
Meeting Date: MAY 21, 2015
Record Date: MAR 26, 2015
Meeting Type: ANNUAL |
Ticker: FLS
Security ID: 34354P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Blinn | Management | For | For |
| 1.2 | Elect Director Leif E. Darner | Management | For | For |
| 1.3 | Elect Director Gayla J. Delly | Management | For | For |
| 1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.5 | Elect Director Roger L. Fix | Management | For | For |
| 1.6 | Elect Director John R. Friedery | Management | For | For |
| 1.7 | Elect Director Joe E. Harlan | Management | For | For |
| 1.8 | Elect Director Rick J. Mills | Management | For | For |
| 1.9 | Elect Director Charles M. Rampacek | Management | For | For |
| 1.10 | Elect Director David E. Roberts | Management | For | For |
| 1.11 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
GOOGLE INC.
Meeting Date: JUN 03, 2015
Record Date: APR 06, 2015
Meeting Type: ANNUAL |
Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Costs of Renewable Energy Investments | Shareholder | Against | Abstain |
| 8 | Report on Risks Associated with Repeal of Climate Change Policies | Shareholder | Against | Abstain |
| |
|---|
HCA HOLDINGS, INC.
Meeting Date: APR 30, 2015
Record Date: MAR 06, 2015
Meeting Type: ANNUAL |
Ticker: HCA
Security ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Milton Johnson | Management | For | For |
| 1.2 | Elect Director Robert J. Dennis | Management | For | For |
| 1.3 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.5 | Elect Director William R. Frist | Management | For | For |
| 1.6 | Elect Director Ann H. Lamont | Management | For | For |
| 1.7 | Elect Director Jay O. Light | Management | For | For |
| 1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.9 | Elect Director Michael W. Michelson | Management | For | For |
| 1.10 | Elect Director Wayne J. Riley | Management | For | For |
| 1.11 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 27, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL |
Ticker: HON
Security ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Kevin Burke | Management | For | For |
| 1D | Elect Director Jaime Chico Pardo | Management | For | For |
| 1E | Elect Director David M. Cote | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Bradley T. Sheares | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2015
Record Date: MAR 20, 2015
Meeting Type: ANNUAL |
Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 9 | Report on Certain Vesting Program | Shareholder | Against | For |
| 10 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| |
|---|
JUNIPER NETWORKS, INC.
Meeting Date: MAY 19, 2015
Record Date: MAR 24, 2015
Meeting Type: ANNUAL |
Ticker: JNPR
Security ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.2 | Elect Director Gary Daichendt | Management | For | For |
| 1.3 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.4 | Elect Director James Dolce | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Scott Kriens | Management | For | For |
| 1.7 | Elect Director Rahul Merchant | Management | For | For |
| 1.8 | Elect Director Rami Rahim | Management | For | For |
| 1.9 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.10 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
Meeting Date: APR 23, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL |
Ticker: LMT
Security ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1a | Elect Director Daniel F. Akerson | Management | For | For |
| 1.1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1.1c | Elect Director Rosalind G. Brewer | Management | For | For |
| 1.1d | Elect Director David B. Burritt | Management | For | For |
| 1.1e | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.1f | Elect Director Thomas J. Falk | Management | For | For |
| 1.1g | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.1h | Elect Director Gwendolyn S. King | Management | For | For |
| 1.1i | Elect Director James M. Loy | Management | For | For |
| 1.1j | Elect Director Joseph W. Ralston | Management | For | For |
| 1.1k | Elect Director Anne Stevens | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
Meeting Date: MAY 06, 2015
Record Date: APR 08, 2015
Meeting Type: ANNUAL |
Ticker: LYB
Security ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robin Buchanan Supervisory Board | Management | For | For |
| 1b | Elect Stephen F. Cooper to Supervisory Board | Management | For | For |
| 1c | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1d | Elect Robert G. Gwin to Supervisory Board | Management | For | For |
| 2a | Elect Kevin W. Brown to Management Board | Management | For | For |
| 2b | Elect Jeffrey A. Kaplan to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.80 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Management | For | For |
| 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
M&T BANK CORPORATION
Meeting Date: APR 21, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL |
Ticker: MTB
Security ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Melinda R. Rich | Management | For | For |
| 1.11 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.12 | Elect Director Herbert L. Washington | Management | For | For |
| 1.13 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MACY'S, INC.
