UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORED OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-03489
THE WRIGHT MANAGED EQUITY TRUST
440 Wheelers Farms Road
Milford, Connecticut 06461
Megan Hadley Koehler
Atlantic Fund Services
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2000
Date of fiscal year end:
December 31
Wright Selected Blue Chip Equities Fund, Wright Major Blue Chip Equities Fund, And Wright
International Blue Chip Equities Fund
Date of reporting period:
July 1, 2012 - June 30, 2013
ITEM 1. PROXY VOTING RECORD
Wright Select Blue Chip Equities Fund
Proxy Voting Record
July 1, 2012 - June 30, 2013
| | | | | | | | |
ADVANCE AUTO PARTS, INC. |
| | | | |
Security | | 00751Y106 | | | | Meeting Type | | Annual |
Ticker Symbol | | AAP | | | | Meeting Date | | 22-May-2013 |
ISIN | | US00751Y1064 | | | | Agenda | | 933795025 - Management |
City | | | | | | Holding Recon Date | | 28-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JOHN F. BERGSTROM | | For | | For | | Y |
| | | | |
| | 2 JOHN C. BROUILLARD | | For | | For | | Y |
| | | | |
| | 3 FIONA P. DIAS | | For | | For | | Y |
| | | | |
| | 4 DARREN R. JACKSON | | For | | For | | Y |
| | | | |
| | 5 WILLIAM S. OGLESBY | | For | | For | | Y |
| | | | |
| | 6 J. PAUL RAINES | | For | | For | | Y |
| | | | |
| | 7 GILBERT T. RAY | | For | | For | | Y |
| | | | |
| | 8 CARLOS A. SALADRIGAS | | For | | For | | Y |
| | | | |
| | 9 JIMMIE L. WADE | | For | | For | | Y |
| | | | | |
2. | | APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVE PROPOSAL TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVE PROPOSAL TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO CALL A SPECIAL MEETING. | | Management | | For | | For | | Y |
| | | | | |
5. | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
AECOM TECHNOLOGY CORPORATION |
| | | | |
Security | | 00766T100 | | | | Meeting Type | | Annual |
Ticker Symbol | | ACM | | | | Meeting Date | | 07-Mar-2013 |
ISIN | | US00766T1007 | | | | Agenda | | 933726145 - Management |
City | | | | | | Holding Recon Date | | 07-Jan-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-Mar-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JOHN M. DIONISIO | | For | | For | | Y |
| | | | |
| | 2 ROBERT J. LOWE | | For | | For | | Y |
| | | | |
| | 3 WILLIAM P. RUTLEDGE | | For | | For | | Y |
| | | | |
| | 4 DANIEL R. TISHMAN | | For | | For | | Y |
| | | | | |
2 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | For | | For | | Y |
| | | | | |
3 | | VOTE ON AN ADVISORY RESOLUTION ON THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
AFFILIATED MANAGERS GROUP, INC. |
| | | | |
Security | | 008252108 | | | | Meeting Type | | Annual |
Ticker Symbol | | AMG | | | | Meeting Date | | 11-Jun-2013 |
ISIN | | US0082521081 | | | | Agenda | | 933810536 - Management |
City | | | | | | Holding Recon Date | | 19-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 10-Jun-2013 |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: SAMUEL T. BYRNE | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: SEAN M. HEALEY | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: HAROLD J. MEYERMAN | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: WILLIAM J. NUTT | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: TRACY P. PALANDJIAN | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: PATRICK T. RYAN | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: JIDE J. ZEITLIN | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE THE 2013 INCENTIVE STOCK AWARD PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Management | | For | | For | | Y |
| | | | | | | | |
AGCO CORPORATION |
| | | | |
Security | | 001084102 | | | | Meeting Type | | Annual |
Ticker Symbol | | AGCO | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US0010841023 | | | | Agenda | | 933763028 - Management |
City | | | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: P. GEORGE BENSON | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: WOLFGANG DEML | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: LUIZ F. FURLAN | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: GEORGE E. MINNICH | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: MALLIKA SRINIVASAN | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: HENDRIKUS VISSER | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE AGCO CORPORATION AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Management | | For | | For | | Y |
| | | | | |
3. | | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | RATIFICATION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
ALASKA AIR GROUP, INC. |
| | | | |
Security | | 011659109 | | | | Meeting Type | | Annual |
Ticker Symbol | | ALK | | | | Meeting Date | | 21-May-2013 |
ISIN | | US0116591092 | | | | Agenda | | 933781709 - Management |
City | | | | | | Holding Recon Date | | 22-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 20-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: WILLIAM S. AYER | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: MARION C. BLAKEY | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | | Management | | For | | For | | Y |
| | | | | |
1E | | ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. | | Management | | For | | For | | Y |
| | | | | |
1F | | ELECTION OF DIRECTOR: R. MARC LANGLAND | | Management | | For | | For | | Y |
| | | | | |
1G | | ELECTION OF DIRECTOR: DENNIS F. MADSEN | | Management | | For | | For | | Y |
| | | | | |
1H | | ELECTION OF DIRECTOR: BYRON I. MALLOTT | | Management | | For | | For | | Y |
| | | | | |
1I | | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | | Management | | For | | For | | Y |
| | | | | |
1J | | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | | Management | | For | | For | | Y |
| | | | | |
1K | | ELECTION OF DIRECTOR: ERIC K. YEAMAN | | Management | | For | | For | | Y |
| | | | | |
2 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | | Management | | For | | For | | Y |
| | | | | |
3 | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4 | | STOCKHOLDER PROPOSAL REGARDING LIMITING ACCELERATION OF EQUITY IN CONNECTION WITH A CHANGE IN CONTROL. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
ALBEMARLE CORPORATION |
| | | | |
Security | | 012653101 | | | | Meeting Type | | Annual |
Ticker Symbol | | ALB | | | | Meeting Date | | 07-May-2013 |
ISIN | | US0126531013 | | | | Agenda | | 933766858 - Management |
City | | | | | | Holding Recon Date | | 08-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 WILLIAM H. HERNANDEZ | | For | | For | | Y |
| | | | |
| | 2 LUTHER C. KISSAM IV | | For | | For | | Y |
| | | | |
| | 3 JOSEPH M. MAHADY | | For | | For | | Y |
| | | | |
| | 4 JIM W. NOKES | | For | | For | | Y |
| | | | |
| | 5 JAMES J. O’BRIEN | | For | | For | | Y |
| | | | |
| | 6 BARRY W. PERRY | | For | | For | | Y |
| | | | |
| | 7 JOHN SHERMAN JR. | | For | | For | | Y |
| | | | |
| | 8 HARRIET TEE TAGGART | | For | | For | | Y |
| | | | |
| | 9 ANNE MARIE WHITTEMORE | | For | | For | | Y |
| | | | | |
2. | | APPROVE THE 2013 STOCK COMPENSATION AND DEFERRAL ELECTION PLAN FOR NON- EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
ALLIANCE DATA SYSTEMS CORPORATION |
| | | | |
Security | | 018581108 | | | | Meeting Type | | Annual |
Ticker Symbol | | ADS | | | | Meeting Date | | 06-Jun-2013 |
ISIN | | US0185811082 | | | | Agenda | | 933797411 - Management |
City | | | | | | Holding Recon Date | | 08-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 05-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: LAWRENCE M. BENVENISTE | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: D. KEITH COBB | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: KENNETH R. JENSEN | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO AMEND THE CERTIFICATE OF INCORPORATION OF ALLIANCE DATA SYSTEMS CORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO AMEND THE CERTIFICATE OF INCORPORATION OF ALLIANCE DATA SYSTEMS CORPORATION TO PROVIDE STOCKHOLDERS CERTAIN RIGHTS TO CALL A SPECIAL MEETING. | | Management | | For | | For | | Y |
| | | | | |
5. | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
AMERICAN EAGLE OUTFITTERS, INC. |
| | | | |
Security | | 02553E106 | | | | Meeting Type | | Annual |
Ticker Symbol | | AEO | | | | Meeting Date | | 30-May-2013 |
ISIN | | US02553E1064 | | | | Agenda | | 933792118 - Management |
City | | | | Holding Recon Date | | 05-Apr-2013 |
Country | | United States | | Vote Deadline Date | | 29-May-2013 |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: ROBERT L. HANSON | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: THOMAS R. KETTELER | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: CARY D. MCMILLAN | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: DAVID M. SABLE | | Management | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TWO. HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL THREE. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014. | | Management | | For | | For | | Y |
| | | | | | | | |
AMERICAN FINANCIAL GROUP, INC. |
| | | | |
Security | | 025932104 | | | | Meeting Type | | Annual |
Ticker Symbol | | AFG | | | | Meeting Date | | 22-May-2013 |
ISIN | | US0259321042 | | | | Agenda | | 933777611 - Management |
City | | | | | | Holding Recon Date | | 25-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 CARL H. LINDNER III | | For | | For | | Y |
| | | | |
| | 2 S. CRAIG LINDNER | | For | | For | | Y |
| | | | |
| | 3 KENNETH C. AMBRECHT | | For | | For | | Y |
| | | | |
| | 4 JOHN B. BERDING | | For | | For | | Y |
| | | | |
| | 5 JOSEPH E. CONSOLINO | | For | | For | | Y |
| | | | |
| | 6 VIRGINIA C. DROSOS | | For | | For | | Y |
| | | | |
| | 7 JAMES E. EVANS | | For | | For | | Y |
| | | | |
| | 8 TERRY S. JACOBS | | For | | For | | Y |
| | | | |
| | 9 GREGORY G. JOSEPH | | For | | For | | Y |
| | | | |
| | 10 WILLIAM W. VERITY | | For | | For | | Y |
| | | | |
| | 11 JOHN I. VON LEHMAN | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | SHAREHOLDER PROPOSAL REGARDING CERTAIN EMPLOYMENT MATTERS. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
AMERIGROUP CORPORATION |
| | | | |
Security | | 03073T102 | | | | Meeting Type | | Special |
Ticker Symbol | | AGP | | | | Meeting Date | | 23-Oct-2012 |
ISIN | | US03073T1025 | | | | Agenda | | 933684842 - Management |
City | | | | | | Holding Recon Date | | 27-Aug-2012 |
Country | | United States | | | | Vote Deadline Date | | 22-Oct-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 9, 2012, BY AND AMONG WELLPOINT, INC., THE COMPANY AND WELLPOINT MERGER SUB, INC., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF WELLPOINT (AS IT MAY BE AMENDED FROM TIME TO TIME, THE “MERGER AGREEMENT”). | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO ADOPT THE MERGER AGREEMENT. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | | Management | | For | | For | | Y |
| | | | | | | | |
ARROW ELECTRONICS, INC. |
| | | | |
Security | | 042735100 | | | | Meeting Type | | Annual |
Ticker Symbol | | ARW | | | | Meeting Date | | 23-May-2013 |
ISIN | | US0427351004 | | | | Agenda | | 933782080 - Management |
City | | | | | | Holding Recon Date | | 28-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 22-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 BARRY W. PERRY | | For | | For | | Y |
| | | | |
| | 2 PHILIP K. ASHERMAN | | For | | For | | Y |
| | | | |
| | 3 GAIL E. HAMILTON | | For | | For | | Y |
| | | | |
| | 4 JOHN N. HANSON | | For | | For | | Y |
| | | | |
| | 5 RICHARD S. HILL | | For | | For | | Y |
| | | | |
| | 6 M.F. (FRAN) KEETH | | For | | For | | Y |
| | | | |
| | 7 ANDREW C. KERIN | | For | | For | | Y |
| | | | |
| | 8 MICHAEL J. LONG | | For | | For | | Y |
| | | | |
| | 9 STEPHEN C. PATRICK | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
ASCENA RETAIL GROUP, INC. |
| | | | |
Security | | 04351G101 | | | | Meeting Type | | Annual |
Ticker Symbol | | ASNA | | | | Meeting Date | | 11-Dec-2012 |
ISIN | | US04351G1013 | | | | Agenda | | 933705723 - Management |
City | | | | | | Holding Recon Date | | 12-Oct-2012 |
Country | | United States | | | | Vote Deadline Date | | 10-Dec-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JOHN USDAN | | For | | For | | Y |
| | | | |
| | 2 RANDY L. PEARCE | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS DURING FISCAL 2012. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2010 STOCK INCENTIVE PLAN, AS AMENDED. | | Management | | For | | For | | Y |
| | | | | |
4. | | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JULY 27, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
ASHLAND INC. |
| | | | |
Security | | 044209104 | | | | Meeting Type | | Annual |
Ticker Symbol | | ASH | | | | Meeting Date | | 31-Jan-2013 |
ISIN | | US0442091049 | | | | Agenda | | 933716853 - Management |
City | | | | | | Holding Recon Date | | 03-Dec-2012 |
Country | | United States | | | | Vote Deadline Date | | 30-Jan-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1.1 | | ELECTION OF CLASS III DIRECTOR: BRENDAN M. CUMMINS | | Management | | For | | For | | Y |
| | | | | |
1.2 | | ELECTION OF CLASS III DIRECTOR: MARK C. ROHR | | Management | | For | | For | | Y |
| | | | | |
1.3 | | ELECTION OF CLASS III DIRECTOR: JANICE J. TEAL | | Management | | For | | For | | Y |
| | | | | |
1.4 | | ELECTION OF CLASS III DIRECTOR: MICHAEL J. WARD | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVAL OF AN AMENDMENT TO THE 2011 ASHLAND INC. INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,000,000 SHARES AND TO MAKE CERTAIN OTHER AMENDMENTS INCLUDED THEREIN. | | Management | | For | | For | | Y |
| | | | | |
4. | | A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO ASHLAND’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | | Management | | For | | For | | Y |
| | | | | |
5. | | SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD. | | Shareholder | | For | | Against | | Y |
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AVNET,INC. |
| | | | |
Security | | 053807103 | | | | Meeting Type | | Annual |
Ticker Symbol | | AVT | | | | Meeting Date | | 02-Nov-2012 |
ISIN | | US0538071038 | | | | Agenda | | 933688737 - Management |
City | | | | | | Holding Recon Date | | 04-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 01-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 J. VERONICA BIGGINS | | For | | For | | Y |
| | | | |
| | 2 MICHAEL A. BRADLEY | | For | | For | | Y |
| | | | |
| | 3 R. KERRY CLARK | | For | | For | | Y |
| | | | | | | | | | |
| | 4 RICHARD HAMADA | | For | | For | | Y |
| | | | |
| | 5 JAMES A. LAWRENCE | | For | | For | | Y |
| | | | |
| | 6 FRANK R. NOONAN | | For | | For | | Y |
| | | | |
| | 7 RAY M. ROBINSON | | For | | For | | Y |
| | | | |
| | 8 WILLIAM H. SCHUMANN III | | For | | For | | Y |
| | | | |
| | 9 WILLIAM P. SULLIVAN | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE THE AVNET, INC. EXECUTIVE INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
BANCORPSOUTH, INC. |
| | | | |
Security | | 059692103 | | | | Meeting Type | | Annual |
Ticker Symbol | | BXS | | | | Meeting Date | | 24-Apr-2013 |
ISIN | | US0596921033 | | | | Agenda | | 933757001 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 23-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 GUS J. BLASS III | | For | | For | | Y |
| | | | |
| | 2 GRACE CLARK | | For | | For | | Y |
| | | | |
| | 3 LARRY G. KIRK | | For | | For | | Y |
| | | | |
| | 4 GUY W. MITCHELL III | | For | | For | | Y |
| | | | |
| | 5 AUBREY B. PATTERSON | | For | | For | | Y |
| | | | |
| | 6 JAMES D. ROLLINS III | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE THE AMENDED AND RESTATED BANCORPSOUTH, INC. EXECUTIVE PERFORMANCE INCENTIVE PLAN, INCLUDING RE-APPROVAL OF THE BUSINESS CRITERIA AVAILABLE FOR PERFORMANCE-BASED AWARDS. | | Management | | For | | For | | Y |
| | | | | | | | |
BE AEROSPACE, INC. |
| | | | |
Security | | 073302101 | | | | Meeting Type | | Annual |
Ticker Symbol | | BEAV | | | | Meeting Date | | 25-Jul-2012 |
ISIN | | US0733021010 | | | | Agenda | | 933657542 - Management |
City | | | | | | Holding Recon Date | | 29-May-2012 |
Country | | United States | | | | Vote Deadline Date | | 24-Jul-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 RICHARD G. HAMERMESH | | For | | For | | Y |
| | | | |
| | 2 AMIN J. KHOURY | | For | | For | | Y |
| | | | | |
2. | | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY NAME TO “B/E AEROSPACE, INC.” | | Management | | For | | For | | Y |
| | | | | |
4. | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | | Management | | For | | For | | Y |
| | | | | |
5. | | PROPOSAL TO AMEND THE BE AEROSPACE, INC. 2005 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | | | | |
BRINKER INTERNATIONAL, INC. |
| | | | |
Security | | 109641100 | | | | Meeting Type | | Annual |
Ticker Symbol | | EAT | | | | Meeting Date | | 08-Nov-2012 |
ISIN | | US1096411004 | | | | Agenda | | 933689866 - Management |
City | | | | | | Holding Recon Date | | 10-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 07-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 DOUGLAS H. BROOKS | | For | | For | | Y |
| | | | |
| | 2 JOSEPH M. DEPINTO | | For | | For | | Y |
| | | | |
| | 3 MICHAEL J. DIXON | | For | | For | | Y |
| | | | |
| | 4 HARRIET EDELMAN | | For | | For | | Y |
| | | | |
| | 5 JON L. LUTHER | | For | | For | | Y |
| | | | |
| | 6 JOHN W. MIMS | | For | | For | | Y |
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| | 7 GEORGE R. MRKONIC | | For | | For | | Y |
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| | 8 ROSENDO G. PARRA | | For | | For | | Y |
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2. | | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL 2013 YEAR. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
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CADENCE DESIGN SYSTEMS, INC. |
| | | | |
Security | | 127387108 | | | | Meeting Type | | Annual |
Ticker Symbol | | CDNS | | | | Meeting Date | | 03-May-2013 |
ISIN | | US1273871087 | | | | Agenda | | 933748975 - Management |
City | | | | | | Holding Recon Date | | 06-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 02-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1.1 | | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | | Management | | For | | For | | Y |
| | | | | |
1.2 | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | | For | | For | | Y |
| | | | | |
1.3 | | ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI-VINCENTELLI | | Management | | For | | For | | Y |
| | | | | |
1.4 | | ELECTION OF DIRECTOR: GEORGE M. SCALISE | | Management | | For | | For | | Y |
| | | | | |
1.5 | | ELECTION OF DIRECTOR: JOHN B. SHOVEN | | Management | | For | | For | | Y |
| | | | | |
1.6 | | ELECTION OF DIRECTOR: ROGER S. SIBONI | | Management | | For | | For | | Y |
| | | | | |
1.7 | | ELECTION OF DIRECTOR: YOUNG K. SOHN | | Management | | For | | For | | Y |
| | | | | |
1.8 | | ELECTION OF DIRECTOR: LIP-BU TAN | | Management | | For | | For | | Y |
| | | | | |
02 | | APPROVAL OF AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | Y |
| | | | | |
03 | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
04 | | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 28, 2013. | | Management | | For | | For | | Y |
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CARLISLE COMPANIES INCORPORATED |
| | | | |
Security | | 142339100 | | | | Meeting Type | | Annual |
Ticker Symbol | | CSL | | | | Meeting Date | | 08-May-2013 |
ISIN | | US1423391002 | | | | Agenda | | 933754207 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 07-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: ROBIN J. ADAMS | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: ROBIN S. CALLAHAN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: DAVID A. ROBERTS | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Management | | For | | For | | Y |
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CLECO CORPORATION |
| | | | |
Security | | 12561W105 | | | | Meeting Type | | Annual |
Ticker Symbol | | CNL | | | | Meeting Date | | 26-Apr-2013 |
ISIN | | US12561W1053 | | | | Agenda | | 933747531 - Management |
City | | | | | | Holding Recon Date | | 01-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 25-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 LOGAN W. KRUGER | | For | | For | | Y |
| | | | |
| | 2 BRUCE A. WILLIAMSON | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP AS CLECO CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF CLECO CORPORATION’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | MANAGEMENT PROPOSAL TO AMEND THE BYLAWS OF CLECO CORPORATION TO ELIMINATE CUMULATIVE VOTING AND TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS OF CLECO CORPORATION SO AS TO REQUIRE THAT ALL DIRECTORS BE ELECTED ANNUALLY. | | Management | | For | | For | | Y |
| | | | | |
5. | | MANAGEMENT PROPOSAL TO AMEND THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF CLECO CORPORATION TO ELIMINATE CUMULATIVE VOTING. | | Management | | For | | For | | Y |
| | | | | |
6. | | SHAREHOLDER PROPOSAL TO REQUIRE CLECO CORPORATION TO ISSUE A SUSTAINABILITY REPORT. | | Shareholder | | Against | | For | | Y |
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COMMERCE BANCSHARES, INC. |
| | | | |
Security | | 200525103 | | | | Meeting Type | | Annual |
Ticker Symbol | | CBSH | | | | Meeting Date | | 17-Apr-2013 |
ISIN | | US2005251036 | | | | Agenda | | 933746337 - Management |
City | | | | | | Holding Recon Date | | 19-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 16-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 EARL H. DEVANNY, III | | For | | For | | Y |
| | | | |
| | 2 B.F. RASSIEUR, III | | For | | For | | Y |
| | | | |
| | 3 TODD R. SCHNUCK | | For | | For | | Y |
| | | | |
| | 4 ANDREW C. TAYLOR | | For | | For | | Y |
| | | | | |
2. | | RATIFY KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | SAY ON PAY - ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE COMMERCE BANCSHARES, INC. 2005 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
5. | | APPROVAL OF AMENDMENT OF THE STOCK PURCHASE PLAN FOR NON-EMPLOYEE DIRECTORS TO INCREASE AUTHORIZED SHARES. | | Management | | For | | For | | Y |
| | | | | | | | |
COMMUNITY HEALTH SYSTEMS, INC. |
| | | | |
Security | | 203668108 | | | | Meeting Type | | Annual |
Ticker Symbol | | CYH | | | | Meeting Date | | 21-May-2013 |
ISIN | | US2036681086 | | | | Agenda | | 933777154 - Management |
City | | | | | | Holding Recon Date | | 22-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 20-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: W. LARRY CASH | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JOHN A. CLERICO | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: JAMES S. ELY III | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: JOHN A. FRY | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D. | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: JULIA B. NORTH | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: WAYNE T. SMITH | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR. | | Management | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO APPROVE THE 2009 STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED MARCH 20, 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
DELUXE CORPORATION |
| | | | |
Security | | 248019101 | | | | Meeting Type | | Annual |
Ticker Symbol | | DLX | | | | Meeting Date | | 01-May-2013 |
ISIN | | US2480191012 | | | | Agenda | | 933743557 - Management |
City | | | | | | Holding Recon Date | | 05-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 30-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 RONALD C. BALDWIN | | For | | For | | Y |
| | | | |
| | 2 CHARLES A. HAGGERTY | | For | | For | | Y |
| | | | |
| | 3 C.E. MAYBERRY MCKISSACK | | For | | For | | Y |
| | | | |
| | 4 DON J. MCGRATH | | For | | For | | Y |
| | | | |
| | 5 NEIL J. METVINER | | For | | For | | Y |
| | | | |
| | 6 STEPHEN P. NACHTSHEIM | | For | | For | | Y |
| | | | |
| | 7 MARY ANN O’DWYER | | For | | For | | Y |
| | | | |
| | 8 MARTYN R. REDGRAVE | | For | | For | | Y |
| | | | |
| | 9 LEE J. SCHRAM | | For | | For | | Y |
| | | | | |
2. | | TO CAST AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (A SAY-ON-PAY VOTE). | | Management | | For | | For | | Y |
| | | | | |
3. | | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
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DICK’S SPORTING GOODS, INC. |
| | | | |
Security | | 253393102 | | | | Meeting Type | | Annual |
Ticker Symbol | | DKS | | | | Meeting Date | | 05-Jun-2013 |
ISIN | | US2533931026 | | | | Agenda | | 933797904 - Management |
City | | | | | | Holding Recon Date | | 09-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 04-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 EMANUEL CHIRICO | | | | For | | For | | Y |
| | | | | |
| | 2 ALLEN R. WEISS | | | | For | | For | | Y |
| | | | | |
2. | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | Y |
| | | | | |
3. | | NON-BINDING ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | Y |
| | | | | | | | |
DST SYSTEMS, INC. |
| | | | |
Security | | 233326107 | | | | Meeting Type | | Annual |
Ticker Symbol | | DST | | | | Meeting Date | | 14-May-2013 |
ISIN | | US2333261079 | | | | Agenda | | 933758938 - Management |
City | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | United States | | Vote Deadline Date | | 13-May-2013 |
SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 A. EDWARD ALLINSON | | For | | For | | Y |
| | | | |
| | 2 STEPHEN C. HOOLEY | | For | | For | | Y |
| | | | |
| | 3 BRENT L. LAW | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY RESOLUTION TO APPROVE NAMED OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
EAST WEST BANCORP, INC. |
| | | | |
Security | | 27579R104 | | | | Meeting Type | | Annual |
Ticker Symbol | | EWBC | | | | Meeting Date | | 28-May-2013 |
ISIN | | US27579R1041 | | | | Agenda | | 933801993 - Management |
City | | | | Holding Recon Date | | 28-Mar-2013 |
Country | | United States | | Vote Deadline Date | | 24-May-2013 |
SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 IRIS S. CHAN | | For | | For | | Y |
| | | | |
| | 2 RUDOLPH I. ESTRADA | | For | | For | | Y |
| | | | |
| | 3 JULIA S. GOUW | | For | | For | | Y |
| | | | |
| | 4 PAUL H. IRVING | | For | | For | | Y |
| | | | |
| | 5 ANDREW S. KANE | | For | | For | | Y |
| | | | |
| | 6 TAK-CHUEN CLARENCE KWAN | | For | | For | | Y |
| | | | |
| | 7 JOHN LEE | | For | | For | | Y |
| | | | |
| | 8 HERMAN Y. LI | | For | | For | | Y |
| | | | |
| | 9 JACK C. LIU | | For | | For | | Y |
| | | | |
| | 10 DOMINIC NG | | For | | For | | Y |
| | | | |
| | 11 KEITH W. RENKEN | | For | | For | | Y |
| | | | | |
2. | | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2013 | | Management | | For | | For | | Y |
| | | | | |
3. | | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | | Management | | For | | For | | Y |
| | | | | | | | |
ENDO HEALTH SOLUTIONS INC. |
| | | | |
Security | | 29264F205 | | | | Meeting Type | | Annual |
Ticker Symbol | | ENDP | | | | Meeting Date | | 22-May-2013 |
ISIN | | US29264F2056 | | | | Agenda | | 933781913 - Management |
City | | | | | | Holding Recon Date | | 01-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: ROGER H. KIMMEL | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: RAJIV DE SILVA | | Management | | For | | For | | Y |
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1C. | | ELECTION OF DIRECTOR: JOHN J. DELUCCA | | Management | | For | | For | | Y |
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1D. | | ELECTION OF DIRECTOR: NANCY J. HUTSON, PH.D. | | Management | | For | | For | | Y |
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1E. | | ELECTION OF DIRECTOR: MICHAEL HYATT | | Management | | For | | For | | Y |
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1F. | | ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE | | Management | | For | | For | | Y |
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1G. | | ELECTION OF DIRECTOR: DAVID B. NASH, M.D., M.B.A. | | Management | | For | | For | | Y |
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1H. | | ELECTION OF DIRECTOR: JOSEPH C. SCODARI | | Management | | For | | For | | Y |
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1I. | | ELECTION OF DIRECTOR: JILL D. SMITH | | Management | | For | | For | | Y |
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1J. | | ELECTION OF DIRECTOR: WILLIAM F. SPENGLER | | Management | | For | | For | | Y |
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2. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
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3. | | TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
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ESTERLINE TECHNOLOGIES CORPORATION |
| | | | |
Security | | 297425100 | | | | Meeting Type | | Annual |
Ticker Symbol | | ESL | | | | Meeting Date | | 06-Mar-2013 |
ISIN | | US2974251009 | | | | Agenda | | 933727414 - Management |
City | | | | | | Holding Recon Date | | 08-Jan-2013 |
Country | | United States | | | | Vote Deadline Date | | 05-Mar-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: PAUL V. HAACK | | Management | | For | | For | | Y |
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1B | | ELECTION OF DIRECTOR: SCOTT E. KUECHLE | | Management | | For | | For | | Y |
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1C | | ELECTION OF DIRECTOR: R. BRADLEY LAWRENCE | | Management | | For | | For | | Y |
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2 | | TO APPROVE THE COMPANY’S 2013 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
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3 | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED OCTOBER 26, 2012. | | Management | | For | | For | | Y |
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4 | | TO RAFITY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 25, 2013. | | Management | | For | | For | | Y |
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EVEREST RE GROUP, LTD. |
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Security | | G3223R108 | | | | Meeting Type | | Annual |
Ticker Symbol | | RE | | | | Meeting Date | | 15-May-2013 |
ISIN | | BMG3223R1088 | | | | Agenda | | 933781886 - Management |
City | | | | | | Holding Recon Date | | 20-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
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| | 1 DOMINIC J. ADDESSO | | For | | For | | Y |
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| | 2 JOHN J. AMORE | | For | | For | | Y |
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| | 3 JOHN R. DUNNE | | For | | For | | Y |
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| | 4 JOSEPH V. TARANTO | | For | | For | | Y |
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| | 5 JOHN A. WEBER | | For | | For | | Y |
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2. | | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
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3. | | ADVISORY VOTE TO APPROVE 2012 EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
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FOOT LOCKER, INC. |
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Security | | 344849104 | | | | Meeting Type | | Annual |
Ticker Symbol | | FL | | | | Meeting Date | | 15-May-2013 |
ISIN | | US3448491049 | | | | Agenda | | 933775009 - Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
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| | 1 KEN C. HICKS* | | For | | For | | Y |
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| | 2 GUILLERMO MARMOL* | | For | | For | | Y |
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| | 3 DONA D. YOUNG* | | For | | For | | Y |
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| | 4 MAXINE CLARK# | | For | | For | | Y |
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2. | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
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3. | | APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES STOCK PURCHASE PLAN. | | Management | | For | | For | | Y |
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4. | | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
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5. | | SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO REPEAL CLASSIFIED BOARD. | | Shareholder | | For | | Against | | Y |
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FULTON FINANCIAL CORPORATION |
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Security | | 360271100 | | | | Meeting Type | | Annual |
Ticker Symbol | | FULT | | | | Meeting Date | | 29-Apr-2013 |
ISIN | | US3602711000 | | | | Agenda | | 933763319 - Management |
City | | | | | | Holding Recon Date | | 01-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 26-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JOE N. BALLARD | | Management | | For | | For | | Y |
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1B. | | ELECTION OF DIRECTOR: JOHN M. BOND, JR. | | Management | | For | | For | | Y |
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1C. | | ELECTION OF DIRECTOR: CRAIG A. DALLY | | Management | | For | | For | | Y |
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1D. | | ELECTION OF DIRECTOR: DENISE L. DEVINE | | Management | | For | | For | | Y |
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1E. | | ELECTION OF DIRECTOR: PATRICK J. FREER | | Management | | For | | For | | Y |
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1F. | | ELECTION OF DIRECTOR: GEORGE W. HODGES | | Management | | For | | For | | Y |
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1G. | | ELECTION OF DIRECTOR: ALBERT MORRISON III | | Management | | For | | For | | Y |
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1H. | | ELECTION OF DIRECTOR: R. SCOTT SMITH, JR. | | Management | | For | | For | | Y |
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1I. | | ELECTION OF DIRECTOR: GARY A. STEWART | | Management | | For | | For | | Y |
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1J. | | ELECTION OF DIRECTOR: ERNEST J. WATERS | | Management | | For | | For | | Y |
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1K. | | ELECTION OF DIRECTOR: E. PHILIP WENGER | | Management | | For | | For | | Y |
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2. | | NON-BINDING “SAY-ON-PAY” RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
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3. | | A RESOLUTION TO APPROVE THE AMENDED AND RESTATED EQUITY AND CASH INCENTIVE COMPENSATION PLAN. | | Management | | For | | For | | Y |
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4. | | TO RATIFY THE APPOINTMENT OF KPMG LLP, AS FULTON FINANCIAL CORPORATION’S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING 12/31/13. | | Management | | For | | For | | Y |
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HCC INSURANCE HOLDINGS, INC. |
| | | | |
Security | | 404132102 | | | | Meeting Type | | Annual |
Ticker Symbol | | HCC | | | | Meeting Date | | 22-May-2013 |
ISIN | | US4041321021 | | | | Agenda | | 933785428 - Management |
City | | | | | | Holding Recon Date | | 01-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 EMMANUEL T. BALLASES | | For | | For | | Y |
| | | | |
| | 2 JUDY C. BOZEMAN | | For | | For | | Y |
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| | 3 FRANK J. BRAMANTI | | For | | For | | Y |
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| | 4 WALTER M. DUER | | For | | For | | Y |
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| | 5 JAMES C. FLAGG, PH.D. | | For | | For | | Y |
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| | 6 THOMAS M. HAMILTON | | For | | For | | Y |
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| | 7 LESLIE S. HEISZ | | For | | For | | Y |
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| | 8 JOHN N. MOLBECK JR. | | For | | For | | Y |
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| | 9 ROBERT A. ROSHOLT | | For | | For | | Y |
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| | 10 J. MIKESELL THOMAS | | For | | For | | Y |
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| | 11 CHRISTOPHER JB WILLIAMS | | For | | For | | Y |
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2. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVAL OF THE HCC INSURANCE HOLDINGS, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | Y |
| | | | | |
5. | | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN. | | Management | | For | | For | | Y |
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HELIX ENERGY SOLUTIONS GROUP, INC. |
| | | | |
Security | | 42330P107 | | | | Meeting Type | | Annual |
Ticker Symbol | | HLX | | | | Meeting Date | | 07-May-2013 |
ISIN | | US42330P1075 | | | | Agenda | | 933759562 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 OWEN KRATZ | | For | | For | | Y |
| | | | |
| | 2 JOHN V. LOVOI | | For | | For | | Y |
| | | | |
| | 3 JAN RASK | | For | | For | | Y |
| | | | | |
2. | | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2012 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013. | | Management | | For | | For | | Y |
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HOLLYFRONTIER CORPORATION |
| | | | |
Security | | 436106108 | | | | Meeting Type | | Annual |
Ticker Symbol | | HFC | | | | Meeting Date | | 15-May-2013 |
ISIN | | US4361061082 | | | | Agenda | | 933765476 - Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: DOUGLAS Y. BECH | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: BUFORD P. BERRY | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: LELDON E. ECHOLS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: R. KEVIN HARDAGE | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: MICHAEL C. JENNINGS | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: JAMES H. LEE | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT G. MCKENZIE | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: FRANKLIN MYERS | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: MICHAEL E. ROSE | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: TOMMY A. VALENTA | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Management | | For | | For | | Y |
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HUBBELL INCORPORATED |
| | | | |
Security | | 443510201 | | | | Meeting Type | | Annual |
Ticker Symbol | | HUBB | | | | Meeting Date | | 07-May-2013 |
ISIN | | US4435102011 | | | | Agenda | | 933754978 - Management |
City | | | | | | Holding Recon Date | | 08-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 CARLOS M. CARDOSO | | For | | For | | Y |
| | | | |
| | 2 LYNN J. GOOD | | For | | For | | Y |
| | | | |
| | 3 ANTHONY J. GUZZI | | For | | For | | Y |
| | | | |
| | 4 NEAL J. KEATING | | For | | For | | Y |
| | | | |
| | 5 JOHN F. MALLOY | | For | | For | | Y |
| | | | |
| | 6 ANDREW MCNALLY IV | | For | | For | | Y |
| | | | |
| | 7 DAVID G. NORD | | For | | For | | Y |
| | | | |
| | 8 TIMOTHY H. POWERS | | For | | For | | Y |
| | | | |
| | 9 G. JACKSON RATCLIFFE | | For | | For | | Y |
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| | 10 CARLOS A. RODRIGUEZ | | For | | For | | Y |
| | | | |
| | 11 JOHN G. RUSSELL | | For | | For | | Y |
| | | | |
| | 12 RICHARD J. SWIFT | | For | | For | | Y |
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2. | | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR 2013. | | Management | | For | | For | | Y |
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INGREDION INC |
| | | | |
Security | | 457187102 | | | | Meeting Type | | Annual |
Ticker Symbol | | INGR | | | | Meeting Date | | 15-May-2013 |
ISIN | | US4571871023 | | | | Agenda | | 933769068 - Management |
City | | | | | | Holding Recon Date | | 19-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: RICHARD J. ALMEIDA | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: LUIS ARANGUREN- TRELLEZ | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: DAVID B. FISCHER | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: ILENE S. GORDON | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: PAUL HANRAHAN | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: WAYNE M. HEWETT | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: GREGORY B. KENNY | | Management | | For | | For | | Y |
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1H. | | ELECTION OF DIRECTOR: BARBARA A. KLEIN | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: JAMES M. RINGLER | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: DWAYNE A. WILSON | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY’S OPERATIONS IN 2013. | | Management | | For | | For | | Y |
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INTERDIGITAL, INC. |
| | | | |
Security | | 45867G101 | | | | Meeting Type | | Annual |
Ticker Symbol | | IDCC | | | | Meeting Date | | 13-Jun-2013 |
ISIN | | US45867G1013 | | | | Agenda | | 933807147 - Management |
City | | | | | | Holding Recon Date | | 16-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 12-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: GILBERT F. AMELIO | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JEFFREY K. BELK | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: STEVEN T. CLONTZ | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: EDWARD B. KAMINS | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: JOHN A. KRITZMACHER | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: WILLIAM J. MERRITT | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: JEAN F. RANKIN | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT S. ROATH | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF INTERDIGITAL, INC. FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
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J.B. HUNT TRANSPORT SERVICES, INC. |
| | | | |
Security | | 445658107 | | | | Meeting Type | | Annual |
Ticker Symbol | | JBHT | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US4456581077 | | | | Agenda | | 933744701 - Management |
City | | | | | | Holding Recon Date | | 14-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: FRANCESCA M. EDWARDSON | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: WAYNE GARRISON | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: SHARILYN S. GASAWAY | | Management | | For | | For | | Y |
| | | | | |
1E | | ELECTION OF DIRECTOR: GARY C. GEORGE | | Management | | For | | For | | Y |
| | | | | |
1F | | ELECTION OF DIRECTOR: BRYAN HUNT | | Management | | For | | For | | Y |
| | | | | |
1G | | ELECTION OF DIRECTOR: COLEMAN H. PETERSON | | Management | | For | | For | | Y |
| | | | | |
1H | | ELECTION OF DIRECTOR: JOHN N. ROBERTS III | | Management | | For | | For | | Y |
| | | | | |
1I | | ELECTION OF DIRECTOR: JAMES L. ROBO | | Management | | For | | For | | Y |
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1J | | ELECTION OF DIRECTOR: KIRK THOMPSON | | Management | | For | | For | | Y |
| | | | | |
1K | | ELECTION OF DIRECTOR: JOHN A. WHITE | | Management | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR CALENDAR YEAR 2013. | | Management | | For | | For | | Y |
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JACK HENRY & ASSOCIATES, INC. |
| | | | |
Security | | 426281101 | | | | Meeting Type | | Annual |
Ticker Symbol | | JKHY | | | | Meeting Date | | 14-Nov-2012 |
ISIN | | US4262811015 | | | | Agenda | | 933695186 - Management |
City | | | | | | Holding Recon Date | | 20-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 13-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 J. HALL | | For | | For | | Y |
| | | | |
| | 2 M. FLANIGAN | | For | | For | | Y |
| | | | |
| | 3 W. BROWN | | For | | For | | Y |
| | | | |
| | 4 M. SHEPARD | | For | | For | | Y |
| | | | |
| | 5 J. PRIM | | For | | For | | Y |
| | | | |
| | 6 T. WILSON | | For | | For | | Y |
| | | | |
| | 7 J. FIEGEL | | For | | For | | Y |
| | | | |
| | 8 T. WIMSETT | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE THE COMPANY’S 2012 ANNUAL INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RATIFY THE SELECTION OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | | | | |
JARDEN CORPORATION |
| | | | |
Security | | 471109108 | | | | Meeting Type | | Annual |
Ticker Symbol | | JAH | | | | Meeting Date | | 30-May-2013 |
ISIN | | US4711091086 | | | | Agenda | | 933789692 - Management |
City | | | | | | Holding Recon Date | | 05-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 29-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 IAN G. H. ASHKEN | | For | | For | | Y |
| | | | |
| | 2 WILLIAM P. LAUDER | | For | | For | | Y |
| | | | |
| | 3 ROBERT L. WOOD | | For | | For | | Y |
| | | | | |
2 | | ADOPTION AND APPROVAL OF THE JARDEN CORPORATION 2013 STOCK INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
3 | | ADOPTION AND APPROVAL OF THE JARDEN CORPORATION 2013 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS JARDEN CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
5 | | ADVISORY APPROVAL OF JARDEN CORPORATION’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
6 | | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
JONES LANG LASALLE INCORPORATED |
| | | | |
Security | | 48020Q107 | | | | Meeting Type | | Annual |
Ticker Symbol | | JLL | | | | Meeting Date | | 30-May-2013 |
ISIN | | US48020Q1076 | | | | Agenda | | 933784414 - Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 29-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: HUGO BAGUE | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: COLIN DYER | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: DEANNE JULIUS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: KATE S. LAVELLE | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: MING LU | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MARTIN H. NESBITT | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: SHEILA A. PENROSE | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: DAVID B. RICKARD | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: ROGER T. STAUBACH | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION (“SAY-ON-PAY”). | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
LAM RESEARCH CORPORATION |
| | | | |
Security | | 512807108 | | | | Meeting Type | | Annual |
Ticker Symbol | | LRCX | | | | Meeting Date | | 01-Nov-2012 |
ISIN | | US5128071082 | | | | Agenda | | 933688802 - Management |
City | | | | | | Holding Recon Date | | 07-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 31-Oct-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 MARTIN B. ANSTICE | | For | | For | | Y |
| | | | |
| | 2 ERIC K. BRANDT | | For | | For | | Y |
| | | | |
| | 3 MICHAEL R. CANNON | | For | | For | | Y |
| | | | |
| | 4 YOUSSEF A. EL-MANSY | | For | | For | | Y |
| | | | |
| | 5 CHRISTINE A. HECKART | | For | | For | | Y |
| | | | |
| | 6 GRANT M. INMAN | | For | | For | | Y |
| | | | |
| | 7 CATHERINE P. LEGO | | For | | For | | Y |
| | | | |
| | 8 STEPHEN G. NEWBERRY | | For | | For | | Y |
| | | | |
| | 9 KRISHNA C. SARASWAT | | For | | For | | Y |
| | | | |
| | 10 WILLIAM R. SPIVEY | | For | | For | | Y |
| | | | |
| | 11 ABHIJIT Y. TALWALKAR | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE ON FISCAL YEAR 2012 EXECUTIVE COMPENSATION (“SAY ON PAY”). | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
MEDICIS PHARMACEUTICAL CORPORATION |
| | | | |
Security | | 584690309 | | | | Meeting Type | | Special |
Ticker Symbol | | MRX | | | | Meeting Date | | 07-Dec-2012 |
ISIN | | US5846903095 | | | | Agenda | | 933704860 - Management |
City | | | | | | Holding Recon Date | | 29-Oct-2012 |
Country | | United States | | | | Vote Deadline Date | | 06-Dec-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 2, 2012, BY AND AMONG VALEANT PHARMACEUTICALS INTERNATIONAL, INC., VALEANT PHARMACEUTICALS INTERNATIONAL, MERLIN MERGER SUB, INC. AND MEDICIS PHARMACEUTICAL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | | | | | | | | | |
| | | | | |
2. | | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE GOLDEN PARACHUTE COMPENSATION PAYABLE TO MEDICIS’ NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | | Management | | For | | For | | Y |
| | | | | | | | |
MEDNAX, INC. |
| | | | |
Security | | 58502B106 | | | | Meeting Type | | Annual |
Ticker Symbol | | MD | | | | Meeting Date | | 09-May-2013 |
ISIN | | US58502B1061 | | | | Agenda | | 933751922 - Management |
City | | | | | | Holding Recon Date | | 12-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 08-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 CESAR L. ALVAREZ | | For | | For | | Y |
| | | | |
| | 2 WALDEMAR A. CARLO, M.D. | | For | | For | | Y |
| | | | |
| | 3 MICHAEL B. FERNANDEZ | | For | | For | | Y |
| | | | |
| | 4 ROGER K. FREEMAN, M.D. | | For | | For | | Y |
| | | | |
| | 5 PAUL G. GABOS | | For | | For | | Y |
| | | | |
| | 6 P.J. GOLDSCHMIDT, M.D. | | For | | For | | Y |
| | | | |
| | 7 MANUEL KADRE | | For | | For | | Y |
| | | | |
| | 8 ROGER J. MEDEL, M.D. | | For | | For | | Y |
| | | | |
| | 9 DONNA E. SHALALA PH.D. | | For | | For | | Y |
| | | | |
| | 10 ENRIQUE J. SOSA PH.D. | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
MICROS SYSTEMS, INC. |
| | | | |
Security | | 594901100 | | | | Meeting Type | | Annual |
Ticker Symbol | | MCRS | | | | Meeting Date | | 16-Nov-2012 |
ISIN | | US5949011002 | | | | Agenda | | 933692813 - Management |
City | | | | | | Holding Recon Date | | 17-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 15-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 LOUIS M. BROWN, JR. | | For | | For | | Y |
| | | | |
| | 2 B. GARY DANDO | | For | | For | | Y |
| | | | |
| | 3 A.L. GIANNOPOULOS | | For | | For | | Y |
| | | | |
| | 4 F. SUZANNE JENNICHES | | For | | For | | Y |
| | | | |
| | 5 JOHN G. PUENTE | | For | | For | | Y |
| | | | |
| | 6 DWIGHT S. TAYLOR | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2013 FISCAL YEAR | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO AMEND THE COMPANY’S 1991 STOCK OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL 1,200,000 SHARES OF COMMON STOCK UNDER THE PLAN | | Management | | For | | For | | Y |
| | | | | |
4. | | ADVISORY VOTE ON COMPENSATION OF COMPANY’S NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | Y |
| | | | | | | | |
NEWMARKET CORPORATION |
| | | | |
Security | | 651587107 | | | | Meeting Type | | Annual |
Ticker Symbol | | NEU | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US6515871076 | | | | Agenda | | 933746159 - Management |
City | | | | | | Holding Recon Date | | 26-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 PHYLLIS L. COTHRAN | | For | | For | | Y |
| | | | |
| | 2 MARK M. GAMBILL | | For | | For | | Y |
| | | | |
| | 3 BRUCE C. GOTTWALD | | For | | For | | Y |
| | | | |
| | 4 THOMAS E. GOTTWALD | | For | | For | | Y |
| | | | |
| | 5 PATRICK D. HANLEY | | For | | For | | Y |
| | | | |
| | 6 JAMES E. ROGERS | | For | | For | | Y |
| | | | |
| | 7 CHARLES B. WALKER | | For | | For | | Y |
| | | | | |
