UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File number: 811-01528
Bruce Fund, Inc.
(Exact name of registrant as specified in charter)
20 North Wacker Drive, suite 2414, Chicago, IL 60606
(Address of principal executive offices) (Zip code)
Joseph Rezabek
Huntington Asset Services, Inc.
2960 North Meridian Ste. 300
Indianapoils, IN 46208
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-236-9160
Date of fiscal year end: 06/30
Date of reporting period: 07/01/2011 - 06/30/2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
Quarterly Report of Proxy Voting Record
Fund/Fund Family Name: Bruce Fund
Security Meeting Proposed For, Against For or Against
Name Ticker Cusip Date (M) or (S) Description Vote or Abstain Management
EDAP EDAP 268311107 6/25/2012 M Auditors Y F F
EDAP EDAP 268311107 6/25/2012 M Director Y F F
EDAP EDAP 268311107 6/25/2012 M Delegation Board Powers Y F F
EDAP EDAP 268311107 6/25/2012 M Issue Shares to Employees N A A
EDAP EDAP 268311107 6/25/2012 M Issue Shares to Employee Saving plan N A A
EDAP EDAP 268311107 6/25/2012 M Issue Shares to Bonds N A A
EDAP EDAP 268311107 6/25/2012 M Issue Shares to Specified Persons N A A
DIRECTV DTV 25490A101 5/3/2012 M Directors Y F F
DIRECTV DTV 25490A101 5/3/2012 M Accounting Y F F
DIRECTV DTV 25490A101 5/3/2012 M Increase Shares Y F F
DIRECTV DTV 25490A101 5/3/2012 M Executive Compensation Y F F
DIRECTV DTV 25490A101 5/3/2012 M No Change of Control Awards Y F A
Astrotech ASTC 046484101 3/29/2012 M Directors Y F F
Astrotech ASTC 046484101 3/29/2012 M Auditors Y F F
Astrotech ASTC 046484101 3/29/2012 M Reverse Stock Split Y F F
RLI RLI 749607107 5/3/2012 M Directors Y F F
RLI RLI 749607107 5/3/2012 M Auditors Y F F
RLI RLI 749607107 5/3/2012 M Executive Compensation Y F F
Airboss BOS 00927V200 5/10/2012 M Directors Y F F
Airboss BOS 00927V200 5/10/2012 M Auditors Y F F
Titan Wheel TWI 88830M102 5/17/2012 M Directors Y F F
Titan Wheel TWI 88830M102 5/17/2012 M Accounting Y F F
Titan Wheel TWI 88830M102 5/17/2012 M Executive Compensation Y F F
Double Eagle DBLE 258570209 5/24/2012 M Directors Y F F
Double Eagle DBLE 258570209 5/24/2012 M Auditors Y F F
Security Meeting Proposed For, Against For or Against
Name Ticker Cusip Date (M) or (S) Description Vote or Abstain Management
Double Eagle DBLE 258570209 5/24/2012 M Executive compensation Y F F
Double Eagle DBLE 258570209 5/24/2012 M Frequency 1yr F F
Calpine CPN 131347304 5/15/2012 M Directors Y F F
Calpine CPN 131347304 5/15/2012 M Auditors Y F F
Calpine CPN 131347304 5/15/2012 M Compensation Y F F
Kinross Gold KGC 496902404 5/9/2012 M Directors Y F F
Kinross Gold KGC 496902404 5/9/2012 M Auditors Y F F
Kinross Gold KGC 496902404 5/9/2012 M Compensation Y F F
Kinross Gold KGC 496902404 5/9/2012 M Shareholder Rights Y F F
C&J Energy CJES 12467B304 5/29/2012 M Directors Y F F
C&J Energy CJES 12467B304 5/29/2012 M Auditors Y F F
C&J Energy CJES 12467B304 5/29/2012 M Compensation Y F F
C&J Energy CJES 12467B304 5/29/2012 M Incentive Plan Y F F
C&J Energy CJES 12467B304 5/29/2012 M Frequency 1yr F F
Sandridge SD 80007P307 6/1/2012 M Directors Y F F
Sandridge SD 80007P307 6/1/2012 M Accounting Y F F
Sandridge SD 80007P307 6/1/2012 M Incentive Plan Y F F
Elan ELN 284131208 5/24/2012 M Directors Y F F
Elan ELN 284131208 5/24/2012 M Auditor Pay Y F F
Elan ELN 284131208 5/24/2012 M Incentive Plan Y F F
Elan ELN 284131208 5/24/2012 M Share Repurchase Y F F
Omega Protein OME 68210P107 6/21/2012 M Directors Y F F
