UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File number: 811-01528
Bruce Fund, Inc.
(Exact name of registrant as specified in charter)
20 North Wacker Drive, Suite 2414, Chicago, IL 60606
(Address of principal executive offices) (Zip code)
Robert B. Bruce
20 North Wacker Drive, Suite 2414
Chicago, Illinois 60606
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-236-9160
Date of fiscal year end: June 30
Date of reporting period: 07/01/14 – 06/30/15
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Secs. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Sec. 3507.
| | | | | | | | | | | | | | | | |
Security Name | | Ticker | | Cusip | | Meeting
Date | | Proposed
(M) or (S) | | Description | | Vote | | For,
Against
or Abstain | | For or
Against
Management |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Auditors | | Y | | F | | F |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Director | | Y | | F | | F |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Delegation Board Powers | | Y | | F | | F |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Issue Shares | | Y | | F | | F |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Issue Shares Public offering | | N | | A | | A |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Issue Shares to Specified Persons | | N | | A | | A |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Issue Shares Specified Characteristics | | N | | A | | A |
EDAP | | EDAP | | 268311107 | | 6/30/2015 | | M | | Issue Shares to Employees | | Y | | F | | A |
| | | | | | | | |
Astrotech | | ASTC | | 046484101 | | 6/30/2015 | | M | | Directors | | Y | | F | | F |
Astrotech | | ASTC | | 046484101 | | 6/30/2015 | | M | | Auditors | | Y | | F | | F |
Astrotech | | ASTC | | 046484101 | | 8/20/2014 | | M | | Asset Sale | | Y | | F | | F |
Astrotech | | ASTC | | 046484101 | | 8/20/2014 | | M | | Asset Sale Compensation | | N | | A | | A |
| | | | | | | | |
RLI | | RLI | | 749607107 | | 5/7/2015 | | M | | Directors | | Y | | F | | F |
RLI | | RLI | | 749607107 | | 5/7/2015 | | M | | Auditors | | Y | | F | | F |
RLI | | RLI | | 749607107 | | 5/7/2015 | | M | | Executive Compensation | | Y | | F | | F |
RLI | | RLI | | 749607107 | | 5/7/2015 | | M | | Stock Plan | | Y | | F | | F |
RLI | | RLI | | 749607107 | | 5/7/2015 | | M | | Incentive Plan | | Y | | F | | F |
| | | | | | | | |
Airboss | | BOS | | 00927V200 | | 5/14/2015 | | M | | Directors | | Y | | F | | F |
Airboss | | BOS | | 00927V200 | | 5/14/2015 | | M | | Auditors | | Y | | F | | F |
Airboss | | BOS | | 00927V200 | | 5/14/2015 | | M | | Incentive Plan | | Y | | F | | F |
| | | | | | | | |
Titan Wheel | | TWI | | 88830M102 | | 6/4/2015 | | M | | Directors | | Y | | F | | F |
Titan Wheel | | TWI | | 88830M102 | | 6/4/2015 | | M | | Accounting | | Y | | F | | F |
Titan Wheel | | TWI | | 88830M102 | | 6/4/2015 | | M | | Executive Compensation | | Y | | F | | F |
Titan Wheel | | TWI | | 88830M102 | | 6/4/2015 | | M | | Reincorporation | | Y | | F | | F |
Titan Wheel | | TWI | | 88830M102 | | 6/4/2015 | | M | | Declassifying Directors | | N | | A | | F |
| | | | | | | | |
Calpine | | CPN | | 131347304 | | 5/13/2015 | | M | | Directors | | Y | | F | | F |
Calpine | | CPN | | 131347304 | | 5/13/2015 | | M | | Auditors | | Y | | F | | F |
Calpine | | CPN | | 131347304 | | 5/13/2015 | | M | | Compensation | | Y | | F | | F |
Calpine | | CPN | | 131347304 | | 5/13/2015 | | M | | Majority Voting | | Y | | F | | F |