2 | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3 | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION. | | Management | | For | | For | | Y |
| | | | | | | | |
NV ENERGY, INC. |
| | | | |
Security | | 67073Y106 | | | | Meeting Type | | Annual |
Ticker Symbol | | NVE | | | | Meeting Date | | 08-May-2013 |
ISIN | | US67073Y1064 | | | | Agenda | | 933758178 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 07-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: GLENN C. CHRISTENSON | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: SUSAN F. CLARK | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: STEPHEN E. FRANK | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: BRIAN J. KENNEDY | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MAUREEN T. MULLARKEY | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: JOHN F. O’REILLY | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: PHILIP G. SATRE | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DONALD D. SNYDER | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: MICHAEL W. YACKIRA | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE OUR EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE OUR 2013 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
OMNICARE, INC. |
| | | | |
Security | | 681904108 | | | | Meeting Type | | Annual |
Ticker Symbol | | OCR | | | | Meeting Date | | 22-May-2013 |
ISIN | | US6819041087 | | | | Agenda | | 933799489 - Management |
City | | | | | | Holding Recon Date | | 28-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JAMES D. SHELTON | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: STEVEN J. HEYER | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: JOHN L. WORKMAN | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: AMY WALLMAN | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: ANDREA R. LINDELL | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: BARRY SCHOCHET | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: MARK A. EMMERT | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: SAM R. LENO | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: JOHN L. BERNBACH | | Management | | For | | For | | Y |
| | | | | |
2. | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | | | | |
ONEOK, INC. |
| | | | |
Security | | 682680103 | | | | Meeting Type | | Annual |
Ticker Symbol | | OKE | | | | Meeting Date | | 22-May-2013 |
ISIN | | US6826801036 | | | | Agenda | | 933777902 - Management |
City | | | | | | Holding Recon Date | | 25-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JAMES C. DAY | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JULIE H. EDWARDS | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: WILLIAM L. FORD | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: JOHN W. GIBSON | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: BERT H. MACKIE | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: STEVEN J. MALCOLM | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: JIM W. MOGG | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: PATTYE L. MOORE | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: GARY D. PARKER | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC. | | Management | | For | | For | | Y |
| | | | | |
3. | | A PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR OUR EQUITY COMPENSATION PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
5. | | A SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
POLARIS INDUSTRIES INC. |
| | | | |
Security | | 731068102 | | | | Meeting Type | | Annual |
Ticker Symbol | | PII | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US7310681025 | | | | Agenda | | 933742290 - Management |
City | | | | | | Holding Recon Date | | 28-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 BRIAN C. CORNELL | | | | For | | For | | Y |
| | | | | |
| | 2 BERND F. KESSLER | | | | For | | For | | Y |
| | | | | |
| | 3 SCOTT W. WINE | | | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | Y |
| | | | | | | | |
QLOGIC CORPORATION |
| | | | |
Security | | 747277101 | | | | Meeting Type | | Annual |
Ticker Symbol | | QLGC | | | | Meeting Date | | 23-Aug-2012 |
ISIN | | US7472771010 | | | | Agenda | | 933669458 - Management |
City | | | | | | Holding Recon Date | | 28-Jun-2012 |
Country | | United States | | | | Vote Deadline Date | | 22-Aug-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: SIMON BIDDISCOMBE | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: H.K. DESAI | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: KATHRYN B. LEWIS | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: D. SCOTT MERCER | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: GEORGE D. WELLS | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: WILLIAM M. ZEITLER | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | | | | |
RAYMOND JAMES FINANCIAL, INC. |
| | | | |
Security | | 754730109 | | | | Meeting Type | | Annual |
Ticker Symbol | | RJF | | | | Meeting Date | | 21-Feb-2013 |
ISIN | | US7547301090 | | | | Agenda | | 933731526 - Management |
City | | | | | | Holding Recon Date | | 14-Dec-2012 |
Country | | United States | | | | Vote Deadline Date | | 20-Feb-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: SHELLEY G. BROADER | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: FRANCIS S. GODBOLD | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: H.W. HABERMEYER, JR. | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: CHET HELCK | | Management | | For | | For | | Y |
| | | | | |
1E | | ELECTION OF DIRECTOR: THOMAS A. JAMES | | Management | | For | | For | | Y |
| | | | | |
1F | | ELECTION OF DIRECTOR: GORDON L. JOHNSON | | Management | | For | | For | | Y |
| | | | | |
1G | | ELECTION OF DIRECTOR: PAUL C. REILLY | | Management | | For | | For | | Y |
| | | | | |
1H | | ELECTION OF DIRECTOR: ROBERT P. SALTZMAN | | Management | | For | | For | | Y |
| | | | | |
1I | | ELECTION OF DIRECTOR: HARDWICK SIMMONS | | Management | | For | | For | | Y |
| | | | | |
1J | | ELECTION OF DIRECTOR: SUSAN N. STORY | | Management | | For | | For | | Y |
| | | | | |
2 | | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
3 | | TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
RAYONIER INC. |
| | | | |
Security | | 754907103 | | | | Meeting Type | | Annual |
Ticker Symbol | | RYN | | | | Meeting Date | | 16-May-2013 |
ISIN | | US7549071030 | | | | Agenda | | 933764145- Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 15-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: C. DAVID BROWN, II | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JOHN E. BUSH | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: THOMAS I. MORGAN | | Management | | For | | For | | Y |
| | | | | |
2. | | REAPPROVAL OF THE MATERIAL TERMS OF PERFORMANCE-BASED AWARDS UNDER THE RAYONIER NON-EQUITY INCENTIVE PLAN | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | | Management | | For | | For | | Y |
| | | | | |
4. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY | | Management | | For | | For | | Y |
| | | | | | | | |
REINSURANCE GROUP OF AMERICA, INC. |
| | | | |
Security | | 759351604 | | | | Meeting Type | | Annual |
Ticker Symbol | | RGA | | | | Meeting Date | | 15-May-2013 |
ISIN | | US7593516047 | | | | Agenda | | 933785000- Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 WILLIAM J. BARTLETT | | For | | For | | Y |
| | | | |
| | 2 ALAN C. HENDERSON | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVE AMENDMENT TO THE COMPANY’S FLEXIBLE STOCK PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | RE-APPROVE THE PERFORMANCE MEASURES UNDER THE COMPANY’S ANNUAL BONUS PLAN. | | Management | | For | | For | | Y |
| | | | | |
5. | | RE-APPROVE THE PERFORMANCE MEASURES UNDER THE COMPANY’S FLEXIBLE STOCK PLAN. | | Management | | For | | For | | Y |
| | | | | |
6. | | AMEND THE COMPANY’S ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | | For | | | | Y |
| | | | | |
7. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
RENT-A-CENTER, INC. |
| | | | |
Security | | 76009N100 | | | | Meeting Type | | Annual |
Ticker Symbol | | RCII | | | | Meeting Date | | 09-May-2013 |
ISIN | | US76009N1000 | | | | Agenda | | 933756655- Management |
City | | | | | | Holding Recon Date | | 19-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 08-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1.1 | | ELECTION OF CLASS III DIRECTOR: MITCHELL E. FADEL | | Management | | For | | For | | Y |
| | | | | |
1.2 | | ELECTION OF CLASS III DIRECTOR: PAULA STERN, PH.D. | | Management | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP, REGISTERED INDEPENDENT ACCOUNTANTS, AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO ADOPT THE ADVISORY (NON- BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
ROCK-TENN COMPANY |
| | | | |
Security | | 772739207 | | | | Meeting Type | | Annual |
Ticker Symbol | | RKT | | | | Meeting Date | | 25-Jan-2013 |
ISIN | | US7727392075 | | | | Agenda | | 933718275- Management |
City | | | | | | Holding Recon Date | | 30-Nov-2012 |
Country | | United States | | | | Vote Deadline Date | | 24-Jan-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 G. STEPHEN FELKER | | For | | For | | Y |
| | | | |
| | 2 LAWRENCE L. GELLERSTEDT | | For | | For | | Y |
| | | | |
| | 3 JOHN W. SPIEGEL | | For | | For | | Y |
| | | | | |
2. | | APPROVAL OF THE ADOPTION OF THE ROCK- TENN COMPANY AMENDED AND RESTATED ANNUAL EXECUTIVE BONUS PROGRAM TO AMEND AND RESTATE ROCK-TENN COMPANY’S CURRENT ANNUAL EXECUTIVE BONUS PROGRAM, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ROCK-TENN COMPANY. | | Management | | For | | For | | Y |
| | | | | |
4. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
5. | | SHAREHOLDER PROPOSAL - REPEAL CLASSIFIED BOARD. | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
ROSS STORES, INC. |
| | | | |
Security | | 778296103 | | | | Meeting Type | | Annual |
Ticker Symbol | | ROST | | | | Meeting Date | | 22-May-2013 |
ISIN | | US7782961038 | | | | Agenda | | 933781747- Management |
City | | | | | | Holding Recon Date | | 26-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF CLASS II DIRECTOR: MICHAEL BALMUTH | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF CLASS II DIRECTOR: K. GUNNAR BJORKLUND | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF CLASS II DIRECTOR: SHARON D. GARRETT | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF CLASS III DIRECTOR: MICHAEL J. BUSH | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF CLASS III DIRECTOR: NORMAN A. FERBER | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF CLASS III DIRECTOR: GREGORY L. QUESNEL | | Management | | For | | For | | Y |
| | | | | | | | | | |
2. | | APPROVAL OF CERTAIN PROVISIONS OF 2008 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014. | | Management | | For | | For | | Y |
| | | | | | | | |
SYNOVUS FINANCIAL CORP. |
| | | | |
Security | | 87161C105 | | | | Meeting Type | | Annual |
Ticker Symbol | | SNV | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US87161C1053 | | | | Agenda | | 933742187 - Management |
City | | | | | | Holding Recon Date | | 14-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: CATHERINE A. ALLEN | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: STEPHEN T. BUTLER | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: ELIZABETH W. CAMP | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: T. MICHAEL GOODRICH | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: V. NATHANIEL HANSFORD | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MASON H. LAMPTON | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: JERRY W. NIX | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: JOSEPH J. PROCHASKA, JR. | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: J. NEAL PURCELL | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: KESSEL D. STELLING | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: MELVIN T. STITH | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: BARRY L. STOREY | | Management | | For | | For | | Y |
| | | | | |
1M. | | ELECTION OF DIRECTOR: PHILIP W. TOMLINSON | | Management | | For | | For | | Y |
| | | | | |
1N. | | ELECTION OF DIRECTOR: JAMES D. YANCEY | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE THE COMPENSATION OF SYNOVUS’ NAMED EXECUTIVE OFFICERS AS DETERMINED BY THE COMPENSATION COMMITTEE. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE THE SYNOVUS FINANCIAL CORP. 2013 OMNIBUS PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS’ INDEPENDENT AUDITOR FOR THE YEAR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
TEREX CORPORATION |
| | | | |
Security | | 880779103 | | | | Meeting Type | | Annual |
Ticker Symbol | | TEX | | | | Meeting Date | | 09-May-2013 |
ISIN | | US8807791038 | | | | Agenda | | 933760743 - Management |
City | | | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 08-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: RONALD M. DEFEO | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: G. CHRIS ANDERSEN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DON DEFOSSET | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: THOMAS J. HANSEN | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: RAIMUND KLINKNER | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: DAVID A. SACHS | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: OREN G. SHAFFER | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DAVID C. WANG | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: SCOTT W. WINE | | Management | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE AN AMENDMENT TO THE TEREX CORPORATION 2009 OMNIBUS INCENTIVE PLAN, AS AMENDED (THE “OMNIBUS PLAN”). | | Management | | For | | For | | Y |
| | | | | |
4. | | TO APPROVE AN AMENDMENT TO THE DEFERRED COMPENSATION PLAN TO COMPLY WITH NEW YORK STOCK EXCHANGE REGULATIONS. | | Management | | For | | For | | Y |
| | | | | |
5. | | TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
THE CHEESECAKE FACTORY INCORPORATED |
| | | | |
Security | | 163072101 | | | | Meeting Type | | Annual |
Ticker Symbol | | CAKE | | | | Meeting Date | | 30-May-2013 |
ISIN | | US1630721017 | | | | Agenda | | 933791231 - Management |
City | | | | | | Holding Recon Date | | 04-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 29-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: DAVID OVERTON | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: JEROME I. KRANSDORF | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: LAURENCE B. MINDEL | | Management | | For | | For | | Y |
| | | | | |
1E | | ELECTION OF DIRECTOR: DAVID B. PITTAWAY | | Management | | For | | For | | Y |
| | | | | |
1F | | ELECTION OF DIRECTOR: DOUGLAS L. SCHMICK | | Management | | For | | For | | Y |
| | | | | |
1G | | ELECTION OF DIRECTOR: HERBERT SIMON | | Management | | For | | For | | Y |
| | | | | |
2 | | TO APPROVE AN AMENDMENT TO THE 2010 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY 1,750,000 SHARES, FROM 4,800,000 SHARES TO 6,550,000 SHARES. | | Management | | For | | For | | Y |
| | | | | |
3 | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013, ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
4 | | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
THE COOPER COMPANIES, INC. |
| | | | |
Security | | 216648402 | | | | Meeting Type | | Annual |
Ticker Symbol | | COO | | | | Meeting Date | | 21-Mar-2013 |
ISIN | | US2166484020 | | | | Agenda | | 933732770 - Management |
City | | | | | | Holding Recon Date | | 25-Jan-2013 |
Country | | United States | | | | Vote Deadline Date | | 20-Mar-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: A. THOMAS BENDER | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: JODY S. LINDELL | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: GARY S. PETERSMEYER | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: DONALD PRESS | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: STEVEN ROSENBERG | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. | | Management | | For | | For | | Y |
| | | | | | | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT S. WEISS | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | | | | |
THE HILLSHIRE BRANDS COMPANY |
| | | | |
Security | | 432589109 | | | | Meeting Type | | Annual |
Ticker Symbol | | HSH | | | | Meeting Date | | 25-Oct-2012 |
ISIN | | US4325891095 | | | | Agenda | | 933686694 - Management |
City | | | | | | Holding Recon Date | | 04-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 24-Oct-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: TODD A. BECKER | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: ELLEN L. BROTHERS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: SEAN M. CONNOLLY | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: CRAIG P. OMTVEDT | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: SIR IAN PROSSER | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: JONATHAN P. WARD | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: JAMES D. WHITE | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | VOTE ON APPROVAL OF THE 2012 LONG-TERM INCENTIVE STOCK PLAN. | | Management | | For | | For | | Y |
| | | | | | | | |
THE TIMKEN COMPANY |
| | | | |
Security | | 887389104 | | | | Meeting Type | | Annual |
Ticker Symbol | | TKR | | | | Meeting Date | | 07-May-2013 |
ISIN | | US8873891043 | | | | Agenda | | 933770869 - Management |
City | | | | | | Holding Recon Date | | 20-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JOHN M. BALLBACH | | For | | For | | Y |
| | | | |
| | 2 PHILLIP R. COX | | For | | For | | Y |
| | | | |
| | 3 DIANE C. CREEL | | For | | For | | Y |
| | | | |
| | 4 JAMES W. GRIFFITH | | For | | For | | Y |
| | | | |
| | 5 JOHN A. LUKE, JR. | | For | | For | | Y |
| | | | |
| | 6 JOSEPH W. RALSTON | | For | | For | | Y |
| | | | |
| | 7 JOHN P. REILLY | | For | | For | | Y |
| | | | |
| | 8 FRANK C. SULLIVAN | | For | | For | | Y |
| | | | |
| | 9 JOHN M. TIMKEN, JR. | | For | | For | | Y |
| | | | |
| | 10 WARD J. TIMKEN | | For | | For | | Y |
| | | | |
| | 11 WARD J. TIMKEN, JR. | | For | | For | | Y |
| | | | |
| | 12 JACQUELINE F. WOODS | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | AN ADVISORY RESOLUTION REGARDING NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | AMENDMENTS TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION TO REDUCE CERTAIN SHAREHOLDER VOTING REQUIREMENTS. | | Management | | For | | For | | Y |
| | | | | |
5. | | AMENDMENTS TO THE COMPANY’S AMENDED REGULATIONS TO REDUCE CERTAIN SHAREHOLDER VOTING REQUIREMENTS. | | Management | | For | | For | | Y |
| | | | | |
6. | | A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ENGAGE AN INVESTMENT BANKING FIRM TO EFFECTUATE A SPIN-OFF OF THE COMPANY’S STEEL BUSINESS SEGMENT INTO A SEPARATELY- TRADED PUBLIC COMPANY. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
THE VALSPAR CORPORATION |
| | | | |
Security | | 920355104 | | | | Meeting Type | | Annual |
Ticker Symbol | | VAL | | | | Meeting Date | | 21-Feb-2013 |
ISIN | | US9203551042 | | | | Agenda | | 933726044 - Management |
City | | | | | | Holding Recon Date | | 27-Dec-2012 |
Country | | United States | | | | Vote Deadline Date | | 20-Feb-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 WILLIAM M. COOK | | For | | For | | Y |
| | | | |
| | 2 GARY E. HENDRICKSON | | For | | For | | Y |
| | | | |
| | 3 MAE C. JEMISON | | For | | For | | Y |
| | | | | |
2. | | TO CAST AN ADVISORY VOTE TO APPROVE THE CORPORATION’S EXECUTIVE COMPENSATION (“SAY-ON-PAY” VOTE). | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE THE CORPORATION’S ACCOUNTS FOR THE FISCAL YEAR ENDING OCTOBER 25, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
TOWERS WATSON & CO |
| | | | |
Security | | 891894107 | | | | Meeting Type | | Annual |
Ticker Symbol | | TW | | | | Meeting Date | | 16-Nov-2012 |
ISIN | | US8918941076 | | | | Agenda | | 933692332 - Management |
City | | | | | | Holding Recon Date | | 18-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 15-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: VICTOR F. GANZI | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JOHN J. HALEY | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: LESLIE S. HEISZ | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: BRENDAN R. O’NEILL | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: LINDA D. RABBITT | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: GILBERT T. RAY | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: PAUL THOMAS | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: WILHELM ZELLER | | Management | | For | | For | | Y |
| | | | | | | | | | |
2. | | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
TUPPERWARE BRANDS CORPORATION |
| | | | |
Security | | 899896104 | | | | Meeting Type | | Annual |
Ticker Symbol | | TUP | | | | Meeting Date | | 24-May-2013 |
ISIN | | US8998961044 | | | | Agenda | | 933775023 - Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 23-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: CATHERINE A. BERTINI | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: SUSAN M. CAMERON | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: KRISS CLONINGER, III | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: E. V. GOINGS | | Management | | For | | For | | Y |
| | | | | |
1E | | ELECTION OF DIRECTOR: JOE R. LEE | | Management | | For | | For | | Y |
| | | | | |
1F | | ELECTION OF DIRECTOR: ANGEL R. MARTINEZ | | Management | | For | | For | | Y |
| | | | | |
1G | | ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO | | Management | | For | | For | | Y |
| | | | | |
1H | | ELECTION OF DIRECTOR: ROBERT J. MURRAY | | Management | | For | | For | | Y |
| | | | | |
1I | | ELECTION OF DIRECTOR: DAVID R. PARKER | | Management | | For | | For | | Y |
| | | | | |
1J | | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | | For | | For | | Y |
| | | | | |
1K | | ELECTION OF DIRECTOR: M. ANNE SZOSTAK | | Management | | For | | For | | Y |
| | | | | |
2 | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM | | Management | | For | | For | | Y |
| | | | | |
3 | | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | Y |
| | | | | | | | |
UGI CORPORATION |
| | | | |
Security | | 902681105 | | | | Meeting Type | | Annual |
Ticker Symbol | | UGI | | | | Meeting Date | | 24-Jan-2013 |
ISIN | | US9026811052 | | | | Agenda | | 933716865 - Management |
City | | | | | | Holding Recon Date | | 13-Nov-2012 |
Country | | United States | | | | Vote Deadline Date | | 23-Jan-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 L.R. GREENBERG | | For | | For | | Y |
| | | | |
| | 2 M.O. SCHLANGER | | For | | For | | Y |
| | | | |
| | 3 A. POL | | For | | For | | Y |
| | | | |
| | 4 E.E. JONES | | For | | For | | Y |
| | | | |
| | 5 J.L. WALSH | | For | | For | | Y |
| | | | |
| | 6 R.B. VINCENT | | For | | For | | Y |
| | | | |
| | 7 M.S. PUCCIO | | For | | For | | Y |
| | | | |
| | 8 R.W. GOCHNAUER | | For | | For | | Y |
| | | | |
| | 9 F.S. HERMANCE | | For | | For | | Y |
| | | | | |
2 | | PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3 | | PROPOSAL TO APPROVE 2013 OMNIBUS INCENTIVE COMPENSATION PLAN. | | Management | | For | | For | | Y |
| | | | | |
4 | | RATIFICATION OF APPOINTMENT OF PRICWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | | | | |
UNITED THERAPEUTICS CORPORATION |
| | | | |
Security | | 91307C102 | | | | Meeting Type | | Annual |
Ticker Symbol | | UTHR | | | | Meeting Date | | 26-Jun-2013 |
ISIN | | US91307C1027 | | | | Agenda | | 933819382 - Management |
City | | | | | | Holding Recon Date | | 29-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 25-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 CHRISTOPHER CAUSEY | | For | | For | | Y |
| | | | |
| | 2 RICHARD GILTNER | | For | | For | | Y |
| | | | |
| | 3 R. PAUL GRAY | | For | | For | | Y |
| | | | | |
2. | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
UNIVERSAL CORPORATION |
| | | | |
Security | | 913456109 | | | | Meeting Type | | Annual |
Ticker Symbol | | UVV | | | | Meeting Date | | 07-Aug-2012 |
ISIN | | US9134561094 | | | | Agenda | | 933666224 - Management |
City | | | | | | Holding Recon Date | | 15-Jun-2012 |
Country | | United States | | | | Vote Deadline Date | | 06-Aug-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JOHN B. ADAMS, JR. | | For | | For | | Y |
| | | | |
| | 2 DIANA F. CANTOR | | For | | For | | Y |
| | | | |
| | 3 ROBERT C. SLEDD | | For | | For | | Y |
| | | | | |
2. | | APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013 | | Management | | For | | For | | Y |
| | | | | |
4. | | RE-APPROVE THE UNIVERSAL CORPORATION 2007 STOCK INCENTIVE PLAN | | Management | | For | | For | | Y |
| | | | | | | | |
UNIVERSAL HEALTH SERVICES, INC. |
| | | | |
Security | | 913903100 | | | | Meeting Type | | Annual |
Ticker Symbol | | UHS | | | | Meeting Date | | 15-May-2013 |
ISIN | | US9139031002 | | | | Agenda | | 933765604 - Management |
City | | | | | | Holding Recon Date | | 21-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 ROBERT H. HOTZ | | For | | For | | Y |
| | | | | | | | |
URS CORPORATION |
| | | | |
Security | | 903236107 | | | | Meeting Type | | Annual |
Ticker Symbol | | URS | | | | Meeting Date | | 23-May-2013 |
ISIN | | US9032361076 | | | | Agenda | | 933793970 - Management |
City | | | | | | Holding Recon Date | | 01-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 22-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: MICKEY P. FORET | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: LYDIA H. KENNARD | | Management | | For | | For | | Y |
1D. | | ELECTION OF DIRECTOR: DONALD R. KNAUSS | | Management | | For | | For | | Y |
| | | | | | | | | | |
1E. | | ELECTION OF DIRECTOR: MARTIN M. KOFFEL | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: GEN. JOSEPH W. RALSTON | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: JOHN D. ROACH | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
VALASSIS COMMUNICATIONS, INC. |
| | | | |
Security | | 918866104 | | | | Meeting Type | | Annual |
Ticker Symbol | | VCI | | | | Meeting Date | | 03-May-2013 |
ISIN | | US9188661048 | | | | Agenda | | 933775542 - Management |
City | | | | | | Holding Recon Date | | 04-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 02-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1.1 | | ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR. | | Management | | For | | For | | Y |
| | | | | |
1.2 | | ELECTION OF DIRECTOR: KENNETH V. DARISH | | Management | | For | | For | | Y |
| | | | | |
1.3 | | ELECTION OF DIRECTOR: ROBERT A. MASON | | Management | | For | | For | | Y |
| | | | | |
1.4 | | ELECTION OF DIRECTOR: ROBERT L. RECCHIA | | Management | | For | | For | | Y |
| | | | | |
1.5 | | ELECTION OF DIRECTOR: THOMAS J. REDDIN | | Management | | For | | For | | Y |
| | | | | |
1.6 | | ELECTION OF DIRECTOR: ALAN F. SCHULTZ | | Management | | For | | For | | Y |
| | | | | |
1.7 | | ELECTION OF DIRECTOR: WALLACE S. SNYDER | | Management | | For | | For | | Y |
| | | | | |
1.8 | | ELECTION OF DIRECTOR: LUIS A. UBINAS | | Management | | For | | For | | Y |
| | | | | |
1.9 | | ELECTION OF DIRECTOR: AMBASSADOR FAITH WHITTLESEY | | Management | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO APPROVE THE AMENDED AND RESTATED VALASSIS COMMUNICATIONS, INC. 2008 OMNIBUS INCENTIVE COMPENSATION PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | PROPOSAL TO APPROVE THE AMENDED AND RESTATED VALASSIS COMMUNICATIONS, INC. 2008 SENIOR EXECUTIVES BONUS PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
5. | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
6. | | APPROVE ANY ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ANY OR ALL OF FOREGOING PROPOSALS IF THERE ARE NOT SUFFICIENT VOTES. | | Management | | For | | For | | Y |
| | | | | | | | |
VALUECLICK, INC. |
| | | | |
Security | | 92046N102 | | | | Meeting Type | | Annual |
Ticker Symbol | | VCLK | | | | Meeting Date | | 07-May-2013 |
ISIN | | US92046N1028 | | | | Agenda | | 933756100 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JAMES R. ZARLEY | | For | | For | | Y |
| | | | |
| | 2 DAVID S. BUZBY | | For | | For | | Y |
| | | | |
| | 3 MARTIN T. HART | | For | | For | | Y |
| | | | |
| | 4 JEFFREY F. RAYPORT | | For | | For | | Y |
| | | | |
| | 5 JAMES R. PETERS | | For | | For | | Y |
| | | | |
| | 6 JAMES A. CROUTHAMEL | | For | | For | | Y |
| | | | |
| | 7 JOHN GIULIANI | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
VERTEX PHARMACEUTICALS INCORPORATED |
| | | | |
Security | | 92532F100 | | | | Meeting Type | | Annual |
Ticker Symbol | | VRTX | | | | Meeting Date | | 08-May-2013 |
ISIN | | US92532F1003 | | | | Agenda | | 933784779 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 07-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 JOSHUA BOGER | | For | | For | | Y |
| | | | |
| | 2 TERRENCE C. KEARNEY | | For | | For | | Y |
| | | | |
| | 3 YUCHUN LEE | | For | | For | | Y |
| | | | |
| | 4 ELAINE S. ULLIAN | | For | | For | | Y |
| | | | | |
2. | | APPROVAL OF OUR 2013 STOCK AND OPTION PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
VISHAY INTERTECHNOLOGY, INC. |
| | | | |
Security | | 928298108 | | | | Meeting Type | | Annual |
Ticker Symbol | | VSH | | | | Meeting Date | | 23-May-2013 |
ISIN | | US9282981086 | | | | Agenda | | 933777053 - Management |
City | | | | | | Holding Recon Date | | 28-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 22-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 DR. GERALD PAUL | | For | | For | | Y |
| | | | |
| | 2 FRANK DIETER MAIER | | For | | For | | Y |
| | | | |
| | 3 TIMOTHY V. TALBERT | | For | | For | | Y |
| | | | |
| | 4 THOMAS C. WERTHEIMER | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE THE VISHAY INTERTECHNOLOGY, INC. 2007 STOCK INCENTIVE PROGRAM. | | Management | | For | | For | | Y |
| | | | | | | | |
W. R. BERKLEY CORPORATION |
| | | | |
Security | | 084423102 | | | | Meeting Type | | Annual |
Ticker Symbol | | WRB | | | | Meeting Date | | 21-May-2013 |
ISIN | | US0844231029 | | | | Agenda | | 933777041 - Management |
City | | | | | | Holding Recon Date | | 26-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 20-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1.1 | | ELECTION OF DIRECTOR: W. ROBERT BERKLEY, JR. | | Management | | For | | For | | Y |
| | | | | |
1.2 | | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | | Management | | For | | For | | Y |
| | | | | |
1.3 | | ELECTION OF DIRECTOR: MARK E. BROCKBANK | | Management | | For | | For | | Y |
| | | | | |
1.4 | | ELECTION OF DIRECTOR: GEORGE G. DALY | | Management | | For | | For | | Y |
| | | | | |
1.5 | | ELECTION OF DIRECTOR: MARY C. FARRELL | | Management | | For | | For | | Y |
| | | | | |
2. | | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR “SAY-ON-PAY” VOTE. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
WADDELL & REED FINANCIAL, INC. |
| | | | |
Security | | 930059100 | | | | Meeting Type | | Annual |
Ticker Symbol | | WDR | | | | Meeting Date | | 17-Apr-2013 |
ISIN | | US9300591008 | | | | Agenda | | 933743709 - Management |
City | | | | | | Holding Recon Date | | 20-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 16-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | |
| | 1 HENRY J. HERRMANN | | For | | For | | Y |
| | | | |
| | 2 JAMES M. RAINES | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013. | | Management | | For | | For | | Y |
Wright Major Blue Chip Equities Fund
Proxy Voting Record
July 1, 2012 - June 30, 2013
| | | | | | | | |
3M COMPANY |
| | | | |
Security | | 88579Y101 | | | | Meeting Type | | Annual |
Ticker Symbol | | MMM | | | | Meeting Date | | 14-May-2013 |
ISIN | | US88579Y1010 | | | | Agenda | | 933754966 - Management |
City | | | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 13-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: LINDA G. ALVARADO | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: VANCE D. COFFMAN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: HERBERT L. HENKEL | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: AULANA L. PETERS | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: INGE G. THULIN | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Management | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT. | | Shareholder | | Against | | For | | Y |
| | | | | |
5. | | STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
ACCENTURE PLC |
| | | | |
Security | | G1151C101 | | | | Meeting Type | | Annual |
Ticker Symbol | | ACN | | | | Meeting Date | | 06-Feb-2013 |
ISIN | | IE00B4BNMY34 | | | | Agenda | | 933722945 - Management |
City | | | | | | Holding Recon Date | | 11-Dec-2012 |
Country | | United States | | | | Vote Deadline Date | | 05-Feb-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE TWELVE MONTH PERIOD ENDED AUGUST 31, 2012 AS PRESENTED | | Management | | For | | For | | Y |
| | | | | |
2A. | | RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. KIMSEY | | Management | | For | | For | | Y |
| | | | | |
2B. | | RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. LIPP | | Management | | For | | For | | Y |
| | | | | |
2C. | | RE-APPOINTMENT OF THE DIRECTOR: PIERRE NANTERME | | Management | | For | | For | | Y |
| | | | | |
2D. | | RE-APPOINTMENT OF THE DIRECTOR: GILLES C. PELISSON | | Management | | For | | For | | Y |
| | | | | |
2E. | | RE-APPOINTMENT OF THE DIRECTOR: WULF VON SCHIMMELMANN | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | Y |
| | | | | |
5. | | APPROVAL OF AN AMENDMENT TO THE ACCENTURE PLC 2010 SHARE INCENTIVE PLAN | | Management | | For | | For | | Y |
| | | | | |
6. | | AUTHORIZATION TO HOLD THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | | Management | | For | | For | | Y |
| | | | | |
7. | | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | | Management | | For | | For | | Y |
| | | | | |
8. | | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | | Management | | For | | For | | Y |
| | | | | |
9. | | SHAREHOLDER PROPOSAL: REPORT ON LOBBYING PRACTICES | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
AFLAC INCORPORATED |
| | | | |
Security | | 001055102 | | | | Meeting Type | | Annual |
Ticker Symbol | | AFL | | | | Meeting Date | | 06-May-2013 |
ISIN | | US0010551028 | | | | Agenda | | 933751833 - Management |
City | | | | | | Holding Recon Date | | 27-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 03-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: DANIEL P. AMOS | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: PAUL S. AMOS II | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: W. PAUL BOWERS | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: KRISS CLONINGER III | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: CHARLES B. KNAPP | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: MELVIN T. STITH | | Management | | For | | For | | Y |
| | | | | |
1M. | | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | | Management | | For | | For | | Y |
| | | | | |
1N. | | ELECTION OF DIRECTOR: TAKURO YOSHIDA | | Management | | For | | For | | Y |
| | | | | |
2. | | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: “RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT” | | Management | | For | | For | | Y |
| | | | | |
3. | | TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013 | | Management | | For | | For | | Y |
| | | | | | | | |
AMAZON.COM, INC. |
| | | | |
Security | | 023135106 | | | | Meeting Type | | Annual |
Ticker Symbol | | AMZN | | | | Meeting Date | | 23-May-2013 |
ISIN | | US0231351067 | | | | Agenda | | 933782612 - Management |
City | | | | | | Holding Recon Date | | 01-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 22-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | | Management | | For | | For | | Y |
1B. | | ELECTION OF DIRECTOR: TOM A. ALBERG | | Management | | For | | For | | Y |
1C. | | ELECTION OF DIRECTOR: JOHN SEELY BROWN | | Management | | For | | For | | Y |
1D. | | ELECTION OF DIRECTOR: WILLIAM B. GORDON | | Management | | For | | For | | Y |
1E. | | ELECTION OF DIRECTOR: JAMIE S. GORELICK | | Management | | For | | For | | Y |
1F. | | ELECTION OF DIRECTOR: ALAIN MONIE | | Management | | For | | For | | Y |
1G. | | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | | Management | | For | | For | | Y |
1H. | | ELECTION OF DIRECTOR: THOMAS O. RYDER | | Management | | For | | For | | Y |
1I. | | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | | Management | | For | | For | | Y |
2. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | | Management | | For | | For | | Y |
3. | | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
AMGEN INC. |
| | | | |
Security | | 031162100 | | | | Meeting Type | | Annual |
Ticker Symbol | | AMGN | | | | Meeting Date | | 22-May-2013 |
ISIN | | US0311621009 | | | | Agenda | | 933774968 - Management |
City | | | | | | Holding Recon Date | | 25-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DR. TYLER JACKS | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | | Management | | For | | For | | Y |
| | | | | |
1M. | | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | | Management | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVAL OF OUR PROPOSED AMENDED AND RESTATED 2009 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | | | | |
APPLE INC. |
| | | | |
Security | | 037833100 | | | | Meeting Type | | Annual |
Ticker Symbol | | AAPL | | | | Meeting Date | | 27-Feb-2013 |
ISIN | | US0378331005 | | | | Agenda | | 933725042 - Management |
City | | | | | | Holding Recon Date | | 02-Jan-2013 |
Country | | United States | | | | Vote Deadline Date | | 26-Feb-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 WILLIAM CAMPBELL | | | | For | | For | | Y |
| | | | | |
| | 2 TIMOTHY COOK | | | | For | | For | | Y |
| | | | | |
| | 3 MILLARD DREXLER | | | | For | | For | | Y |
| | | | | |
| | 4 AL GORE | | | | For | | For | | Y |
| | | | | |
| | 5 ROBERT IGER | | | | For | | For | | Y |
| | | | | |
| | 6 ANDREA JUNG | | | | For | | For | | Y |
| | | | | |
| | 7 ARTHUR LEVINSON | | | | For | | For | | Y |
| | | | | |
| | 8 RONALD SUGAR | | | | For | | For | | Y |
| | | | | |
2. | | AMENDMENT OF APPLE’S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE “BLANK CHECK” PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY’S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
5. | | A SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK.” | | Shareholder | | Against | | For | | Y |
| | | | | |
6. | | A SHAREHOLDER PROPOSAL ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS.” | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
BED BATH & BEYOND INC. |
| | | | |
Security | | 075896100 | | | | Meeting Type | | Annual |
Ticker Symbol | | BBBY | | | | Meeting Date | | 28-Jun-2013 |
ISIN | | US0758961009 | | | | Agenda | | 933837811 - Management |
City | | | | | | Holding Recon Date | | 03-May-2013 |
Country | | United States | | | | Vote Deadline Date | | 27-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: WARREN EISENBERG | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: STEVEN H. TEMARES | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DEAN S. ADLER | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: KLAUS EPPLER | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: PATRICK R. GASTON | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: JORDAN HELLER | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, BY NON-BINDING VOTE, THE 2012 COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
BIOGEN IDEC INC. |
| | | | |
Security | | 09062X103 | | | | Meeting Type | | Annual |
Ticker Symbol | | BIIB | | | | Meeting Date | | 12-Jun-2013 |
ISIN | | US09062X1037 | | | | Agenda | | 933814243 - Management |
City | | | | | | Holding Recon Date | | 15-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 11-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: CAROLINE D. DORSA | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: LYNN SCHENK | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: NANCY L. LEAMING | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ROBERT W. PANGIA | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: BRIAN S. POSNER | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: WILLIAM D. YOUNG | | Management | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 PERFORMANCE-BASED MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Management | | For | | For | | Y |
| | | | | |
5. | | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | | Management | | For | | For | | Y |
| | | | | |
6. | | SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SHARE RETENTION POLICY. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
BRISTOL-MYERS SQUIBB COMPANY |
| | | | |
Security | | 110122108 | | | | Meeting Type | | Annual |
Ticker Symbol | | BMY | | | | Meeting Date | | 07-May-2013 |
ISIN | | US1101221083 | | | | Agenda | | 933756794 - Management |
City | | | | | | Holding Recon Date | | 14-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: L. ANDREOTTI | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: L.B. CAMPBELL | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: J.M. CORNELIUS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: M. GROBSTEIN | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: A.J. LACY | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: G.L. STORCH | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: T.D. WEST, JR. | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
BROWN-FORMAN CORPORATION |
| | | | |
Security | | 115637209 | | | | Meeting Type | | Annual |
Ticker Symbol | | BFB | | | | Meeting Date | | 26-Jul-2012 |
ISIN | | US1156372096 | | | | Agenda | | 933664434 - Management |
City | | | | | | Holding Recon Date | | 18-Jun-2012 |
Country | | United States | | | | Vote Deadline Date | | 25-Jul-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF CLASS B COMMON STOCK. | | Management | | For | | For | | Y |
| | | | | | | | |
CF INDUSTRIES HOLDINGS, INC. |
| | | | |
Security | | 125269100 | | | | Meeting Type | | Annual |
Ticker Symbol | | CF | | | | Meeting Date | | 14-May-2013 |
ISIN | | US1252691001 | | | | Agenda | | 933772724 - Management |
City | | | | | | Holding Recon Date | | 25-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 13-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
2A. | | ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER | | Management | | For | | For | | Y |
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2B. | | ELECTION OF DIRECTOR: STEPHEN J. HAGGE | | Management | | For | | For | | Y |
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2C. | | ELECTION OF DIRECTOR: EDWARD A. SCHMITT | | Management | | For | | For | | Y |
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1. | | APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.‘S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.‘S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
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4. | | RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
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5. | | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING STANDARD, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
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6. | | STOCKHOLDER PROPOSAL REGARDING BOARD DIVERSITY, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
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7. | | STOCKHOLDER PROPOSAL REGARDING POLITICAL USE OF CORPORATE ASSETS, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
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8. | | STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
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CHEVRON CORPORATION |
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Security | | 166764100 | | | | Meeting Type | | Annual |
Ticker Symbol | | CVX | | | | Meeting Date | | 29-May-2013 |
ISIN | | US1667641005 | | | | Agenda | | 933786874 - Management |
City | | | | | | Holding Recon Date | | 03-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 28-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: L.F. DEILY | | Management | | For | | For | | Y |
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1B. | | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | | For | | For | | Y |
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1C. | | ELECTION OF DIRECTOR: A.P. GAST | | Management | | For | | For | | Y |
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1D. | | ELECTION OF DIRECTOR: E. HERNANDEZ | | Management | | For | | For | | Y |
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1E. | | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | | For | | For | | Y |
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1F. | | ELECTION OF DIRECTOR: C.W. MOORMAN | | Management | | For | | For | | Y |
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1G. | | ELECTION OF DIRECTOR: K.W. SHARER | | Management | | For | | For | | Y |
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1H. | | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | | For | | For | | Y |
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1I. | | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | | For | | For | | Y |
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1J. | | ELECTION OF DIRECTOR: C. WARE | | Management | | For | | For | | Y |
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1K. | | ELECTION OF DIRECTOR: J.S. WATSON | | Management | | For | | For | | Y |
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2. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | Y |
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3. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | | Management | | For | | For | | Y |
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4. | | APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN | | Management | | For | | For | | Y |
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5. | | SHALE ENERGY OPERATIONS | | Shareholder | | Against | | For | | Y |
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6. | | OFFSHORE OIL WELLS | | Shareholder | | Against | | For | | Y |
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7. | | CLIMATE RISK | | Shareholder | | Against | | For | | Y |
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8. | | LOBBYING DISCLOSURE | | Shareholder | | Against | | For | | Y |
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9. | | CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES | | Shareholder | | Against | | For | | Y |
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10. | | CUMULATIVE VOTING | | Shareholder | | Against | | For | | Y |
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11. | | SPECIAL MEETINGS | | Shareholder | | For | | Against | | Y |
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12. | | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | | Shareholder | | Against | | For | | Y |
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13. | | COUNTRY SELECTION GUIDELINES | | Shareholder | | Against | | For | | Y |
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CISCO SYSTEMS, INC. |
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Security | | 17275R102 | | | | Meeting Type | | Annual |
Ticker Symbol | | CSCO | | | | Meeting Date | | 15-Nov-2012 |
ISIN | | US17275R1023 | | | | Agenda | | 933691708 - Management |
City | | | | | | Holding Recon Date | | 17-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 14-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | | For | | For | | Y |
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1B. | | ELECTION OF DIRECTOR: MARC BENIOFF | | Management | | For | | For | | Y |
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1C. | | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Management | | For | | For | | Y |
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1D. | | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | Management | | For | | For | | Y |
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1E. | | ELECTION OF DIRECTOR: LARRY R. CARTER | | Management | | For | | For | | Y |
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1F. | | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | Management | | For | | For | | Y |
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1G. | | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | | For | | For | | Y |
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1H. | | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | Management | | For | | For | | Y |
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1I | | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | | Management | | For | | For | | Y |
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1J. | | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | | Management | | For | | For | | Y |
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1K. | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | Management | | For | | For | | Y |
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1L. | | ELECTION OF DIRECTOR: ARUN SARIN | | Management | | For | | For | | Y |
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1M. | | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | | For | | For | | Y |
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2. | | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
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4. | | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | | Management | | For | | For | | Y |
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5. | | APPROVAL TO HAVE CISCO’S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE. | | Shareholder | | For | | Against | | Y |
| | | | | |
6. | | APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON “CONFLICT MINERALS” IN CISCO’S SUPPLY CHAIN. | | Shareholder | | Against | | For | | Y |
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CUMMINS INC. |
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Security | | 231021106 | | | | Meeting Type | | Annual |
Ticker Symbol | | CMI | | | | Meeting Date | | 14-May-2013 |
ISIN | | US2310211063 | | | | Agenda | | 933753382 - Management |
City | | | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 13-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER | | Management | | For | | For | | Y |
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2. | | ELECTION OF DIRECTOR: WILLIAM I. MILLER | | Management | | For | | For | | Y |
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3. | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For | | Y |
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4. | | ELECTION OF DIRECTOR: GEORGIA R. NELSON | | Management | | For | | For | | Y |
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5. | | ELECTION OF DIRECTOR: CARL WARE | | Management | | For | | For | | Y |
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6. | | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | | Management | | For | | For | | Y |
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7. | | ELECTION OF DIRECTOR: ROBERT J. BERNHARD | | Management | | For | | For | | Y |
