UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-01512 |
| Exact name of registrant as specified in charter: | Oppenheimer Capital Income Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 8/31 |
| Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-01512
Registrant Name: Oppenheimer Capital Income Fund
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Capital Income Fund
| ABBOTT LABORATORIES Meeting Date: APR 27, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ABT Security ID: 002824100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Edward M. Liddy | Management | For | For |
| 1.5 | Elect Director Nancy McKinstry | Management | For | For |
| 1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.7 | Elect Director William A. Osborn | Management | For | For |
| 1.8 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.9 | Elect Director Daniel J. Starks | Management | For | For |
| 1.10 | Elect Director John G. Stratton | Management | For | For |
| 1.11 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| ALLERGAN PLC Meeting Date: MAY 02, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Paul M. Bisaro | Management | For | For |
| 1c | Elect Director Joseph H. Boccuzi | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Adriane M. Brown | Management | For | For |
| 1f | Elect Director Christopher J. Coughlin | Management | For | For |
| 1g | Elect Director Carol Anthony 'John' Davidson | Management | For | For |
| 1h | Elect Director Catherine M. Klema | Management | For | For |
| 1i | Elect Director Peter J. McDonnell | Management | For | For |
| 1j | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1k | Elect Director Brenton L. Saunders | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5A | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5B | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| ALPHABET INC. Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | Withhold |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | For |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Abstain |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | For |
| ALTRIA GROUP, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MO Security ID: 02209S103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Casteen, III | Management | For | For |
| 1.2 | Elect Director Dinyar S. Devitre | Management | For | For |
| 1.3 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1.5 | Elect Director W. Leo Kiely, III | Management | For | For |
| 1.6 | Elect Director Kathryn B. McQuade | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Mark E. Newman | Management | For | For |
| 1.9 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1.10 | Elect Director Virginia E. Shanks | Management | For | For |
| 1.11 | Elect Director Howard A. Willard, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Nicotine Levels in Tobacco Products | Shareholder | Against | Abstain |
| APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | For |
| 6 | Establish Human Rights Committee | Shareholder | Against | Abstain |
| AT&T INC. Meeting Date: APR 27, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| BCE INC. Meeting Date: MAY 03, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BCE Security ID: 05534B760 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Sophie Brochu | Management | For | For |
| 1.3 | Elect Director Robert E. Brown | Management | For | For |
| 1.4 | Elect Director George A. Cope | Management | For | For |
| 1.5 | Elect Director David F. Denison | Management | For | For |
| 1.6 | Elect Director Robert P. Dexter | Management | For | For |
| 1.7 | Elect Director Ian Greenberg | Management | For | For |
| 1.8 | Elect Director Katherine Lee | Management | For | For |
| 1.9 | Elect Director Monique F. Leroux | Management | For | For |
| 1.10 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.11 | Elect Director Calin Rovinescu | Management | For | For |
| 1.12 | Elect Director Karen Sheriff | Management | For | For |
| 1.13 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.14 | Elect Director Paul R. Weiss | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Cease the Use of Comparisons to Determine the Compensation of Board of Directors | Shareholder | Against | Against |
| BLACKSTONE MORTGAGE TRUST, INC. Meeting Date: JUN 20, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BXMT Security ID: 09257W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | Withhold |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | Withhold |
| 1.7 | Elect Director Jonathan L. Pollack | Management | For | For |
| 1.8 | Elect Director Lynne B. Sagalyn | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY Meeting Date: MAY 01, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BMY Security ID: 110122108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Jose Baselga | Management | For | For |
| 1C | Elect Director Robert J. Bertolini | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Michael Grobstein | Management | For | For |
| 1G | Elect Director Alan J. Lacy | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Theodore R. Samuels | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Vicki L. Sato | Management | For | For |
| 1L | Elect Director Karen H. Vousden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CANADIAN NATURAL RESOURCES LIMITED Meeting Date: MAY 03, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CNQ Security ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CELANESE CORPORATION Meeting Date: APR 19, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CE Security ID: 150870103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Bennie W. Fowler | Management | For | For |