Calpine | | CPN | | 131347304 | | 5/13/2015 | | M | | Incentive Plan | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
Kinross Gold | | KGC | | 496902404 | | 5/6/2015 | | M | | Directors | | Y | | F | | F |
Kinross Gold | | KGC | | 496902404 | | 5/6/2015 | | M | | Auditors | | Y | | F | | F |
Kinross Gold | | KGC | | 496902404 | | 5/6/2015 | | M | | Amendments to the Articles | | Y | | F | | F |
Kinross Gold | | KGC | | 496902404 | | 5/6/2015 | | M | | Shareholder Rights Plan | | Y | | F | | F |
Kinross Gold | | KGC | | 496902404 | | 5/6/2015 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | |
C&J Energy | | CJES | | 12467B304 | | 3/20/2015 | | M | | Merger | | Y | | F | | F |
C&J Energy | | CJES | | 12467B304 | | 3/20/2015 | | M | | Board Classes | | Y | | F | | F |
C&J Energy | | CJES | | 12467B304 | | 3/20/2015 | | M | | Compensation/Merger | | N | | A | | A |
| | | | | | | | |
Sandridge | | SD | | 80007P307 | | 6/4/2015 | | M | | Directors | | Y | | F | | F |
Sandridge | | SD | | 80007P307 | | 6/4/2015 | | M | | Accounting | | Y | | F | | F |
Sandridge | | SD | | 80007P307 | | 6/4/2015 | | M | | Compensation | | Y | | F | | F |
Sandridge | | SD | | 80007P307 | | 6/4/2015 | | M | | Increase Share Authorization | | Y | | F | | F |
| | | | | | | | |
Omega Protein | | OME | | 68210P107 | | 6/25/2015 | | M | | Directors | | A | | A | | A |
Omega Protein | | OME | | 68210P107 | | 6/25/2015 | | M | | Accounting Firm | | Y | | F | | F |
Omega Protein | | OME | | 68210P107 | | 6/25/2015 | | M | | Compensation | | Y | | F | | F |
Omega Protein | | OME | | 68210P107 | | 6/25/2015 | | M | | Incentive Plan | | Y | | F | | F |
| | | | | | | | |
Actua Corp. | | ACTA | | 005094107 | | 6/12/2015 | | M | | Directors | | Y | | F | | F |
Actua Corp. | | ACTA | | 005094107 | | 6/12/2015 | | M | | Accounting | | Y | | F | | F |
Actua Corp. | | ACTA | | 005094107 | | 6/12/2015 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | |
Bunge | | BG | | G16962105 | | 5/20/2015 | | M | | Directors | | Y | | F | | F |
Bunge | | BG | | G16962105 | | 5/20/2015 | | M | | Accounting | | Y | | F | | F |
Bunge | | BG | | G16962105 | | 5/20/2015 | | M | | Executive Compensation | | Y | | F | | F |
Bunge | | BG | | G16962105 | | 5/20/2015 | | M | | Equity Incentive Plan | | Y | | F | | F |
Bunge | | BG | | G16962105 | | 5/20/2015 | | M | | Supply Chain and Deforestation | | N | | A | | F |
| | | | | | | | |
Merck | | MRK | | 58933Y105 | | 5/26/2015 | | M | | Directors | | Y | | F | | F |
Merck | | MRK | | 58933Y105 | | 5/26/2015 | | M | | Accounting | | Y | | F | | F |
Merck | | MRK | | 58933Y105 | | 5/26/2015 | | M | | Incentive Plan | | Y | | F | | F |
Merck | | MRK | | 58933Y105 | | 5/26/2015 | | M | | Accelerated Vesting | | N | | A | | F |
Merck | | MRK | | 58933Y105 | | 5/26/2015 | | M | | Written Consent | | N | | A | | F |
| | | | | | | | | | | | | | | | |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Directors | | Y | | F | | F |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Accounting | | Y | | F | | F |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Disclosure of Lobbying | | N | | A | | F |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Executive Compensation | | Y | | F | | F |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Written Consent | | N | | A | | F |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Accelerated Pay | | N | | A | | F |
IBM | | IBM | | 459200101 | | 4/28/2015 | | M | | Public Policy | | N | | A | | F |
| | | | | | | | |