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8. | | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ | | Management | | For | | For | | Y |
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9. | | ELECTION OF DIRECTOR: STEPHEN B. DOBBS | | Management | | For | | For | | Y |
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10. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | Y |
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11. | | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
12. | | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | | Shareholder | | For | | Against | | Y |
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FASTENAL COMPANY |
| | | | |
Security | | 311900104 | | | | Meeting Type | | Annual |
Ticker Symbol | | FAST | | | | Meeting Date | | 16-Apr-2013 |
ISIN | | US3119001044 | | | | Agenda | | 933738037 - Management |
City | | | | | | Holding Recon Date | | 22-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 15-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: ROBERT A. KIERLIN | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: STEPHEN M. SLAGGIE | | Management | | For | | For | | Y |
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1C | | ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI | | Management | | For | | For | | Y |
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1D | | ELECTION OF DIRECTOR: WILLARD D. OBERTON | | Management | | For | | For | | Y |
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1E | | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | | Management | | For | | For | | Y |
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1F | | ELECTION OF DIRECTOR: REYNE K. WISECUP | | Management | | For | | For | | Y |
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1G | | ELECTION OF DIRECTOR: HUGH L. MILLER | | Management | | For | | For | | Y |
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1H | | ELECTION OF DIRECTOR: MICHAEL J. ANCIUS | | Management | | For | | For | | Y |
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1I | | ELECTION OF DIRECTOR: SCOTT A. SATTERLEE | | Management | | For | | For | | Y |
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1J | | ELECTION OF DIRECTOR: RITA J. HEISE | | Management | | For | | For | | Y |
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1K | | ELECTION OF DIRECTOR: DARREN R. JACKSON | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | | | | |
2 | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Management | | For | | For | | Y |
| | | | | |
3 | | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
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FLUOR CORPORATION |
| | | | |
Security | | 343412102 | | | | Meeting Type | | Annual |
Ticker Symbol | | FLR | | | | Meeting Date | | 02-May-2013 |
ISIN | | US3434121022 | | | | Agenda | | 933752126 - Management |
City | | | | | | Holding Recon Date | | 08-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 01-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: PETER K. BARKER | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: ALAN M. BENNETT | | Management | | For | | For | | Y |
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1C | | ELECTION OF DIRECTOR: ROSEMARY T. BERKERY | | Management | | For | | For | | Y |
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1D | | ELECTION OF DIRECTOR: JAMES T. HACKETT | | Management | | For | | For | | Y |
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1E | | ELECTION OF DIRECTOR: KENT KRESA | | Management | | For | | For | | Y |
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1F | | ELECTION OF DIRECTOR: DEAN R. O’HARE | | Management | | For | | For | | Y |
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1G | | ELECTION OF DIRECTOR: ARMANDO J. OLIVERA | | Management | | For | | For | | Y |
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1H | | ELECTION OF DIRECTOR: DAVID T. SEATON | | Management | | For | | For | | Y |
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1I | | ELECTION OF DIRECTOR: NADER H. SULTAN | | Management | | For | | For | | Y |
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2 | | AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3 | | THE APPROVAL OF OUR AMENDED AND RESTATED 2008 EXECUTIVE PERFORMANCE INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4 | | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
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FOREST LABORATORIES, INC. |
| | | | |
Security | | 345838106 | | | | Meeting Type | | Contested-Annual |
Ticker Symbol | | FRX | | | | Meeting Date | | 15-Aug-2012 |
ISIN | | US3458381064 | | | | Agenda | | 933667959 - Management |
City | | | | | | Holding Recon Date | | 25-Jun-2012 |
Country | | United States | | | | Vote Deadline Date | | 14-Aug-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
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| | 1 HOWARD SOLOMON | | | | For | | For | | Y |
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| | 2 NESLI BASGOZ, M.D. | | | | For | | For | | Y |
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| | 3 CHRISTOPHER J. COUGHLIN | | | | For | | For | | Y |
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| | 4 DAN L. GOLDWASSER | | | | For | | For | | Y |
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| | 5 KENNETH E. GOODMAN | | | | For | | For | | Y |
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| | 6 GERALD M. LIEBERMAN | | | | For | | For | | Y |
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| | 7 L.S. OLANOFF, M.D. PH.D | | | | For | | For | | Y |
| | | | | |
| | 8 LESTER B. SALANS, M.D. | | | | For | | For | | Y |
| | | | | |
| | 9 BRENTON L. SAUNDERS | | | | For | | For | | Y |
| | | | | |
| | 10 PETER J. ZIMETBAUM M.D. | | | | For | | For | | Y |
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2. | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE SELECTION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | | Shareholder | | Against | | For | | Y |
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5. | | ICAHN GROUP STOCKHOLDER PROPOSAL REGARDING THE REPEAL OF COMPANY BYLAW PROVISIONS. | | Shareholder | | Against | | For | | Y |
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FOREST LABORATORIES, INC. |
| | | | |
Security | | 345838106 | | | | Meeting Type | | Contested-Annual |
Ticker Symbol | | FRX | | | | Meeting Date | | 15-Aug-2012 |
ISIN | | US3458381064 | | | | Agenda | | 933671162 - Opposition |
City | | | | | | Holding Recon Date | | 25-Jun-2012 |
Country | | United States | | | | Vote Deadline Date | | 14-Aug-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
01 | | DIRECTORS | | Management | | | | | | |
| | | | | |
| | 1 DR. ERIC J ENDE | | | | | | | | N |
| | | | | |
| | 2 MR. DANIEL A NINIVAGGI | | | | | | | | N |
| | | | | |
| | 3 MR. PIERRE LEGAULT | | | | | | | | N |
| | | | | |
| | 4 MR. ANDREW J FROMKIN | | | | | | | | N |
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| | 5 MGT NOM. HOWARD SOLOMON | | | | | | | | N |
| | | | | |
| | 6 MGT NOM. N BASGOZ, MD | | | | | | | | N |
| | | | | |
| | 7 MGT NOM. C J COUGHLIN | | | | | | | | N |
| | | | | |
| | 8 MGT NOM. G M LIEBERMAN | | | | | | | | N |
| | | | | |
| | 9 MGT NOM. B L SAUNDERS | | | | | | | | N |
| | | | | |
| | 10 MGT NOM. P ZIMETBAUM MD | | | | | | | | N |
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02 | | A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF FOREST LABORATORIES NAMED EXECUTIVE OFFICERS. | | Management | | | | | | N |
| | | | | |
03 | | RATIFICATION OF THE SELECTION OF BDO USA, LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013. | | Management | | | | | | N |
| | | | | |
04 | | A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS | | Shareholder | | | | | | N |
| | | | | |
05 | | A PROPOSAL TO REPEAL NEW BYLAWS. | | Shareholder | | | | | | N |
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GENERAL DYNAMICS CORPORATION |
| | | | |
Security | | 369550108 | | | | Meeting Type | | Annual |
Ticker Symbol | | GD | | | | Meeting Date | | 01-May-2013 |
ISIN | | US3695501086 | | | | Agenda | | 933750691 - Management |
City | | | | | | Holding Recon Date | | 07-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 30-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: MARY T. BARRA | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | | Management | | For | | For | | Y |
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1C. | | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | | For | | For | | Y |
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1D. | | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | | Management | | For | | For | | Y |
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1E. | | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | | Management | | For | | For | | Y |
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1F. | | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | | For | | For | | Y |
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1G. | | ELECTION OF DIRECTOR: LESTER L. LYLES | | Management | | For | | For | | Y |
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1H. | | ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC | | Management | | For | | For | | Y |
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1I. | | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | | Management | | For | | For | | Y |
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1J. | | ELECTION OF DIRECTOR: ROBERT WALMSLEY | | Management | | For | | For | | Y |
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2. | | SELECTION OF INDEPENDENT AUDITORS. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | SHAREHOLDER PROPOSAL WITH REGARD TO LOBBYING DISCLOSURE. | | Shareholder | | For | | Against | | Y |
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5. | | SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY. | | Shareholder | | Against | | For | | Y |
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GILEAD SCIENCES, INC. |
| | | | |
Security | | 375558103 | | | | Meeting Type | | Annual |
Ticker Symbol | | GILD | | | | Meeting Date | | 08-May-2013 |
ISIN | | US3755581036 | | | | Agenda | | 933759031 - Management |
City | | | | | | Holding Recon Date | | 13-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 07-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 JOHN F. COGAN | | | | For | | For | | Y |
| | | | | |
| | 2 ETIENNE F. DAVIGNON | | | | For | | For | | Y |
| | | | | |
| | 3 CARLA A. HILLS | | | | For | | For | | Y |
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| | 4 KEVIN E. LOFTON | | | | For | | For | | Y |
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| | 5 JOHN W. MADIGAN | | | | For | | For | | Y |
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| | 6 JOHN C. MARTIN | | | | For | | For | | Y |
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| | 7 NICHOLAS G. MOORE | | | | For | | For | | Y |
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| | 8 RICHARD J. WHITLEY | | | | For | | For | | Y |
| | | | | |
| | 9 GAYLE E. WILSON | | | | For | | For | | Y |
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| | 10 PER WOLD-OLSEN | | | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE A RESTATEMENT OF GILEAD SCIENCES, INC.‘S 2004 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO APPROVE AN AMENDMENT TO GILEAD’S RESTATED CERTIFICATE OF INCORPORATION. | | Management | | For | | For | | Y |
| | | | | |
5. | | TO APPROVE, ON THE ADVISORY BASIS, THE COMPENSATION OF GILEAD’S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | |
6. | | TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | For | | Against | | Y |
| | | | | |
7. | | TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
GOOGLE INC. |
| | | | |
Security | | 38259P508 | | | | Meeting Type | | Annual |
Ticker Symbol | | GOOG | | | | Meeting Date | | 06-Jun-2013 |
ISIN | | US38259P5089 | | | | Agenda | | 933801905 - Management |
City | | | | | | Holding Recon Date | | 08-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 05-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 LARRY PAGE | | | | For | | For | | Y |
| | | | | |
| | 2 SERGEY BRIN | | | | For | | For | | Y |
| | | | | |
| | 3 ERIC E. SCHMIDT | | | | For | | For | | Y |
| | | | | |
| | 4 L. JOHN DOERR | | | | For | | For | | Y |
| | | | | |
| | 5 DIANE B. GREENE | | | | For | | For | | Y |
| | | | | |
| | 6 JOHN L. HENNESSY | | | | For | | For | | Y |
| | | | | |
| | 7 ANN MATHER | | | | For | | For | | Y |
| | | | | |
| | 8 PAUL S. OTELLINI | | | | For | | For | | Y |
| | | | | |
| | 9 K. RAM SHRIRAM | | | | For | | For | | Y |
| | | | | |
| | 10 SHIRLEY M. TILGHMAN | | | | For | | For | | Y |
| | | | | |
2. | | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE’S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
| | | | | |
4. | | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
| | | | | |
5. | | A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
| | | | | |
6. | | A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
HELMERICH & PAYNE, INC. |
| | | | |
Security | | 423452101 | | | | Meeting Type | | Annual |
Ticker Symbol | | HP | | | | Meeting Date | | 06-Mar-2013 |
ISIN | | US4234521015 | | | | Agenda | | 933726121 - Management |
City | | | | | | Holding Recon Date | | 10-Jan-2013 |
Country | | United States | | | | Vote Deadline Date | | 05-Mar-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 HANS HELMERICH | | | | For | | For | | Y |
| | | | | |
| | 2 JOHN W. LINDSAY | | | | For | | For | | Y |
| | | | | |
| | 3 PAULA MARSHALL | | | | For | | For | | Y |
| | | | | |
| | 4 RANDY A. FOUTCH | | | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS OF THE COMPANY. | | Shareholder | | For | | | | Y |
| | | | | | | | |
HUMANA INC. | | | | | | | | |
| | | | |
Security | | 444859102 | | | | Meeting Type | | Annual |
Ticker Symbol | | HUM | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US4448591028 | | | | Agenda | | 933738049 - Management |
City | | | | | | Holding Recon Date | | 25-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: BRUCE D. BROUSSARD | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: FRANK A. D’AMELIO | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: W. ROY DUNBAR | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: KURT J. HILZINGER | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: DAVID A. JONES, JR. | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: WILLIAM J. MCDONALD | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: WILLIAM E. MITCHELL | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DAVID B. NASH, M.D. | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: JAMES J. O’BRIEN | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: MARISSA T. PETERSON | | Management | | For | | For | | Y |
| | | | | |
2. | | THE RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
3. | | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013 PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | |
4. | | STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
ILLINOIS TOOL WORKS INC. |
| | | | |
Security | | 452308109 | | | | Meeting Type | | Annual |
Ticker Symbol | | ITW | | | | Meeting Date | | 03-May-2013 |
ISIN | | US4523081093 | | | | Agenda | | 933753255 - Management |
City | | | | | | Holding Recon Date | | 05-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 02-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: SUSAN CROWN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: JAMES W. GRIFFITH | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: ROBERT S. MORRISON | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: E. SCOTT SANTI | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: PAMELA B. STROBEL | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: KEVIN M. WARREN | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE RIGHT. | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
INTEL CORPORATION |
| | | | |
Security | | 458140100 | | | | Meeting Type | | Annual |
Ticker Symbol | | INTC | | | | Meeting Date | | 16-May-2013 |
ISIN | | US4581401001 | | | | Agenda | | 933758611 - Management |
City | | | | | | Holding Recon Date | | 18-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 15-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: ANDY D. BRYANT | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN | | Management | | For | | For | | Y |
| | | | | |
5. | | STOCKHOLDER PROPOSAL TITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK” | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
INTERCONTINENTALEXCHANGE, INC. |
| | | | |
Security | | 45865V100 | | | | Meeting Type | | Annual |
Ticker Symbol | | ICE | | | | Meeting Date | | 17-May-2013 |
ISIN | | US45865V1008 | | | | Agenda | | 933770770 - Management |
City | | | | | | Holding Recon Date | | 19-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 16-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: CHARLES R. CRISP | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: FRED W. HATFIELD | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: TERRENCE F. MARTELL | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: SIR ROBERT REID | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: VINCENT TESE | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS EMPLOYEE INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
5. | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | | | | |
INTERCONTINENTALEXCHANGE, INC. |
| | | | |
Security | | 45865V100 | | | | Meeting Type | | Special |
Ticker Symbol | | ICE | | | | Meeting Date | | 03-Jun-2013 |
ISIN | | US45865V1008 | | | | Agenda | | 933817782 - Management |
City | | | | | | Holding Recon Date | | 26-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 31-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 19, 2013, BY AND AMONG NYSE EURONEXT, INTERCONTINENTALEXCHANGE, INC., INTERCONTINENTALEXCHANGE GROUP, INC., BRAVES MERGER SUB, INC. AND BASEBALL MERGER SUB, LLC (THE “MERGER” PROPOSAL). | | Management | | For | | For | | Y |
| | | | | |
2A. | | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL PROVISIONS RELATED TO THE AMOUNT AND CLASSES OF AUTHORIZED STOCK | | Management | | For | | For | | Y |
| | | | | |
2B. | | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL OF PROVISIONS RELATED TO LIMITATIONS ON OWNERSHIP AND VOTING OF INTERCONTINENTALEXCHANGE GROUP, INC. COMMON STOCK. | | Management | | For | | For | | Y |
| | | | | |
2C. | | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL OF PROVISIONS RELATED TO THE DISQUALIFICATION OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE BOARD OF DIRECTORS. | | Management | | For | | For | | Y |
| | | | | |
2D. | | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: APPROVAL OF PROVISIONS RELATED TO CONSIDERATIONS OF THE BOARD OF DIRECTORS. | | Management | | For | | For | | Y |
| | | | | |
2E. | | APPROVE RELATING TO CERTIFICATE OF INCORPORATION: APPROVAL OF PROVISIONS RELATED TO AMENDMENTS TO THE INTERCONTINENTALEXCHANGE GROUP, INC. CERTIFICATE OF INCORPORATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING OF STOCKHOLDERS OF INTERCONTINENTALEXCHANGE, INC. | | Management | | For | | For | | Y |
| | | | | | | | |
JOHNSON & JOHNSON |
| | | | |
Security | | 478160104 | | | | Meeting Type | | Annual |
Ticker Symbol | | JNJ | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | US4781601046 | | | | Agenda | | 933745068 - Management |
City | | | | | | Holding Recon Date | | 26-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: MARY SUE COLEMAN | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: IAN E.L. DAVIS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: ALEX GORSKY | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: ANNE M. MULCAHY | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: LEO F. MULLIN | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 | | Management | | For | | For | | Y |
| | | | | |
4. | | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | | Shareholder | | Against | | For | | Y |
| | | | | |
5. | | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES | | Shareholder | | For | | Against | | Y |
| | | | | |
6. | | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
JPMORGAN CHASE & CO. |
| | | | |
Security | | 46625H100 | | | | Meeting Type | | Annual |
Ticker Symbol | | JPM | | | | Meeting Date | | 21-May-2013 |
ISIN | | US46625H1005 | | | | Agenda | | 933779728 - Management |
City | | | | | | Holding Recon Date | | 22-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 20-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JAMES A. BELL | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | | Against | | Against | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: JAMES DIMON | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | | Management | | For | | For | | Y |
| | | | | |
4. | | AMENDMENT TO THE FIRM’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | | Management | | For | | For | | Y |
| | | | | |
5. | | REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | | Management | | For | | For | | Y |
| | | | | |
6. | | REQUIRE SEPARATION OF CHAIRMAN AND CEO | | Shareholder | | For | | Against | | Y |
| | | | | |
7. | | REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE | | Shareholder | | Against | | For | | Y |
| | | | | | | | | | |
| | | | | |
8. | | ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS | | Shareholder | | Against | | For | | Y |
| | | | | |
9. | | DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS’ NAMES | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
MASTERCARD INCORPORATED |
| | | | |
Security | | 57636Q104 | | | | Meeting Type | | Annual |
Ticker Symbol | | MA | | | | Meeting Date | | 18-Jun-2013 |
ISIN | | US57636Q1040 | | | | Agenda | | 933809761 - Management |
City | | | | | | Holding Recon Date | | 19-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 17-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: AJAY BANGA | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: SILVIO BARZI | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: NANCY J. KARCH | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: MARC OLIVIE | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: RIMA QURESHI | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: MARK SCHWARTZ | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: JACKSON P. TAI | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | Y |
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MATTEL, INC. |
| | | | |
Security | | 577081102 | | | | Meeting Type | | Annual |
Ticker Symbol | | MAT | | | | Meeting Date | | 10-May-2013 |
ISIN | | US5770811025 | | | | Agenda | | 933753635 - Management |
City | | | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 09-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: TREVOR A. EDWARDS | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DOMINIC NG | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: VASANT M. PRABHU | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: DR. ANDREA L. RICH | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: BRYAN G. STOCKTON | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: DIRK VAN DE PUT | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: KATHY WHITE LOYD | | Management | | For | | For | | Y |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
4. | | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD. | | Shareholder | | For | | Against | | Y |
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MICROSOFT CORPORATION |
| | | | |
Security | | 594918104 | | | | Meeting Type | | Annual |
Ticker Symbol | | MSFT | | | | Meeting Date | | 28-Nov-2012 |
ISIN | | US5949181045 | | | | Agenda | | 933691784 - Management |
City | | | | | | Holding Recon Date | | 14-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 27-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | ELECTION OF DIRECTOR: STEVEN A. BALLMER | | Management | | For | | For | | Y |
| | | | | |
2. | | ELECTION OF DIRECTOR: DINA DUBLON | | Management | | For | | For | | Y |
| | | | | |
3. | | ELECTION OF DIRECTOR: WILLIAM H. GATES III | | Management | | For | | For | | Y |
| | | | | |
4. | | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | | For | | For | | Y |
| | | | | |
5. | | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | | Management | | For | | For | | Y |
| | | | | |
6. | | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | | Management | | For | | For | | Y |
| | | | | |
7. | | ELECTION OF DIRECTOR: CHARLES H. NOSKI | | Management | | For | | For | | Y |
| | | | | |
8. | | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | | For | | For | | Y |
| | | | | |
9. | | ELECTION OF DIRECTOR: JOHN W. THOMPSON | | Management | | For | | For | | Y |
| | | | | |
10. | | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | | Management | | For | | For | | Y |
| | | | | |
11. | | APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | | Management | | For | | For | | Y |
| | | | | |
12. | | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) | | Management | | For | | For | | Y |
| | | | | |
13. | | SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | | Shareholder | | Against | | For | | Y |
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MONSANTO COMPANY |
| | | | |
Security | | 61166W101 | | | | Meeting Type | | Annual |
Ticker Symbol | | MON | | | | Meeting Date | | 31-Jan-2013 |
ISIN | | US61166W1018 | | | | Agenda | | 933717920 - Management |
City | | | | | | Holding Recon Date | | 03-Dec-2012 |
Country | | United States | | | | Vote Deadline Date | | 30-Jan-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D. | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: ARTHUR H. HARPER | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: GWENDOLYN S. KING | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: JON R. MOELLER | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY, (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | | | | |
4. | | APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO DECLASSIFY THE BOARD. | | Management | | For | | For | | Y |
| | | | | |
5. | | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | | Shareholder | | Against | | For | | Y |
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MONSTER BEVERAGE CORPORATION |
| | | | |
Security | | 611740101 | | | | Meeting Type | | Annual |
Ticker Symbol | | MNST | | | | Meeting Date | | 03-Jun-2013 |
ISIN | | US6117401017 | | | | Agenda | | 933797839 - Management |
City | | | | | | Holding Recon Date | | 11-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 31-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 RODNEY C. SACKS | | | | For | | For | | Y |
| | | | | |
| | 2 HILTON H. SCHLOSBERG | | | | For | | For | | Y |
| | | | | |
| | 3 NORMAN C. EPSTEIN | | | | For | | For | | Y |
| | | | | |
| | 4 BENJAMIN M. POLK | | | | For | | For | | Y |
| | | | | |
| | 5 SYDNEY SELATI | | | | For | | For | | Y |
| | | | | |
| | 6 HAROLD C. TABER, JR. | | | | For | | For | | Y |
| | | | | |
| | 7 MARK S. VIDERGAUZ | | | | For | | For | | Y |
| | | | | |
2 | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | | Management | | For | | For | | Y |
| | | | | |
3 | | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
MURPHY OIL CORPORATION |
| | | | |
Security | | 626717102 | | | | Meeting Type | | Annual |
Ticker Symbol | | MUR | | | | Meeting Date | | 08-May-2013 |
ISIN | | US6267171022 | | | | Agenda | | 933755639 - Management |
City | | | | | | Holding Recon Date | | 11-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 07-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A | | ELECTION OF DIRECTOR: F.W. BLUE | | Management | | For | | For | | Y |
| | | | | |
1B | | ELECTION OF DIRECTOR: S.A. COSSE | | Management | | For | | For | | Y |
| | | | | |
1C | | ELECTION OF DIRECTOR: C.P. DEMING | | Management | | For | | For | | Y |
| | | | | |
1D | | ELECTION OF DIRECTOR: R.A. HERMES | | Management | | For | | For | | Y |
| | | | | |
1E | | ELECTION OF DIRECTOR: J.V. KELLEY | | Management | | For | | For | | Y |
| | | | | |
1F | | ELECTION OF DIRECTOR: W. MIROSH | | Management | | For | | For | | Y |
| | | | | |
1G | | ELECTION OF DIRECTOR: R.M. MURPHY | | Management | | For | | For | | Y |
| | | | | |
1H | | ELECTION OF DIRECTOR: J.W. NOLAN | | Management | | For | | For | | Y |
| | | | | |
1I | | ELECTION OF DIRECTOR: N.E. SCHMALE | | Management | | For | | For | | Y |
| | | | | |
1J | | ELECTION OF DIRECTOR: D.J.H. SMITH | | Management | | For | | For | | Y |
| | | | | |
1K | | ELECTION OF DIRECTOR: C.G. THEUS | | Management | | For | | For | | Y |
| | | | | |
2 | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3 | | APPROVE THE PROPOSED 2013 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | | Management | | For | | For | | Y |
| | | | | |
4 | | APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | | | | |
NIKE, INC. |
| | | | |
Security | | 654106103 | | | | Meeting Type | | Annual |
Ticker Symbol | | NKE | | | | Meeting Date | | 20-Sep-2012 |
ISIN | | US6541061031 | | | | Agenda | | 933673471 - Management |
City | | | | | | Holding Recon Date | | 23-Jul-2012 |
Country | | United States | | | | Vote Deadline Date | | 19-Sep-2012 |
SEDOL(s) | | | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 ALAN B. GRAF, JR. | | | | For | | For | | Y |
| | | | | |
| | 2 JOHN C. LECHLEITER | | | | For | | For | | Y |
| | | | | |
| | 3 PHYLLIS M. WISE | | | | For | | For | | Y |
| | | | | |
2. | | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RE-APPROVE AND AMEND THE NIKE, INC. LONG-TERM INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
5. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
6. | | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | | Shareholder | | For | | Against | | Y |
| | | | | | | | |
ORACLE CORPORATION |
| | | | |
Security | | 68389X105 | | | | Meeting Type | | Annual |
Ticker Symbol | | ORCL | | | | Meeting Date | | 07-Nov-2012 |
ISIN | | US68389X1054 | | | | Agenda | | 933690302 - Management |
City | | | | | | Holding Recon Date | | 10-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 06-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 JEFFREY S. BERG | | | | For | | For | | Y |
| | | | | |
| | 2 H. RAYMOND BINGHAM | | | | For | | For | | Y |
| | | | | |
| | 3 MICHAEL J. BOSKIN | | | | For | | For | | Y |
| | | | | |
| | 4 SAFRA A. CATZ | | | | For | | For | | Y |
| | | | | |
| | 5 BRUCE R. CHIZEN | | | | For | | For | | Y |
| | | | | |
| | 6 GEORGE H. CONRADES | | | | For | | For | | Y |
| | | | | |
| | 7 LAWRENCE J. ELLISON | | | | For | | For | | Y |
| | | | | |
| | 8 HECTOR GARCIA-MOLINA | | | | For | | For | | Y |
| | | | | |
| | 9 JEFFREY O. HENLEY | | | | For | | For | | Y |
| | | | | |
| | 10 MARK V. HURD | | | | For | | For | | Y |
| | | | | |
| | 11 DONALD L. LUCAS | | | | For | | For | | Y |
| | | | | |
| | 12 NAOMI O. SELIGMAN | | | | For | | For | | Y |
| | | | | |
2 | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3 | | APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS’ STOCK PLAN. | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | | | | |
4 | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | For | | For | | Y |
| | | | | |
5 | | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. | | Shareholder | | Against | | For | | Y |
| | | | | |
6 | | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | | Shareholder | | For | | Against | | Y |
| | | | | |
7 | | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | | Shareholder | | Against | | For | | Y |
| | | | | |
8 | | STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
PRECISION CASTPARTS CORP. |
| | | | |
Security | | 740189105 | | | | Meeting Type | | Annual |
Ticker Symbol | | PCP | | | | Meeting Date | | 14-Aug-2012 |
ISIN | | US7401891053 | | | | Agenda | | 933660804 - Management |
City | | | | | | Holding Recon Date | | 12-Jun-2012 |
Country | | United States | | | | Vote Deadline Date | | 13-Aug-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 MARK DONEGAN | | | | For | | For | | Y |
| | | | | |
| | 2 VERNON E. OECHSLE | | | | For | | For | | Y |
| | | | | |
| | 3 ULRICH SCHMIDT | | | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE PERFORMANCE INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | | | | |
PRICELINE.COM INCORPORATED |
| | | | |
Security | | 741503403 | | | | Meeting Type | | Annual |
Ticker Symbol | | PCLN | | | | Meeting Date | | 06-Jun-2013 |
ISIN | | US7415034039 | | | | Agenda | | 933805080 - Management |
City | | | | | | Holding Recon Date | | 11-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 05-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 TIM ARMSTRONG | | | | For | | For | | Y |
| | | | | |
| | 2 HOWARD W. BARKER, JR. | | | | For | | For | | Y |
| | | | | |
| | 3 JEFFERY H. BOYD | | | | For | | For | | Y |
| | | | | |
| | 4 JAN L. DOCTER | | | | For | | For | | Y |
| | | | | |
| | 5 JEFFREY E. EPSTEIN | | | | For | | For | | Y |
| | | | | |
| | 6 JAMES M. GUYETTE | | | | For | | For | | Y |
| | | | | |
| | 7 NANCY B. PERETSMAN | | | | For | | For | | Y |
| | | | | |
| | 8 THOMAS E. ROTHMAN | | | | For | | For | | Y |
| | | | | |
| | 9 CRAIG W. RYDIN | | | | For | | For | | Y |
| | | | | |
2. | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO APPROVE AN AMENDMENT TO THE COMPANY’S 1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,400,000 SHARES AND CERTAIN OTHER AMENDMENTS TO THE PLAN. | | Management | | For | | For | | Y |
| | | | | |
5. | | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY’S BOARD OF DIRECTORS ADOPT A POLICY LIMITING THE ACCELERATION OF VESTING OF EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES IN THE EVENT OF A CHANGE IN CONTROL OF THE COMPANY. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
RACKSPACE HOSTING, INC. |
| | | | |
Security | | 750086100 | | | | Meeting Type | | Annual |
Ticker Symbol | | RAX | | | | Meeting Date | | 02-May-2013 |
ISIN | | US7500861007 | | | | Agenda | | 933775403 - Management |
City | | | | | | Holding Recon Date | | 08-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 01-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: A. LANHAM NAPIER | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: GEORGE J. STILL, JR. | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: MICHAEL SAM GILLILAND | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
ROSS STORES, INC. |
| | | | |
Security | | 778296103 | | | | Meeting Type | | Annual |
Ticker Symbol | | ROST | | | | Meeting Date | | 22-May-2013 |
ISIN | | US7782961038 | | | | Agenda | | 933781747 - Management |
City | | | | | | Holding Recon Date | | 26-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF CLASS II DIRECTOR: MICHAEL BALMUTH | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF CLASS II DIRECTOR: K. GUNNAR BJORKLUND | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF CLASS II DIRECTOR: SHARON D. GARRETT | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF CLASS III DIRECTOR: MICHAEL J. BUSH | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF CLASS III DIRECTOR: NORMAN A. FERBER | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF CLASS III DIRECTOR: GREGORY L. QUESNEL | | Management | | For | | For | | Y |
| | | | | |
2. | | APPROVAL OF CERTAIN PROVISIONS OF 2008 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
4. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014. | | Management | | For | | For | | Y |
| | | | | | | | |
STARBUCKS CORPORATION |
| | | | |
Security | | 855244109 | | | | Meeting Type | | Annual |
Ticker Symbol | | SBUX | | | | Meeting Date | | 20-Mar-2013 |
ISIN | | US8552441094 | | | | Agenda | | 933726842 - Management |
City | | | | | | Holding Recon Date | | 10-Jan-2013 |
Country | | United States | | | | Vote Deadline Date | | 19-Mar-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: HOWARD SCHULTZ | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: ROBERT M. GATES | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: MELLODY HOBSON | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: OLDEN LEE | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: CLARA SHIH | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: JAVIER G. TERUEL | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | | Management | | For | | For | | Y |
| | | | | |
2. | | APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013. | | Management | | For | | For | | Y |
| | | | | |
5. | | SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL SPENDING. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
STRYKER CORPORATION |
| | | | |
Security | | 863667101 | | | | Meeting Type | | Annual |
Ticker Symbol | | SYK | | | | Meeting Date | | 30-Apr-2013 |
ISIN | | US8636671013 | | | | Agenda | | 933750728 - Management |
City | | | | | | Holding Recon Date | | 04-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 29-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A) | | ELECTION OF DIRECTOR: HOWARD E. COX, JR. | | Management | | For | | For | | Y |
| | | | | |
1B) | | ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. | | Management | | For | | For | | Y |
| | | | | |
1C) | | ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM | | Management | | For | | For | | Y |
| | | | | |
1D) | | ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI | | Management | | For | | For | | Y |
| | | | | |
1E) | | ELECTION OF DIRECTOR: ALLAN C. GOLSTON | | Management | | For | | For | | Y |
| | | | | |
1F) | | ELECTION OF DIRECTOR: HOWARD L. LANCE | | Management | | For | | For | | Y |
| | | | | |
1G) | | ELECTION OF DIRECTOR: KEVIN A. LOBO | | Management | | For | | For | | Y |
| | | | | |
1H) | | ELECTION OF DIRECTOR: WILLIAM U. PARFET | | Management | | For | | For | | Y |
| | | | | |
1I) | | ELECTION OF DIRECTOR: RONDA E. STRYKER | | Management | | For | | For | | Y |
| | | | | |
2) | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | |
3) | | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
T. ROWE PRICE GROUP, INC. |
| | | | |
Security | | 74144T108 | | | | Meeting Type | | Annual |
Ticker Symbol | | TROW | | | | Meeting Date | | 23-Apr-2013 |
ISIN | | US74144T1088 | | | | Agenda | | 933743761 - Management |
City | | | | | | Holding Recon Date | | 21-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 22-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: EDWARD C. BERNARD | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JAMES T. BRADY | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: MARY K. BUSH | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: BRIAN C. ROGERS | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | | Management | | For | | For | | Y |
| | | | | |
2. | | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | | For | | For | | Y |
| | | | | | | | |
THE COCA-COLA COMPANY |
| | | | |
Security | | 191216100 | | | | Meeting Type | | Special |
Ticker Symbol | | KO | | | | Meeting Date | | 10-Jul-2012 |
ISIN | | US1912161007 | | | | Agenda | | 933646385 - Management |
City | | | | | | Holding Recon Date | | 21-May-2012 |
Country | | United States | | | | Vote Deadline Date | | 09-Jul-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
01 | | TO AMEND ARTICLE FOURTH OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK. | | Management | | For | | For | | Y |
| | | | | | | | |
THE COCA-COLA COMPANY |
| | | | |
Security | | 191216100 | | | | Meeting Type | | Annual |
Ticker Symbol | | KO | | | | Meeting Date | | 24-Apr-2013 |
ISIN | | US1912161007 | | | | Agenda | | 933739596 - Management |
City | | | | | | Holding Recon Date | | 25-Feb-2013 |
Country | | United States | | | | Vote Deadline Date | | 23-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: HERBERT A. ALLEN | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: RONALD W. ALLEN | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: RICHARD M. DALEY | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: BARRY DILLER | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: HELENE D. GAYLE | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: EVAN G. GREENBERG | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: ROBERT A. KOTICK | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: DONALD F. MCHENRY | | Management | | For | | For | | Y |
| | | | | |
1M. | | ELECTION OF DIRECTOR: SAM NUNN | | Management | | For | | For | | Y |
| | | | | |
1N. | | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | | Management | | For | | For | | Y |
| | | | | |
1O. | | ELECTION OF DIRECTOR: PETER V. UEBERROTH | | Management | | For | | For | | Y |
| | | | | |
1P. | | ELECTION OF DIRECTOR: JACOB WALLENBERG | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | | | | |
2. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | | Management | | For | | For | | Y |
| | | | | |
3. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
4. | | APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS. | | Management | | For | | For | | Y |
| | | | | |
5. | | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
THE TJX COMPANIES, INC. |
| | | | |
Security | | 872540109 | | | | Meeting Type | | Annual |
Ticker Symbol | | TJX | | | | Meeting Date | | 11-Jun-2013 |
ISIN | | US8725401090 | | | | Agenda | | 933810625 - Management |
City | | | | | | Holding Recon Date | | 15-Apr-2013 |
Country | | United States | | | | Vote Deadline Date | | 10-Jun-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: ZEIN ABDALLA | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: ALAN M. BENNETT | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: BERNARD CAMMARATA | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: DAVID T. CHING | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: MICHAEL F. HINES | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: AMY B. LANE | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: DAWN G. LEPORE | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: CAROL MEYROWITZ | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: WILLOW B. SHIRE | | Management | | For | | For | | Y |
| | | | | |
2. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS AND MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | SAY ON PAY: ADVISORY APPROVAL OF TJX’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | Y |
| | | | | | | | |
VISA INC. |
| | | | |
Security | | 92826C839 | | | | Meeting Type | | Annual |
Ticker Symbol | | V | | | | Meeting Date | | 30-Jan-2013 |
ISIN | | US92826C8394 | | | | Agenda | | 933718895 - Management |
City | | | | | | Holding Recon Date | | 04-Dec-2012 |
Country | | United States | | | | Vote Deadline Date | | 29-Jan-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: GARY P. COUGHLAN | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: MARY B. CRANSTON | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: CATHY E. MINEHAN | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: DAVID J. PANG | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: CHARLES W. SCHARF | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: JOHN A. SWAINSON | | Management | | For | | For | | Y |
| | | | | |
2. | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | |
3. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. | | Management | | For | | For | | Y |
| | | | | |
4. | | STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES AND EXPENDITURES, IF PROPERLY PRESENTED. | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
W.W. GRAINGER, INC. |
| | | | |
Security | | 384802104 | | | | Meeting Type | | Annual |
Ticker Symbol | | GWW | | | | Meeting Date | | 24-Apr-2013 |
ISIN | | US3848021040 | | | | Agenda | | 933747288 - Management |
City | | | | | | Holding Recon Date | | 04-Mar-2013 |
Country | | United States | | | | Vote Deadline Date | | 23-Apr-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 BRIAN P. ANDERSON | | | | For | | For | | Y |
| | | | | |
| | 2 V. ANN HAILEY | | | | For | | For | | Y |
| | | | | |
| | 3 WILLIAM K. HALL | | | | For | | For | | Y |
| | | | | |
| | 4 STUART L. LEVENICK | | | | For | | For | | Y |
| | | | | |
| | 5 JOHN W. MCCARTER, JR. | | | | For | | For | | Y |
| | | | | |
| | 6 NEIL S. NOVICH | | | | For | | For | | Y |
| | | | | |
| | 7 MICHAEL J. ROBERTS | | | | For | | For | | Y |
| | | | | |
| | 8 GARY L. ROGERS | | | | For | | For | | Y |
| | | | | |
| | 9 JAMES T. RYAN | | | | For | | For | | Y |
| | | | | |
| | 10 E. SCOTT SANTI | | | | For | | For | | Y |
| | | | | |
| | 11 JAMES D. SLAVIK | | | | For | | For | | Y |
| | | | | |
2. | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | | For | | For | | Y |
| | | | | |
3. | | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | Y |
| | | | | | | | |
WALGREEN CO. |
| | | | |
Security | | 931422109 | | | | Meeting Type | | Annual |
Ticker Symbol | | WAG | | | | Meeting Date | | 09-Jan-2013 |
ISIN | | US9314221097 | | | | Agenda | | 933713465 - Management |
City | | | | | | Holding Recon Date | | 12-Nov-2012 |
Country | | United States | | | | Vote Deadline Date | | 08-Jan-2013 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1A. | | ELECTION OF DIRECTOR: JANICE M. BABIAK | | Management | | For | | For | | Y |
| | | | | |
1B. | | ELECTION OF DIRECTOR: DAVID J. BRAILER | | Management | | For | | For | | Y |
| | | | | |
1C. | | ELECTION OF DIRECTOR: STEVEN A. DAVIS | | Management | | For | | For | | Y |
| | | | | |
1D. | | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | | Management | | For | | For | | Y |
| | | | | |
1E. | | ELECTION OF DIRECTOR: MARK P. FRISSORA | | Management | | For | | For | | Y |
| | | | | |
1F. | | ELECTION OF DIRECTOR: GINGER L. GRAHAM | | Management | | For | | For | | Y |
| | | | | |
1G. | | ELECTION OF DIRECTOR: ALAN G. MCNALLY | | Management | | For | | For | | Y |
| | | | | |
1H. | | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | | Management | | For | | For | | Y |
| | | | | |
1I. | | ELECTION OF DIRECTOR: STEFANO PESSINA | | Management | | For | | For | | Y |
| | | | | |
1J. | | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | | Management | | For | | For | | Y |
| | | | | |
1K. | | ELECTION OF DIRECTOR: ALEJANDRO SILVA | | Management | | For | | For | | Y |
| | | | | |
1L. | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | For | | For | | Y |
| | | | | |
1M. | | ELECTION OF DIRECTOR: GREGORY D. WASSON | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | | | | |
2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | Y |
| | | | | |
3. | | APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS INCENTIVE PLAN. | | Management | | For | | For | | Y |
| | | | | |
4. | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | Y |
| | | | | |
5. | | SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL. | | Shareholder | | Against | | For | | Y |
Wright International Blue Chip Equities Fund
Proxy Voting Record
July 1, 2012 - June 30, 2013
A.P. MOELLER - MAERSK A/S, COPENHAGEN
| | | | | | | | |
Security | | K0514G101 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | MAERSK B | | | | Meeting Date | | 11-Apr-2013 |
ISIN | | DK0010244508 | | | | Agenda | | 704373391 - Management |
City | | SVENDBORG | | | | Holding Recon Date | | 04-Apr-2013 |
Country | | Denmark | | | | Vote Deadline Date | | 03-Apr-2013 |
SEDOL(s) | | 4253048 - B01XVT3 - B09G5J2 - B28F3Y5 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 139907 DUE TO CHANGE IN VO- TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED. T- HANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK YOU | | Non-Voting | | | | | | N |
| | | | | |
a | | Report on the activities of the Company during the past financial year | | Non-Voting | | | | | | N |
| | | | | |
b | | Submission of the audited annual report for adoption | | Non-Voting | | | | | | N |
| | | | | |
c | | Resolution to grant discharge to directors | | Non-Voting | | | | | | N |
| | | | | |
d | | Resolution on appropriation of profit, including the amount of dividends, or c-overing of loss in accordance with the adopted annual report. The Board propos-es payment of a dividend of DKK 1,200 per share of DKK 1,000 | | Non-Voting | | | | | | N |
| | | | | |
e.1 | | Re-election of Michael Pram Rasmussen to the Board of Directors | | Non-Voting | | | | | | N |
| | | | | |
e.2 | | Re-election of Niels Jacobsen to the Board of Directors | | Non-Voting | | | | | | N |
| | | | | |
e.3 | | Re-election of Leise Maersk Mc-Kinney Moller to the Board of Directors | | Non-Voting | | | | | | N |
| | | | | |
e.4 | | Re-election of Jan Topholm to the Board of Directors | | Non-Voting | | | | | | N |
| | | | | |
f.1 | | Election of auditors The Board proposes re-election of: KPMG Statsautoriseret-Revisionspartnerselskab and | | Non-Voting | | | | | | N |
| | | | | |
f.2 | | Election of auditors The Board proposes re-election of: PricewaterhouseCoopers-Statsautoriseret Revisionspartnerselskab | | Non-Voting | | | | | | N |
| | | | | |
g | | Deliberation of any proposals submitted by the Board of Directors or by shareh-olders. No proposals have been submitted | | Non-Voting | | | | | | N |
ACTELION LTD., ALLSCHWIL
| | | | | | | | |
Security | | H0032X135 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ATLN | | | | Meeting Date | | 18-Apr-2013 |
ISIN | | CH0010532478 | | | | Agenda | | 704324704 - Management |
City | | BASEL | | | | Holding Recon Date | | 09-Apr-2013 |
Country | | Switzerland | | | | Vote Deadline Date | | 08-Apr-2013 |
SEDOL(s) | | 5937846 - 5954254 - 7123223 - B01DBL5 - B0P9B20 - B1YD5Q2 - B1YD5T5 - B1YLTN1 - B2QTL45 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 149833, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approval of the business report consisting of the annual report, the annual statutory accounts and the consolidated accounts as of 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | Approve allocation of income and dividends of CHF 1.00 per share from capital contribution reserves | | Management | | For | | For | | Y |
| | | | | |
3 | | Consultative vote on compensation report | | Management | | For | | For | | Y |
| | | | | |
4 | | Discharge of the board of directors and of the senior management | | Management | | For | | For | | Y |
| | | | | |
5 | | Approve CHF 3.2 million reduction in share capital via cancellation of repurchased shares | | Management | | For | | For | | Y |
| | | | | |
6.1 | | Re-election of Mr. Werner Henrich as board member | | Management | | For | | For | | Y |
| | | | | |
6.2 | | Re-election of Mr. Armin Kessler as board member | | Management | | For | | For | | Y |
| | | | | |
6.3 | | Re-election of Mr. Jean Malo as board member | | Management | | For | | For | | Y |
| | | | | |
6.4 | | Election of Mr. John J. Greisch as new board member | | Management | | For | | For | | Y |
| | | | | |
7 | | Election of the statutory auditor Ernst and Young Ag, Basel | | Management | | For | | For | | Y |
| | | | | |
8 | | Additional and/or counterproposals | | Management | | Abstain | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AMOUNTS IN RESOLUTIONS 2- AND 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROX-Y FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
AJINOMOTO CO.,INC.