| 1d | Elect Director Edward G. Galante | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director David F. Hoffmeister | Management | For | For |
| 1g | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CHEVRON CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Ronald D. Sugar | Management | For | For |
| 1h | Elect Director Inge G. Thulin | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Abstain |
| 6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Abstain |
| 7 | Report on Methane Emissions | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| CHUBB LIMITED Meeting Date: MAY 17, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CB Security ID: H1467J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John A. Edwardson | Management | For | For |
| 5.9 | Elect Director Kimberly A. Ross | Management | For | For |
| 5.10 | Elect Director Robert W. Scully | Management | For | For |
| 5.11 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.12 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.13 | Elect Director David H. Sidwell | Management | For | For |
| 5.14 | Elect Director Olivier Steimer | Management | For | For |
| 5.15 | Elect Director James M. Zimmerman | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | Against |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 10.2 | Approve Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CIGNA CORPORATION Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CI Security ID: 125509109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.4 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.5 | Elect Director John M. Partridge | Management | For | For |
| 1.6 | Elect Director James E. Rogers | Management | For | For |
| 1.7 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.8 | Elect Director Donna F. Zarcone | Management | For | For |
| 1.9 | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| CISCO SYSTEMS, INC. Meeting Date: DEC 11, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Amy L. Chang | Management | For | For |
| 1e | Elect Director John L. Hennessy | Management | For | For |
| 1f | Elect Director Kristina M. Johnson | Management | For | For |
| 1g | Elect Director Roderick C. McGeary | Management | For | For |
| 1h | Elect Director Charles H. Robbins | Management | For | For |
| 1i | Elect Director Arun Sarin | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| CMS ENERGY CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CMS Security ID: 125896100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jon E. Barfield | Management | For | For |
| 1b | Elect Director Deborah H. Butler | Management | For | For |
| 1c | Elect Director Kurt L. Darrow | Management | For | For |
| 1d | Elect Director Stephen E. Ewing | Management | For | For |
| 1e | Elect Director William D. Harvey | Management | For | For |
| 1f | Elect Director Patricia K. Poppe | Management | For | For |
| 1g | Elect Director John G. Russell | Management | For | For |
| 1h | Elect Director Myrna M. Soto | Management | For | For |
| 1i | Elect Director John G. Sznewajs | Management | For | For |
| 1j | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| COMMSCOPE HOLDING COMPANY, INC. Meeting Date: MAY 04, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: COMM Security ID: 20337X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Stephen (Steve) C. Gray | Management | For | For |
| 1c | Elect Director L. William (Bill) Krause | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONOCOPHILLIPS Meeting Date: MAY 15, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: COP Security ID: 20825C104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Ryan M. Lance | Management | For | For |
| 1g | Elect Director Sharmila Mulligan | Management | For | For |
| 1h | Elect Director Arjun N. Murti | Management | For | For |
| 1i | Elect Director Robert A. Niblock | Management | For | For |
| 1j | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Use GAAP for Executive Compensation Metrics | Shareholder | Against | Against |
| DISH NETWORK CORPORATION Meeting Date: MAY 07, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DISH Security ID: 25470M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George R. Brokaw | Management | For | For |
| 1.2 | Elect Director James DeFranco | Management | For | Withhold |
| 1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
| 1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
| 1.5 | Elect Director Charles M. Lillis | Management | For | For |
| 1.6 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.7 | Elect Director David K. Moskowitz | Management | For | Withhold |
| 1.8 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| EDISON INTERNATIONAL Meeting Date: APR 26, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EIX Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael C. Camunez | Management | For | For |
| 1b | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1c | Elect Director James T. Morris | Management | For | For |
| 1d | Elect Director Timothy T. O'Toole | Management | For | For |
| 1e | Elect Director Pedro J. Pizarro | Management | For | For |
| 1f | Elect Director Linda G. Stuntz | Management | For | For |
| 1g | Elect Director William P. Sullivan | Management | For | For |
| 1h | Elect Director Ellen O. Tauscher | Management | For | For |
| 1i | Elect Director Peter J. Taylor | Management | For | For |
| 1j | Elect Director Brett White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| EOG RESOURCES, INC. Meeting Date: APR 24, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EOG Security ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENERAL ELECTRIC COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GE Security ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sebastien M. Bazin | Management | For | For |