Pfizer | | PFE | | 717081103 | | 4/23/2015 | | M | | Directors | | Y | | F | | F |
Pfizer | | PFE | | 717081103 | | 4/23/2015 | | M | | Accounting | | Y | | F | | F |
Pfizer | | PFE | | 717081103 | | 4/23/2015 | | M | | Executive Compensation | | Y | | F | | F |
Pfizer | | PFE | | 717081103 | | 4/23/2015 | | M | | Lobbying | | N | | A | | F |
| | | | | | | | |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Directors | | Y | | F | | F |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Auditors | | Y | | F | | F |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Eliminate Supermajority Vote | | Y | | F | | F |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Compensation | | Y | | F | | F |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Director Removal | | Y | | F | | F |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Special Meeting | | Y | | F | | F |
Nextera | | NEE | | 65339F101 | | 5/21/2015 | | M | | Political Contributions | | N | | A | | F |
| | | | | | | | |
Integrys Energy | | TEG | | 45822P105 | | 11/21/2014 | | M | | Merger | | Y | | F | | F |
Integrys Energy | | TEG | | 45822P105 | | 11/21/2014 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | |
Pepco Holdings | | POM | | 713291102 | | 9/23/2014 | | M | | Merger | | Y | | F | | F |
Pepco Holdings | | POM | | 713291102 | | 9/23/2014 | | M | | Compensation | | Y | | F | | F |
Pepco Holdings | | POM | | 713291102 | | 9/23/2014 | | M | | Special Meeting | | Y | | F | | F |
| | | | | | | | |
Allstate | | ALL | | 020002101 | | 5/19/2015 | | M | | Directors | | Y | | F | | F |
Allstate | | ALL | | 020002101 | | 5/19/2015 | | M | | Auditors | | Y | | F | | F |
Allstate | | ALL | | 020002101 | | 5/19/2015 | | M | | Compensation | | Y | | F | | F |
Allstate | | ALL | | 020002101 | | 5/19/2015 | | M | | Executive Equity Retention | | N | | A | | F |
| | | | | | | | | | | | | | | | |
US Ecology | | ECOL | | 91732J102 | | 5/27/2015 | | M | | Directors | | Y | | F | | F |
US Ecology | | ECOL | | 91732J102 | | 5/27/2015 | | M | | Compensation | | Y | | F | | F |
US Ecology | | ECOL | | 91732J102 | | 5/27/2015 | | M | | Accounting | | Y | | F | | F |
US Ecology | | ECOL | | 91732J102 | | 5/27/2015 | | M | | Incentive Plan | | Y | | F | | F |
| | | | | | | | |
Agenus | | AGEN | | 00847G705 | | 6/24/2015 | | M | | Directors | | Y | | F | | F |
Agenus | | AGEN | | 00847G705 | | 6/24/2015 | | M | | Compensation | | Y | | F | | F |
Agenus | | AGEN | | 00847G705 | | 6/24/2015 | | M | | Incentive Plan | | Y | | F | | F |
Agenus | | AGEN | | 00847G705 | | 6/24/2015 | | M | | Accounting | | Y | | F | | F |
| | | | | | | | |
Flotek | | FTK | | 343389102 | | 4/24/2015 | | M | | Directors | | Y | | F | | F |
Flotek | | FTK | | 343389102 | | 4/24/2015 | | M | | Auditors | | Y | | F | | F |
Flotek | | FTK | | 343389102 | | 4/24/2015 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | |
Abbvie | | ABBV | | 00287Y109 | | 5/8/2015 | | M | | Directors | | Y | | F | | F |
Abbvie | | ABBV | | 00287Y109 | | 5/8/2015 | | M | | Auditors | | Y | | F | | F |
Abbvie | | ABBV | | 00287Y109 | | 5/8/2015 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | |
Amerco | | UHAL | | 023586100 | | 8/28/2014 | | M | | Directors | | N | | A | | A |
Amerco | | UHAL | | 023586100 | | 8/28/2014 | | M | | Compensation | | Y | | F | | F |
Amerco | | UHAL | | 023586100 | | 8/28/2014 | | M | | Board Actions | | Y | | F | | F |
Amerco | | UHAL | | 023586100 | | 8/28/2014 | | M | | Accounting | | Y | | F | | F |
| | | | | | | | |