| | | | | | | | |
Security | | J00882126 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 2802 | | | | Meeting Date | | 27-Jun-2013 |
ISIN | | JP3119600009 | | | | Agenda | | 704573434 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 25-Jun-2013 |
SEDOL(s) | | 5573392 - 6010906 - B03NQ52 | | | | Quick Code | | 28020 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.14 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.15 | | Appoint a Director | | Management | | For | | For | | Y |
ALLIANZ SE, MUENCHEN
| | | | | | | | |
Security | | D03080112 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ALV | | | | Meeting Date | | 07-May-2013 |
ISIN | | DE0008404005 | | | | Agenda | | 704355076 - Management |
City | | MUENCHEN | | | | Holding Recon Date | | 30-Apr-2013 |
Country | | Germany | | Blocking | | Vote Deadline Date | | 23-Apr-2013 |
SEDOL(s) | | 0018490 - 0048646 - 5231485 - 5242487 - 5479531 - 5766749 - 7158333 - B030T87 - B1FVBS9 - B92MVD6 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodian’s accounts, please contact your CSR for more information.-Please also note the following link: https://materials.proxyvote.com/Approved-/99999Z/19840101/NPS_160726.PDF | | Non-Voting | | | | | | N |
| | | | | |
| | The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. In order to deliver/se-ttle a voted position before the deregistration date a voting instruction canc-ellation and de-registration request needs to be sent to your CSR or Custodian-. Failure to de-register the shares before settlement date could result in the-settlement being delayed. If you are considering settling a traded voted posi-tion prior to the meeting date of this event, please contact your CSR or custo-dian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
| | | | | |
| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative. | | Non-Voting | | | | | | N |
| | | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED | | Non-Voting | | | | | | N |
| | | | | |
| | CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | | | |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | | | | N |
| | | | | |
1. | | Presentation of the approved Annual Financial Statements and the approved Cons-olidated Financial Statements as of December 31, 2012, and of the Management R-eports for Allianz SE and for the Group, the Explanatory Reports on the inform- ation pursuant to Section 289(4), 315(4) and Section 289 (5) of the German Com-mercial Code (HGB), as well as the Report of the Supervisory Board for fiscal-year 2012 | | Non-Voting | | | | | | N |
| | | | | |
2. | | Appropriation of net earnings | | Management | | No Action | | | | N |
| | | | | |
3. | | Approval of the actions of the members of the Management Board | | Management | | No Action | | | | N |
| | | | | |
4. | | Approval of actions of the members of the Supervisory Board | | Management | | No Action | | | | N |
| | | | | |
5. | | By-election to the Supervisory Board | | Management | | No Action | | | | N |
ASICS CORPORATION
| | | | | | | | |
Security | | J03234150 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 7936 | | | | Meeting Date | | 21-Jun-2013 |
ISIN | | JP3118000003 | | | | Agenda | | 704561910 - Management |
City | | HYOGO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 4054199 - 5738834 - 6057378 - B3BGGJ8 | | | | Quick Code | | 79360 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4 | | Amend the Compensation to be received by Directors | | Management | | For | | For | | Y |
| | | | | |
5 | | Granting of Stock Options (Stock Acquisition Rights) as Compensation to Directors (Excluding Outside Directors) | | Management | | For | | For | | Y |
ASML HOLDING NV, VELDHOVEN
| | | | | | | | |
Security | | N07059178 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | ASML | | | | Meeting Date | | 07-Sep-2012 |
ISIN | | NL0006034001 | | | | Agenda | | 703981921 - Management |
City | | VELDHOVEN | | | | Holding Recon Date | | 10-Aug-2012 |
Country | | Netherlands | | | | Vote Deadline Date | | 27-Aug-2012 |
SEDOL(s) | | 5949368 - 5949670 - B0CRJ56 - B2838W2 - B4LF2X8 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Opening | | Non-Voting | | | | | | N |
| | | | | |
2 | | Explanation to the customer co-investment program entered into and/or to be-entered into by and between the Company and certain of its customers, as-announced by the Company on 9 July 2012 (the “Customer Co-Investment-Program”) | | Non-Voting | | | | | | N |
| | | | | |
3.a | | Proposal to resolve to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company in connection with the Customer Co-Investment Program, subject to Supervisory Board approval, up to 25% of the issued share capital of the Company at the Annual General Meeting of Shareholders (the “AGM”) held on 25 April 2012, from 7 September 2012 through 31 July 2013 | | Management | | For | | For | | Y |
| | | | | |
3.b | | Proposal to resolve to authorize the Board of Management to restrict or exclude, subject to Supervisory Board approval, the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under (a) from 7 September 2012 through 31 July 2013 | | Management | | For | | For | | Y |
| | | | | |
4.a | | Proposal to resolve to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part I) to create a specific share class (ordinary shares M) for the participants to the Customer Co-Investment Program. Upon the first amendment of the articles of association of the Company the ordinary shares to be held for the benefit of the participants to the Customer Co- Investment Program will be converted into ordinary shares M and all other ordinary shares will be converted into ordinary shares A | | Management | | For | | For | | Y |
| | | | | |
4.b | | Proposal to resolve to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part II) to increase the par value per ordinary share A by an amount to be determined by the Board of Management of at least EUR 5.97 per share and at most EUR 12 per share at the expense of the share premium reserve | | Management | | For | | For | | Y |
| | | | | |
4.c | | Proposal to resolve to reduce the issued capital by an amount at least equal to the aggregate amount to be paid by the participants to the Customer Co- Investment Program for their shares, being an amount no less than EUR 2,513,447,071.07 and no more than EUR 5,000,000,000 by decreasing the nominal value of the ordinary shares A by an amount to be determined by the Board of Management of at least EUR 5.99 per share and at most EUR 12 per share which will result in repayment of said amount determined by the Board of Management per share to holders of ordinary shares A or to the holders of ordinary shares into which the ordinary shares A will be converted pursuant to proposal (e) below and to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part III) | | Management | | For | | For | | Y |
| | | | | |
4.d | | Proposal to resolve to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part IV) to consolidate the ordinary shares A at an exchange ratio to be determined by the Board of Management. The exchange ratio will depend on the percentage of new shares to be issued to the participants to the Customer Co- Investment Program. The consolidation of the ordinary shares A may entail an increase of the nominal value of the ordinary shares A by a maximum of EUR 0.03 per share, to be determined by the Board of Management, which increase will be paid from the share premium reserve | | Management | | For | | For | | Y |
| | | | | |
4.e | | Proposal to resolve to amend the articles of association in accordance with the Draft deed of amendment to the articles of association (Part V) to delete the share class M for participants to the Customer Co-Investment Program and share class A for the other shareholders. The ordinary shares M and ordinary shares A shall be converted into ordinary shares without a specific letter mark attached to it | | Management | | For | | For | | Y |
| | | | | |
5 | | Proposal to resolve to authorize each director of the Company as well as any and all lawyers and paralegals practicing with De Brauw Blackstone Westbroek N.V. to execute the notarial deeds of amendment to the articles of association | | Management | | For | | For | | Y |
| | | | | | | | | | |
6.a | | Proposal to resolve to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company, subject to Supervisory Board approval, limited to 5% of the issued share capital at 25 April 2012 from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used | | Management | | For | | For | | Y |
| | | | | |
6.b | | Proposal to resolve to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under (a), subject to approval of the Supervisory Board, for a period from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used | | Management | | For | | For | | Y |
| | | | | |
6.c | | Proposal to resolve to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company, subject to Supervisory Board approval, limited to 5% of the issued share capital at 25 April 2012, which 5% can only be used in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances, for a period from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used | | Management | | For | | For | | Y |
| | | | | |
6.d | | Proposal to resolve to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under (c), subject to approval of the Supervisory Board, for a period from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used | | Management | | For | | For | | Y |
| | | | | |
7 | | Any other business | | Non-Voting | | | | | | N |
| | | | | |
8 | | Closing | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL ONLY BE ADOPTED IF RESOLUTION 4E IS- ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY PROPOSE RESOLUTION 4E IF ALL OTH- ER RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED. RESOLUTION 5 WILL ONLY BE PROPOSED-IF RESOLUTION 4E HAS BEEN ADOPTED. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y- OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
ASML HOLDING NV, VELDHOVEN
| | | | | | | | |
Security | | N07059202 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ASML | | | | Meeting Date | | 24-Apr-2013 |
ISIN | | NL0010273215 | | | | Agenda | | 704305273 - Management |
City | | VELDHOVEN | | | | Holding Recon Date | | 27-Mar-2013 |
Country | | Netherlands | | | | Vote Deadline Date | | 11-Apr-2013 |
SEDOL(s) | | B85NWV4 - B913WB5 - B929F46 - B92DDY4 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Opening | | Non-Voting | | | | | | N |
| | | | | |
2 | | Overview of the Company’s business, financial situation and sustainability | | Non-Voting | | | | | | N |
| | | | | |
3 | | Discussion of the 2012 Annual Report, incl. ASML’s corporate governance chapter, and the 2012 Remuneration Report, and proposal to adopt the financial statements for the financial year (“FY”) 2012, as prepared in accordance with Dutch law | | Management | | For | | For | | Y |
| | | | | |
4 | | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the FY 2012 | | Management | | For | | For | | Y |
| | | | | |
5 | | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the FY 2012 | | Management | | For | | For | | Y |
| | | | | |
6 | | Clarification of the Company’s reserves and dividend policy | | Non-Voting | | | | | | N |
| | | | | |
7 | | Proposal to adopt a dividend of EUR 0.53 per ordinary share of EUR 0.09 | | Management | | For | | For | | Y |
| | | | | |
8 | | Proposal to adopt the revised Remuneration Policy for the Board of Management of ASML Holding N.V. (version 2014) | | Management | | For | | For | | Y |
| | | | | |
9a | | Proposal to approve the number of performance shares for the Board of Management, in accordance with the Remuneration Policy for the Board of Management (version 2010) over the FY 2013 and authorization of the Board of Management to issue these performance shares | | Management | | For | | For | | Y |
| | | | | |
9b | | Proposal to approve the performance share arrangement in accordance with the Remuneration Policy for the Board of Management of ASML Holding N.V. (version 2014) (the “Policy”), including the number of performance shares for the Board of Management to be determined by the calculation method as described in the Policy, and authorization of the Board of Management to issue the performance shares for the financial year 2014 and subsequent years, subject to approval of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
10 | | Proposal to approve the number of stock options, respectively shares, for employees and authorization of the Board of Management to issue the stock options, respectively shares | | Management | | For | | For | | Y |
| | | | | |
11 | | Notification of the intended extension of the appointment term of Mr. F.J.van-Hout | | Non-Voting | | | | | | N |
| | | | | |
12a | | Proposal to reappoint Ms. H.C.J. van den Burg as member of the Supervisory Board, effective April 24, 2013 | | Management | | For | | For | | Y |
| | | | | |
12b | | Proposal to reappoint Ms. P.F.M. van der Meer Mohr as member of the Supervisory Board, effective April 24, 2013 | | Management | | For | | For | | Y |
| | | | | |
12c | | Proposal to reappoint Mr. W.H. Ziebart as member of the Supervisory Board, effective April 24, 2013 | | Management | | For | | For | | Y |
| | | | | |
12d | | Proposal to appoint Dr. D.A. Grose as member of the Supervisory Board, effective April 24, 2013 | | Management | | For | | For | | Y |
| | | | | | | | | | |
12e | | Proposal to appoint Ms. C.M.S. Smits-Nusteling as member of the Supervisory Board, effective April 24, 2013 | | Management | | For | | For | | Y |
| | | | | |
13 | | Composition of the Supervisory Board in 2014 | | Non-Voting | | | | | | N |
| | | | | |
14 | | Proposal to reappoint the External Auditor for the reporting year 2014: Deloitte Accountants | | Management | | For | | For | | Y |
| | | | | |
15a | | Proposal to authorize the Board of Management to issue (rights to subscribe for) shares, which authorization is limited to 5% of the issued capital | | Management | | For | | For | | Y |
| | | | | |
15b | | Proposal to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with agenda item 15a | | Management | | For | | For | | Y |
| | | | | |
15c | | Proposal to authorize the Board of Management to issue (rights to subscribe for) shares, for an additional 5% of the issued capital, only to be used in connection with mergers, acquisitions and/or (strategic) alliances | | Management | | For | | For | | Y |
| | | | | |
15d | | Proposal to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with agenda item 15c | | Management | | For | | For | | Y |
| | | | | |
16a | | Proposal to authorize the Board of Management to acquire shares in the Company’s capital | | Management | | For | | For | | Y |
| | | | | |
16b | | Proposal to authorize the Board of Management to acquire additional shares in the Company’s capital | | Management | | For | | For | | Y |
| | | | | |
17 | | Proposal to cancel ordinary shares (to be) repurchased by the Company | | Management | | For | | For | | Y |
| | | | | |
18 | | Any other business | | Non-Voting | | | | | | N |
| | | | | |
19 | | Closing | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION-11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
ASTRAZENECA PLC, LONDON
| | | | | | | | |
Security | | G0593M107 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | AZN | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | GB0009895292 | | | | Agenda | | 704386211 - Management |
City | | LONDON | | | | Holding Recon Date | | 23-Apr-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 19-Apr-2013 |
SEDOL(s) | | 0989529 - 4983884 - 5659902 - B01DCL2 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive the Company’s Accounts and the Reports of the Directors and Auditor for the year ended 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | To confirm the first interim dividend of USD0.90 (58.1 pence, SEK 6.26) per ordinary share and to confirm as the final dividend for 2012 the second interim dividend of USD1.90 (120.5 pence, SEK 12.08) per ordinary share | | Management | | For | | For | | Y |
| | | | | |
3 | | To reappoint KPMG Audit Plc London as Auditor | | Management | | For | | For | | Y |
| | | | | |
4 | | To authorise the Directors to agree the remuneration of the Auditor | | Management | | For | | For | | Y |
| | | | | |
5A | | To re-elect Leif Johansson as a Director | | Management | | For | | For | | Y |
| | | | | |
5B | | To elect Pascal Soriot as a Director | | Management | | For | | For | | Y |
| | | | | |
5C | | To re-elect Simon Lowth as a Director | | Management | | For | | For | | Y |
| | | | | |
5D | | To re-elect Genevieve Berger as a Director | | Management | | For | | For | | Y |
| | | | | |
5E | | To re-elect Bruce Burlington as a Director | | Management | | For | | For | | Y |
| | | | | |
5F | | To re-elect Graham Chipchase as a Director | | Management | | For | | For | | Y |
| | | | | |
5G | | To re-elect Jean-Philippe Courtois as a Director | | Management | | For | | For | | Y |
| | | | | |
5H | | To re-elect Rudy Markham as a Director | | Management | | For | | For | | Y |
| | | | | |
5I | | To re-elect Nancy Rothwell as a Director | | Management | | For | | For | | Y |
| | | | | |
5J | | To re-elect Shriti Vadera as a Director | | Management | | For | | For | | Y |
| | | | | |
5K | | To re-elect John Varley as a Director | | Management | | For | | For | | Y |
| | | | | |
5L | | To re-elect Marcus Wallenberg as a Director | | Management | | For | | For | | Y |
| | | | | |
6 | | To approve the Directors’ Remuneration Report for the year ended 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
7 | | To authorise limited EU political donations | | Management | | For | | For | | Y |
| | | | | |
8 | | To authorise the Directors to allot shares | | Management | | For | | For | | Y |
| | | | | |
9 | | To authorise the Directors to disapply pre emption rights | | Management | | For | | For | | Y |
| | | | | |
10 | | To authorise the Company to purchase its own shares | | Management | | For | | For | | Y |
| | | | | |
11 | | To reduce the notice period for general meetings | | Management | | For | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE. IF YOU HAVE- ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
ATOS, BEZONS
| | | | | | | | |
Security | | F06116101 | | | | Meeting Type | | MIX |
Ticker Symbol | | ATO | | | | Meeting Date | | 29-May-2013 |
ISIN | | FR0000051732 | | | | Agenda | | 704454999 - Management |
City | | BEZONS | | | | Holding Recon Date | | 23-May-2013 |
Country | | France | | | | Vote Deadline Date | | 20-May-2013 |
SEDOL(s) | | 4818373 - 5654781 - 5656022 - B07J8Z0 - B28F6S0 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/- 0424/201304241301515.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0510/20130510- 1302000.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS- PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
O.1 | | Approval of the annual corporate financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.2 | | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Allocation of income from the financial year ended December 31, 2012 and payment of dividend | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Option for the payment of dividend in shares | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Setting attendance allowances annual total amount | | Management | | For | | For | | Y |
| | | | | | | | | | |
O.6 | | Renewal of term of Mrs. Aminata Niane as Board Member | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Renewal of term of Mr. Vernon Sankey as Board Member | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Appointment of Mrs. Lynn Sharp Paine as Board Member | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Election of a Board Member representing employee shareholders: Appointment of Mrs. Jean Fleming | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Election of a Board Member representing employee shareholders: Appointment of Mr. Daniel Gargot | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Election of a Board Member representing employee shareholders: Appointment of Mr. Denis Lesieur | | Management | | For | | For | | Y |
| | | | | |
O.12 | | Authorization granted to the Board of Directors to purchase, retain or transfer shares of the Company | | Management | | For | | For | | Y |
| | | | | |
E.13 | | Authorization granted to the Board of Directors to reduce share capital via cancellation of treasury shares | | Management | | For | | For | | Y |
| | | | | |
E.14 | | Delegation of authority granted to the Board of Directors to increase capital of the Company, with cancellation of the preferential subscription right in favor of employees of the Company and affiliated companies | | Management | | For | | For | | Y |
| | | | | |
E.15 | | Authorization granted to the Board of Directors to carry out free allocation of shares to employees and corporate officers of the Company and/or affiliated companies | | Management | | For | | For | | Y |
| | | | | |
E.16 | | Amendment to Article 15 of the bylaws- Board Member’s shares | | Management | | For | | For | | Y |
| | | | | |
E.17 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR
| | | | | | | | |
Security | | Q09504137 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ANZ | | | | Meeting Date | | 19-Dec-2012 |
ISIN | | AU000000ANZ3 | | | | Agenda | | 704167471 - Management |
City | | PERTH | | | | Holding Recon Date | | 17-Dec-2012 |
Country | | Australia | | | | Vote Deadline Date | | 12-Dec-2012 |
SEDOL(s) | | 6065586 - 6068079 - B02K9V1 - B05J0K1 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2,3 AND 4 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2,3 AND 4), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | | Non-Voting | | | | | | N |
| | | | | |
2 | | Adoption of the Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
3 | | Grant of Performance Rights to Mr Michael Smith | | Management | | For | | For | | Y |
| | | | | |
4 | | Increase in Non-Executive Directors’ Fee Cap | | Management | | For | | For | | Y |
| | | | | |
5.a | | To elect Ms P. J. Dwyer as a Board - Endorsed Candidate | | Management | | For | | For | | Y |
| | | | | |
5.b | | To re-elect Mr J. P. Morschel as a Board - Endorsed Candidate | | Management | | For | | For | | Y |
| | | | | |
5.c | | To re-elect Mr Lee Hsien Yang as a Board - Endorsed Candidate | | Management | | For | | For | | Y |
| | | | | |
6 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Non- Board-Endorsed Candidate - Mr R. J. Reeves | | Shareholder | | For | | Against | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION NUMBER 5-.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
AXA SA, PARIS
| | | | | | | | |
Security | | F06106102 | | | | Meeting Type | | MIX |
Ticker Symbol | | CS | | | | Meeting Date | | 30-Apr-2013 |
ISIN | | FR0000120628 | | | | Agenda | | 704278945 - Management |
City | | PARIS | | | | Holding Recon Date | | 24-Apr-2013 |
Country | | France | | | | Vote Deadline Date | | 19-Apr-2013 |
SEDOL(s) | | 4026927 - 5179648 - 5766705 - 7088429 - 7088753 - 7090509 - 7166013 - B02PRD4 - B0CRJ45 - B0YVB61 - B1G0HV0 - B92MW22 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0222/201302221300388.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0322/201303221300871.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
O.1 | | Approval of the corporate financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.2 | | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Allocation of income for the financial year 2012and setting the dividend at Euros 0.72 per share | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Approval of the regulated Agreements pursuant to Article L.225-38 of the Commercial Code | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Renewal of term of Mr. Ramon de Oliveira as Board member | | Management | | For | | For | | Y |
| | | | | | | | | | |
O.6 | | Renewal of term of Mrs. Dominique Reiniche as Board member | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Ratification of the cooptation of Mr. Jean-Pierre Clamadieu as Board member | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Appointment of Mrs. Deanna Oppenheimer as Board member | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Appointment of Mr. Paul Hermelin as Board member | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Setting the annual amount of attendance allowances to be allocated to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Authorization granted to the Board of Directors to purchase ordinary shares of the Company | | Management | | For | | For | | Y |
| | | | | |
E.12 | | Delegation of authority granted to the Board of Directors to increase share capital by incorporation of reserves, profits or premiums | | Management | | For | | For | | Y |
| | | | | |
E.13 | | Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company or of one of its subsidiaries while maintaining shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
E.14 | | Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company or of one of its subsidiaries without shareholders’ preferential subscription rights through public offers | | Management | | For | | For | | Y |
| | | | | |
E.15 | | Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company or of one of its subsidiaries without shareholders’ preferential subscription rights through private placement pursuant to Article L.411-2, II of the Monetary and Financial Code | | Management | | For | | For | | Y |
| | | | | |
E.16 | | Authorization granted to the Board of Directors to set the issue price according to the terms established by the General Meeting within the limit of 10% of capital, in the event if issuance without shareholders’ preferential subscription rights through public offers or private placements | | Management | | For | | For | | Y |
| | | | | |
E.17 | | Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company, in case of public exchange offer initiated by the Company | | Management | | For | | For | | Y |
| | | | | |
E.18 | | Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company, in consideration for in-kind contribution within the limit of 10% of share capital outside of a public exchange offer initiated by the Company | | Management | | For | | For | | Y |
| | | | | |
E.19 | | Delegation of authority granted to the Board of Directors to issue ordinary shares without shareholders’ preferential subscription rights, as a result of issue by its subsidiaries of securities giving access to ordinary shares of the Company | | Management | | For | | For | | Y |
| | | | | |
E.20 | | Delegation of authority granted to the Board of Directors to issue securities entitling to the allotment of debt securities without giving rise to a capital increase of the Company | | Management | | For | | For | | Y |
| | | | | |
E.21 | | Delegation of powers granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company reserved for members of a Company Savings Plan without shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
E.22 | | Delegation of powers granted to the Board of Directors to increase share capital by issuing ordinary shares without shareholders’ preferential subscription rights in favor of a specific class of beneficiaries | | Management | | For | | For | | Y |
| | | | | |
E.23 | | Authorization granted to the Board of Directors to reduce share capital by cancellation of ordinary shares | | Management | | For | | For | | Y |
| | | | | |
E.24 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
BAE SYSTEMS PLC, LONDON
| | | | | | | | |
Security | | G06940103 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BA. | | | | Meeting Date | | 08-May-2013 |
ISIN | | GB0002634946 | | | | Agenda | | 704362956 - Management |
City | | HAMPSHIRE | | | | Holding Recon Date | | 06-May-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 01-May-2013 |
SEDOL(s) | | 0263494 - 2100425 - 5473759 - B02S669 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Receipt of the Report and Accounts | | Management | | For | | For | | Y |
| | | | | |
2 | | Approval of the Directors’ Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
3 | | Authorisation of the payment of the final dividend: That the final dividend for the year ended 31 December 2012 of 11.7 pence per ordinary share be and is hereby declared payable on 3 June 2013 to Ordinary Shareholders whose names appeared on the Register of Members at the close of business on 19 April 2013 | | Management | | For | | For | | Y |
| | | | | |
4 | | Re-election of director: Paul Anderson | | Management | | For | | For | | Y |
| | | | | |
5 | | Re-election of director: Harriet Green | | Management | | For | | For | | Y |
| | | | | |
6 | | Re-election of director: Linda Hudson | | Management | | For | | For | | Y |
| | | | | |
7 | | Re-election of director: Ian King | | Management | | For | | For | | Y |
| | | | | |
8 | | Re-election of director: Peter Lynas | | Management | | For | | For | | Y |
| | | | | |
9 | | Re-election of director: Lee McIntire | | Management | | For | | For | | Y |
| | | | | |
10 | | Re-election of director: Richard Olver | | Management | | For | | For | | Y |
| | | | | |
11 | | Re-election of director: Paula Rosput Reynolds | | Management | | For | | For | | Y |
| | | | | |
12 | | Re-election of director: Nicholas Rose | | Management | | For | | For | | Y |
| | | | | |
13 | | Re-election of director: Carl Symon | | Management | | For | | For | | Y |
| | | | | |
14 | | Reappointment of the Auditors: KPMG Audit Plc | | Management | | For | | For | | Y |
| | | | | |
15 | | Authority to agree Auditors’ remuneration | | Management | | For | | For | | Y |
| | | | | |
16 | | Political Donations | | Management | | For | | For | | Y |
| | | | | |
17 | | Authority to allot new shares | | Management | | For | | For | | Y |
| | | | | |
18 | | Disapplication of pre-emption rights | | Management | | For | | For | | Y |
| | | | | |
19 | | Authority to purchase own shares | | Management | | For | | For | | Y |
| | | | | |
20 | | Notice of general meetings | | Management | | For | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNTS IN RES- NO.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
BANCO SANTANDER SA, SANTANDER
| | | | | | | | |
Security | | E19790109 | | | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | SAN | | | | Meeting Date | | 22-Mar-2013 |
ISIN | | ES0113900J37 | | | | Agenda | | 704280445 - Management |
City | | SANTANDER | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | Spain | | | | Vote Deadline Date | | 18-Mar-2013 |
SEDOL(s) | | 0736082 - 2576628 - 5705946 - 5706637 - 5706819 - 5761885 - 5852433 - 5900600 - 6162595 - B02TB23 - B0CL505 - B0LTJV9 - B73JFC9 | | | | Quick Code | | 572405000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1.A | | Examination and, if appropriate, approval of the annual accounts (balance sheet, profit and loss statement, statement of recognised income and expense, statement of changes in total equity, cash flow statement, and notes) of Banco Santander, S.A. and its consolidated Group, all with respect to the Financial Year ended 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
1.B | | Examination and, if appropriate, approval of the corporate management for Financial Year 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | Application of results obtained during Financial Year 2012 | | Management | | For | | For | | Y |
| | | | | |
3.A | | Re-election of Mr Guillermo de la Dehesa Romero | | Management | | For | | For | | Y |
| | | | | |
3.B | | Re-election of Mr Abel Matutes Juan | | Management | | For | | For | | Y |
| | | | | |
3.C | | Re-election of Mr Angel Jado Becerro de Bengoa | | Management | | For | | For | | Y |
| | | | | |
3.D | | Re-election of Mr Javier Botin-Sanz de Sautuola y O’Shea | | Management | | For | | For | | Y |
| | | | | |
3.E | | Re-election of Ms Isabel Tocino Biscarolasaga | | Management | | For | | For | | Y |
| | | | | |
3.F | | Re-election of Mr Fernando de Asua Alvarez | | Management | | For | | For | | Y |
| | | | | |
4 | | Re-election of the Auditor for Financial Year 2013: Deloitte, S.L., with a registered office in Madrid, at Plaza Pablo Ruiz Picasso, 1, Torre Picasso, and Tax ID Code B-79104469 | | Management | | For | | For | | Y |
| | | | | |
5 | | Approval of the corporate website (www.santander.com) for purposes of section 11 bis of the Spanish Capital Corporations Law (Ley de Sociedades de Capital) | | Management | | For | | For | | Y |
| | | | | |
6 | | Merger of Banco Santander, S.A. and Banco Espanol de Credito, S.A. (“Banesto”). Approval of the merger by absorption of Banesto by Banco Santander, with termination of the absorbed company and the en bloc transfer of its assets and liabilities, by universal succession, to the absorbing company, with the express provision that the exchange be covered by the delivery of treasury shares by Banco Santander in accordance with the draft terms of merger formulated by the respective Boards of Directors of such companies as included on their respective websites, and for such purpose: (a) Approval of the common draft terms of merger between Banco Santander and Banesto, and approval of the balance sheet of Banco Santander | | Management | | For | | For | | Y |
| | | | | | | | | | |
| | ended as of 31 December 2012 as the merger balance sheet. (b) Approval of the resolution on the merger by absorption of Banesto by Banco Santander, with termination of the former by means of dissolution without liquidation and the en bloc transfer of all of its assets and liabilities to the latter, which shall acquire them by universal succession, expressly providing that the exchange shall be covered by means of the delivery of treasury shares of Banco Santander, all in compliance with the provisions of the common draft terms of merger. (c) Adherence of the transaction to the tax regime established in chapter VIII of title VII of the Restated Text of the Company Income Tax Act (Ley del Impuesto sobre Sociedades) and section 3 of additional provision two thereof, as well as in section 45, paragraph 1. B.) 10. of the Restated Text of the Asset Transfer and Documentary Stamp Tax Act (Ley del Impuesto sobre Transmisiones Patrimoniales y Actos Juridicos Documentados) | | | | | | | | |
| | | | | |
7 | | Merger of Banco Santander, S.A. and Banco Banif, S.A. Unipersonal (“Banif”). Approval of the merger by absorption of Banif by Banco Santander, with termination of the absorbed company and the en bloc transfer of its assets and liabilities, by universal succession, to the absorbing company, in accordance with the draft terms of merger formulated by the respective Boards of Directors of such companies as included on the website of Banco Santander and deposited with the Commercial Registry of Madrid, and for such purpose: (a) Approval of the common terms of merger between Banco Santander and Banif, and approval of the balance sheet of Banco Santander ended as of 31 December 2012 as the merger balance sheet. (b) Approval of the merger by absorption of Banif by Banco Santander, with termination of the former by means of dissolution without liquidation and the en bloc transfer of all of its assets and liabilities to the latter, which shall acquire them by universal succession, all in compliance with the provisions of the common draft terms of merger. (c) Adherence of the transaction to the tax regime established in chapter VIII of title VII of the Restated Text of the Company Income Tax Act and section 3 of additional provision two thereof, as well as in section 45, paragraph 1. B.) 10. of the Restated Text of the Asset Transfer and Documentary Stamp Tax Act | | Management | | For | | For | | Y |
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8.A | | Director remuneration system: amendment of article 58 concerning compensation of directors and determination of its amount by the General Shareholders’ Meeting | | Management | | For | | For | | Y |
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8.B | | Amendment of article 61 (website) | | Management | | For | | For | | Y |
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9 | | Delegation to the Board of Directors of the power to carry out the resolution to be adopted by the shareholders at the Meeting to increase the share capital pursuant to the provisions of section 297.1.a) of the Spanish Capital Corporations Law, depriving of effect the authorisation granted by means of resolution Seven II) adopted by the shareholders at the Ordinary General Shareholders’ Meeting of 30 March 2012 | | Management | | For | | For | | Y |
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10 | | Authorisation to the Board of Directors such that, pursuant to the provisions of section 297.1.b) of the Spanish Capital Corporations Law, it may increase the share capital on one or more occasions and at any time, within a period of three years, by means of cash contributions and by a maximum nominal amount of 2,634,670,786 Euros, all upon such terms and conditions as it deems appropriate, depriving of effect, to the extent of the unused amount, the authorisation granted under resolution Eight II) adopted at the Ordinary General Shareholders’ Meeting of 30 March 2012. Delegation of the power to exclude pre-emptive rights, as provided by section 506 of the Spanish Capital Corporations Law | | Management | | For | | For | | Y |
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11.A | | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution, by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights (derechos de asignacion gratuita) at a guaranteed price and power to use voluntary reserves from retained earnings for such purpose. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation thereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital, and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | | Management | | For | | For | | Y |
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11.B | | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a | | Management | | For | | For | | Y |
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| | guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital, and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | | | | | | | | |
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11.C | | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | | Management | | For | | For | | Y |
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11.D | | Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase | | Management | | For | | For | | Y |
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| | as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges | | | | | | | | |
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12.A | | Delegation to the Board of Directors of the power to issue fixed-income securities, preferred interests or debt instruments of a similar nature (including warrants) that are convertible into and/or exchangeable for shares of the Company. Establishment of the standards for determining the basis and methods for the conversion and/or exchange and grant to the Board of Directors of the power to increase share capital by the required amount, as well as to exclude the pre-emptive rights of shareholders. To deprive of effect, to the extent not used, the delegation of powers approved by resolution Ten A II) of the shareholders acting at the Ordinary General Shareholders’ Meeting of 30 March 2012 | | Management | | For | | For | | Y |
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12.B | | Delegation to the Board of Directors of the power to issue fixed-income securities, preferred interests or debt instruments of a similar nature (including certificates, promissory notes and warrants) that are not convertible into shares | | Management | | For | | For | | Y |
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13.A | | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group, and, under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom: Third cycle of the Deferred and Conditional Variable Remuneration Plan (Plan de Retribucion Variable Diferida y Condicionada) | | Management | | For | | For | | Y |
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13.B | | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group, and, under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom: Fourth cycle of the Deferred and Conditional Delivery Share Plan (Plan de Acciones de Entrega Diferida y Condicionada) | | Management | | For | | For | | Y |
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13.C | | Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group, and, under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom: Plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom by means of options on shares of the Bank linked to the contribution of periodic monetary amounts and to certain continuity requirements | | Management | | For | | For | | Y |
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14 | | Authorisation to the Board of Directors to interpret, remedy, supplement, carry out and further develop the resolutions adopted by the shareholders at the Meeting, as well as to delegate the powers received from the shareholders at the Meeting, and grant of powers to convert such resolutions into notarial instruments | | Management | | For | | For | | Y |
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15 | | Annual report on director remuneration policy | | Management | | For | | For | | Y |
BARCLAYS PLC, LONDON
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Security | | G08036124 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BARC | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | GB0031348658 | | | | Agenda | | 704338462 - Management |
City | | LONDON | | | | Holding Recon Date | | 23-Apr-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 19-Apr-2013 |
SEDOL(s) | | 3134865 - 6507312 - B021PQ1 - B02S681 | | | | Quick Code | | 582603000 |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | That the Reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2012, now laid before the meeting, be received | | Management | | For | | For | | Y |
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2 | | That the Remuneration Report for the year ended 31 December 2012, now laid before the meeting, be approved | | Management | | For | | For | | Y |
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3 | | That Sir David Walker be appointed a Director of the Company | | Management | | For | | For | | Y |
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4 | | That Tim Breedon be appointed a Director of the Company | | Management | | For | | For | | Y |
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5 | | That Antony Jenkins be appointed a Director of the Company | | Management | | For | | For | | Y |
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6 | | That Diane de Saint Victor be appointed a Director of the Company | | Management | | For | | For | | Y |
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7 | | That David Booth be reappointed a Director of the Company | | Management | | For | | For | | Y |
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8 | | That Fulvio Conti be reappointed a Director of the Company | | Management | | For | | For | | Y |
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9 | | That Simon Fraser be reappointed a Director of the Company | | Management | | For | | For | | Y |
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10 | | That Reuben Jeffery III be reappointed a Director of the Company | | Management | | For | | For | | Y |
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11 | | That Chris Lucas be reappointed a Director of the Company | | Management | | For | | For | | Y |
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12 | | That Dambisa Moyo be reappointed a Director of the Company | | Management | | For | | For | | Y |
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13 | | That Sir Michael Rake be reappointed a Director of the Company | | Management | | For | | For | | Y |
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14 | | That Sir John Sunderland be reappointed a Director of the Company | | Management | | For | | For | | Y |
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15 | | That PricewaterhouseCoopers LLP, Chartered Accountants and Statutory Auditors, be reappointed as auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next AGM at which accounts are laid before the Company | | Management | | For | | For | | Y |
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16 | | That the Directors be authorised to set the remuneration of the auditors | | Management | | For | | For | | Y |
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17 | | That, in accordance with section 366 of the Companies Act 2006 (the ‘Act’) the Company and any company which, at any time during the period for which this resolution has effect, is a subsidiary of the Company, be and are hereby authorised to: (a) make political donations to political organisations not exceeding GBP 25,000 in total; and (b) incur political expenditure not exceeding GBP 100,000 in total, in each case during the period commencing on the date of this resolution and ending on the date of the AGM of the Company to be held in 2014 or on 30 June 2014, whichever is the earlier, provided that the maximum amounts referred to in (a) and (b) may consist of sums in any currency converted into Sterling at such rate as the Board may in its absolute discretion determine. For the purposes of this resolution, the terms ‘political donations’, ‘political organisations’ and ‘political expenditure’ shall have the meanings given to them in sections 363 to 365 of the Act | | Management | | For | | For | | Y |
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18 | | That, in substitution for all existing authorities but without prejudice to any authority granted pursuant to resolution 20 (if passed), the Directors be and are hereby generally and unconditionally authorised pursuant to section 551 of the Act to exercise all the powers of the Company to: (a) allot shares (as defined in section 540 of the Act) in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 1,111,721,894, USD 77,500,000, EUR 40,000,000 and YEN 4,000,000,000; and (b) allot equity securities (as defined in section 560 of the Act) up to an aggregate nominal amount of GBP 2,143,443,788 (such amount to be reduced by the aggregate nominal amount of ordinary shares allotted or rights to subscribe for or to convert any securities into ordinary shares in the Company granted under paragraph (a) of this resolution 18) in connection with an offer by way of a rights issue: (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities (as defined in section 560 of the Act) as required by the rights of those securities, or subject to such rights, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter, such authorities to apply (unless previously renewed, varied or revoked by the Company in General Meeting) for the period expiring at the end of the AGM of the Company to be held in 2014 or until the close of business on 30 June 2014, whichever is the earlier but, in each case, so that the Company may make | | Management | | For | | For | | Y |
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| | offers and enter into agreements before the authority expires which would, or might require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired | | | | | | | | |
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19 | | That, in substitution for all existing powers but without prejudice to any power granted pursuant to resolution 21 (if passed), and subject to the passing of resolution 18, the Directors be generally empowered pursuant to section 570 of the Act to allot equity securities (as defined in section 560 of the Act) for cash, pursuant to the authority granted by resolution 18 and/or where the allotment constitutes an allotment of equity securities by virtue of section 560(3) of the Act, in each case free of the restriction in section 561 of the Act, such power to be limited: (a) to the allotment of equity securities in connection with an offer of equity securities (but in the case of an allotment pursuant to the authority granted by paragraph (b) of resolution 18, such power shall be limited to the allotment of equity securities in connection with an offer by way of a rights issue only): (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities (as defined in section 560 of the Act), as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (b) to the allotment of equity securities, pursuant to the authority granted by paragraph (a) of resolution 18 and/or an allotment which constitutes an allotment of equity securities by virtue of section 560(3) of the Act (in each case otherwise than in the circumstances set out in paragraph (a) of this resolution) up to a nominal amount of GBP 160,758,284 representing no more than 5% of the issued ordinary share capital as at 28 February 2013; compliance with that limit shall be calculated, in the case of equity securities which are rights to subscribe for, or to convert securities into, ordinary shares (as defined in section 560 of the Act) by reference to the aggregate nominal amount of relevant shares which may be allotted pursuant to such rights, such power to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the Company’s next AGM after this resolution is passed (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the power expires which would, or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | | Management | | For | | For | | Y |
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20 | | That, in addition to any authority granted pursuant to resolution 18 (if passed), the Directors be and are hereby generally and unconditionally authorised pursuant to section 551 of the Act to exercise all the powers of the Company to allot shares (as defined in section 540 of the Act) in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 825,000,000 in relation to any issue by the Company or any member of the Barclays Group of contingent equity conversion notes that automatically convert into or are exchanged for ordinary shares in the Company in prescribed circumstances (‘ECNs’) where the Directors consider that such an issuance of ECNs would be desirable in connection with, or for the purposes of, complying with or maintaining compliance with the regulatory capital requirements or targets applicable to the Barclays Group from time to time, such authority to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the AGM of the Company to be held in 2014 (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the authority expires which would, or might require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired | | Management | | For | | For | | Y |
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21 | | That, in addition to the power granted pursuant to resolution 19 (if passed), and subject to the passing of resolution 20, the Directors be generally empowered pursuant to section 570 of the Act to allot equity securities (as defined in section 560 of the Act) for cash pursuant to the authority granted by resolution 20, free of the restriction in section 561 of the Act, such power to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the AGM of the Company to be held in 2014 (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the power expires which would, or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | | Management | | For | | For | | Y |
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22 | | That the Company be generally and unconditionally authorised for the purposes of section 701 of the Act to make market purchases (within the meaning of section 693 of the Act) on the London Stock Exchange of up to an aggregate of 1,286,066,272 ordinary shares of 25p each in its capital, and may hold such shares as treasury shares, provided that: (a) the minimum price (exclusive of expenses) which may be paid for each ordinary share is not less than 25p; (b) the maximum price (exclusive of expenses) which may be paid for each ordinary share shall not be more than the higher of: (i) 105% of the average of the market values of the ordinary shares (as derived from the Daily Official List of the London | | Management | | For | | For | | Y |
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| | Stock Exchange) for the five business days immediately preceding the date on which the purchase is made; and (ii) that stipulated by Article 5(1) of the Buy-back and Stabilisation Regulation (EC 2273/2003); and (c) unless previously renewed, varied or revoked by the Company in General Meeting, the authority conferred by this resolution shall expire at the end of the AGM of the Company to be held in 2014 or the close of business on 30 June 2014, whichever is the earlier (except in relation to any purchase of shares the contract for which was concluded before such date and which would or might be executed wholly or partly after such date) | | | | | | | | |
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23 | | That the Directors be and are hereby authorised to call general meetings (other than an AGM) on not less than 14 clear days’ notice, such authority to expire at the end of the AGM of the Company to be held in 2014 or the close of business on 30 June 2014, whichever is the earlier | | Management | | For | | For | | Y |
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24 | | That the Directors be authorised to exercise the power contained in Article 132 of the Company’s Articles of Association so that, to the extent and on such terms and conditions determined by the Directors, the holders of ordinary shares be permitted to elect to receive new ordinary shares credited as fully paid instead of cash in respect of all or part of any future dividend (including any interim dividend), declared or paid by the Directors or declared by the Company in general meeting (as the case may be), during the period commencing on the date of this resolution and ending on the earlier of 24 April 2018 and the beginning of the fifth AGM of the Company following the date of this resolution to the extent that the Directors decide, at their discretion, to offer a scrip dividend alternative in respect of such dividend | | Management | | For | | For | | Y |
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25 | | That, subject to the passing of resolution 24, article 132 of the Articles of Association of the Company be and is hereby altered by inserting the following as a new article 132.10 immediately after the full-stop at the end of article 132.9.2: “For the purposes of this article 132, each participant in the Company’s dividend reinvestment plan for holders of ordinary shares (a “DRIP participant” and the “DRIP” respectively) at midnight (UK time) on an effective date to be determined at the discretion of the board in connection with the commencement of the Company’s scrip dividend programme (the “effective time”) (and whether or not the DRIP shall subsequently be terminated or suspended) shall be deemed to have elected to receive ordinary shares, credited as fully paid, instead of cash, on the terms and subject to the conditions of the Company’s scrip dividend programme as from time to time in force, in respect of the whole of each dividend payable (but for such election) after the effective time (and whether such dividend is declared before, at or after such an effective time) in respect of which the right to receive such ordinary shares instead of cash is made available, until such time as such deemed election mandate is revoked or deemed to be revoked in accordance with the procedure established by the board. The deemed election provided for in the foregoing provision of this article 132.10 shall not apply if and to the extent that the board so determines at any time and from time to time either for all cases or in relation to any person or class of persons or any holding of any person or class of persons.” | | Management | | For | | For | | Y |
BASF SE, LUDWIGSHAFEN/RHEIN
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Security | | D06216317 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BAS | | | | Meeting Date | | 26-Apr-2013 |
ISIN | | DE000BASF111 | | | | Agenda | | 704328548 - Management |
City | | MANNHEIM | | | | Holding Recon Date | | 19-Apr-2013 |
Country | | Germany | | Blocking | | Vote Deadline Date | | 12-Apr-2013 |
SEDOL(s) | | 0083142 - 5086577 - 5086588 - 5086599 - B01DCN4 - B283BG7 - B5123J9 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please consider the following link: https://materials.proxyvote.com/Approved/9- 9999Z/19840101/OTHER_153994.PDF | | Non-Voting | | | | | | N |
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| | The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. If you are considering settling a traded voted-position prior to the meeting date of this event, please contact your CSR or-custodian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
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| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | | Non-Voting | | | | | | N |
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| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT | | Non-Voting | | | | | | N |
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| | COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | | | |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
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1. | | Presentation of the approved Financial Statements of BASF SE and the approved-Consolidated Financial Statements of the BASF Group for the financial year 20-12; presentation of the Managements Analyses of BASF SE and the BASF Group for-the financial year 2012 including the explanatory reports on the data accordi-ng to Section 289 (4) and Section 315 (4) of the German Commercial Code; prese-ntation of the Report of the Supervisory Board | | Non-Voting | | | | | | N |
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2. | | Adoption of a resolution on the appropriation of profit | | Management | | No Action | | | | N |
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3. | | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board | | Management | | No Action | | | | N |
| | | | | |
4. | | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors | | Management | | No Action | | | | N |
| | | | | |
5. | | Election of the auditor for the financial year 2013: KPMG AG | | Management | | No Action | | | | N |
BAYER AG, LEVERKUSEN
| | | | | | | | |
Security | | D0712D163 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BAYN | | | | Meeting Date | | 26-Apr-2013 |
ISIN | | DE000BAY0017 | | | | Agenda | | 704304031 - Management |
City | | KOELN | | | | Holding Recon Date | | 19-Apr-2013 |
Country | | Germany | | Blocking | | Vote Deadline Date | | 12-Apr-2013 |
SEDOL(s) | | 0070520 - 5069192 - 5069211 - 5069459 - 5069493 - 5073461 - 5073472 - 5074497 - 5077894 - 6093877 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please also have a look at the following link: https://materials.proxyvote.com- /Approved/99999Z/19840101/OTHER_153994.PDF | | Non-Voting | | | | | | N |
| | | | | |
| | The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. If you are considering settling a traded voted-position prior to the meeting date of this event, please contact your CSR or-custodian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
| | | | | |
| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | | Non-Voting | | | | | | N |
| | | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED | | Non-Voting | | | | | | N |
| | | | | |
| | CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | | | |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
| | | | | |
1. | | Presentation of the adopted annual financial statements and the approved consolidated financial statements, the Combined Management Report, the report of the Supervisory Board, the explanatory report by the Board of Management on takeover- related information and the proposal by the Board of Management on the use of the distributable profit for the fiscal year 2012. Resolution on the use of the distributable profit. | | Management | | No Action | | | | N |
| | | | | |
2. | | Ratification of the actions of the members of the Board of Management | | Management | | No Action | | | | N |
| | | | | |
3. | | Ratification of the actions of the members of the Supervisory Board | | Management | | No Action | | | | N |
| | | | | |
4. | | Approval of the Control and Profit and Loss Transfer Agreement between the Company and Bayer Beteiligungsverwaltung Goslar GmbH | | Management | | No Action | | | | N |
| | | | | |
5. | | Election of the auditor of the financial statements and for the review of the half-yearly financial report | | Management | | No Action | | | | N |
BAYERISCHE MOTOREN WERKE AG, MUENCHEN
| | | | | | | | |
Security | | D12096109 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BMW | | | | Meeting Date | | 14-May-2013 |
ISIN | | DE0005190003 | | | | Agenda | | 704353414 - Management |
City | | MUENCHEN | | | | Holding Recon Date | | 22-Apr-2013 |
Country | | Germany | | | | Vote Deadline Date | | 03-May-2013 |
SEDOL(s) | | 2549783 - 5756029 - 5757260 - 5757271 - 7080179 - 7158407 - B0Z5366 - B23V5Q4 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 23 APR 13, WHEREAS T- HE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS-DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN-LAW. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
| | | | | |
1. | | Presentation of the Company Financial Statements and the Group Financial State-ments for the financial year ended 31 December 2012, as approved by the Superv-isory Board, together with the Combined Group and Company Management Report, t-he Explanatory Report of the Board of Management on the information required p-ursuant to section 289 (4) and section 315 (4) and section 289 and section 315-(2) no. 5 HGB (German Commercial Code) and the Report of the Supervisory Boar-d | | Non-Voting | | | | | | N |
| | | | | |
2. | | Resolution on the utilisation of unappropriated profit | | Management | | For | | For | | Y |
| | | | | |
3. | | Ratification of the acts of the Board of Management | | Management | | For | | For | | Y |
| | | | | |
4. | | Ratification of the acts of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
5. | | Election of the auditor: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin | | Management | | For | | For | | Y |
| | | | | |
6.1 | | Election to the Supervisory Board: Prof. Dr. rer. nat. Dr. h.c. Reinhard Huettl, Potsdam, Chairman of the Management Board and Scientific Board of GeoForschungsZentrum Potsdam (GFZ) Stiftung des offentlichen Rechts and holder of the Chair for Soil Protection and Recultivation at the Brandenburg Technical University of Cottbus, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2017 | | Management | | For | | For | | Y |
| | | | | |
6.2 | | Election to the Supervisory Board: Dr. jur. Karl- Ludwig Kley, Cologne, Chairman of the Executive Management and personally liable shareholder of Merck KGaA, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2017 | | Management | | For | | For | | Y |
| | | | | |
6.3 | | Election to the Supervisory Board: Prof. Dr. rer. pol. Renate Koecher, Constance, Director of Institut fur Demoskopie Allensbach Gesellschaft zum Studium der offentlichen Meinung mbH, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2017 | | Management | | For | | For | | Y |
| | | | | |
6.4 | | Election to the Supervisory Board: Prof. Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim Milberg, Baldham, Chairman of the Supervisory Board of BMW AG, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2015 | | Management | | For | | For | | Y |