Meeting Date: MAY 15, 2015
Record Date: MAR 20, 2015
Meeting Type: ANNUAL |
Ticker: M
Security ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director John A. Bryant | Management | For | For |
| 1c | Elect Director Deirdre P. Connelly | Management | For | For |
| 1d | Elect Director Meyer Feldberg | Management | For | For |
| 1e | Elect Director Leslie D. Hale | Management | For | For |
| 1f | Elect Director Sara Levinson | Management | For | For |
| 1g | Elect Director Terry J. Lundgren | Management | For | For |
| 1h | Elect Director Joseph Neubauer | Management | For | For |
| 1i | Elect Director Joyce M. Roche | Management | For | For |
| 1j | Elect Director Paul C. Varga | Management | For | For |
| 1k | Elect Director Craig E. Weatherup | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 1m | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 26, 2015
Record Date: MAR 31, 2015
Meeting Type: ANNUAL |
Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
METHANEX CORPORATION
Meeting Date: APR 30, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL/SPECIAL |
Ticker: MX
Security ID: 59151K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 1.12 | Elect Director Margaret Walker | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Adopt New By-Law No. 5 | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 24, 2015
Meeting Type: ANNUAL |
Ticker: NEE
Security ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director Robert M. Beall, II | Management | For | For |
| 1c | Elect Director James L. Camaren | Management | For | For |
| 1d | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.e | Elect Director Naren K. Gursahaney | Management | For | For |
| 1f | Elect Director Kirk S. Hachigian | Management | For | For |
| 1g | Elect Director Toni Jennings | Management | For | For |
| 1h | Elect Director Amy B. Lane | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Charter to Eliminate Supermajority Vote Requirement and Provide that the Vote Required is a Majority of Outstanding Shares, For Shareholder Approval of Certain Amendments to the Charter | Management | For | For |
| 7 | Amend Charter to Eliminate the 'for cause' Requirement for the Removal of a Director | Management | For | For |
| 8 | Amend Right to Call Special Meeting | Management | For | Against |
| 9 | Report on Political Contributions | Shareholder | Against | For |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
NOBLE ENERGY, INC.
Meeting Date: APR 28, 2015
Record Date: MAR 04, 2015
Meeting Type: ANNUAL |
Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.5 | Elect Director Eric P. Grubman | Management | For | For |
| 1.6 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.7 | Elect Director David L. Stover | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 7 | Adopt Proxy Access Right | Shareholder | Against | For |
| 8 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | For |
| |
|---|
NORTHROP GRUMMAN CORPORATION
Meeting Date: MAY 20, 2015
Record Date: MAR 24, 2015
Meeting Type: ANNUAL |
Ticker: NOC
Security ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Victor H. Fazio | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Richard B. Myers | Management | For | For |
| 1.10 | Elect Director Gary Roughead | Management | For | For |
| 1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.12 | Elect Director James S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against |
| |
|---|
NOVARTIS AG
Meeting Date: FEB 27, 2015
Record Date: JAN 15, 2015
Meeting Type: ANNUAL |
Ticker: NOVN
Security ID: 66987V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.60 per Share | Management | For | For |
| 4 | Approve CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million | Management | For | For |
| 6.3 | Approve Remuneration Report | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 7.2 | Reelect Dimitri Azar as Director | Management | For | For |
| 7.3 | Reelect Verena Briner as Director | Management | For | For |
| 7.4 | Reelect Srikant Datar as Director | Management | For | For |
| 7.5 | Reelect Ann Fudge as Director | Management | For | For |
| 7.6 | Reelect Pierre Landolt as Director | Management | For | For |
| 7.7 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.8 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.9 | Reelect Enrico Vanni as Director | Management | For | For |
| 7.10 | Reelect William Winters as Director | Management | For | For |
| 7.11 | Elect Nancy Andrews as Director | Management | For | For |
| 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Appoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For |
| |
|---|
OUTFRONT MEDIA INC.