Omega Protein OME 68210P107 6/21/2012 M Accounting Y F F
Omega Protein OME 68210P107 6/21/2012 M Compensation Y F F
Solitario XPL 8342EP107 6/14/2012 M Directors Y F F
Solitario XPL 8342EP107 6/14/2012 M Accounting Y F F
Solitario XPL 8342EP107 6/14/2012 M Frequency 1yr F A
Security Meeting Proposed For, Against For or Against
Name Ticker Cusip Date (M) or (S) Description Vote or Abstain Management
Solitario XPL 8342EP107 6/14/2012 M Compensation Y F F
ICG Group ICGE 46059C205 6/15/2012 M Directors Y F F
ICG Group ICGE 46059C205 6/15/2012 M Accounting Y F F
ICG Group ICGE 46059C205 6/15/2012 M Compensation Plan Y F F
Durect DRRX 26605104 6/20/2012 M Directors Y F F
Durect DRRX 26605104 6/20/2012 M Say On Pay Y F F
Durect DRRX 26605104 6/20/2012 M Accounting Firm Y F F
Merck MRK 58933Y105 5/22/2012 M Directors Y F F
Merck MRK 58933Y105 5/22/2012 M Accounting Y F F
Merck MRK 58933Y105 5/22/2012 M Political Contribution Publication N A F
Merck MRK 58933Y105 5/22/2012 M Executive Compensation Y F F
Merck MRK 58933Y105 5/22/2012 M Written Consent Y F A
Merck MRK 58933Y105 5/22/2012 M Special Meeting Y F A
Unisource UNS 909205106 5/4/2012 M Directors Y F F
Unisource UNS 909205106 5/4/2012 M Auditors Y F F
Unisource UNS 909205106 5/4/2012 M Incentive Plan Y F F
Unisource UNS 909205106 5/4/2012 M Name Change Y F F
Pfizer PFE 717081103 4/26/2012 M Directors Y F F
Pfizer PFE 717081103 4/26/2012 M Accounting Y F F
Pfizer PFE 717081103 4/26/2012 M Political Contribution Publication N A F
Pfizer PFE 717081103 4/26/2012 M Executive Compensation Y A A
Pfizer PFE 717081103 4/26/2012 M Director Compensation Y F A
Nextera NEE 65339F101 5/25/2012 M Directors Y F F
Nextera NEE 65339F101 5/25/2012 M Auditors Y F F
Nextera NEE 65339F101 5/25/2012 M Compensation N A A
Integrys Energy TEG 45822P105 5/10/2012 M Directors Y F F
Security Meeting Proposed For, Against For or Against
Name Ticker Cusip Date (M) or (S) Description Vote or Abstain Management
Integrys Energy TEG 45822P105 5/10/2012 M Compensation Y F F
Integrys Energy TEG 45822P105 5/10/2012 M Majority Voting Y F F
Integrys Energy TEG 45822P105 5/10/2012 M Accounting Y F F
Pepco Holdings POM 713291102 5/18/2012 M Directors Y F F
Pepco Holdings POM 713291102 5/18/2012 M Compensation/Restated Plan N A A
Pepco Holdings POM 713291102 5/18/2012 M Incentive Plan/Criteria N A A
Pepco Holdings POM 713291102 5/18/2012 M Accounting Y F F
Allstate ALL 020002101 5/22/2012 M Directors Y F F
Allstate ALL 020002101 5/22/2012 M Auditors Y F F
Allstate ALL 020002101 5/22/2012 M Special Meeting Y F F
Allstate ALL 020002101 5/22/2012 M Forum Y F F
Allstate ALL 020002101 5/22/2012 M Political Contribution Publication N A F
US Ecology ECOL 91732J102 5/17/2012 M Directors Y F F
US Ecology ECOL 91732J102 5/17/2012 M Compensation Y F F
US Ecology ECOL 91732J102 5/17/2012 M Accounting Y F F
Agenus AGEN 00847G101 6/13/2012 M Directors Y F F
Agenus AGEN 00847G101 6/13/2012 M Share decrease Y F F
Agenus AGEN 00847G101 6/13/2012 M Share Authorization Y F F
Agenus AGEN 00847G101 6/13/2012 M Incentive Plan Y F F
Agenus AGEN 00847G101 6/13/2012 M Accounting Y F F
Flotek FTK 343389102 5/18/2012 M Directors Y F F
Flotek FTK 343389102 5/18/2012 M Auditors Y F F
Flotek FTK 343389102 5/18/2012 M Stock Purchase Plan Y F F
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) BRUCE FUND, INC.
| | |
| By | | /s/ R. Jeffrey Bruce |
| | R. Jeffrey Bruce |
| | Date: 8-28-12 |