| | | | | |
7. | | Resolution regarding the amendment to section 15 of the Articles of Incorporation (Remuneration of the Supervisory Board) | | Management | | For | | For | | Y |
BHP BILLITON LTD, MELBOURNE VIC
| | | | | | | | |
Security | | Q1498M100 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BHP | | | | Meeting Date | | 29-Nov-2012 |
ISIN | | AU000000BHP4 | | | | Agenda | | 704060766 - Management |
City | | SYDNEY | | | | Holding Recon Date | | 27-Nov-2012 |
Country | | Australia | | | | Vote Deadline Date | | 22-Nov-2012 |
SEDOL(s) | | 0144403 - 0144414 - 5709506 - 6144690 - 6144764 - 6146760 - B02KCV2 | | | | Quick Code | | 503607000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive the financial statements for BHP Billiton Limited and BHP Billiton Plc for the year ended 30 June 2012, together with the Directors’ Report and the Auditor’s Report, as set out in the Annual Report | | Management | | For | | For | | Y |
| | | | | |
2 | | To elect Pat Davies as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
3 | | To re-elect Malcolm Broomhead as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-elect Sir John Buchanan as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Carlos Cordeiro as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect David Crawford as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
7 | | To re-elect Carolyn Hewson as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
8 | | To re-elect Marius Kloppers as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
9 | | To re-elect Lindsay Maxsted as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
10 | | To re-elect Wayne Murdy as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
11 | | To re-elect Keith Rumble as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
12 | | To re-elect John Schubert as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
13 | | To re-elect Shriti Vadera as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
14 | | To re-elect Jac Nasser as a Director of each of BHP Billiton Limited and BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
15 | | That KPMG Audit Plc be reappointed as the auditor of BHP Billiton Plc and that the Directors be authorised to agree their remuneration | | Management | | For | | For | | Y |
| | | | | |
16 | | General authority to issue shares in BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
17 | | Issuing shares in BHP Billiton Plc for cash | | Management | | For | | For | | Y |
| | | | | |
18 | | Repurchase of shares in BHP Billiton Plc (and cancellation of shares in BHP Billiton Plc purchased by BHP Billiton Limited) | | Management | | For | | For | | Y |
| | | | | |
19 | | Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
20 | | Approval of grant of Long-Term Incentive Performance Shares to Executive Director | | Management | | For | | For | | Y |
| | | | | |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 19, 20 AND VOTES CAST BY- ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/-S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR E-XPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON THE-RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED B-ENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S.-BY VOTING (FOR OR AGAINST) ON PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT YOU H-AVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF TH-E RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF COMMENT. IF YOU HAVE ALR- EADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECID-E TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
BHP BILLITON PLC
| | | | | | | | |
Security | | G10877101 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BLT | | | | Meeting Date | | 25-Oct-2012 |
ISIN | | GB0000566504 | | | | Agenda | | 704060754 - Management |
City | | LONDON | | | | Holding Recon Date | | 23-Oct-2012 |
Country | | United Kingdom | | | | Vote Deadline Date | | 19-Oct-2012 |
SEDOL(s) | | 0056650 - 4878333 - 5359730 - 6016777 - B02S6G9 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Financial statements and reports | | Management | | For | | For | | Y |
| | | | | |
2 | | To elect Pat Davies as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
3 | | To re-elect Malcolm Broomhead as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-elect Sir John Buchanan as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Carlos Cordeiro as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect David Crawford as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
7 | | To re-elect Carolyn Hewson as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
8 | | To re-elect Marius Kloppers as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
9 | | To re-elect Lindsay Maxsted as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
10 | | To re-elect Wayne Murdy as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
11 | | To re-elect Keith Rumble as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
12 | | To re-elect John Schubert as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
13 | | To re-elect Shriti Vadera as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
14 | | To re-elect Jac Nasser as a Director of each of BHP Billiton Plc and BHP Billiton Limited | | Management | | For | | For | | Y |
| | | | | |
15 | | That KPMG Audit Plc be reappointed as the auditor of BHP Billiton Plc and that the Directors be authorised to agree their remuneration | | Management | | For | | For | | Y |
| | | | | |
16 | | General authority to issue shares in BHP Billiton Plc | | Management | | For | | For | | Y |
| | | | | |
17 | | Issuing shares in BHP Billiton Plc for cash | | Management | | For | | For | | Y |
| | | | | |
18 | | Repurchase of shares in BHP Billiton Plc (and cancellation of shares in BHP Billiton Plc purchased by BHP Billiton Limited) | | Management | | For | | For | | Y |
| | | | | |
19 | | Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
20 | | Approval of grant of Long-Term Incentive Performance Shares to Executive Director - Marius Kloppers | | Management | | For | | For | | Y |
BNP PARIBAS SA, PARIS
| | | | | | | | |
Security | | F1058Q238 | | | | Meeting Type | | MIX |
Ticker Symbol | | BNP | | | | Meeting Date | | 15-May-2013 |
ISIN | | FR0000131104 | | | | Agenda | | 704322748 - Management |
City | | PARIS | | | | Holding Recon Date | | 09-May-2013 |
Country | | France | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | 4133667 - 4144681 - 4904357 - 6222187 - 6507000 - 7166057 - 7309681 - 7309692 - 7309766 - 7310070 - 7529757 - B01DCX4 - B0CRJ34 - B0Z5388 - B19GH59 - B92MW99 | | | | Quick Code | | 525017000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0313/201303131300703.pdf . PLEA-SE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTION TO O.-2 AND ADDITION OF URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/041- 2/201304121301275.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT R- ETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK YOU. | | Non-Voting | | | | | | N |
| | | | | | | | | | |
O.1 | | Approval of the corporate financial statements for the financial year 2012 | | Management | | For | | For | | Y |
| | | | | |
O.2 | | Approval of the consolidated financial statements for the financial year 2012 | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Allocation of income for the financial year ended December 31, 2012 and distribution of the dividend | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Special report of the Statutory Auditors on the agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Agreement entered in between BNP Paribas and Mr. Jean-Laurent Bonnafe, Managing Director | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Authorization for BNP Paribas to repurchase its own shares | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Renewal of term of Mr. Jean-Laurent Bonnafe as Board member | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Renewal of term of Mr. Michel Tilmant as Board member | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Renewal of term of Mr. Emiel Van Broekhoven as Board member | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Appointment of Mr. Christophe de Margerie as Board member | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Appointment of Mrs. Marion Guillou as Board member | | Management | | For | | For | | Y |
| | | | | |
O.12 | | Legal filing of reports and documents by the Statutory Auditors at the court registry | | Management | | For | | For | | Y |
| | | | | |
E.13 | | Simplifying, adapting and harmonizing the bylaws with the law | | Management | | For | | For | | Y |
| | | | | |
E.14 | | Authorization to be granted to the Board of Directors to reduce capital by cancellation of shares | | Management | | For | | For | | Y |
| | | | | |
E.15 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
BP PLC, LONDON
| | | | | | | | |
Security | | G12793108 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BP. | | | | Meeting Date | | 11-Apr-2013 |
ISIN | | GB0007980591 | | | | Agenda | | 704310870 - Management |
City | | LONDON | | | | Holding Recon Date | | 09-Apr-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 05-Apr-2013 |
SEDOL(s) | | 0798059 - 5789401 - 5790265 - 6167493 - 7110786 - B02S6Z8 | | | | Quick Code | | 582609000 |
��
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive the Directors’ Annual Report and Accounts | | Management | | For | | For | | Y |
| | | | | |
2 | | To approve the Directors’ Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
3 | | To re-elect Mr R W Dudley as a Director | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-elect Mr I C Conn as a Director | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Dr B Gilvary as a Director | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect Mr P M Anderson as a Director | | Management | | For | | For | | Y |
| | | | | |
7 | | To re-elect Admiral F L Bowman as a Director | | Management | | For | | For | | Y |
| | | | | |
8 | | To re-elect Mr A Burgmans as a Director | | Management | | For | | For | | Y |
| | | | | |
9 | | To re-elect Mrs C B Carroll as a Director | | Management | | For | | For | | Y |
| | | | | |
10 | | To re-elect Mr G David as a Director | | Management | | For | | For | | Y |
| | | | | |
11 | | To re-elect Mr I E L Davis as a Director | | Management | | For | | For | | Y |
| | | | | |
12 | | To re-elect Professor Dame Ann Dowling as a Director | | Management | | For | | For | | Y |
| | | | | |
13 | | To re-elect Mr B R Nelson as a Director | | Management | | For | | For | | Y |
| | | | | |
14 | | To re-elect Mr F P Nhleko as a Director | | Management | | For | | For | | Y |
| | | | | |
15 | | To re-elect Mr A B Shilston as a Director | | Management | | For | | For | | Y |
| | | | | |
16 | | To re-elect Mr C-H Svanberg as a Director | | Management | | For | | For | | Y |
| | | | | |
17 | | To reappoint Ernst and Young LLP as auditors and authorize the Board to fix their remuneration | | Management | | For | | For | | Y |
| | | | | |
18 | | Special Resolution: to give limited authority for the purchase of its own shares by the Company | | Management | | For | | For | | Y |
| | | | | |
19 | | To give limited authority to allot shares up to a specified amount | | Management | | For | | For | | Y |
| | | | | |
20 | | Special Resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights | | Management | | For | | For | | Y |
| | | | | |
21 | | Special Resolution: to authorize the calling of general meetings (excluding Annual General Meetings) by notice of at least 14 clear days | | Management | | For | | For | | Y |
BRIDGESTONE CORPORATION
| | | | | | | | |
Security | | J04578126 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 5108 | | | | Meeting Date | | 26-Mar-2013 |
ISIN | | JP3830800003 | | | | Agenda | | 704294937 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Dec-2012 |
Country | | Japan | | | | Vote Deadline Date | | 24-Mar-2013 |
SEDOL(s) | | 5476402 - 6132101 - B01DD20 - B16MTY3 | | | | Quick Code | | 51080 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | | Y |
| | | | | |
4 | | Presentation of Remuneration by Stock Options to the Members of the Board | | Management | | For | | For | | Y |
CENTRAL JAPAN RAILWAY COMPANY
| | | | | | | | |
Security | | J05523105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 9022 | | | | Meeting Date | | 21-Jun-2013 |
ISIN | | JP3566800003 | | | | Agenda | | 704578650 - Management |
City | | AICHI | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 6183552 - B07LWB0 - B61YJH2 | | | | Quick Code | | 90220 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
CENTRICA PLC, WINDSOR BERKSHIRE
| | | | | | | | |
Security | | G2018Z143 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | CNA | | | | Meeting Date | | 13-May-2013 |
ISIN | | GB00B033F229 | | | | Agenda | | 704354416 - Management |
City | | TBD | | | | Holding Recon Date | | 09-May-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 07-May-2013 |
SEDOL(s) | | B033F22 - B03HHY0 - B03J9H3 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive the report and accounts | | Management | | For | | For | | Y |
| | | | | |
2 | | To approve the remuneration report | | Management | | For | | For | | Y |
| | | | | |
3 | | To declare a final dividend | | Management | | For | | For | | Y |
| | | | | |
4 | | To reappoint Sir Roger Carr | | Management | | For | | For | | Y |
| | | | | |
5 | | To reappoint Sam Laidlaw | | Management | | For | | For | | Y |
| | | | | |
6 | | To reappoint Phil Bentley | | Management | | For | | For | | Y |
| | | | | |
7 | | To reappoint Margherita Della Valle | | Management | | For | | For | | Y |
| | | | | |
8 | | To reappoint Mary Francis | | Management | | For | | For | | Y |
| | | | | |
9 | | To reappoint Mark Hanafin | | Management | | For | | For | | Y |
| | | | | |
10 | | To reappoint Lesley Knox | | Management | | For | | For | | Y |
| | | | | |
11 | | To reappoint Nick Luff | | Management | | For | | For | | Y |
| | | | | |
12 | | To reappoint Ian Meakins | | Management | | For | | For | | Y |
| | | | | | | | | | |
13 | | To reappoint Paul Rayner | | Management | | For | | For | | Y |
| | | | | |
14 | | To reappoint Chris Weston | | Management | | For | | For | | Y |
| | | | | |
15 | | To reappoint the auditors | | Management | | For | | For | | Y |
| | | | | |
16 | | To authorise the directors to determine the auditors remuneration | | Management | | For | | For | | Y |
| | | | | |
17 | | Authority for political donations and political expenditure in the European Union | | Management | | For | | For | | Y |
| | | | | |
18 | | Authority to allot shares | | Management | | For | | For | | Y |
| | | | | |
19 | | Authority to disapply pre-emption rights | | Management | | For | | For | | Y |
| | | | | |
20 | | Authority to purchase own shares | | Management | | For | | For | | Y |
| | | | | |
21 | | Notice of general meetings | | Management | | For | | For | | Y |
CHEUNG KONG (HOLDINGS) LTD
| | | | | | | | |
Security | | Y13213106 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 1 | | | | Meeting Date | | 21-May-2013 |
ISIN | | HK0001000014 | | | | Agenda | | 704393696 - Management |
City | | HONG KONG | | | | Holding Recon Date | | 14-May-2013 |
Country | | Hong Kong | | | | Vote Deadline Date | | 15-May-2013 |
SEDOL(s) | | 5633100 - 6190273 - 6191458 - B01XX20 - B16PML0 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS: ht- tp://www.hkexnews.hk/listedco/listconews/SEHK/201 3/0408/LTN201304081050.pdf AN-D http:/- /www.hkexnews.hk/listedco/listconews/SEHK/2013/0 408/LTN20130408962.pdf | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
1 | | To receive the audited Financial Statements, the Report of the Directors and the Independent Auditor’s Report for the year ended 31st December, 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | To declare a final dividend | | Management | | For | | For | | Y |
| | | | | |
3.1 | | To elect Mr. Li Tzar Kuoi, Victor as Director | | Management | | For | | For | | Y |
| | | | | |
3.2 | | To elect Mr. Ip Tak Chuen, Edmond as Director | | Management | | For | | For | | Y |
| | | | | |
3.3 | | To elect Mr. Chiu Kwok Hung, Justin as Director | | Management | | For | | For | | Y |
| | | | | |
3.4 | | To elect Mr. Leung Siu Hon as Director | | Management | | For | | For | | Y |
| | | | | |
3.5 | | To elect Mr. Chow Kun Chee, Roland as Director | | Management | | For | | For | | Y |
| | | | | |
3.6 | | To elect Mr. Lee Yeh Kwong, Charles as Director | | Management | | For | | For | | Y |
| | | | | |
3.7 | | To elect Mr. Yeh Yuan Chang, Anthony as Director | | Management | | For | | For | | Y |
| | | | | |
3.8 | | To elect Dr. Wong Yick-ming, Rosanna as Director | | Management | | For | | For | | Y |
| | | | | |
4 | | To appoint Messrs. PricewaterhouseCoopers as Auditor and authorise the Directors to fix their remuneration | | Management | | For | | For | | Y |
| | | | | |
5.1 | | Ordinary Resolution No. 5(1) of the Notice of Annual General Meeting (To give a general mandate to the Directors to issue additional shares of the Company) | | Management | | For | | For | | Y |
| | | | | |
5.2 | | Ordinary Resolution No. 5(2) of the Notice of Annual General Meeting (To give a general mandate to the Directors to repurchase shares of the Company) | | Management | | For | | For | | Y |
| | | | | |
5.3 | | Ordinary Resolution No. 5(3) of the Notice of Annual General Meeting (To extend the general mandate granted to the Directors pursuant to Ordinary Resolution No. 5(1) to issue additional shares of the Company) | | Management | | For | | For | | Y |
| | | | | |
| | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
CHINA PETROLEUM & CHEMICAL CORPORATION
| | | | | | | | |
Security | | 16941R108 | | | | Meeting Type | | Special |
Ticker Symbol | | SNP | | | | Meeting Date | | 16-Oct-2012 |
ISIN | | US16941R1086 | | | | Agenda | | 933688888 - Management |
City | | | | | | Holding Recon Date | | 10-Sep-2012 |
Country | | United States | | | | Vote Deadline Date | | 09-Oct-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
O1. | | APPROVE: (A) RENEWAL OF MAJOR CONTINUING CONNECTED TRANSACTIONS AND NON-MAJOR CONTINUING CONNECTED TRANSACTIONS; (B) CONTINUING CONNECTED TRANSACTIONS THIRD SUPPLEMENTAL AGREEMENT ENTERED INTO BETWEEN SINOPEC CORP. AND CHINA PETROCHEMICAL CORPORATION; (C) MR. WANG XINHUA, AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS AND TO TAKE ALL ACTIONS | | Management | | For | | For | | Y |
| | | | | |
O2. | | APPROVE THE ZHONG KE GUANGDONG REFINERY INTEGRATION PROJECT AS SET OUT IN THE CIRCULAR AND TO AUTHORISE MR. WANG TIANPU, VICE CHAIRMAN OF THE BOARD OF SINOPEC CORP. AND PRESIDENT OF SINOPEC CORP. TO TAKE ALL NECESSARY ACTIONS IN RELATION TO THE REFINERY PROJECT, INCLUDING BUT NOT LIMITED TO THE FORMULATION AND EXECUTION OF ALL THE NECESSARY LEGAL DOCUMENTS. | | Management | | For | | For | | Y |
| | | | | |
S3. | | APPROVE THE PROPOSED AMENDMENTS TO ARTICLES OF ASSOCIATION OF SINOPEC CORP. AS SET OUT IN THE CIRCULAR AND TO AUTHORISE THE SECRETARY TO THE BOARD OF DIRECTORS OF SINOPEC CORP. TO, ON SINOPEC CORP., DEAL WITH ALL PROCEDURAL REQUIREMENTS SUCH AS APPLICATIONS, APPROVALS, REGISTRATIONS AND FILINGS IN RELATION TO THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For | | Y |
CNOOC LIMITED
| | | | | | | | |
Security | | 126132109 | | | | Meeting Type | | Special |
Ticker Symbol | | CEO | | | | Meeting Date | | 21-Aug-2012 |
ISIN | | US1261321095 | | | | Agenda | | 933674865 - Management |
City | | | | | | Holding Recon Date | | 23-Jul-2012 |
Country | | United States | | | | Vote Deadline Date | | 15-Aug-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | TO APPROVE THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AS DESCRIBED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING DATED AUGUST 3, 2012. | | Management | | For | | Against | | Y |
CNOOC LIMITED
| | | | | | | | |
Security | | 126132109 | | | | Meeting Type | | Special |
Ticker Symbol | | CEO | | | | Meeting Date | | 21-Nov-2012 |
ISIN | | US1261321095 | | | | Agenda | | 933701078 - Management |
City | | | | | | Holding Recon Date | | 19-Oct-2012 |
Country | | United States | | | | Vote Deadline Date | | 14-Nov-2012 |
SEDOL(s) | | | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
O1 | | TO APPROVE, RATIFY AND CONFIRM THE NON- EXEMPT REVISED CAPS, AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED OCTOBER 24, 2012. | | Management | | Abstain | | For | | Y |
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW
| | | | | | | | |
Security | | Q26915100 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | CBA | | | | Meeting Date | | 30-Oct-2012 |
ISIN | | AU000000CBA7 | | | | Agenda | | 704063104 - Management |
City | | SYDNEY | | | | Holding Recon Date | | 26-Oct-2012 |
Country | | Australia | | | | Vote Deadline Date | | 24-Oct-2012 |
SEDOL(s) | | 5709573 - 6215035 - B02NTG5 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3, 4 AND 5),-YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’- ONLY FOR ALL RESOLUTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
2.a | | Re-election of Director, Mr David Turner | | Management | | For | | For | | Y |
| | | | | |
2.b | | Re-election of Director, Ms Carolyn Kay | | Management | | For | | For | | Y |
| | | | | |
2.c | | Re-election of Director, Mr Harrison Young | | Management | | For | | For | | Y |
| | | | | |
3 | | Remuneration Report (non-binding resolution) | | Management | | For | | For | | Y |
| | | | | |
4 | | Grant of Securities to Ian Mark Narev under the Group Leadership Reward Plan | | Management | | For | | For | | Y |
| | | | | |
5 | | Approval of Selective Buy-Back Agreement for PERLS IV | | Management | | For | | For | | Y |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
| | | | | | | | |
Security | | F61824144 | | | | Meeting Type | | MIX |
Ticker Symbol | | ML | | | | Meeting Date | | 17-May-2013 |
ISIN | | FR0000121261 | | | | Agenda | | 704294367 - Management |
City | | CLERMONT-FERRAND | | | | Holding Recon Date | | 13-May-2013 |
Country | | France | | | | Vote Deadline Date | | 08-May-2013 |
SEDOL(s) | | 4588364 - 4588524 - 7166206 - 7625387 - B01DLZ9 - B05DWJ6 - B10QQ95 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0301/201303011300519.pdf | | Non-Voting | | | | | | N |
| | | | | |
E.1 | | Amendments to the bylaws of the Company regarding the term of office of Supervisory Board members | | Management | | For | | For | | Y |
| | | | | |
E.2 | | Authorization to be granted to the Chairman of the Executive Board to reduce capital by cancellation of shares | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Approval of the corporate financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Allocation of income for the 2012 financial year and setting the dividend with option for payment in shares | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Regulated agreements | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Authorization to be granted to the Chairman of the Executive Board to allow the Company to trade in its own shares under a share repurchase program with a maximum purchase price of EUR 100 per share, except during periods of public offer | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Renewal of term of Mrs. Barbara Dalibard as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Renewal of term of Mr. Louis Gallois as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Appointment of Mrs. Anne-Sophie de La Bigne as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Appointment of Mr. Jean-Pierre Duprieu as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.12 | | Appointment of Mr. Olivier Bazil as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.13 | | Appointment of Mr. Michel Rollier as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.14 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
CREDIT SUISSE GROUP AG, ZUERICH
| | | | | | | | |
Security | | H3698D419 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | CSGN | | | | Meeting Date | | 26-Apr-2013 |
ISIN | | CH0012138530 | | | | Agenda | | 704340366 - Management |
City | | ZURICH-OERLIKON | | | | Holding Recon Date | | 23-Apr-2013 |
Country | | Switzerland | | | | Vote Deadline Date | | 22-Apr-2013 |
SEDOL(s) | | 6384548 - 7146327 - 7154706 - 7171589 - B01DF91 - B0ZGJC7 | | | | Quick Code | | 575605000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS PART II OF THE MEETING NOTICE SENT UNDER MEETING 1502- 56, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR HOLDINGS MUST- BE NOTIFIED TO THE COMPANY REGISTRAR IN EITHER THE NOMINEE NAME OR THE BENEFIC- IAL OWNER NAME BEFORE THE REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRU- CTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EF-FORT BASIS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS-_158581.PDF AND https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS_1-58582.PDF | | Non-Voting | | | | | | N |
| | | | | |
1.1 | | Presentation of the 2012 annual report, the parent company’s 2012 financial st-atements, the Group’s 2012 consolidated financial statements and the 2012 remu-neration report | | Non-Voting | | | | | | N |
| | | | | |
1.2 | | Consultative vote on the 2012 remuneration report | | Management | | For | | For | | Y |
| | | | | |
1.3 | | Approval of the 2012 annual report, the parent company’s 2012 financial statements and the Group’s 2012 consolidated financial statements | | Management | | For | | For | | Y |
| | | | | |
2 | | Discharge of the acts of the Members of the Board of Directors and Executive Board | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Resolution on the appropriation of retained earnings | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Resolution on the distribution against reserves from capital contributions in shares and in cash | | Management | | For | | For | | Y |
| | | | | |
4.1 | | Changes in share capital: Increase in, amendment to and extension of authorized capital | | Management | | For | | For | | Y |
| | | | | |
4.2 | | Changes in share capital: Increase in conditional capital for employee shares | | Management | | For | | For | | Y |
| | | | | |
5 | | Other amendments to the Articles of Association (quorum of the Board of Directors) | | Management | | For | | For | | Y |
| | | | | |
6.1.1 | | Re-election of Noreen Doyle to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
6.1.2 | | Re-election of Jassim Bin Hamad J.J. Al Thani to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
6.1.3 | | Election of Kai S. Nargolwala to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
6.2 | | Election of the independent auditors: KPMG AG, Zurich | | Management | | For | | For | | Y |
| | | | | |
6.3 | | Election of the special auditors: BDO AG, Zurich | | Management | | For | | For | | Y |
| | | | | |
7 | | If voting or elections take place on proposals submitted during the Annual General Meeting itself as defined in art. 700 paras. 3 and 4 of the Swiss Code of Obligations, I hereby instruct the independent proxy to vote in favor of the proposal of the Board of Directors | | Management | | For | | For | | Y |
DAIMLER AG, STUTTGART
| | | | | | | | |
Security | | D1668R123 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | DAI | | | | Meeting Date | | 10-Apr-2013 |
ISIN | | DE0007100000 | | | | Agenda | | 704293238 - Management |
City | | BERLIN | | | | Holding Recon Date | | 05-Apr-2013 |
Country | | Germany Blocking | | | | Vote Deadline Date | | 27-Mar-2013 |
SEDOL(s) | | 2190716 - 2307389 - 4611196 - 5529027 - 5543890 - 5545614 - 5572968 - 5766857 - 6135111 - B0Z52W5 - B19GKT4 - B3QRSH8 - B92MTY3 | | | | Quick Code | | 527615000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please also have a look at the following link: https://materials.proxyvote.com- /Approved/99999Z/19840101/OTHER_153994.PDF | | Non-Voting | | | | | | N |
| | | | | |
| | The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. Please also be aware that although some issuer-s permit the deregistration of shares at deregistration date, some shares may-remain blocked up until meeting date. If you are considering settling a traded-voted position prior to the meeting date of this event, please contact your C-SR or custodian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
| | | | | |
| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | | Non-Voting | | | | | | N |
| | | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26.03.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
| | | | | |
1. | | Presentation of the adopted financial statements of Daimler AG, the approved c-onsolidated financial statements, the combined management report for Daimler A-G and the Group with the explanatory reports on the information required pursu-ant to Section 289, Subsections 4 and 5, Section 315, Subsection 4 of the Ger-man Commercial Code (Handelsgesetzbuch), and the report of the Supervisory Boa-rd for the financial year 2012 | | Non-Voting | | | | | | N |
| | | | | |
2. | | Resolution on the allocation of distributable profit | | Management | | For | | For | | Y |
| | | | | |
3. | | Resolution on ratification of Board of Management members actions in the 2012 financial year | | Management | | For | | For | | Y |
| | | | | |
4. | | Resolution on ratification of Supervisory Board members actions in the 2012 financial year | | Management | | For | | For | | Y |
| | | | | |
5. | | Resolution on the appointment of auditors for the Company and the Group for the 2013 financial year | | Management | | For | | For | | Y |
| | | | | |
6.a | | Resolution on the election of new members of the Supervisory Board: Sari Baldauf | | Management | | For | | For | | Y |
| | | | | |
6.b | | Resolution on the election of new members of the Supervisory Board: Dr. Juergen Hambrecht | | Management | | For | | For | | Y |
| | | | | |
6.c | | Resolution on the election of new members of the Supervisory Board: Andrea Jung | | Management | | For | | For | | Y |
DAITO TRUST CONSTRUCTION CO.,LTD.
| | | | | | | | |
Security | | J11151107 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 1878 | | | | Meeting Date | | 26-Jun-2013 |
ISIN | | JP3486800000 | | | | Agenda | | 704573410 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 24-Jun-2013 |
SEDOL(s) | | 6250508 - B050736 - B2N85R6 | | | | Quick Code | | 18780 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2 | | Amend Articles to: Expand Business Lines | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
4.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
DAIWA SECURITIES GROUP INC.
| | | | | | | | |
Security | | J11718111 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8601 | | | | Meeting Date | | 26-Jun-2013 |
ISIN | | JP3502200003 | | | | Agenda | | 704561732 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 24-Jun-2013 |
SEDOL(s) | | 0250797 - 4253145 - 4263467 - 4276830 - 4743088 - 6251448 - B021NV2 - B0K3NN2 | | | | Quick Code | | 86010 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2 | | Approve Issuance of Share Acquisition Rights as Stock Options | | Management | | For | | For | | Y |
DENA CO.,LTD.
| | | | | | | | |
Security | | J1257N107 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 2432 | | | | Meeting Date | | 22-Jun-2013 |
ISIN | | JP3548610009 | | | | Agenda | | 704587243 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 20-Jun-2013 |
SEDOL(s) | | B05L364 - B0934Y1 | | | | Quick Code | | 24320 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2 | | Amend Articles to: Expand Business Lines | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
4 | | Amend the Compensation to be received by Directors | | Management | | For | | For | | Y |
| | | | | |
5 | | Amend Details of Compensation as Stock Options for Directors | | Management | | For | | For | | Y |
DEUTSCHE BANK AG, FRANKFURT AM MAIN
| | | | | | | | |
Security | | D18190898 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | DBK | | | | Meeting Date | | 11-Apr-2013 |
ISIN | | DE0005140008 | | | | Agenda | | 704312874 - Management |
City | | FRANKFURT AM MAIN | | | | Holding Recon Date | | 05-Apr-2013 |
Country | | Germany | | Blocking | | Vote Deadline Date | | 27-Mar-2013 |
SEDOL(s) | | 0835871 - 2190846 - 2803025 - 5750355 - 5755554 - 5756405 - 5757936 - 5759471 - 5763041 - 5766998 - 6178774 - 7168310 - B19GHR1 - B92MTN2 | | | | Quick Code | | 527603000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please note the following link: https://materials.proxyvote.com/Approved/99999- Z/19840101/OTHER_153994.PDF | | Non-Voting | | | | | | N |
| | | | | |
| | The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. Please also be aware that although some issuer-s permit the deregistration of shares at deregistration date, some shares may-remain blocked up until meeting date. If you are considering settling a traded-voted position prior to the meeting date of this event, please contact your C-SR or custodian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
| | | | | |
| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | | Non-Voting | | | | | | N |
| | | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.03.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
| | | | | |
1. | | Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 2 (Appropriation of distributable profit) taken by the General Meeting on May 31, 2012 | | Management | | No Action | | | | N |
| | | | | |
2. | | Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 5 (Election of the auditor for the 2012 financial year, interim accounts) taken by the General Meeting on May 31, 2012 | | Management | | No Action | | | | N |
| | | | | |
3.1 | | Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 9 (Election to the Supervisory Board) taken by the General Meeting on May 31, 2012: Dr. Paul Achleitner | | Management | | No Action | | | | N |
| | | | | |
3.2 | | Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 9 (Election to the Supervisory Board) taken by the General Meeting on May 31, 2012: Peter Loescher | | Management | | No Action | | | | N |
| | | | | |
3.3 | | Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 9 (Election to the Supervisory Board) taken by the General Meeting on May 31, 2012: Prof. Dr. Klaus Ruediger Truetzschler | | Management | | No Action | | | | N |
DEUTSCHE BANK AG, FRANKFURT AM MAIN
| | | | | | | | |
Security | | D18190898 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | DBK | | | | Meeting Date | | 23-May-2013 |
ISIN | | DE0005140008 | | | | Agenda | | 704443504 - Management |
City | | FRANKFURT AM MAIN | | | | Holding Recon Date | | 17-May-2013 |
Country | | Germany | | Blocking | | Vote Deadline Date | | 10-May-2013 |
SEDOL(s) | | 0835871 - 2190846 - 2803025 - 5750355 - 5755554 - 5756405 - 5757936 - 5759471 - 5763041 - 5766998 - 6178774 - 7168310 - B19GHR1 - B92MTN2 | | | | Quick Code | | 527603000 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please note the following link: https://materials.proxyvote.com/Approved/99999- Z/19840101/NPS_160726.PDF | | Non-Voting | | | | | | N |
| | | | | |
| | The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. If you are considering settling a traded voted-position prior to the meeting date of this event, please contact your CSR or-custodian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
| | | | | |
| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative. | | Non-Voting | | | | | | N |
| | | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR | | Non-Voting | | | | | | N |
| | | | | |
| | SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | | | |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08.05.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
| | | | | |
1. | | Presentation of the established Annual Financial Statements and Management Rep-ort (including the explanatory report on disclosures pursuant to Paragraph 289-(4) German Commercial Code) for the 2012 financial year, the approved Consoli-dated Financial Statements and Management Report (including the explanatory re-port on disclosures pursuant to Paragraph 315 (4) German Commercial Code) | | Non-Voting | | | | | | N |
| | | | | |
2. | | Appropriation of distributable profit | | Management | | No Action | | | | N |
| | | | | |
3. | | Ratification of the acts of management of the members of the Management Board for the 2012 financial year | | Management | | No Action | | | | N |
| | | | | |
4. | | Ratification of the acts of management of the members of the Supervisory Board for the 2012 financial year | | Management | | No Action | | | | N |
| | | | | | | | | | |
5. | | Election of the auditor for the 2013 financial year, interim accounts: KPMG AG | | Management | | No Action | | | | N |
| | | | | |
6. | | Authorization to acquire own shares for trading purposes pursuant to Paragraph 71 (1) No. 7 Stock Corporation Act | | Management | | No Action | | | | N |
| | | | | |
7. | | Authorization to acquire own shares pursuant to Paragraph 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | | Management | | No Action | | | | N |
| | | | | |
8. | | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Paragraph 71 (1) No. 8 Stock Corporation Act | | Management | | No Action | | | | N |
| | | | | |
9. | | Approval of the compensation system for the Management Board members | | Management | | No Action | | | | N |
| | | | | |
10. | | Amendments to the Articles of Association regarding the new regulation on Supervisory Board compensation | | Management | | No Action | | | | N |
| | | | | |
11.1 | | Election to the Supervisory Board: Mr. John Cryan | | Management | | No Action | | | | N |
| | | | | |
11.2 | | Election to the Supervisory Board: Mr Professor Dr. Henning Kagermann | | Management | | No Action | | | | N |
| | | | | |
11.3 | | Election to the Supervisory Board: Ms. Suzanne Labarge | | Management | | No Action | | | | N |
| | | | | |
11.4 | | Election to the Supervisory Board: Mr Dr. Johannes Teyssen | | Management | | No Action | | | | N |
| | | | | |
11.5 | | Election to the Supervisory Board: Mr. Georg F. Thoma | | Management | | No Action | | | | N |
| | | | | |
11.6 | | Election to the Supervisory Board: Mr Tilman Todenhoefer | | Management | | No Action | | | | N |
| | | | | |
11.7 | | Election to the Supervisory Board: Ms. Dina Dublon | | Management | | No Action | | | | N |
| | | | | |
12. | | Cancellation of an existing authorized capital, creation of new authorized capital for capital increases in cash and/or in kind (with the possibility of excluding shareholders pre-emptive rights, also in accordance with Paragraph 186 (3) sentence 4 Stock Corporation Act) and amendment to the Articles of Association | | Management | | No Action | | | | N |
| | | | | |
13. | | Approval to conclude a domination agreement between Deutsche Bank Aktiengesellschaft (as the parent company) and RREEF Management GmbH | | Management | | No Action | | | | N |
ELECTROLUX AB, STOCKHOLM
| | | | | | | | |
Security | | W24713120 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ELUX B | | | | Meeting Date | | 26-Mar-2013 |
ISIN | | SE0000103814 | | | | Agenda | | 704273527 - Management |
City | | STOCKHOLM | | | | Holding Recon Date | | 20-Mar-2013 |
Country | | Sweden | | | | Vote Deadline Date | | 15-Mar-2013 |
SEDOL(s) | | 0277569 - 0310099 - 5466760 - 5466782 - 5467097 - 5467172 - B02V2M6 - B1KKBX6 - B1LGXT3 - B1LQ445 - B1MFV62 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 156556 DUE TO CHANGE IN VO- TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VO- TE OPTION. THANK YOU | | Non-Voting | | | | | | N |
| | | | | |
1 | | Election of Chairman of the Meeting: Sven Unger | | Non-Voting | | | | | | N |
| | | | | |
2 | | Preparation and approval of the voting list | | Non-Voting | | | | | | N |
| | | | | |
3 | | Approval of the agenda | | Non-Voting | | | | | | N |
| | | | | |
4 | | Election of two minutes-checkers | | Non-Voting | | | | | | N |
| | | | | |
5 | | Determination as to whether the meeting has been properly convened | | Non-Voting | | | | | | N |
| | | | | |
6 | | Presentation of the Annual Report and the Audit Report as well as the Consolid-ated Accounts and the Audit Report for the Group | | Non-Voting | | | | | | N |
| | | | | |
7 | | Speech by the President, Keith McLoughlin | | Non-Voting | | | | | | N |
| | | | | |
8 | | Resolution on adoption of the Income Statement and the Balance Sheet as well as the Consolidated Income Statement and the Consolidated Balance Sheet | | Management | | For | | For | | Y |
| | | | | |
9 | | Resolution on discharge from liability of the Directors and the President | | Management | | For | | For | | Y |
| | | | | |
10 | | Resolution on dispositions in respect of the company’s profit pursuant to the adopted Balance Sheet and determination of record date for dividend: SEK 6.50 per share | | Management | | For | | For | | Y |
| | | | | |
11 | | Determination of the number of Directors and Deputy Directors. In connection therewith, report on the work of the nomination committee | | Management | | For | | For | | Y |
| | | | | |
12 | | Determination of fee to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
13 | | Re-election of the Directors Marcus Wallenberg, Lorna Davis, Hasse Johansson, Ronnie Leten, Keith McLoughlin, Fredrik Persson, Ulrika Saxon, Torben Ballegaard Sorensen and Barbara Milian Thoralfsson, and new election of Bert Nordberg. Marcus Wallenberg as Chairman of the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
14 | | Proposal for resolution on remuneration guidelines for the Electrolux Group Management | | Management | | For | | For | | Y |
| | | | | |
15 | | Proposal for resolution on implementation of a performance based, long-term incentive program for 2013 | | Management | | For | | For | | Y |
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16.A | | Proposal for resolution on: Acquisition of own shares | | Management | | For | | For | | Y |
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16.B | | Proposal for resolution on: Transfer of own shares on account of company acquisitions | | Management | | For | | For | | Y |
| | | | | |
16.C | | Proposal for resolution on: Transfer of own shares on account of the proposed long-term incentive program for 2013 | | Management | | For | | For | | Y |
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17 | | Closing of the meeting | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-NO 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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ENEL S.P.A., ROMA |
| | | | |
Security | | T3679P115 | | | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | ENEL | | | | Meeting Date | | 30-Apr-2013 |
ISIN | | IT0003128367 | | | | Agenda | | 704391476 - Management |
City | | ROMA | | | | Holding Recon Date | | 19-Apr-2013 |
Country | | Italy | | | | Vote Deadline Date | | 23-Apr-2013 |
SEDOL(s) | | 7144569 - 7588123 - B07J3F5 - B0ZNK70 - B92MWP5 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 171755 DUE TO RECEIPT OF S- LATES FOR INTERNAL AUDITOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING W-ILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THA-NK YOU. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Financial statements as of December 31st, 2012. Reports of the board of directors, of the board of statutory auditors and of the external auditor. Related resolutions. Presentation of the consolidated financial statements for the year ended December 31st, 2012 | | Management | | For | | For | | Y |
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2 | | Allocation of the annual net income | | Management | | For | | For | | Y |
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CMMT | | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE- IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIO-NS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO V-OTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
3.1 | | Election of the board of statutory auditors: List presented by Ministero dell’Economia e delle Finanze representing 31.24% of company stock capital: Effective Auditors: 1. Lidia D’Alessio 2. Gennaro Mariconda; Alternate Auditors: 1. Giulia De Martino 2. Pierpaolo Singer | | Shareholder | | | | | | |
| | | | | | | | | | |
3.2 | | Election of the board of statutory auditors: List presented by Aletti Gestielle SGR SpA, Allianz Global Investors Italia SGR SpA, Anima SGR SpA, APG Alegemene Pensioen Groep NV; Arca SGR SpA, BNP Paribas Investment Partners SpA, Ersel Asset Management SGR SpA, Eurizon Capital SA, Eurizon Capital SA, SpA, FIL Investment International, Fideuram Investimenti SGR SpA, Fideuram Gestions SA, Interfund Sicav, Mediolanum Gestione FondiSGR SpA, Madiolanum Internation Funds Limited, Pioneer Asset Management SA, Pioneer Investment Management SGR SpA, and UBI Pramerica SGR Spa representing 1.07% of company stock capital: Effective Auditors: 1. Sergio Duca; Alternate Auditors: 1. Franco Luciano Tutino | | Shareholder | | For | | Against | | Y |
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4 | | Determination of the compensation of the regular members of the board of statutory auditors | | Management | | For | | For | | Y |
| | | | | |
5 | | Remuneration report | | Management | | For | | For | | Y |
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| | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF AMENDMENT COMMENT.- IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM U- NLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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ENI SPA, ROMA |
| | | | |
Security | | T3643A145 | | | | Meeting Type | | MIX |
Ticker Symbol | | ENI | | | | Meeting Date | | 16-Jul-2012 |
ISIN | | IT0003132476 | | | | Agenda | | 703951271 - Management |
City | | ROME | | | | Holding Recon Date | | 05-Jul-2012 |
Country | | Italy | | | | Vote Deadline Date | | 09-Jul-2012 |
SEDOL(s) | | 7145056 - 7146059 - B020CR8 - B07LWK9 - B0ZNKV4 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING IDS 100002 AND 101648 DUE TO- OGM AND EGM CHANGED TO MIX MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. T-HANK YOU. | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U- RL LINK: https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS_133197.P-DF | | Non-Voting | | | | | | N |
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E.1 | | Cancellation of Eni treasury shares, without reduction of the share capital, subject to elimination of the par value of the shares and consequent amendments to article 5.1 of the By-laws; related and consequent resolutions | | Management | | For | | For | | Y |
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O.1 | | New buy-back plan of Eni shares; related and consequent resolutions | | Management | | For | | For | | Y |
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ENI SPA, ROMA |
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Security | | T3643A145 | | | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | ENI | | | | Meeting Date | | 10-May-2013 |
ISIN | | IT0003132476 | | | | Agenda | | 704380031 - Management |
City | | ROME | | | | Holding Recon Date | | 30-Apr-2013 |
Country | | Italy | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | 7145056 - 7146059 - B020CR8 - B07LWK9 - B0ZNKV4 - B92MWQ6 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Eni S.P.A. Financial Statements at December 31, 2012 related resolutions Eni Consolidated Financial Statements at December 31, 2012 reports of the directors, of the board of statutory auditors and of the audit firm | | Management | | For | | For | | Y |
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2 | | Allocation of net profit | | Management | | For | | For | | Y |
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3 | | Remuneration report: Policy on remuneration | | Management | | For | | For | | Y |
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4 | | Authorisation of buy-back plan of Eni shares after first cancelling the previous buy-back plan authorised by the shareholders’ meeting on July 16, 2012, with respect to that portion not implemented related and consequent resolutions | | Management | | For | | For | | Y |
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CMMT | | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U- RL LINK: https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS_161709.P-DF | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINKS. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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GALAXY ENTERTAINMENT GROUP LTD |
| | | | |
Security | | Y2679D118 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 27 | | | | Meeting Date | | 03-Jun-2013 |
ISIN | | HK0027032686 | | | | Agenda | | 704457072 - Management |
City | | HONG KONG | | | | Holding Recon Date | | 31-May-2013 |
Country | | Hong Kong | | | | Vote Deadline Date | | 29-May-2013 |
SEDOL(s) | | 6465874 - B067CZ3 - B1HHLC9 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconews/s ehk/2013/0424/LTN20130424211-.pdf AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0424/LTN20130424207.pdf | | Non-Voting | | | | | | N |
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1 | | To receive and consider the audited financial statements and reports of the Directors and Auditor for the year ended 31 December 2012 | | Management | | For | | For | | Y |
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2.1 | | To re-elect Mr. Joseph Chee Ying Keung as a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | To re-elect Mr. James Ross Ancell as a Director | | Management | | For | | For | | Y |
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2.3 | | To authorise the Directors to fix the Directors’ remuneration | | Management | | For | | For | | Y |
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3 | | To re-appoint Auditor and authorise the Directors to fix the Auditor’s remuneration | | Management | | For | | For | | Y |
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4.1 | | To give a general mandate to the Directors to purchase shares of the Company | | Management | | For | | For | | Y |
| | | | | |
4.2 | | To give a general mandate to the Directors to issue additional shares of the Company | | Management | | For | | For | | Y |
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4.3 | | To extend the general mandate as approved under 4.2 | | Management | | For | | For | | Y |
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GAS NATURAL SDG SA, BARCELONA |
| | | | |
Security | | E5499B123 | | | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | GAS | | | | Meeting Date | | 16-Apr-2013 |
ISIN | | ES0116870314 | | | | Agenda | | 704326291 - Management |
City | | BARCELONA | | | | Holding Recon Date | | 11-Apr-2013 |
Country | | Spain | | | | Vote Deadline Date | | 10-Apr-2013 |
SEDOL(s) | | 5650422 - 5727843 - B0ZYQL9 - B1PRTY9 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A- SECOND CALL ON 17 APR 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | | Non-Voting | | | | | | N |
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1 | | Examination and approval, if appropriate, of the Annual Accounts and Management Report of Gas Natural SDG, SA for the year ended December 31, 2012 | | Management | | For | | For | | Y |
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2 | | Examination and approval, if applicable, of the Consolidated Financial Statements and the Group Management Report Consolidated Gas Natural SDG, SA for the year ended December 31, 2012 | | Management | | For | | For | | Y |
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3 | | Examination and approval, if any, of the proposed distribution of profit for 2012 | | Management | | For | | For | | Y |
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4 | | Examination and approval, if applicable, of the management of the Board of Directors in 2012 | | Management | | For | | For | | Y |
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5 | | Reelection of the auditors of the Company and its Consolidated Group for the year 2013: PricewaterhouseCoopers | | Management | | For | | For | | Y |
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6.1 | | Reappointment and, if applicable, appointment of Don Salvador Gabarro Serra | | Management | | For | | For | | Y |
| | | | | |
6.2 | | Reappointment and, if applicable, appointment of Don Emiliano Lopez Achurra | | Management | | For | | For | | Y |
| | | | | |
6.3 | | Reappointment and, if applicable, appointment of Don Juan Rosell Lastortras | | Management | | For | | For | | Y |
| | | | | |
7 | | Advisory Vote in relation to the annual remuneration of the members of the Board of Directors | | Management | | For | | For | | Y |
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8 | | Delegations of powers to supplement, develop, execute, interpret, rectify and formalize the resolutions adopted by the General Meeting | | Management | | For | | For | | Y |
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CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITORS NAME AND MODIFI- CATION OF THE TEXT IN RESOLUTION NO. 6.3. IF YOU HAVE ALREADY SENT IN YOUR VOT-ES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGI- NAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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HENKEL AG & CO. KGAA, DUESSELDORF |
| | | | |
Security | | D32051126 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | HEN3 | | | | Meeting Date | | 15-Apr-2013 |
ISIN | | DE0006048432 | | | | Agenda | | 704307342 - Management |
City | | DUESSELDORF | | | | Holding Recon Date | | 22-Mar-2013 |
Country | | Germany | | | | Vote Deadline Date | | 04-Apr-2013 |
SEDOL(s) | | 4420314 - 4420518 - 5076705 - 5084924 - 5084946 - 7159143 - B01DJF5 - B103G18 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD. THANK YOU. | | Non-Voting | | | | | | N |
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| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 25 MAR 2013, WHEREAS- THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS- IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | | Non-Voting | | | | | | N |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 31 MAR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | | | | N |
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1. | | Presentation of the annual financial statements and the consolidated financial-statements, each as endorsed by the Supervisory Board, presentation of the ma-nagement reports relating to Henkel AG & Co. KGaA and the Group, including the-corporate governance/corporate management and remuneration reports and the in-formation required according to Section 289 (4), Section 315 (4), Section 289-(5) and Section 315 (2) of the German Commercial Code [HGB], and presentation-of the report of the Supervisory Board for fiscal 2012. Resolution to approve-the annual financial statements of Henkel AG & Co. KGaA for fiscal 2012 | | Non-Voting | | | | | | N |
| | | | | |
2. | | Resolution for the appropriation of profit | | Non-Voting | | | | | | N |
| | | | | |
3. | | Resolution to approve and ratify the actions of the Personally Liable Partner | | Non-Voting | | | | | | N |
| | | | | |
4. | | Resolution to approve and ratify the actions of the Supervisory Board | | Non-Voting | | | | | | N |
| | | | | |
5. | | Resolution to approve and ratify the actions of the Shareholders’ Committee | | Non-Voting | | | | | | N |
| | | | | |
6. | | Appointment of the auditor of the annual financial statements and the consolid-ated financial statements and the examiner for the financial review of interim-financial reports for fiscal 2013: KPMG AG, Berlin | | Non-Voting | | | | | | N |
| | | | | |
7. | | Shareholders’ Committee by-election: Herr Jean- Francois van Boxmeer | | Non-Voting | | | | | | N |
| | | | | |
8. | | Amendment to Article 12 (1) of the Articles of Association (Composition of the-Supervisory Board) | | Non-Voting | | | | | | N |
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HEXAGON AB, NACKA STRAND |
| | | | |
Security | | W40063104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | HEXA-B | | | | Meeting Date | | 13-May-2013 |
ISIN | | SE0000103699 | | | | Agenda | | 704382364 - Management |
City | | STOCKHOLM | | | | Holding Recon Date | | 06-May-2013 |
Country | | Sweden | | | | Vote Deadline Date | | 01-May-2013 |
SEDOL(s) | | 4306168 - B096C68 - B09LFJ7 - B0MFPF2 - B1FP523 - B1XFTL2 - B1XTHN2 - B1XTHP4 - B1Y4275 - B290383 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU | | Non-Voting | | | | | | N |
| | | | | |
1 | | Opening of the Meeting | | Non-Voting | | | | | | N |
| | | | | |
2 | | Election of Chairman of the Meeting: The Nomination Committee for the Annual General Meeting 2013, consisting of Mikael Ekdahl (Melker Schorling AB), Jan Andersson (Swedbank Robur fonder) Anders Oscarsson (AMF Fonder) and Tomas Ehlin (Nordea Fonder), has proposed that Melker Schorling, Chairman of the Board, shall be elected Chairman of the Annual General Meeting 2013 | | Management | | For | | For | | Y |
| | | | | |
3 | | Preparation and approval of the voting list | | Management | | For | | For | | Y |
| | | | | |
4 | | Approval of the agenda | | Management | | For | | For | | Y |
| | | | | |
5 | | Election of two persons to check the minutes | | Management | | For | | For | | Y |
| | | | | |
6 | | Determination of compliance with the rules of convocation | | Management | | For | | For | | Y |
| | | | | |
7 | | The Managing Director’s report | | Management | | For | | For | | Y |
| | | | | |
8 | | Presentation of (a) the Annual Report, the Auditor’s Report and the-Consolidated Financial Statements and the Group Auditor’s Report for the-financial year 2012, (b) statement by the auditor regarding whether the-guidelines for remuneration to senior executives, which have been in effect-since the last annual general meeting, have been observed, and (c) the- proposal of the Board of Directors for dividend and statement thereto | | Non-Voting | | | | | | N |
| | | | | |
9.a | | Resolution regarding: adoption of the Statement of Income and the Balance Sheet and the Consolidated Statement of Income and the Consolidated Balance Sheet, as per 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
9.b | | Resolution regarding: appropriation of the company’s profit according to the adopted Balance Sheet and resolution regarding record day: The Board of Directors proposes that a dividend of EUR 0.28 per share be declared for the financial year 2012. As record day for right to receive dividend, the Board of Directors proposes Thursday 16 May 2013. If the Annual General Meeting resolves in accordance with the proposal, the dividend is expected to be paid through Euroclear Sweden AB starting on Thursday 23 May 2013. Payment is made in EUR, provided that EUR can be received on the shareholder’s yield account; if not, payment will be distributed in SEK, whereby currency exchange is made in accordance with Euroclear Sweden AB’s applicable procedures | | Management | | For | | For | | Y |
| | | | | |
9.c | | Resolution regarding: discharge from liability of the Board of Directors and the Managing Director | | Management | | For | | For | | Y |
| | | | | |
10 | | Establishment of the number of members and deputy members of the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
11 | | Establishment of fee to the board members and auditors | | Management | | For | | For | | Y |
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12 | | Election of board members and auditors: Re-election of the accounting company Ernst & Young AB, with authorised public accountant Hamish Mabon as auditor in charge, as auditors of the company, for a one year period of mandate, consequently up to and including the AGM 2014 | | Management | | For | | For | | Y |
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13 | | Election of members of the Nomination Committee: Shareholders together representing approximately 53 per cent of the number of votes in the company recommend that the Annual General Meeting as regards the Nomination Committee in respect of the Annual General Meeting 2014 resolves as follows.The Nomination Committee shall have four members. Re-election of Mikael Ekdahl (Melker Schorling AB), Jan Andersson (Swedbank Robur fonder), Anders Oscarsson (AMF Fonder) and Tomas Ehlin (Nordea Fonder), as members of the Nomination Committee in respect of the Annual General Meeting 2014. Election of Mikael Ekdahl as Chairman of the Nomination CONTD | | Management | | For | | For | | Y |
| | | | | |
CONT | | CONTD Committee. In case a shareholder, whom a member of the Nomination-Committee represents, is no longer one of the major shareholders of Hexagon,-or if a member of the Nomination Committee is no longer employed by such- shareholder, or for any other reason leaves the Committee before the Annual-General Meeting 2014, the Committee shall be entitled to appoint another repre-sentative among the major shareholders to replace such member | | Non-Voting | | | | | | N |
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14 | | Guidelines for remuneration to senior executives | | Management | | For | | For | | Y |
| | | | | |
15 | | Authorisation for the Board of Directors to resolve on the acquisition and transfer of the company’s own shares | | Management | | For | | For | | Y |
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16 | | Closing of the Meeting | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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IBERDROLA SA, BILBAO |
| | | | |
Security | | E6165F166 | | | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | IBE | | | | Meeting Date | | 22-Mar-2013 |
ISIN | | ES0144580Y14 | | | | Agenda | | 704284417 - Management |
City | | BILBAO | | | | Holding Recon Date | | 15-Mar-2013 |
Country | | Spain | | | | Vote Deadline Date | | 18-Mar-2013 |
SEDOL(s) | | B1S7LF1 - B288C92 - B28C614 - B28CQD6 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY PROXY,-OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIU-M OF 0.005 EURO GROSS PER SHARE, TO BE PAID TO THOSE ENTITLED WITH TRADES REGI-STERED ON MARCH 17TH OR 18TH (DEPENDING UPON THE CELEBRATION OF THE MEETING IN-1ST OR 2ND CALL) THROUGH THE ENTITIES PARTICIPATING IN IBERCLEAR, SPAIN’S CEN-TRAL DEPOSITARY | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approval of the individual annual financial statements of the Company and of the annual financial statements consolidated with its subsidiaries for the fiscal year 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | Approval of the individual management report of the Company and of the consolidated management report of the Company and its subsidiaries for the fiscal year 2012 | | Management | | For | | For | | Y |
| | | | | |
3 | | Approval of the management activity and activities of the Board of Directors during the fiscal year 2012 | | Management | | For | | For | | Y |
| | | | | |
4 | | Re-election of Ernst & Young, S.L. as auditor of the Company and its consolidated group for the fiscal year 2013 | | Management | | For | | For | | Y |
| | | | | |
5 | | Approval of the proposal for the allocation of profits/losses and the distribution of dividends for the fiscal year 2012 | | Management | | For | | For | | Y |
| | | | | |
6.a | | Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of 883 million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders for the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion bursatil). Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the power to amend Article 5 of the By-Laws | | Management | | For | | For | | Y |
| | | | | |
6.b | | Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of 1,021 million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders for the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion bursatil). Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the power to amend Article 5 of the By-Laws | | Management | | For | | For | | Y |