| 2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 3 | Elect Director John J. Brennan | Management | For | For |
| 4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 5 | Elect Director Francisco D'Souza | Management | For | For |
| 6 | Elect Director John L. Flannery | Management | For | For |
| 7 | Elect Director Edward P. Garden | Management | For | For |
| 8 | Elect Director Thomas W. Horton | Management | For | For |
| 9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 10 | Elect Director James J. Mulva | Management | For | For |
| 11 | Elect Director Leslie F. Seidman | Management | For | For |
| 12 | Elect Director James S. Tisch | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify KPMG LLP as Auditors | Management | For | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | For |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 19 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 20 | Report on Stock Buybacks | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GRANITE CONSTRUCTION INCORPORATED Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GVA Security ID: 387328107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David H. Kelsey | Management | For | For |
| 1b | Elect Director James W. Bradford, Jr. | Management | For | For |
| 1c | Elect Director Michael F. McNally | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HALLIBURTON COMPANY Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HAL Security ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| HCA HEALTHCARE, INC. Meeting Date: APR 26, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HCA Security ID: 40412C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Milton Johnson | Management | For | For |
| 1b | Elect Director Robert J. Dennis | Management | For | For |
| 1c | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1d | Elect Director Thomas F. Frist, III | Management | For | For |
| 1e | Elect Director William R. Frist | Management | For | For |
| 1f | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1g | Elect Director Ann H. Lamont | Management | For | For |
| 1h | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1i | Elect Director Michael W. Michelson | Management | For | For |
| 1j | Elect Director Wayne J. Riley | Management | For | For |
| 1k | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HONEYWELL INTERNATIONAL INC. Meeting Date: APR 23, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HON Security ID: 438516106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director Jaime Chico Pardo | Management | For | For |
| 1F | Elect Director D. Scott Davis | Management | For | For |
| 1G | Elect Director Linnet F. Deily | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director George Paz | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 07, 2018 Record Date: JAN 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: JCI Security ID: G51502105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael E. Daniels | Management | For | For |
| 1b | Elect Director W. Roy Dunbar | Management | For | For |
| 1c | Elect Director Brian Duperreault | Management | For | For |
| 1d | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1e | Elect Director Simone Menne | Management | For | For |
| 1f | Elect Director George R. Oliver | Management | For | For |
| 1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1h | Elect Director Jurgen Tinggren | Management | For | For |
| 1i | Elect Director Mark Vergnano | Management | For | For |
| 1j | Elect Director R. David Yost | Management | For | For |
| 1k | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| 8a | Approve Cancellation of Share Premium Account | Management | For | For |
| 8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
| L3 TECHNOLOGIES INC. Meeting Date: MAY 07, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LLL Security ID: 502413107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Claude R. Canizares | Management | For | For |
| 1b | Elect Director Thomas A. Corcoran | Management | For | For |
| 1c | Elect Director Ann E. Dunwoody | Management | For | For |
| 1d | Elect Director Lewis Kramer | Management | For | For |
| 1e | Elect Director Christopher E. Kubasik | Management | For | For |
| 1f | Elect Director Robert B. Millard | Management | For | For |
| 1g | Elect Director Lloyd W. Newton | Management | For | For |
| 1h | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1i | Elect Director H. Hugh Shelton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | For | For |
| 5 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| LIVE NATION ENTERTAINMENT, INC. Meeting Date: JUN 06, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LYV Security ID: 538034109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | Against |
| 1.2 | Elect Director Ariel Emanuel | Management | For | Against |
| 1.3 | Elect Director Robert Ted Enloe, III | Management | For | Against |
| 1.4 | Elect Director Ping Fu | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Hinson | Management | For | Against |
| 1.6 | Elect Director James Iovine | Management | For | Against |
| 1.7 | Elect Director James S. Kahan | Management | For | Against |
| 1.8 | Elect Director Gregory B. Maffei | Management | For | Against |
| 1.9 | Elect Director Randall T. Mays | Management | For | Against |
| 1.10 | Elect Director Michael Rapino | Management | For | Against |
| 1.11 | Elect Director Mark S. Shapiro | Management | For | Against |