Meeting Date: JUN 09, 2015
Record Date: APR 15, 2015
Meeting Type: ANNUAL |
Ticker: OUT
Security ID: 69007J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Manuel A. Diaz | Management | For | For |
| 1.2 | Elect Director Peter Mathes | Management | For | For |
| 1.3 | Elect Director Susan M. Tolson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 06, 2015
Record Date: MAR 13, 2015
Meeting Type: ANNUAL |
Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Jennifer Li | Management | For | For |
| 1.6 | Elect Director Jun Makihara | Management | For | For |
| 1.7 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt Anti-Forced Labor Policy for Tobacco Supply Chain | Shareholder | Against | Abstain |
| |
|---|
PPL CORPORATION
Meeting Date: MAY 20, 2015
Record Date: FEB 27, 2015
Meeting Type: ANNUAL |
Ticker: PPL
Security ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Adkins | Management | For | For |
| 1.2 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.3 | Elect Director John W. Conway | Management | For | Against |
| 1.4 | Elect Director Philip G. Cox | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Louise K. Goeser | Management | For | Against |
| 1.7 | Elect Director Stuart E. Graham | Management | For | Against |
| 1.8 | Elect Director Raja Rajamannar | Management | For | For |
| 1.9 | Elect Director Craig A. Rogerson | Management | For | Against |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Natica von Althann | Management | For | For |
| 1.12 | Elect Director Keith H. Williamson | Management | For | For |
| 1.13 | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| 6 | Proxy Access | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | For |
| 8 | Report on GHG Emission Reduction Scenarios | Shareholder | Against | For |
| |
|---|
QUALCOMM INCORPORATED
Meeting Date: MAR 09, 2015
Record Date: JAN 12, 2015
Meeting Type: ANNUAL |
Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Harish Manwani | Management | For | For |
| 1i | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1j | Elect Director Duane A. Nelles | Management | For | For |
| 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1l | Elect Director Francisco Ros | Management | For | For |
| 1m | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1n | Elect Director Brent Scowcroft | Management | For | For |
| 1o | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For |
| |
|---|
QUANTA SERVICES, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL |
Ticker: PWR
Security ID: 74762E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ball | Management | For | For |
| 1.2 | Elect Director J. Michal Conaway | Management | For | For |
| 1.3 | Elect Director Vincent D. Foster | Management | For | For |
| 1.4 | Elect Director Bernard Fried | Management | For | For |
| 1.5 | Elect Director Louis C. Golm | Management | For | For |
| 1.6 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Bruce Ranck | Management | For | For |
| 1.9 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.10 | Elect Director Pat Wood, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
Meeting Date: MAY 14, 2015
Record Date: MAR 17, 2015
Meeting Type: ANNUAL |
Ticker: RSG
Security ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director James W. Crownover | Management | For | For |
| 1d | Elect Director Ann E. Dunwoody | Management | For | For |
| 1e | Elect Director William J. Flynn | Management | For | For |
| 1f | Elect Director Manuel Kadre | Management | For | For |
| 1g | Elect Director Michael Larson | Management | For | For |
| 1h | Elect Director W. Lee Nutter | Management | For | For |
| 1i | Elect Director Donald W. Slager | Management | For | For |
| 1j | Elect Director John M. Trani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | None | For |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 19, 2015
Record Date: MAY 15, 2015
Meeting Type: ANNUAL |
Ticker: RDSA
Security ID: G7690A118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Ben van Beurden as Director | Management | For | For |
| 4 | Re-elect Guy Elliott as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 10 | Re-elect Linda Stuntz as Director | Management | For | For |