| | | | | |
7 | | Ratification of the appointment on an interim basis and re-election of Mr. Manuel Lagares Gomez- Abascal as director of the Company, with the status of proprietary director | | Management | | For | | For | | Y |
| | | | | |
8 | | Authorization to the Board of Directors, with the express power of substitution, to create and fund associations, entities and foundations, up to a maximum annual amount of 12 million Euros, in accordance to the applicable legal provisions, for which purpose the authorization granted by the General Shareholders’ Meeting of June 22, 2012 is hereby deprived of effect with regard to the unused amount | | Management | | For | | For | | Y |
| | | | | |
9.a | | Amendment of Article 6 of the By-Laws pursuant to Section 497 of the Corporate Enterprises Act (Ley de Sociedades de Capital) | | Management | | For | | For | | Y |
| | | | | |
9.B | | Amendment of Articles 39, 42 and 43 of the By-Laws to include technical improvements in the regulation of the operation of the Board of Directors and its committees | | Management | | For | | For | | Y |
| | | | | |
10 | | Approval of a share capital decrease by means of the redemption of 87,936,576 treasury shares of Iberdrola, S.A. which represent 1.40 % of its share capital and the acquisition of the Company’s own shares representing up to a maximum of 1 % of the Company’s share capital under a buy- back program for redemption thereof. Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the powers to amend Article 5 of the By-Laws and request the exclusion to listing and the cancellation of the accounting records of the shares to be redeemed | | Management | | For | | For | | Y |
| | | | | |
11 | | Delegation of powers to formalize and execute all resolutions adopted by the shareholders at the general Shareholders’ Meeting, for the conversion thereof into a public instrument, and the interpretation, correction and supplementation thereof or further elaboration thereon until the required registrations are made | | Management | | For | | For | | Y |
| | | | | |
12 | | Consultative vote of the Annual report regarding the directors remunerations | | Management | | For | | For | | Y |
| | | | | | | | |
IMPERIAL TOBACCO GROUP PLC |
| | | | |
Security | | G4721W102 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | IMT | | | | Meeting Date | | 30-Jan-2013 |
ISIN | | GB0004544929 | | | | Agenda | | 704209433 - Management |
City | | BRISTOL | | | | Holding Recon Date | | 28-Jan-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 24-Jan-2013 |
SEDOL(s) | | 0454492 - 5919974 - B02SW50 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Report and Accounts | | Management | | For | | For | | Y |
| | | | | |
2 | | Directors’ Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
3 | | To declare a final dividend | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-elect Dr K M Burnett | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Mrs A J Cooper | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect Mr R Dyrbus | | Management | | For | | For | | Y |
| | | | | |
7 | | To elect Mr D J Haines | | Management | | For | | For | | Y |
| | | | | |
8 | | To re-elect Mr M H C Herlihy | | Management | | For | | For | | Y |
| | | | | |
9 | | To re-elect Ms S E Murray | | Management | | For | | For | | Y |
| | | | | |
10 | | To re-elect Mr I J G Napier | | Management | | For | | For | | Y |
| | | | | |
11 | | To elect Mr M R Phillips | | Management | | For | | For | | Y |
| | | | | |
12 | | To re-elect Mr B Setrakian | | Management | | For | | For | | Y |
| | | | | |
13 | | To re-elect Mr M D Williamson | | Management | | For | | For | | Y |
| | | | | |
14 | | To re-elect Mr M I Wyman | | Management | | For | | For | | Y |
| | | | | |
15 | | That PricewaterhouseCoopers LLP be reappointed as Auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | | Management | | For | | For | | Y |
| | | | | |
16 | | Remuneration of Auditors | | Management | | For | | For | | Y |
| | | | | |
17 | | Donations to political organisations | | Management | | For | | For | | Y |
| | | | | |
18 | | Authority to allot securities | | Management | | For | | For | | Y |
| | | | | |
19 | | Share Matching Scheme renewal | | Management | | For | | For | | Y |
| | | | | |
20 | | Long Term Incentive Plan renewal | | Management | | For | | For | | Y |
| | | | | |
21 | | International Sharesave Plan renewal | | Management | | For | | For | | Y |
| | | | | |
22 | | Disapplication of pre-emption rights | | Management | | For | | For | | Y |
| | | | | |
23 | | Purchase of own shares | | Management | | For | | For | | Y |
| | | | | |
24 | | That a general meeting of the Company other than an AGM of the Company may be called on not less than 14 clear days’ notice | | Management | | For | | For | | Y |
| | | | | |
| | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 11. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | | | | |
INCITEC PIVOT LTD |
| | | | |
Security | | Q4887E101 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | IPL | | | | Meeting Date | | 18-Dec-2012 |
ISIN | | AU000000IPL1 | | | | Agenda | | 704166873 - Management |
City | | VICTORIA | | | | Holding Recon Date | | 14-Dec-2012 |
Country | | Australia | | | | Vote Deadline Date | | 12-Dec-2012 |
SEDOL(s) | | 6673042 - B05PJ13 - B0FXSW1 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY- ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3 AND 4), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Re-election of Mr Paul Brasher as a Director | | Management | | For | | For | | Y |
| | | | | |
2 | | Re-election of Mr Graham Smorgon as a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan | | Management | | For | | For | | Y |
| | | | | |
4 | | Adoption of Remuneration Report (advisory only) | | Management | | For | | For | | Y |
| | | | | | | | |
ING GROEP NV, AMSTERDAM |
| | | | |
Security | | N4578E413 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | INGA | | | | Meeting Date | | 21-Nov-2012 |
ISIN | | NL0000303600 | | | | Agenda | | 704084526 - Management |
City | | AMSTERDAM | | | | Holding Recon Date | | 24-Oct-2012 |
Country | | Netherlands | | | | Vote Deadline Date | | 08-Nov-2012 |
SEDOL(s) | | 7154160 - 7154182 - 7154245 - 7154740 - 7159176 - B01DKN0 - B1G0HC1 - B4MQGQ1 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR- CLIENT REPRESENTATIVE. THANK YOU | | Non-Voting | | | | | | N |
| | | | | |
1 | | Opening and announcements | | Non-Voting | | | | | | N |
| | | | | |
2 | | Announcement of activities of the Stichting ING Aandelen | | Non-Voting | | | | | | N |
| | | | | |
3 | | Any other business and closing | | Non-Voting | | | | | | N |
| | | | | | | | |
ITOCHU CORPORATION |
| | | | |
Security | | J2501P104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8001 | | | | Meeting Date | | 21-Jun-2013 |
ISIN | | JP3143600009 | | | | Agenda | | 704545928 - Management |
City | | OSAKA | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 5754335 - 6467803 - B02H2R9 - B170KD2 | | | | Quick Code | | 80010 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.14 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4 | | Appoint a Substitute Corporate Auditor | | Management | | For | | For | | Y |
| | | | | | | | |
JARDINE CYCLE & CARRIAGE LTD |
| | | | |
Security | | Y43703100 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | C07 | | | | Meeting Date | | 26-Apr-2013 |
ISIN | | SG1B51001017 | | | | Agenda | | 704381538 - Management |
City | | SINGAPORE | | | | Holding Recon Date | | 24-Apr-2013 |
Country | | Singapore | | | | Vote Deadline Date | | 22-Apr-2013 |
SEDOL(s) | | 2189941 - 5667392 - 6242260 - B021XJ0 - B7V93P0 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive and adopt the Audited Financial Statements for the year ended 31st December 2012 together with the reports of the Directors and the Auditors thereon | | Management | | For | | For | | Y |
| | | | | |
2 | | To approve the payment of a final one-tier tax exempt dividend of USD 1.05 per share for the year ended 31st December 2012 as recommended by the Directors | | Management | | For | | For | | Y |
| | | | | |
3 | | To approve payment of Directors’ fees of up to SGD 998,000 for the year ending 31st December 2013. (2012: SGD 934,000) | | Management | | For | | For | | Y |
| | | | | |
4a | | To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Anthony Nightingale | | Management | | For | | For | | Y |
| | | | | |
4b | | To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Chang See Hiang | | Management | | For | | For | | Y |
| | | | | |
4c | | To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Hassan Abas | | Management | | For | | For | | Y |
| | | | | |
4d | | To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Lim Ho Kee | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Mr. Michael Kok, a Director retiring pursuant to Article 99 of the Articles of Association of the Company | | Management | | For | | For | | Y |
| | | | | |
6 | | To authorise Mr. Boon Yoon Chiang to continue to act as a Director of the Company from the date of this Annual General Meeting until the next Annual General Meeting, pursuant to Section 153(6) of the Companies Act, Cap. 50 | | Management | | For | | For | | Y |
| | | | | |
7 | | To re-appoint PricewaterhouseCoopers LLP as Auditors and to authorise the Directors to fix their remuneration | | Management | | For | | For | | Y |
| | | | | |
8 | | To transact any other routine business which may arise | | Management | | For | | Against | | Y |
| | | | | |
9A | | Renewal of the Share Issue Mandate | | Management | | For | | For | | Y |
| | | | | |
9B | | Renewal of the Share Purchase Mandate | | Management | | For | | For | | Y |
| | | | | |
9C | | Renewal of the General Mandate for Interested Person Transactions | | Management | | For | | For | | Y |
| | | | | | | | |
JGC CORPORATION |
| | | | |
Security | | J26945105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 1963 | | | | Meeting Date | | 27-Jun-2013 |
ISIN | | JP3667600005 | | | | Agenda | | 704578117 - Management |
City | | KANAGAWA | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 25-Jun-2013 |
SEDOL(s) | | 6473468 - B3BHSP1 - B3PLTK1 | | | | Quick Code | | 19630 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.14 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.15 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | | | | |
KDDI CORPORATION |
| | | | |
Security | | J31843105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 9433 | | | | Meeting Date | | 19-Jun-2013 |
ISIN | | JP3496400007 | | | | Agenda | | 704538238 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 17-Jun-2013 |
SEDOL(s) | | 5674444 - 6248990 - B06NQV5 | | | | Quick Code | | 94330 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2 | | Amend Articles to: Expand Business Lines | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | | | | |
KEPPEL CORPORATION LTD, SINGAPORE |
| | | | |
Security | | Y4722Z120 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BN4 | | | | Meeting Date | | 19-Apr-2013 |
ISIN | | SG1U68934629 | | | | Agenda | | 704355216 - Management |
City | | SINGAPORE | | | | Holding Recon Date | | 17-Apr-2013 |
Country | | Singapore | | | | Vote Deadline Date | | 15-Apr-2013 |
SEDOL(s) | | B1VQ5C0 - B1WQWB7 - B1WT6F8 - B3Z30L5 - B89GTZ2 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive and adopt the Directors’ Report and Audited Financial Statements for the year ended 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | To declare a final tax-exempt (one-tier) dividend of 27 cents per share for the year ended 31 December 2012 (2011: final tax-exempt (one-tier) dividend of 26 cents per share) | | Management | | For | | For | | Y |
| | | | | |
3 | | To re-elect the following director, who will be retiring by rotation pursuant to Article 81B of the Company’s Articles of Association and who, being eligible, offers himself for re-election pursuant to Article 81C: Mr Alvin Yeo Khirn Hai | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-elect the following director, who will be retiring by rotation pursuant to Article 81B of the Company’s Articles of Association and who, being eligible, offers himself for re-election pursuant to Article 81C: Mr Tong Chong Heong | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect the following director, who will be retiring by rotation pursuant to Article 81B of the Company’s Articles of Association and who, being eligible, offers himself for re-election pursuant to Article 81C: Mr Tan Ek Kia | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect Mr Tan Puay Chiang, whom being appointed by the board of directors after the last annual general meeting, will retire in accordance with Article 81A(1) of the Company’s Articles of Association and who, being eligible, offers himself for re-election | | Management | | For | | For | | Y |
| | | | | |
7 | | To approve the ordinary remuneration of the non- executive directors of the Company for the financial year ended 31 December 2012, comprising the following: (1) the payment of directors’ fees of an aggregate amount of SGD 1,218,880 in cash (2011: SGD 1,382,500); and (2) (a) the award of an aggregate number of 31,400 existing ordinary shares in the capital of the Company (the “Remuneration Shares”) to Dr Lee Boon Yang, Mr Lim Hock San, Mr Sven Bang Ullring, Mr Tony Chew Leong-Chee, Mrs Oon Kum Loon, Mr Tow Heng Tan, Mr Alvin Yeo Khirn Hai, Mr Tan Ek Kia, Mr Danny Teoh and Mr Tan Puay Chiang as payment in part of their respective remuneration for the financial year ended 31 December 2012 as follows: (i) 10,000 Remuneration Shares to Dr Lee Boon Yang; (ii) 900 Remuneration Shares to Mr Lim Hock San; (iii) 900 Remuneration Shares CONTD | | Management | | For | | For | | Y |
| | | | | |
CONT | | CONTD to Mr Sven Bang Ullring; (iv) 3,000 Remuneration Shares to Mr Tony Chew-Leong- Chee; (v) 3,000 Remuneration Shares to Mrs Oon Kum Loon; (vi) 3,000-Remuneration Shares to Mr Tow Heng Tan; (vii) 3,000 Remuneration Shares to Mr-Alvin Yeo Khirn Hai; (viii) 3,000 Remuneration Shares to Mr Tan Ek Kia; (ix)-3,000 Remuneration Shares to Mr Danny Teoh; and (x) 1,600 Remuneration Shares-to Mr Tan Puay Chiang, (b) the directors of the Company and/or any of them be- and are hereby authorised to instruct a third party agency to purchase from-the market 31,400 existing shares at such price as the directors of the-Company may deem fit and deliver the Remuneration Shares to each-non-executive director in the manner as set out in (2)(a) above; and (c) any-director of the Company or the Company Secretary be authorised to do all-things CONTD | | Non-Voting | | | | | | N |
| | | | | |
CONT | | CONTD necessary or desirable to give effect to the above | | Non-Voting | | | | | | N |
| | | | | |
8 | | To re-appoint the Auditors and authorise the directors of the Company to fix their remuneration | | Management | | For | | For | | Y |
| | | | | |
9 | | That pursuant to Section 161 of the Companies Act, Chapter 50 of Singapore (the “Companies Act”) and Article 48A of the Company’s Articles of Association, authority be and is hereby given to the directors of the Company to: (1) (a) issue shares in the capital of the Company (“Shares”), whether by way of rights, bonus or otherwise, and including any capitalisation pursuant to Article 124 of the Company’s Articles of Association of any sum for the time being standing to the credit of any of the Company’s reserve accounts or any sum standing to the credit of the profit and loss account or otherwise available for distribution; and/or (b) make or grant offers, agreements or options that might or would require Shares to be issued (including but not limited to the creation and issue of (as well as adjustments to) warrants, CONTD | | Management | | For | | For | | Y |
| | | | | |
CONT | | CONTD debentures or other instruments convertible into Shares) (collectively-“Instruments”), at any time and upon such terms and conditions and for such- purposes and to such persons as the directors may in their absolute-discretion deem fit; and (2) (notwithstanding that the authority so conferred-by this Resolution may have ceased to be in force) issue Shares in pursuance-of any Instrument made or granted by the directors of the Company while the-authority was in force; provided that: (i) the aggregate number of Shares to-be issued pursuant to this Resolution (including Shares to be issued in- pursuance of Instruments made or granted pursuant to this Resolution and any-adjustment effected under any relevant Instrument) shall not exceed fifty-(50) per cent. of the total number of issued Shares (excluding treasury-Shares) (CONTD | | Non-Voting | | | | | | N |
| | | | | | | | | | |
CONT | | CONTD as calculated in accordance with sub- paragraph (ii) below), of which-the aggregate number of Shares to be issued other than on a pro rata basis to-shareholders of the Company (including Shares to be issued in pursuance of-Instruments made or granted pursuant to this Resolution and any adjustment-effected under any relevant Instrument) shall not exceed five (5) per cent.-of the total number of issued Shares (excluding treasury Shares) (as- calculated in accordance with sub-paragraph (ii) below) (ii) (subject to such-manner of calculation as may be prescribed by the Singapore Exchange- Securities Trading Limited (“SGX-ST”)) for the purpose of determining the-aggregate number of Shares that may be issued under sub-paragraph (i) above,-the percentage of issued Shares shall be calculated based on the total number-of CONTD | | Non-Voting | | | | | | N |
| | | | | |
CONT | | CONTD issued Shares (excluding treasury Shares) at the time this Resolution-is passed, after adjusting for: (a) new Shares arising from the conversion or- exercise of convertible securities or share options or vesting of share-awards which are outstanding or subsisting as at the time this Resolution is-passed; and (b) any subsequent bonus issue, consolidation or sub-division of-Shares; (iii) in exercising the authority conferred by this Resolution, the-Company shall comply with the provisions of the Companies Act, the Listing-Manual of the SGX-ST for the time being in force (unless such compliance has-been waived by the SGX-ST) and the Articles of Association for the time being-of the Company; and (iv) (unless revoked or varied by the Company in general-meeting) the authority conferred by this Resolution shall continue in CONTD | | Non-Voting | | | | | | N |
| | | | | |
CONT | | CONTD force until the conclusion of the next annual general meeting of the-Company or the date by which the next annual general meeting is required by-law to be held, whichever is the earlier | | Non-Voting | | | | | | N |
| | | | | |
10 | | That: (1) for the purposes of the Companies Act, the exercise by the directors of the Company of all the powers of the Company to purchase or otherwise acquire Shares not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price(s) as may be determined by the directors of the Company from time to time up to the Maximum Price (as hereafter defined), whether by way of: (a) market purchase(s) (each a “Market Purchase”) on the SGX-ST; and/or (b) off-market purchase(s) (each an “Off-Market Purchase”) in accordance with any equal access scheme(s) as may be determined or formulated by the directors of the Company as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act; and otherwise in accordance with all other laws and regulations, including but not limited to, CONTD | | Management | | For | | For | | Y |
| | | | | |
CONT | | CONTD the provisions of the Companies Act and listing rules of the SGX-ST as-may for the time being be applicable, be and is hereby authorised and- approved generally and unconditionally (the “Share Purchase Mandate”); (2)-unless varied or revoked by the members of the Company in a general meeting,- the authority conferred on the directors of the | | Non-Voting | | | | | | N |
| | | | | |
| | Company pursuant to the Share-Purchase Mandate may be exercised by the directors at any time and from time-to time during the period commencing from the date of the passing of this-Resolution and expiring on the earlier of: (a) the date on which the next-annual general meeting of the Company is held or is required by law to be-held; or (b) the date on which the purchases or acquisitions of Shares by the-Company pursuant to the Share Purchase Mandate are carried out to the full-CONTD | | | | | | | | |
| | | | | |
CONT | | CONTD extent mandated; (3) in this Resolution: “Maximum Limit” means that-number of issued Shares representing five (5) per cent. of the total number-of issued Shares as at the date of the last annual general meeting or at the-date of the passing of this Resolution, whichever is higher, unless the- Company has effected a reduction of the share capital of the Company in-accordance with the applicable provisions of the Companies Act, at any time-during the Relevant Period (as hereafter defined), in which event the total-number of issued Shares shall be taken to be the total number of issued-Shares as altered (excluding any treasury Shares that may be held by the-Company from time to time); “Relevant Period” means the period commencing-from the date on which the last annual general meeting was held and expiring-on the date CONTD | | Non-Voting | | | | | | N |
| | | | | |
CONT | | CONTD the next annual general meeting is held or is required by law to be-held, whichever is the earlier, after the date of this Resolution; and-“Maximum Price”, in relation to a Share to be purchased or acquired, means-the purchase price (excluding brokerage, stamp duties, commission, applicable- goods and services tax and other related expenses) which is: (a) in the case-of a Market Purchase, 105 per cent. of the Average Closing Price (as-hereafter defined); and (b) in the case of an Off-Market Purchase pursuant to-an equal access scheme, 120 per cent. of the Average Closing Price, where:- “Average Closing Price” means the average of the closing market prices of a-Share over the last five (5) Market Days (a “Market Day” being a day on which- the SGX-ST is open for trading in securities), on which transactions in the-CONTD | | Non-Voting | | | | | | N |
| | | | | | | | | | |
CONT | | CONTD Shares were recorded, in the case of Market Purchases, before the day-on which the purchase or acquisition of Shares was made and deemed to be-adjusted for any corporate action that occurs after the relevant five (5)-Market Days, or in the case of Off-Market Purchases, before the date on which-the Company makes an offer for the purchase or acquisition of Shares from-holders of Shares, stating therein the relevant terms of the equal access-scheme for effecting the Off-Market Purchase; and (4) the directors of the-Company and/or any of them be and are hereby authorised to complete and do-all such acts and things (including without limitation, executing such-documents as may be required) as they and/or he may consider necessary,-expedient, incidental or in the interests of the Company to give effect to-the CONTD | | Non-Voting | | | | | | N |
| | | | | |
CONT | | CONTD transactions contemplated and/or authorised by this Resolution | | Non-Voting | | | | | | N |
| | | | | |
11 | | That: (1) approval be and is hereby given, for the purposes of Chapter 9 of the Listing Manual of the SGX-ST, for the Company, its subsidiaries and target associated companies (as defined in Appendix 2 to this Notice of Annual General Meeting (“Appendix 2”)), or any of them, to enter into any of the transactions falling within the types of Interested Person Transactions described in Appendix 2, with any person who falls within the classes of Interested Persons described in Appendix 2, provided that such transactions are made on normal commercial terms and in accordance with the review procedures for Interested Person Transactions as set out in Appendix 2 (the “IPT Mandate”) (2) the IPT Mandate shall, unless revoked or varied by the Company in general meeting, continue in force until the date that the next annual general CONTD | | Management | | For | | For | | Y |
| | | | | |
CONT | | CONTD meeting is held or is required by law to be held, whichever is the-earlier; (3) the Audit Committee of the Company be and is hereby authorised-to take such action as it deems proper in respect of such procedures and/or-to modify or implement such procedures as may be necessary to take into-consideration any amendment to Chapter 9 of the Listing Manual of the SGX-ST-which may be prescribed by the SGX-ST from time to time; and (4) the-directors of the Company and/or any of them be and are hereby authorised to-complete and do all such acts and things (including, without limitation,- executing such documents as may be required) as they and/or he may consider-necessary, expedient, incidental or in the interests of the Company to give- effect to the IPT Mandate and/or this Resolution | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION-7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | | | | |
KEPPEL CORPORATION LTD, SINGAPORE |
| | | | |
Security | | Y4722Z120 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | BN4 | | | | Meeting Date | | 19-Apr-2013 |
ISIN | | SG1U68934629 | | | | Agenda | | 704362122 - Management |
City | | SINGAPORE | | | | Holding Recon Date | | 17-Apr-2013 |
Country | | Singapore | | | | Vote Deadline Date | | 15-Apr-2013 |
SEDOL(s) | | B1VQ5C0 - B1WQWB7 - B1WT6F8 - B3Z30L5 - B89GTZ2 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’- ONLY RESOLUTION“1” THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
1 | | The Proposed Distribution | | Management | | For | | For | | Y |
| | | | | | | | |
KONINKLIJKE BOSKALIS WESTMINSTER NV, PAPENDRECHT |
| | | | |
Security | | N14952266 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | BOKA | | | | Meeting Date | | 10-Jan-2013 |
ISIN | | NL0000852580 | | | | Agenda | | 704190595 - Management |
City | | PAPENDRECHT | | | | Holding Recon Date | | 13-Dec-2012 |
Country | | Netherlands | | | | Vote Deadline Date | | 28-Dec-2012 |
SEDOL(s) | | B1XF882 - B1XK3M6 - B1XMKS7 - B4L9BJ9 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Opening | | Non-Voting | | | | | | N |
| | | | | |
2 | | Presentation of the proposed bid for all outstanding shares of Dockwise Ltd | | Non-Voting | | | | | | N |
| | | | | |
3a | | The appointment of the Board of Management for a period of 12 months, commencing on 10 January 2013, as being authorised to decide, subject to the approval of the Supervisory Board, to: Issue ordinary shares up to a maximum of 10 percent (10%) of the number of ordinary shares issued at present and to grant rights to subscribe to ordinary shares | | Management | | For | | For | | Y |
| | | | | |
3b | | The appointment of the Board of Management for a period of 12 months, commencing on 10 January 2013, as being authorised to decide, subject to the approval of the Supervisory Board, to: Limit or exclude the pre-emptive right with respect to ordinary shares to be issued and / or rights to be granted to subscribe to ordinary shares as referred to above | | Management | | For | | For | | Y |
| | | | | |
4 | | Any other business | | Non-Voting | | | | | | N |
| | | | | |
5 | | Close | | Non-Voting | | | | | | N |
| | | | | | | | |
KONINKLIJKE BOSKALIS WESTMINSTER NV, PAPENDRECHT |
| | | | |
Security | | N14952266 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | BOKA | | | | Meeting Date | | 08-May-2013 |
ISIN | | NL0000852580 | | | | Agenda | | 704381261 - Management |
City | | PAPENDRECHT | | | | Holding Recon Date | | 10-Apr-2013 |
Country | | Netherlands | | | | Vote Deadline Date | | 25-Apr-2013 |
SEDOL(s) | | B1XF882 - B1XK3M6 - B1XMKS7 - B4L9BJ9 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 178124 DUE TO CHANGE IN VO- TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Opening | | Non-Voting | | | | | | N |
| | | | | |
2 | | Discussion of the Annual Report of the Board of Management relating to the-Company’s affairs and management activities in the financial year 2012 | | Non-Voting | | | | | | N |
| | | | | |
3.a | | Discussion and adoption of the Financial Statements for the financial year 2012 | | Management | | For | | For | | Y |
| | | | | |
3.b | | Discussion of the report of the Supervisory Board | | Non-Voting | | | | | | N |
| | | | | |
4.a | | Appropriation of the profit for 2012 | | Non-Voting | | | | | | N |
| | | | | |
4.b | | Dividend proposal | | Management | | For | | For | | Y |
| | | | | |
5 | | Discharge of the members of the Board of Management in respect of the management activities of the Board of Management over the past financial year | | Management | | For | | For | | Y |
| | | | | |
6 | | Discharge of the members of the Supervisory Board for the supervision of the management activities of the Board of Management over the past financial year | | Management | | For | | For | | Y |
| | | | | | | | | | |
7.i | | Re-appointment by the AGM of one member of the Supervisory Board: Announcemen-t of the vacancy in the Supervisory Board and of the right of recommendation o-f the AGM | | Non-Voting | | | | | | N |
| | | | | |
7.ii | | Re-appointment by the AGM of one member of the Supervisory Board: Decision regarding the omittance of recommendations to nominate a member of the Supervisory Board by the AGM | | Management | | For | | For | | Y |
| | | | | |
7.iii | | Re-appointment by the AGM of one member of the Supervisory Board: If no recommendations as mentioned in sub (ii) are made, the decision by the AGM, to follow the nomination of the Supervisory Board and re-appoint Mr. M. Niggebrugge as member of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
8.i | | Appointment by the AGM of one new member of the Supervisory Board: Announcemen-t of the vacancy in the Supervisory Board and of the right of recommendation o-f the AGM | | Non-Voting | | | | | | N |
| | | | | |
8.ii | | Appointment by the AGM of one new member of the Supervisory Board: Decision regarding the omittance of recommendations to nominate a member of the Supervisory Board by the AGM | | Management | | For | | For | | Y |
| | | | | |
8.iii | | Appointment by the AGM of one new member of the Supervisory Board: If no recommendations as mentioned in sub (ii) are made, the decision by the AGM, to follow the nomination of the Supervisory Board and appoint Mr. A. Baan as member of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
9 | | Announcement to the AGM concerning the intention of the Supervisory Board to-appoint Mr. A. Goedee as member of the Board of Management | | Non-Voting | | | | | | Y |
| | | | | |
10 | | Authorization to the Board of Management to have the Company acquire shares in the capital of the Company | | Management | | For | | For | | Y |
| | | | | |
11 | | Any other business | | Non-Voting | | | | | | N |
| | | | | |
12 | | Close | | Non-Voting | | | | | | N |
| | | | | | | | |
KONINKLIJKE DSM NV, HEERLEN |
| | | | |
Security | | N5017D122 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | DSM | | | | Meeting Date | | 03-May-2013 |
ISIN | | NL0000009827 | | | | Agenda | | 704327837 - Management |
City | | HEERLEN | | | | Holding Recon Date | | 05-Apr-2013 |
Country | | Netherlands | | | | Vote Deadline Date | | 22-Apr-2013 |
SEDOL(s) | | B0HZL93 - B0JD4M9 - B0JDF26 - B0JZPK0 - B13MQ78 - B4MQM30 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
3 | | Financial Statements for 2012 | | Management | | For | | For | | Y |
| | | | | |
4.b. | | It is proposed to declare a dividend over the fiscal year 2012 of EUR 1,50 gross per share, an interim dividend of EUR 0,48 has been paid in august 2012, remains a final dividend of EUR 1,02 gross per share, which can be taken up at the choice of shareholders entirely in cash or in new shares of the company | | Management | | For | | For | | Y |
| | | | | |
5.a. | | Release from liability of the members of the Managing Board | | Management | | For | | For | | Y |
| | | | | |
5.b. | | Release from liability of the members of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
6 | | Appointment of Mr. D. de Vreeze as a member of the Managing Board | | Management | | For | | For | | Y |
| | | | | |
7 | | Re-appointment of Mr. P. Hochuli as a member of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
8 | | Remuneration policy of the Managing Board | | Management | | For | | For | | Y |
| | | | | |
10.a. | | Extension of the period during which the Managing Board is authorized to issue ordinary shares | | Management | | For | | For | | Y |
| | | | | |
10.b. | | Extension of the period during which the Managing Board is authorized to limit or exclude the preferential right when issuing ordinary shares | | Management | | For | | For | | Y |
| | | | | |
11 | | Authorization of the Managing Board to have the company repurchase shares | | Management | | For | | For | | Y |
| | | | | |
12 | | Reduction of the issued capital by cancelling shares | | Management | | For | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AMOUNTS IN RESOLUTION 4B-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | | | | |
LEGAL & GENERAL GROUP PLC, LONDON |
| | | | |
Security | | G54404127 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | LGEN | | | | Meeting Date | | 22-May-2013 |
ISIN | | GB0005603997 | | | | Agenda | | 704441803 - Management |
City | | LONDON | | | | Holding Recon Date | | 20-May-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 16-May-2013 |
SEDOL(s) | | 0560399 - B014WW6 - B02SY10 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive the Reports of the Company, Directors and Auditors for the year ended 31 December 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | To declare a final dividend of 5.69p per ordinary share | | Management | | For | | For | | Y |
| | | | | |
3 | | To elect Mark Zinkula | | Management | | For | | For | | Y |
| | | | | |
4 | | To elect Lindsay Tomlinson | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Stuart Popham | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect Julia Wilson | | Management | | For | | For | | Y |
| | | | | |
7 | | To re-elect Mike Fairey | | Management | | For | | For | | Y |
| | | | | |
8 | | To re-elect Mark Gregory | | Management | | For | | For | | Y |
| | | | | |
9 | | To re-elect Rudy Markham | | Management | | For | | For | | Y |
| | | | | |
10 | | To re-elect John Pollock | | Management | | For | | For | | Y |
| | | | | |
11 | | To re-elect Nicholas Prettejohn | | Management | | For | | For | | Y |
| | | | | |
12 | | To re-elect John Stewart | | Management | | For | | For | | Y |
| | | | | |
13 | | To re-elect Nigel Wilson | | Management | | For | | For | | Y |
| | | | | |
14 | | To re-appoint PricewaterhouseCoopers LLP as auditors of the Company | | Management | | For | | For | | Y |
| | | | | |
15 | | To authorise the Directors to fix the Auditor’s Remuneration | | Management | | For | | For | | Y |
| | | | | |
16 | | To approve the Directors’ Remuneration Report | | Management | | For | | For | | Y |
| | | | | |
17 | | To authorise the Directors to allot shares pursuant to section 551 of the Companies Act 2006 (the ‘Act’) | | Management | | For | | For | | Y |
| | | | | |
18 | | To authorise political donations pursuant to section 366 of the Act | | Management | | For | | For | | Y |
| | | | | |
19 | | To disapply statutory pre-emption rights pursuant to section 560 of the Act | | Management | | For | | For | | Y |
| | | | | |
20 | | To renew the Company’s authority to make market purchases of its shares | | Management | | For | | For | | Y |
| | | | | |
21 | | To authorise the Company to call general meetings (other than an AGM) on not less than 14 clear days’ notice | | Management | | For | | For | | Y |
| | | | | | | | |
MARUBENI CORPORATION |
| | | | |
Security | | J39788138 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8002 | | | | Meeting Date | | 21-Jun-2013 |
ISIN | | JP3877600001 | | | | Agenda | | 704545930 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 5754517 - 6569464 - B02HT01 | | | | Quick Code | | 80020 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | | | | | | |
1.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | | | | |
MITSUBISHI CORPORATION |
| | | | |
Security | | J43830116 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8058 | | | | Meeting Date | | 21-Jun-2013 |
ISIN | | JP3898400001 | | | | Agenda | | 704545978 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 0597621 - 5101908 - 6596785 - B02JCW0 | | | | Quick Code | | 80580 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.14 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | | Y |
| | | | | | | | |
MITSUBISHI UFJ FINANCIAL GROUP,INC. |
| | | | |
Security | | J44497105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8306 | | | | Meeting Date | | 27-Jun-2013 |
ISIN | | JP3902900004 | | | | Agenda | | 704595810 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 25-Jun-2013 |
SEDOL(s) | | 3198902 - 6335171 - B02JD72 - B0P9948 | | | | Quick Code | | 83060 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | PLEASE NOTE THAT THIS IS THE 8th ANNUAL GENERAL SHAREHOLDERS MEETING AND THE C-LASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES (PLEASE REFER TO-THE ATTACHED PDF FILES.) | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
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2 | | Amend Articles to: Approve Revisions Related to the New Capital Adequacy Requirements (Basel III), Decrease Capital Shares to be issued to 33,800,001,000 shs. in accordance with a Reduction to be Caused in the Total Number of each of the Classes of Shares, Eliminate Articles Related to Class 3 Preferred Shares, Establish a Record Date with Respect to General Meetings of Holders of Class Shares (PLEASE NOTE THAT THIS IS THE CONCURRENT AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES.) | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.14 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.15 | | Appoint a Director | | Management | | For | | For | | Y |
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4.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.4 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
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5 | | Abolition of Stock Option Remuneration, etc. for Outside Directors and Corporate Auditors, and Revision of the Amount and Details of Stock Option Remuneration, etc. for Directors and the Amount of Annual Remuneration for Directors and Corporate Auditors in connection with such Abolition | | Management | | For | | For | | Y |
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MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG |
| | | | |
Security | | D55535104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | MUV2 | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | DE0008430026 | | | | Agenda | | 704323384 - Management |
City | | MUENCHEN | | | | Holding Recon Date | | 17-Apr-2013 |
Country | | Germany Blocking | | | | Vote Deadline Date | | 11-Apr-2013 |
SEDOL(s) | | 4904409 - 5294121 - 7159239 - 7389081 - B018RN4 - B10RVR1 - B1G0J36 - B92MVF8 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodian’s accounts, please contact your CSR for more information. | | Non-Voting | | | | | | N |
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| | The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. Please also be aware that although some issuer-s permit the deregistration of shares at deregistration date, some shares may-remain registered up until meeting date. If you are considering settling a tra-ded voted position prior to the meeting date of this event, please contact you-r CSR or custodian to ensure your shares have been deregistered. | | Non-Voting | | | | | | N |
| | | | | |
| | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative. | | Non-Voting | | | | | | N |
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| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED | | Non-Voting | | | | | | N |
| | | | | |
| | CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | | | |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | | | | N |
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1.a | | Submission of the report of the Supervisory Board and the corporate governance-report including the remuneration report for the financial year 2012 | | Non-Voting | | | | | | N |
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1.b | | Submission of the adopted Company financial statements and management report f-or the financial year 2012, the approved consolidated financial statements and-management report for the Group for the financial year 2012, and the explanat-ory report on the information in accordance with Sections 289 PARA. 4 and 315-PARA. 4 of the German Commercial Code | | Non-Voting | | | | | | N |
| | | | | |
2. | | Resolution on the appropriation of the net retained profits from the financial year 2012 | | Management | | No Action | | | | N |
| | | | | |
3. | | Resolution to approve the actions of the Board of Management | | Management | | No Action | | | | N |
| | | | | |
4. | | Resolution to approve the actions of the Supervisory Board | | Management | | No Action | | | | N |
| | | | | |
5. | | Resolution to approve the remuneration system for the Board of Management | | Management | | No Action | | | | N |
| | | | | | | | | | |
6. | | Resolution to appoint a member of the Supervisory Board: Prof. Dr. Dr. Ann-Kristin Achleitner | | Management | | No Action | | | | N |
| | | | | |
7. | | Resolution to amend Article 15 of the Articles of Association (remuneration of the Supervisory Board) | | Management | | No Action | | | | N |
| | | | | |
8. | | Resolution to cancel the existing authorisation for increasing the share capital under “Authorised Capital Increase 2009”, to replace this with a new authorisation “Authorised Capital Increase 2013”, and to amend Article 4 of the Articles of Association | | Management | | No Action | | | | N |
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NESTLE SA, CHAM UND VEVEY |
| | | | |
Security | | H57312649 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | NESN | | | | Meeting Date | | 11-Apr-2013 |
ISIN | | CH0038863350 | | | | Agenda | | 704321532 - Management |
City | | LAUSANNE | | | | Holding Recon Date | | 04-Apr-2013 |
Country | | Switzerland | | | | Vote Deadline Date | | 04-Apr-2013 |
SEDOL(s) | | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 151749, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | | Non-Voting | | | | | | N |
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1.1 | | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2012 | | Management | | For | | For | | Y |
| | | | | |
1.2 | | Acceptance of the Compensation Report 2012 (advisory vote) | | Management | | For | | For | | Y |
| | | | | |
2 | | Release of the members of the Board of Directors and of the Management | | Management | | For | | For | | Y |
| | | | | |
3 | | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2012 | | Management | | For | | For | | Y |
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4.1.1 | | Re-elections to the Board of Directors: Mr. Peter Brabeck-Letmathe | | Management | | For | | For | | Y |
| | | | | |
4.1.2 | | Re-elections to the Board of Directors: Mr. Steven G. Hoch | | Management | | For | | For | | Y |
| | | | | |
4.1.3 | | Re-elections to the Board of Directors: Ms. Titia de Lange | | Management | | For | | For | | Y |
| | | | | |
4.1.4 | | Re-elections to the Board of Directors: Mr. Jean- Pierre Roth | | Management | | For | | For | | Y |
| | | | | |
4.2 | | Election to the Board of Directors Ms. Eva Cheng | | Management | | For | | For | | Y |
| | | | | |
4.3 | | Re-election of the statutory auditors KPMG SA, Geneva branch | | Management | | For | | For | | Y |
| | | | | |
CMMT | | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL-MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE F-OLLOWING INSTRUCTION: 1 OPTION EITHER 5.A, 5.B OR 5.C NEED TO BE INSTRUCTED (W-ITH YES) TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE IN THE EVENT OF NEW OR MO-DIFIED PROPOSALS | | Non-Voting | | | | | | N |
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5.A | | MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Vote in accordance with the proposal of the Board of Directors | | Shareholder | | For | | Against | | Y |
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5.B | | Vote against the proposal of the Board of Directors | | Shareholder | | | | | | N |
| | | | | |
5.C | | Abstain | | Shareholder | | | | | | N |
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NIPPON TELEGRAPH AND TELEPHONE CORPORATION |
| | | | |
Security | | J59396101 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 9432 | | | | Meeting Date | | 25-Jun-2013 |
ISIN | | JP3735400008 | | | | Agenda | | 704574020 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 23-Jun-2013 |
SEDOL(s) | | 0641186 - 5168602 - 6641373 - B1570S0 | | | | Quick Code | | 94320 |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
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1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
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NOVARTIS AG, BASEL |
| | | | |
Security | | H5820Q150 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | NOVN | | | | Meeting Date | | 22-Feb-2013 |
ISIN | | CH0012005267 | | | | Agenda | | 704248803 - Management |
City | | BASEL | | | | Holding Recon Date | | 19-Feb-2013 |
Country | | Switzerland | | | | Vote Deadline Date | | 18-Feb-2013 |
SEDOL(s) | | 7103065 - 7105083 - B01DMY5 - B10S3M3 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 151755, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
A.1 | | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012: Under this item, the Board of Directors proposes approval of the Annual Report the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012 | | Management | | For | | For | | Y |
| | | | | |
A.2 | | Discharge from Liability of the Members of the Board of Directors and the Executive Committee: Under this item, the Board of Directors proposes discharge from liability of its members and those of the Executive Committee for the business year 2012 | | Management | | For | | For | | Y |
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A.3 | | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: Under this item, the Board of Directors proposes to use the available earnings of Novartis AG of 2012 for the purpose of distributing a gross dividend of CHF 2.30 per share as follows This will result in a payout ratio of 65% of the Group’s consolidated net income expressed in USD.(as specified) Payout ratio is calculated by converting into USD the proposed total gross dividend amount in CHF at the CHF-USD exchange rate of December 31, 2012 based on an estimated number of shares outstanding on dividend payment | | Management | | For | | For | | Y |
| | | | | |
| | date and dividing it by the USD consolidated net income attributable to shareholders of Novartis AG based on the 2012 Novartis Group consolidated financial statements. No dividend will be declared on treasury shares held by Novartis AG and certain other treasury shares held by other Group companies | | | | | | | | |
| | | | | |
A.4 | | Consultative Vote on the Compensation System: Under this item, the Board of Directors proposes that the newly proposed Compensation System of Novartis be endorsed (non-binding consultative vote) | | Management | | For | | For | | Y |
| | | | | |
A.5.1 | | Election of Verena A. Briner, M.D: Under this item, the Board of Directors proposes the election of Verena A. Briner, M.D., for a three-year term | | Management | | For | | For | | Y |
| | | | | |
A.5.2 | | Election of Joerg Reinhardt, Ph.D: Under this item, the Board of Directors proposes the election of Joerg Reinhardt Ph.D., for a term of office beginning on August 1, 2013 and ending on the day of the Annual General Meeting in 2016 | | Management | | For | | For | | Y |
| | | | | |
A.5.3 | | Election of Charles L. Sawyers, M.D: Under this item, the Board of Directors proposes the election of Charles L. Sawyers, M.D., for a three-year term | | Management | | For | | For | | Y |
| | | | | |
A.5.4 | | Election of William T. Winters: Under this item, the Board of Directors proposes the election of William T. Winters for a three-year term | | Management | | For | | For | | Y |
| | | | | |
A.6 | | Appointment of the Auditor: Under this item, the Board of Directors proposes the re-election of PricewaterhouseCoopers AG as auditor of Novartis AG for one year | | Management | | For | | For | | Y |
| | | | | |
B | | If additional and/or counter-proposals are proposed at the Annual General Meeting | | Management | | Abstain | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION A.3. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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NOVO NORDISK A/S, BAGSVAERD |
| | | | |
Security | | K7314N152 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | NOVOB | | | | Meeting Date | | 20-Mar-2013 |
ISIN | | DK0060102614 | | | | Agenda | | 704278476 - Management |
| | | | | | | | |
City | | COPENHAGEN V | | | | Holding Recon Date | | 13-Mar-2013 |
Country | | Denmark | | | | Vote Deadline Date | | 12-Mar-2013 |
SEDOL(s) | | 3035322 - 7077524 - 7250035 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED- AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT- PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST- VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE- SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF-REQUESTED. THANK YOU | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO-BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO-PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF-THIS REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES ARE- REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING. | | Non-Voting | | | | | | N |
| | | | | |
2 | | Adoption of the audited Annual Report 2012 | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Approve remuneration of directors for 2012 in the aggregate amount of DKK 9.4 million | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Approve remuneration of directors for 2013 in the amount of DKK 1.5 million for chairman, DKK 1 million for vice chairman, and base amount of DKK 500,000 for other members approve remuneration for committee work | | Management | | For | | For | | Y |
| | | | | |
4 | | Approve allocation of income and dividends of DKK 18 per share | | Management | | For | | For | | Y |
| | | | | |
5.1 | | The Board of Directors proposes election of Goran Ando as chairman | | Management | | For | | For | | Y |
| | | | | |
5.2 | | The Board of Directors proposes election of Jeppe Christiansen as vice chairman | | Management | | For | | For | | Y |
| | | | | |
5.3.a | | Election of other members to the Board of Directors: Bruno Angelici | | Management | | For | | For | | Y |
| | | | | |
5.3.b | | Election of other members to the Board of Directors: Henrik Gurtler | | Management | | For | | For | | Y |
| | | | | |
5.3.c | | Election of other members to the Board of Directors: Liz Hewitt | | Management | | For | | For | | Y |
| | | | | |
5.3.d | | Election of other members to the Board of Directors: Thomas Paul Koestler | | Management | | For | | For | | Y |
| | | | | |
5.3.e | | Election of other members to the Board of Directors: Hannu Ryopponen | | Management | | For | | For | | Y |
| | | | | |
6 | | Re-appointment of PricewaterhouseCoopers as auditor | | Management | | For | | For | | Y |
| | | | | |
7.1 | | Proposals from the Board of Directors: Reduction of the Company’s B share capital from DKK 452,512,800 to DKK 442,512,800 | | Management | | For | | For | | Y |
| | | | | |
7.2 | | Proposals from the Board of Directors: approve creation of up to DKK 78 million pool of capital with or without pre-emptive rights | | Management | | For | | For | | Y |
| | | | | |
7.3 | | Proposals from the Board of Directors: Authorisation of the Board of Directors to allow the Company to repurchase own shares | | Management | | For | | For | | Y |
| | | | | |
7.4 | | Proposals from the Board of Directors: Adoption of revised Remuneration Principles | | Management | | For | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTIONS 3.1,-3.2, 4 AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN T-HIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YO-U. | | Non-Voting | | | | | | N |
| | | | | | | | |
OMRON CORPORATION |
| | | | |
Security | | J61374120 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 6645 | | | | Meeting Date | | 20-Jun-2013 |
ISIN | | JP3197800000 | | | | Agenda | | 704545877 - Management |
City | | KYOTO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 18-Jun-2013 |
SEDOL(s) | | 5835735 - 6659428 - B02K7H3 - B1CDDC6 - B5PZ640 | | | | Quick Code | | 66450 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4 | | Appoint a Substitute Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
5 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | | Y |
| | | | | | | | |
OMV AG, WIEN |
| | | | |
Security | | A51460110 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | OMV | | | | Meeting Date | | 09-Oct-2012 |
ISIN | | AT0000743059 | | | | Agenda | | 704056084 - Management |
City | | VIENNA | | | | Holding Recon Date | | 29-Sep-2012 |
Country | | Austria | | | | Vote Deadline Date | | 01-Oct-2012 |
SEDOL(s) | | 4651459 - 5179950 - 5788873 - B02Q7Q0 - B28L3V0 - B827G28 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Election of one member to supervisory board | | Management | | For | | For | | Y |
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OMV AG, WIEN |
| | | | |
Security | | A51460110 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | OMV | | | | Meeting Date | | 15-May-2013 |
ISIN | | AT0000743059 | | | | Agenda | | 704441079 - Management |
City | | VIENNA | | | | Holding Recon Date | | 03-May-2013 |
Country | | Austria | | | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | 4651459 - 5179950 - 5788873 - B02Q7Q0 - B28L3V0 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 186320 DUE TO CHANGE IN VO- TING STATUS AND SPLITTING OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS ME- ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI- CE. THANK YOU. | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 03 MAY 2013-WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DA-TE FOR THIS MEETING IS 05 MAY 2013. THANK YOU | | Non-Voting | | | | | | N |
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1 | | Submission of the adopted individual financial statements 2012, directors’ rep-ort and corporate governance report, the consolidated financial statements 201-2 and group directors’ report, the proposal of appropriation of the profit and-the report of the Supervisory Board for the financial year 2012 | | Non-Voting | | | | | | N |
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2 | | Approve allocation of income and dividends of EUR 1.20 per share | | Management | | For | | For | | Y |
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3 | | Resolution on the discharge of the Executive Board members for the financial year 2012 | | Management | | For | | For | | Y |
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4 | | Resolution on the discharge of the Supervisory Board members for the financial year 2012 | | Management | | For | | For | | Y |
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5 | | Resolution on the remuneration of the Supervisory Board members for the financial year 2012 | | Management | | For | | For | | Y |
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6 | | Appointment of the auditor and Group auditor for the financial year 2013: Ernst Young AG | | Management | | For | | For | | Y |
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7.i | | Resolutions on the Long Term Incentive Plan 2013 and | | Management | | For | | For | | Y |
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7.ii | | Resolutions on the Matching Share Plan 2013 | | Management | | For | | For | | Y |
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8 | | Resolution on the amendment of the articles of association to comply with the Company Law Amendment Act 2011 | | Management | | For | | For | | Y |
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ORICA LTD |
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Security | | Q7160T109 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ORI | | | | Meeting Date | | 31-Jan-2013 |
ISIN | | AU000000ORI1 | | | | Agenda | | 704207554 - Management |
City | | SOUTH WHARF | | | | Holding Recon Date | | 29-Jan-2013 |
Country | | Australia | | | | Vote Deadline Date | | 23-Jan-2013 |
SEDOL(s) | | 5699072 - 6458001 - B02P488 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3, 4 AND 5),-YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | | Non-Voting | | | | | | N |
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2.1 | | Re-election of Michael Tilley as a Director | | Management | | For | | For | | Y |
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2.2 | | Re-election of Nora Scheinkestel as a Director | | Management | | For | | For | | Y |
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3 | | Adoption of the Remuneration Report | | Management | | For | | For | | Y |
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4 | | Grant of shares to Managing Director under the Long Term Equity Incentive Plan | | Management | | For | | For | | Y |
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5 | | Grant of shares to Finance Director under the Long Term Equity Incentive Plan | | Management | | For | | For | | Y |
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ORIX CORPORATION |
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Security | | J61933123 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8591 | | | | Meeting Date | | 25-Jun-2013 |
ISIN | | JP3200450009 | | | | Agenda | | 704573749 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 23-Jun-2013 |
SEDOL(s) | | 5878149 - 6661144 - B16TK18 - B1CDDD7 | | | | Quick Code | | 85910 |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
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1.1 | | Appoint a Director | | Management | | For | | For | | Y |
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1.2 | | Appoint a Director | | Management | | For | | For | | Y |
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1.3 | | Appoint a Director | | Management | | For | | For | | Y |
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1.4 | | Appoint a Director | | Management | | For | | For | | Y |
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1.5 | | Appoint a Director | | Management | | For | | For | | Y |
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1.6 | | Appoint a Director | | Management | | For | | For | | Y |
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1.7 | | Appoint a Director | | Management | | For | | For | | Y |
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1.8 | | Appoint a Director | | Management | | For | | For | | Y |
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1.9 | | Appoint a Director | | Management | | For | | For | | Y |
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1.10 | | Appoint a Director | | Management | | For | | For | | Y |
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1.11 | | Appoint a Director | | Management | | For | | For | | Y |
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1.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.13 | | Appoint a Director | | Management | | For | | For | | Y |
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POWER ASSETS HOLDINGS LTD |
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Security | | Y7092Q109 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 0006 | | | | Meeting Date | | 20-May-2013 |
ISIN | | HK0006000050 | | | | Agenda | | 704378365 - Management |
City | | HONG KONG | | | | Holding Recon Date | | 13-May-2013 |
Country | | Hong Kong | | | | Vote Deadline Date | | 14-May-2013 |
SEDOL(s) | | 5559121 - 6435327 - B01Y549 - B16TW45 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0403/LTN20130403260.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0403/LTN20130403051.pdf | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | N |
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1 | | To receive the audited Financial Statements and the Reports of the Directors and Auditor for the year ended 31st December 2012 | | Management | | For | | For | | Y |
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2 | | To declare a final dividend | | Management | | For | | For | | Y |
| | | | | |
3.a | | To elect Mr. Chan Loi Shun as a Director | | Management | | For | | For | | Y |
| | | | | |
3.b | | To elect Mr. Fong Chi Wai, Alex as a Director | | Management | | For | | For | | Y |
| | | | | |
3.c | | To elect Mr. Lee Lan Yee, Francis as a Director | | Management | | For | | For | | Y |
| | | | | |
3.d | | To elect Mr. Frank John Sixt as a Director | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-appoint KPMG as Auditor of the Company and to authorise the Directors to fix the Auditor’s remuneration | | Management | | For | | For | | Y |
| | | | | |
5 | | To pass Resolution 5 of the Notice of Annual General Meeting (“AGM Notice”) - to give a general mandate to the Directors to issue and dispose of additional shares not exceeding 20% of the issued share capital of the Company | | Management | | For | | For | | Y |
| | | | | |
6 | | To pass Resolution 6 of the AGM Notice - to give a general mandate to the Directors to repurchase shares not exceeding 10% of the issued share capital of the Company | | Management | | For | | For | | Y |
| | | | | |
7 | | To pass Resolution 7 of the AGM Notice - to add the number of shares repurchased to the general mandate given to the Directors to issue additional shares | | Management | | For | | For | | Y |
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PPR SA, PARIS |
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Security | | F7440G127 | | | | Meeting Type | | MIX |
Ticker Symbol | | KER | | | | Meeting Date | | 18-Jun-2013 |
ISIN | | FR0000121485 | | | | Agenda | | 704481578 - Management |
City | | PARIS | | | | Holding Recon Date | | 12-Jun-2013 |
Country | | France | | | | Vote Deadline Date | | 07-Jun-2013 |
SEDOL(s) | | 4703844 - 5505072 - 5786372 - 7166228 - B030Q86 - B043CN1 - B10SPD8 - B1NSK52 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
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CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/- 0503/201305031301814.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0527/20130527- 1302669.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS- PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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E.1 | | Amendment to Article 2 of the Bylaws of the Company-Corporate Name | | Management | | For | | For | | Y |
| | | | | |
E.2 | | Amendment to Article 8 of the Bylaws of the Company - Rights attached to each share | | Management | | For | | For | | Y |
| | | | | |
E.3 | | Amendment to Article 22 of the Bylaws of the Company -Corporate financial statements | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Approval of the annual corporate financial statements for the financial year 2012 | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Approval of the consolidated financial statements for the financial year 2012 | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Allocation of income and distribution of the dividend | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Renewal of term of Mr. Francois Jean-Henri Pinault as Director | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Renewal of term of Mr. Baudouin Prot as Director | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Renewal of term of Mrs. Patricia Barbizet as Director | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Renewal of term of Mr. Jean-Francois Palus as Director | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Agreements pursuant to Articles L.225-38 et seq. of the Commercial Code | | Management | | For | | For | | Y |