Diamond Foods | | DMND | | 252603105 | | 1/13/2015 | | M | | Directors | | Y | | F | | F |
Diamond Foods | | DMND | | 252603105 | | 1/13/2015 | | M | | Auditors | | Y | | F | | F |
Diamond Foods | | DMND | | 252603105 | | 1/13/2015 | | M | | Say on Pay | | Y | | F | | F |
| | | | | | | | |
Prothena | | PRTA | | G72800108 | | 5/21/2015 | | M | | Directors | | Y | | F | | F |
Prothena | | PRTA | | G72800108 | | 5/21/2015 | | M | | Auditors | | Y | | F | | F |
| | | | | | | | |
Phoenix | | PNX | | 71902E604 | | 11/20/2014 | | M | | Directors | | Y | | F | | F |
Phoenix | | PNX | | 71902E604 | | 11/20/2014 | | M | | Auditors | | Y | | F | | F |
Phoenix | | PNX | | 71902E604 | | 11/20/2014 | | M | | Compensation | | Y | | F | | F |
Phoenix | | PNX | | 71902E604 | | 11/20/2014 | | M | | Long term Incentive Plan | | N | | A | | A |
Phoenix | | PNX | | 71902E604 | | 5/14/2015 | | M | | Directors | | N | | A | | A |
Phoenix | | PNX | | 71902E604 | | 5/14/2015 | | M | | Auditors | | Y | | F | | F |
Phoenix | | PNX | | 71902E604 | | 5/14/2015 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | | | | | | | | | |
Abbott | | ABT | | 002824100 | | 4/24/2015 | | M | | Directors | | Y | | F | | F |
Abbott | | ABT | | 002824100 | | 4/24/2015 | | M | | GMO Ingredients | | N | | A | | F |
Abbott | | ABT | | 002824100 | | 4/24/2015 | | M | | Independent Chairman | | N | | A | | F |
Abbott | | ABT | | 002824100 | | 4/24/2015 | | M | | Say on Pay | | Y | | F | | F |
Abbott | | ABT | | 002824100 | | 4/24/2015 | | M | | Accounting | | Y | | F | | F |
| | | | | | | | |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Directors | | Y | | F | | F |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Auditors | | Y | | F | | F |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Incentive Plan | | Y | | F | | F |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Compensation | | Y | | F | | F |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Accelerated Pay Limitation | | N | | A | | F |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Proxy Access | | N | | A | | F |
Duke Energy | | DUK | | 26441C204 | | 5/7/2015 | | M | | Political Contribution | | N | | A | | F |
| | | | | | | | |
Sirius XM Holding | | SIRI | | 82968B103 | | 5/19/2015 | | M | | Directors | | Y | | F | | F |
Sirius XM Holding | | SIRI | | 82968B103 | | 5/19/2015 | | M | | Stock Incentive Plan | | Y | | F | | F |
Sirius XM Holding | | SIRI | | 82968B103 | | 5/19/2015 | | M | | Accounting | | Y | | F | | F |
| | | | | | | | |
Supernus | | SUPN | | 868459108 | | 5/21/2015 | | M | | Directors | | Y | | F | | F |
Supernus | | SUPN | | 868459108 | | 5/21/2015 | | M | | Accounting | | Y | | F | | F |
| | | | | | | | |
CMS Energy | | CMS | | 125896100 | | 5/1/2015 | | M | | Directors | | Y | | F | | F |
CMS Energy | | CMS | | 125896100 | | 5/1/2015 | | M | | Auditors | | Y | | F | | F |
CMS Energy | | CMS | | 125896100 | | 5/1/2015 | | M | | Compensation | | Y | | F | | F |
| | | | | | | | |
Intrepid Potash | | IPI | | 46121Y102 | | 5/27/2015 | | M | | Directors | | Y | | F | | F |
Intrepid Potash | | IPI | | 46121Y102 | | 5/27/2015 | | M | | Auditors | | Y | | F | | F |
Intrepid Potash | | IPI | | 46121Y102 | | 5/27/2015 | | M | | Compensation | | Y | | F | | F |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| Registrant Bruce Fund, Inc. |
| |
| By: (Signature and Title)* | | /s/ Jeff Bruce |
| | Jeff Bruce, Secretary |
Date: 8/26/15
| * | Print the name and title of each signing officer under his or her signature. |