| 1.12 | Elect Director Dana Walden | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LOCKHEED MARTIN CORPORATION Meeting Date: APR 26, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LMT Security ID: 539830109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.3 | Elect Director David B. Burritt | Management | For | For |
| 1.4 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.10 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| M&T BANK CORPORATION Meeting Date: APR 17, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MTB Security ID: 55261F104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Gary N. Geisel | Management | For | For |
| 1.6 | Elect Director Richard S. Gold | Management | For | For |
| 1.7 | Elect Director Richard A. Grossi | Management | For | For |
| 1.8 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.9 | Elect Director Rene F. Jones | Management | For | For |
| 1.10 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Melinda R. Rich | Management | For | For |
| 1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.14 | Elect Director Denis J. Salamone | Management | For | Withhold |
| 1.15 | Elect Director John R. Scannell | Management | For | For |
| 1.16 | Elect Director David S. Scharfstein | Management | For | For |
| 1.17 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 08, 2017 Record Date: OCT 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 22, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| MYLAN N.V. Meeting Date: JUN 29, 2018 Record Date: JUN 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MYL Security ID: N59465109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Heather Bresch | Management | For | For |
| 1B | Elect Director Robert J. Cindrich | Management | For | For |
| 1C | Elect Director Robert J. Coury | Management | For | For |
| 1D | Elect Director JoEllen Lyons Dillon | Management | For | Against |
| 1E | Elect Director Neil Dimick | Management | For | For |
| 1F | Elect Director Melina Higgins | Management | For | Against |
| 1G | Elect Director Harry A. Korman | Management | For | For |
| 1H | Elect Director Rajiv Malik | Management | For | For |
| 1I | Elect Director Mark W. Parrish | Management | For | For |
| 1J | Elect Director Pauline van der Meer Mohr | Management | For | For |
| 1K | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 1L | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2018 | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| NEWFIELD EXPLORATION COMPANY Meeting Date: MAY 15, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NFX Security ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director Edgar R. Giesinger, Jr. | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Roger B. Plank | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director J. Terry Strange | Management | For | For |
| 1j | Elect Director J. Kent Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NEXTERA ENERGY, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NEE Security ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| NOBLE ENERGY, INC. Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NBL Security ID: 655044105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director Edward F. Cox | Management | For | For |
| 1d | Elect Director James E. Craddock | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Holli C. Ladhani | Management | For | For |
| 1g | Elect Director David L. Stover | Management | For | For |
| 1h | Elect Director Scott D. Urban | Management | For | For |
| 1i | Elect Director William T. Van Kleef | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Against |
| NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 16, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NOC Security ID: 666807102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| NOVARTIS AG Meeting Date: MAR 02, 2018 Record Date: JAN 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | For |
| 4 | Approve CHF 33.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Fixed Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 5.2 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Frans van Houten as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William Winters as Director | Management | For | For |
| 7.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| OCCIDENTAL PETROLEUM CORPORATION Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: OXY Security ID: 674599105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Spencer Abraham | Management | For | For |
| 1b | Elect Director Howard I. Atkins | Management | For | For |
| 1c | Elect Director Eugene L. Batchelder | Management | For | For |
| 1d | Elect Director John E. Feick | Management | For | For |
| 1e | Elect Director Margaret M. Foran | Management | For | For |
| 1f | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1g | Elect Director Vicki Hollub | Management | For | For |
| 1h | Elect Director William R. Klesse | Management | For | For |
| 1i | Elect Director Jack B. Moore | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 15, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PKG Security ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Hasan Jameel | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PG&E CORPORATION Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PCG Security ID: 69331C108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lewis Chew | Management | For | For |
| 1.2 | Elect Director Fred J. Fowler | Management | For | For |
| 1.3 | Elect Director Richard C. Kelly | Management | For | For |
| 1.4 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.5 | Elect Director Richard A. Meserve | Management | For | For |
| 1.6 | Elect Director Forrest E. Miller | Management | For | For |