| | | | | |
O.12 | | Commitment pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Jean-Francois Palus | | Management | | For | | For | | Y |
| | | | | |
O.13 | | Authorization granted to the Board of Directors for an 18-month period to allow the Company to trade its own shares | | Management | | For | | For | | Y |
| | | | | |
E.14 | | Authorization to reduce capital by cancellation of shares | | Management | | For | | For | | Y |
| | | | | |
E.15 | | Delegation of authority for a 26-month period to be granted to issue shares or other securities with preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
E.16 | | Delegation of authority for a 26-month period to increase share capital by incorporation of reserves, profits or premiums | | Management | | For | | For | | Y |
| | | | | |
E.17 | | Delegation of authority for a 26-month period to be granted to issue shares or other securities with cancellation of preferential subscription rights through public offering | | Management | | For | | For | | Y |
| | | | | |
E.18 | | Delegation of authority for a 26-month period to be granted to issue shares or other securities with cancellation of preferential subscription rights through private placement | | Management | | For | | For | | Y |
| | | | | |
E.19 | | Authorization to set the issue price of shares and/or securities giving access to capital under certain conditions, up to the limit of 10% of capital per year in case of a capital increase by issuing shares-with cancellation of preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
E.20 | | Authorization to increase the number of shares or securities to be issued in case of capital increase with or without preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
E.21 | | Authorization to increase share capital, in consideration for in-kind contributions comprised of equity securities or securities giving access to capital up to a limit of 10% of capital | | Management | | For | | For | | Y |
| | | | | | | | | | |
E.22 | | Authorization to increase share capital by issuing shares or other securities giving access to capital with cancellation of preferential subscription rights reserved for employees and former employees who are members of a savings plan | | Management | | For | | For | | Y |
| | | | | |
E.23 | | Authorization granted to the Board of Directors to carry out free allocations of shares existing and/or to be issued to employees and corporate officers, carrying waiver by shareholders of their preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
OE.24 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
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PUBLICIS GROUPE SA, PARIS |
| | | | |
Security | | F7607Z165 | | | | Meeting Type | | MIX |
Ticker Symbol | | PUB | | | | Meeting Date | | 29-May-2013 |
ISIN | | FR0000130577 | | | | Agenda | | 704448857 - Management |
City | | PARIS | | | | Holding Recon Date | | 23-May-2013 |
Country | | France | | | | Vote Deadline Date | | 20-May-2013 |
SEDOL(s) | | 4380429 - 4380548 - B030QB9 - B043CD1 - B28LGL1 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0422/201304221301453.pdf | | Non-Voting | | | | | | N |
| | | | | |
O.1 | | Approval of the corporate financial statements for the 2012 financial year | | Management | | For | | For | | Y |
| | | | | |
O.2 | | Approval of the consolidated financial statements for the 2012 financial year | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Allocation of income and setting the dividend | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Option for payment of the dividend in cash or in shares | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Special report of the Statutory Auditors on the regulated agreements and commitments | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Appointment of Mr. Jean Charest as Supervisory Board member | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Renewal of term of the company Ernst & Young et Autres as principal Statutory Auditor | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Renewal of term of the company Auditex as deputy Statutory Auditor | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Advisory opinion on the mechanisms of remuneration of Mrs. Elisabeth Badinter, Chairman of the Supervisory Board | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Advisory opinion on the mechanisms of remuneration of Mr. Maurice Levy, Chairman of the Executive Board | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Authorization to be granted to the Executive Board to allow the Company to trade its own shares | | Management | | For | | For | | Y |
| | | | | |
E.12 | | Authorization to be granted to the Executive Board to reduce capital by cancellation of treasury shares | | Management | | For | | For | | Y |
| | | | | |
E.13 | | Authorization to be granted to the Executive Board to issue shares or equity securities without preferential subscription rights with powers to set the issue price | | Management | | For | | For | | Y |
| | | | | |
E.14 | | Delegation of authority to be granted to the Executive Board to issue shares or securities, in consideration for in-kind contributions granted to the Company up to the limit of 10% of share capital | | Management | | For | | For | | Y |
| | | | | |
E.15 | | Authorization to be granted to the Executive Board to grant share subscription and/or purchase options to employees and/or corporate executive officers of the Company or Group companies | | Management | | For | | For | | Y |
| | | | | |
E.16 | | Delegation of authority to be granted to the Executive Board to decide to issue equity securities or securities giving access to capital of the Company with cancellation of preferential subscription rights in favor of members of a company savings plan | | Management | | For | | For | | Y |
| | | | | |
E.17 | | Delegation of authority to be granted to the Executive Board to decide to issue share or securities giving access to capital with cancellation of preferential subscription rights in favor of some categories of beneficiaries | | Management | | For | | For | | Y |
| | | | | |
E.18 | | Amendment to Article 13 II of the bylaws of the Company regarding the term of office and term renewal of Supervisory Board members | | Management | | For | | For | | Y |
| | | | | |
E.19 | | Amendment to Article 19 “General points” of the bylaws of the Company to allow public viewing of the General Meeting, including on Internet | | Management | | For | | For | | Y |
| | | | | |
E.20 | | Amendment to Article 20 “Representation and admission to General Meetings” of the bylaws of the Company to allow participation in General Meetings by means of remote transmission | | Management | | For | | For | | Y |
| | | | | |
E.21 | | Amendment to Article 21 “Administration, attendance sheets, votes” of the bylaws of the Company in order to introduce remote electronic voting for shareholders | | Management | | For | | For | | Y |
| | | | | |
O.22 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
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RIO TINTO LTD |
| | | | |
Security | | Q81437107 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | RIO | | | | Meeting Date | | 09-May-2013 |
ISIN | | AU000000RIO1 | | | | Agenda | | 704326950 - Management |
City | | SYDNEY | | | | Holding Recon Date | | 07-May-2013 |
Country | | Australia | | | | Vote Deadline Date | | 01-May-2013 |
SEDOL(s) | | 5782068 - 6220103 - 6227513 - B02PBV0 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 17 AND VOTES CAST- BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2 AND 17), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Receipt of the 2012 Annual report | | Management | | For | | For | | Y |
| | | | | |
2 | | Approval of the Remuneration report | | Management | | For | | For | | Y |
| | | | | |
3 | | To re-elect Robert Brown as a director | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-elect Vivienne Cox as a director | | Management | | For | | For | | Y |
| | | | | |
5 | | To re-elect Jan du Plessis as a director | | Management | | For | | For | | Y |
| | | | | |
6 | | To re-elect Guy Elliott as a director | | Management | | For | | For | | Y |
| | | | | |
7 | | To re-elect Michael Fitzpatrick as a director | | Management | | For | | For | | Y |
| | | | | |
8 | | To re-elect Ann Godbehere as a director | | Management | | For | | For | | Y |
| | | | | |
9 | | To re-elect Richard Goodmanson as a director | | Management | | For | | For | | Y |
| | | | | |
10 | | To re-elect Lord Kerr as a director | | Management | | For | | For | | Y |
| | | | | |
11 | | To re-elect Chris Lynch as a director | | Management | | For | | For | | Y |
| | | | | |
12 | | To re-elect Paul Tellier as a director | | Management | | For | | For | | Y |
| | | | | |
13 | | To re-elect John Varley as a director | | Management | | For | | For | | Y |
| | | | | |
14 | | To re-elect Sam Walsh as a director | | Management | | For | | For | | Y |
| | | | | |
15 | | Re-appointment of PricewaterhouseCoopers LLP as auditors of Rio Tinto plc | | Management | | For | | For | | Y |
| | | | | |
16 | | Remuneration of auditors of Rio Tinto plc | | Management | | For | | For | | Y |
| | | | | |
17 | | Approval of the Performance Share Plan 2013 | | Management | | For | | For | | Y |
| | | | | |
18 | | Renewal of off-market and on-market share buyback authorities | | Management | | For | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME, RECORD DAT- E AND CHANGE IN TEXT OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | | | | |
RIO TINTO PLC, LONDON |
| | | | |
Security | | G75754104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | RIO | | | | Meeting Date | | 18-Apr-2013 |
ISIN | | GB0007188757 | | | | Agenda | | 704326998 - Management |
City | | LONDON | | | | Holding Recon Date | | 16-Apr-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 12-Apr-2013 |
SEDOL(s) | | 0718875 - 4718699 - 5725676 - 6720595 - B02T7C5 - B0CRGK0 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Receipt of the 2012 Annual report | | Management | | For | | For | | Y |
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2 | | Approval of the Remuneration report | | Management | | For | | For | | Y |
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3 | | To re-elect Robert Brown as a director | | Management | | For | | For | | Y |
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4 | | To re-elect Vivienne Cox as a director | | Management | | For | | For | | Y |
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5 | | To re-elect Jan du Plessis as a director | | Management | | For | | For | | Y |
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6 | | To re-elect Guy Elliott as a director | | Management | | For | | For | | Y |
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7 | | To re-elect Michael Fitzpatrick as a director | | Management | | For | | For | | Y |
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8 | | To re-elect Ann Godbehere as a director | | Management | | For | | For | | Y |
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9 | | To re-elect Richard Goodmanson as a director | | Management | | For | | For | | Y |
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10 | | To re-elect Lord Kerr as a director | | Management | | For | | For | | Y |
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11 | | To re-elect Chris Lynch as a director | | Management | | For | | For | | Y |
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12 | | To re-elect Paul Tellier as a director | | Management | | For | | For | | Y |
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13 | | To re-elect John Varley as a director | | Management | | For | | For | | Y |
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14 | | To re-elect Sam Walsh as a director | | Management | | For | | For | | Y |
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15 | | Re-appointment of auditors: To re-appoint PricewaterhouseCoopers LLP as auditors of the Company to hold office until the conclusion of the next annual general meeting at which accounts are laid before the Company | | Management | | For | | For | | Y |
| | | | | |
16 | | Remuneration of auditors | | Management | | For | | For | | Y |
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17 | | Approval of the Performance Share Plan 2013 | | Management | | For | | For | | Y |
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18 | | General authority to allot shares | | Management | | For | | For | | Y |
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19 | | Disapplication of pre-emption rights | | Management | | For | | For | | Y |
| | | | | |
20 | | Authority to purchase Rio Tinto plc shares | | Management | | For | | For | | Y |
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21 | | Notice period for general meetings other than annual general meetings | | Management | | For | | For | | Y |
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ROLLS-ROYCE HOLDINGS PLC, LONDON |
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Security | | G76225104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | RR. | | | | Meeting Date | | 02-May-2013 |
ISIN | | GB00B63H8491 | | | | Agenda | | 704332701 - Management |
City | | LONDON | | | | Holding Recon Date | | 30-Apr-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 26-Apr-2013 |
SEDOL(s) | | B3YL8G1 - B4M1901 - B63H849 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | That the directors’ report and the audited financial statements for the year ended 31 December 2012 be received | | Management | | For | | For | | Y |
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2 | | That the directors’ remuneration report for the year ended 31 December 2012 be approved | | Management | | For | | For | | Y |
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3 | | That Ian Davis be elected as a director of the Company | | Management | | For | | For | | Y |
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4 | | That Jasmin Staiblin be elected as a director of the Company | | Management | | For | | For | | Y |
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5 | | That John Rishton be re-elected as a director of the Company | | Management | | For | | For | | Y |
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6 | | That Dame Helen Alexander be re-elected as a director of the Company | | Management | | For | | For | | Y |
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7 | | That Lewis Booth CBE be re-elected as a director of the Company | | Management | | For | | For | | Y |
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8 | | That Sir Frank Chapman be re-elected as a director of the Company | | Management | | For | | For | | Y |
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9 | | That Iain Conn be re-elected as a director of the Company | | Management | | For | | For | | Y |
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10 | | That James Guyette be re-elected as a director of the Company | | Management | | For | | For | | Y |
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11 | | That John McAdam be re-elected as a director of the Company | | Management | | For | | For | | Y |
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12 | | That Mark Morris be re-elected as a director of the Company | | Management | | For | | For | | Y |
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13 | | That John Neill CBE be re-elected as a director of the Company | | Management | | For | | For | | Y |
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14 | | That Colin Smith CBE be re-elected as a director of the Company | | Management | | For | | For | | Y |
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15 | | That KPMG Audit Plc be reappointed as the Company’s auditor to hold office until the conclusion of the next general meeting at which financial statements are laid before the Company | | Management | | For | | For | | Y |
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16 | | That the directors be authorised to agree the auditor’s remuneration | | Management | | For | | For | | Y |
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17 | | That, the directors be and are hereby authorised: a)on one or more occasions, to capitalise such sums as they may determine from time to time but not exceeding the aggregate nominal sum of GBP 500 million standing to the credit of the Company’s merger reserve, capital redemption reserve and/or such other reserves as the Company may legally use in paying up in full at par, up to 500 billion non- cumulative redeemable preference shares in the | | Management | | For | | For | | Y |
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| | capital of the Company with a nominal value of 0.1 pence each (C Shares) from time to time having the rights and being subject to the restrictions contained in the Articles of Association (the Articles) of the Company from time to time or any other terms and conditions approved by the directors from time to time; b) pursuant to Section 551 of the Companies Act 2006 (the Act), to CONTD | | | | | | | | |
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CONT | | CONTD exercise all powers of the Company to allot and issue C Shares credited-as fully paid up to an aggregate nominal amount of GBP 500 million to the-holders of ordinary shares of 20 pence each in the capital of the Company on-the register of members of the Company on any dates determined by the-directors from time to time and on the basis of the number of C Shares for-every ordinary share held as may be determined by the directors from time to-time; and provided that the authority conferred by this resolution shall-expire at the end of the 2014 AGM of the Company or 15 months after the date-on which this resolution is passed (whichever is the earlier) and so that-such authority shall be additional to, and without prejudice to, the- unexercised portion of any other authorities and powers granted to the-directors, and CONTD | | Non-Voting | | | | | | N |
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CONT | | CONTD any resolution passed prior to the date of passing of this resolution;-and c) to do all acts and things they may consider necessary or desirable to- give effect to this resolution and to satisfy any entitlement to C Shares-howsoever arising | | Non-Voting | | | | | | N |
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18 | | That the Company and any company which is or becomes a subsidiary of the Company during the period to which this resolution is effective be and is hereby authorised to: a)make donations to political parties and/or independent election candidates; b) make donations to political organisations other than political parties; and c) incur political expenditure during the period commencing on the date of this resolution and ending on the date of the 2014 AGM or 15 months after the date on which this resolution is passed (whichever is the earlier), provided that in each case any such donations and expenditure made by the Company or by any such subsidiary shall not exceed GBP 25,000 per company and the aggregate of those made by the Company and any such subsidiary shall not exceed GBP 50,000. For the purposes of this resolution, CONTD | | Management | | For | | For | | Y |
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CONT | | CONTD the terms ‘political donation’, ‘political parties’, ‘independent-election candidates’, ‘political organisation’ and ‘political expenditure’-have the meanings given by Part 14 of the Act | | Non-Voting | | | | | | N |
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19 | | That: a) the first Section 551 amount as defined in article 12 of the Articles shall be GBP 124,821,118; and b)the second Section 551 amount as defined in article 12 of the Articles shall be GBP 249,642,235; and c) the prescribed period as defined in article 12 of the Articles for which the authorities conferred by this resolution are given shall be a period expiring (unless previously renewed, varied or revoked by the Company in general meeting) at the end of the 2014 AGM of the Company or 15 months after the date on which this resolution is passed (whichever is the earlier) | | Management | | For | | For | | Y |
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20 | | That, subject to the passing of Resolution 19, the Section 561 amount as defined in article 12 of the Articles shall be GBP 18,723,167 and the prescribed period for which the authority conferred by this resolution is given shall be a period expiring (unless previously renewed, varied or revoked by the Company in general meeting) at the end of the 2014 AGM of the Company or 15 months after the date on which this resolution is passed (whichever is the earlier) | | Management | | For | | For | | Y |
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21 | | That the Company be and is hereby generally and unconditionally authorised to make market purchases (within the meaning of Section 693(4) of the Act) of its ordinary shares, subject to the following conditions: a)the maximum aggregate number of ordinary shares authorised to be purchased is 187,231,677; b)the minimum price (exclusive of expenses) which may be paid for an ordinary share is 20 pence (being the nominal value of an ordinary share); c) the maximum price (exclusive of expenses) which may be paid for each ordinary share is the higher of: i) an amount equal to 105 per cent of the average of the middle market quotations for the ordinary shares as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which an ordinary share is contracted to be CONTD | | Management | | For | | For | | Y |
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CONT | | CONTD purchased; and ii) an amount equal to the higher of the price of the-last independent trade of an ordinary share and the highest current- independent bid for an ordinary share as derived from the London Stock-Exchange Trading System; d)this authority shall expire at the end of the 2014- AGM of the Company or 15 months from the date of this resolution (whichever-is the earlier); and e) a contract to purchase shares under this authority-may be made prior to the expiry of this authority, and concluded, in whole or-in part, after the expiry of this authority | | Non-Voting | | | | | | N |
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22 | | That with immediate effect, the amended Articles of Association of the Company produced to the meeting and initialed by the Chairman for the purpose of identification (the New Articles) be approved and adopted as the Articles of Association of the Company, in substitution for the existing Articles of Association (the Existing Articles) | | Management | | For | | For | | Y |
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| | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-NO 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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ROYAL DUTCH SHELL PLC, LONDON |
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Security | | G7690A118 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 4974 | | | | Meeting Date | | 21-May-2013 |
ISIN | | GB00B03MM408 | | | | Agenda | | 704450547 - Management |
City | | THE HAGUE | | | | Holding Recon Date | | 17-May-2013 |
Country | | United Kingdom | | | | Vote Deadline Date | | 15-May-2013 |
SEDOL(s) | | B03MM40 - B09CBN6 - B0DX3B7 - B0F7DX9 - B1SSBM1 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Adoption of Annual Report and Accounts | | Management | | For | | For | | Y |
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2 | | Approval of Remuneration Report | | Management | | For | | For | | Y |
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3 | | Re-appointment of Josef Ackermann as a Director of the Company | | Management | | For | | For | | Y |
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4 | | Re-appointment of Guy Elliott as a Director of the Company | | Management | | For | | For | | Y |
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5 | | Re-appointment of Simon Henry as a Director of the Company | | Management | | For | | For | | Y |
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6 | | Re-appointment of Charles O Holliday as a Director of the Company | | Management | | For | | For | | Y |
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7 | | Re-appointment of Gerard Kleisterlee as a Director of the Company | | Management | | For | | For | | Y |
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8 | | Re-appointment of Jorma Ollila as a Director of the Company | | Management | | For | | For | | Y |
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9 | | Re-appointment of Sir Nigel Sheinwald as a Director of the Company | | Management | | For | | For | | Y |
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10 | | Re-appointment of Linda G Stuntz as a Director of the Company | | Management | | For | | For | | Y |
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11 | | Re-appointment of Peter Voser as a Director of the Company | | Management | | For | | For | | Y |
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12 | | Re-appointment of Hans Wijers as a Director of the Company | | Management | | For | | For | | Y |
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13 | | Re-appointment of Gerrit Zalm as a Director of the Company | | Management | | For | | For | | Y |
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14 | | Re-appointment of Auditors | | Management | | For | | For | | Y |
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15 | | Remuneration of Auditors | | Management | | For | | For | | Y |
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16 | | Authority to allot shares | | Management | | For | | For | | Y |
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17 | | Disapplication of pre-emption rights | | Management | | For | | For | | Y |
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18 | | Authority to purchase own shares | | Management | | For | | For | | Y |
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19 | | Authority for certain donations and expenditure | | Management | | For | | For | | Y |
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CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE CHANGE IN MEETING TIME FROM 09:00 TO 1- 0:00. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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RWE AG, ESSEN |
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Security | | D6629K109 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | RWE | | | | Meeting Date | | 18-Apr-2013 |
ISIN | | DE0007037129 | | | | Agenda | | 704304625 - Management |
City | | ESSEN | | | | Holding Recon Date | | 27-Mar-2013 |
Country | | Germany | | | | Vote Deadline Date | | 09-Apr-2013 |
SEDOL(s) | | 4768962 - 4769158 - 7169647 - B02NV25 - B114TV1 - B23V5D1 - B92MTQ5 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | | | N |
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| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 MAR 2013, WHEREAS- THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS- IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | | Non-Voting | | | | | | N |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | | | | N |
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1. | | Presentation of the approved financial statements of RWE Aktiengesellschaft an-d the Group for the financial year ended December 31, 2012, with the combined-review of operations of RWE Aktiengesellschaft and the Group including the exp- lanatory reports by the Executive Board on takeover- related disclosure and on-the main characteristics of the internal control and risk management system, t- he proposal of the Executive Board for the appropriation of distributable prof-it, and the Supervisory Board report for fiscal 2012 | | Non-Voting | | | | | | N |
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2. | | Appropriation of distributable profit. The Executive Board and the Supervisory Board propose that RWE Aktiengesellschaft’s distributable profit for fiscal 2012 be appropriated as follows: Payment of a dividend of EUR 2.00 per dividend-bearing share EUR 1,229,490,998.00, Profit carryforward EUR 91,810.28, Distributable profit EUR 1,229,582,808.28 | | Management | | For | | For | | Y |
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3. | | Approval of the Acts of the Executive Board for fiscal 2012 | | Management | | For | | For | | Y |
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4. | | Approval of the Acts of the Supervisory Board for fiscal 2012 | | Management | | For | | For | | Y |
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5. | | Passage of a resolution on the endorsement of the system for compensating members of the Executive Board | | Management | | For | | For | | Y |
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6. | | Appointment of the auditors for fiscal 2013: PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Frankfurt am Main, Zweigniederlassung Essen | | Management | | For | | For | | Y |
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7. | | Appointment of the auditors for the audit-like review of the financial report for the first half of 2013: PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Frankfurt am Main, Zweigniederlassung Essen | | Management | | For | | For | | Y |
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8.a | | By-elections to the Supervisory Board: Dr. Werner Brandt, Bad Homburg | | Management | | For | | For | | Y |
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8.b | | By-elections to the Supervisory Board: Prof. Dr.-Ing. Dr.-Ing. E. h. Hans-Peter Keitel, Essen | | Management | | For | | For | | Y |
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9. | | Amendment of Article 12 (Remuneration) of the Articles of Incorporation | | Management | | For | | For | | Y |
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SAFRAN SA, PARIS |
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Security | | F4035A557 | | | | Meeting Type | | MIX |
Ticker Symbol | | SAF | | | | Meeting Date | | 28-May-2013 |
ISIN | | FR0000073272 | | | | Agenda | | 704502904 - Management |
City | | PARIS | | | | Holding Recon Date | | 22-May-2013 |
Country | | France | | | | Vote Deadline Date | | 17-May-2013 |
SEDOL(s) | | 4074432 - 4087537 - B058TZ6 - B0591N1 - B065FV4 - B28LP25 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 176734 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN- D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
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CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DAT-E. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE-PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFO-RMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2013- /0327/201303271300981.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2013/0- 513/201305131301815.pdf AND http://www.safran- group.com/IMG/pdf/Addendum_ANG.p-df. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTI-ON 24. THANK YOU. | | Non-Voting | | | | | | N |
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O.1 | | Approval of the corporate financial statements for the financial year 2012 | | Management | | For | | For | | Y |
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O.2 | | Approval of the consolidated financial statements for the financial year 2012 | | Management | | For | | For | | Y |
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O.3 | | Allocation of income and setting the dividend | | Management | | For | | For | | Y |
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O.4 | | Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code | | Management | | For | | For | | Y |
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O.5 | | Renewal of term of Mr. Jean-Marc Forneri as Board member | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Appointment of Mrs. Monique Cohen as Board member | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Appointment of Mrs. Christian Streiff as Board member | | Management | | For | | For | | Y |
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O.8 | | Acknowledgement that the terms of office of Christophe Burg, Astrid Milsan, Laure Reinhart and Michele Rousseau as Board members representing the State will be ending at the closing of this General Meeting, and acknowledgement that 4 Board members representing the State will be appointed | | Management | | For | | For | | Y |
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O.9 | | Setting attendance allowances | | Management | | For | | For | | Y |
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O.10 | | Authorization to be granted to the Board of Directors to trade in Company’s shares | | Management | | For | | For | | Y |
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E.11 | | Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to capital of the Company while maintaining shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
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E.12 | | Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to capital of the Company with cancellation of shareholders’ preferential subscription rights through public offering | | Management | | For | | For | | Y |
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E.13 | | Delegation of authority to be granted to the Board of Directors issue shares of the Company and securities giving access to capital of the Company with cancellation of shareholders’ preferential subscription rights, in case of public exchange offer initiated by the Company | | Management | | For | | For | | Y |
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E.14 | | Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to capital of the Company through private placement pursuant to Article L.411-2, II of the Monetary and Financial Code with cancellation of shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
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E.15 | | Delegation of authority to be granted to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights | | Management | | For | | For | | Y |
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E.16 | | Delegation of powers to be granted to the Board of Directors to increase share capital by issuing ordinary shares, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital, with cancellation of shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
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E.17 | | Delegation of authority to be granted to the Board of Directors to increase share capital by incorporation of reserves, profits or premiums | | Management | | For | | For | | Y |
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E.18 | | Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares with cancellation of shareholders’ preferential subscription rights reserved for members of Safran Group savings plans | | Management | | For | | For | | Y |
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E.19 | | Overall limitation of issuance authorizations | | Management | | For | | For | | Y |
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E.20 | | Authorization to be granted to the Board of Directors to grant share subscription or purchase options to employees of the Company and Safran Group companies with waiver by shareholders of their preferential subscription rights | | Management | | For | | For | | Y |
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E.21 | | Authorization to be granted to the Board of Directors to carry out free allocation of shares of the Company existing or to be issued to employees of the Company and Safran Group companies with waiver by shareholders of their preferential subscription rights | | Management | | For | | For | | Y |
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E.22 | | Appointment of one or several employee director(s) representing employees of the Company and direct and indirect subsidiaries which registered office is located in France | | Management | | For | | For | | Y |
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O.23 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Alternative resolution to the third resolution (allocation of income and setting the dividend) | | Shareholder | | For | | Against | | Y |
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24 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
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SANOFI SA, PARIS |
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Security | | F5548N101 | | | | Meeting Type | | MIX |
Ticker Symbol | | SAN | | | | Meeting Date | | 03-May-2013 |
ISIN | | FR0000120578 | | | | Agenda | | 704317684 - Management |
City | | PARIS | | | | Holding Recon Date | | 26-Apr-2013 |
Country | | France | | | | Vote Deadline Date | | 24-Apr-2013 |
SEDOL(s) | | 5671735 - 5696589 - 7166239 - B01DR51 - B043B67 - B0CRGJ9 - B114ZY6 - B19GKJ4 - B92MW11 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
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CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0311/201303111300671.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0412/201304121301265.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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O.1 | | Approval of the corporate financial statements for the financial year 2012 | | Management | | For | | For | | Y |
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O.2 | | Approval of the consolidated financial statements for the financial year 2012 | | Management | | For | | For | | Y |
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O.3 | | Allocation of income and setting the dividend | | Management | | For | | For | | Y |
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O.4 | | Appointment of Mrs. Fabienne Lecorvaisier as Board member | | Management | | For | | For | | Y |
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O.5 | | Authorization to be granted to the Board of Directors to trade in Company’s shares | | Management | | For | | For | | Y |
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E.6 | | Delegation of authority to be granted to the Board of Directors to decide to issue shares and/or securities giving access to capital of the Company and/or entitling to the allotment of debts securities while maintaining preferential subscription rights | | Management | | For | | For | | Y |
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E.7 | | Delegation of authority to be granted to the Board of Directors to decide to issue shares and/or securities giving access to capital of the Company and/or entitling to the allotment of debts securities with cancellation of preferential subscription rights by public offering | | Management | | For | | For | | Y |
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E.8 | | Authorization to the Board of Directors to issue shares or securities giving access to capital without preferential subscription rights, in consideration for in-kind contributions of equity securities or securities giving access to capital | | Management | | For | | For | | Y |
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E.9 | | Delegation of authority to be granted to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights | | Management | | For | | For | | Y |
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E.10 | | Delegation of authority to be granted to the Board of Directors to decide to increase share capital by incorporation of reserves, profits, premiums or other amounts | | Management | | For | | For | | Y |
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E.11 | | Delegation of authority to be granted to the Board of Directors to decide to issue shares or securities giving access to capital reserved for members of savings plans with cancellation of preferential subscription rights in favor of the latter | | Management | | For | | For | | Y |
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E.12 | | Delegation of authority to be granted to the Board of Directors to carry out free allocations of shares existing or to be issued without preferential subscription rights in favor of employees and corporate officers of the Company or affiliated companies or groups | | Management | | For | | For | | Y |
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E.13 | | Delegation of authority to be granted to the Board of Directors to grant share subscription or purchase options without preferential subscription rights | | Management | | For | | For | | Y |
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E.14 | | Delegation to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares | | Management | | For | | For | | Y |
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E.15 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
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SAP AG, WALLDORF/BADEN |
| | | | |
Security | | D66992104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | SAP | | | | Meeting Date | | 04-Jun-2013 |
ISIN | | DE0007164600 | | | | Agenda | | 704462946 - Management |
City | | MANNHEIM | | | | Holding Recon Date | | 13-May-2013 |
Country | | Germany | | | | Vote Deadline Date | | 24-May-2013 |
SEDOL(s) | | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B92MTZ4 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | | | N |
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| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 14 MAY 2013, WHEREAS- THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS- IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | | Non-Voting | | | | | | N |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 MAY 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | | | | N |
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1. | | Presentation of the adopted annual financial statements and the approved group-financial statements, the combined management report and group management rep-ort of SAP AG, including the Executive Board’s explanatory notes relating to t-he information provided pursuant to Sections 289 (4) and (5) and 315 (4) of th-e Commercial Code (HGB), and the Supervisory Board’s report, each for fiscal y- ear 2012 | | Non-Voting | | | | | | N |
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2. | | Resolution on the appropriation of the retained earnings of fiscal year 2012 | | Management | | For | | For | | Y |
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3. | | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2012 | | Management | | For | | For | | Y |
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4. | | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2012 | | Management | | For | | For | | Y |
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5. | | Resolution on the authorization to acquire and use treasury shares pursuant to Section 71 (1) no. 8 AktG, with possible exclusion of the shareholders’ subscription rights and potential rights to offer shares | | Management | | For | | For | | Y |
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6. | | Appointment of the auditors of the financial statements and group financial statements for fiscal year 2013: KPMG AG | | Management | | For | | For | | Y |
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SEMBCORP INDUSTRIES LTD |
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Security | | Y79711159 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | U96 | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | SG1R50925390 | | | | Agenda | | 704355432 - Management |
City | | SINGAPORE | | | | Holding Recon Date | | 23-Apr-2013 |
Country | | Singapore | | | | Vote Deadline Date | | 19-Apr-2013 |
SEDOL(s) | | B08X163 - B09K9S1 - B09YDC5 - B8468T4 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To receive and adopt the Directors’ Report and Audited Accounts for the year ended December 31, 2012 and the Auditors’ Report thereon | | Management | | For | | For | | Y |
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2 | | To declare a final tax exempt 1-Tier dividend of 15 cents per ordinary share for the year ended December 31, 2012 | | Management | | For | | For | | Y |
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3 | | To re-elect the following director, who will retire by rotation pursuant to Article 93 of the Company’s Articles of Association and who, being eligible, will offers for re-election: Ang Kong Hua | | Management | | For | | For | | Y |
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4 | | To re-elect the following director, who will retire by rotation pursuant to Article 93 of the Company’s Articles of Association and who, being eligible, will offers for re-election: Tang Kin Fei | | Management | | For | | For | | Y |
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5 | | To re-elect the following director, who will retire by rotation pursuant to Article 93 of the Company’s Articles of Association and who, being eligible, will offers for re-election: Margaret Lui | | Management | | For | | For | | Y |
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6 | | To re-elect Dr Teh Kok Peng, a director retiring pursuant to Article 99 of the Company’s Articles of Association and who, being eligible, will offer himself for re-election | | Management | | For | | For | | Y |
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7 | | To re-appoint Goh Geok Ling, a director retiring under Section 153 of the Companies Act, Cap. 50, to hold office from the date of this Annual General Meeting until the next Annual General Meeting | | Management | | For | | For | | Y |
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8 | | To approve directors’ fees of SGD 1,198,842 for the year ended December 31, 2012, comprising: a. SGD 839,189 to be paid in cash (2011: SGD 896,429); and b. SGD 359,653 to be paid in the form of restricted share awards under the Sembcorp Industries Restricted Share Plan 2010 (2011: SGD 384,184), with the number of shares to be awarded rounded down to the nearest hundred and any residual balance settled in cash | | Management | | For | | For | | Y |
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9 | | To re-appoint KPMG LLP as Auditors of the Company and to authorise the directors to fix their remuneration | | Management | | For | | For | | Y |
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10 | | That authority be and is hereby given to the directors to: a. i. issue shares in the capital of the Company (“shares”) whether by way of rights, bonus or otherwise; and / or ii. make or grant offers, agreements or options (collectively, “Instruments”) that might or would require shares to be issued, including but not limited to the creation and issue of | | Management | | For | | For | | Y |
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| | (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the directors may, in their absolute discretion, deem fit; and b. (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the directors while this Resolution was in force, CONTD | | | | | | | | |
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CONT | | CONTD provided that: (1) the aggregate number of shares to be issued pursuant-to this Resolution (including shares to be issued in pursuance of Instruments-made or granted pursuant to this Resolution) does not exceed 50% of the total- number of issued shares in the capital of the Company excluding treasury-shares (as calculated in accordance with paragraph (2) below), of which the-aggregate number of shares to be issued other than on a pro rata basis to-shareholders of the Company (including shares to be issued in pursuance of-Instruments made or granted pursuant to this Resolution) shall not exceed 5%-of the total number of issued shares in the capital of the Company excluding-treasury shares (as calculated in accordance with paragraph (2) below); (2)-(subject to such manner of calculation as may be prescribed by the CONTD | | Non-Voting | | | | | | N |
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CONT | | CONTD Singapore Exchange Securities Trading Limited (“SGX-ST”)) for the-purpose of determining the aggregate number of shares that may be issued- under paragraph (1) above, the percentage of issued shares shall be based on-the total number of issued shares in the capital of the Company excluding- treasury shares at the time this Resolution is passed, after adjusting for:-(i) new shares arising from the conversion or exercise of any convertible-securities or share options or vesting of share awards which are outstanding-or subsisting at the time this Resolution is passed; and (ii) any subsequent-bonus issue or consolidation or subdivision of shares; (3) in exercising the-authority conferred by this Resolution, the Company shall comply with the-provisions of the Listing Manual of the SGX-ST for the time being in force-(CONTD | | Non-Voting | | | | | | N |
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CONT | | CONTD unless such compliance has been waived by the SGX-ST) and the Articles-of Association for the time being of the Company; and (4) (unless revoked or-varied by the Company in General Meeting) the authority conferred by this-Resolution shall continue in force until the conclusion of the next Annual-General Meeting of the Company or the date by which the next Annual General-Meeting of the Company is required by law to be held, whichever is the-earlier | | Non-Voting | | | | | | N |
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11 | | That approval be and is hereby given to the directors to: a. grant awards in accordance with the provisions of the Sembcorp Industries Performance Share Plan 2010 (the “SCI PSP 2010”) and / or the Sembcorp Industries Restricted Share Plan 2010 (the “SCI RSP 2010”) (the SCI PSP 2010 and SCI RSP 2010, together the “Share Plans”); and b. allot and issue | | Management | | For | | For | | Y |
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| | from time to time such number of fully paid-up ordinary shares in the capital of the Company as may be required to be delivered pursuant to the vesting of awards under the Share Plans, provided that: (1) the aggregate number of (i) new ordinary shares allotted and issued and / or to be allotted and issued, (ii) existing ordinary shares (including shares held in treasury) delivered and / or to be delivered, and (iii) ordinary shares released and / or to be released CONTD | | | | | | | | |
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CONT | | CONTD in the form of cash in lieu of ordinary shares, pursuant to the Share-Plans, shall not exceed 7% of the total number of issued ordinary shares in-the capital of the Company (excluding treasury shares) from time to time; and-(2) the aggregate number of ordinary shares under awards to be granted-pursuant to the Share Plans during the period commencing from this Annual-General Meeting and ending on the date of the next Annual General Meeting of-the Company or the date by which the next Annual General Meeting of the- Company is required by law to be held, whichever is the earlier, shall not-exceed 1% of the total number of issued ordinary shares in the capital of the- Company (excluding treasury shares) from time to time | | Non-Voting | | | | | | N |
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SEMBCORP INDUSTRIES LTD |
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Security | | Y79711159 | | | | Meeting Type | | ExtraOrdinary General Meeting |
Ticker Symbol | | U96 | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | SG1R50925390 | | | | Agenda | | 704362146 - Management |
City | | SINGAPORE | | | | Holding Recon Date | | 23-Apr-2013 |
Country | | Singapore | | | | Vote Deadline Date | | 19-Apr-2013 |
SEDOL(s) | | B08X163 - B09K9S1 - B09YDC5 - B8468T4 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | The Proposed Renewal of the IPT Mandate | | Management | | For | | For | | Y |
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2 | | The Proposed Renewal of the Share Purchase Mandate | | Management | | For | | For | | Y |
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SHIONOGI & CO.,LTD. |
| | | | |
Security | | J74229105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 4507 | | | | Meeting Date | | 26-Jun-2013 |
ISIN | | JP3347200002 | | | | Agenda | | 704574501 - Management |
City | | OSAKA | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 24-Jun-2013 |
SEDOL(s) | | 5891737 - 6804682 - B02LJW5 - B3FHTJ8 | | | | Quick Code | | 45070 |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
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1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
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2.1 | | Appoint a Director | | Management | | For | | For | | Y |
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2.2 | | Appoint a Director | | Management | | For | | For | | Y |
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2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
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SIEMENS AG, MUENCHEN |
| | | | |
Security | | D69671218 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | SIE | | | | Meeting Date | | 23-Jan-2013 |
ISIN | | DE0007236101 | | | | Agenda | | 704206855 - Management |
City | | MUENCHEN | | | | Holding Recon Date | | 17-Jan-2013 |
Country | | Germany | | Blocking | | Vote Deadline Date | | 09-Jan-2013 |
SEDOL(s) | | 0798725 - 4617008 - 5727973 - 5735222 - 5735233 - 5735288 - 5750399 - 5751615 - B0395G4 - B19GK05 - B92MV03 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | | | N |
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| | This is a general meeting for registered shares. For German registered shares,-the shares have to be registered within the company’s shareholder book. Depen-ding on the processing of the local sub custodian if a client wishes to withdr-aw its voting instruction due to intentions to trade/lend their stock, a Take-No Action vote must be received by the vote deadline as displayed on ProxyEdge-to facilitate de- registration of shares from the company’s shareholder book.-Any Take No Action votes received after the vote deadline will only be forward- ed and processed on a best effort basis. Please contact your client services r-epresentative if you require further information. Thank you. | | Non-Voting | | | | | | N |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08.01.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
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1. | | To receive and consider the adopted Annual Financial Statements of Siemens AG-and the approved Consolidated Financial Statements, together with the Combined-Management Report of Siemens AG and the Siemens Group, including the Explanat-ory Report on the information required pursuant to Section 289 (4) and (5) and-Section 315 (4) of the German Commercial Code (HGB) as of September 30, 2012,-as well as the Report of the Supervisory Board, the Corporate Governance Repo-rt, the Compensation Report, and the Compliance Report for fiscal year 2012 | | Non-Voting | | | | | | N |
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2. | | To resolve on the appropriation of net income of Siemens AG to pay a dividend | | Management | | For | | For | | Y |
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3. | | To ratify the acts of the members of the Managing Board | | Management | | For | | For | | Y |
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4. | | To ratify the acts of the members of the Supervisory Board | | Management | | For | | For | | Y |
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5. | | To resolve on the appointment of Ernst & Young GmbH Wirtschaftsprufungsgesellschaft, Stuttgart as the independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Interim Financial Statements | | Management | | For | | For | | Y |
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6 A. | | To resolve on the election of new member to the Supervisory Board: Dr. Josef Ackermann | | Management | | For | | For | | Y |
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6 B. | | To resolve on the election of new member to the Supervisory Board: Gerd von Brandenstein | | Management | | For | | For | | Y |
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6 C. | | To resolve on the election of new member to the Supervisory Board: Dr. Gerhard Cromme | | Management | | For | | For | | Y |
| | | | | |
6 D. | | To resolve on the election of new member to the Supervisory Board: Michael Diekmann | | Management | | For | | For | | Y |
| | | | | |
6 E. | | To resolve on the election of new member to the Supervisory Board: Dr. Hans Michael Gaul | | Management | | For | | For | | Y |
| | | | | |
6 F. | | To resolve on the election of new member to the Supervisory Board: Prof. Dr. Peter Gruss | | Management | | For | | For | | Y |
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6 G. | | To resolve on the election of new member to the Supervisory Board: Dr. Nicola Leibinger-Kammueller | | Management | | For | | For | | Y |
| | | | | |
6 H. | | To resolve on the election of new member to the Supervisory Board: Gerard Mestrallet | | Management | | For | | For | | Y |
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6 I. | | To resolve on the election of new member to the Supervisory Board: Gueler Sabanci | | Management | | For | | For | | Y |
| | | | | |
6 J. | | To resolve on the election of new member to the Supervisory Board: Werner Wenning | | Management | | For | | For | | Y |
| | | | | |
7. | | To resolve on the approval of a settlement agreement with a former member of the Managing Board | | Management | | For | | For | | Y |
| | | | | |
8. | | To resolve on the approval of the Spin-off and Transfer Agreement between Siemens AG and OSRAM Licht AG, Munich, dated November 28, 2012 | | Management | | For | | For | | Y |
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| | PLEASE NOTE THAT THE DISCLOSURE OF THE BENEFICIAL OWNER DATA WILL BE REQUIRED- WHEN EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS OF THE STATUTORY SHARE CAPITA- L. THEREFORE BROADRIDGE WILL BE DISCLOSING THE BENEFICIAL OWNER DATA FOR ALL V-OTED ACCOUNTS TO THE RESPECTIVE LOCAL SUB CUSTODIAN. PLEASE | | Non-Voting | | | | | | N |
| | | | | |
| | NOTE THAT DEPENDIN-G ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN BLOCKING MAY APPLY. THE VOTE DE-ADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS S-OON AS BROADRIDGE HAS OBTAINED ALL LOCAL SUB CUSTODIANS’ CONFIRMATIONS REGARDI-NG THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT- SERVICES REPRESENTATIVE. THANK YOU. | | | | | | | | |
| | | | | |
| | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT AND C- HANGE IN BLOCKING INDICATOR FROM “N” TO “Y”. IF YOU HAVE ALREADY SENT IN YOUR- VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
| | Please be advised that the major German custodian banks - BNP Paribas, Bank of-New York Mellon, Citi and Deutsche Bank - as well as Siemens AG should like t-o clarify that voted shares are NOT blocked for trading purposes i.e. they are-only unavailable for settlement. In order to deliver/settle a voted position- before the 17 January 2013 start of business, a voting instruction cancellatio-n and de-register request simply needs to be sent to your Custodian. | | Non-Voting | | | | | | N |
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STATOIL ASA, STAVANGER |
| | | |
Security | | R8413J103 | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | STL | | Meeting Date | | 14-May-2013 |
ISIN | | NO0010096985 | | Agenda | | 704452553 - Management |
City | | STAVANGER | | Holding Recon Date | | 10-May-2013 |
Country | | Norway | | Blocking | | Vote Deadline Date | | 03-May-2013 |
SEDOL(s) | | 7133608 - B0334H0 - B042034 - B0CRGF5 - B288PG0 - B28MNJ1 - B64STZ9 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Open Meeting | | Non-Voting | | | | | | N |
| | | | | |
2 | | Registration of Attending Shareholders and Proxies | | Non-Voting | | | | | | N |
| | | | | |
3 | | Elect Olaug Svarva as the Chairman of Meeting | | Management | | No Action | | | | N |
| | | | | |
4 | | Approve Notice of Meeting and Agenda | | Management | | No Action | | | | N |
| | | | | |
5 | | Designate Inspector(s) of Minutes of Meeting | | Management | | No Action | | | | N |
| | | | | |
6 | | Approve Financial Statements and Statutory Reports Approve Allocation of Income and Dividends of NOK 6.75 per Share | | Management | �� | No Action | | | | N |
| | | | | |
7 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Withdraw Company from Tar Sands Activities in Canada | | Shareholder | | No Action | | | | N |
| | | | | |
8 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Withdraw Company from Ice-Laden Activities in the Arctic | | Shareholder | | No Action | | | | N |
| | | | | | | | |
| | | | |
9 | | Approve Board of Directors’ Statement on Company Corporate Governance | | Management | | No Action | | N |
| | | | |
10 | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | No Action | | N |
| | | | |
11 | | Approve Remuneration of Auditors | | Management | | No Action | | N |
| | | | |
12 | | Amendment of Articles of Association: Article 11: Re: Appointment of Nominating Committee Members | | Management | | No Action | | N |
| | | | |
13 | | Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members | | Management | | No Action | | N |
| | | | |
14 | | Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee | | Management | | No Action | | N |
| | | | |
15 | | Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members | | Management | | No Action | | N |
| | | | |
16 | | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | | Management | | No Action | | N |
| | | | |
17 | | Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes | | Management | | No Action | | N |
| | | | |
CMMT | | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN’S NAME AND ARTI- CLE NUMBER. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS- PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | N |
| | | | | | | | |
SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) |
| | | | |
Security | | J77282119 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8053 | | | | Meeting Date | | 21-Jun-2013 |
ISIN | | JP3404600003 | | | | Agenda | | 704545966 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 6858946 - B01S4G6 - B02LLM9 - B17MJ53 | | | | Quick Code | | 80530 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2 | | Amend Articles to: Adopt Reduction of Liability System for Outside Directors | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
4.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
5 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | | Y |
| | | | | |
6 | | Amend the Compensation to be received by Directors | | Management | | For | | For | | Y |
| | | | | |
7 | | Amend the Compensation to be received by Corporate Auditors | | Management | | For | | For | | Y |
| | | | | | | | |
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. |
| | | | |
Security | | J77841112 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8830 | | | | Meeting Date | | 27-Jun-2013 |
ISIN | | JP3409000001 | | | | Agenda | | 704579828 - Management |