| 11 | Re-elect Hans Wijers as Director | Management | For | For |
| 12 | Re-elect Patricia Woertz as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Scrip Dividend Scheme | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Strategic Resilience for 2035 and Beyond | Shareholder | For | For |
| |
|---|
SCHLUMBERGER LIMITED
Meeting Date: APR 08, 2015
Record Date: FEB 11, 2015
Meeting Type: ANNUAL |
Ticker: SLB
Security ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Peter L.S. Currie as Director | Management | For | For |
| 1b | Elect K. Vaman Kamath as Director | Management | For | For |
| 1c | Elect V. Maureen Kempston Darkes as Director | Management | For | For |
| 1d | Elect Paal Kibsgaard as Director | Management | For | For |
| 1e | Elect Nikolay Kudryavtsev as Director | Management | For | For |
| 1f | Elect Michael E. Marks as Director | Management | For | For |
| 1g | Elect Indra K. Nooyi as Director | Management | For | For |
| 1h | Elect Lubna S. Olayan as Director | Management | For | For |
| 1i | Elect Leo Rafael Reif as Director | Management | For | For |
| 1j | Elect Tore I. Sandvold as Director | Management | For | For |
| 1k | Elect Henri Seydoux as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
Meeting Date: APR 21, 2015
Record Date: MAR 03, 2015
Meeting Type: ANNUAL |
Ticker: STWD
Security ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | For |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.6 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
TARGET CORPORATION
Meeting Date: JUN 10, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL |
Ticker: TGT
Security ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Mary E. Minnick | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Derica W. Rice | Management | For | For |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Abstain |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date: APR 14, 2015
Record Date: APR 08, 2015
Meeting Type: ANNUAL |
Ticker: ERIC B
Security ID: W26049119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.40 Per Share | Management | For | For |
| 9.1 | Determine Number of Directors (11) and Deputy Directors (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of 4 Million for Chairman and SEK 975,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Kristin Lund, Hans Vestberg, and Jacob Wallenberg as Directors; Elect Anders Nyren and Sukhinder Cassidy as New Directors | Management | For | For |
| 9.4 | Approve Remuneration of Auditors | Management | For | For |
| 9.5 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2015 Stock Purchase Plan | Management | For | For |
| 11.2 | Approve Equity Plan Financing (2015 Stock Purchase Plan) | Management | For | For |
| 11.3 | Approve Alternative Equity Plan Financing (2015 Stock Purchase Plan) | Management | For | Against |
| 11.4 | Approve 2015 Key Contributor Retention Plan | Management | For | For |
| 11.5 | Approve Equity Plan Financing (2015 Key Contributor Retention Plan) | Management | For | For |
| 11.6 | Approve Alternative Equity Plan Financing (2015 Key Contributor Retention Plan) | Management | For | Against |
| 11.7 | Approve 2015 Executive Performance Stock Plan | Management | For | For |
| 11.8 | Approve Equity Plan Financing (2015 Executive Performance Stock Plan) | Management | For | For |
| 11.9 | Approve Alternative Equity Plan Financing (2015 Executive Performance Stock Plan) | Management | For | Against |
| 12 | Approve Equity Plan Financing (2011-2014 Long-Term Variable Remuneration Programs) | Management | For | For |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2016 AGM | Shareholder | None | For |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies | Shareholder | None | Against |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
| 14.4 | Request Board to Prepare a Proposal regarding "Politician Quarantine" and to Present the Proposal to That Effect at the 2016 AGM | Shareholder | None | Against |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Abstain |
| 17 | Close Meeting | Management | None | None |
| |
|---|
TELEFONICA S.A.