| 1.7 | Elect Director Eric D. Mullins | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.10 | Elect Director Anne Shen Smith | Management | For | For |
| 1.11 | Elect Director Geisha J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Cease Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PM Security ID: 718172109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Massimo Ferragamo | Management | For | For |
| 1.5 | Elect Director Werner Geissler | Management | For | For |
| 1.6 | Elect Director Lisa A. Hook | Management | For | For |
| 1.7 | Elect Director Jennifer Li | Management | For | For |
| 1.8 | Elect Director Jun Makihara | Management | For | For |
| 1.9 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.10 | Elect Director Kalpana Morparia | Management | For | For |
| 1.11 | Elect Director Lucio A. Noto | Management | For | For |
| 1.12 | Elect Director Frederik Paulsen | Management | For | For |
| 1.13 | Elect Director Robert B. Polet | Management | For | For |
| 1.14 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| QUALCOMM INCORPORATED Meeting Date: MAR 23, 2018 Record Date: JAN 08, 2018 Meeting Type: PROXY CONTEST | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.3 | Elect Director Thomas W. Horton | Management | For | For |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.5 | Elect Director Ann M. Livermore | Management | For | For |
| 1.6 | Elect Director Harish Manwani | Management | For | For |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | For |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Withhold |
| 1.10 | Elect Director Francisco Ros | Management | For | Withhold |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director David G. Golden | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Harry L. You | Shareholder | For | Did Not Vote |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | Did Not Vote |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| RAYMOND JAMES FINANCIAL, INC. Meeting Date: FEB 22, 2018 Record Date: DEC 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RJF Security ID: 754730109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1.2 | Elect Director Shelley G. Broader | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.4 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.5 | Elect Director Francis S. Godbold | Management | For | For |
| 1.6 | Elect Director Thomas A. James | Management | For | For |
| 1.7 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.8 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.9 | Elect Director Paul C. Reilly | Management | For | For |
| 1.10 | Elect Director Robert P. Saltzman | Management | For | For |
| 1.11 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| RAYTHEON COMPANY Meeting Date: MAY 31, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RTN Security ID: 755111507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director Adriane M. Brown | Management | For | For |
| 1d | Elect Director Vernon E. Clark | Management | For | For |
| 1e | Elect Director Stephen J. Hadley | Management | For | For |
| 1f | Elect Director Thomas A. Kennedy | Management | For | For |
| 1g | Elect Director Letitia A. Long | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 1k | Elect Director James A. Winnefeld, Jr. | Management | For | For |
| 1l | Elect Director Robert O. Work | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| REPUBLIC SERVICES, INC. Meeting Date: MAY 11, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RSG Security ID: 760759100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Manuel Kadre | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director Thomas W. Handley | Management | For | For |
| 1d | Elect Director Jennifer M. Kirk | Management | For | For |
| 1e | Elect Director Michael Larson | Management | For | For |
| 1f | Elect Director Kim S. Pegula | Management | For | For |
| 1g | Elect Director Ramon A. Rodriguez | Management | For | For |
| 1h | Elect Director Donald W. Slager | Management | For | For |
| 1i | Elect Director John M. Trani | Management | For | For |
| 1j | Elect Director Sandra M. Volpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| SCHLUMBERGER LIMITED Meeting Date: APR 04, 2018 Record Date: FEB 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SLB Security ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Helge Lund | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Lubna S. Olayan | Management | For | For |
| 1j | Elect Director Leo Rafael Reif | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| SHIRE PLC Meeting Date: APR 24, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SHP Security ID: 82481R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect Ian Clark as Director | Management | For | For |
| 6 | Elect Thomas Dittrich as Director | Management | For | For |
| 7 | Re-elect Gail Fosler as Director | Management | For | For |
| 8 | Re-elect Steven Gillis as Director | Management | For | For |
| 9 | Re-elect David Ginsburg as Director | Management | For | For |
| 10 | Re-elect Susan Kilsby as Director | Management | For | For |
| 11 | Re-elect Sara Mathew as Director | Management | For | For |
| 12 | Re-elect Flemming Ornskov as Director | Management | For | For |
| 13 | Re-elect Albert Stroucken as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SONOCO PRODUCTS COMPANY Meeting Date: APR 18, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SON Security ID: 835495102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela L. Davies | Management | For | For |
| 1.2 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
| 1.3 | Elect Director Philipe Guillemot | Management | For | For |