City | | TOKYO | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 19-Jun-2013 |
SEDOL(s) | | 4579205 - 6858902 - B02LM59 - B1YYTH4 - B2PDRP1 | | | | Quick Code | | 88300 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
3.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4 | | Approve Renewal of Countermeasures to Large- Scale Acquisitions of the Company’s Shares | | Management | | For | | For | | Y |
| | | | | | | | |
SWISS RE AG, ZUERICH |
| | | | |
Security | | H8431B109 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | SREN | | | | Meeting Date | | 10-Apr-2013 |
ISIN | | CH0126881561 | | | | Agenda | | 704336381 - Management |
City | | ZURICH | | | | Holding Recon Date | | 08-Apr-2013 |
Country | | Switzerland | | | | Vote Deadline Date | | 04-Apr-2013 |
SEDOL(s) | | B545MG5 - B6498W2 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 153200, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | | Non-Voting | | | | | | N |
| | | | | |
1.1 | | Consultative vote on the compensation report | | Management | | For | | For | | Y |
| | | | | |
1.2 | | Approval of the Annual Report, annual and consolidated financial statements for the 2012 financial year | | Management | | For | | For | | Y |
| | | | | |
2 | | Allocation of disposable profit | | Management | | For | | For | | Y |
| | | | | |
3.1 | | Ordinary dividend by way of a withholding tax exempt repayment of legal reserves from capital contributions of CHF 3.50 per share and a prior reclassification into other reserves | | Management | | For | | For | | Y |
| | | | | |
3.2 | | Special dividend by way of a withholding tax exempt repayment of legal reserves from capital contributions of CHF 4.00 per share and a prior reclassification into other reserves | | Management | | For | | For | | Y |
| | | | | |
4 | | Discharge of the members of the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
5.1.1 | | Re-election of Walter B. Kielholz | | Management | | For | | For | | Y |
| | | | | |
5.1.2 | | Re-election of Malcolm D. Knight | | Management | | For | | For | | Y |
| | | | | |
5.1.3 | | Re-election of Carlos E. Represas | | Management | | For | | For | | Y |
| | | | | |
5.1.4 | | Re-election of Jean-Pierre Roth | | Management | | For | | For | | Y |
| | | | | |
5.1.5 | | Election of Mary Francis | | Management | | For | | For | | Y |
| | | | | |
5.2 | | Re-election of the auditor: PricewaterhouseCoopers Ag (PwC), Zurich | | Management | | For | | For | | Y |
| | | | | |
6.1 | | Amendment of Art. 3a of the Articles of Association (conditional capital for Equity-Linked Financing Instruments) | | Management | | For | | For | | Y |
| | | | | |
6.2 | | Renewal and amendment of the authorised capital as per Art. 3b of the Articles of Association | | Management | | For | | For | | Y |
| | | | | |
6.3 | | Cancellation of the authorised capital as per Art. 3c of the Articles of Association | | Management | | For | | For | | Y |
| | | | | |
7 | | Ad-hoc | | Management | | Abstain | | For | | Y |
| | | | | | | | |
TECHNIP (EX-TECHNIP-COFLEXIP), PARIS |
| | | | |
Security | | F90676101 | | | | Meeting Type | | MIX |
Ticker Symbol | | TEC | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | FR0000131708 | | | | Agenda | | 704337371 - Management |
City | | PARIS | | | | Holding Recon Date | | 19-Apr-2013 |
Country | | France | | | | Vote Deadline Date | | 16-Apr-2013 |
SEDOL(s) | | 4122018 - 4874160 - B06PC80 - B28MSJ6 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0320/201303201300812.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0405/201304051301123.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
O.1 | | Approval of the annual corporate financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.2 | | Allocation of income for the financial year ended December 31, 2012, setting the dividend and payment date | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Special report of the Statutory Auditors on the regulated agreements | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Ratification of the cooptation of Mrs. Alexandra Bech Gjorv as Board member | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Renewal of term of Mrs. Alexandra Bech Gjorv as Board member | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Renewal of term of Mrs. Marie-Ange Debon as Board member | | Management | | For | | For | | Y |
| | | | | |
O.8 | | Renewal of term of Mr. Gerard Hauser as Board member | | Management | | For | | For | | Y |
| | | | | |
O.9 | | Renewal of term of Mr. Joseph Rinaldi as Board member | | Management | | For | | For | | Y |
| | | | | |
O.10 | | Appointment of Mrs. Manisha Girotra as Board member | | Management | | For | | For | | Y |
| | | | | |
O.11 | | Appointment of Mr. Pierre-Jean Sivignon as Board member | | Management | | For | | For | | Y |
| | | | | |
O.12 | | Attendance allowances | | Management | | For | | For | | Y |
| | | | | |
O.13 | | Authorization to be granted to the Board of Directors to purchase shares of the Company | | Management | | For | | For | | Y |
| | | | | |
E.14 | | Authorization granted to the Board of Directors to carry out the allocation of performance shares in favor of employees of Technip on the one hand and on the other hand, to employees and corporate officers of subsidiaries of the Group | | Management | | For | | For | | Y |
| | | | | |
E.15 | | Authorization granted to the Board of Directors to carry out the allocation of performance shares in favor of the Chairman of the Board of Directors and/or CEO, and main executive officers of the Group | | Management | | For | | For | | Y |
| | | | | |
E.16 | | Authorization granted to the Board of Directors to carry out the allocation of share subscription and/or purchase options in favor of employees of Technip on the one hand and on the other hand, to employees and corporate officers of subsidiaries of the Group | | Management | | For | | For | | Y |
| | | | | |
E.17 | | Authorization granted to the Board of Directors to carry out the allocation of share subscription and/or purchase options in favor of the Chairman of the Board of Directors and/or CEO, and main executive officers of the Group | | Management | | For | | For | | Y |
| | | | | |
E.18 | | Delegation of authority to the Board of Directors to decide to increase share capital in favor of members of a company savings plan with cancellation of shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
| | | | | |
O.E19 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
| | | | | | | | |
TECHTRONIC INDUSTRIES CO LTD |
| | | | |
Security | | Y8563B159 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 669 | | | | Meeting Date | | 24-May-2013 |
ISIN | | HK0669013440 | | | | Agenda | | 704414503 - Management |
City | | HONG KONG | | | | Holding Recon Date | | 22-May-2013 |
Country | | Hong Kong | | | | Vote Deadline Date | | 21-May-2013 |
SEDOL(s) | | B0190C7 - B01BM83 - B031W92 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0411/LTN20130411460.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0411/LTN20130411418.pdf | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
1 | | To receive and consider the audited Statement of Accounts and the Reports of the Directors and the Auditors of the Company for the year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
2 | | To declare a final dividend of HK10.75 cents per share for the year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
3a | | To re-elect Mr. Patrick Kin Wah Chan as Group Executive Director | | Management | | For | | For | | Y |
| | | | | |
3b | | To re-elect Prof. Roy Chi Ping Chung BBS JP as Non-executive Director | | Management | | For | | For | | Y |
| | | | | |
3c | | To re-elect Mr. Joel Arthur Schleicher as Independent Non-executive Director | | Management | | For | | For | | Y |
| | | | | |
3d | | To re-elect Mr. Christopher Patrick Langley OBE as Independent Non-executive Director | | Management | | For | | For | | Y |
| | | | | |
3e | | To authorise the Directors to fix their remuneration for the year ending December 31, 2013 | | Management | | For | | For | | Y |
| | | | | |
4 | | To re-appoint Deloitte Touche Tohmatsu as Auditors of the Company and authorise the Directors to fix their remuneration | | Management | | For | | For | | Y |
| | | | | |
5 | | To grant a general mandate to the Directors to allot, issue and deal with additional shares not exceeding (i) in the case of an allotment and issue of shares for cash, 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the resolution and (ii) in the case of an allotment and issue of shares for a consideration other than cash, 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of the resolution (less any shares allotted and issued pursuant to (i) above) | | Management | | For | | For | | Y |
| | | | | |
6 | | To grant a general mandate to the Directors to repurchase shares not exceeding 10% of the share capital of the Company in issue at the date of the resolution | | Management | | For | | For | | Y |
| | | | | |
7 | | Conditional on the passing of Resolution Nos. 5 and 6, to grant a general mandate to the Directors to add the shares repurchased pursuant to Resolution No. 6 to the amount of issued share capital of the Company which may be allotted pursuant to Resolution No. 5 | | Management | | For | | For | | Y |
| | | | | | | | |
TELENOR ASA, FORNEBU |
| | | | |
Security | | R21882106 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | TEL | | | | Meeting Date | | 15-May-2013 |
ISIN | | NO0010063308 | | | | Agenda | | 704455674 - Management |
City | | FORNEBU | | | | Holding Recon Date | | 13-May-2013 |
Country | | Norway | | Blocking | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | 4732495 - 7064678 - B0324L1 - B28MTB5 - B64SV20 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approval of the notice of the Annual General Meeting and the agenda | | Management | | No Action | | | | N |
| | | | | |
3 | | Approval of the financial statements and report from the Board of Directors for the financial year 2012 | | Management | | No Action | | | | N |
| | | | | |
4 | | Approval of the remuneration to the company’s auditor | | Management | | No Action | | | | N |
| | | | | |
5 | | Information and vote on the Board of Director’s statement regarding the determination of salary and other remuneration to the executive management | | Management | | No Action | | | | N |
| | | | | |
6 | | Reduction of share capital by cancelling treasury shares and redemption of shares owned by the Kingdom of Norway and reduction of other equity | | Management | | No Action | | | | N |
| | | | | |
7 | | Authorisation to acquire treasury shares for the purpose of cancellation | | Management | | No Action | | | | N |
| | | | | |
8.1 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Anders Skjaevestad | | Management | | No Action | | | | N |
| | | | | | | | | | |
8.2 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: John Gordon Bernander | | Management | | No Action | | | | N |
| | | | | |
8.3 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Kirsten Ideboen | | Management | | No Action | | | | N |
| | | | | |
8.4 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Didrik Munch | | Management | | No Action | | | | N |
| | | | | |
8.5 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Elin Merete Myrmel-Johansen | | Management | | No Action | | | | N |
| | | | | |
8.6 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Widar Salbuvik | | Management | | No Action | | | | N |
| | | | | |
8.7 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Tore Onshuus Sandvik | | Management | | No Action | | | | N |
| | | | | |
8.8 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Silvija Seres | | Management | | No Action | | | | N |
| | | | | |
8.9 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Siri Pettersen Strandenes | | Management | | No Action | | | | N |
| | | | | |
8.10 | | Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Olaug Svarva | | Management | | No Action | | | | N |
| | | | | |
8.11 | | Election of Deputy Member elected member to the Corporate Assembly In line with the nomination committee’s proposal: Gry Molleskog (1st deputy) | | Management | | No Action | | | | N |
| | | | | |
8.12 | | Election of Deputy Member elected member to the Corporate Assembly In line with the nomination committee’s proposal: Nils-Edvard Olsen (2nd deputy) | | Management | | No Action | | | | N |
| | | | | |
8.13 | | Election of Deputy Member elected member to the Corporate Assembly In line with the nomination committee’s proposal: Ingvild Nybo Holth (3rd deputy) | | Management | | No Action | | | | N |
| | | | | |
9.i | | Election of member to the Nomination Committee In line with the nomination committee’s proposal: Mette I. Wikborg | | Management | | No Action | | | | N |
| | | | | |
9.ii | | Election of member to the Nomination Committee In line with the nomination committee’s proposal: Rune Selmar | | Management | | No Action | | | | N |
| | | | | |
10.i | | Determination of remuneration to the members of: the Corporate Assembly; In line with the nomination committee’s proposal | | Management | | No Action | | | | N |
| | | | | |
10.ii | | Determination of remuneration to the members of: the Nomination Committee In line with the nomination committee’s proposal | | Management | | No Action | | | | N |
| | | | | | | | |
TELIASONERA AB, STOCKHOLM |
| | | | |
Security | | W95890104 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | TLSN | | | | Meeting Date | | 03-Apr-2013 |
ISIN | | SE0000667925 | | | | Agenda | | 704278464 - Management |
City | | STOCKHOLM | | | | Holding Recon Date | | 26-Mar-2013 |
Country | | Sweden | | | | Vote Deadline Date | | 21-Mar-2013 |
SEDOL(s) | | 5978384 - 5991789 -7520880 - B038B18 - B11LJR8 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU | | Non-Voting | | | | | | N |
| | | | | |
1 | | Election of chairperson of the meeting: Sven Unger, Attorney-at-law | | Non-Voting | | | | | | N |
| | | | | |
2 | | Preparation and approval of voting register | | Non-Voting | | | | | | N |
| | | | | |
3 | | Adoption of agenda | | Non-Voting | | | | | | N |
| | | | | |
4 | | Election of two persons to check the meeting minutes along with the-chairperson | | Non-Voting | | | | | | N |
| | | | | |
5 | | Confirmation that the meeting has been duly and properly convened | | Non-Voting | | | | | | N |
| | | | | |
6 | | Presentation of the Annual Report and Auditor’s Report, Consolidated-Financial Statements and Group Auditor’s Report for 2012. Speech by acting- President and CEO Per-Arne Blomquist in connection herewith and a description-of the Board of Directors work during 2012 | | Non-Voting | | | | | | N |
| | | | | |
7 | | Resolution to adopt the Income Statement, Balance Sheet, Consolidated Statement of Comprehensive Income and Consolidated Statement of Financial Position for 2012 | | Management | | For | | For | | Y |
| | | | | |
8 | | The Board of Directors proposes that a dividend of SEK 2.85 per share shall be distributed to the shareholders, and that April 8, 2013 shall be set as the record date for the dividend. If the annual general meeting adopts this proposal, it is estimated that disbursement from Euroclear Sweden AB will take place on April 11, 2013 | | Management | | For | | For | | Y |
| | | | | |
9 | | Resolution concerning discharging of members of the Board of Directors and the President from personal liability towards the Company for the administration of the Company in 2012 | | Management | | For | | For | | Y |
| | | | | |
10 | | Resolution concerning number of board members and deputy board members to be elected by the annual general meeting | | Management | | For | | For | | Y |
| | | | | |
11 | | Resolution concerning remuneration to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
12 | | Election of Board of Directors. The election will be preceded by information from the chairperson concerning positions held in other companies by the candidates: Re-election of Olli-Pekka Kallasvuo and Per-Arne Sandstrom. New election of Marie Ehrling, Mats Jansson, Tapio Kuula, Nina Linander, Martin Lorentzon and Kersti Sandqvist. Maija-Liisa Friman, Ingrid Jonasson Blank, Anders Narvinger, Timo Peltola, Lars Renstrom och Jon Risfelt have declined re-election | | Management | | For | | For | | Y |
| | | | | |
13 | | Election of chairman and vice-chairman of the Board of Directors: Marie Ehrling as chairman and Olli- Pekka Kallasvuo as vice-chairman | | Management | | For | | For | | Y |
| | | | | |
14 | | Resolution concerning number of auditors and deputy auditors | | Management | | For | | For | | Y |
| | | | | |
15 | | Resolution concerning remuneration to the auditors | | Management | | For | | For | | Y |
| | | | | |
16 | | Election of auditors and deputy auditors: Re-election of PricewaterhouseCoopers AB until the end of the annual general meeting 2014 | | Management | | For | | For | | Y |
| | | | | |
17 | | Election of Nomination Committee: Magnus Skaninger (Swedish State), Kari Jarvinen (Finnish State via Solidium Oy), Jan Andersson (Swedbank Robur Funds), Per Frennberg (Alecta) and Marie Ehrling (chairman of the Board of Directors) | | Management | | For | | For | | Y |
| | | | | |
18 | | Proposal regarding guidelines for remuneration to the executive management | | Management | | For | | For | | Y |
| | | | | |
19 | | The Board of Directors’ proposal for authorization to acquire own shares | | Management | | For | | For | | Y |
| | | | | |
20(a) | | The Board of Directors’ proposal for: implementation of a long-term incentive program 2013/2016 | | Management | | For | | For | | Y |
| | | | | |
20(b) | | The Board of Directors’ proposal for: hedging arrangements for the program | | Management | | For | | For | | Y |
| | | | | |
21 | | Proposal from the shareholder Carl Henrik Bramelid: That TeliaSonera either sells back Skanova, which owns the copper cables in Sweden, to the Swedish State or distributes the shares to the company’s shareholders | | Shareholder | | Against | | For | | Y |
| | | | | |
22 | | Proposal from the shareholder Carl Henrik Bramelid: That TeliaSonera keeps its operations on the mature markets and separates its operations on the emerging markets to a separate company/group the shares of which are distributed to the company’s shareholders. The company/group responsible for the emerging markets should be listed | | Shareholder | | Against | | For | | Y |
| | | | | |
23 | | Proposal from the shareholder Ake Raushagen: that the present auditors be dismissed and that the Nomination Committee be given the assignment to draw up a proposal on new auditors and to review the assignment and the mandate of the new auditors | | Shareholder | | Against | | For | | Y |
| | | | | |
24(a) | | Proposal from the shareholder Lars Bramelid: (a) that the new Board of Directors be given the assignment to claim damages from the persons who have damaged the company, especially the company’s Management Group and the board members of that time | | Shareholder | | Against | | For | | Y |
| | | | | |
24(b) | | Proposal from the shareholder Lars Bramelid: that the Board of Directors is therefore given the right to limit the company’s claim for damages against these persons to a total of up to SEK 100 million | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
TENARIS SA, LUXEMBOURG |
| | | | |
Security | | L90272102 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | TEN | | | | Meeting Date | | 02-May-2013 |
ISIN | | LU0156801721 | | | | Agenda | | 704361891 - Management |
City | | LUXEMBOURG | | | | Holding Recon Date | | 17-Apr-2013 |
Country | | Luxembourg | | | | Vote Deadline Date | | 11-Apr-2013 |
SEDOL(s) | | 2172402 - 2174475 - 7526338 - 7538515 - B040TY2 - B13CXS8 - B2901B2 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Consideration of the consolidated management report and the related certifications from management with regard to the consolidated financial statements of the company for the fiscal year that ended on December 31, 2012, and with regard to the annual financial statements to December 31, 2012, and the reports from the independent auditors with regard to the mentioned consolidated financial statements and annual financial statements | | Management | | For | | For | | Y |
| | | | | |
2 | | Approval of the consolidated financial statements of the company for the fiscal year that ended on December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
3 | | Approval of the annual financial statements of the company to December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
4 | | Allocation of results and approval of the payment of dividends for the fiscal year that ended on December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
5 | | Release from liability for the members of the board of directors for the performance of their term in office during the fiscal year that ended on December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
6 | | Election of the members of the board of directors | | Management | | For | | For | | Y |
| | | | | |
7 | | Compensation of the members of the board of directors | | Management | | For | | For | | Y |
| | | | | |
8 | | Designation of the independent auditors for the fiscal year that ends on December 31, 2013, and approval of their compensation | | Management | | For | | For | | Y |
| | | | | |
9 | | Authorization for the board of directors to distribute all the notices to the shareholders, including the material for the general meeting of shareholders and the issuance of powers of attorney and annual information for the shareholders, through the electronic means that are allowed by any applicable laws or regulations | | Management | | For | | For | | Y |
| | | | | | | | |
TOTAL SA, COURBEVOIE |
| | | | |
Security | | F92124100 | | | | Meeting Type | | MIX |
Ticker Symbol | | FP | | | | Meeting Date | | 17-May-2013 |
ISIN | | FR0000120271 | | | | Agenda | | 704387477 - Management |
City | | PARIS | | | | Holding Recon Date | | 13-May-2013 |
Country | | France | | | | Vote Deadline Date | | 08-May-2013 |
SEDOL(s) | | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 - B92MVZ8 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 170136 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN- D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DAT-E. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE-PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFO-RMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/- 0408/201304081301115.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN-TEXT OF RESOLUTIONS O.7, E.11 AND E.12. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
O.1 | | Approval of the corporate financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.2 | | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | | For | | For | | Y |
| | | | | |
O.3 | | Allocation of income and setting the dividend | | Management | | For | | For | | Y |
| | | | | |
O.4 | | Authorization to be granted to the Board of Directors to trade in Company’s shares | | Management | | For | | For | | Y |
| | | | | |
O.5 | | Renewal of term of Mr. Thierry Desmarest as Board member | | Management | | For | | For | | Y |
| | | | | |
O.6 | | Renewal of term of Mr. Gunnar Brock as Board member | | Management | | For | | For | | Y |
| | | | | |
O.7 | | Renewal of term of Mr. Gerard Lamarche as Board member | | Management | | For | | For | | Y |
| | | | | |
CMMT | | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS DIRECTORS, T-HERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INS- TRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIR-ED TO VOTE FOR ONLY 1 OF THE 2 DIRECTORS. THANK YOU. | | Non-Voting | | | | | | N |
| | | | | |
O.8 | | Appointment of Mr. Charles Keller as Board member representing employee shareholders pursuant to Article 11 of the bylaws | | Management | | For | | For | | Y |
| | | | | |
O.9 | | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Appointment of Mr. Philippe Marchandise as Board member representing employee shareholders pursuant to Article 11 of the bylaws | | Shareholder | | Against | | For | | Y |
| | | | | |
O.10 | | Attendance allowances allocated to the Board of Directors | | Management | | For | | For | | Y |
| | | | | |
E.11 | | Authorization to grant Company’s share subscription and/or purchase options to some employees of the Group and corporate officers of the company or Group companies with cancellation of shareholders’ preferential subscription rights to shares issued following the exercise of share subscription options | | Management | | For | | For | | Y |
| | | | | |
E.12 | | Delegation of authority granted to the Board of Directors to increase capital under the conditions provided in Articles L.3332-18 et seq. of the Code of Labor with cancellation of shareholders’ preferential subscription rights to shares issued due to the subscription of shares by employees of the Group | | Management | | For | | For | | Y |
| | | | | |
A | | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Creation of an Independent Ethics Committee | | Shareholder | | Against | | For | | Y |
| | | | | |
B | | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Corporate officers and employees compensation components related to industrial safety indicators | | Shareholder | | Against | | For | | Y |
| | | | | |
C | | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Total’s commitment in favor of the Diversity Label | | Shareholder | | Against | | For | | Y |
| | | | | |
D | | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Presence of an Employees’ Representative in the compensation Committee | | Shareholder | | Against | | For | | Y |
| | | | | |
E | | PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Developing individual shareholding | | Shareholder | | Against | | For | | Y |
| | | | | | | | |
TOYOTA MOTOR CORPORATION |
| | | | |
Security | | J92676113 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 7203 | | | | Meeting Date | | 14-Jun-2013 |
ISIN | | JP3633400001 | | | | Agenda | | 704538012 - Management |
City | | AICHI | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 12-Jun-2013 |
SEDOL(s) | | 0851435 - 2205870 - 4871503 - 6900643 - B1YYWK8 | | | | Quick Code | | 72030 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | | | | | | |
2.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.14 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.15 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.16 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Amend Articles to: Adopt Reduction of Liability System for Outside Directors, Revision Reduction of Liability System for Outside Corporate Auditors | | Management | | For | | For | | Y |
| | | | | |
4 | | Approve Payment of Bonuses to Corporate Officers | | Management | | For | | For | | Y |
| | | | | | | | |
TOYOTA TSUSHO CORPORATION |
| | | | |
Security | | J92719111 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 8015 | | | | Meeting Date | | 25-Jun-2013 |
ISIN | | JP3635000007 | | | | Agenda | | 704574866 - Management |
City | | AICHI | | | | Holding Recon Date | | 31-Mar-2013 |
Country | | Japan | | | | Vote Deadline Date | | 23-Jun-2013 |
SEDOL(s) | | 6900580 - B3BK3N3 - B6361P8 | | | | Quick Code | | 80150 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1 | | Approve Appropriation of Surplus | | Management | | For | | For | | Y |
| | | | | |
2.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.9 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.10 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.11 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.12 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2.13 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
3 | | Appoint a Corporate Auditor | | Management | | For | | For | | Y |
| | | | | |
4 | | Approve Payment of Bonuses to Corporate Officers | | Management | | For | | For | | Y |
| | | | | | | | |
TSURUHA HOLDINGS INC. |
| | | | |
Security | | J9348C105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 3391 | | | | Meeting Date | | 09-Aug-2012 |
ISIN | | JP3536150000 | | | | Agenda | | 703979635 - Management |
City | | HOKKAIDO | | | | Holding Recon Date | | 15-May-2012 |
Country | | Japan | | | | Vote Deadline Date | | 01-Aug-2012 |
SEDOL(s) | | B0MKZN5 - B12GH56 | | | | Quick Code | | 33910 |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | Please reference meeting materials. | | Non-Voting | | | | | | N |
| | | | | |
1.1 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.2 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.3 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.4 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.5 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.6 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.7 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
1.8 | | Appoint a Director | | Management | | For | | For | | Y |
| | | | | |
2 | | Approve delegation to the Board of Directors of the Company to Determine the Offering of Stock Acquisition Rights as Stock Options to Employees of the Company and its Subsidiaries | | Management | | For | | For | | Y |
| | | | | | | | |
VIVENDI SA, PARIS |
| | | | |
Security | | F97982106 | | | | Meeting Type | | MIX |
Ticker Symbol | | VIV | | | | Meeting Date | | 30-Apr-2013 |
ISIN | | FR0000127771 | | | | Agenda | | 704300209 - Management |
City | | PARIS | | | | Holding Recon Date | | 24-Apr-2013 |
Country | | France | | | | Vote Deadline Date | | 19-Apr-2013 |
SEDOL(s) | | 4834777 - 4841379 - 4859587 - 4863470 - B0334V4 - B0CR3H6 - B11SBW8 - B1G0HP4 - B92MW66 | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | N |
| | | | | |
CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0304/201303041300558.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0329/201303291301038.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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O.1 | | Approval of the reports and annual corporate financial statements for the financial year 2012 | | Management | | For | | For | | Y |
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O.2 | | Approval of the reports and consolidated financial statements for the financial year 2012 | | Management | | For | | For | | Y |
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O.3 | | Approval of the Statutory Auditors’ special report on the regulated agreements and commitments | | Management | | For | | For | | Y |
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O.4 | | Allocation of income for the financial year 2012, setting the dividend and the date of payment | | Management | | For | | For | | Y |
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O.5 | | Approval of the Statutory Auditors’ special report prepared pursuant to Article L.225-88 of the Commercial Code regarding the conditional commitment in favor of Mr. Philippe Capron as Executive Board member | | Management | | For | | For | | Y |
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O.6 | | Appointment of Mr. Vincent Bollore as Supervisory Board member | | Management | | For | | For | | Y |
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O.7 | | Appointment of Mr. Pascal Cagni as Supervisory Board member | | Management | | For | | For | | Y |
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O.8 | | Appointment of Mrs. Yseulys Costes as Supervisory Board member | | Management | | For | | For | | Y |
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O.9 | | Appointment of Mr. Alexandre de Juniac as Supervisory Board member | | Management | | For | | For | | Y |
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O.10 | | Appointment of Mrs. Nathalie Bricault representing employee shareholders, as Supervisory Board member | | Management | | For | | For | | Y |
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O.11 | | Authorization granted to the Executive Board to allow the Company to purchase its own shares | | Management | | For | | For | | Y |
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E.12 | | Authorization to be granted to the Executive Board to reduce share capital by cancellation of shares | | Management | | For | | For | | Y |
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E.13 | | Delegation granted to the Executive Board to increase capital by issuing ordinary shares or any securities giving access to capital with shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
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E.14 | | Delegation granted to the Executive Board to increase capital without shareholders’ preferential subscription rights and within the limit of 10% of capital and within the overall ceiling provided in the thirteenth resolution, in consideration for in-kind contributions of equity securities or securities giving access to capital of third party companies outside of a public exchange offer | | Management | | For | | For | | Y |
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E.15 | | Delegation granted to the Executive Board to increase capital by incorporation of reserves, profits, premiums or other amounts | | Management | | For | | For | | Y |
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E.16 | | Delegation granted to the Executive Board to decide to increase share capital in favor of employees and retired employees who are members of the Company Savings Plan without shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
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E.17 | | Delegation granted to the Executive Board to decide to increase share capital in favor of employees of Vivendi foreign subsidiaries who are members of the Group Savings Plan and to implement any similar plan without shareholders’ preferential subscription rights | | Management | | For | | For | | Y |
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E.18 | | Powers to carry out all legal formalities | | Management | | For | | For | | Y |
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VODAFONE GROUP PLC, NEWBURY BERKSHIRE |
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Security | | G93882135 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | VOD | | | | Meeting Date | | 24-Jul-2012 |
ISIN | | GB00B16GWD56 | | | | Agenda | | 703887729 - Management |
City | | LONDON | | | | Holding Recon Date | | 20-Jul-2012 |
Country | | United Kingdom | | | | Vote Deadline Date | | 18-Jul-2012 |
SEDOL(s) | | B16GWD5 - B17SDS2 - B197P81 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Accept Financial Statements and Statutory Reports | | Management | | For | | For | | Y |
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2 | | Re-elect Gerard Kleisterlee as Director | | Management | | For | | For | | Y |
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3 | | Re-elect Vittorio Colao as Director | | Management | | For | | For | | Y |
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4 | | Re-elect Andy Halford as Director | | Management | | For | | For | | Y |
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5 | | Re-elect Stephen Pusey as Director | | Management | | For | | For | | Y |
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6 | | Re-elect Renee James as Director | | Management | | For | | For | | Y |
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7 | | Re-elect Alan Jebson as Director | | Management | | For | | For | | Y |
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8 | | Re-elect Samuel Jonah as Director | | Management | | For | | For | | Y |
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9 | | Re-elect Nick Land as Director | | Management | | For | | For | | Y |
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10 | | Re-elect Anne Lauvergeon as Director | | Management | | For | | For | | Y |
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11 | | Re-elect Luc Vandevelde as Director | | Management | | For | | For | | Y |
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12 | | Re-elect Anthony Watson as Director | | Management | | For | | For | | Y |
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13 | | Re-elect Philip Yea as Director | | Management | | For | | For | | Y |
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14 | | Approve Final Dividend | | Management | | For | | For | | Y |
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15 | | Approve Remuneration Report | | Management | | For | | For | | Y |
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16 | | Reappoint Deloitte LLP as Auditors | | Management | | For | | For | | Y |
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17 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Management | | For | | For | | Y |
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18 | | Authorise Issue of Equity with Pre-emptive Rights | | Management | | For | | For | | Y |
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19 | | Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For | | Y |
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20 | | Authorise Market Purchase of Ordinary Shares | | Management | | For | | For | | Y |
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21 | | Authorise EU Political Donations and Expenditure | | Management | | For | | For | | Y |
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22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | Management | | For | | For | | Y |
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VOLKSWAGEN AG, WOLFSBURG |
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Security | | D94523145 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | PAC | | | | Meeting Date | | 25-Apr-2013 |
ISIN | | DE0007664005 | | | | Agenda | | 704328992 - Management |
City | | HANNOVER | | | | Holding Recon Date | | 03-Apr-2013 |
Country | | Germany | | | | Vote Deadline Date | | 16-Apr-2013 |
SEDOL(s) | | 0308908 - 0930549 - 4930318 - 4930556 - 4930794 - 4930857 - 4931496 - 5493382 - 5496994 - 5497016 - 5497061 - 5497072 - 5497094 - 5497102 - 5497919 - 5497931 - 6122351 - 6930703 - 7159336 - B01DRL7 | | | | Quick Code | | 527605000 |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
| | NOTE THAT VOTING INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR VOTING R-IGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE EMAIL GERMA- NMARKET.QUERIES@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS. WHEN REQUESTING-FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION ID TO MAKE SURE YOU RECEIVE TH-E CORRECT DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET O-F YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE VOTED IN ADDITION TO YOUR PROX-YEDGE ID. VOTES INPUT INTO PROXYEDGE WILL BE RECORDED FOR RECORD KEEPING PURPO- SES BUT WILL NOT BE PROCESSED. PLEASE NOTE THAT THE ORIGINAL COMPLETED PROXY F-ORM MUST BE RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY THE DEADLINE AS INDICA-TED ON THE PROXY FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT IS DETERMINED BY-THE RECORD DATE. PLEASE NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY FORMS VIA-EMAIL AS EARLY AS RECORD DATE, 04.04.2013, TO ENABLE YOU TO LIST ONLY THE VOTE-ENTITLED SHARE AMOUNT ON THE PROXY FORM. | | Non-Voting | | | | | | N |
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| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT | | Non-Voting | | | | | | N |
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| | (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | | | | | | | |
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| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 04.04.2013 , WHEREA-S THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. TH- IS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE G-ERMAN LAW. THANK YOU. | | Non-Voting | | | | | | N |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | | | | N |
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1. | | Presentation of the adopted annual financial statements, the approved consolid-ated financial statements, the management report and the Group management repo-rt for the year ended December 31, 2012, together with the report of the Super-visory Board on fiscal year 2012 as well as the explanatory report by the Boar-d of Management on the information in accordance with sections 289(4) and 315(-4) of the Handelsgesetzbuch (HGB -German Commercial Code) and the report in a-ccordance with section 289(5) of the HGB. | | Non-Voting | | | | | | N |
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2. | | Resolution on the appropriation of the net profit of Volkswagen Aktiengesellschaft | | Management | | For | | For | | Y |
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3.1 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Martin Winterkorn | | Management | | For | | For | | Y |
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3.2 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Francisco Javier Garcia Sanz | | Management | | For | | For | | Y |
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3.3 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Jochem Heizmann | | Management | | For | | For | | Y |
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3.4 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Christian Klingler | | Management | | For | | For | | Y |
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3.5 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Michael Macht | | Management | | For | | For | | Y |
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3.6 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Horst Neumann | | Management | | For | | For | | Y |
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3.7 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Leif Oestling (beginning 01.09.2012) | | Management | | For | | For | | Y |
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3.8 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Hans Dieter Poetsch | | Management | | For | | For | | Y |
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3.9 | | Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Rupert Stadler | | Management | | For | | For | | Y |
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4.1 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Ferdinand K. Piech | | Management | | For | | For | | Y |
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4.2 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Berthold Huber | | Management | | For | | For | | Y |
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4.3 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Hussain Ali Al-Abdulla | | Management | | For | | For | | Y |
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4.4 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Khalifa Jassim Al-Kuwari | | Management | | For | | For | | Y |
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4.5 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Joerg Bode | | Management | | For | | For | | Y |
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4.6 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Ms Annika Falkengren | | Management | | For | | For | | Y |
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4.7 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Michael Frenzel (until 19.04.2012) | | Management | | For | | For | | Y |
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4.8 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Uwe Fritsch (beginning 19.04.2012) | | Management | | For | | For | | Y |
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4.9 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Ms Babette Froehlich | | Management | | For | | For | | Y |
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4.10 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Peter Jacobs (until 19.04.2012) | | Management | | For | | For | | Y |
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4.11 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr David McAllister | | Management | | For | | For | | Y |
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4.12 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Hartmut Meine | | Management | | For | | For | | Y |
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4.13 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Peter Mosch | | Management | | For | | For | | Y |
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4.14 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Bernd Osterloh | | Management | | For | | For | | Y |
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4.15 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Hans Michel Piech | | Management | | For | | For | | Y |
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4.16 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Ms Ursula Piech (beginning 19.04.2012) | | Management | | For | | For | | Y |
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4.17 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Ferdinand Oliver Porsche | | Management | | For | | For | | Y |
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4.18 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Wolfgang Porsche | | Management | | For | | For | | Y |
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4.19 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Wolfgang Ritmeier (until 31.12.2012) | | Management | | For | | For | | Y |
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4.20 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Juergen Stumpf (until 31.12.2012) | | Management | | For | | For | | Y |
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4.21 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Bernd Wehlauer (until 31.12.2012) | | Management | | For | | For | | Y |
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4.22 | | Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Thomas Zwiebler | | Management | | For | | For | | Y |
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5.1 | | Election of a member of the Supervisory Board: Mr Wolfgang Porsche | | Management | | For | | For | | Y |
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6. | | Resolution on the approval of intercompany agreements | | Management | | For | | For | | Y |
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7. | | Election of the auditors and Group auditors for fiscal year 2013 as well as of the auditors to review the condensed consolidated financial statements and interim management report for the first six months of 2013: PricewaterhouseCoopers Aktiengesellschaft | | Management | | For | | For | | Y |
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WESTPAC BANKING CORP, SYDNEY NSW |
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Security | | Q97417101 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | WBC | | | | Meeting Date | | 13-Dec-2012 |
ISIN | | AU000000WBC1 | | | | Agenda | | 704164451 - Management |
City | | SYDNEY | | | | Holding Recon Date | | 11-Dec-2012 |
Country | | Australia | | | | Vote Deadline Date | | 06-Dec-2012 |
SEDOL(s) | | 0957258 - 5412183 - 6076146 - 6956527 - 6957393 - B01D654 | | | | Quick Code | | 503604000 |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY- INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE- OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT- PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (2), YOU ACKNOWLEDGE THAT- YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING- OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | | Non-Voting | | | | | | N |
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2 | | Remuneration Report | | Management | | For | | For | | Y |
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3(a) | | Re-election of Gordon Cairns | | Management | | For | | For | | Y |
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3(b) | | Election of Robert Elstone | | Management | | For | | For | | Y |
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4(a) | | Changes to the Westpac Constitution relating to preference shares | | Management | | For | | For | | Y |
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4(b) | | Other Changes to the Westpac Constitution | | Management | | For | | For | | Y |
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WPP PLC |
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Security | | G9788D103 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | WPP | | | | Meeting Date | | 12-Jun-2013 |
ISIN | | JE00B8KF9B49 | | | | Agenda | | 704511775 - Management |
City | | LONDON | | | | Holding Recon Date | | 10-Jun-2013 |
Country | | Jersey | | | | Vote Deadline Date | | 06-Jun-2013 |
SEDOL(s) | | B8KF9B4 - B9GRCY5 - B9GRDH5 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | Ordinary Resolution to receive and approve the audited accounts | | Management | | For | | For | | Y |
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2 | | Ordinary Resolution to declare a final dividend | | Management | | For | | For | | Y |
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3 | | Ordinary Resolution to approve the remuneration report of the directors | | Management | | For | | For | | Y |
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4 | | Ordinary Resolution to approve the sustainability report of the directors | | Management | | For | | For | | Y |
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5 | | Ordinary Resolution to re-elect Colin Day as a director | | Management | | For | | For | | Y |
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6 | | Ordinary Resolution to re-elect Esther Dyson as a director | | Management | | For | | For | | Y |
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7 | | Ordinary Resolution to re-elect Orit Gadiesh as a director | | Management | | For | | For | | Y |
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8 | | Ordinary Resolution to re-elect Philip Lader as a director | | Management | | For | | For | | Y |
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9 | | Ordinary Resolution to re-elect Ruigang Li as a director | | Management | | For | | For | | Y |
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10 | | Ordinary Resolution to re-elect Mark Read as a director | | Management | | For | | For | | Y |
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11 | | Ordinary Resolution to re-elect Paul Richardson as a director | | Management | | For | | For | | Y |
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12 | | Ordinary Resolution to re-elect Jeffrey Rosen as a director | | Management | | For | | For | | Y |
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13 | | Ordinary Resolution to re-elect Timothy Shriver as a director | | Management | | For | | For | | Y |
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14 | | Ordinary Resolution to re-elect Sir Martin Sorrell as a director | | Management | | For | | For | | Y |
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15 | | Ordinary Resolution to re-elect Solomon Trujillo as a director | | Management | | For | | For | | Y |
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16 | | Ordinary Resolution to elect Roger Agnelli as a director | | Management | | For | | For | | Y |
| | | | | |
17 | | Ordinary Resolution to elect Dr Jacques Aigrain as a director | | Management | | For | | For | | Y |
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18 | | Ordinary Resolution to elect Hugo Shong as a director | | Management | | For | | For | | Y |
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19 | | Ordinary Resolution to elect Sally Susman as a director | | Management | | For | | For | | Y |
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20 | | Ordinary Resolution to re-appoint the auditors and authorise the directors to determine their remuneration | | Management | | For | | For | | Y |
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21 | | Ordinary Resolution to authorise the directors to allot relevant securities | | Management | | For | | For | | Y |
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22 | | Ordinary Resolution to approve the Executive Performance Share plan | | Management | | For | | For | | Y |
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23 | | Special Resolution to authorise the Company to purchase its own shares | | Management | | For | | For | | Y |
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24 | | Special Resolution to authorise the disapplication of pre-emption rights | | Management | | For | | For | | Y |
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WPP PLC, ST HELIER |
| | | | |
Security | | G9787K108 | | | | Meeting Type | | Court Meeting |
Ticker Symbol | | WPP | | | | Meeting Date | | 11-Dec-2012 |
ISIN | | JE00B3DMTY01 | | | | Agenda | | 704166683 - Management |
City | | DUBLIN 4 | | | | Holding Recon Date | | 07-Dec-2012 |
Country | | Jersey | | | | Vote Deadline Date | | 05-Dec-2012 |
SEDOL(s) | | B3DMTY0 - B3DQ8G7 - B3FMR88 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.- PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | | Non-Voting | | | | | | N |
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1 | | For the purpose of considering and, if thought fit, approving (with or without modification) the proposed scheme of arrangement referred to in the Notice convening the Court Meeting (the Scheme) | | Management | | For | | For | | Y |
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WPP PLC, ST HELIER |
| | | | |
Security | | G9787K108 | | | | Meeting Type | | Ordinary General Meeting |
Ticker Symbol | | WPP | | | | Meeting Date | | 11-Dec-2012 |
ISIN | | JE00B3DMTY01 | | | | Agenda | | 704166695 - Management |
City | | DUBLIN 4 | | | | Holding Recon Date | | 07-Dec-2012 |
Country | | Jersey | | | | Vote Deadline Date | | 05-Dec-2012 |
SEDOL(s) | | B3DMTY0 - B3DQ8G7 - B3FMR88 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
1 | | To approve the Scheme of Arrangement dated 13 November 2012 and related matters | | Management | | For | | For | | Y |
| | | | | |
2 | | To approve the New WPP Reduction of Capital | | Management | | For | | For | | Y |
| | | | | |
3 | | To change the name of the Company | | Management | | For | | For | | Y |
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YARA INTERNATIONAL ASA, OSLO |
| | | | |
Security | | R9900C106 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | YAR | | | | Meeting Date | | 13-May-2013 |
ISIN | | NO0010208051 | | | | Agenda | | 704452616 - Management |
City | | OSLO | | | | Holding Recon Date | | 09-May-2013 |
Country | | Norway | | Blocking | | Vote Deadline Date | | 06-May-2013 |
SEDOL(s) | | 7751259 - B00JX30 - B00KKS7 - B05PQ78 - B28N877 - B64SV53 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | N |
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CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | N |
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CMMT | | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | | Non-Voting | | | | | | N |
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CMMT | | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | | Non-Voting | | | | | | N |
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1 | | Opening of the general meeting, approval of meeting notice and agenda | | Management | | No Action | | | | N |
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2 | | Election of chairperson and a person to co-sign the minutes | | Management | | No Action | | | | N |
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3 | | Approval of the annual accounts and the annual report for 2012 for Yara International ASA and the group, including distribution of dividend | | Management | | No Action | | | | N |
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4 | | Statement regarding determination of salary and other remuneration to the executive management of the company | | Management | | No Action | | | | N |
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5 | | Report on corporate governance | | Management | | No Action | | | | N |
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6 | | Auditor’s fees for 2012 | | Management | | No Action | | | | N |
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7 | | Remuneration to the members of the board, members of the compensation committee and members of the audit committee for the period until the next annual general meeting | | Management | | No Action | | | | N |
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8 | | Remuneration to the members of the nomination committee for the period until the next annual general meeting | | Management | | No Action | | | | N |
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9 | | Election of members of the board | | Management | | No Action | | | | N |
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10 | | Changes to the articles of association regarding signatory power | | Management | | No Action | | | | N |
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11 | | Capital reduction by cancellation of own shares and by redemption of shares held on behalf of the Norwegian state by the ministry of trade and industry | | Management | | No Action | | | | N |
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12 | | Power of attorney to the board regarding acquisition of own shares | | Management | | No Action | | | | N |
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YUE YUEN INDUSTRIAL (HOLDINGS) LTD |
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Security | | G98803144 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | 551 | | | | Meeting Date | | 31-May-2013 |
ISIN | | BMG988031446 | | | | Agenda | | 704452856 - Management |
City | | HONG KONG | | | | Holding Recon Date | | 28-May-2013 |
Country | | Bermuda | | | | Vote Deadline Date | | 28-May-2013 |
SEDOL(s) | | 6586537 - 7538689 - B01FKC5 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU. | | Non-Voting | | | | | | N |
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CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0422/LTN20130422709.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0422/LTN20130422668.pdf | | Non-Voting | | | | | | N |
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1 | | To receive and consider the audited financial statements and the reports of the directors and auditors for the fifteen months ended 31st December, 2012 | | Management | | For | | For | | Y |
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2 | | To declare a final dividend of HKD 0.25 per share for the fifteen months ended 31st December, 2012 | | Management | | For | | For | | Y |
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3.i | | To re-elect Mr. Kuo Tai Yu as a director | | Management | | For | | For | | Y |
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3.ii | | To re-elect Mr. Chan Lu Min as a director | | Management | | For | | For | | Y |
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3.iii | | To re-elect Ms. Tsai Pei Chun, Patty as a director | | Management | | For | | For | | Y |
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3.iv | | To re-elect Ms. Kuo Li-Lien as a director | | Management | | For | | For | | Y |
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3.v | | To re-elect Mr. Huang Ming Fu as a director | | Management | | For | | For | | Y |
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3.vi | | To re-elect Ms. Teresa Yen as a director | | Management | | For | | For | | Y |
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3.vii | | To authorise the board of directors to fix the remuneration of the directors | | Management | | For | | For | | Y |
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4 | | To appoint auditors and to authorise the board of directors to fix their remuneration | | Management | | For | | For | | Y |
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5.A | | To grant a general mandate to the directors to issue, allot and deal with additional shares not exceeding 10% of the issued share capital of the Company as at the date of passing of this resolution | | Management | | For | | For | | Y |
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5.B | | To grant a general mandate to the directors to repurchase the Company’s own shares not exceeding 10% of the issued share capital of the Company as at the date of passing of this resolution | | Management | | For | | For | | Y |
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5.C | | To extend the general mandate to issue, allot and deal with additional shares of the Company under resolution number 5A to include the number of shares repurchased pursuant to the general mandate to repurchase shares under resolution number 5B | | Management | | For | | For | | Y |
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ZURICH INSURANCE GROUP AG, ZUERICH |
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Security | | H9870Y105 | | | | Meeting Type | | Annual General Meeting |
Ticker Symbol | | ZURN | | | | Meeting Date | | 04-Apr-2013 |
ISIN | | CH0011075394 | | | | Agenda | | 704315767 - Management |
City | | ZURICH | | | | Holding Recon Date | | 25-Mar-2013 |
Country | | Switzerland | | | | Vote Deadline Date | | 25-Mar-2013 |
SEDOL(s) | | 0885768 - 2744157 - 4626134 - 5983816 - B01F337 | | | | Quick Code | | |
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Item | | Proposal | | Type | | Vote | | For/Against Management | | Fund Vote (Y/N) |
CMMT | | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 152246, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | | Non-Voting | | | | | | N |
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CMMT | | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | | Non-Voting | | | | | | N |
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1.1 | | Approval of the annual report, the annual financial statements and the consolidated financial statements for 2012 | | Management | | For | | For | | Y |
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1.2 | | Advisory vote on the remuneration system according to the remuneration report | | Management | | For | | For | | Y |
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2.1 | | Appropriation of available earnings for 2012 | | Management | | For | | For | | Y |
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2.2 | | Appropriation of reserves from capital contributions | | Management | | For | | For | | Y |
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3 | | Discharge of members of the board of directors and of the group executive committee | | Management | | For | | For | | Y |
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4.1.1 | | Election of Ms. Monica Maechler as the board of director | | Management | | For | | For | | Y |
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4.1.2 | | Re-election of Ms. Susan Bies as the board of director | | Management | | For | | For | | Y |
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4.1.3 | | Re-election of Mr. Victor L.L. Chu as the board of director | | Management | | For | | For | | Y |
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4.1.4 | | Re-election of Mr. Rolf Watter as the board of director | | Management | | For | | For | | Y |
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4.2 | | Re-election of auditors PricewaterhouseCoopers ltd, Zurich | | Management | | For | | For | | Y |
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5 | | Additional and/or counter-proposals | | Management | | Abstain | | For | | Y |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE WRIGHT MANAGED EQUITY TRUST (on behalf of WRIGHT SELECTED BLUE CHIP EQUITIES FUND, WRIGHT MAJOR BLUE CHIP EQUITIES FUND, and WRIGHT INTERNATIONAL BLUE CHIP EQUITIES FUND).
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By: | | /s/ Peter M. Donovan |
| | Peter M. Donovan, President |
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Date: | | 7/30/13 |