Meeting Date: JUN 11, 2015
Record Date: JUN 05, 2015
Meeting Type: ANNUAL |
Ticker: TEF
Security ID: 879382109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 5 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7.A | Amend Articles Re: General Meetings | Management | For | For |
| 7.B | Amend Article 35 Re: Director Remuneration | Management | For | For |
| 7.C | Amend Articles Re: Board of Directors | Management | For | For |
| 8 | Amend Articles of General Meeting Regulations | Management | For | For |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Advisory Vote on Remuneration Policy Report | Management | For |
| |
|---|
THE ALLSTATE CORPORATION
Meeting Date: MAY 19, 2015
Record Date: MAR 20, 2015
Meeting Type: ANNUAL |
Ticker: ALL
Security ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert D. Beyer | Management | For | For |
| 1b | Elect Director Kermit R. Crawford | Management | For | For |
| 1c | Elect Director Michael L. Eskew | Management | For | For |
| 1d | Elect Director Herbert L. Henkel | Management | For | For |
| 1e | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director John W. Rowe | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Mary Alice Taylor | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| |
|---|
THE COCA-COLA COMPANY
Meeting Date: APR 29, 2015
Record Date: MAR 02, 2015
Meeting Type: ANNUAL |
Ticker: KO
Security ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Howard G. Buffet | Management | For | For |
| 1.6 | Elect Director Richard M. Daley | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.10 | Elect Director Alexis M. Herman | Management | For | For |
| 1.11 | Elect Director Muhtar Kent | Management | For | For |
| 1.12 | Elect Director Robert A. Kotick | Management | For | For |
| 1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.14 | Elect Director Sam Nunn | Management | For | For |
| 1.15 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | For |
| 5 | Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives | Shareholder | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 21, 2015
Record Date: MAR 23, 2015
Meeting Type: ANNUAL |
Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Mark Flaherty | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Mark E. Tucker | Management | For | For |
| 1l | Elect Director David A. Viniar | Management | For | For |
| 1m | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Report on Certain Vesting Program | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against |
| |
|---|
TYCO INTERNATIONAL PUBLIC LIMITED COMPANY
Meeting Date: MAR 04, 2015
Record Date: JAN 05, 2015
Meeting Type: ANNUAL |
Ticker: TYC
Security ID: G91442106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward D. Breen | Management | For | For |
| 1b | Elect Director Herman E. Bulls | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Frank M. Drendel | Management | For | For |
| 1e | Elect Director Brian Duperreault | Management | For | For |
| 1f | Elect Director Rajiv L. Gupta | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Brendan R. O'Neill | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 2a | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date: JUN 10, 2015
Record Date: APR 13, 2015
Meeting Type: ANNUAL |
Ticker: UAL
Security ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 01, 2015
Record Date: APR 02, 2015
Meeting Type: ANNUAL |
Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Change State of Incorporation from Minnesota to Delaware | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against |
| |
|---|
VALERO ENERGY CORPORATION
Meeting Date: APR 30, 2015
Record Date: MAR 03, 2015
Meeting Type: ANNUAL |
Ticker: VLO
Security ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1a | Elect Director Jerry D. Choate | Management | For | For |
| 1.1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1.1c | Elect Director Deborah P. Majoras | Management | For | For |
| 1.1d | Elect Director Donald L. Nickles | Management | For | For |
| 1.1e | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1.1f | Elect Director Robert A. Profusek | Management | For | For |
| 1.1g | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1.1h | Elect Director Stephen M. Waters | Management | For | For |
| 1.1i | Elect Director Randall J. Weisenburger | Management | For | For |
| 1.1j | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 07, 2015
Record Date: MAR 09, 2015
Meeting Type: ANNUAL |
Ticker: VZ
Security ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Net Neutrality | Shareholder | Against | For |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | For |
| 8 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 28, 2015
Record Date: MAR 03, 2015
Meeting Type: ANNUAL |
Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Judith M. Runstad | Management | For | For |
| 1m | Elect Director Stephen W. Sanger | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 1o | Elect Director Susan G. Swenson | Management | For | For |
| 1p | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
XILINX, INC.
Meeting Date: AUG 13, 2014
Record Date: JUN 16, 2014
Meeting Type: ANNUAL |
Ticker: XLNX
Security ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.5 | Elect Director J. Michael Patterson | Management | For | For |
| 1.6 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