| 1.4 | Elect Director Robert C. Tiede | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARWOOD PROPERTY TRUST, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: STWD Security ID: 85571B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Bronson | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | Withhold |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.6 | Elect Director Strauss Zelnick | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STATE STREET CORPORATION Meeting Date: MAY 16, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: STT Security ID: 857477103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Sara Mathew | Management | For | For |
| 1i | Elect Director William L. Meaney | Management | For | For |
| 1j | Elect Director Sean O'Sullivan | Management | For | For |
| 1k | Elect Director Richard P. Sergel | Management | For | For |
| 1l | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting Standard for Specified Corporate Actions | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STEEL DYNAMICS, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: STLD Security ID: 858119100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Keith E. Busse | Management | For | For |
| 1.3 | Elect Director Frank D. Byrne | Management | For | For |
| 1.4 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.5 | Elect Director Traci M. Dolan | Management | For | For |
| 1.6 | Elect Director Jurgen Kolb | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Provide Shareholders the Right to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Restricted Stock Plan | Management | For | For |
| THE ALLSTATE CORPORATION Meeting Date: MAY 11, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALL Security ID: 020002101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| THE COCA-COLA COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KO Security ID: 191216100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Christopher C. Davis | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James Quincey | Management | For | For |
| 1.15 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.16 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GS Security ID: 38141G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director William W. George | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 24, 2018 Record Date: FEB 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PNC Security ID: 693475105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Bunch | Management | For | For |
| 1.2 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.3 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.6 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Linda R. Medler | Management | For | For |
| 1.9 | Elect Director Martin Pfinsgraff | Management | For | For |
| 1.10 | Elect Director Donald J. Shepard | Management | For | For |
| 1.11 | Elect Director Michael J. Ward | Management | For | For |
| 1.12 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOTAL SA Meeting Date: JUN 01, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: 89151E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.48 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | Against |
| 7 | Reelect Patrick Artus as Director | Management | For | For |
| 8 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 10 | Approve Agreements with Patrick Pouyanne | Management | For | For |
| 11 | Approve Compensation of Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives | Shareholder | Against | Against |
| UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: UNH Security ID: 91324P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Richard T. Burke | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Stephen J. Hemsley | Management | For | For |
| 1e | Elect Director Michele J. Hooper | Management | For | For |
| 1f | Elect Director F. William McNabb, III | Management | For | For |
| 1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director David S. Wichmann | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VALERO ENERGY CORPORATION Meeting Date: MAY 03, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: VLO Security ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| VERIZON COMMUNICATIONS INC. Meeting Date: MAY 03, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: VZ Security ID: 92343V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.8 | Elect Director Rodney E. Slater | Management | For | For |
| 1.9 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.10 | Elect Director Gregory D. Wasson | Management | For | For |
| 1.11 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| 7 | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 8 | Clawback of Incentive Payments | Shareholder | Against | For |
| 9 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | For |
| XILINX, INC. Meeting Date: AUG 09, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: XLNX Security ID: 983919101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Segers | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director Saar Gillai | Management | For | For |
| 1.4 | Elect Director Ronald S. Jankov | Management | For | For |
| 1.5 | Elect Director Thomas H. Lee | Management | For | For |
| 1.6 | Elect Director J. Michael Patterson | Management | For | For |
| 1.7 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.8 | Elect Director Marshall C. Turner | Management | For | For |
| 1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Capital Income Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
| Trustee, President and Principal Executive Officer |
Date: August 20, 2018
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |
