UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORED OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-03489
THE WRIGHT MANAGED EQUITY TRUST
177 West Putnam Avenue
Greenwich, Connecticut 06830
Adam Waldstein
Atlantic Fund Services
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2000
Date of fiscal year end:
December 31
Wright Selected Blue Chip Equities Fund,
Wright Major Blue Chip Equities Fund, and
Wright International Blue Chip Equities Fund
Date of reporting period:
July 1, 2015 - June 30, 2016
ITEM 1. PROXY VOTING RECORD
Wright Selected Blue Chip Equity Fund | ||||||||||||||
A.O. SMITH CORPORATION | ||||||||||||||
Security | 831865209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AOS | Meeting Date | 11-Apr-2016 | |||||||||||
ISIN | US8318652091 | Agenda | 934331442 - Management | |||||||||||
Record Date | 16-Feb-2016 | Holding Recon Date | 16-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | GLOSTER B. CURRENT, JR. | For | For | Y | ||||||||||
2 | WILLIAM P. GREUBEL | For | For | Y | ||||||||||
3 | IDELLE K. WOLF | For | For | Y | ||||||||||
4 | GENE C. WULF | For | For | Y | ||||||||||
2. | PROPOSAL TO APPROVE, BY NONBINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | Y | |||||||||
4. | PROPOSAL TO RATIFY AN AMENDMENT TO OUR BY-LAWS TO DESIGNATE DELAWARE AS THE EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN DISPUTES. | Management | For | For | Y | |||||||||
5. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | Y | |||||||||
6. | PROPOSAL TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK. | Management | For | For | Y | |||||||||
AECOM | ||||||||||||||
Security | 00766T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACM | Meeting Date | 02-Mar-2016 | |||||||||||
ISIN | US00766T1007 | Agenda | 934321821 - Management | |||||||||||
Record Date | 04-Jan-2016 | Holding Recon Date | 04-Jan-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Mar-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JAMES H. FORDYCE | For | For | Y | ||||||||||
2 | SENATOR W.H. FRIST, M.D | For | For | Y | ||||||||||
3 | LINDA GRIEGO | For | For | Y | ||||||||||
4 | DOUGLAS W. STOTLAR | For | For | Y | ||||||||||
5 | DANIEL R. TISHMAN | For | For | Y | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
3. | APPROVAL OF 2016 STOCK INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
ALASKA AIR GROUP, INC. | ||||||||||||||
Security | 011659109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ALK | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US0116591092 | Agenda | 934359438 - Management | |||||||||||
Record Date | 18-Mar-2016 | Holding Recon Date | 18-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MARION C. BLAKEY | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: DHIREN R. FONSECA | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: DENNIS F. MADSEN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: HELVI K. SANDVIK | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: KATHERINE J. SAVITT | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: ERIC K. YEAMAN | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | APPROVE THE COMPANY'S NEW 2016 PERFORMANCE INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||||||||||||
Security | 018581108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADS | Meeting Date | 07-Jun-2016 | |||||||||||
ISIN | US0185811082 | Agenda | 934395307 - Management | |||||||||||
Record Date | 08-Apr-2016 | Holding Recon Date | 08-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: BRUCE K. ANDERSON | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: ROGER H. BALLOU | Management | For | For | Y | |||||||||
1.3 | ELECTION OF DIRECTOR: D. KEITH COBB | Management | For | For | Y | |||||||||
1.4 | ELECTION OF DIRECTOR: E. LINN DRAPER, JR. | Management | For | For | Y | |||||||||
1.5 | ELECTION OF DIRECTOR: EDWARD J. HEFFERNAN | Management | For | For | Y | |||||||||
1.6 | ELECTION OF DIRECTOR: KENNETH R. JENSEN | Management | For | For | Y | |||||||||
1.7 | ELECTION OF DIRECTOR: ROBERT A. MINICUCCI | Management | For | For | Y | |||||||||
1.8 | ELECTION OF DIRECTOR: LAURIE A. TUCKER | Management | For | For | Y | |||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | TO AMEND THE CERTIFICATE OF INCORPORATION OF ALLIANCE DATA SYSTEMS CORPORATION TO ELIMINATE RESTRICTIONS ON REMOVAL OF DIRECTORS. | Management | For | For | Y | |||||||||
4. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2016. | Management | For | For | Y | |||||||||
AMERICAN FINANCIAL GROUP, INC. | ||||||||||||||
Security | 025932104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AFG | Meeting Date | 17-May-2016 | |||||||||||
ISIN | US0259321042 | Agenda | 934361560 - Management | |||||||||||
Record Date | 23-Mar-2016 | Holding Recon Date | 23-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | CARL H. LINDNER III | For | For | Y | ||||||||||
2 | S. CRAIG LINDNER | For | For | Y | ||||||||||
3 | KENNETH C. AMBRECHT | For | For | Y | ||||||||||
4 | JOHN B. BERDING | For | For | Y | ||||||||||
5 | JOSEPH E. CONSOLINO | For | For | Y | ||||||||||
6 | VIRGINIA C. DROSOS | For | For | Y | ||||||||||
7 | JAMES E. EVANS | For | For | Y | ||||||||||
8 | TERRY S. JACOBS | For | For | Y | ||||||||||
9 | GREGORY G. JOSEPH | For | For | Y | ||||||||||
10 | WILLIAM W. VERITY | For | For | Y | ||||||||||
11 | JOHN I. VON LEHMAN | For | For | Y | ||||||||||
2. | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
4. | APPROVAL OF SENIOR EXECUTIVE LONG TERM INCENTIVE COMPENSATION PLAN. | Management | For | For | Y | |||||||||
AMSURG CORP. | ||||||||||||||
Security | 03232P405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMSG | Meeting Date | 26-May-2016 | |||||||||||
ISIN | US03232P4054 | Agenda | 934406148 - Management | |||||||||||
Record Date | 08-Apr-2016 | Holding Recon Date | 08-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF CLASS I DIRECTOR: JAMES A. DEAL | Management | For | For | Y | |||||||||
1.2 | ELECTION OF CLASS I DIRECTOR: STEVEN I. GERINGER | Management | For | For | Y | |||||||||
1.3 | ELECTION OF CLASS I DIRECTOR: CLAIRE M. GULMI | Management | For | For | Y | |||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | APPROVAL OF THE AMENDED AND RESTATED AMSURG CORP. 2014 EQUITY AND INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | Y | |||||||||
ARRIS GROUP, INC. | ||||||||||||||
Security | 04270V106 | Meeting Type | Special | |||||||||||
Ticker Symbol | ARRS | Meeting Date | 21-Oct-2015 | |||||||||||
ISIN | US04270V1061 | Agenda | 934281647 - Management | |||||||||||
Record Date | 10-Sep-2015 | Holding Recon Date | 10-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Oct-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 22, 2015 (THE "MERGER AGREEMENT"), BY AND AMONG ARRIS, ARRIS INTERNATIONAL LIMITED, A PRIVATE LIMITED COMPANY ORGANIZED UNDER THE LAWS OF ENGLAND AND WALES AND A SUBSIDIARY OF ARRIS, ARCHIE U.S. HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | Y | |||||||||
2. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ARRIS' NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY POSTPONEMENT THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE (I) TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT, (II) TO PROVIDE TO ARRIS .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | Y | |||||||||
ARRIS INTERNATIONAL PLC | ||||||||||||||
Security | G0551A103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARRS | Meeting Date | 11-May-2016 | |||||||||||
ISIN | Agenda | 934371218 - Management | ||||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: ALEX B. BEST | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: J. TIMOTHY BRYAN | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES A. CHIDDIX | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ANDREW T. HELLER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: DR. JEONG H. KIM | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ROBERT J. STANZIONE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: DOREEN A. TOBEN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: DEBORA J. WILSON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: DAVID A. WOODLE | Management | For | For | Y | |||||||||
2. | RATIFYING THE RETENTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR. | Management | For | For | Y | |||||||||
3. | RATIFYING THE RETENTION OF ERNST & YOUNG LLP AS THE U.K. STATUTORY AUDITOR. | Management | For | For | Y | |||||||||
4. | AUTHORIZE THE U.K. STATUTORY AUDITORS' REMUNERATION. | Management | For | For | Y | |||||||||
5. | APPROVE THE ARRIS INTERNATIONAL PLC 2016 STOCK INCENTIVE PLAN. | Management | For | For | Y | |||||||||
6. | APPROVE THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For | Y | |||||||||
7. | APPROVE THE U.K. STATUTORY ACCOUNTS. | Management | For | For | Y | |||||||||
8. | AMEND THE ARTICLES OF ASSOCIATION. | Management | For | For | Y | |||||||||
ARROW ELECTRONICS, INC. | ||||||||||||||
Security | 042735100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ARW | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US0427351004 | Agenda | 934357484 - Management | |||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | BARRY W. PERRY | For | For | Y | ||||||||||
2 | PHILIP K. ASHERMAN | For | For | Y | ||||||||||
3 | GAIL E. HAMILTON | For | For | Y | ||||||||||
4 | JOHN N. HANSON | For | For | Y | ||||||||||
5 | RICHARD S. HILL | For | For | Y | ||||||||||
6 | M.F. (FRAN) KEETH | For | For | Y | ||||||||||
7 | ANDREW C. KERIN | For | For | Y | ||||||||||
8 | MICHAEL J. LONG | For | For | Y | ||||||||||
9 | STEPHEN C. PATRICK | For | For | Y | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
AVNET,INC. | ||||||||||||||
Security | 053807103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AVT | Meeting Date | 12-Nov-2015 | |||||||||||
ISIN | US0538071038 | Agenda | 934283071 - Management | |||||||||||
Record Date | 15-Sep-2015 | Holding Recon Date | 15-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: RODNEY C. ADKINS | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM J. AMELIO | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL A. BRADLEY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: RICHARD P. HAMADA | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: JAMES A. LAWRENCE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: AVID MODJTABAI | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN III | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 2, 2016. | Management | For | For | Y | |||||||||
BIG LOTS, INC. | ||||||||||||||
Security | 089302103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BIG | Meeting Date | 26-May-2016 | |||||||||||
ISIN | US0893021032 | Agenda | 934378666 - Management | |||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JEFFREY P. BERGER | For | For | Y | ||||||||||
2 | DAVID J. CAMPISI | For | For | Y | ||||||||||
3 | JAMES R. CHAMBERS | For | For | Y | ||||||||||
4 | MARLA C. GOTTSCHALK | For | For | Y | ||||||||||
5 | CYNTHIA T. JAMISON | For | For | Y | ||||||||||
6 | PHILIP E. MALLOTT | For | For | Y | ||||||||||
7 | NANCY A. REARDON | For | For | Y | ||||||||||
8 | WENDY L. SCHOPPERT | For | For | Y | ||||||||||
9 | RUSSELL E. SOLT | For | For | Y | ||||||||||
2. | THE APPROVAL OF THE COMPENSATION OF BIG LOTS' NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION ACCOMPANYING THE TABLES. | Management | For | For | Y | |||||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BIG LOTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
BRINKER INTERNATIONAL, INC. | ||||||||||||||
Security | 109641100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EAT | Meeting Date | 29-Oct-2015 | |||||||||||
ISIN | US1096411004 | Agenda | 934279541 - Management | |||||||||||
Record Date | 02-Sep-2015 | Holding Recon Date | 02-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: ELAINE M. BOLTZ | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: JOSEPH M. DEPINTO | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: HARRIET EDELMAN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL A. GEORGE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: WILLIAM T. GILES | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: GERARDO I. LOPEZ | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: JON L. LUTHER | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: JOSE LUIS PRADO | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: WYMAN T. ROBERTS | Management | For | For | Y | |||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL 2016 YEAR. | Management | For | For | Y | |||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | TO RE-APPROVE PROFIT SHARING PLAN. | Management | For | For | Y | |||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BR | Meeting Date | 12-Nov-2015 | |||||||||||
ISIN | US11133T1034 | Agenda | 934284960 - Management | |||||||||||
Record Date | 21-Sep-2015 | Holding Recon Date | 21-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. DALY | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: ROBERT N. DUELKS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: RICHARD J. HAVILAND | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: BRETT A. KELLER | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: STUART R. LEVINE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: MAURA A. MARKUS | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: THOMAS J. PERNA | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: ALAN J. WEBER | Management | For | For | Y | |||||||||
2) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE). | Management | For | For | Y | |||||||||
3) | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2016. | Management | For | For | Y | |||||||||
CADENCE DESIGN SYSTEMS, INC. | ||||||||||||||
Security | 127387108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CDNS | Meeting Date | 05-May-2016 | |||||||||||
ISIN | US1273871087 | Agenda | 934354515 - Management | |||||||||||
Record Date | 08-Mar-2016 | Holding Recon Date | 08-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: MARK W. ADAMS | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: SUSAN L. BOSTROM | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI- VINCENTELLI | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: GEORGE M. SCALISE | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JOHN B. SHOVEN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: ROGER S. SIBONI | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: YOUNG K. SOHN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | Y | |||||||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For | Y | |||||||||
3. | RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE SENIOR EXECUTIVE BONUS PLAN FOR COMPLIANCE WITH INTERNAL REVENUE CODE 162(M). | Management | For | For | Y | |||||||||
4. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
5. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CSL | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US1423391002 | Agenda | 934362637 - Management | |||||||||||
Record Date | 23-Mar-2016 | Holding Recon Date | 23-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: ROBIN J. ADAMS | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: D. CHRISTIAN KOCH | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DAVID A. ROBERTS | Management | For | For | Y | |||||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
CENTENE CORPORATION | ||||||||||||||
Security | 15135B101 | Meeting Type | Special | |||||||||||
Ticker Symbol | CNC | Meeting Date | 23-Oct-2015 | |||||||||||
ISIN | US15135B1017 | Agenda | 934283728 - Management | |||||||||||
Record Date | 22-Sep-2015 | Holding Recon Date | 22-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | TO APPROVE THE ISSUANCE OF CENTENE CORPORATION ("CENTENE") COMMON STOCK, PAR VALUE $0.001 PER SHARE, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, BY AND AMONG CENTENE, CHOPIN MERGER SUB I, INC., CHOPIN MERGER SUB II, INC. AND HEALTH NET, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE "SHARE ISSUANCE PROPOSAL"). | Management | For | For | Y | |||||||||
2. | TO APPROVE ANY PROPOSAL TO ADJOURN THE CENTENE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE PROPOSAL. | Management | For | For | Y | |||||||||
3. | TO APPROVE AN AMENDMENT TO CENTENE'S CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CENTENE COMMON STOCK FROM 200 MILLION TO 400 MILLION. | Management | For | For | Y | |||||||||
CENTENE CORPORATION | ||||||||||||||
Security | 15135B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNC | Meeting Date | 26-Apr-2016 | |||||||||||
ISIN | US15135B1017 | Agenda | 934341669 - Management | |||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ORLANDO AYALA | For | For | Y | ||||||||||
2 | JOHN R. ROBERTS | For | For | Y | ||||||||||
3 | TOMMY G. THOMPSON | For | For | Y | ||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
CHARLES RIVER LABORATORIES INTL., INC. | ||||||||||||||
Security | 159864107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRL | Meeting Date | 11-May-2016 | |||||||||||
ISIN | US1598641074 | Agenda | 934368792 - Management | |||||||||||
Record Date | 15-Mar-2016 | Holding Recon Date | 15-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: JAMES C. FOSTER | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. BERTOLINI | Management | For | For | Y | |||||||||
1.3 | ELECTION OF DIRECTOR: STEPHEN D. CHUBB | Management | For | For | Y | |||||||||
1.4 | ELECTION OF DIRECTOR: DEBORAH T. KOCHEVAR | Management | For | For | Y | |||||||||
1.5 | ELECTION OF DIRECTOR: GEORGE E. MASSARO | Management | For | For | Y | |||||||||
1.6 | ELECTION OF DIRECTOR: GEORGE M. MILNE, JR. | Management | For | For | Y | |||||||||
1.7 | ELECTION OF DIRECTOR: C. RICHARD REESE | Management | For | For | Y | |||||||||
1.8 | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | Y | |||||||||
1.9 | ELECTION OF DIRECTOR: RICHARD F. WALLMAN | Management | For | For | Y | |||||||||
2. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | APPROVAL OF 2016 INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
COMMERCE BANCSHARES, INC. | ||||||||||||||
Security | 200525103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CBSH | Meeting Date | 20-Apr-2016 | |||||||||||
ISIN | US2005251036 | Agenda | 934339892 - Management | |||||||||||
Record Date | 16-Feb-2016 | Holding Recon Date | 16-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | EARL H. DEVANNY, III | For | For | Y | ||||||||||
2 | BENJAMIN F RASSIEUR III | For | For | Y | ||||||||||
3 | TODD R. SCHNUCK | For | For | Y | ||||||||||
4 | ANDREW C. TAYLOR | For | For | Y | ||||||||||
2. | RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | SAY ON PAY - ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | Y | |||||||||
CONVERGYS CORPORATION | ||||||||||||||
Security | 212485106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVG | Meeting Date | 14-Apr-2016 | |||||||||||
ISIN | US2124851062 | Agenda | 934330717 - Management | |||||||||||
Record Date | 16-Feb-2016 | Holding Recon Date | 16-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ANDREA J. AYERS | For | For | Y | ||||||||||
2 | CHERYL K. BEEBE | For | For | Y | ||||||||||
3 | RICHARD R. DEVENUTI | For | For | Y | ||||||||||
4 | JEFFREY H. FOX | For | For | Y | ||||||||||
5 | JOSEPH E. GIBBS | For | For | Y | ||||||||||
6 | JOAN E. HERMAN | For | For | Y | ||||||||||
7 | THOMAS L. MONAHAN III | For | For | Y | ||||||||||
8 | RONALD L. NELSON | For | For | Y | ||||||||||
9 | RICHARD F. WALLMAN | For | For | Y | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
CORRECTIONS CORPORATION OF AMERICA | ||||||||||||||
Security | 22025Y407 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CXW | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US22025Y4070 | Agenda | 934355795 - Management | |||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DONNA M. ALVARADO | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ROBERT J. DENNIS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: MARK A. EMKES | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: DAMON T. HININGER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: C. MICHAEL JACOBI | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ANNE L. MARIUCCI | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: THURGOOD MARSHALL, JR. | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: CHARLES L. OVERBY | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: JOHN R. PRANN, JR. | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
DEAN FOODS COMPANY | ||||||||||||||
Security | 242370203 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DF | Meeting Date | 11-May-2016 | |||||||||||
ISIN | US2423702032 | Agenda | 934356507 - Management | |||||||||||
Record Date | 17-Mar-2016 | Holding Recon Date | 17-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: JANET HILL | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: J. WAYNE MAILLOUX | Management | For | For | Y | |||||||||
1.3 | ELECTION OF DIRECTOR: HELEN E. MCCLUSKEY | Management | For | For | Y | |||||||||
1.4 | ELECTION OF DIRECTOR: JOHN R. MUSE | Management | For | For | Y | |||||||||
1.5 | ELECTION OF DIRECTOR: B. CRAIG OWENS | Management | For | For | Y | |||||||||
1.6 | ELECTION OF DIRECTOR: GREGG A. TANNER | Management | For | For | Y | |||||||||
1.7 | ELECTION OF DIRECTOR: JIM L. TURNER | Management | For | For | Y | |||||||||
1.8 | ELECTION OF DIRECTOR: ROBERT T. WISEMAN | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF BYLAW AMENDMENT (FORUM SELECTION PROVISION) | Management | For | For | Y | |||||||||
4. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
5. | APPROVAL OF 2016 STOCK INCENTIVE PLAN | Management | For | For | Y | |||||||||
6. | STOCKHOLDER PROPOSAL REGARDING GMO REPORTING | Shareholder | Against | For | Y | |||||||||
DELUXE CORPORATION | ||||||||||||||
Security | 248019101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DLX | Meeting Date | 04-May-2016 | |||||||||||
ISIN | US2480191012 | Agenda | 934340390 - Management | |||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | RONALD C. BALDWIN | For | For | Y | ||||||||||
2 | CHARLES A. HAGGERTY | For | For | Y | ||||||||||
3 | C.E. MAYBERRY MCKISSACK | For | For | Y | ||||||||||
4 | DON J. MCGRATH | For | For | Y | ||||||||||
5 | NEIL J. METVINER | For | For | Y | ||||||||||
6 | STEPHEN P. NACHTSHEIM | For | For | Y | ||||||||||
7 | MARY ANN O'DWYER | For | For | Y | ||||||||||
8 | THOMAS J. REDDIN | For | For | Y | ||||||||||
9 | MARTYN R. REDGRAVE | For | For | Y | ||||||||||
10 | LEE J. SCHRAM | For | For | Y | ||||||||||
2. | TO CAST AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (A SAY-ON-PAY VOTE). | Management | For | For | Y | |||||||||
3. | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
DUKE REALTY CORPORATION | ||||||||||||||
Security | 264411505 | �� | Meeting Type | Annual | ||||||||||
Ticker Symbol | DRE | Meeting Date | 27-Apr-2016 | |||||||||||
ISIN | US2644115055 | Agenda | 934335173 - Management | |||||||||||
Record Date | 25-Feb-2016 | Holding Recon Date | 25-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, III | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: ALAN H. COHEN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JAMES B. CONNOR | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: NGAIRE E. CUNEO | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: CHARLES R. EITEL | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: DENNIS D. OKLAK | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: MELANIE R. SABELHAUS | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: PETER M. SCOTT, III | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JACK R. SHAW | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: LYNN C. THURBER | Management | For | For | Y | |||||||||
2. | TO VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2015 | Management | For | For | Y | |||||||||
3. | TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2016 | Management | For | For | Y | |||||||||
EAST WEST BANCORP, INC. | ||||||||||||||
Security | 27579R104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EWBC | Meeting Date | 24-May-2016 | |||||||||||
ISIN | US27579R1041 | Agenda | 934403534 - Management | |||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | MOLLY CAMPBELL | For | For | Y | ||||||||||
2 | IRIS S. CHAN | For | For | Y | ||||||||||
3 | RUDOLPH I. ESTRADA | For | For | Y | ||||||||||
4 | PAUL H. IRVING | For | For | Y | ||||||||||
5 | JOHN M. LEE | For | For | Y | ||||||||||
6 | HERMAN Y. LI | For | For | Y | ||||||||||
7 | JACK C. LIU | For | For | Y | ||||||||||
8 | DOMINIC NG | For | For | Y | ||||||||||
9 | KEITH W. RENKEN | For | For | Y | ||||||||||
10 | LESTER M. SUSSMAN | For | For | Y | ||||||||||
2. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE EAST WEST BANCORP, INC. 2016 STOCK INCENTIVE PLAN, AS AMENDED, RESTATED AND RENAMED FROM THE 1998 STOCK INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
EDGEWELL PERSONAL CARE COMPANY | ||||||||||||||
Security | 28035Q102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EPC | Meeting Date | 25-Jan-2016 | |||||||||||
ISIN | US28035Q1022 | Agenda | 934311072 - Management | |||||||||||
Record Date | 25-Nov-2015 | Holding Recon Date | 25-Nov-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jan-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DAVID P. HATFIELD | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DANIEL J. HEINRICH | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: CARLA C. HENDRA | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: R. DAVID HOOVER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOHN C. HUNTER, III | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | Y | |||||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
EVEREST RE GROUP, LTD. | ||||||||||||||
Security | G3223R108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RE | Meeting Date | 18-May-2016 | |||||||||||
ISIN | BMG3223R1088 | Agenda | 934393341 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | DOMINIC J. ADDESSO | For | For | Y | ||||||||||
2 | JOHN J. AMORE | For | For | Y | ||||||||||
3 | JOHN R. DUNNE | For | For | Y | ||||||||||
4 | WILLIAM F. GALTNEY, JR. | For | For | Y | ||||||||||
5 | JOHN A. GRAF | For | For | Y | ||||||||||
6 | GERRI LOSQUADRO | For | For | Y | ||||||||||
7 | ROGER M. SINGER | For | For | Y | ||||||||||
8 | JOSEPH V. TARANTO | For | For | Y | ||||||||||
9 | JOHN A. WEBER | For | For | Y | ||||||||||
2. | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM TO ACT AS THE COMPANY'S AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2016 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
3. | TO RE-APPROVE THE EVEREST RE GROUP, LTD. EXECUTIVE PERFORMANCE ANNUAL INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | ADVISORY VOTE TO APPROVE 2015 EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
FACTSET RESEARCH SYSTEMS INC. | ||||||||||||||
Security | 303075105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FDS | Meeting Date | 15-Dec-2015 | |||||||||||
ISIN | US3030751057 | Agenda | 934293046 - Management | |||||||||||
Record Date | 20-Oct-2015 | Holding Recon Date | 20-Oct-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Dec-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: SCOTT A. BILLEADEAU | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: PHILIP A. HADLEY | Management | For | For | Y | |||||||||
1.3 | ELECTION OF DIRECTOR: LAURIE SIEGEL | Management | For | For | Y | |||||||||
1.4 | ELECTION OF DIRECTOR: F. PHILIP SNOW | Management | For | For | Y | |||||||||
1.5 | ELECTION OF DIRECTOR: JOSEPH R. ZIMMEL | Management | For | For | Y | |||||||||
2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
FOOT LOCKER, INC. | ||||||||||||||
Security | 344849104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FL | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US3448491049 | Agenda | 934369085 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: MAXINE CLARK | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: ALAN D. FELDMAN | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: JAROBIN GILBERT, JR. | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: RICHARD A. JOHNSON | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: GUILLERMO G. MARMOL | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: DONA D. YOUNG | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
3. | REAPPROVAL OF THE PERFORMANCE GOALS UNDER THE FOOT LOCKER ANNUAL INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | Y | |||||||||
4. | APPROVAL OF THE FOOT LOCKER LONG-TERM INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | Y | |||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
6. | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | 3 Years | Against | Y | |||||||||
FORTINET, INC. | ||||||||||||||
Security | 34959E109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FTNT | Meeting Date | 17-Jun-2016 | |||||||||||
ISIN | US34959E1091 | Agenda | 934412115 - Management | |||||||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF CLASS I DIRECTOR: MING HSIEH | Management | For | For | Y | |||||||||
1.2 | ELECTION OF CLASS I DIRECTOR: CHRISTOPHER B. PAISLEY | Management | For | For | Y | |||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS FORTINET'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | Y | |||||||||
FULTON FINANCIAL CORPORATION | ||||||||||||||
Security | 360271100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FULT | Meeting Date | 16-May-2016 | |||||||||||
ISIN | US3602711000 | Agenda | 934359616 - Management | |||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: LISA CRUTCHFIELD | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DENISE L. DEVINE | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: PATRICK J. FREER | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: GEORGE W. HODGES | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ALBERT MORRISON III | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JAMES R. MOXLEY III | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: R. SCOTT SMITH, JR. | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: RONALD H. SPAIR | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MARK F. STRAUSS | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: ERNEST J. WATERS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: E. PHILIP WENGER | Management | For | For | Y | |||||||||
2. | NON-BINDING "SAY-ON-PAY" RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS FULTON FINANCIAL CORPORATION'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING 12/31/16. | Management | For | For | Y | |||||||||
GENTEX CORPORATION | ||||||||||||||
Security | 371901109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GNTX | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US3719011096 | Agenda | 934372070 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | FRED BAUER | For | For | Y | ||||||||||
2 | LESLIE BROWN | For | For | Y | ||||||||||
3 | GARY GOODE | For | For | Y | ||||||||||
4 | PETE HOEKSTRA | For | For | Y | ||||||||||
5 | JAMES HOLLARS | For | For | Y | ||||||||||
6 | JOHN MULDER | For | For | Y | ||||||||||
7 | RICHARD SCHAUM | For | For | Y | ||||||||||
8 | FREDERICK SOTOK | For | For | Y | ||||||||||
9 | JAMES WALLACE | For | For | Y | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
GLOBAL PAYMENTS INC. | ||||||||||||||
Security | 37940X102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GPN | Meeting Date | 18-Nov-2015 | |||||||||||
ISIN | US37940X1028 | Agenda | 934281318 - Management | |||||||||||
Record Date | 09-Sep-2015 | Holding Recon Date | 09-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Nov-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM I JACOBS | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: ALAN M. SILBERSTEIN | Management | For | For | Y | |||||||||
2. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2015. | Management | For | For | Y | |||||||||
3. | RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
GREAT PLAINS ENERGY INCORPORATED | ||||||||||||||
Security | 391164100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GXP | Meeting Date | 03-May-2016 | |||||||||||
ISIN | US3911641005 | Agenda | 934346998 - Management | |||||||||||
Record Date | 23-Feb-2016 | Holding Recon Date | 23-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | TERRY BASSHAM | For | For | Y | ||||||||||
2 | DAVID L. BODDE | For | For | Y | ||||||||||
3 | RANDALL C. FERGUSON, JR | For | For | Y | ||||||||||
4 | GARY D. FORSEE | For | For | Y | ||||||||||
5 | SCOTT D. GRIMES | For | For | Y | ||||||||||
6 | THOMAS D. HYDE | For | For | Y | ||||||||||
7 | JAMES A. MITCHELL | For | For | Y | ||||||||||
8 | ANN D. MURTLOW | For | For | Y | ||||||||||
9 | JOHN J. SHERMAN | For | For | Y | ||||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE 2015 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE COMPANY'S AMENDED LONG- TERM INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
HANESBRANDS INC. | ||||||||||||||
Security | 410345102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HBI | Meeting Date | 25-Apr-2016 | |||||||||||
ISIN | US4103451021 | Agenda | 934333725 - Management | |||||||||||
Record Date | 16-Feb-2016 | Holding Recon Date | 16-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: BOBBY J. GRIFFIN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JESSICA T. MATHEWS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: FRANCK J. MOISON | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT F. MORAN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: RONALD L. NELSON | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RICHARD A. NOLL | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: ANDREW J. SCHINDLER | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: DAVID V. SINGER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: ANN E. ZIEGLER | Management | For | For | Y | |||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | Management | For | For | Y | |||||||||
HCC INSURANCE HOLDINGS, INC. | ||||||||||||||
Security | 404132102 | Meeting Type | Special | |||||||||||
Ticker Symbol | HCC | Meeting Date | 18-Sep-2015 | |||||||||||
ISIN | US4041321021 | Agenda | 934272600 - Management | |||||||||||
Record Date | 18-Aug-2015 | Holding Recon Date | 18-Aug-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Sep-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 10, 2015, BY AND AMONG HCC INSURANCE HOLDINGS, INC. (THE "COMPANY"), TOKIO MARINE HOLDINGS, INC. ("TOKIO MARINE") AND TMGC INVESTMENT (DELAWARE) INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF TOKIO MARINE ("MERGER SUB"), AND APPROVE THE MERGER OF MERGER SUB WITH AND INTO THE COMPANY. | Management | For | For | Y | |||||||||
2. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS (THE "SPECIAL MEETING OF STOCKHOLDERS"), IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER. | Management | For | For | Y | |||||||||
HEALTH NET, INC. | ||||||||||||||
Security | 42222G108 | Meeting Type | Special | |||||||||||
Ticker Symbol | HNT | Meeting Date | 23-Oct-2015 | |||||||||||
ISIN | US42222G1085 | Agenda | 934283716 - Management | |||||||||||
Record Date | 22-Sep-2015 | Holding Recon Date | 22-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, BY AND AMONG CENTENE CORPORATION, CHOPIN MERGER SUB I, INC., CHOPIN MERGER SUB II, INC. AND HEALTH NET, INC. ("HEALTH NET"), AS AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For | Y | |||||||||
2. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO HEALTH NET'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATED TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE ADJOURNMENT FROM TIME TO TIME OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO APPROVE PROPOSAL 1 ABOVE. | Management | For | For | Y | |||||||||
HOLLYFRONTIER CORPORATION | ||||||||||||||
Security | 436106108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HFC | Meeting Date | 11-May-2016 | |||||||||||
ISIN | US4361061082 | Agenda | 934357890 - Management | |||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS BECH | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: GEORGE DAMIRIS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: LELDON ECHOLS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: KEVIN HARDAGE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL JENNINGS | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ROBERT KOSTELNIK | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: JAMES LEE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: FRANKLIN MYERS | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL ROSE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: TOMMY VALENTA | Management | For | For | Y | |||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | Y | |||||||||
4. | APPROVAL OF AMENDMENT TO THE HOLLYFRONTIER CORPORATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | Y | |||||||||
5. | APPROVAL OF THE MATERIAL TERMS OF THE LTIP FOR PURPOSES OF COMPLYING WITH CERTAIN REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For | Y | |||||||||
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||||||||||||
Security | 446413106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HII | Meeting Date | 29-Apr-2016 | |||||||||||
ISIN | US4464131063 | Agenda | 934342368 - Management | |||||||||||
Record Date | 04-Mar-2016 | Holding Recon Date | 04-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | THOMAS B. FARGO | For | For | Y | ||||||||||
2 | JOHN K. WELCH | For | For | Y | ||||||||||
3 | STEPHEN R. WILSON | For | For | Y | ||||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS FOR 2016. | Management | For | For | Y | |||||||||
3. | APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | Management | For | For | Y | |||||||||
INGREDION INC | ||||||||||||||
Security | 457187102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INGR | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US4571871023 | Agenda | 934368716 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: LUIS ARANGUREN- TRELLEZ | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DAVID B. FISCHER | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: PAUL HANRAHAN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: RHONDA L. JORDAN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: GREGORY B. KENNY | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: BARBARA A. KLEIN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: DWAYNE A. WILSON | Management | For | For | Y | |||||||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" | Management | For | For | Y | |||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2016 | Management | For | For | Y | |||||||||
INTEGRATED DEVICE TECHNOLOGY, INC. | ||||||||||||||
Security | 458118106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDTI | Meeting Date | 22-Sep-2015 | |||||||||||
ISIN | US4581181066 | Agenda | 934269374 - Management | |||||||||||
Record Date | 24-Jul-2015 | Holding Recon Date | 24-Jul-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JOHN SCHOFIELD | For | For | Y | ||||||||||
2 | GREGORY WATERS | For | For | Y | ||||||||||
3 | UMESH PADVAL | For | For | Y | ||||||||||
4 | GORDON PARNELL | For | For | Y | ||||||||||
5 | KEN KANNAPPAN | For | For | Y | ||||||||||
6 | ROBERT RANGO | For | For | Y | ||||||||||
7 | NORMAN TAFFE | For | For | Y | ||||||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SAY- ON-PAY"). | Management | For | For | Y | |||||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT TO THE 2004 EQUITY PLAN TO, IN PART, INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 41,800,000 TO 46,300,000. | Management | For | For | Y | |||||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING APRIL 3, 2016. | Management | For | For | Y | |||||||||
JABIL CIRCUIT, INC. | ||||||||||||||
Security | 466313103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JBL | Meeting Date | 21-Jan-2016 | |||||||||||
ISIN | US4663131039 | Agenda | 934310296 - Management | |||||||||||
Record Date | 25-Nov-2015 | Holding Recon Date | 25-Nov-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jan-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ANOUSHEH ANSARI | For | For | Y | ||||||||||
2 | MARTHA F. BROOKS | For | For | Y | ||||||||||
3 | TIMOTHY L. MAIN | For | For | Y | ||||||||||
4 | MARK T. MONDELLO | For | For | Y | ||||||||||
5 | FRANK A. NEWMAN | For | For | Y | ||||||||||
6 | JOHN C. PLANT | For | For | Y | ||||||||||
7 | STEVEN A. RAYMUND | For | For | Y | ||||||||||
8 | THOMAS A. SANSONE | For | For | Y | ||||||||||
9 | DAVID M. STOUT | For | For | Y | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS JABIL'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2016 | Management | For | For | Y | |||||||||
3. | TO APPROVE (ON AN ADVISORY BASIS) JABIL'S EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JABIL CIRCUIT, INC. 2011 STOCK AWARD AND INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | Y | |||||||||
5. | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JABIL CIRCUIT, INC. SHORT TERM INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | Y | |||||||||
JETBLUE AIRWAYS CORPORATION | ||||||||||||||
Security | 477143101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JBLU | Meeting Date | 17-May-2016 | |||||||||||
ISIN | US4771431016 | Agenda | 934371030 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DAVID CHECKETTS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: VIRGINIA GAMBALE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: STEPHAN GEMKOW | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ROBIN HAYES | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ELLEN JEWETT | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: STANLEY MCCHRYSTAL | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JOEL PETERSON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: FRANK SICA | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: THOMAS WINKELMANN | Management | For | For | Y | |||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP (E&Y) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
4. | TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO PERMIT REMOVAL OF DIRECTORS WITHOUT CAUSE. | Management | For | For | Y | |||||||||
JONES LANG LASALLE INCORPORATED | ||||||||||||||
Security | 48020Q107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JLL | Meeting Date | 27-May-2016 | |||||||||||
ISIN | US48020Q1076 | Agenda | 934381106 - Management | |||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: HUGO BAGUE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: SAMUEL A. DI PIAZZA, JR. | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: COLIN DYER | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: DAME DEANNE JULIUS | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: MING LU | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: MARTIN H. NESBITT | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: SHEILA A. PENROSE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: ANN MARIE PETACH | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: SHAILESH RAO | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: CHRISTIAN ULBRICH | Management | For | For | Y | |||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | Y | |||||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
MANPOWERGROUP INC. | ||||||||||||||
Security | 56418H100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MAN | Meeting Date | 03-May-2016 | |||||||||||
ISIN | US56418H1005 | Agenda | 934347104 - Management | |||||||||||
Record Date | 23-Feb-2016 | Holding Recon Date | 23-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.A | ELECTION OF DIRECTOR: GINA R. BOSWELL | Management | For | For | Y | |||||||||
1.B | ELECTION OF DIRECTOR: CARI M. DOMINGUEZ | Management | For | For | Y | |||||||||
1.C | ELECTION OF DIRECTOR: WILLIAM DOWNE | Management | For | For | Y | |||||||||
1.D | ELECTION OF DIRECTOR: JOHN F. FERRARO | Management | For | For | Y | |||||||||
1.E | ELECTION OF DIRECTOR: PATRICIA HEMINGWAY HALL | Management | For | For | Y | |||||||||
1.F | ELECTION OF DIRECTOR: ROBERTO MENDOZA | Management | For | For | Y | |||||||||
1.G | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | For | Y | |||||||||
1.H | ELECTION OF DIRECTOR: JONAS PRISING | Management | For | For | Y | |||||||||
1.I | ELECTION OF DIRECTOR: PAUL READ | Management | For | For | Y | |||||||||
1.J | ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN | Management | For | For | Y | |||||||||
1.K | ELECTION OF DIRECTOR: JOHN R. WALTER | Management | For | For | Y | |||||||||
1.L | ELECTION OF DIRECTOR: EDWARD J. ZORE | Management | For | For | Y | |||||||||
2. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE MANPOWERGROUP INC. CORPORATE SENIOR MANAGEMENT ANNUAL INCENTIVE POOL PLAN. | Management | For | For | Y | |||||||||
3. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2011 EQUITY INCENTIVE PLAN OF MANPOWERGROUP INC. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS FOR 2016. | Management | For | For | Y | |||||||||
5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
MEDNAX, INC. | ||||||||||||||
Security | 58502B106 | Meeting Type | Special | |||||||||||
Ticker Symbol | MD | Meeting Date | 03-Nov-2015 | |||||||||||
ISIN | US58502B1061 | Agenda | 934281142 - Management | |||||||||||
Record Date | 10-Sep-2015 | Holding Recon Date | 10-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Nov-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | TO APPROVE THE PROPOSED AMENDED AND RESTATED MEDNAX, INC. 1996 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN, WHICH IS BEING AMENDED AND RESTATED TO INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. | Management | For | For | Y | |||||||||
2. | TO APPROVE THE CREATION OF THE MEDNAX, INC. 2015 NON-QUALIFIED STOCK PURCHASE PLAN, WHICH IS BEING PROPOSED TO ENABLE MEDNAX'S ELIGIBLE INDEPENDENT CONTRACTORS TO INVEST IN MEDNAX THROUGH PURCHASES OF MEDNAX COMMON STOCK AT A FAVORABLE PRICE THROUGH DEDUCTIONS FROM PAYMENTS MADE FOR INDEPENDENT CONTRACTOR SERVICES. | Management | For | For | Y | |||||||||
MEDNAX, INC. | ||||||||||||||
Security | 58502B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MD | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US58502B1061 | Agenda | 934347205 - Management | |||||||||||
Record Date | 08-Mar-2016 | Holding Recon Date | 08-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | �� | |||||||||||
1 | CESAR L. ALVAREZ | For | For | Y | ||||||||||
2 | KAREY D. BARKER | For | For | Y | ||||||||||
3 | WALDEMAR A. CARLO, M.D. | For | For | Y | ||||||||||
4 | MICHAEL B. FERNANDEZ | For | For | Y | ||||||||||
5 | PAUL G. GABOS | For | For | Y | ||||||||||
6 | P.J. GOLDSCHMIDT, M.D. | For | For | Y | ||||||||||
7 | MANUEL KADRE | For | For | Y | ||||||||||
8 | ROGER J. MEDEL, M.D. | For | For | Y | ||||||||||
9 | DONNA E. SHALALA, PH.D. | For | For | Y | ||||||||||
10 | ENRIQUE J. SOSA, PH.D. | For | For | Y | ||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
MINERALS TECHNOLOGIES INC. | ||||||||||||||
Security | 603158106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MTX | Meeting Date | 11-May-2016 | |||||||||||
ISIN | US6031581068 | Agenda | 934361863 - Management | |||||||||||
Record Date | 22-Mar-2016 | Holding Recon Date | 22-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JOSEPH C. MUSCARI | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: BARBARA R. SMITH | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DONALD C. WINTER | Management | For | For | Y | |||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL REGARDING ADOPTION OF PAYOUT POLICY GIVING PREFERENCE TO SHARE REPURCHASES. | Shareholder | Against | For | Y | |||||||||
MSCI INC. | ||||||||||||||
Security | 55354G100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSCI | Meeting Date | 28-Apr-2016 | |||||||||||
ISIN | US55354G1004 | Agenda | 934344499 - Management | |||||||||||
Record Date | 02-Mar-2016 | Holding Recon Date | 02-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: HENRY A. FERNANDEZ | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ROBERT G. ASHE | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: BENJAMIN F. DUPONT | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: WAYNE EDMUNDS | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: D. ROBERT HALE | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ALICE W. HANDY | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: LINDA H. RIEFLER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: GEORGE W. SIGULER | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: PATRICK TIERNEY | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: RODOLPHE M. VALLEE | Management | For | For | Y | |||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN THESE PROXY MATERIALS. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE MSCI INC. 2016 OMNIBUS INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | Y | |||||||||
4. | TO APPROVE THE MSCI INC. 2016 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN. | Management | For | For | Y | |||||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | Y | |||||||||
MURPHY USA INC. | ||||||||||||||
Security | 626755102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MUSA | Meeting Date | 05-May-2016 | |||||||||||
ISIN | US6267551025 | Agenda | 934344805 - Management | |||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. MADISON MURPHY | For | For | Y | ||||||||||
2 | R. ANDREW CLYDE | For | For | Y | ||||||||||
3 | DR CHRISTOPH KELLER III | For | For | Y | ||||||||||
2. | APPROVAL OF EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016 KPMG LLP. | Management | For | For | Y | |||||||||
NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||||
Security | 649445103 | Meeting Type | Special | |||||||||||
Ticker Symbol | NYCB | Meeting Date | 26-Apr-2016 | |||||||||||
ISIN | US6494451031 | Agenda | 934351545 - Management | |||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 28, 2015, BY AND BETWEEN ASTORIA FINANCIAL CORPORATION AND NEW YORK COMMUNITY BANCORP, INC. (THE "COMPANY"), PURSUANT TO WHICH ASTORIA WILL MERGE WITH AND INTO THE COMPANY, AS DESCRIBED IN THE ATTACHED JOINT PROXY STATEMENT/PROSPECTUS (THE "MERGER PROPOSAL"). | Management | For | For | Y | |||||||||
2. | A PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK BY 300 MILLION TO 900 MILLION (THE "CHARTER AMENDMENT PROPOSAL"). | Management | For | For | Y | |||||||||
3. | A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE MERGER PROPOSAL AND THE CHARTER AMENDMENT PROPOSAL. | Management | For | For | Y | |||||||||
NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||||
Security | 649445103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NYCB | Meeting Date | 07-Jun-2016 | |||||||||||
ISIN | US6494451031 | Agenda | 934400273 - Management | |||||||||||
Record Date | 12-Apr-2016 | Holding Recon Date | 12-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. LEVINE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: RONALD A. ROSENFELD | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: LAWRENCE J. SAVARESE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN M. TSIMBINOS | Management | For | For | Y | |||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | A PROPOSAL TO AMEND THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY IN ORDER TO PHASE OUT THE CLASSIFICATION OF THE BOARD OF DIRECTORS AND PROVIDE INSTEAD FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | Y | |||||||||
4. | A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | Y | |||||||||
NOBLE CORPORATION PLC | ||||||||||||||
Security | G65431101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NE | Meeting Date | 22-Apr-2016 | |||||||||||
ISIN | GB00BFG3KF26 | Agenda | 934339119 - Management | |||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | RE-ELECTION OF DIRECTOR: ASHLEY ALMANZA | Management | For | For | Y | |||||||||
2. | RE-ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | Management | For | For | Y | |||||||||
3. | RE-ELECTION OF DIRECTOR: JULIE H. EDWARDS | Management | For | For | Y | |||||||||
4. | RE-ELECTION OF DIRECTOR: GORDON T. HALL | Management | For | For | Y | |||||||||
5. | RE-ELECTION OF DIRECTOR: SCOTT D. JOSEY | Management | For | For | Y | |||||||||
6. | RE-ELECTION OF DIRECTOR: JON A. MARSHALL | Management | For | For | Y | |||||||||
7. | RE-ELECTION OF DIRECTOR: MARY P. RICCIARDELLO | Management | For | For | Y | |||||||||
8. | RE-ELECTION OF DIRECTOR: DAVID W. WILLIAMS | Management | For | For | Y | |||||||||
9. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
10. | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S UK STATUTORY AUDITOR | Management | For | For | Y | |||||||||
11. | AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS' COMPENSATION | Management | For | For | Y | |||||||||
12. | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
13. | AN ADVISORY VOTE ON THE COMPANY'S DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2015 | Management | For | For | Y | |||||||||
14. | APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE NOBLE CORPORATION PLC 2015 OMNIBUS INCENTIVE PLAN | Management | For | For | Y | |||||||||
OMEGA HEALTHCARE INVESTORS, INC. | ||||||||||||||
Security | 681936100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OHI | Meeting Date | 17-Jul-2015 | |||||||||||
ISIN | US6819361006 | Agenda | 934240615 - Management | |||||||||||
Record Date | 15-May-2015 | Holding Recon Date | 15-May-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jul-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | NORMAN R. BOBINS | For | For | Y | ||||||||||
2 | CRAIG R. CALLEN | For | For | Y | ||||||||||
3 | THOMAS F. FRANKE | For | For | Y | ||||||||||
4 | BERNARD J. KORMAN | For | For | Y | ||||||||||
2. | APPROVAL OF AN AMENDMENT TO OMEGA HEALTHCARE INVESTORS, INC.'S CHARTER TO DECLASSIFY OMEGA HEALTHCARE INVESTORS, INC.'S BOARD OF DIRECTORS AND PROVIDE THAT DIRECTORS SHALL BE ELECTED FOR ONE-YEAR TERMS. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF INDEPENDENT AUDITORS ERNST & YOUNG LLP. | Management | For | For | Y | |||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
OMNICARE, INC. | ||||||||||||||
Security | 681904108 | Meeting Type | Special | |||||||||||
Ticker Symbol | OCR | Meeting Date | 18-Aug-2015 | |||||||||||
ISIN | US6819041087 | Agenda | 934263702 - Management | |||||||||||
Record Date | 20-Jul-2015 | Holding Recon Date | 20-Jul-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Aug-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 20, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG OMNICARE, INC., A DELAWARE CORPORATION, CVS PHARMACY, INC., A RHODE ISLAND CORPORATION, AND TREE MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF CVS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | Y | |||||||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE "GOLDEN PARACHUTE" COMPENSATION THAT MAY BE PAYABLE TO OMNICARE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | For | For | Y | |||||||||
ONE GAS, INC | ||||||||||||||
Security | 68235P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OGS | Meeting Date | 26-May-2016 | |||||||||||
ISIN | US68235P1084 | Agenda | 934375850 - Management | |||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF CLASS II DIRECTOR: PIERCE H. NORTON II | Management | For | For | Y | |||||||||
1.2 | ELECTION OF CLASS II DIRECTOR: EDUARDO A. RODRIGUEZ | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONE GAS, INC. FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
ORBITAL ATK, INC. | ||||||||||||||
Security | 68557N103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OA | Meeting Date | 05-Aug-2015 | |||||||||||
ISIN | US68557N1037 | Agenda | 934252711 - Management | |||||||||||
Record Date | 08-Jun-2015 | Holding Recon Date | 08-Jun-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Aug-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ROXANNE J. DECYK | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: MARK W. DEYOUNG | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MARTIN C. FAGA | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: LENNARD A. FISK | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: RONALD R. FOGLEMAN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: ROBERT M. HANISEE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: RONALD T. KADISH | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: TIG H. KREKEL | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS L. MAINE | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: JAMES G. ROCHE | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR: HARRISON H. SCHMITT | Management | For | For | Y | |||||||||
1O. | ELECTION OF DIRECTOR: DAVID W. THOMPSON | Management | For | For | Y | |||||||||
1P. | ELECTION OF DIRECTOR: SCOTT L. WEBSTER | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ORBITAL ATK'S NAMED EXECUTIVE OFFICERS | Management | For | For | Y | |||||||||
3. | APPROVAL OF ORBITAL ATK, INC. 2015 STOCK INCENTIVE PLAN | Management | For | For | Y | |||||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
ORBITAL ATK, INC. | ||||||||||||||
Security | 68557N103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | OA | Meeting Date | 04-May-2016 | |||||||||||
ISIN | US68557N1037 | Agenda | 934349437 - Management | |||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ROXANNE J. DECYK | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: MARTIN C. FAGA | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: LENNARD A. FISK | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: RONALD R. FOGLEMAN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ROBERT M. HANISEE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RONALD T. KADISH | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: TIG H. KREKEL | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: DOUGLAS L. MAINE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: JAMES G. ROCHE | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: HARRISON H. SCHMITT | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR: DAVID W. THOMPSON | Management | For | For | Y | |||||||||
1O. | ELECTION OF DIRECTOR: SCOTT L. WEBSTER | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ORBITAL ATK'S NAMED EXECUTIVE OFFICERS | Management | For | For | Y | |||||||||
3. | APPROVAL OF ORBITAL ATK, INC. EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | Y | |||||||||
4. | APPROVAL OF ORBITAL ATK, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | Y | |||||||||
5. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
PACKAGING CORPORATION OF AMERICA | ||||||||||||||
Security | 695156109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PKG | Meeting Date | 17-May-2016 | |||||||||||
ISIN | US6951561090 | Agenda | 934360330 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: CHERYL K. BEEBE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DUANE C. FARRINGTON | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: HASAN JAMEEL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MARK W. KOWLZAN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT C. LYONS | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: THOMAS P. MAURER | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: SAMUEL M. MENCOFF | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: THOMAS S. SOULELES | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JAMES D. WOODRUM | Management | For | For | Y | |||||||||
2. | PROPOSAL TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS OUR AUDITORS. | Management | For | For | Y | |||||||||
PTC INC. | ||||||||||||||
Security | 69370C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PTC | Meeting Date | 02-Mar-2016 | |||||||||||
ISIN | US69370C1009 | Agenda | 934321011 - Management | |||||||||||
Record Date | 04-Jan-2016 | Holding Recon Date | 04-Jan-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Mar-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JANICE CHAFFIN | For | For | Y | ||||||||||
2 | DONALD GRIERSON | For | For | Y | ||||||||||
3 | JAMES HEPPELMANN | For | For | Y | ||||||||||
4 | KLAUS HOEHN | For | For | Y | ||||||||||
5 | PAUL LACY | For | For | Y | ||||||||||
6 | ROBERT SCHECHTER | For | For | Y | ||||||||||
7 | RENATO ZAMBONINI | For | For | Y | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | For | Y | |||||||||
3. | APPROVE AN INCREASE IN THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE 2000 EQUITY INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN. | Management | For | For | Y | |||||||||
5. | APPROVE OUR 2016 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | Y | |||||||||
6. | ADVISORY VOTE TO CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | Y | |||||||||
R.R. DONNELLEY & SONS COMPANY | ||||||||||||||
Security | 257867101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RRD | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US2578671016 | Agenda | 934386930 - Management | |||||||||||
Record Date | 01-Apr-2016 | Holding Recon Date | 01-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. QUINLAN III | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: SUSAN M. CAMERON | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CRANDALL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: SUSAN M. GIANINNO | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JUDITH H. HAMILTON | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JEFFREY M. KATZ | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RICHARD K. PALMER | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL T. RIORDAN | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: OLIVER R. SOCKWELL | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
4. | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE PAR VALUE OF THE COMMON STOCK. | Management | For | For | Y | |||||||||
5. | PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT, IN ITS DISCRETION, A REVERSE STOCK SPLIT OF THE OUTSTANDING AND TREASURY COMMON STOCK, AND A CONCURRENT DECREASE IN THE AUTHORIZED SHARE CAPITAL OF THE COMPANY, AND APPROVE CORRESPONDING AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | Y | |||||||||
6. | PROPOSAL TO AMEND, IN THE DISCRETION OF THE BOARD OF DIRECTORS, THE RESTATED CERTIFICATE OF INCORPORATION TO REVISE THE PROVISION FIXING THE SIZE OF THE BOARD OF DIRECTORS. | Management | For | For | Y | |||||||||
RAYMOND JAMES FINANCIAL, INC. | ||||||||||||||
Security | 754730109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RJF | Meeting Date | 18-Feb-2016 | |||||||||||
ISIN | US7547301090 | Agenda | 934320970 - Management | |||||||||||
Record Date | 23-Dec-2015 | Holding Recon Date | 23-Dec-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Feb-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: CHARLES G. VON ARENTSCHILDT | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: SHELLEY G. BROADER | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JEFFREY N. EDWARDS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: BENJAMIN C. ESTY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: FRANCIS S. GODBOLD | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: THOMAS A. JAMES | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: GORDON L. JOHNSON | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: PAUL C. REILLY | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: ROBERT P. SALTZMAN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: SUSAN N. STORY | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE 2015 EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN. | Management | For | For | Y | |||||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
REINSURANCE GROUP OF AMERICA, INC. | ||||||||||||||
Security | 759351604 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RGA | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US7593516047 | Agenda | 934370937 - Management | |||||||||||
Record Date | 16-Mar-2016 | Holding Recon Date | 16-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ANNA MANNING | For | For | Y | ||||||||||
2 | WILLIAM J. BARTLETT | For | For | Y | ||||||||||
3 | CHRISTINE R. DETRICK | For | For | Y | ||||||||||
4 | ALAN C. HENDERSON | For | For | Y | ||||||||||
5 | JOYCE A. PHILLIPS | For | For | Y | ||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
RESMED INC. | ||||||||||||||
Security | 761152107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RMD | Meeting Date | 19-Nov-2015 | |||||||||||
ISIN | US7611521078 | Agenda | 934285138 - Management | |||||||||||
Record Date | 22-Sep-2015 | Holding Recon Date | 22-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: PETER FARRELL | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: GARY PACE | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: RON TAYLOR | Management | For | For | Y | |||||||||
2. | RATIFY OUR APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2016. | Management | For | For | Y | |||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | Y | |||||||||
SIGNATURE BANK | ||||||||||||||
Security | 82669G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBNY | Meeting Date | 21-Apr-2016 | |||||||||||
ISIN | US82669G1040 | Agenda | 934352078 - Management | |||||||||||
Record Date | 02-Mar-2016 | Holding Recon Date | 02-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JOHN TAMBERLANE | For | For | Y | ||||||||||
2 | JUDITH A. HUNTINGTON | For | For | Y | ||||||||||
3 | DERRICK D. CEPHAS | For | For | Y | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
SIGNET JEWELERS LIMITED | ||||||||||||||
Security | G81276100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIG | Meeting Date | 17-Jun-2016 | |||||||||||
ISIN | BMG812761002 | Agenda | 934416202 - Management | |||||||||||
Record Date | 25-Apr-2016 | Holding Recon Date | 25-Apr-2016 | |||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 16-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: H. TODD STITZER | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: VIRGINIA DROSOS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DALE HILPERT | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MARK LIGHT | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: HELEN MCCLUSKEY | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: THOMAS PLASKETT | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: ROBERT STACK | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: EUGENIA ULASEWICZ | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: RUSSELL WALLS | Management | For | For | Y | |||||||||
2. | APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY. | Management | For | For | Y | |||||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | Y | |||||||||
SKYWORKS SOLUTIONS, INC. | ||||||||||||||
Security | 83088M102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SWKS | Meeting Date | 11-May-2016 | |||||||||||
ISIN | US83088M1027 | Agenda | 934381219 - Management | |||||||||||
Record Date | 17-Mar-2016 | Holding Recon Date | 17-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DAVID J. ALDRICH | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: KEVIN L. BEEBE | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY R. FUREY | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: CHRISTINE KING | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: DAVID P. MCGLADE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: DAVID J. MCLACHLAN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM | Management | For | For | Y | |||||||||
2. | TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Management | For | For | Y | |||||||||
4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE PROVISIONS RELATING TO THE AMENDMENT OF THE COMPANY'S BY-LAWS. | Management | For | For | Y | |||||||||
5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE PROVISIONS RELATING TO STOCKHOLDER APPROVAL OF A MERGER OR CONSOLIDATION, DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S ASSETS, OR ISSUANCE OF A SUBSTANTIAL AMOUNT OF THE COMPANY'S SECURITIES. | Management | For | For | Y | |||||||||
6. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE PROVISIONS RELATING TO STOCKHOLDER APPROVAL OF A BUSINESS COMBINATION WITH ANY RELATED PERSON. | Management | For | For | Y | |||||||||
7. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE PROVISION RELATING TO STOCKHOLDER AMENDMENT OF CHARTER PROVISIONS GOVERNING DIRECTORS. | Management | For | For | Y | |||||||||
8. | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE PROVISION RELATING TO STOCKHOLDER AMENDMENT OF THE CHARTER PROVISION GOVERNING ACTION BY STOCKHOLDERS. | Management | For | For | Y | |||||||||
SOTHEBY'S | ||||||||||||||
Security | 835898107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BID | Meeting Date | 06-May-2016 | |||||||||||
ISIN | US8358981079 | Agenda | 934346126 - Management | |||||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JESSICA M. BIBLIOWICZ | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: KEVIN C. CONROY | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DOMENICO DE SOLE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: THE DUKE OF DEVONSHIRE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: DANIEL S. LOEB | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: OLIVIER REZA | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: MARSHA E. SIMMS | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: THOMAS S. SMITH, JR. | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: DENNIS M. WEIBLING | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: HARRY J. WILSON | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | APPROVAL OF THE 2016 ANNUAL BONUS PLAN. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
TOLL BROTHERS, INC. | ||||||||||||||
Security | 889478103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TOL | Meeting Date | 08-Mar-2016 | |||||||||||
ISIN | US8894781033 | Agenda | 934327049 - Management | |||||||||||
Record Date | 20-Jan-2016 | Holding Recon Date | 20-Jan-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Mar-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ROBERT I. TOLL | For | For | Y | ||||||||||
2 | BRUCE E. TOLL | For | For | Y | ||||||||||
3 | DOUGLAS C. YEARLEY, JR. | For | For | Y | ||||||||||
4 | ROBERT S. BLANK | For | For | Y | ||||||||||
5 | EDWARD G. BOEHNE | For | For | Y | ||||||||||
6 | RICHARD J. BRAEMER | For | For | Y | ||||||||||
7 | CHRISTINE N. GARVEY | For | For | Y | ||||||||||
8 | CARL B. MARBACH | For | For | Y | ||||||||||
9 | JOHN A. MCLEAN | For | For | Y | ||||||||||
10 | STEPHEN A. NOVICK | For | For | Y | ||||||||||
11 | PAUL E. SHAPIRO | For | For | Y | ||||||||||
2. | THE RATIFICATION OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
3. | THE APPROVAL, IN AN ADVISORY AND NON- BINDING VOTE, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Management | For | For | Y | |||||||||
4. | THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK INCENTIVE PLAN FOR NON-EXECUTIVE DIRECTORS (2016). | Management | For | For | Y | |||||||||
5. | THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S SECOND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO PROVIDE THAT THE COMPANY'S STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH OR WITHOUT CAUSE. | Management | For | For | Y | |||||||||
TOWERS WATSON & CO | ||||||||||||||
Security | 891894107 | Meeting Type | Special | |||||||||||
Ticker Symbol | TW | Meeting Date | 11-Dec-2015 | |||||||||||
ISIN | US8918941076 | Agenda | 934290583 - Management | |||||||||||
Record Date | 01-Oct-2015 | Holding Recon Date | 01-Oct-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 29, 2015, BY AND AMONG WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY, CITADEL MERGER SUB, INC. AND TOWERS WATSON & CO. (THE "MERGER AGREEMENT") AND THE TRANSACTIONS CONTEMPLATED THEREBY (PROPOSAL 1). | Management | For | For | Y | |||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN TOWERS WATSON & CO. AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT (PROPOSAL 2). | Management | For | For | Y | |||||||||
3. | TO APPROVE THE ADJOURNMENT OF THE TOWERS WATSON SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT ADDITIONAL VOTES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE TOWERS WATSON SPECIAL MEETING TO APPROVE PROPOSAL 1 (PROPOSAL 3). | Management | For | For | Y | |||||||||
TREEHOUSE FOODS, INC. | ||||||||||||||
Security | 89469A104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | THS | Meeting Date | 28-Apr-2016 | |||||||||||
ISIN | US89469A1043 | Agenda | 934336745 - Management | |||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: GEORGE V. BAYLY | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: GARY D. SMITH | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For | Y | |||||||||
3. | TO PROVIDE AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
UGI CORPORATION | ||||||||||||||
Security | 902681105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UGI | Meeting Date | 28-Jan-2016 | |||||||||||
ISIN | US9026811052 | Agenda | 934310739 - Management | |||||||||||
Record Date | 12-Nov-2015 | Holding Recon Date | 12-Nov-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jan-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: M.S. BORT | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: R.W. GOCHNAUER | Management | For | For | Y | |||||||||
1.3 | ELECTION OF DIRECTOR: F.S. HERMANCE | Management | For | For | Y | |||||||||
1.4 | ELECTION OF DIRECTOR: E.E. JONES | Management | For | For | Y | |||||||||
1.5 | ELECTION OF DIRECTOR: A. POL | Management | For | For | Y | |||||||||
1.6 | ELECTION OF DIRECTOR: M.O. SCHLANGER | Management | For | For | Y | |||||||||
1.7 | ELECTION OF DIRECTOR: J.B. STALLINGS, JR. | Management | For | For | Y | |||||||||
1.8 | ELECTION OF DIRECTOR: R.B. VINCENT | Management | For | For | Y | |||||||||
1.9 | ELECTION OF DIRECTOR: J.L. WALSH | Management | For | For | Y | |||||||||
2. | PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
UNITED THERAPEUTICS CORPORATION | ||||||||||||||
Security | 91307C102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UTHR | Meeting Date | 21-Jun-2016 | |||||||||||
ISIN | US91307C1027 | Agenda | 934413915 - Management | |||||||||||
Record Date | 27-Apr-2016 | Holding Recon Date | 27-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: CHRISTOPHER CAUSEY | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: RICHARD GILTNER | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JUDY OLIAN | Management | For | For | Y | |||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
UNIVERSAL HEALTH SERVICES, INC. | ||||||||||||||
Security | 913903100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UHS | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US9139031002 | Agenda | 934374290 - Management | |||||||||||
Record Date | 22-Mar-2016 | Holding Recon Date | 22-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | ROBERT H. HOTZ | For | For | Y | ||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | TO ACT ON A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | Y | |||||||||
VCA INC. | ||||||||||||||
Security | 918194101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOOF | Meeting Date | 14-Apr-2016 | |||||||||||
ISIN | US9181941017 | Agenda | 934334347 - Management | |||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: ROBERT L. ANTIN | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
VISTA OUTDOOR INC | ||||||||||||||
Security | 928377100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VSTO | Meeting Date | 11-Aug-2015 | |||||||||||
ISIN | US9283771007 | Agenda | 934253357 - Management | |||||||||||
Record Date | 16-Jun-2015 | Holding Recon Date | 16-Jun-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Aug-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | MICHAEL CALLAHAN | For | For | Y | ||||||||||
2 | GARY MCARTHUR | For | For | Y | ||||||||||
3 | ROBERT TAROLA | For | For | Y | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE 2015 COMPENSATION OF VISTA OUTDOOR'S NAMED EXECUTIVE OFFICERS | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | Y | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF VISTA OUTDOOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
W. R. BERKLEY CORPORATION | ||||||||||||||
Security | 084423102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WRB | Meeting Date | 25-May-2016 | |||||||||||
ISIN | US0844231029 | Agenda | �� | 934386548 - Management | ||||||||||
Record Date | 29-Mar-2016 | Holding Recon Date | 29-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: W. ROBERT ("ROB") BERKLEY, JR. | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: MARY C. FARRELL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MARK E. BROCKBANK | Management | For | For | Y | |||||||||
2. | APPROVAL OF THE W. R. BERKLEY CORPORATION AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | Y | |||||||||
3. | NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY" VOTE. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
WESTERN REFINING, INC. | ||||||||||||||
Security | 959319104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WNR | Meeting Date | 17-Jun-2016 | |||||||||||
ISIN | US9593191045 | Agenda | 934404512 - Management | |||||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: PAUL L. FOSTER | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: L. FREDERICK FRANCIS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. HASSLER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: BRIAN J. HOGAN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JEFF A. STEVENS | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: SCOTT D. WEAVER | Management | For | For | Y | |||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
WESTROCK COMPANY | ||||||||||||||
Security | 96145D105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WRK | Meeting Date | 02-Feb-2016 | |||||||||||
ISIN | US96145D1054 | Agenda | 934314307 - Management | |||||||||||
Record Date | 08-Dec-2015 | Holding Recon Date | 08-Dec-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Feb-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: J. POWELL BROWN | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: TERRELL K. CREWS | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: RUSSELL M. CURREY | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: G. STEPHEN FELKER | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: LAWRENCE L. GELLERSTEDT III | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: GRACIA C. MARTORE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JAMES E. NEVELS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: TIMOTHY H. POWERS | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: STEVEN C. VOORHEES | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: BETTINA M. WHYTE | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR: ALAN D. WILSON | Management | For | For | Y | |||||||||
2. | TO APPROVE THE ADOPTION OF THE WESTROCK COMPANY EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE ADOPTION OF THE WESTROCK COMPANY 2016 INCENTIVE STOCK PLAN. | Management | For | For | Y | |||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WESTROCK COMPANY. | Management | For | For | Y | |||||||||
5. | THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
WILLIS TOWERS WATSON PUBLIC LIMITED CO. | ||||||||||||||
Security | G96629103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WLTW | Meeting Date | 10-Jun-2016 | |||||||||||
ISIN | Agenda | 934407657 - Management | ||||||||||||
Record Date | 15-Apr-2016 | Holding Recon Date | 15-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DOMINIC CASSERLEY | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. HALEY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JAMES F. MCCANN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JAYMIN PATEL | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: LINDA D. RABBITT | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: PAUL THOMAS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: WILHELM ZELLER | Management | For | For | Y | |||||||||
2. | TO RATIFY, ON AN ADVISORY BASIS, THE REAPPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITOR UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND AUTHORIZE IN A BINDING VOTE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND RISK COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For | Y | |||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY 2012 EQUITY INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE 2012 PLAN AND APPROVE MATERIAL TERMS UNDER CODE SECTION 162(M). | Management | For | For | Y | |||||||||
5. | TO APPROVE AN AMENDMENT TO THE WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY AMENDED AND RESTATED 2010 NORTH AMERICAN EMPLOYEE STOCK PURCHASE PLAN, INCLUDING TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE ESPP. | Management | For | For | Y | |||||||||
6. | TO RENEW THE BOARD'S AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | Y | |||||||||
7. | TO RENEW THE BOARD'S AUTHORITY TO OPT OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | Y |
Wright Major Blue Chip Equity Fund | ||||||||||||||
ALTRIA GROUP, INC. | ||||||||||||||
Security | 02209S103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MO | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US02209S1033 | Agenda | 934367497 - Management | |||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL - REPORT ON TOBACCO PRODUCT CONSTITUENTS AND INGREDIENTS AND THEIR POTENTIAL HEALTH CONSEQUENCES | Shareholder | Against | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL - PARTICIPATION IN MEDIATION OF ANY ALLEGED HUMAN RIGHTS VIOLATIONS INVOLVING ALTRIA'S OPERATIONS | Shareholder | Against | For | Y | |||||||||
AMGEN INC. | ||||||||||||||
Security | 031162100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMGN | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US0311621009 | Agenda | 934360645 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. DAVID BALTIMORE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK J. BIONDI, JR. | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. BRADWAY | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANCOIS DE CARBONNEL | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. ECKERT | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. GREG C. GARLAND | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRED HASSAN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. REBECCA M. HENDERSON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK C. HERRINGER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. TYLER JACKS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MS. JUDITH C. PELHAM | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. RONALD D. SUGAR | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. R. SANDERS WILLIAMS | Management | For | For | Y | |||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL TO CHANGE THE VOTING STANDARD APPLICABLE TO NON-BINDING PROPOSALS SUBMITTED BY STOCKHOLDERS. | Shareholder | Against | For | Y | |||||||||
ANTHEM, INC. | ||||||||||||||
Security | 036752103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ANTM | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US0367521038 | Agenda | 934362738 - Management | |||||||||||
Record Date | 18-Mar-2016 | Holding Recon Date | 18-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JOSEPH R. SWEDISH | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ELIZABETH E. TALLETT | Management | For | For | Y | |||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
4. | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING LOBBYING DISCLOSURE. | Shareholder | For | Against | Y | |||||||||
APPLE INC. | ||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2016 | |||||||||||
ISIN | US0378331005 | Agenda | 934319016 - Management | |||||||||||
Record Date | 28-Dec-2015 | Holding Recon Date | 28-Dec-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | Y | |||||||||
3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | For | For | Y | |||||||||
5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" | Shareholder | Against | For | Y | |||||||||
6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Against | For | Y | |||||||||
7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS" | Shareholder | Against | For | Y | |||||||||
8. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Against | For | Y | |||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 29-Apr-2016 | |||||||||||
ISIN | US00206R1023 | Agenda | 934335969 - Management | |||||||||||
Record Date | 01-Mar-2016 | Holding Recon Date | 01-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | Y | |||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | Y | |||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | APPROVAL OF 2016 INCENTIVE PLAN. | Management | For | For | Y | |||||||||
5. | POLITICAL SPENDING REPORT. | Shareholder | For | Against | Y | |||||||||
6. | LOBBYING REPORT. | Shareholder | For | Against | Y | |||||||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | Y | |||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||
Security | 060505104 | Meeting Type | Special | |||||||||||
Ticker Symbol | BAC | Meeting Date | 22-Sep-2015 | |||||||||||
ISIN | US0605051046 | Agenda | 934269172 - Management | |||||||||||
Record Date | 10-Aug-2015 | Holding Recon Date | 10-Aug-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
01 | RESOLVED, THAT THE BANK OF AMERICA CORPORATION STOCKHOLDERS HEREBY RATIFY THE OCTOBER 1, 2014 AMENDMENTS TO THE COMPANY'S BYLAWS THAT PERMIT THE COMPANY'S BOARD OF DIRECTORS THE DISCRETION TO DETERMINE THE BOARD'S LEADERSHIP STRUCTURE, INCLUDING APPOINTING AN INDEPENDENT CHAIRMAN, OR APPOINTING A LEAD INDEPENDENT DIRECTOR WHEN THE CHAIRMAN IS NOT AN INDEPENDENT DIRECTOR. | Management | For | For | ||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BAC | Meeting Date | 27-Apr-2016 | |||||||||||
ISIN | US0605051046 | Agenda | 934341568 - Management | |||||||||||
Record Date | 02-Mar-2016 | Holding Recon Date | 02-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | Y | |||||||||
2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | Management | For | For | Y | |||||||||
3. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | Against | For | Y | |||||||||
CITIGROUP INC. | ||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||
Ticker Symbol | C | Meeting Date | 26-Apr-2016 | |||||||||||
ISIN | US1729674242 | Agenda | 934339183 - Management | |||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | Y | |||||||||
1O. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | Y | |||||||||
1P. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | Y | |||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. | Management | For | For | Y | |||||||||
5. | APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN. | Management | For | For | Y | |||||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP. | Shareholder | Against | For | Y | |||||||||
7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | For | Against | Y | |||||||||
8. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE. | Shareholder | Against | For | Y | |||||||||
9. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY. | Shareholder | Against | For | Y | |||||||||
10. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For | Y | |||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||
Security | 192446102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CTSH | Meeting Date | 15-Jun-2016 | |||||||||||
ISIN | US1924461023 | Agenda | 934408229 - Management | |||||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MAUREEN BREAKIRON- EVANS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JONATHAN CHADWICK | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOHN N. FOX, JR. | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JOHN E. KLEIN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: LEO S. MACKAY, JR. | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: LAKSHMI NARAYANAN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: THOMAS M. WENDEL | Management | For | For | Y | |||||||||
2. | APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | Y | |||||||||
COMCAST CORPORATION | ||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMCSA | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US20030N1019 | Agenda | 934357460 - Management | |||||||||||
Record Date | 10-Mar-2016 | Holding Recon Date | 10-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | KENNETH J. BACON | For | For | Y | ||||||||||
2 | MADELINE S. BELL | For | For | Y | ||||||||||
3 | SHELDON M. BONOVITZ | For | For | Y | ||||||||||
4 | EDWARD D. BREEN | For | For | Y | ||||||||||
5 | JOSEPH J. COLLINS | For | For | Y | ||||||||||
6 | GERALD L. HASSELL | For | For | Y | ||||||||||
7 | JEFFREY A. HONICKMAN | For | For | Y | ||||||||||
8 | EDUARDO MESTRE | For | For | Y | ||||||||||
9 | BRIAN L. ROBERTS | For | For | Y | ||||||||||
10 | JOHNATHAN A. RODGERS | For | For | Y | ||||||||||
11 | DR. JUDITH RODIN | For | For | Y | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | Y | |||||||||
3. | APPROVAL OF OUR AMENDED AND RESTATED 2002 RESTRICTED STOCK PLAN | Management | For | For | Y | |||||||||
4. | APPROVAL OF OUR AMENDED AND RESTATED 2003 STOCK OPTION PLAN | Management | For | For | Y | |||||||||
5. | APPROVAL OF THE AMENDED AND RESTATED COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | Y | |||||||||
6. | APPROVAL OF THE AMENDED AND RESTATED COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | Y | |||||||||
7. | TO PROVIDE A LOBBYING REPORT | Shareholder | For | Against | Y | |||||||||
8. | TO PROHIBIT ACCELERATED VESTING OF STOCK UPON A CHANGE IN CONTROL | Shareholder | Against | For | Y | |||||||||
9. | TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | Y | |||||||||
10. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | Against | For | Y | |||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US1266501006 | Agenda | 934366584 - Management | |||||||||||
Record Date | 24-Mar-2016 | Holding Recon Date | 24-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | Y | |||||||||
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | For | Against | Y | |||||||||
5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | Y | |||||||||
DISCOVER FINANCIAL SERVICES | ||||||||||||||
Security | 254709108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DFS | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US2547091080 | Agenda | 934355694 - Management | |||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: CANDACE H. DUNCAN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOSEPH F. EAZOR | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: DAVID W. NELMS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: MARK A. THIERER | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
DOLLAR GENERAL CORPORATION | ||||||||||||||
Security | 256677105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DG | Meeting Date | 25-May-2016 | |||||||||||
ISIN | US2566771059 | Agenda | 934368160 - Management | |||||||||||
Record Date | 17-Mar-2016 | Holding Recon Date | 17-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: WARREN F. BRYANT | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL M. CALBERT | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: SANDRA B. COCHRAN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: PATRICIA D. FILI- KRUSHEL | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: PAULA A. PRICE | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: TODD J. VASOS | Management | For | For | Y | |||||||||
2. | TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | For | For | Y | |||||||||
FACEBOOK INC. | ||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FB | Meeting Date | 20-Jun-2016 | |||||||||||
ISIN | US30303M1027 | Agenda | 934444946 - Management | |||||||||||
Record Date | 29-Apr-2016 | Holding Recon Date | 29-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | MARC L. ANDREESSEN | For | For | Y | ||||||||||
2 | ERSKINE B. BOWLES | For | For | Y | ||||||||||
3 | S.D. DESMOND-HELLMANN | For | For | Y | ||||||||||
4 | REED HASTINGS | For | For | Y | ||||||||||
5 | JAN KOUM | For | For | Y | ||||||||||
6 | SHERYL K. SANDBERG | For | For | Y | ||||||||||
7 | PETER A. THIEL | For | For | Y | ||||||||||
8 | MARK ZUCKERBERG | For | For | Y | ||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Management | For | For | Y | |||||||||
4. | TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013. | Management | For | For | Y | |||||||||
5. | TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015. | Management | For | For | Y | |||||||||
6. | TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | Y | |||||||||
7A. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | Management | For | For | Y | |||||||||
7B. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000. | Management | For | For | Y | |||||||||
7C. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP. | Management | For | For | Y | |||||||||
7D. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS. | Management | For | For | Y | |||||||||
8. | TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. | Management | For | For | Y | |||||||||
9. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | Y | |||||||||
10. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | Y | |||||||||
11. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | For | Against | Y | |||||||||
12. | A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE. | Shareholder | Against | For | Y | |||||||||
13. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | For | Y | |||||||||
FOOT LOCKER, INC. | ||||||||||||||
Security | 344849104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FL | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US3448491049 | Agenda | 934369085 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: MAXINE CLARK | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: ALAN D. FELDMAN | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: JAROBIN GILBERT, JR. | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: RICHARD A. JOHNSON | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: GUILLERMO G. MARMOL | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR TO SERVE FOR ONE- YEAR TERM: DONA D. YOUNG | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
3. | REAPPROVAL OF THE PERFORMANCE GOALS UNDER THE FOOT LOCKER ANNUAL INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | Y | |||||||||
4. | APPROVAL OF THE FOOT LOCKER LONG-TERM INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | For | Y | |||||||||
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
6. | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | 3 Years | Against | Y | |||||||||
GILEAD SCIENCES, INC. | ||||||||||||||
Security | 375558103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GILD | Meeting Date | 11-May-2016 | |||||||||||
ISIN | US3755581036 | Agenda | 934355567 - Management | |||||||||||
Record Date | 16-Mar-2016 | Holding Recon Date | 16-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | Y | |||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. | Management | For | For | Y | |||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | Y | |||||||||
5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | Y | |||||||||
INTEL CORPORATION | ||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INTC | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US4581401001 | Agenda | 934362168 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ANEEL BHUSRI | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | Y | |||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL ON IMPLEMENTING PRINCIPLES ENTITLED "HOLY LAND PRINCIPLES" | Shareholder | Against | For | Y | |||||||||
5. | STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | Y | |||||||||
6. | STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD | Shareholder | Against | For | Y | |||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IBM | Meeting Date | 26-Apr-2016 | |||||||||||
ISIN | US4592001014 | Agenda | 934338092 - Management | |||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.E. SPERO | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER | Management | For | For | Y | |||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 55) | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 58) | Shareholder | For | Against | Y | |||||||||
5. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 59) | Shareholder | Against | For | Y | |||||||||
6. | STOCKHOLDER PROPOSAL TO HAVE AN INDEPENDENT BOARD CHAIRMAN (PAGE 60) | Shareholder | For | Against | Y | |||||||||
JOHNSON & JOHNSON | ||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | |||||||||||
ISIN | US4781601046 | Agenda | 934340984 - Management | |||||||||||
Record Date | 01-Mar-2016 | Holding Recon Date | 01-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | Y | |||||||||
3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE | Shareholder | Against | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Shareholder | For | Against | Y | |||||||||
6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE | Shareholder | For | Against | Y | |||||||||
7. | SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES | Shareholder | Against | For | Y | |||||||||
JPMORGAN CHASE & CO. | ||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JPM | Meeting Date | 17-May-2016 | |||||||||||
ISIN | US46625H1005 | Agenda | 934367257 - Management | |||||||||||
Record Date | 18-Mar-2016 | Holding Recon Date | 18-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | Y | |||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
4. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR | Shareholder | For | Against | Y | |||||||||
5. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS | Shareholder | Against | For | Y | |||||||||
6. | VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE | Shareholder | Against | For | Y | |||||||||
7. | APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE | Shareholder | Against | For | Y | |||||||||
8. | CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW | Shareholder | Against | For | Y | |||||||||
9. | EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION | Shareholder | Against | For | Y | |||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LMT | Meeting Date | 28-Apr-2016 | |||||||||||
ISIN | US5398301094 | Agenda | 934341544 - Management | |||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DANIEL F. AKERSON | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: ROSALIND G. BREWER | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: DAVID B. BURRITT | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: BRUCE A. CARLSON | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: JAMES M. LOY | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: ANNE STEVENS | Management | For | For | Y | |||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2016 | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY") | Management | For | For | Y | |||||||||
4. | MANAGEMENT PROPOSAL TO RE-APPROVE PERFORMANCE GOALS FOR THE 2011 INCENTIVE PERFORMANCE AWARD PLAN | Management | For | For | Y | |||||||||
5. | STOCKHOLDER PROPOSAL ON SPECIAL MEETING STOCK OWNERSHIP THRESHOLD | Shareholder | For | Against | Y | |||||||||
MARATHON PETROLEUM CORPORATION | ||||||||||||||
Security | 56585A102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MPC | Meeting Date | 27-Apr-2016 | |||||||||||
ISIN | US56585A1025 | Agenda | 934341582 - Management | |||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | EVAN BAYH | For | For | Y | ||||||||||
2 | CHARLES E. BUNCH | For | For | Y | ||||||||||
3 | FRANK M. SEMPLE | For | For | Y | ||||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2016. | Management | For | For | Y | |||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF AN ALTERNATIVE SHAREHOLDER PROXY ACCESS BYLAW TO THE COMPANY'S EXISTING PROXY ACCESS BYLAW. | Shareholder | Against | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL SEEKING CERTAIN SAFETY AND ENVIRONMENTAL INCIDENT REPORTS. | Shareholder | Against | For | Y | |||||||||
6. | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. | Shareholder | Against | For | Y | |||||||||
MASTERCARD INCORPORATED | ||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MA | Meeting Date | 28-Jun-2016 | |||||||||||
ISIN | US57636Q1040 | Agenda | 934417280 - Management | |||||||||||
Record Date | 29-Apr-2016 | Holding Recon Date | 29-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | Y | |||||||||
2. | ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2016 | Management | For | For | Y | |||||||||
METLIFE, INC. | ||||||||||||||
Security | 59156R108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MET | Meeting Date | 14-Jun-2016 | |||||||||||
ISIN | US59156R1086 | Agenda | 934405425 - Management | |||||||||||
Record Date | 19-Apr-2016 | Holding Recon Date | 19-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: CHERYL W. GRISE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: EDWARD J. KELLY, III | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM E. KENNARD | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: DENISE M. MORRISON | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: LULU C. WANG | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO ADOPT A BY-LAW DESIGNATING DELAWARE THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS | Management | For | For | Y | |||||||||
3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016 | Management | For | For | Y | |||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR | Shareholder | For | Against | Y | |||||||||
6. | SHAREHOLDER PROPOSAL TO ADOPT SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | Y | |||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 02-Dec-2015 | |||||||||||
ISIN | US5949181045 | Agenda | 934290329 - Management | |||||||||||
Record Date | 02-Oct-2015 | Holding Recon Date | 02-Oct-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Dec-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 | Management | For | For | Y | |||||||||
MONSTER BEVERAGE CORPORATION | ||||||||||||||
Security | 61174X109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MNST | Meeting Date | 07-Aug-2015 | |||||||||||
ISIN | US61174X1090 | Agenda | 934253953 - Management | |||||||||||
Record Date | 17-Jun-2015 | Holding Recon Date | 17-Jun-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Aug-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | RODNEY C. SACKS | For | For | Y | ||||||||||
2 | HILTON H. SCHLOSBERG | For | For | Y | ||||||||||
3 | MARK J. HALL | For | For | Y | ||||||||||
4 | NORMAN C. EPSTEIN | For | For | Y | ||||||||||
5 | GARY P. FAYARD | For | For | Y | ||||||||||
6 | BENJAMIN M. POLK | For | For | Y | ||||||||||
7 | SYDNEY SELATI | For | For | Y | ||||||||||
8 | HAROLD C. TABER, JR. | For | For | Y | ||||||||||
9 | KATHY N. WALLER | For | For | Y | ||||||||||
10 | MARK S. VIDERGAUZ | For | For | Y | ||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | Y | |||||||||
MORGAN STANLEY | ||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MS | Meeting Date | 17-May-2016 | |||||||||||
ISIN | US6174464486 | Agenda | 934366673 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ALISTAIR DARLING | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | Y | |||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For | Y | |||||||||
3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | For | For | Y | |||||||||
4. | TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND ADD PERFORMANCE MEASURES FOR CERTAIN AWARDS | Management | For | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING | Shareholder | Against | For | Y | |||||||||
6. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE | Shareholder | Against | For | Y | |||||||||
NASDAQ, INC. | ||||||||||||||
Security | 631103108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NDAQ | Meeting Date | 05-May-2016 | |||||||||||
ISIN | US6311031081 | Agenda | 934350822 - Management | |||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: STEVEN D. BLACK | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: BORJE E. EKHOLM | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ROBERT GREIFELD | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ESSA KAZIM | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: THOMAS A. KLOET | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: LARS R. WEDENBORN | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 | Management | For | For | Y | |||||||||
4. | A STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | For | Y | ||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEE | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US65339F1012 | Agenda | 934364681 - Management | |||||||||||
Record Date | 23-Mar-2016 | Holding Recon Date | 23-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: NAREN K. GURSAHANEY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | Y | |||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | Y | |||||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | Y | |||||||||
4. | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION UNDER THE NEXTERA ENERGY, INC. AMENDED AND RESTATED 2011 LONG TERM INCENTIVE PLAN | Management | For | For | Y | |||||||||
5. | A PROPOSAL BY THE COMPTROLLER OF THE STATE OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED "POLITICAL CONTRIBUTION DISCLOSURE" TO REQUEST SEMIANNUAL REPORTS DISCLOSING POLITICAL CONTRIBUTION POLICIES AND EXPENDITURES | Shareholder | For | Against | Y | |||||||||
6. | A PROPOSAL BY MYRA YOUNG ENTITLED "SHAREHOLDER PROXY ACCESS" TO REQUEST THE NEXTERA ENERGY BOARD OF DIRECTORS TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW | Shareholder | Against | For | Y | |||||||||
7. | A PROPOSAL BY ALAN FARAGO AND LISA VERSACI ENTITLED "REPORT ON RANGE OF PROJECTED SEA LEVEL RISE/CLIMATE CHANGE IMPACTS" TO REQUEST AN ANNUAL REPORT OF MATERIAL RISKS AND COSTS OF SEA LEVEL RISE TO COMPANY OPERATIONS, FACILITIES AND MARKETS | Shareholder | Against | For | Y | |||||||||
NORTHROP GRUMMAN CORPORATION | ||||||||||||||
Security | 666807102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOC | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US6668071029 | Agenda | 934367207 - Management | |||||||||||
Record Date | 22-Mar-2016 | Holding Recon Date | 22-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MARIANNE C. BROWN | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: MADELEINE A. KLEINER | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: GARY ROUGHEAD | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | Y | |||||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
ORACLE CORPORATION | ||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ORCL | Meeting Date | 18-Nov-2015 | |||||||||||
ISIN | US68389X1054 | Agenda | 934283083 - Management | |||||||||||
Record Date | 21-Sep-2015 | Holding Recon Date | 21-Sep-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Nov-2015 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | JEFFREY S. BERG | For | For | Y | ||||||||||
2 | H. RAYMOND BINGHAM | For | For | Y | ||||||||||
3 | MICHAEL J. BOSKIN | For | For | Y | ||||||||||
4 | SAFRA A. CATZ | For | For | Y | ||||||||||
5 | BRUCE R. CHIZEN | For | For | Y | ||||||||||
6 | GEORGE H. CONRADES | For | For | Y | ||||||||||
7 | LAWRENCE J. ELLISON | For | For | Y | ||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | Y | ||||||||||
9 | JEFFREY O. HENLEY | For | For | Y | ||||||||||
10 | MARK V. HURD | For | For | Y | ||||||||||
11 | LEON E. PANETTA | For | For | Y | ||||||||||
12 | NAOMI O. SELIGMAN | For | For | Y | ||||||||||
2. | RE-APPROVAL OF THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
5. | STOCKHOLDER PROPOSAL REGARDING RENEWABLE ENERGY TARGETS. | Shareholder | Against | For | Y | |||||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | Y | |||||||||
7. | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. | Shareholder | Against | For | Y | |||||||||
8. | STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF THE GOVERNANCE GUIDELINES. | Shareholder | Against | For | Y | |||||||||
9. | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. | Shareholder | Against | For | Y | |||||||||
10. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. | Shareholder | For | Against | Y | |||||||||
PFIZER INC. | ||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PFE | Meeting Date | 28-Apr-2016 | |||||||||||
ISIN | US7170811035 | Agenda | 934341203 - Management | |||||||||||
Record Date | 01-Mar-2016 | Holding Recon Date | 01-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | Y | |||||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | For | For | Y | |||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | For | Against | Y | |||||||||
5. | SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS | Shareholder | Against | For | Y | |||||||||
6. | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | Y | |||||||||
7. | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | Shareholder | Against | For | Y | |||||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PM | Meeting Date | 04-May-2016 | |||||||||||
ISIN | US7181721090 | Agenda | 934347370 - Management | |||||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: WERNER GEISSLER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: JUN MAKIHARA | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: FREDERIK PAULSEN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY | Shareholder | Against | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS | Shareholder | Against | For | Y | |||||||||
PHILLIPS 66 | ||||||||||||||
Security | 718546104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PSX | Meeting Date | 04-May-2016 | |||||||||||
ISIN | US7185461040 | Agenda | 934345984 - Management | |||||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: GREG C. GARLAND | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: JOHN E. LOWE | Management | For | For | Y | |||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
3. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
4. | TO CONSIDER AND VOTE ON A MANAGEMENT PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS OVER THE NEXT THREE YEARS. | Management | For | For | Y | |||||||||
PVH CORP. | ||||||||||||||
Security | 693656100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PVH | Meeting Date | 16-Jun-2016 | |||||||||||
ISIN | US6936561009 | Agenda | 934424463 - Management | |||||||||||
Record Date | 22-Apr-2016 | Holding Recon Date | 22-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: MARY BAGLIVO | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: BRENT CALLINICOS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: EMANUEL CHIRICO | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: JUAN R. FIGUEREO | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOSEPH B. FULLER | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: V. JAMES MARINO | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: G. PENNY MCINTYRE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: HENRY NASELLA | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: EDWARD R. ROSENFELD | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: CRAIG RYDIN | Management | For | For | Y | |||||||||
2. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF AUDITORS. | Management | For | For | Y | |||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SLB | Meeting Date | 06-Apr-2016 | |||||||||||
ISIN | AN8068571086 | Agenda | 934332545 - Management | |||||||||||
Record Date | 17-Feb-2016 | Holding Recon Date | 17-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | Y | |||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | TO APPROVE THE COMPANY'S 2015 FINANCIAL STATEMENTS AND THE BOARD'S 2015 DECLARATIONS OF DIVIDENDS. | Management | For | For | Y | |||||||||
4. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
5. | TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW THE BOARD TO FIX THE AUTHORIZED NUMBER OF DIRECTORS AT A MEETING SUBJECT TO STOCKHOLDER APPROVAL AND TO REFLECT CHANGES TO THE CURACAO CIVIL CODE. | Management | For | For | Y | |||||||||
6. | TO APPROVE A RESOLUTION TO FIX THE NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS AT NOT MORE THAN 12, SUBJECT TO APPROVAL OF ITEM 5. | Management | For | For | Y | |||||||||
7. | TO APPROVE OUR AMENDED AND RESTATED FRENCH SUB-PLAN FOR PURPOSES OF QUALIFICATION UNDER FRENCH LAW, TO PROVIDE RECIPIENTS OF EQUITY GRANTS THEREUNDER WITH PREFERENTIAL TAX TREATMENT UNDER FRENCH LAW. | Management | For | For | Y | |||||||||
SOUTHWEST AIRLINES CO. | ||||||||||||||
Security | 844741108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LUV | Meeting Date | 18-May-2016 | |||||||||||
ISIN | US8447411088 | Agenda | 934378743 - Management | |||||||||||
Record Date | 22-Mar-2016 | Holding Recon Date | 22-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOHN G. DENISON | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: THOMAS W. GILLIGAN | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: RON RICKS | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
4. | ADVISORY VOTE ON SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDER PROXY ACCESS BYLAW. | Shareholder | Against | For | Y | |||||||||
THE BOEING COMPANY | ||||||||||||||
Security | 097023105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BA | Meeting Date | 02-May-2016 | |||||||||||
ISIN | US0970231058 | Agenda | 934340883 - Management | |||||||||||
Record Date | 03-Mar-2016 | Holding Recon Date | 03-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | Y | |||||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016. | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL: FURTHER REPORT ON LOBBYING ACTIVITIES. | �� | Shareholder | For | Against | Y | ||||||||
5. | SHAREHOLDER PROPOSAL: SPECIAL SHAREOWNER MEETINGS. | Shareholder | For | Against | Y | |||||||||
6. | SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | Y | |||||||||
7. | SHAREHOLDER PROPOSAL: ARMS SALES TO ISRAEL. | Shareholder | Against | For | Y | |||||||||
THE DOW CHEMICAL COMPANY | ||||||||||||||
Security | 260543103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DOW | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US2605431038 | Agenda | 934362485 - Management | |||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
4. | STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS. | Shareholder | Against | For | Y | |||||||||
THE HOME DEPOT, INC. | ||||||||||||||
Security | 437076102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HD | Meeting Date | 19-May-2016 | |||||||||||
ISIN | US4370761029 | Agenda | 934359907 - Management | |||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | Y | |||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For | Y | |||||||||
5. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 10% OF OUTSTANDING SHARES | Shareholder | Against | For | Y | |||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||
Security | 743315103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PGR | Meeting Date | 13-May-2016 | |||||||||||
ISIN | US7433151039 | Agenda | 934370812 - Management | |||||||||||
Record Date | 16-Mar-2016 | Holding Recon Date | 16-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1.1 | ELECTION OF DIRECTOR: STUART B. BURGDOERFER | Management | For | For | Y | |||||||||
1.2 | ELECTION OF DIRECTOR: CHARLES A. DAVIS | Management | For | For | Y | |||||||||
1.3 | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | Y | |||||||||
1.4 | ELECTION OF DIRECTOR: LAWTON W. FITT | Management | For | For | Y | |||||||||
1.5 | ELECTION OF DIRECTOR: JEFFREY D. KELLY | Management | For | For | Y | |||||||||
1.6 | ELECTION OF DIRECTOR: PATRICK H. NETTLES, PH.D. | Management | For | For | Y | |||||||||
1.7 | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | Y | |||||||||
1.8 | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. | Management | For | For | Y | |||||||||
1.9 | ELECTION OF DIRECTOR: BARBARA R. SNYDER | Management | For | For | Y | |||||||||
2. | ADOPT AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY PROVISIONS APPLICABLE TO COMMON SHARES. | Management | For | For | Y | |||||||||
3. | ADOPT AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO REDUCE CERTAIN VOTING THRESHOLDS APPLICABLE TO VOTING PREFERENCE SHARES FROM A SUPERMAJORITY TO A MAJORITY. | Management | For | For | Y | |||||||||
4. | ADOPT AN AMENDMENT TO OUR CODE OF REGULATIONS TO ADD AN EXCLUSIVE FORUM PROVISION. | Management | For | For | Y | |||||||||
5. | CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | Y | |||||||||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
U.S. BANCORP | ||||||||||||||
Security | 902973304 | Meeting Type | Annual | |||||||||||
Ticker Symbol | USB | Meeting Date | 19-Apr-2016 | |||||||||||
ISIN | US9029733048 | Agenda | 934335844 - Management | |||||||||||
Record Date | 23-Feb-2016 | Holding Recon Date | 23-Feb-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | Y | |||||||||
1B | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | Y | |||||||||
1C | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | Y | |||||||||
1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | Y | |||||||||
1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | Y | |||||||||
1F | ELECTION OF DIRECTOR: KIMBERLY J. HARRIS | Management | For | For | Y | |||||||||
1G | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | Y | |||||||||
1H | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | Y | |||||||||
1I | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | Y | |||||||||
1J | ELECTION OF DIRECTOR: KAREN S. LYNCH | Management | For | For | Y | |||||||||
1K | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | Y | |||||||||
1L | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | Y | |||||||||
1M | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | Y | |||||||||
1N | ELECTION OF DIRECTOR: SCOTT W. WINE | Management | For | For | Y | |||||||||
2 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2016 FISCAL YEAR. | Management | For | For | Y | |||||||||
3 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | Y | |||||||||
4 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | For | Against | Y | |||||||||
5 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED AS EQUITY COMPENSATION. | Shareholder | Against | For | Y | |||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UNH | Meeting Date | 06-Jun-2016 | |||||||||||
ISIN | US91324P1021 | Agenda | 934400247 - Management | |||||||||||
Record Date | 08-Apr-2016 | Holding Recon Date | 08-Apr-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: EDSON BUENO, M.D. | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | Y | |||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
VALERO ENERGY CORPORATION | ||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VLO | Meeting Date | 12-May-2016 | |||||||||||
ISIN | US91913Y1001 | Agenda | 934355860 - Management | |||||||||||
Record Date | 15-Mar-2016 | Holding Recon Date | 15-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: DONALD L. NICKLES | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: STEPHEN M. WATERS | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | Y | |||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | Y | |||||||||
4. | AMEND VALERO'S RESTATED CERTIFICATE OF INCORPORATION TO DELETE ITS RESTRICTION ON STOCKHOLDERS' ABILITY TO REMOVE DIRECTORS WITHOUT CAUSE. | Management | For | For | Y | |||||||||
5. | REAPPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | Y | |||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VZ | Meeting Date | 05-May-2016 | |||||||||||
ISIN | US92343V1044 | Agenda | 934342712 - Management | |||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | Y | |||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | Y | |||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | Y | |||||||||
4. | RENEWABLE ENERGY TARGETS | Shareholder | Against | For | Y | |||||||||
5. | INDIRECT POLITICAL SPENDING REPORT | Shareholder | Against | For | Y | |||||||||
6. | LOBBYING ACTIVITIES REPORT | Shareholder | For | Against | Y | |||||||||
7. | INDEPENDENT CHAIR POLICY | Shareholder | For | Against | Y | |||||||||
8. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | Y | |||||||||
9. | STOCK RETENTION POLICY | Shareholder | Against | For | Y | |||||||||
W. R. BERKLEY CORPORATION | ||||||||||||||
Security | 084423102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WRB | Meeting Date | 25-May-2016 | |||||||||||
ISIN | US0844231029 | Agenda | 934386548 - Management | |||||||||||
Record Date | 29-Mar-2016 | Holding Recon Date | 29-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: W. ROBERT ("ROB") BERKLEY, JR. | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: MARY C. FARRELL | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: MARK E. BROCKBANK | Management | For | For | Y | |||||||||
2. | APPROVAL OF THE W. R. BERKLEY CORPORATION AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | Y | |||||||||
3. | NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY" VOTE. | Management | For | For | Y | |||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | Y | |||||||||
WALGREENS BOOTS ALLIANCE | ||||||||||||||
Security | 931427108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WBA | Meeting Date | 27-Jan-2016 | |||||||||||
ISIN | US9314271084 | Agenda | 934311539 - Management | |||||||||||
Record Date | 30-Nov-2015 | Holding Recon Date | 30-Nov-2015 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jan-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: STEFANO PESSINA | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: BARRY ROSENSTEIN | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | Y | |||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFY DELOITTE & TOUCHE LLP AS WALGREENS BOOTS ALLIANCE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | Y | |||||||||
WELLS FARGO & COMPANY | ||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WFC | Meeting Date | 26-Apr-2016 | |||||||||||
ISIN | US9497461015 | Agenda | 934339830 - Management | |||||||||||
Record Date | 01-Mar-2016 | Holding Recon Date | 01-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | Y | |||||||||
1B. | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | Y | |||||||||
1C. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | Y | |||||||||
1D. | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | Y | |||||||||
1E. | ELECTION OF DIRECTOR: ELIZABETH A. DUKE | Management | For | For | Y | |||||||||
1F. | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | Y | |||||||||
1G. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | Y | |||||||||
1H. | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | Y | |||||||||
1I. | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | Y | |||||||||
1J. | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | Y | |||||||||
1K. | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | Y | |||||||||
1L. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | Y | |||||||||
1M. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | Y | |||||||||
1N. | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | Y | |||||||||
1O. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | Y | |||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | Y | |||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | For | Against | Y | |||||||||
5. | PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. | Shareholder | For | Against | Y | |||||||||
WYNDHAM WORLDWIDE CORPORATION | ||||||||||||||
Security | 98310W108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WYN | Meeting Date | 10-May-2016 | |||||||||||
ISIN | US98310W1080 | Agenda | 934359541 - Management | |||||||||||
Record Date | 18-Mar-2016 | Holding Recon Date | 18-Mar-2016 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2016 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||||
1. | DIRECTOR | Management | Y | |||||||||||
1 | STEPHEN P. HOLMES | For | For | Y | ||||||||||
2 | MYRA J. BIBLOWIT | For | For | Y | ||||||||||
3 | JAMES E. BUCKMAN | For | For | Y | ||||||||||
4 | GEORGE HERRERA | For | For | Y | ||||||||||
5 | BRIAN MULRONEY | For | For | Y | ||||||||||
6 | PAULINE D.E. RICHARDS | For | For | Y | ||||||||||
7 | MICHAEL H. WARGOTZ | For | For | Y | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE WYNDHAM WORLDWIDE CORPORATION EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | Y | |||||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | For | For | Y | |||||||||
4. | A SHAREHOLDER PROPOSAL IF PROPERLY PRESENTED AT THE MEETING REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | For | Against | Y |
Wright International Blue Chip Equity Fund | ||||||||||||
ACTELION LTD., ALLSCHWIL | ||||||||||||
Security | H0032X135 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | ATLN VX | Meeting Date | 04-May-2016 | |||||||||
ISIN | CH0010532478 | Agenda | 706912765 - Management | |||||||||
Record Date | 22-Apr-2016 | Holding Recon Date | 22-Apr-2016 | |||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 25-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
1.1 | APPROVAL OF ANNUAL REPORT 2015, CONSOLIDATED FINANCIAL STATEMENTS 2015, STATUTORY FINANCIAL STATEMENTS 2015 | Management | For | For | Y | |||||||
1.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015 | Management | For | For | Y | |||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION AGAINST RESERVE FROM CAPITAL CONTRIBUTION | Management | For | For | Y | |||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE MANAGEMENT | Management | For | For | Y | |||||||
4 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF REPURCHASED SHARES | Management | For | For | Y | |||||||
5 | EXTENSION OF EXISTING AUTHORIZED CAPITAL | Management | For | For | Y | |||||||
6.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PIERRE GARNIER | Management | For | For | Y | |||||||
6.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PAUL CLOZEL | Management | For | For | Y | |||||||
6.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUHANI ANTTILA | Management | For | For | Y | |||||||
6.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: ROBERT BERTOLINI | Management | For | For | Y | |||||||
6.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: JOHN J. GREISCH | Management | For | For | Y | |||||||
6.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: PETER GRUSS | Management | For | For | Y | |||||||
6.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: MICHAEL JACOBI | Management | For | For | Y | |||||||
6.1.8 | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN MALO | Management | For | For | Y | |||||||
6.1.9 | RE-ELECTION OF THE BOARD OF DIRECTOR: DAVID STOUT | Management | For | For | Y | |||||||
6.110 | RE-ELECTION OF THE BOARD OF DIRECTOR: HERNA VERHAGEN | Management | For | For | Y | |||||||
6.2 | RE-ELECTION OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS: JEAN-PIERRE GARNIER | Management | For | For | Y | |||||||
6.3.1 | RE-ELECTION OF THE COMPENSATION COMMITTEE: HERNA VERHAGEN | Management | For | For | Y | |||||||
6.3.2 | RE-ELECTION OF THE COMPENSATION COMMITTEE: JEAN-PIERRE GARNIER | Management | For | For | Y | |||||||
6.3.3 | RE-ELECTION OF THE COMPENSATION COMMITTEE: JOHN GREISCH | Management | For | For | Y | |||||||
7.1 | APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) | Management | For | For | Y | |||||||
7.2 | APPROVAL OF EXECUTIVE MANAGEMENT COMPENSATION 2017 (MAXIMUM AMOUNT) | Management | For | For | Y | |||||||
8 | RE-ELECTION OF THE INDEPENDENT PROXY: BDO AG, AARAU | Management | For | For | Y | |||||||
9 | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST & YOUNG AG, BASEL | Management | For | For | Y | |||||||
10 | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER OR THE BOARD OF DIRECTORS DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT PROXY TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION (FOR=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE SHAREHOLDERS, AGAINST=AGAINST ALL PROPOSALS, ABSTAIN=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE BOARD OF DIRECTORS) | Management | For | Against | Y | |||||||
AIRBUS GROUP SE, LEIDEN | ||||||||||||
Security | N0280E105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | AIR FP | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | NL0000235190 | Agenda | 706781829 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 15-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | OPENING AND GENERAL INTRODUCTORY STATEMENTS | Non-Voting | N | |||||||||
2.1 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: CORPORATE GOVERNANCE-STATEMENT | Non-Voting | N | |||||||||
2.2 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: REPORT ON THE BUSINESS-AND FINANCIAL RESULTS OF 2015 | Non-Voting | N | |||||||||
2.3 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: APPLICATION OF THE-REMUNERATION POLICY IN 2015 | Non-Voting | N | |||||||||
2.4 | PRESENTATION BY THE CHAIRMAN AND THE CHIEF EXECUTIVE OFFICER, INCLUDING-REPORT BY THE BOARD OF DIRECTORS IN RESPECT OF THE: POLICY ON DIVIDEND | Non-Voting | N | |||||||||
3 | DISCUSSION OF ALL AGENDA ITEMS | Non-Voting | N | |||||||||
4.1 | ADOPTION OF THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR OF 2015 | Management | For | For | Y | |||||||
4.2 | APPROVAL OF THE RESULT ALLOCATION AND DISTRIBUTION | Management | For | For | Y | |||||||
4.3 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.4 | RELEASE FROM LIABILITY OF THE EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.5 | APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS AUDITOR FOR THE FINANCIAL YEAR 2016 | Management | For | For | Y | |||||||
4.6 | ADOPTION OF THE AMENDMENTS TO THE COMPENSATION AND REMUNERATION POLICY OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.7 | RENEWAL OF THE APPOINTMENT OF MR. DENIS RANQUE AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.8 | RENEWAL OF THE APPOINTMENT OF MR. THOMAS ENDERS AS EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.9 | RENEWAL OF THE APPOINTMENT OF MR. RALPH D. CROSBY, JR. AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.10 | RENEWAL OF THE APPOINTMENT OF MR. HANS- PETER KEITEL AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.11 | RENEWAL OF THE APPOINTMENT OF MR. HERMANN-JOSEF LAMBERTI AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.12 | RENEWAL OF THE APPOINTMENT OF MR. LAKSHMI N. MITTAL AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.13 | RENEWAL OF THE APPOINTMENT OF SIR JOHN PARKER AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.14 | RENEWAL OF THE APPOINTMENT OF MR. JEAN- CLAUDE TRICHET AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4.15 | APPOINTMENT OF MS. CATHERINE GUILLOUARD AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS REPLACING ANNE LAUVERGEON WHOSE MANDATE EXPIRES | Management | For | For | Y | |||||||
4.16 | APPOINTMENT OF MS. CLAUDIA NEMAT AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS REPLACING MR. MANFRED BISCHOFF WHOSE MANDATE EXPIRES | Management | For | For | Y | |||||||
4.17 | APPOINTMENT OF MR. CARLOS TAVARES AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS REPLACING MR. MICHEL PEBEREAU WHOSE MANDATE EXPIRES | Management | For | For | Y | |||||||
4.18 | DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF EMPLOYEE SHARE OWNERSHIP PLANS AND SHARE-RELATED LONG-TERM INCENTIVE PLANS | Management | For | For | Y | |||||||
4.19 | DELEGATION TO THE BOARD OF DIRECTORS OF POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES AND TO LIMIT OR EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS FOR THE PURPOSE OF FUNDING THE COMPANY AND ITS GROUP COMPANIES | Management | For | For | Y | |||||||
4.20 | RENEWAL OF THE AUTHORISATION FOR THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | For | For | Y | |||||||
4.21 | CANCELLATION OF SHARES REPURCHASED BY THE COMPANY | Management | For | For | Y | |||||||
5 | CLOSING OF THE MEETING | Non-Voting | Y | |||||||||
CMMT | 24 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | Y | |||||||||
ALLIANZ SE, MUENCHEN | ||||||||||||
Security | D03080112 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | ALV GR | Meeting Date | 04-May-2016 | |||||||||
ISIN | DE0008404005 | Agenda | 706807166 - Management | |||||||||
Record Date | 27-Apr-2016 | Holding Recon Date | 27-Apr-2016 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 26-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | PLEASE NOTE THAT FOLLOWING TO THE AMENDMENT OF PARAGRAPH 21 OF THE GERMAN- SECURITIES TRADE ACT (WERTPAPIERHANDELSGESETZ - WPHG) ON 10TH JULY 2015, THE-JUDGEMENT OF THE DISTRICT COURT IN COLOGNE FROM 6TH JUNE 2012 IS NO LONGER-RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY THE RESPONSIBILITY OF THE-END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE-RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY EXCEED RELEVANT REPORTING-THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING SHARE CAPITAL ONWARDS).-PLEASE FURTHER NOTE THAT PURSUANT TO THE STATUTES OF ALLIANZ SE, THE-REGISTRATION IN THE SHARE REGISTER FOR SHARES BELONGING TO SOMEONE ELSE IN- ONE'S OWN NAME (NOMINEE-HOLDING) IS LIMITED TO 0.2% OF THE SHARE CAPITAL-(914,000 SHARES) OR - IN CASE OF DISCLOSURE OF THE FINAL BENEFICIARIES - TO-3% OF THE SHARE CAPITAL (13,710,000 SHARES). THEREFORE, FOR THE EXERCISE OF-VOTING RIGHTS OF SHARES EXCEEDING THESE THRESHOLDS THE REGISTRATION OF SUCH-SHARES IN THE SHARE REGISTER OF ALLIANZ SE IS STILL REQUIRED | Non-Voting | N | |||||||||
0 | THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,- WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED- ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE- REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION | Non-Voting | N | |||||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF THE MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS WITH REGARDS TO THIS PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING-SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT-YOUR VOTE AS USUAL. THANK YOU | Non-Voting | N | |||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||
1. | PRESENTATION OF THE APPROVED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2015, AND OF THE-MANAGEMENT REPORTS FOR ALLIANZ SE AND FOR THE GROUP, THE EXPLANATORY REPORTS-ON THE INFORMATION PURSUANT TO SECTION 289 (4) AND 315 (4) OF THE GERMAN-COMMERCIAL CODE (HGB), AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR-FISCAL YEAR 2015 | Non-Voting | N | |||||||||
2. | APPROPRIATION OF NET EARNINGS: DIVIDEND EUR 7.30 PER EACH SHARE | Management | For | For | Y | |||||||
3. | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD | Management | For | For | Y | |||||||
4. | APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
5. | BY-ELECTION TO THE SUPERVISORY BOARD: DR. FRIEDRICH EICHINER | Management | For | For | Y | |||||||
ARM HOLDINGS PLC, CAMBRIDGE | ||||||||||||
Security | G0483X122 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | ARM LN | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | GB0000595859 | Agenda | 706733210 - Management | |||||||||
Record Date | Holding Recon Date | 26-Apr-2016 | ||||||||||
City / | Country | CAMBRI DGE | / | United Kingdom | Vote Deadline Date | 22-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | Y | |||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | Y | |||||||
4 | TO ELECT CHRIS KENNEDY AS A DIRECTOR | Management | For | For | Y | |||||||
5 | TO ELECT LAWTON FITT AS A DIRECTOR | Management | For | For | Y | |||||||
6 | TO ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | Y | |||||||
7 | TO RE-ELECT STUART CHAMBERS AS A DIRECTOR | Management | For | For | Y | |||||||
8 | TO RE-ELECT SIMON SEGARS AS A DIRECTOR | Management | For | For | Y | |||||||
9 | TO RE-ELECT ANDY GREEN AS A DIRECTOR | Management | For | For | Y | |||||||
10 | TO RE-ELECT LARRY HIRST AS A DIRECTOR | Management | For | For | Y | |||||||
11 | TO RE-ELECT MIKE MULLER AS A DIRECTOR | Management | For | For | Y | |||||||
12 | TO RE-ELECT JANICE ROBERTS AS A DIRECTOR | Management | For | For | Y | |||||||
13 | TO RE-ELECT JOHN LIU AS A DIRECTOR | Management | For | For | Y | |||||||
14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | For | For | Y | |||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | Y | |||||||
16 | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | Y | |||||||
17 | TO APPROVE THE RULES OF THE EMPLOYEE EQUITY PLAN (EEP) | Management | For | For | Y | |||||||
18 | TO AUTHORISE THE DIRECTORS TO ESTABLISH SCHEDULES TO THE EEP | Management | For | For | Y | |||||||
19 | TO APPROVE THE RULES OF THE EMPLOYEE STOCK PURCHASE PLAN (ESPP) | Management | For | For | Y | |||||||
20 | TO AUTHORISE THE DIRECTORS TO ESTABLISH SCHEDULES TO THE ESPP | Management | For | For | Y | |||||||
21 | TO APPROVE THE RULES OF THE SHAREMATCH PLAN | Management | For | For | Y | |||||||
22 | TO AUTHORISE THE DIRECTORS TO ESTABLISH SCHEDULES TO THE SHAREMATCH PLAN | Management | For | For | Y | |||||||
23 | TO APPROVE THE FRENCH SCHEDULE TO THE ARM 2013 LONG TERM INCENTIVE PLAN | Management | For | For | Y | |||||||
24 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
25 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | Y | |||||||
26 | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS ON 14 DAYS NOTICE | Management | For | For | Y | |||||||
ASICS CORPORATION | ||||||||||||
Security | J03234150 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 7936 JP | Meeting Date | 25-Mar-2016 | |||||||||
ISIN | JP3118000003 | Agenda | 706726481 - Management | |||||||||
Record Date | 31-Dec-2015 | Holding Recon Date | 31-Dec-2015 | |||||||||
City / | Country | HYOGO | / | Japan | Vote Deadline Date | 23-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Non Executive Directors and Corporate Auditors | Management | For | For | Y | |||||||
3.1 | Appoint a Director Oyama, Motoi | Management | For | For | Y | |||||||
3.2 | Appoint a Director Kato, Katsumi | Management | For | For | Y | |||||||
3.3 | Appoint a Director Kato, Isao | Management | For | For | Y | |||||||
3.4 | Appoint a Director Nishimae, Manabu | Management | For | For | Y | |||||||
3.5 | Appoint a Director Tanaka, Katsuro | Management | For | For | Y | |||||||
3.6 | Appoint a Director Kajiwara, Kenji | Management | For | For | Y | |||||||
3.7 | Appoint a Director Hanai, Takeshi | Management | For | For | Y | |||||||
3.8 | Appoint a Director Kashiwaki, Hitoshi | Management | For | For | Y | |||||||
4.1 | Appoint a Corporate Auditor Inoue, Tadashi | Management | For | For | Y | |||||||
4.2 | Appoint a Corporate Auditor Miyakawa, Keiji | Management | For | For | Y | |||||||
4.3 | Appoint a Corporate Auditor Mihara, Hideaki | Management | For | For | Y | |||||||
4.4 | Appoint a Corporate Auditor Mitsuya, Yuko | Management | For | For | Y | |||||||
5 | Appoint a Substitute Corporate Auditor Onishi, Hirofumi | Management | For | For | Y | |||||||
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR | ||||||||||||
Security | Q09504137 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | ANZ AU | Meeting Date | 17-Dec-2015 | |||||||||
ISIN | AU000000ANZ3 | Agenda | 706556466 - Management | |||||||||
Record Date | 15-Dec-2015 | Holding Recon Date | 15-Dec-2015 | |||||||||
City / | Country | ADELAID E | / | Australia | Vote Deadline Date | 10-Dec-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3, 4.A, 4.B AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE- COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | N | |||||||||
2 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | Y | |||||||
3 | GRANT OF PERFORMANCE RIGHTS TO MR SHAYNE ELLIOTT | Management | For | For | Y | |||||||
4.A | APPROVAL OF CPS2 FIRST BUY-BACK SCHEME | Management | For | For | Y | |||||||
4.B | APPROVAL OF CPS2 SECOND BUY-BACK SCHEME | Management | For | For | Y | |||||||
5.A | RE-ELECTION OF BOARD ENDORSED CANDIDATE: MS P.J. DWYER | Management | For | For | Y | |||||||
5.B | RE-ELECTION OF BOARD ENDORSED CANDIDATE: MR LEE HSIEN YANG | Management | For | For | Y | |||||||
6.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO CONSTITUTION | Shareholder | Against | For | Y | |||||||
6.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: CLIMATE CHANGE ISSUES | Shareholder | Against | For | Y | |||||||
AVIVA PLC, LONDON | ||||||||||||
Security | G0683Q109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | AV/ LN | Meeting Date | 04-May-2016 | |||||||||
ISIN | GB0002162385 | Agenda | 706870195 - Management | |||||||||
Record Date | Holding Recon Date | 02-May-2016 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 27-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE AND CONSIDER THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY SETOUT ON PAGES 118 TO 119 OF THE REPORT) CONTAINED WITHIN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
3 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 OF 14.05 PENCE PER ORDINARY SHARE, PAYABLE ON TUESDAY, 17 MAY 2016 TO ORDINARY SHAREHOLDERS NAMED ON THE REGISTER OF MEMBERS AS AT 6PM ON FRIDAY, 8 APRIL 2016 | Management | For | For | Y | |||||||
4 | TO ELECT CLAUDIA ARNEY AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
5 | TO ELECT ANDY BRIGGS AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
6 | TO ELECT BELEN ROMANA GARCIA AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
7 | TO ELECT SIR MALCOLM WILLIAMSON AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
8 | TO RE-ELECT GLYN BARKER AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
9 | TO RE-ELECT PATRICIA CROSS AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
10 | TO RE-ELECT MICHAEL HAWKER, AM AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
11 | TO RE-ELECT MICHAEL MIRE AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
12 | TO RE-ELECT SIR ADRIAN MONTAGUE, CBE AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
13 | TO RE-ELECT BOB STEIN AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
14 | TO RE-ELECT THOMAS STODDARD AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
15 | TO RE-ELECT SCOTT WHEWAY AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
16 | TO RE-ELECT MARK WILSON AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH THE ANNUAL REPORT AND ACCOUNTS ARE LAID | Management | For | For | Y | |||||||
18 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S REMUNERATION | Management | For | For | Y | |||||||
19 | POLITICAL DONATIONS | Management | For | For | Y | |||||||
20 | AUTHORITY TO ALLOT ORDINARY SHARES | Management | For | For | Y | |||||||
21 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
22 | PURCHASE OF OWN ORDINARY SHARES BY THE COMPANY | Management | For | For | Y | |||||||
23 | PURCHASE OF OWN 8 3/4% CUMULATIVE IRREDEEMABLE PREFERENCE SHARES BY THE COMPANY | Management | For | For | Y | |||||||
24 | PURCHASE OF OWN 8 3/8% CUMULATIVE IRREDEEMABLE PREFERENCE SHARES BY THE COMPANY | Management | For | For | Y | |||||||
25 | NOTICE OF MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Management | For | For | Y | |||||||
26 | ADDITIONAL AUTHORITY TO ALLOT NEW ORDINARY SHARES IN RELATION TO AN ISSUANCE OF SII INSTRUMENTS AND RELATED DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
27 | DISAPPLICATION OF PRE-EMPTION RIGHTS- SOLVENCY SII INSTRUMENTS | Management | For | For | Y | |||||||
AXA SA, PARIS | ||||||||||||
Security | F06106102 | Meeting Type | MIX | |||||||||
Ticker Symbol | CS FP | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | FR0000120628 | Agenda | 706712975 - Management | |||||||||
Record Date | 22-Apr-2016 | Holding Recon Date | 22-Apr-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 14 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0226/201602261600569.pdf.- REVISION DUE TO ADDITION OF THE COMMENT AND MODIFICATION OF THE TEXT OF- RESOLUTIONS AND RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0401/201604011601006.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2015 AND SETTING OF DIVIDEND AT 1.10 EURO PER SHARE | Management | For | For | Y | |||||||
O.4 | ADVISORY VOTE ON THE INDIVIDUAL REMUNERATION OF THE FORMER CHIEF EXECUTIVE OFFICER: HENRI DE CASTRIES | Management | For | For | Y | |||||||
O.5 | ADVISORY VOTE ON THE INDIVIDUAL REMUNERATION OF THE DELEGATE CHIEF EXECUTIVE OFFICER: DENIS DUVERNE, VICE CEO | Management | For | For | Y | |||||||
O.6 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENT | Management | For | For | Y | |||||||
O.7 | RENEWAL OF TERM OF MR STEFAN LIPPE AS DIRECTOR | Management | For | For | Y | |||||||
O.8 | RENEWAL OF TERM OF MR FRANCOIS MARTINEAU AS DIRECTOR | Management | For | For | Y | |||||||
O.9 | APPOINTMENT OF MS IRENE DORNER AS DIRECTOR | Management | For | For | Y | |||||||
O.10 | APPOINTMENT OF MS ANGELIEN KEMNA AS DIRECTOR | Management | For | For | Y | |||||||
O.11 | APPOINTMENT OF MS DOINA PALICI-CHEHAB AS DIRECTOR, ON PROPOSITION OF AXA GROUP SHAREHOLDER EMPLOYEES | Management | For | For | Y | |||||||
O.12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF MR ALAIN RAYNAUD AS DIRECTOR, ON PROPOSITION OF AXA GROUP SHAREHOLDER EMPLOYEES | Shareholder | Against | For | Y | |||||||
O.13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF MR MARTIN WOLL AS DIRECTOR, ON PROPOSITION OF AXA GROUP SHAREHOLDER EMPLOYEES | Shareholder | Against | For | Y | |||||||
O.14 | RENEWAL OF TERM OF MAZARS AS THE STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.15 | APPOINTMENT OF MR EMMANUEL CHARNAVEL AS DEPUTY STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE THE COMPANY COMMON SHARES | Management | For | For | Y | |||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE COMPANY CAPITAL THROUGH ISSUANCE OF COMMON SHARES OR SECURITIES GIVING ACCESS TO COMPANY COMMON SHARES RESERVED FOR THOSE ADHERING TO A COMPANY SAVINGS SCHEME, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | Y | |||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE COMPANY CAPITAL THROUGH ISSUANCE OF COMMON SHARES, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN FAVOUR OF A DETERMINED CATEGORY OF BENEFICIARIES | Management | For | For | Y | |||||||
E.19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING SHARES OR THOSE TO BE ISSUED WITH ASSORTED PERFORMANCE CONDITIONS, TO ELIGIBLE AXA GROUP EMPLOYEES AND EXECUTIVE OFFICERS, AND GIVING FULL RIGHT TO RENUNCIATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN THE CASE OF ALLOCATING SHARES TO BE ISSUED | Management | For | For | Y | |||||||
E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING SHARES OR THOSE TO BE ISSUED, DEDICATED TO RETIREMENT, WITH ASSORTED PERFORMANCE CONDITIONS, TO ELIGIBLE AXA GROUP EMPLOYEES AND EXECUTIVE OFFICERS, AND GIVING FULL RIGHT TO RENUNCIATION OF PRE- EMPTIVE SUBSCRIPTION RIGHTS, IN THE CASE OF ALLOCATING SHARES TO BE ISSUED | Management | For | For | Y | |||||||
E.21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF COMMON SHARES | Management | For | For | Y | |||||||
E.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
CMMT | 14 APR 2016: PLEASE NOTE THAT THE INITIAL PROXY CARD ATTACHED TO THIS JOB WAS- INCORRECT AND VOTES WITH THIS PROXY CARD WILL BE REJECTED. IF YOU ALREADY-SUBMITTED THE OLD PROXY CARD, PLEASE RE-SUBMIT IT USING THE ATTACHED NEW-TEMPLATE. PLEASE NOTE THAT ONLY INSTITUTIONS HOLDING THEIR SHARES THROUGH A-FRENCH GLOBAL CUSTODIAN WILL NEED TO RE-SUBMIT THE CARD THEMSELVES AND SEND-IT TO THEIR SUB-CUSTODIAN. FOR INSTITUTIONS HOLDING THROUGH A NON- FRENCH-GLOBAL CUSTODIAN, THIS IS UP TO THEIR GLOBAL CUSTODIAN TO RE-SUBMIT THE CARD- AND SEND IT TO THEIR SUB-CUSTODIAN. | Non-Voting | N | |||||||||
BASF SE, LUDWIGSHAFEN/RHEIN | ||||||||||||
Security | D06216317 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | BAS GR | Meeting Date | 29-Apr-2016 | |||||||||
ISIN | DE000BASF111 | Agenda | 706806760 - Management | |||||||||
Record Date | 22-Apr-2016 | Holding Recon Date | 22-Apr-2016 | |||||||||
City / | Country | MANNHE IM | / | Germany | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | Please note that reregistration is no longer required to ensure voting-rights. Following the amendment to paragraph 21 of the Securities Trade Act-on 10th July 2015 and the over-ruling of the District Court in Cologne- judgment from 6th June 2012 the voting process has changed with regard to the-German registered shares. As a result, it remains exclusively the-responsibility of the end-investor (i.e. final beneficiary) and not the- intermediary to disclose respective final beneficiary voting rights if they-exceed relevant reporting threshold of WpHG (from 3 percent of outstanding-share capital onwards). | Non-Voting | N | |||||||||
0 | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub- custodians regarding their instruction deadline. For any queries please-contact your Client Services Representative. | Non-Voting | N | |||||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | Non-Voting | N | |||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | N | |||||||||
1. | Presentation of the adopted Financial Statements of BASF SE and the approved-Consolidated Financial Statements of the BASF Group for the financial year- 2015, presentation of the Management's Reports of BASF SE and the BASF Group-for the financial year 2015 including the explanatory reports on the data- according to Sections 289.4 and 315.4 of the German Commercial Code,-presentation of the Report of the Supervisory Board | Non-Voting | N | |||||||||
2. | Adoption of a resolution on the appropriation of profit | Management | For | For | Y | |||||||
3. | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board | Management | For | For | Y | |||||||
4. | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors | Management | For | For | Y | |||||||
5. | Election of the auditor for the financial year 2016: KPMG AG | Management | For | For | Y | |||||||
BAYER AG, LEVERKUSEN | ||||||||||||
Security | D0712D163 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | BAYN GR | Meeting Date | 29-Apr-2016 | |||||||||
ISIN | DE000BAY0017 | Agenda | 706713496 - Management | |||||||||
Record Date | 22-Apr-2016 | Holding Recon Date | 22-Apr-2016 | |||||||||
City / | Country | KOELN | / | Germany | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | Please note that reregistration is no longer required to ensure voting-rights. Following the amendment to paragraph 21 of the Securities Trade Act-on 10th July 2015 and the over-ruling of the District Court in Cologne- judgment from 6th June 2012 the voting process has changed with regard to the-German registered shares. As a result, it remains exclusively the-responsibility of the end-investor (i.e. final beneficiary) and not the- intermediary to disclose respective final beneficiary voting rights if they-exceed relevant reporting threshold of WpHG (from 3 percent of outstanding-share capital onwards). | Non-Voting | N | |||||||||
0 | According to German law, in case of specific conflicts of interest in-connection with specific items of the agenda for the General Meeting you are-not entitled to exercise your voting rights. Further, your voting right might-be excluded when your share in voting rights has reached certain thresholds-and you have not complied with any of your mandatory voting rights-notifications pursuant to the German securities trading act (WPHG). For-questions in this regard please contact your client service representative-for clarification. If you do not have any indication regarding such conflict-of interest, or another exclusion from voting, please submit your vote as-usual. Thank you. | Non-Voting | N | |||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14/04/2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | N | |||||||||
1. | Presentation of the adopted annual financial statements and the approved consolidated financial statements, the combined management report, the report of the Supervisory Board and the proposal by the Board of Management on the use of the distributable profit for the fiscal year 2015, and resolution on the use of the distributable profit | Management | For | For | Y | |||||||
2. | Ratification of the actions of the members of the Board of Management | Management | For | For | Y | |||||||
3. | Ratification of the actions of the members of the Supervisory Board | Management | For | For | Y | |||||||
4.1 | Supervisory Board elections: Johanna W. (Hanneke) Faber | Management | For | For | Y | |||||||
4.2 | Supervisory Board elections: Prof. Dr. Wolfgang Plischke | Management | For | For | Y | |||||||
5. | Approval of the compensation system for members of the Board of Management | Management | For | For | Y | |||||||
6. | Election of the auditor for the annual financial statements and for the review of the interim reports on the first half and third quarter of fiscal 2016: Pricewaterhouse- Coopers Aktiengesellschaft, | Management | For | For | Y | |||||||
7. | Election of the auditor for the review of the interim report on the first quarter of fiscal 2017: Deloitte & ToucheGmbH | Management | For | For | Y | |||||||
BAYERISCHE MOTOREN WERKE AG, MUENCHEN | ||||||||||||
Security | D12096109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | BMW GR | Meeting Date | 12-May-2016 | |||||||||
ISIN | DE0005190003 | Agenda | 706822485 - Management | |||||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 04-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | N | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 APR 16 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE-GERMAN LAW. THANK YOU | Non-Voting | N | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | N | ||||||||||
1. | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | Non-Voting | N | |||||||||
2. | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.22 PER PREFERRED SHARE AND 3.20 PER ORDINARY SHARE | Management | For | For | Y | |||||||
3. | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2015 | Management | For | For | Y | |||||||
4. | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2015 | Management | For | For | Y | |||||||
5. | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2016 | Management | For | For | Y | |||||||
6. | ELECT SIMONE MENNE TO THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
7. | AMEND CORPORATE PURPOSE | Management | For | For | Y | |||||||
BNP PARIBAS SA, PARIS | ||||||||||||
Security | F1058Q238 | Meeting Type | MIX | |||||||||
Ticker Symbol | BNP FP | Meeting Date | 26-May-2016 | |||||||||
ISIN | FR0000131104 | Agenda | 706777818 - Management | |||||||||
Record Date | 23-May-2016 | Holding Recon Date | 23-May-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 19-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 13 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0316/201603161600832.pdf.- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0413/201604131601263.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND PAYMENT OF DIVIDEND: EUR 2.31 PER SHARE | Management | For | For | Y | |||||||
O.4 | NON-COMPETITION AGREEMENT BETWEEN BNP PARIBAS AND MR JEAN-LAURENT BONNAFE, MANAGING DIRECTOR | Management | For | For | Y | |||||||
O.5 | AUTHORISATION FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | Y | |||||||
O.6 | RENEWAL OF TERM OF A DIRECTOR: JEAN- LAURENT BONNAFE | Management | For | For | Y | |||||||
O.7 | RENEWAL OF TERM OF A DIRECTOR: MARION GUILLOU | Management | For | For | Y | |||||||
O.8 | RENEWAL OF TERM OF A DIRECTOR: MICHEL TILMANT | Management | For | For | Y | |||||||
O.9 | APPOINTMENT OF A DIRECTOR: WOUTER DE PLOEY | Management | For | For | Y | |||||||
O.10 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR JEAN LEMIERRE, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE 2015 FINANCIAL YEAR - RECOMMENDATION OF SECTION 24.3 OF THE FRENCH AFEP-MEDEF CODE | Management | For | For | Y | |||||||
O.11 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR JEAN-LAURENT BONNAFE, MANAGING DIRECTOR, FOR THE 2015 FINANCIAL YEAR - RECOMMENDATION OF SECTION 24.3 OF THE FRENCH AFEP-MEDEF CODE | Management | For | For | Y | |||||||
O.12 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR PHILIPPE BORDENAVE, DEPUTY MANAGING DIRECTOR, FOR THE 2015 FINANCIAL YEAR - RECOMMENDATION OF SECTION 24.3 OF THE FRENCH AFEP-MEDEF CODE | Management | For | For | Y | |||||||
O.13 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR FRANCOIS VILLEROY DE GALHAU, DEPUTY MANAGING DIRECTOR UNTIL 30 APRIL 2015, FOR THE 2015 FINANCIAL YEAR - RECOMMENDATION OF SECTION 24.3 OF THE FRENCH AFEP-MEDEF CODE | Management | For | For | Y | |||||||
O.14 | ADVISORY VOTE ON THE TOTAL COMPENSATION OF ALL KINDS PAID DURING THE 2015 FINANCIAL YEAR TO THE EFFECTIVE DIRECTORS AND CERTAIN CATEGORIES OF PERSONNEL- ARTICLE L.511-73 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | Y | |||||||
O.15 | SETTING OF THE ATTENDANCE FEES AMOUNT | Management | For | For | Y | |||||||
E.16 | CAPITAL INCREASE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY ISSUANCE OF COMMON SHARES AND SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO SHARES TO BE ISSUED | Management | For | For | Y | |||||||
E.17 | CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUANCE OF COMMON SHARES AND SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO SHARES TO BE ISSUED | Management | For | For | Y | |||||||
E.18 | CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUANCE OF COMMON SHARES AND SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO SHARES TO BE ISSUED IN ORDER TO COMPENSATE CONTRIBUTIONS IN SECURITIES WITHIN THE LIMIT OF 10% OF CAPITAL | Management | For | For | Y | |||||||
E.19 | OVERALL LIMIT ON AUTHORISATIONS OF ISSUANCE WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | Y | |||||||
E.20 | CAPITAL INCREASE BY INCORPORATION OF RESERVES OR PROFITS, ISSUANCE PREMIUMS OR CONTRIBUTION PREMIUMS | Management | For | For | Y | |||||||
E.21 | OVERALL LIMIT ON AUTHORISATIONS OF ISSUANCE WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | Y | |||||||
E.22 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO UNDERTAKE TRANSACTIONS RESERVED FOR THE MEMBERS OF THE BNP PARIBAS GROUP COMPANY SAVINGS SCHEME WHICH MAY TAKE THE FORM OF CAPITAL INCREASES AND/OR SALES OF RESERVED SECURITIES | Management | For | For | Y | |||||||
E.23 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF SHARES | Management | For | For | Y | |||||||
E.24 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
BOC HONG KONG (HOLDINGS) LTD, HONG KONG | ||||||||||||
Security | Y0920U103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 2388 HK | Meeting Date | 06-Jun-2016 | |||||||||
ISIN | HK2388011192 | Agenda | 706938618 - Management | |||||||||
Record Date | 31-May-2016 | Holding Recon Date | 31-May-2016 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 31-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0415/LTN20160415237.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0415/LTN20160415241.pdf | Non-Voting | N | |||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | N | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.679 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
3.A | TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
3.B | TO RE-ELECT MR. REN DEQI AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
3.C | TO RE-ELECT MR. GAO YINGXIN AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
3.D | TO RE-ELECT MR. XU LUODE AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
4 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | Y | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | Y | |||||||
6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | Y | |||||||
7 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | Management | For | For | Y | |||||||
BP PLC, LONDON | ||||||||||||
Security | G12793108 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | BP/ LN | Meeting Date | 14-Apr-2016 | |||||||||
ISIN | GB0007980591 | Agenda | 706733234 - Management | |||||||||
Record Date | Holding Recon Date | 12-Apr-2016 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 08-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | Management | For | For | Y | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | Y | |||||||
3 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR | Management | For | For | Y | |||||||
4 | TO RE-ELECT DR B GILVARY AS A DIRECTOR | Management | For | For | Y | |||||||
5 | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR | Management | For | For | Y | |||||||
6 | TO RE-ELECT MR. A BOECKMANN AS A DIRECTOR | Management | For | For | Y | |||||||
7 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR | Management | For | For | Y | |||||||
8 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | Management | For | For | Y | |||||||
9 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For | Y | |||||||
10 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR | Management | For | For | Y | |||||||
11 | TO RE-ELECT MR B R NELSON AS A DIRECTOR | Management | For | For | Y | |||||||
12 | TO ELECT MRS P R REYNOLDS AS A DIRECTOR | Management | For | For | Y | |||||||
13 | TO ELECT SIR JOHN SAWERS AS A DIRECTOR | Management | For | For | Y | |||||||
14 | TO RE-ELECT MR A B SHILSTON AS A DIRECTOR | Management | For | For | Y | |||||||
15 | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR | Management | For | For | Y | |||||||
16 | TO REAPPOINT ERNST AND YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | Y | |||||||
17 | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | Y | |||||||
18 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For | Y | |||||||
19 | TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
20 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For | Y | |||||||
21 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For | Y | |||||||
BRIDGESTONE CORPORATION | ||||||||||||
Security | J04578126 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 5108 JP | Meeting Date | 24-Mar-2016 | |||||||||
ISIN | JP3830800003 | Agenda | 706716391 - Management | |||||||||
Record Date | 31-Dec-2015 | Holding Recon Date | 31-Dec-2015 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Executive Officers, Adopt Reduction of Liability System for Non Executive Directors, Transition to a Company with Three Committees | Management | For | For | Y | |||||||
3.1 | Appoint a Director Tsuya, Masaaki | Management | For | For | Y | |||||||
3.2 | Appoint a Director Nishigai, Kazuhisa | Management | For | For | Y | |||||||
3.3 | Appoint a Director Masunaga, Mikio | Management | For | For | Y | |||||||
3.4 | Appoint a Director Togami, Kenichi | Management | For | For | Y | |||||||
3.5 | Appoint a Director Tachibana Fukushima, Sakie | Management | For | For | Y | |||||||
3.6 | Appoint a Director Scott Trevor Davis | Management | For | For | Y | |||||||
3.7 | Appoint a Director Okina, Yuri | Management | For | For | Y | |||||||
3.8 | Appoint a Director Masuda, Kenichi | Management | For | For | Y | |||||||
3.9 | Appoint a Director Yamamoto, Kenzo | Management | For | For | Y | |||||||
3.10 | Appoint a Director Terui, Keiko | Management | For | For | Y | |||||||
3.11 | Appoint a Director Sasa, Seiichi | Management | For | For | Y | |||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | Y | |||||||
BRITISH AMERICAN TOBACCO PLC, LONDON | ||||||||||||
Security | G1510J102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | BATS LN | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | GB0002875804 | Agenda | 706814084 - Management | |||||||||
Record Date | Holding Recon Date | 25-Apr-2016 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | Y | |||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | Y | |||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | Y | |||||||
4 | APPROVE FINAL DIVIDEND: 104.6P PER ORDINARY SHARE | Management | For | For | Y | |||||||
5 | RE-APPOINT KPMG LLP AS AUDITORS | Management | For | For | Y | |||||||
6 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | Y | |||||||
7 | RE-ELECT RICHARD BURROWS AS DIRECTOR | Management | For | For | Y | |||||||
8 | RE-ELECT NICANDRO DURANTE AS DIRECTOR | Management | For | For | Y | |||||||
9 | RE-ELECT SUE FARR AS DIRECTOR | Management | For | For | Y | |||||||
10 | RE-ELECT ANN GODBEHERE AS DIRECTOR | Management | For | For | Y | |||||||
11 | RE-ELECT SAVIO KWAN AS DIRECTOR | Management | For | For | Y | |||||||
12 | RE-ELECT PEDRO MALAN AS DIRECTOR | Management | For | For | Y | |||||||
13 | RE-ELECT CHRISTINE MORIN-POSTEL AS DIRECTOR | Management | For | For | Y | |||||||
14 | RE-ELECT GERRY MURPHY AS DIRECTOR | Management | For | For | Y | |||||||
15 | RE-ELECT DIMITRI PANAYOTOPOULOS AS DIRECTOR | Management | For | For | Y | |||||||
16 | RE-ELECT KIERAN POYNTER AS DIRECTOR | Management | For | For | Y | |||||||
17 | RE-ELECT BEN STEVENS AS DIRECTOR | Management | For | For | Y | |||||||
18 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | For | For | Y | |||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | Y | |||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | Y | |||||||
21 | APPROVE 2016 LONG-TERM INCENTIVE PLAN | Management | For | For | Y | |||||||
22 | APPROVE 2016 SHARE SAVE SCHEME | Management | For | For | Y | |||||||
23 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | Y | |||||||
24 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | Y | |||||||
CMMT | 24 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
CENTRAL JAPAN RAILWAY COMPANY | ||||||||||||
Security | J05523105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 9022 JP | Meeting Date | 23-Jun-2016 | |||||||||
ISIN | JP3566800003 | Agenda | 707150873 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | AICHI | / | Japan | Vote Deadline Date | 21-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Kasai, Yoshiyuki | Management | For | For | Y | |||||||
2.2 | Appoint a Director Yamada, Yoshiomi | Management | For | For | Y | |||||||
2.3 | Appoint a Director Tsuge, Koei | Management | For | For | Y | |||||||
2.4 | Appoint a Director Kaneko, Shin | Management | For | For | Y | |||||||
2.5 | Appoint a Director Osada, Yutaka | Management | For | For | Y | |||||||
2.6 | Appoint a Director Miyazawa, Katsumi | Management | For | For | Y | |||||||
2.7 | Appoint a Director Suyama, Yoshiki | Management | For | For | Y | |||||||
2.8 | Appoint a Director Kosuge, Shunichi | Management | For | For | Y | |||||||
2.9 | Appoint a Director Uno, Mamoru | Management | For | For | Y | |||||||
2.10 | Appoint a Director Tanaka, Kimiaki | Management | For | For | Y | |||||||
2.11 | Appoint a Director Shoji, Hideyuki | Management | For | For | Y | |||||||
2.12 | Appoint a Director Mori, Atsuhito | Management | For | For | Y | |||||||
2.13 | Appoint a Director Torkel Patterson | Management | For | For | Y | |||||||
2.14 | Appoint a Director Cho, Fujio | Management | For | For | Y | |||||||
2.15 | Appoint a Director Koroyasu, Kenji | Management | For | For | Y | |||||||
2.16 | Appoint a Director Saeki, Takashi | Management | For | For | Y | |||||||
CHECK POINT SOFTWARE TECHNOLOGIES LTD. | ||||||||||||
Security | M22465104 | Meeting Type | Annual | |||||||||
Ticker Symbol | CHKP SW | Meeting Date | 07-Jun-2016 | |||||||||
ISIN | IL0010824113 | Agenda | 934420097 - Management | |||||||||
Record Date | 28-Apr-2016 | Holding Recon Date | 28-Apr-2016 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2016 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1A. | ELECTION OF DIRECTOR: GIL SHWED | Management | For | For | Y | |||||||
1B. | ELECTION OF DIRECTOR: MARIUS NACHT | Management | For | For | Y | |||||||
1C. | ELECTION OF DIRECTOR: JERRY UNGERMAN | Management | For | For | Y | |||||||
1D. | ELECTION OF DIRECTOR: DAN PROPPER | Management | For | For | Y | |||||||
1E. | ELECTION OF DIRECTOR: DAVID RUBNER | Management | For | For | Y | |||||||
1F. | ELECTION OF DIRECTOR: DR. TAL SHAVIT | Management | For | For | Y | |||||||
2. | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | Y | |||||||
3. | APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER. | Management | For | For | Y | |||||||
4. | READOPT CHECK POINT'S EXECUTIVE COMPENSATION POLICY. | Management | For | For | Y | |||||||
5A. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 3. MARK "FOR" = YES OR "AGAINST" = NO | Management | Against | Y | ||||||||
5B. | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO | Management | Against | Y | ||||||||
CIMIC GROUP LTD, SAINT LEONARDS | ||||||||||||
Security | Q2424E105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | CIM AU | Meeting Date | 21-Apr-2016 | |||||||||
ISIN | AU000000CIM7 | Agenda | 706767071 - Management | |||||||||
Record Date | 19-Apr-2016 | Holding Recon Date | 19-Apr-2016 | |||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 14-Apr-2016 | ||||||
SEDOL(s) | BX17Q13 - BX2RSG1 - BX3JD61 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY- INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION | Non-Voting | N | |||||||||
2 | REMUNERATION REPORT | Management | For | For | Y | |||||||
3 | AMENDMENTS TO CONSTITUTION | Management | For | For | Y | |||||||
4 | TO RE-ELECT MR DAVID PAUL ROBINSON AS A DIRECTOR | Management | For | For | Y | |||||||
CK HUTCHISON HOLDINGS LTD, GRAND CAYMAN | ||||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 1 HK | Meeting Date | 13-May-2016 | |||||||||
ISIN | KYG217651051 | Agenda | 706917664 - Management | |||||||||
Record Date | 09-May-2016 | Holding Recon Date | 09-May-2016 | |||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 06-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 MAY 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | N | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0412/LTN20160412518.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0412/LTN20160412532.pdf | Non-Voting | N | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | N | |||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | Y | |||||||
3.A | TO RE-ELECT MR LI TZAR KUOI, VICTOR AS A DIRECTOR | Management | For | For | Y | |||||||
3.B | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR | Management | For | For | Y | |||||||
3.C | TO RE-ELECT MR FRANK JOHN SIXT AS A DIRECTOR | Management | For | For | Y | |||||||
3.D | TO RE-ELECT MR LEE YEH KWONG, CHARLES AS A DIRECTOR | Management | For | For | Y | |||||||
3.E | TO RE-ELECT MR GEORGE COLIN MAGNUS AS A DIRECTOR | Management | For | For | Y | |||||||
3.F | TO RE-ELECT THE HON SIR MICHAEL DAVID KADOORIE AS A DIRECTOR | Management | For | For | Y | |||||||
3.G | TO RE-ELECT DR WONG YICK-MING, ROSANNA AS A DIRECTOR | Management | For | For | Y | |||||||
4 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | Y | |||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES | Management | For | For | Y | |||||||
5.2 | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | Y | |||||||
5.3 | TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES | Management | For | For | Y | |||||||
6 | TO APPROVE THE SHARE OPTION SCHEME OF HUTCHISON CHINA MEDITECH LIMITED | Management | For | For | Y | |||||||
CONTINENTAL AG, HANNOVER | ||||||||||||
Security | D16212140 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | CON GR | Meeting Date | 29-Apr-2016 | |||||||||
ISIN | DE0005439004 | Agenda | 706866728 - Management | |||||||||
Record Date | 07-Apr-2016 | Holding Recon Date | 07-Apr-2016 | |||||||||
City / | Country | HANNOV ER | / | Germany | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | N | |||||||||
0 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 08.04.2016, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | Non-Voting | N | |||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||
1. | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS FOR THE 2015-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS-PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | Non-Voting | N | |||||||||
2. | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 1,014,151,449.39 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.75 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 264,129,013.14 SHALL BE CARRIED FORWARD. EX-DIVIDEND AND PAYABLE DATE: MAY 2, 2016 | Management | For | For | Y | |||||||
3.1 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: DEGENHART | Management | For | For | Y | |||||||
3.2 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: AVILA | Management | For | For | Y | |||||||
3.3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: CRAMER | Management | For | For | Y | |||||||
3.4 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: DUENSING | Management | For | For | Y | |||||||
3.5 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: JOURDAN | Management | For | For | Y | |||||||
3.6 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: MATSCHI | Management | For | For | Y | |||||||
3.7 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: REINHART | Management | For | For | Y | |||||||
3.8 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: SCHAEFER | Management | For | For | Y | |||||||
3.9 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: SETZER | Management | For | For | Y | |||||||
3.10 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: WENTE | Management | For | For | Y | |||||||
4.1 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: REITZLE | Management | For | For | Y | |||||||
4.2 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DUNKEL | Management | For | For | Y | |||||||
4.3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: FISCHL | Management | For | For | Y | |||||||
4.4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GUTZMER | Management | For | For | Y | |||||||
4.5 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAUSMANN | Management | For | For | Y | |||||||
4.6 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: IGLHAUT | Management | For | For | Y | |||||||
4.7 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MANGOLD | Management | For | For | Y | |||||||
4.8 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MEINE | Management | For | For | Y | |||||||
4.9 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NEUSS | Management | For | For | Y | |||||||
4.10 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NONNENMACHER | Management | For | For | Y | |||||||
4.11 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NORDMANN | Management | For | For | Y | |||||||
4.12 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: OTTO | Management | For | For | Y | |||||||
4.13 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROSENFELD | Management | For | For | Y | |||||||
4.14 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: G. SCHAEFFLER | Management | For | For | Y | |||||||
4.15 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M.E. SCHAEFFER-THUMANN | Management | For | For | Y | |||||||
4.16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: SCHOENFELDER | Management | For | For | Y | |||||||
4.17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: SCHOLZ | Management | For | For | Y | |||||||
4.18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: VOERKEL | Management | For | For | Y | |||||||
4.19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: VOLKMANN | Management | For | For | Y | |||||||
4.20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WOERLE | Management | For | For | Y | |||||||
4.21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WOLF | Management | For | For | Y | |||||||
5. | APPOINTMENT OF AUDITORS FOR THE 2016 FINANCIAL YEAR: KPMG AG, HANOVER FOR THE INTERIM ACCOUNTS: KPMG AG, HANOVER | Management | For | For | Y | |||||||
CREDIT SUISSE GROUP AG, ZUERICH | ||||||||||||
Security | H3698D419 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | CSGN SW | Meeting Date | 19-Nov-2015 | |||||||||
ISIN | CH0012138530 | Agenda | 706524267 - Management | |||||||||
Record Date | 16-Nov-2015 | Holding Recon Date | 16-Nov-2015 | |||||||||
City / | Country | BERN | / | Switzerland | Vote Deadline Date | 13-Nov-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
1 | ORDINARY SHARE CAPITAL INCREASE WITHOUT PRE-EMPTIVE RIGHTS (CONDITIONAL RESOLUTION) | Management | For | For | Y | |||||||
2 | ORDINARY SHARE CAPITAL INCREASE WITH PRE- EMPTIVE RIGHTS | Management | For | For | Y | |||||||
III | IF, AT THE EXTRAORDINARY GENERAL MEETING, SHAREHOLDERS OR THE BOARD OF-DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS-ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA.-3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY-TO VOTE ON SUCH PROPOSALS AS FOLLOWS: | Non-Voting | N | |||||||||
III.a | PROPOSALS OF SHAREHOLDERS | Shareholder | Against | For | Y | |||||||
III.b | PROPOSALS OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
CSL LTD, PARKVILLE VIC | ||||||||||||
Security | Q3018U109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | CSL AU | Meeting Date | 15-Oct-2015 | |||||||||
ISIN | AU000000CSL8 | Agenda | 706426182 - Management | |||||||||
Record Date | 13-Oct-2015 | Holding Recon Date | 13-Oct-2015 | |||||||||
City / | Country | MELBOU RNE | / | Australia | Vote Deadline Date | 08-Oct-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2.A, 2.B, 3 AND 4 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | N | |||||||||
2.A | TO RE-ELECT MR DAVID ANSTICE AS A DIRECTOR | Management | For | For | Y | |||||||
2.B | TO RE-ELECT MR MAURICE RENSHAW AS A DIRECTOR | Management | For | For | Y | |||||||
3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | Y | |||||||
4 | GRANT OF PERFORMANCE OPTIONS AND PERFORMANCE RIGHTS TO MR PAUL PERREAULT, THE MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | Y | |||||||
5 | RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL PROVISIONS IN CONSTITUTION | Management | For | For | Y | |||||||
DAIMLER AG, STUTTGART | ||||||||||||
Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | DAI GR | Meeting Date | 06-Apr-2016 | |||||||||
ISIN | DE0007100000 | Agenda | 706694266 - Management | |||||||||
Record Date | 01-Apr-2016 | Holding Recon Date | 01-Apr-2016 | |||||||||
City / | Country | BERLIN | / | Germany | Vote Deadline Date | 29-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please note that reregistration is no longer required to ensure voting-rights. Following the amendment to paragraph 21 of the Securities Trade Act-on 10th July 2015 and the over-ruling of the District Court in Cologne- judgment from 6th June 2012 the voting process has changed with regard to the-German registered shares. As a result, it remains exclusively the-responsibility of the end-investor (i.e. final beneficiary) and not the- intermediary to disclose respective final beneficiary voting rights if they-exceed relevant reporting threshold of WpHG (from 3 percent of outstanding-share capital onwards). | Non-Voting | N | ||||||||||
According to German law, in case of specific conflicts of interest in-connection with specific items of the agenda for the General Meeting you are-not entitled to exercise your voting rights. Further, your voting right might-be excluded when your share in voting rights has reached certain thresholds-and you have not complied with any of your mandatory voting rights-notifications pursuant to the German securities trading act (WPHG). For-questions in this regard please contact your client service representative-for clarification. If you do not have any indication regarding such conflict-of interest, or another exclusion from voting, please submit your vote as-usual. Thank you. | Non-Voting | N | ||||||||||
Counter proposals which are submitted until 22/03/2016 will be published by-the issuer. Further information on counter proposals can be found directly on-the issuer's website (please refer to the material URL section of the- application). If you wish to act on these items, you will need to request a-meeting attend and vote your shares directly at the company's meeting.-Counter proposals cannot be reflected in the ballot on Proxyedge. | Non-Voting | N | ||||||||||
1. | Presentation of the adopted financial statements of Daimler AG, the approved-consolidated financial statements, the combined management report for Daimler-AG and the Group with the explanatory reports on the information required-pursuant to Section 289, Subsections 4 and 5, Section 315, Subsection 4 of-the German Commercial Code (Handelsgesetzbuch), and the report of the-Supervisory Board for the 2015 financial year | Non-Voting | N | |||||||||
2. | Resolution on the allocation of distributable profit | Management | For | For | Y | |||||||
3. | Resolution on ratification of Board of Management members actions in the 2015 financial year | Management | For | For | Y | |||||||
4. | Resolution on ratification of Supervisory Board members actions in the 2015 financial year | Management | For | For | Y | |||||||
5. | Resolution on the appointment of auditors for the Company and the Group for the 2016 financial year: KPMG AG | Management | For | For | Y | |||||||
6.a | Resolution on the election of members of the Supervisory Board: Dr. Manfred Bischoff | Management | For | For | Y | |||||||
6.b | Resolution on the election of members of the Supervisory Board: Petraea Heynike | Management | For | For | Y | |||||||
DAIWA HOUSE INDUSTRY CO.,LTD. | ||||||||||||
Security | J11508124 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 1925 JP | Meeting Date | 28-Jun-2016 | |||||||||
ISIN | JP3505000004 | Agenda | 707161408 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 26-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | Y | |||||||
3.1 | Appoint a Director Higuchi, Takeo | Management | For | For | Y | |||||||
3.2 | Appoint a Director Ono, Naotake | Management | For | For | Y | |||||||
3.3 | Appoint a Director Ishibashi, Tamio | Management | For | For | Y | |||||||
3.4 | Appoint a Director Kawai, Katsutomo | Management | For | For | Y | |||||||
3.5 | Appoint a Director Nishimura, Tatsushi | Management | For | For | Y | |||||||
3.6 | Appoint a Director Kosokabe, Takeshi | Management | For | For | Y | |||||||
3.7 | Appoint a Director Ishibashi, Takuya | Management | For | For | Y | |||||||
3.8 | Appoint a Director Fujitani, Osamu | Management | For | For | Y | |||||||
3.9 | Appoint a Director Tsuchida, Kazuto | Management | For | For | Y | |||||||
3.10 | Appoint a Director Hori, Fukujiro | Management | For | For | Y | |||||||
3.11 | Appoint a Director Yoshii, Keiichi | Management | For | For | Y | |||||||
3.12 | Appoint a Director Hama, Takashi | Management | For | For | Y | |||||||
3.13 | Appoint a Director Yamamoto, Makoto | Management | For | For | Y | |||||||
3.14 | Appoint a Director Kiguchi, Masahiro | Management | For | For | Y | |||||||
3.15 | Appoint a Director Tanabe, Yoshiaki | Management | For | For | Y | |||||||
3.16 | Appoint a Director Otomo, Hirotsugu | Management | For | For | Y | |||||||
3.17 | Appoint a Director Kimura, Kazuyoshi | Management | For | For | Y | |||||||
3.18 | Appoint a Director Shigemori, Yutaka | Management | For | For | Y | |||||||
3.19 | Appoint a Director Yabu, Yukiko | Management | For | For | Y | |||||||
4 | Appoint a Corporate Auditor Kuwano, Yukinori | Management | For | For | Y | |||||||
5 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | Y | |||||||
6 | Approve Details of Stock Compensation to be received by Directors | Management | For | For | Y | |||||||
DAIWA SECURITIES GROUP INC. | ||||||||||||
Security | J11718111 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 8601 JP | Meeting Date | 28-Jun-2016 | |||||||||
ISIN | JP3502200003 | Agenda | 707150847 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 26-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1.1 | Appoint a Director Suzuki, Shigeharu | Management | For | For | Y | |||||||
1.2 | Appoint a Director Hibino, Takashi | Management | For | For | Y | |||||||
1.3 | Appoint a Director Nakata, Seiji | Management | For | For | Y | |||||||
1.4 | Appoint a Director Nishio, Shinya | Management | For | For | Y | |||||||
1.5 | Appoint a Director Matsui, Toshihiro | Management | For | For | Y | |||||||
1.6 | Appoint a Director Tashiro, Keiko | Management | For | For | Y | |||||||
1.7 | Appoint a Director Komatsu, Mikita | Management | For | For | Y | |||||||
1.8 | Appoint a Director Matsuda, Morimasa | Management | For | For | Y | |||||||
1.9 | Appoint a Director Matsubara, Nobuko | Management | For | For | Y | |||||||
1.10 | Appoint a Director Tadaki, Keiichi | Management | For | For | Y | |||||||
1.11 | Appoint a Director Onodera, Tadashi | Management | For | For | Y | |||||||
1.12 | Appoint a Director Ogasawara, Michiaki | Management | For | For | Y | |||||||
1.13 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | Y | |||||||
1.14 | Appoint a Director Nishikawa, Ikuo | Management | For | For | Y | |||||||
2 | Approve Issuance of Share Acquisition Rights as Stock Options for Directors, Executive Officers and Employees of the Company, the Company's Subsidiaries and the Affiliated Companies | Management | For | For | Y | |||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | DBS SP | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | SG1L01001701 | Agenda | 706836383 - Management | |||||||||
Record Date | Holding Recon Date | 26-Apr-2016 | ||||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 AND THE AUDITOR'S REPORT THEREON | Management | For | For | Y | |||||||
2 | TO DECLARE A ONE-TIER TAX EXEMPT FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, FOR THE YEAR ENDED 31 DECEMBER 2015. [2014: FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE, ONE-TIER TAX EXEMPT] | Management | For | For | Y | |||||||
3 | TO APPROVE THE AMOUNT OF SGD 3,688,541 PROPOSED AS DIRECTORS' REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2015. [2014: SGD 3,553,887] | Management | For | For | Y | |||||||
4 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | Y | |||||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MS EULEEN GOH | Management | For | For | Y | |||||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR DANNY TEOH | Management | For | For | Y | |||||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR, WHO ARE RETIRING UNDER ARTICLE 95 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR PIYUSH GUPTA | Management | For | For | Y | |||||||
8 | TO RE-APPOINT MR NIHAL VIJAYA DEVADAS KAVIRATNE CBE WHO IS RETIRING UNDER THE RESOLUTION PASSED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 23 APRIL 2015 PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50 (WHICH WAS THEN IN FORCE) | Management | For | For | Y | |||||||
9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO OFFER AND GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE DBSH SHARE PLAN AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES OF THE COMPANY ("DBSH ORDINARY SHARES") AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS UNDER THE DBSH SHARE PLAN, PROVIDED ALWAYS THAT: (A) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES (I) ISSUED AND/OR TO BE ISSUED PURSUANT TO THE DBSH SHARE PLAN; AND (II) ISSUED PURSUANT TO THE DBSH SHARE OPTION PLAN SHALL NOT EXCEED 5 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME; AND (B) THE AGGREGATE NUMBER OF NEW DBSH ORDINARY SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE DBSH SHARE PLAN DURING THE PERIOD COMMENCING FROM THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, SHALL NOT EXCEED 2 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY FROM TIME TO TIME | Management | For | For | Y | |||||||
10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PER | Management | For | For | Y | |||||||
CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL BE LESS THAN 10 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AND ADJUSTMENTS AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")), FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER | ||||||||||||
11 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE APPLICATION OF THE DBSH SCRIP DIVIDEND SCHEME TO THE FINAL DIVIDEND OF 30 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
12 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO APPLY THE DBSH SCRIP DIVIDEND SCHEME TO ANY DIVIDEND(S) WHICH MAY BE DECLARED FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO ALLOT AND ISSUE SUCH NUMBER OF NEW ORDINARY SHARES OF THE COMPANY AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT THERETO | Management | For | For | Y | |||||||
13 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES OF THE COMPANY ("ORDINARY SHARES") NOT EXCEEDING IN AGGREGATE THE MAXIMUM PERCENTAGE (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) ON THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST") AND/OR ANY OTHER SECURITIES EXCHANGE ON WHICH THE ORDINARY SHARES MAY FOR THE TIME BEING BE LISTED AND QUOTED ("OTHER EXCHANGE"); AND/OR (II) OFF- MARKET PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND RULES OF THE SGX- ST OR, AS THE CASE MAY BE, OTHER EXCHANGE AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "SHARE PURCHASE MANDATE"); (B) UNLESS VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD; AND (III) THE DATE ON WHICH PURCHASES AND ACQUISITIONS OF ORDINARY SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE | Management | For | For | Y | |||||||
CARRIED OUT TO THE FULL EXTENT MANDATED; (C) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE CLOSING MARKET PRICES OF AN ORDINARY SHARE OVER THE LAST FIVE MARKET DAYS ON WHICH TRANSACTIONS IN THE ORDINARY SHARES ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE WERE RECORDED, IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED, IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST, FOR ANY CORPORATE ACTION THAT OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR THE PURCHASE OR ACQUISITION OF ORDINARY SHARES FROM SHAREHOLDERS, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE BASIS SET OUT BELOW) FOR EACH ORDINARY SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF- MARKET PURCHASE; "MAXIMUM PERCENTAGE" MEANS THAT NUMBER OF ISSUED ORDINARY SHARES REPRESENTING 1% OF THE ISSUED ORDINARY SHARES OF THE COMPANY AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING ANY ORDINARY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO AN ORDINARY SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING RELATED BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX, STAMP DUTIES, CLEARANCE FEES AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE OF AN ORDINARY SHARE, 105% OF THE AVERAGE CLOSING PRICE OF THE ORDINARY SHARES; AND (D) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | ||||||||||||
14 | THAT THE REGULATIONS CONTAINED IN THE NEW CONSTITUTION SUBMITTED TO THIS MEETING AND, FOR THE PURPOSE OF IDENTIFICATION, SUBSCRIBED TO BY THE CHAIRMAN THEREOF, BE APPROVED AND ADOPTED AS THE NEW CONSTITUTION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING CONSTITUTION | Management | For | For | Y | |||||||
DYNAGAS LNG PARTNERS LP | ||||||||||||
Security | Y2188B108 | Meeting Type | Annual | |||||||||
Ticker Symbol | DLNG | Meeting Date | 20-Nov-2015 | |||||||||
ISIN | MHY2188B1083 | Agenda | 934287219 - Management | |||||||||
Record Date | 28-Sep-2015 | Holding Recon Date | 28-Sep-2015 | |||||||||
City / | Country | / | Greece | Vote Deadline Date | 19-Nov-2015 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1. | TO ELECT EVANGELOS VLAHOULIS AS A CLASS I DIRECTOR TO SERVE FOR A THREE-YEAR TERM UNTIL THE 2018 ANNUAL MEETING OF LIMITED PARTNERS | Management | For | For | Y | |||||||
2. | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. AS THE PARTNERSHIP'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | Management | For | For | Y | |||||||
EASYJET PLC, LUTON | ||||||||||||
Security | G3030S109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | EZJ LN | Meeting Date | 11-Feb-2016 | |||||||||
ISIN | GB00B7KR2P84 | Agenda | 706640011 - Management | |||||||||
Record Date | Holding Recon Date | 09-Feb-2016 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 05-Feb-2016 | ||||||
SEDOL(s) | B50ZTT1 - B7KR2P8 - B7MLGM3 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2015 | Management | For | For | Y | |||||||
2 | TO APPROVE THE ANNUAL STATEMENT BY THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND THE ANNUAL REPORT ON REMUNERATION | Management | For | For | Y | |||||||
3 | TO DECLARE AN ORDINARY DIVIDEND | Management | For | For | Y | |||||||
4 | TO ELECT ANDREW FINDLAY AS A DIRECTOR | Management | For | For | Y | |||||||
5 | TO ELECT CHRIS BROWNE OBE AS A DIRECTOR | Management | For | For | Y | |||||||
6 | TO RE-ELECT JOHN BARTON AS A DIRECTOR | Management | For | For | Y | |||||||
7 | TO RE-ELECT CHARLES GURASSA AS A DIRECTOR | Management | For | For | Y | |||||||
8 | TO RE-ELECT DAME CAROLYN MCCALL AS A DIRECTOR | Management | For | For | Y | |||||||
9 | TO RE-ELECT ADELE ANDERSON AS A DIRECTOR | Management | For | For | Y | |||||||
10 | TO RE-ELECT DR. ANDREAS BIERWIRTH AS A DIRECTOR | Management | For | For | Y | |||||||
11 | TO RE-ELECT KEITH HAMILL OBE AS A DIRECTOR | Management | For | For | Y | |||||||
12 | TO RE-ELECT ANDY MARTIN AS A DIRECTOR | Management | For | For | Y | |||||||
13 | TO RE-ELECT FRANCOIS RUBICHON AS A DIRECTOR | Management | For | For | Y | |||||||
14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | Management | For | For | Y | |||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | Y | |||||||
16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | Y | |||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | Y | |||||||
18 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | Y | |||||||
20 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS, OTHER THAN ANNUAL GENERAL MEETINGS, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | Y | |||||||
ENAGAS SA, MADRID | ||||||||||||
Security | E41759106 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | ENG SM | Meeting Date | 18-Mar-2016 | |||||||||
ISIN | ES0130960018 | Agenda | 706746712 - Management | |||||||||
Record Date | 10-Mar-2016 | Holding Recon Date | 10-Mar-2016 | |||||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 11-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO EXAMINE AND, IF APPROPRIATE, APPROVE THE 2015 FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS) AND MANAGEMENT REPORT OF ENAGAS S.A. AND ITS CONSOLIDATED GROUP | Management | For | For | Y | |||||||
2 | TO APPROVE, IF APPLICABLE, THE PROPOSED DISTRIBUTION OF ENAGAS, S.A.'S NET INCOME FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
3 | TO APPROVE, IF APPROPRIATE, THE PERFORMANCE OF THE BOARD OF DIRECTORS OF ENAGAS, S.A. IN 2015 | Management | For | For | Y | |||||||
4 | TO APPOINT ERNST & YOUNG, S.L. AS AUDITOR OF ENAGAS, S.A. AND ITS CONSOLIDATED GROUP FOR 2016, 2017 AND 2018 | Management | For | For | Y | |||||||
5 | TO RE-ELECT SOCIEDAD ESTATAL DE PARTICIPACIONES INDUSTRIALES (SEPI) AS DIRECTOR FOR THE FOUR-YEAR TERM PROVIDED FOR IN THE ARTICLES OF ASSOCIATION. SOCIEDAD ESTATAL DE PARTICIPACIONES INDUSTRIALES (SEPI) WILL SERVE AS PROPRIETARY DIRECTOR | Management | For | For | Y | |||||||
6.1 | TO AMEND ARTICLES 3, 23, 44, 45 AND 50 OF THE ARTICLES OF ASSOCIATION: AMENDMENT TO ARTICLE 3 ("REGISTERED OFFICE, BRANCHES AND ELECTRONIC SITE") TO ADAPT IT TO THE NEW WORDING GIVEN IN ARTICLE 285.2 OF THE SPANISH LIMITED LIABILITY COMPANIES LAW BY VIRTUE OF LAW 9/2015 OF 25 MAY ON EMERGENCY INSOLVENCY MEASURES | Management | For | For | Y | |||||||
6.2 | TO AMEND ARTICLES 3, 23, 44, 45 AND 50 OF THE ARTICLES OF ASSOCIATION: AMENDMENT TO ARTICLE 23 ("EXCEPTIONAL CONVENING") AND OF ARTICLE 50 ("APPOINTMENT OF AUDITORS") TO ADAPT THEM TO THE NEW WORDING GIVEN IN ARTICLES 169, 265 AND 266 OF THE SPANISH LIMITED LIABILITY COMPANIES LAW BY VIRTUE OF LAW 15/2015 OF 2 JULY ON VOLUNTARY JURISDICTION | Management | For | For | Y | |||||||
6.3 | TO AMEND ARTICLES 3, 23, 44, 45 AND 50 OF THE ARTICLES OF ASSOCIATION: AMENDMENT TO ARTICLE 44 ("AUDIT AND COMPLIANCE COMMITTEE") TO ADAPT IT TO THE PROVISIONS OF EU REGULATION NO. 527/2014 OF 16 APRIL AND TO THE WORDING GIVEN IN ARTICLE 529 QUATERDECIES OF THE SPANISH LIMITED LIABILITY COMPANIES LAW BY VIRTUE OF AUDIT LAW 22/2015 OF 20 JULY | Management | For | For | Y | |||||||
6.4 | TO AMEND ARTICLES 3, 23, 44, 45 AND 50 OF THE ARTICLES OF ASSOCIATION: AMENDMENT TO ARTICLE 45 ("APPOINTMENTS, REMUNERATION AND CORPORATE SOCIAL RESPONSIBILITY COMMITTEE") TO ENABLE THE BOARD OF DIRECTORS TO RESOLVE, WHERE APPLICABLE, THE SEPARATION OF THAT COMMITTEE INTO TWO COMMITTEES IN ACCORDANCE WITH THE GOOD GOVERNANCE CODE RECOMMENDATIONS ANNOUNCED BY THE SPANISH NATIONAL SECURITIES MARKET COMMISSION (CNMV) | Management | For | For | Y | |||||||
7 | TO APPROVE, FOR THE PURPOSE OF ARTICLE 529 NOVODECIES OF THE SPANISH LIMITED LIABILITY COMPANIES LAW, THE DIRECTOR REMUNERATION POLICY FOR 2016, 2017 AND 2018 | Management | For | For | Y | |||||||
8 | TO APPROVE, FOR THE PURPOSE OF ARTICLE 219 OF THE SPANISH LIMITED LIABILITY COMPANIES LAW, A LONG-TERM INCENTIVE PLAN THAT INCLUDES DISTRIBUTING SHARES, WHICH WILL BE APPLICABLE TO THE EXECUTIVE DIRECTORS, THE MEMBERS OF THE MANAGEMENT COMMITTEE AND THE MANAGEMENT PERSONNEL OF BOTH THE COMPANY AND ITS GROUP OF COMPANIES | Management | For | For | Y | |||||||
9 | TO SUBMIT THE ANNUAL REPORT ON DIRECTORS' REMUNERATION REFERRED TO IN ARTICLE 541 TER OF THE SPANISH LIMITED LIABILITY COMPANIES LAW TO AN ADVISORY VOTE | Management | For | For | Y | |||||||
10 | TO DELEGATE THE BOARD OF DIRECTORS, FOR A MAXIMUM OF FIVE YEARS AND WITH EXPRESS REPLACEMENT POWERS, THE POWER TO RESOLVE ISSUING, ONE OR MORE TIMES, ANY FIXED-INCOME SECURITIES OR ANALOGOUS SIMPLE OR SECURED DEBT INSTRUMENTS FOR A MAXIMUM OF 5 BILLION EUROS (5,000,000,000 EUROS) | Management | For | For | Y | |||||||
11 | TO DELEGATE TO THE BOARD OF DIRECTORS, FOR A MAXIMUM OF FIVE YEARS AND WITH EXPRESS REPLACEMENT POWERS, THE POWER TO RESOLVE ISSUING, ONE OR MORE TIMES, ANY FIXED-INCOME SECURITIES OR ANALOGOUS CONVERTIBLE DEBT INSTRUMENTS OR THOSE WHICH GIVE THE RIGHT TO SUBSCRIBE TO COMPANY SHARES OR WHICH CAN BE EXCHANGED OR GIVE THE RIGHT TO BUY SHARES OF THE COMPANY OR OF OTHER COMPANIES, FOR | Management | For | For | Y | |||||||
A MAXIMUM OF ONE BILLION EUROS (1.000.000.000 EUROS); AND TO INCREASE SHARE CAPITAL BY THE NECESSARY AMOUNT AND EXCLUDE, WHERE APPLICABLE, THE PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 20% OF SHARE CAPITAL AT THE TIME OF THIS DELEGATION OF POWERS | ||||||||||||
12 | TO DRAFT A REPORT, WHICH IS NOT SUBJECT TO VOTE, ON AMENDMENTS TO THE "RULES-AND REGULATIONS OF THE ORGANISATION AND FUNCTIONING OF THE BOARD OF DIRECTORS-OF ENAGAS, S.A." INTRODUCED SINCE THE LAST GENERAL MEETING OF SHAREHOLDERS-FOR PURPOSES OF ADAPTING THEM TO THE AMENDMENTS INTRODUCED TO THE SPANISH- LIMITED LIABILITY COMPANIES LAW BY VIRTUE OF AUDIT LAW 22/2015 OF 20 JULY AND-TO THE GOOD GOVERNANCE CODE RECOMMENDATIONS ESTABLISHED BY THE SPANISH-NATIONAL SECURITIES MARKET COMMISSION (CNMV) | Non-Voting | N | |||||||||
13 | TO DELEGATE AUTHORISATION TO SUPPLEMENT, DEVELOP, IMPLEMENT, RECTIFY AND FORMALISE THE RESOLUTIONS ADOPTED AT THE GENERAL MEETING | Management | For | For | Y | |||||||
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION - GR | ||||||||||||
Security | B33432129 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | DELB | Meeting Date | 14-Mar-2016 | |||||||||
ISIN | BE0003562700 | Agenda | 706666293 - Management | |||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||
City / | Country | BRUSSE LS | / | Belgium | Vote Deadline Date | 04-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | N | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO- PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | |||||||||
1 | ACKNOWLEDGMENT AND DISCUSSION OF THE FOLLOWING DOCUMENTS OF WHICH THE- SHAREHOLDERS COULD RECEIVE A COPY FREE OF CHARGE: I. THE JOINT CROSS-BORDER- MERGER PROPOSAL, DRAWN UP BY THE MANAGEMENT BOARD OF KONINKLIJKE AHOLD N.V.-("AHOLD") AND THE BOARD OF DIRECTORS OF THE COMPANY, IN ACCORDANCE WITH-ARTICLE 5 OF DIRECTIVE 2005/56/EC OF THE EUROPEAN PARLIAMENT AND OF THE-COUNCIL OF 26 OCTOBER 2005 ON CROSS-BORDER MERGERS OF LIMITED LIABILITY-COMPANIES, ARTICLE 772/6 OF THE BELGIAN COMPANIES CODE AND SECTION 2:312-JUNCTO 2:326 JUNCTO 2:333D OF THE DUTCH CIVIL CODE (THE "MERGER PROPOSAL");-II. THE BOARD REPORT, DRAWN UP BY THE BOARD OF DIRECTORS OF THE COMPANY, IN-ACCORDANCE WITH ARTICLE 7 OF DIRECTIVE 2005/56/EC OF THE EUROPEAN PARLIAMENT-AND OF THE COUNCIL OF 26 OCTOBER 2005 ON CROSS-BORDER MERGERS OF LIMITED-LIABILITY COMPANIES AND ARTICLE 772/8 OF THE BELGIAN COMPANIES CODE (THE- "BOARD REPORT"); AND III. THE REPORT, DRAWN UP BY THE COMPANY'S STATUTORY-AUDITOR, IN | Non-Voting | N | |||||||||
ACCORDANCE WITH ARTICLE 8 OF DIRECTIVE 2005/56/EC OF THE EUROPEAN-PARLIAMENT AND OF THE COUNCIL OF 26 OCTOBER 2005 ON CROSS- BORDER MERGERS OF-LIMITED LIABILITY COMPANIES AND ARTICLE 772/9 OF THE BELGIAN COMPANIES CODE-(THE "AUDITOR'S REPORT") | ||||||||||||
2 | COMMUNICATION OF ANY MATERIAL CHANGES IN THE ASSETS AND LIABILITIES OF THE-COMPANIES INVOLVED IN THE MERGER BETWEEN THE DATE OF THE MERGER PROPOSAL AND-THE DATE OF THE MERGER, IN ACCORDANCE WITH ARTICLE 696 JUNCTO 772/1 OF THE-BELGIAN COMPANIES CODE | Non-Voting | N | |||||||||
3 | APPROVAL OF: I. THE MERGER PROPOSAL, CONDITIONAL UPON THE SATISFACTION OF THE CONDITIONS PRECEDENT SET OUT IN THE MERGER PROPOSAL AND EFFECTIVE AS FROM 00:00 A.M. CET ON THE FIRST DAY AFTER THE DAY ON WHICH A DUTCH CIVIL LAW NOTARY EXECUTES THE DUTCH NOTARIAL DEED OF CROSS-BORDER MERGER (THE "EFFECTIVE TIME"); II. THE CROSS- BORDER MERGER BY ACQUISITION OF THE COMPANY BY AHOLD WITHIN THE MEANING OF ARTICLE 2.2 A) OF DIRECTIVE 2005/56/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL OF 26 OCTOBER 2005 ON CROSS-BORDER MERGERS OF LIMITED LIABILITY COMPANIES, ARTICLES 671 AND 772/1 OF THE BELGIAN COMPANIES CODE AND SECTION 2:309 JUNCTO SECTION 2:333 OF THE DUTCH CIVIL CODE, IN ACCORDANCE WITH THE TERMS OF THE MERGER PROPOSAL, CONDITIONAL UPON THE SATISFACTION OF THE CONDITIONS PRECEDENT SET OUT IN THE MERGER PROPOSAL AND EFFECTIVE AS FROM AND CONDITIONAL UPON THE EFFECTIVE TIME, AND HENCE DISSOLUTION WITHOUT LIQUIDATION OF THE COMPANY; III. THE APPLICATION OF THE REFERENCE PROVISIONS OF SECTION 1:31, SUBSECTIONS 2 AND 3 OF THE DUTCH LAW ROLE EMPLOYEES AT EUROPEAN LEGAL ENTITIES (WET ROL WERKNEMERS BIJ EUROPESE RECHTSPERSONEN) (THE "RWER LAW") INSTEAD OF INITIATING NEGOTIATIONS WITH A SPECIAL NEGOTIATING BODY (AS REFERRED TO IN SECTION 2:333K SUBSECTION 12 OF THE DUTCH CIVIL CODE) AND, HENCE, TO CONTINUE THE EXISTING SITUATION AT THE LEVEL OF AHOLD OR AT THE LEVEL OF THE COMPANY WITH RESPECT TO EMPLOYEE PARTICIPATION AS DEFINED IN ARTICLE 1:1 OF THE RWER LAW; AND IV. THE FACT THAT THE REAL PROPERTY AND IMMOVABLE RIGHTS IN REM OF WHICH THE COMPANY DECLARES TO BE THE OWNER SHALL BE THE SUBJECT OF SEPARATE NOTARIAL DEEDS WHICH SHALL CONTAIN THE LEGAL FORMALITIES TO BE COMPLIED WITH REGARDING THE TRANSFER OF SUCH REAL PROPERTY AND IMMOVABLE RIGHTS | Management | For | For | Y | |||||||
IN REM (WITHOUT PREJUDICE TO THE LEGAL FORMALITIES WHICH ARE CONTAINED IN THE MINUTES OF THIS EXTRAORDINARY SHAREHOLDERS' MEETING) AND WHICH SHALL BE TRANSCRIBED IN THE RECORDS OF THE COMPETENT MORTGAGE REGISTRIES | ||||||||||||
4 | APPROVAL OF THE EXCEPTIONAL GRANT TO MR. FRANS MULLER OF DELHAIZE EU PSUS PRIOR TO THE DAY ON WHICH A DUTCH CIVIL LAW NOTARY EXECUTES THE DUTCH NOTARIAL DEED OF CROSS-BORDER MERGER (THE "CLOSING") AND WITH A VALUE OF EUR 1.5 MILLION. THE VESTING OF THE DELHAIZE EU PSUS SHALL OCCUR THREE YEARS AFTER GRANT, SUBJECT TO COMPANY PERFORMANCE AGAINST FINANCIAL TARGETS, WHICH CURRENTLY RELATE TO SHAREHOLDER VALUE CREATION, FIXED UPON GRANT. THE NUMBER OF SHARES TO BE RECEIVED UPON VESTING OF THE DELHAIZE EU PSUS WILL VARY FROM 0% TO 150% OF THE AWARDED NUMBER OF DELHAIZE EU PSUS, IN FUNCTION OF THE ACHIEVED COMPANY PERFORMANCE AGAINST FINANCIAL TARGETS AND UPON CLOSING THE PERFORMANCE WILL BE MEASURED AGAINST TARGETS AS SET FOR THE COMBINED COMPANY'S LONG-TERM INCENTIVE PLAN. VESTING OF THE DELHAIZE EU PSUS GRANTED UNDER THIS EXCEPTIONAL GRANT WILL BE CONDITIONAL UPON (I) CLOSING TAKING PLACE, AND (II) MR. FRANS MULLER'S CONTINUED WORK UNDER HIS MANAGEMENT CONTRACT WITH THE COMPANY ON THE DATE OF CLOSING. IF ANY OF THESE VESTING CONDITIONS IS NOT MET, VESTING WILL NOT TAKE PLACE AND THE DELHAIZE EU PSUS GRANTED UNDER THIS EXCEPTIONAL GRANT WILL AUTOMATICALLY EXPIRE AND BECOME NULL AND VOID. UPON CLOSING, THE DELHAIZE EU PSUS GRANTED UNDER THIS EXCEPTIONAL GRANT WILL BE CONVERTED INTO PERFORMANCE SHARES UNDER THE COMBINED COMPANY'S LONG-TERM INCENTIVE PLAN | Management | For | For | Y | |||||||
5 | APPROVAL OF THE RELEASE OF THE DIRECTORS FROM ANY LIABILITY ARISING FROM THE PERFORMANCE OF THEIR DUTIES DURING THE PERIOD FROM 1 JANUARY 2016 UNTIL THE DATE OF THIS EXTRAORDINARY SHAREHOLDERS' MEETING | Management | For | For | Y | |||||||
6 | APPROVAL OF THE DELEGATION OF POWERS TO: I. B-DOCS BVBA, HAVING ITS REGISTERED OFFICE AT WILLEM DE ZWIJGERSTRAAT 27, 1000 BRUSSELS, WITH THE POWER TO SUB-DELEGATE, TO PERFORM ALL FORMALITIES WITH THE REGISTER OF LEGAL ENTITIES, THE VAT ADMINISTRATION AND ANY BUSINESS ONE-STOP- SHOP IN ORDER TO AMEND AND/OR CANCEL THE REGISTRATION OF THE COMPANY WITH THE CROSSROADS BANK FOR ENTERPRISES, AS WELL | Management | For | For | Y | |||||||
AS TO PERFORM ALL FORMALITIES RESULTING FROM THE DISSOLUTION OF THE COMPANY; II. ANY CURRENT DIRECTOR OF THE COMPANY, AS WELL AS TO PHILIPPE DECHAMPS, NICOLAS JEROME, ELS STEEN AND BENOIT STOCKMAN, ACTING INDIVIDUALLY AND WITH THE POWER TO SUB- DELEGATE, TO SIGN, JOINTLY WITH ONE OR MORE REPRESENTATIVE(S) TO BE APPOINTED BY THE GENERAL MEETING OF AHOLD, THE NOTARIAL DEEDS REFERRED TO IN RESOLUTION 3.IV. ABOVE, AS WELL AS ANY RECTIFYING NOTARIAL DEEDS REGARDING ANY MATERIAL ERRORS OR OMISSIONS WITH RESPECT TO THE REAL PROPERTY OR IMMOVABLE RIGHTS IN REM OF THE COMPANY; AND III. ANY CURRENT DIRECTOR OF THE COMPANY, AS WELL AS TO PHILIPPE DECHAMPS AND NICOLAS JEROME, ACTING INDIVIDUALLY AND WITH THE POWER TO SUB- DELEGATE, TO IMPLEMENT THE DECISIONS TAKEN BY THE EXTRAORDINARY SHAREHOLDERS' MEETING AND TO CARRY OUT ALL NECESSARY OR USEFUL FORMALITIES TO THAT EFFECT | ||||||||||||
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION - GR | ||||||||||||
Security | B33432129 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | DELB | Meeting Date | 26-May-2016 | |||||||||
ISIN | BE0003562700 | Agenda | 706993006 - Management | |||||||||
Record Date | 12-May-2016 | Holding Recon Date | 12-May-2016 | |||||||||
City / | Country | BRUSSE LS | / | Belgium | Vote Deadline Date | 18-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO- PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | N | |||||||||
1 | PRESENTATION OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS ON THE-FINANCIAL YEAR ENDED DECEMBER 31, 2015 | Non-Voting | N | |||||||||
2 | PRESENTATION OF THE REPORT OF THE STATUTORY AUDITOR ON THE FINANCIAL YEAR- ENDED DECEMBER 31, 2015 | Non-Voting | N | |||||||||
3 | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AS OF DECEMBER 31, 2015 | Non-Voting | N | |||||||||
4 | APPROVAL OF THE STATUTORY (NON- CONSOLIDATED) ANNUAL ACCOUNTS AS OF DECEMBER 31, 2015, INCLUDING THE ALLOCATION OF PROFITS, AND APPROVAL OF THE DISTRIBUTION OF A GROSS DIVIDEND OF EUR 1.80 PER SHARE | Management | For | For | Y | |||||||
5 | APPROVE THE DISCHARGE OF LIABILITY OF PERSONS WHO SERVED AS DIRECTORS OF THE COMPANY DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2015 | Management | For | For | Y | |||||||
6 | APPROVE THE DISCHARGE OF LIABILITY OF THE STATUTORY AUDITOR OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2015 | Management | For | For | Y | |||||||
7 | APPROVE THE REMUNERATION REPORT INCLUDED IN THE CORPORATE GOVERNANCE STATEMENT OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS ON THE FINANCIAL YEAR ENDED DECEMBER 31, 2015 | Management | For | For | Y | |||||||
FUJI HEAVY INDUSTRIES LTD. | ||||||||||||
Security | J14406136 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 7270 JP | Meeting Date | 28-Jun-2016 | |||||||||
ISIN | JP3814800003 | Agenda | 707160595 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 26-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Change Official Company Name to SUBARU CORPORATION | Management | For | For | Y | |||||||
3.1 | Appoint a Director Yoshinaga, Yasuyuki | Management | For | For | Y | |||||||
3.2 | Appoint a Director Kondo, Jun | Management | For | For | Y | |||||||
3.3 | Appoint a Director Muto, Naoto | Management | For | For | Y | |||||||
3.4 | Appoint a Director Takahashi, Mitsuru | Management | For | For | Y | |||||||
3.5 | Appoint a Director Tachimori, Takeshi | Management | For | For | Y | |||||||
3.6 | Appoint a Director Kasai, Masahiro | Management | For | For | Y | |||||||
3.7 | Appoint a Director Komamura, Yoshinori | Management | For | For | Y | |||||||
3.8 | Appoint a Director Aoyama, Shigehiro | Management | For | For | Y | |||||||
4.1 | Appoint a Corporate Auditor Haimoto, Shuzo | Management | For | For | Y | |||||||
4.2 | Appoint a Corporate Auditor Abe, Yasuyuki | Management | For | For | Y | |||||||
5 | Appoint a Substitute Corporate Auditor Tamazawa, Kenji | Management | For | For | Y | |||||||
6 | Amend the Compensation to be received by Directors | Management | For | For | Y | |||||||
GAS NATURAL SDG SA, BARCELONA | ||||||||||||
Security | E5499B123 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | GAS SM | Meeting Date | 04-May-2016 | |||||||||
ISIN | ES0116870314 | Agenda | 706867415 - Management | |||||||||
Record Date | 27-Apr-2016 | Holding Recon Date | 27-Apr-2016 | |||||||||
City / | Country | BARCEL ONA | / | Spain | Vote Deadline Date | 28-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | APPROVAL OF ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Management | For | For | Y | |||||||
2 | APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Management | For | For | Y | |||||||
3 | ALLOCATION OF RESULTS | Management | For | For | Y | |||||||
4 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
5 | REELECTION OF AUDITORS: PRICEWATERHOUSECOOPERS | Management | For | For | Y | |||||||
6.1 | REELECTION OF MR SALVADOR GABARRO SERRA AS DIRECTOR | Management | For | For | Y | |||||||
6.2 | APPOINTMENT OF MS HELENA HERRERO STARKIE AS DIRECTOR | Management | For | For | Y | |||||||
6.3 | REELECTION OF MR JUAN ROSELL LASTORTRAS AS DIRECTOR | Management | For | For | Y | |||||||
7 | CONSULTATIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTOR | Management | For | For | Y | |||||||
8 | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | For | For | Y | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 05 MAY 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | N | |||||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "100" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | N | |||||||||
CMMT | 04 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 5 AND 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | N | |||||||||
HANNOVER RUECK SE, HANNOVER | ||||||||||||
Security | D3015J135 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | HNR1 GR | Meeting Date | 10-May-2016 | |||||||||
ISIN | DE0008402215 | Agenda | 706833325 - Management | |||||||||
Record Date | 03-May-2016 | Holding Recon Date | 03-May-2016 | |||||||||
City / | Country | HANNOV ER | / | Germany | Vote Deadline Date | 02-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. | Non-Voting | N | |||||||||
0 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | N | |||||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | N | |||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | ||||||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 25 APR 2016. FURTHER INFORMATION ON- COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE- ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | N | |||||||||
1. | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | Non-Voting | N | |||||||||
2. | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.25 PER SHARE AND SPECIAL DIVIDENDS OF EUR 1.50 PER SHARE | Management | For | For | Y | |||||||
3. | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2015 | Management | For | For | Y | |||||||
4. | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2015 | Management | For | For | Y | |||||||
5. | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION APPROVE CREATION OF EUR60.3 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | Y | |||||||
6. | APPROVE CREATION OF EUR 60.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | For | For | Y | |||||||
7. | APPROVE CREATION OF EUR 1 MILLION POOL OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | Y | |||||||
8. | APPROVE AFFILIATION AGREEMENT WITH INTERNATIONAL INSURANCE COMPANY OF HANNOVER SE | Management | For | For | Y | |||||||
HENDERSON LAND DEVELOPMENT CO LTD, HONG KONG | ||||||||||||
Security | Y31476107 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 12 HK | Meeting Date | 02-Jun-2016 | |||||||||
ISIN | HK0012000102 | Agenda | 706990579 - Management | |||||||||
Record Date | 30-May-2016 | Holding Recon Date | 30-May-2016 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 26-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | N | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0425/LTN20160425097.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0425/LTN20160425099.pdf | Non-Voting | N | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | Y | |||||||
3A | TO RE-ELECT MR KWOK PING HO AS DIRECTOR | Management | For | For | Y | |||||||
3B | TO RE-ELECT MR WONG HO MING, AUGUSTINE AS DIRECTOR | Management | For | For | Y | |||||||
3C | TO RE-ELECT MR LEE TAT MAN AS DIRECTOR | Management | For | For | Y | |||||||
3D | TO RE-ELECT MR KWONG CHE KEUNG, GORDON AS DIRECTOR | Management | For | For | Y | |||||||
3E | TO RE-ELECT PROFESSOR KO PING KEUNG AS DIRECTOR | Management | For | For | Y | |||||||
3F | TO RE-ELECT PROFESSOR POON CHUNG KWONG AS DIRECTOR | Management | For | For | Y | |||||||
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX AUDITOR'S REMUNERATION | Management | For | For | Y | |||||||
5A | TO APPROVE THE ISSUE OF BONUS SHARES | Management | For | For | Y | |||||||
5B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES | Management | For | For | Y | |||||||
5C | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT NEW SHARES | Management | For | For | Y | |||||||
5D | TO AUTHORISE THE DIRECTORS TO ALLOT NEW SHARES EQUAL TO THE TOTAL NUMBER OF SHARES BOUGHT BACK BY THE COMPANY | Management | For | For | Y | |||||||
HITACHI,LTD. | ||||||||||||
Security | J20454112 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 6501 JP | Meeting Date | 22-Jun-2016 | |||||||||
ISIN | JP3788600009 | Agenda | 707124006 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1.1 | Appoint a Director Baba Kalyani | Management | For | For | Y | |||||||
1.2 | Appoint a Director Cynthia Carroll | Management | For | For | Y | |||||||
1.3 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | Y | |||||||
1.4 | Appoint a Director George Buckley | Management | For | For | Y | |||||||
1.5 | Appoint a Director Louise Pentland | Management | For | For | Y | |||||||
1.6 | Appoint a Director Mochizuki, Harufumi | Management | For | For | Y | |||||||
1.7 | Appoint a Director Yamamoto, Takatoshi | Management | For | For | Y | |||||||
1.8 | Appoint a Director Philip Yeo | Management | For | For | Y | |||||||
1.9 | Appoint a Director Yoshihara, Hiroaki | Management | For | For | Y | |||||||
1.10 | Appoint a Director Tanaka, Kazuyuki | Management | For | For | Y | |||||||
1.11 | Appoint a Director Nakanishi, Hiroaki | Management | For | For | Y | |||||||
1.12 | Appoint a Director Nakamura, Toyoaki | Management | For | For | Y | |||||||
1.13 | Appoint a Director Higashihara, Toshiaki | Management | For | For | Y | |||||||
HOYA CORPORATION | ||||||||||||
Security | J22848105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 7741 JP | Meeting Date | 21-Jun-2016 | |||||||||
ISIN | JP3837800006 | Agenda | 707130960 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 19-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1.1 | Appoint a Director Koeda, Itaru | Management | For | For | Y | |||||||
1.2 | Appoint a Director Uchinaga, Yukako | Management | For | For | Y | |||||||
1.3 | Appoint a Director Urano, Mitsudo | Management | For | For | Y | |||||||
1.4 | Appoint a Director Takasu, Takeo | Management | For | For | Y | |||||||
1.5 | Appoint a Director Kaihori, Shuzo | Management | For | For | Y | |||||||
1.6 | Appoint a Director Suzuki, Hiroshi | Management | For | For | Y | |||||||
IBERDROLA SA, BILBAO | ||||||||||||
Security | E6165F166 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | IBE SM | Meeting Date | 08-Apr-2016 | |||||||||
ISIN | ES0144580Y14 | Agenda | 706715868 - Management | |||||||||
Record Date | 01-Apr-2016 | Holding Recon Date | 01-Apr-2016 | |||||||||
City / | Country | BILBAO | / | Spain | Vote Deadline Date | 04-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09 APR 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | N | |||||||||
CMMT | SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY-PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE-PREMIUM OF 0.005 EURO GROSS PER SHARE | Non-Voting | N | |||||||||
1 | APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS OF THE COMPANY AND OF THE ANNUAL ACCOUNTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
2 | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORTS OF THE COMPANY AND OF THE MANAGEMENT REPORTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
3 | APPROVAL OF THE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS DURING FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
4 | RE-ELECTION OF ERNST & YOUNG, S.L. AS AUDITOR OF THE COMPANY AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2016 | Management | For | For | Y | |||||||
5 | APPROVAL OF THE PROPOSED ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF DIVIDENDS FOR FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
6.A | APPROVAL OF TWO INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES FOR TWO NEW EDITIONS OF THE "IBERDROLA FLEXIBLE DIVIDEND" SYSTEM FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY IN THE FOLLOWING AMOUNTS: A FIRST INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 855 MILLION EUROS | Management | For | For | Y | |||||||
6.B | APPROVAL OF TWO INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES FOR TWO NEW EDITIONS OF THE "IBERDROLA FLEXIBLE DIVIDEND" SYSTEM FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY IN THE FOLLOWING AMOUNTS: A SECOND INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 985 MILLION EUROS. EACH OF THE INCREASES PROVIDES FOR: (I) AN OFFER TO THE SHAREHOLDERS OF THE ACQUISITION OF THEIR FREE-OF-CHARGE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE, AND (II) DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWER TO SET THE DATE ON WHICH THE INCREASES MUST BE IMPLEMENTED AND TO AMEND THE ARTICLE OF THE BY-LAWS SETTING THE SHARE CAPITAL | Management | For | For | Y | |||||||
7 | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO INCREASE THE SHARE CAPITAL UPON THE TERMS AND WITHIN THE LIMITS SET OUT IN SECTION 297.1.B) OF THE COMPANIES ACT, WITH THE POWER TO EXCLUDE PRE-EMPTIVE RIGHTS, LIMITED TO A MAXIMUM NOMINAL AMOUNT OF 20 % OF THE SHARE CAPITAL, INCLUDING SUCH AMOUNT AS MAY ARISE FROM THE APPROVAL AND IMPLEMENTATION OF THE PROPOSED RESOLUTION SET FORTH IN ITEM 8 OF THE AGENDA | Management | For | For | Y | |||||||
8 | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, FOR A TERM OF FIVE YEARS, TO ISSUE DEBENTURES OR BONDS THAT ARE EXCHANGEABLE FOR AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY OR OF OTHER COMPANIES AND WARRANTS ON NEWLY-ISSUED OR OUTSTANDING SHARES OF THE COMPANY OR OF OTHER COMPANIES, WITH A MAXIMUM LIMIT OF FIVE BILLION EUROS. THE AUTHORISATION INCLUDES THE DELEGATION OF SUCH POWERS AS MAY BE REQUIRED TO: (I) DETERMINE THE BASIS FOR AND TERMS AND CONDITIONS APPLICABLE TO THE CONVERSION, EXCHANGE, OR EXERCISE; (II) INCREASE SHARE CAPITAL TO THE EXTENT REQUIRED TO ACCOMMODATE REQUESTS FOR CONVERSION; AND (III) EXCLUDE THE PRE-EMPTIVE RIGHTS OF THE SHAREHOLDERS IN CONNECTION WITH THE ISSUES, LIMITED TO A MAXIMUM NOMINAL AMOUNT OF 20 % OF THE SHARE CAPITAL, INCLUDING SUCH AMOUNT AS MAY ARISE FROM THE APPROVAL AND IMPLEMENTATION OF THE PROPOSED RESOLUTION SET FORTH IN ITEM 7 OF THE AGENDA | Management | For | For | Y | |||||||
9A | RE-ELECTION OF MR INIGO VICTOR DE ORIOL IBARRA, AS OTHER EXTERNAL DIRECTOR | Management | For | For | Y | |||||||
9B | RE-ELECTION OF MS INES MACHO STADLER, AS INDEPENDENT DIRECTOR | Management | For | For | Y | |||||||
9C | RE-ELECTION OF MR BRAULIO MEDEL CAMARA, AS INDEPENDENT DIRECTOR | Management | For | For | Y | |||||||
9D | RE-ELECTION OF MS SAMANTHA BARBER, AS INDEPENDENT DIRECTOR | Management | For | For | Y | |||||||
9E | APPOINTMENT OF MR XABIER SAGREDO ORMAZA, AS OTHER EXTERNAL DIRECTOR | Management | For | For | Y | |||||||
10A | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLES 2, 3, 5, 6, 7, 8, 9, AND 32, TO FORMALISE THE INCLUSION OF THE MISSION, VISION, AND VALUES OF THE IBERDROLA GROUP WITHIN THE CORPORATE GOVERNANCE SYSTEM AND TO STRESS THE COMPANY'S COMMITMENT TO ITS CORPORATE VALUES, TO SOCIAL RETURN, AND TO THE ENGAGEMENT OF ALL STAKEHOLDERS, AND CREATION OF A NEW PRELIMINARY TITLE | Management | For | For | Y | |||||||
10B | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLE 12, TO REFER TO THE INDIRECT PARTICIPATION OF THE SHAREHOLDERS OF IBERDROLA, S.A. IN THE OTHER COMPANIES OF THE IBERDROLA GROUP, AND RESTRUCTURING OF TITLE I | Management | For | For | Y | |||||||
10C | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLES 34, 37, 38, 39, 40, 41, 42, 43, 44, AND 45, TO CLARIFY THE DISTRIBUTION OF THE POWERS OF THE APPOINTMENTS COMMITTEE AND OF THE REMUNERATION COMMITTEE, AND TO MAKE OTHER IMPROVEMENTS OF A TECHNICAL NATURE | Management | For | For | Y | |||||||
11A | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: ARTICLES 1, 6, 13, AND 14, TO FORMALISE THE COMPANY'S COMMITMENT TO THE SUSTAINABLE MANAGEMENT OF THE GENERAL SHAREHOLDERS' MEETING AS AN EVENT AND TO PROMOTE ENVIRONMENTALLY-FRIENDLY CHANNELS OF COMMUNICATION | Management | For | For | Y | |||||||
11B | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: ARTICLE 16, TO REGULATE THE GIFT FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | Y | |||||||
11C | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING: ARTICLES 22 AND 32, TO MAKE IMPROVEMENTS OF A TECHNICAL NATURE | Management | For | For | Y | |||||||
12 | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE RETIREMENT OF 157,197,000 OWN SHARES REPRESENTING 2.46 % OF THE SHARE CAPITAL. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO, AMONG OTHER THINGS, AMEND THE ARTICLE OF THE BY-LAWS SETTING THE SHARE CAPITAL | Management | For | For | Y | |||||||
13 | DELEGATION OF POWERS TO FORMALISE AND IMPLEMENT ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS' MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION, AND SUPPLEMENTATION THEREOF, FURTHER ELABORATION THEREON, AND REGISTRATION THEREOF | Management | For | For | Y | |||||||
14 | CONSULTATIVE VOTE REGARDING THE ANNUAL DIRECTOR REMUNERATION REPORT FOR FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
INFINEON TECHNOLOGIES AG, NEUBIBERG | ||||||||||||
Security | D35415104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | IFX GR | Meeting Date | 18-Feb-2016 | |||||||||
ISIN | DE0006231004 | Agenda | 706630058 - Management | |||||||||
Record Date | 11-Feb-2016 | Holding Recon Date | 11-Feb-2016 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 10-Feb-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | N | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03.02.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | N | ||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2014/2015 | Non-Voting | N | |||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.20 PER SHARE | Management | For | For | Y | |||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2014/2015 | Management | For | For | Y | |||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2014/2015 | Management | For | For | Y | |||||||
5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2015/2016 | Management | For | For | Y | |||||||
5.2 | RATIFY KPMG AG AS AUDITORS FOR THE FIRST QUARTER OF FISCAL 2016/2017 | Management | For | For | Y | |||||||
6 | APPROVE CANCELLATION OF CAPITAL AUTHORIZATION: ARTICLE 4, PARAGRAPH 5 OF THE ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
7 | APPROVE QUALIFIED EMPLOYEE STOCK PURCHASE PLAN: ARTICLE 4, PARAGRAPH 7 OF THE ARTICLES OF ASSOCIATION, NEW | Management | For | For | Y | |||||||
8 | APPROVE REMUNERATION OF SUPERVISORY BOARD: ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
ING GROUP NV, AMSTERDAM | ||||||||||||
Security | N4578E413 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | INGA NA | Meeting Date | 25-Apr-2016 | |||||||||
ISIN | NL0000303600 | Agenda | 706763782 - Management | |||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 18-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | OPENING REMARKS AND ANNOUNCEMENTS | Non-Voting | N | |||||||||
2.A | REPORT OF THE EXECUTIVE BOARD FOR 2015 | Non-Voting | N | |||||||||
2.B | SUSTAINABILITY | Non-Voting | N | |||||||||
2.C | REPORT OF THE SUPERVISORY BOARD FOR 2015 | Non-Voting | N | |||||||||
2.D | REMUNERATION REPORT | Non-Voting | N | |||||||||
2.E | ANNUAL ACCOUNTS FOR 2015 | Management | For | For | Y | |||||||
3.A | PROFIT RETENTION AND DISTRIBUTION POLICY | Non-Voting | N | |||||||||
3.B | DIVIDEND FOR 2015: EUR 0.65 PER (DEPOSITARY RECEIPT FOR AN) ORDINARY SHARE | Management | For | For | Y | |||||||
4.A | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2015 | Management | For | For | Y | |||||||
4.B | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2015 | Management | For | For | Y | |||||||
5.A | CORPORATE GOVERNANCE/AMENDMENT OF THE ARTICLES OF ASSOCIATION: ARTICLE 5.1 | Management | For | For | Y | |||||||
5.B | AMENDMENT OF THE ARTICLES OF ASSOCIATION IN CONNECTION WITH THE EUROPEAN BANK RECOVERY AND RESOLUTION DIRECTIVE ("BRRD") | Management | For | For | Y | |||||||
5.C | AMENDMENT OF THE PROFILE OF THE EXECUTIVE BOARD | Non-Voting | N | |||||||||
5.D | AMENDMENT OF THE PROFILE OF THE SUPERVISORY BOARD | Non-Voting | N | |||||||||
6 | AMENDMENT OF THE REMUNERATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
7 | COMPOSITION OF THE EXECUTIVE BOARD: REAPPOINTMENT OF MR WILFRED NAGEL | Management | For | For | Y | |||||||
8 | COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF MRS ANN SHERRY AO | Management | For | For | Y | |||||||
9.A | AUTHORISATION TO ISSUE ORDINARY SHARES | Management | For | For | Y | |||||||
9.B | AUTHORISATION TO ISSUE ORDINARY SHARES, WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS | Management | For | For | Y | |||||||
10 | AUTHORISATION TO ACQUIRE ORDINARY SHARES OR DEPOSITARY RECEIPTS FOR ORDINARY SHARES IN THE COMPANY'S OWN CAPITAL | Management | For | For | Y | |||||||
11 | ANY OTHER BUSINESS AND CONCLUSION | Non-Voting | N | |||||||||
INTESA SANPAOLO SPA, TORINO/MILANO | ||||||||||||
Security | T55067101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | ISP SW | Meeting Date | 26-Feb-2016 | |||||||||
ISIN | IT0000072618 | Agenda | 706653157 - Management | |||||||||
Record Date | 17-Feb-2016 | Holding Recon Date | 17-Feb-2016 | |||||||||
City / | Country | TORINO | / | Italy | Vote Deadline Date | 22-Feb-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO APPROVE THE NEW COMPANY BYLAWS IN RELATION TO THE ONE-TIER SYSTEM OF ADMINISTRATION AND AUDIT, RESOLUTIONS RELATED THERETO | Management | For | For | Y | |||||||
INTESA SANPAOLO SPA, TORINO/MILANO | ||||||||||||
Security | T55067101 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | ISP SW | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | IT0000072618 | Agenda | 706881061 - Management | |||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||
City / | Country | TORINO | / | Italy | Vote Deadline Date | 21-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_276610.PDF | Non-Voting | N | |||||||||
1 | PROPOSAL FOR ALLOCATION OF NET INCOME RELATING TO THE FINANCIAL STATEMENTS AS AT 31 DECEMBER 2015 AND DISTRIBUTION OF DIVIDENDS | Management | For | For | Y | |||||||
2.A | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FOR FINANCIAL YEARS 2016/2017/2018: SHAREHOLDERS COMPAGNIA DI SAN PAOLO, FONDAZIONE CARIPLO, FONDAZIONE CASSA DI RISPARMIO DI PADOVA E ROVIGO AND FONDAZIONE CASSA DI RISPARMIO IN BOLOGNA HAVE PROPOSED TO SET THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT 19 | Management | For | For | Y | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES OF DIRECTORS TO BE ELECTED,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF DIRECTORS. THANK YOU | Non-Voting | N | |||||||||
2.B.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT CONTROL COMMITTEE FOR FINANCIAL YEARS 2016/2017/2018, ON THE BASIS OF THE LISTS OF CANDIDATES SUBMITTED BY SHAREHOLDERS: LIST PRESENTED BY COMPAGNIA DI SAN PAOLO, FONDAZIONE CARIPLO, FONDAZIONE CASSA DI RISPARMIO DI PADOVA E ROVIGO, FONDAZIONE CASSA DI RISPARMIO IN BOLOGNA, REPRESENTING THE 19.460PCT OF THE STOCK CAPITAL: BOARD OF DIRECTORS CANDIDATES: GIAN MARIA GROS- PIETRO, PAOLO ANDREA COLOMBO, CARLO MESSINA, BRUNO PICCA, ROSSELLA LOCATELLI, GIOVANNI COSTA, LIVIA POMODORO, GIOVANNI | Shareholder | Against | For | Y | |||||||
GORNO TEMPINI, GIORGINA GALLO, FRANCO CERUTI, GIANFRANCO CARBONATO, PIETRO GARIBALDI, LUCA GALLI, GIANLUIGI BACCOLINI; BOARD OF DIRECTORS AND COMMITTEE FOR MANAGEMENT AUDIT CANDIDATES: MARIA CRISTINA ZOPPO, EDOARDO GAFFEO, MILENA TERESA MOTTA, MARINA MANNA | N | |||||||||||
2.B.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT CONTROL COMMITTEE FOR FINANCIAL YEARS 2016/2017/2018, ON THE BASIS OF THE LISTS OF CANDIDATES SUBMITTED BY SHAREHOLDERS: LIST PRESENTED BY ABERDEEN ASSET MANAGEMENT PLC, ALETTI GESTIELLE SGR S.P.A., ANIMA SGR S.P.A., APG ASSET MANAGEMENT N.V., ARCA S.G.R. S.P.A., ERSEL ASSET MANAGEMENT SGR S.P.A., EURIZON CAPITAL S.G.R. S.P.A., EURIZON CAPITAL SA, FIL INVESTMENTS INTERNATIONAL - FID FDS ITALY, GENERALI INVESTMENT EUROPE S.P.A. SGR, LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED, MEDIOLANUM GESTIONE FONDI SGRPA, MEDIOLANUM INTERNATIONAL FUNDS LIMITED, PIONEER ASSET MANAGEMENT SA, PIONEER INVESTMENT MANAGEMENT SGRPA, STANDARD LIFE INVESTMENT, UBI PRAMERICA, REPRESENTING THE 2.403PCT OF THE STOCK CAPITAL: BOARD OF DIRECTORS CANDIDATES: FRANCESCA CORNELLI, DANIELE ZAMBONI, MARIA MAZZARELLA; BOARD OF DIRECTORS AND COMMITTEE FOR MANAGEMENT AUDIT CANDIDATES: MARCO MANGIAGALLI, ALBERTO MARIA PISANI | Shareholder | N | |||||||||
2.C | ELECTION OF THE CHAIRMAN AND ONE OR MORE DEPUTY CHAIRPERSONS OF THE BOARD OF DIRECTORS FOR FINANCIAL YEARS 2016/2017/2018: SHAREHOLDERS COMPAGNIA DI SAN PAOLO, FONDAZIONE CARIPLO, FONDAZIONE CASSA DI RISPARMIO DI PADOVA E ROVIGO AND FONDAZIONE CASSA DI RISPARMIO IN BOLOGNA HAVE PROPOSED THE APPOINTMENT OF GIAN MARIA GROS-PIETRO AS CHAIRMAN OF THE BOARD OF DIRECTORS AND OF ONE DEPUTY CHAIRPERSON IN THE PERSON OF PAOLO ANDREA COLOMBO | Management | For | For | Y | |||||||
3.A | REMUNERATION AND OWN SHARES: REMUNERATION POLICIES IN RESPECT OF BOARD DIRECTORS | Management | For | For | Y | |||||||
3.B | REMUNERATION AND OWN SHARES: DETERMINATION OF THE REMUNERATION OF BOARD DIRECTORS (PURSUANT TO ARTICLES 16.2 - 16.3 OF THE ARTICLES OF ASSOCIATION, INCLUDED IN THE TEXT APPROVED AT THE SHAREHOLDERS' MEETING OF 26 FEBRUARY 2016) | Management | For | For | Y | |||||||
3.C | REMUNERATION AND OWN SHARES: 2016 REMUNERATION POLICIES FOR EMPLOYEES AND OTHER STAFF NOT BOUND BY AN EMPLOYMENT AGREEMENT | Management | For | For | Y | |||||||
3.D | REMUNERATION AND OWN SHARES: INCREASE IN THE CAP ON VARIABLE-TO-FIXED REMUNERATION FOR SPECIFIC AND LIMITED PROFESSIONAL CATEGORIES AND BUSINESS SEGMENTS | Management | For | For | Y | |||||||
3.E | REMUNERATION AND OWN SHARES: APPROVAL OF THE INCENTIVE PLAN BASED ON FINANCIAL INSTRUMENTS AND AUTHORISATION FOR THE PURCHASE AND DISPOSAL OF OWN SHARES | Management | For | For | Y | |||||||
3.F | REMUNERATION AND OWN SHARES: APPROVAL OF THE CRITERIA FOR THE DETERMINATION OF THE COMPENSATION, INCLUDING THE MAXIMUM AMOUNT, TO BE GRANTED IN THE EVENT OF EARLY TERMINATION OF THE EMPLOYMENT AGREEMENT OR EARLY TERMINATION OF OFFICE | Management | For | For | Y | |||||||
ITOCHU CORPORATION | ||||||||||||
Security | J2501P104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 8001 JP | Meeting Date | 24-Jun-2016 | |||||||||
ISIN | JP3143600009 | Agenda | 707144995 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 22-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Okafuji, Masahiro | Management | For | For | Y | |||||||
2.2 | Appoint a Director Takayanagi, Koji | Management | For | For | Y | |||||||
2.3 | Appoint a Director Okamoto, Hitoshi | Management | For | For | Y | |||||||
2.4 | Appoint a Director Suzuki, Yoshihisa | Management | For | For | Y | |||||||
2.5 | Appoint a Director Koseki, Shuichi | Management | For | For | Y | |||||||
2.6 | Appoint a Director Yonekura, Eiichi | Management | For | For | Y | |||||||
2.7 | Appoint a Director Imai, Masahiro | Management | For | For | Y | |||||||
2.8 | Appoint a Director Kobayashi, Fumihiko | Management | For | For | Y | |||||||
2.9 | Appoint a Director Yoshida, Kazutaka | �� | Management | For | For | Y | ||||||
2.10 | Appoint a Director Hachimura, Tsuyoshi | Management | For | For | Y | |||||||
2.11 | Appoint a Director Harada, Yasuyuki | Management | For | For | Y | |||||||
2.12 | Appoint a Director Fujisaki, Ichiro | Management | For | For | Y | |||||||
2.13 | Appoint a Director Kawakita, Chikara | Management | For | For | Y | |||||||
2.14 | Appoint a Director Muraki, Atsuko | Management | For | For | Y | |||||||
3.1 | Appoint a Corporate Auditor Akamatsu, Yoshio | Management | For | For | Y | |||||||
3.2 | Appoint a Corporate Auditor Yamaguchi, Kiyoshi | Management | For | For | Y | |||||||
4 | Approve Adoption of the Performance-based Stock Compensation to be received by Directors and Executive Officers | Management | For | For | Y | |||||||
KDDI CORPORATION | ||||||||||||
Security | J31843105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 9433 JP | Meeting Date | 22-Jun-2016 | |||||||||
ISIN | JP3496400007 | Agenda | 707131188 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | Y | |||||||
3.1 | Appoint a Director Onodera, Tadashi | Management | For | For | Y | |||||||
3.2 | Appoint a Director Tanaka, Takashi | Management | For | For | Y | |||||||
3.3 | Appoint a Director Morozumi, Hirofumi | Management | For | For | Y | |||||||
3.4 | Appoint a Director Takahashi, Makoto | Management | For | For | Y | |||||||
3.5 | Appoint a Director Ishikawa, Yuzo | Management | For | For | Y | |||||||
3.6 | Appoint a Director Tajima, Hidehiko | Management | For | For | Y | |||||||
3.7 | Appoint a Director Uchida, Yoshiaki | Management | For | For | Y | |||||||
3.8 | Appoint a Director Shoji, Takashi | Management | For | For | Y | |||||||
3.9 | Appoint a Director Muramoto, Shinichi | Management | For | For | Y | |||||||
3.10 | Appoint a Director Kuba, Tetsuo | Management | For | For | Y | |||||||
3.11 | Appoint a Director Kodaira, Nobuyori | Management | For | For | Y | |||||||
3.12 | Appoint a Director Fukukawa, Shinji | Management | For | For | Y | |||||||
3.13 | Appoint a Director Tanabe, Kuniko | Management | For | For | Y | |||||||
3.14 | Appoint a Director Nemoto, Yoshiaki | Management | For | For | Y | |||||||
4.1 | Appoint a Corporate Auditor Ishizu, Koichi | Management | For | For | Y | |||||||
4.2 | Appoint a Corporate Auditor Yamashita, Akira | Management | For | For | Y | |||||||
4.3 | Appoint a Corporate Auditor Takano, Kakuji | Management | For | For | Y | |||||||
4.4 | Appoint a Corporate Auditor Kato, Nobuaki | Management | For | For | Y | |||||||
5 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | Y | |||||||
KONINKLIJKE BOSKALIS WESTMINSTER NV, PAPENDRECHT | ||||||||||||
Security | N14952266 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | BOKA NA | Meeting Date | 10-May-2016 | |||||||||
ISIN | NL0000852580 | Agenda | 706862364 - Management | |||||||||
Record Date | 12-Apr-2016 | Holding Recon Date | 12-Apr-2016 | |||||||||
City / | Country | PAPEND RECHT | / | Netherlands | Vote Deadline Date | 28-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | OPEN MEETING | Non-Voting | N | |||||||||
2 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | N | |||||||||
3 | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT- BOARD MEMBERS | Non-Voting | N | |||||||||
4.A | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | Y | |||||||
4.B | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | N | |||||||||
5.A | RECEIVE EXPLANATION ON COMPANYS RESERVES AND DIVIDEND POLICY | Non-Voting | N | |||||||||
5.B | APPROVE DIVIDENDS OF EUR 1.60 PER SHARE | Management | For | For | Y | |||||||
6 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | Y | |||||||
7 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | Y | |||||||
8 | ABOLISH VOLUNTARY LARGE COMPANY REGIME | Management | For | For | Y | |||||||
9 | AUTHORIZE REPURCHASE OF UPTO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | Y | |||||||
10 | OTHER BUSINESS | Non-Voting | N | |||||||||
11 | CLOSING | Non-Voting | N | |||||||||
LEGAL & GENERAL GROUP PLC, LONDON | ||||||||||||
Security | G54404127 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | LGEN LN | Meeting Date | 26-May-2016 | |||||||||
ISIN | GB0005603997 | Agenda | 706961578 - Management | |||||||||
Record Date | Holding Recon Date | 24-May-2016 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 20-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE THE REPORTS OF THE COMPANY, DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 9.95P PER ORDINARY SHARE | Management | For | For | Y | |||||||
3 | TO RE-ELECT RICHARD MEDDINGS AS A DIRECTOR | Management | For | For | Y | |||||||
4 | TO RE-ELECT CAROLYN BRADLEY AS A DIRECTOR | Management | For | For | Y | |||||||
5 | TO RE-ELECT LIZABETH ZLATKUS AS A DIRECTOR | Management | For | For | Y | |||||||
6 | TO RE-ELECT MARK ZINKULA AS A DIRECTOR | Management | For | For | Y | |||||||
7 | TO RE-ELECT STUART POPHAM AS A DIRECTOR | Management | For | For | Y | |||||||
8 | TO RE-ELECT JULIA WILSON AS A DIRECTOR | Management | For | For | Y | |||||||
9 | TO RE-ELECT MARK GREGORY AS A DIRECTOR | Management | For | For | Y | |||||||
10 | TO RE-ELECT RUDY MARKHAM AS A DIRECTOR | Management | For | For | Y | |||||||
11 | TO RE-ELECT JOHN STEWART AS A DIRECTOR | Management | For | For | Y | |||||||
12 | TO RE-ELECT NIGEL WILSON AS A DIRECTOR | Management | For | For | Y | |||||||
13 | THAT PRICEWATERHOUSECOOPERS LLP BE RE- APPOINTED AS AUDITOR OF THE COMPANY | Management | For | For | Y | |||||||
14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | Y | |||||||
15 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
16 | TO APPROVE THE DIRECTORS' REPORT ON REMUNERATION | Management | For | For | Y | |||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT') | Management | For | For | Y | |||||||
18 | TO AUTHORISE POLITICAL DONATIONS PURSUANT TO SECTION 366 OF THE ACT | Management | For | For | Y | |||||||
19 | TO AUTHORISE THE DIRECTORS TO OFFER A SCRIP DIVIDEND PROGRAMME | Management | For | For | Y | |||||||
20 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS PURSUANT TO SECTION 560 OF THE ACT | Management | For | For | Y | |||||||
21 | TO RENEW THE COMPANY'S AUTHORITY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | Y | |||||||
22 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AN AGM) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | Y | |||||||
MERCK KGAA, DARMSTADT | ||||||||||||
Security | D5357W103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | MRK GR | Meeting Date | 29-Apr-2016 | |||||||||
ISIN | DE0006599905 | Agenda | 706779723 - Management | |||||||||
Record Date | 07-Apr-2016 | Holding Recon Date | 07-Apr-2016 | |||||||||
City / | Country | FRANKF URT AM MAIN | / | Germany | Vote Deadline Date | 21-Apr-2016 | ||||||
SEDOL(s) | 4741844 - 4743033 - B02NSK2 - B1YLWL0 - BHZLMT9 - BY2ZP50 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | N | |||||||||
0 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 08 APR 16 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE-GERMAN LAW. THANK YOU | Non-Voting | N | |||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14 APR 2016. FURTHER INFORMATION ON- COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE- ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||
1. | PRESENTATION OF THE FINANCIAL STATEMENTS AND THE ABBREVIATED ANNUAL REPORT-FOR THE 2015 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD | Non-Voting | N | |||||||||
2. | APPROVAL OF THE FINANCIAL STATEMENTS AS PER DECEMBER 31, 2015 | Management | For | For | Y | |||||||
3. | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 151,135,017.26 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.05 PER NO-PAR SHARE EUR 15,430,652.66 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: MAY 2, 2016 | Management | For | For | Y | |||||||
4. | RATIFICATION OF THE ACTS OF THE MANAGING DIRECTORS | Management | For | For | Y | |||||||
5. | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
6. | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2016 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: KPMG AG, BERLIN | Management | For | For | Y | |||||||
7. | APPROVAL OF THE ADJUSTMENTS TO SECTION 27, 30 AND 31 OF THE ARTICLES OF ASSOCIATION THE. ADJUSTMENTS TO SECTIONS 27, 30 AND 31 SHALL BE APPROVED | Management | For | For | Y | |||||||
MITSUBISHI CORPORATION | ||||||||||||
Security | J43830116 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 8058 JP | Meeting Date | 24-Jun-2016 | |||||||||
ISIN | JP3898400001 | Agenda | 707130996 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Kobayashi, Ken | Management | For | For | Y | |||||||
2.2 | Appoint a Director Kakiuchi, Takehiko | Management | For | For | Y | |||||||
2.3 | Appoint a Director Tanabe, Eiichi | Management | For | For | Y | |||||||
2.4 | Appoint a Director Mori, Kazuyuki | Management | For | For | Y | |||||||
2.5 | Appoint a Director Hirota, Yasuhito | Management | For | For | Y | |||||||
2.6 | Appoint a Director Masu, Kazuyuki | Management | For | For | Y | |||||||
2.7 | Appoint a Director Kato, Ryozo | Management | For | For | Y | |||||||
2.8 | Appoint a Director Konno, Hidehiro | Management | For | For | Y | |||||||
2.9 | Appoint a Director Nishiyama, Akihiko | Management | For | For | Y | |||||||
2.10 | Appoint a Director Omiya, Hideaki | Management | For | For | Y | |||||||
2.11 | Appoint a Director Oka, Toshiko | Management | For | For | Y | |||||||
3.1 | Appoint a Corporate Auditor Kunihiro, Tadashi | Management | For | For | Y | |||||||
3.2 | Appoint a Corporate Auditor Nishikawa, Ikuo | Management | For | For | Y | |||||||
3.3 | Appoint a Corporate Auditor Takayama, Yasuko | Management | For | For | Y | |||||||
MITSUBISHI ELECTRIC CORPORATION | ||||||||||||
Security | J43873116 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 6503 JP | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | JP3902400005 | Agenda | 707140199 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1.1 | Appoint a Director Yamanishi, Kenichiro | Management | For | For | Y | |||||||
1.2 | Appoint a Director Sakuyama, Masaki | Management | For | For | Y | |||||||
1.3 | Appoint a Director Yoshimatsu, Hiroki | Management | For | For | Y | |||||||
1.4 | Appoint a Director Okuma, Nobuyuki | Management | For | For | Y | |||||||
1.5 | Appoint a Director Matsuyama, Akihiro | Management | For | For | Y | |||||||
1.6 | Appoint a Director Ichige, Masayuki | Management | For | For | Y | |||||||
1.7 | Appoint a Director Ohashi, Yutaka | Management | For | For | Y | |||||||
1.8 | Appoint a Director Yabunaka, Mitoji | Management | For | For | Y | |||||||
1.9 | Appoint a Director Obayashi, Hiroshi | Management | For | For | Y | |||||||
1.10 | Appoint a Director Watanabe, Kazunori | Management | For | For | Y | |||||||
1.11 | Appoint a Director Nagayasu, Katsunori | Management | For | For | Y | |||||||
1.12 | Appoint a Director Koide, Hiroko | Management | For | For | Y | |||||||
MITSUI & CO.,LTD. | ||||||||||||
Security | J44690139 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 8031 JP | Meeting Date | 21-Jun-2016 | |||||||||
ISIN | JP3893600001 | Agenda | 707130984 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 19-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Non Executive Directors and Corporate Auditors | Management | For | For | Y | |||||||
3.1 | Appoint a Director Iijima, Masami | Management | For | For | Y | |||||||
3.2 | Appoint a Director Yasunaga, Tatsuo | Management | For | For | Y | |||||||
3.3 | Appoint a Director Ambe, Shintaro | Management | For | For | Y | |||||||
3.4 | Appoint a Director Takahashi, Motomu | Management | For | For | Y | |||||||
3.5 | Appoint a Director Kato, Hiroyuki | Management | For | For | Y | |||||||
3.6 | Appoint a Director Hombo, Yoshihiro | Management | For | For | Y | |||||||
3.7 | Appoint a Director Suzuki, Makoto | Management | For | For | Y | |||||||
3.8 | Appoint a Director Matsubara, Keigo | Management | For | For | Y | |||||||
3.9 | Appoint a Director Fujii, Shinsuke | Management | For | For | Y | |||||||
3.10 | Appoint a Director Nonaka, Ikujiro | Management | For | For | Y | |||||||
3.11 | Appoint a Director Muto, Toshiro | Management | For | For | Y | |||||||
3.12 | Appoint a Director Kobayashi, Izumi | Management | For | For | Y | |||||||
3.13 | Appoint a Director Jenifer Rogers | Management | For | For | Y | |||||||
3.14 | Appoint a Director Takeuchi, Hirotaka | Management | For | For | Y | |||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | ||||||||||||
Security | D55535104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | MUV2 GR | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | DE0008430026 | Agenda | 706806669 - Management | |||||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 19-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
0 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 10TH JULY 2015 THE JUDGEMENT OF THE DISTRICT COURT IN COLOGNE-FROM 6TH JUNE 2012 IS NO LONGER RELEVANT. AS A RESULT, IT REMAINS EXCLUSIVELY-THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS IF THEY-EXCEED RELEVANT REPORTING THRESHOLD OF WPHG (FROM 3 PERCENT OF OUTSTANDING-SHARE CAPITAL ONWARDS). PLEASE FURTHER NOTE THAT IN ADDITION TO THE GERMAN-STOCK CORPORATION ACT (AKTG) DEUTSCHE LUFTHANSA AG IS SUBJECT TO REGULATIONS-OF THE GERMANY'S AVIATION COMPLIANCE DOCUMENTATION ACT (LUFTNASIG) AND-THEREFORE HAS TO COMPLY CERTAIN REGISTRATION AND EVIDENCE REQUIREMENTS.- THEREFORE, FOR THE EXERCISE OF VOTING RIGHTS THE REGISTRATION IN THE SHARE- REGISTER IS STILL REQUIRED | Non-Voting | N | |||||||||
0 | THE SUB-CUSTODIAN BANKS OPTIMIZED THEIR PROCESSES AND ESTABLISHED SOLUTIONS,- WHICH DO NOT REQUIRE SHARE BLOCKING. REGISTERED SHARES WILL BE DEREGISTERED- ACCORDING TO TRADING ACTIVITIES OR AT THE DEREGISTRATION DATE BY THE SUB-CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE-DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE- REGISTRATION-REQUEST NEEDS TO BE SENT. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION | Non-Voting | N | |||||||||
0 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | N | |||||||||
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | ||||||||||||
0 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | N | |||||||||
1. | FINANCIAL STATEMENTS AND ANNUAL REPORT A) PRESENTATION OF THE CORPORATE- GOVERNANCE REPORT AND THE REMUNERATION REPORT FOR THE 2015 FINANCIAL YEAR B)- PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2014-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS-289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | Non-Voting | N | |||||||||
2. | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 1,376,462,678.25 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 8.25 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 41,916,921.75 SHALL BE CARRIED FORWARD. EX-DIVIDEND AND PAYABLE DATE: APRIL 28, 2016 | Management | For | For | Y | |||||||
3. | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | For | For | Y | |||||||
4. | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
5. | APPROVAL OF THE REMUNERATION SYSTEM FOR MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS, WHICH IS VALID SINCE 2013, SHALL BE APPROVED | Management | For | For | Y | |||||||
6. | ACQUISITION OF OWN SHARES THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF ITS SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE NOR MORE THAN 20 PERCENT BELOW THE MARKET PRICE OF THE SHARES, ON OR BEFORE APRIL 26, 2021. THE BOARD OF MDS SHALL BE AUTHORIZED TO FLOAT THE SHARES ON FOREIGN STOCK EXCHANGES, TO USE THE SHARES FOR ACQUISITION PURPOSES, TO SELL THE SHARES TO THIRD PARTIES, TO USE THE SHARES FOR THE FULFILMENT OF CONVERSION OR OPTION RIGHTS OR AS EMPLOYEE SHARES, AND TO RETIRE THE SHARES | Management | For | For | Y | |||||||
7. | AUTHORIZATION TO USE DERIVATIVES FOR THE ACQUISITION OF OWN SHARES IN CONNECTION WITH ITEM 6 OF THIS AGENDA, THE COMPANY SHALL ALSO BE AUTHORIZED TO USE PUT AND CALL OPTIONS FOR THE ACQUISITION OF OWN SHARES AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE NOR MORE THAN 20 PERCENT BELOW THE MARKET PRICE OF THE SHARES | Management | For | For | Y | |||||||
8. | ELECTIONS TO THE SUPERVISORY BOARD - CLEMENT B. BOOTH | Management | For | For | Y | |||||||
9. | RESOLUTION ON THE REMUNERATION FOR THE SUPERVISORY BOARD AND THE CORRESPONDING AMENDMENT TO SECTION 15 OF THE ARTICLES OF ASSOCIATION A) IN ADDITION, EMPLOYERS' SOCIAL SECURITY CONTRIBUTIONS INCURRED FOR MEMBERS OF THE SUPERVISORY BOARD AS PER FOREIGN LAW WILL BE PAID OR REMUNERATED TO THE MEMBER OF THE SUPERVISORY BOARD. B) THE ADJUSTMENTS ARE EFFECTIVE FROM THE 2014 FINANCIAL YEAR | Management | For | For | Y | |||||||
MURATA MANUFACTURING CO.,LTD. | ||||||||||||
Security | J46840104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 6981 JP | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | JP3914400001 | Agenda | 707130922 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | KYOTO | / | Japan | Vote Deadline Date | 27-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Expand Business Lines, Transition to a Company with Supervisory Committee, Increase the Board of Directors Size to 20, Adopt Reduction of Liability System for Non Executive Directors | Management | For | For | Y | |||||||
3.1 | Appoint a Director except as Supervisory Committee Members Murata, Tsuneo | Management | For | For | Y | |||||||
3.2 | Appoint a Director except as Supervisory Committee Members Fujita, Yoshitaka | Management | For | For | Y | |||||||
3.3 | Appoint a Director except as Supervisory Committee Members Inoue, Toru | Management | For | For | Y | |||||||
3.4 | Appoint a Director except as Supervisory Committee Members Nakajima, Norio | Management | For | For | Y | |||||||
3.5 | Appoint a Director except as Supervisory Committee Members Iwatsubo, Hiroshi | Management | For | For | Y | |||||||
3.6 | Appoint a Director except as Supervisory Committee Members Takemura, Yoshito | Management | For | For | Y | |||||||
3.7 | Appoint a Director except as Supervisory Committee Members Ishino, Satoshi | Management | For | For | Y | |||||||
3.8 | Appoint a Director except as Supervisory Committee Members Shigematsu, Takashi | Management | For | For | Y | |||||||
4.1 | Appoint a Director as Supervisory Committee Members Tanaka, Junichi | Management | For | For | Y | |||||||
4.2 | Appoint a Director as Supervisory Committee Members Yoshihara, Hiroaki | Management | For | For | Y | |||||||
4.3 | Appoint a Director as Supervisory Committee Members Toyoda, Masakazu | Management | For | For | Y | |||||||
4.4 | Appoint a Director as Supervisory Committee Members Ueno, Hiroshi | Management | For | For | Y | |||||||
5 | Amend the Compensation to be received by Directors except as Supervisory Committee Members | Management | For | For | Y | |||||||
6 | Amend the Compensation to be received by Directors as Supervisory Committee Members | Management | For | For | Y | |||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | NESN SW | Meeting Date | 07-Apr-2016 | |||||||||
ISIN | CH0038863350 | Agenda | 706751446 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 30-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2015 | Management | For | For | Y | |||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2015 (ADVISORY VOTE) | Management | For | For | Y | |||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | Y | |||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
4.1.1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PETER BRABECK-LETMATHE | Management | For | For | Y | |||||||
4.1.2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | For | For | Y | |||||||
4.1.3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | Management | For | For | Y | |||||||
4.1.4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT W. HESS | Management | For | For | Y | |||||||
4.1.5 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management | For | For | Y | |||||||
4.1.6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | Management | For | For | Y | |||||||
4.1.7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | Management | For | For | Y | |||||||
4.1.8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | Management | For | For | Y | |||||||
4.1.9 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management | For | For | Y | |||||||
41.10 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management | For | For | Y | |||||||
41.11 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG | Management | For | For | Y | |||||||
41.12 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG'O | Management | For | For | Y | |||||||
41.13 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management | For | For | Y | |||||||
4.2 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PETER BRABECK-LETMATHE | Management | For | For | Y | |||||||
4.3.1 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | For | For | Y | |||||||
4.3.2 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management | For | For | Y | |||||||
4.3.3 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management | For | For | Y | |||||||
4.3.4 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | For | For | Y | |||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH | Management | For | For | Y | |||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | Y | |||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | Y | |||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | Y | |||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Against | For | Y | |||||||
NHK SPRING CO.,LTD. | ||||||||||||
Security | J49162126 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 5991 JP | Meeting Date | 28-Jun-2016 | |||||||||
ISIN | JP3742600004 | Agenda | 707160963 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | KANAGA WA | / | Japan | Vote Deadline Date | 26-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Shibata, Ryuichi | Management | For | For | Y | |||||||
2.2 | Appoint a Director Tanaka, Katsuko | Management | For | For | Y | |||||||
3.1 | Appoint a Corporate Auditor Shimizu, Kenji | Management | For | For | Y | |||||||
3.2 | Appoint a Corporate Auditor Komori, Susumu | Management | For | For | Y | |||||||
3.3 | Appoint a Corporate Auditor Tachibana, Kazuto | Management | For | For | Y | |||||||
4 | Appoint a Substitute Corporate Auditor Mukai, Nobuaki | Management | For | For | Y | |||||||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||||||||||
Security | J59396101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 9432 JP | Meeting Date | 24-Jun-2016 | |||||||||
ISIN | JP3735400008 | Agenda | 707140517 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Miura, Satoshi | Management | For | For | Y | |||||||
2.2 | Appoint a Director Unoura, Hiroo | Management | For | For | Y | |||||||
2.3 | Appoint a Director Shinohara, Hiromichi | Management | For | For | Y | |||||||
2.4 | Appoint a Director Sawada, Jun | Management | For | For | Y | |||||||
2.5 | Appoint a Director Kobayashi, Mitsuyoshi | Management | For | For | Y | |||||||
2.6 | Appoint a Director Shimada, Akira | Management | For | For | Y | |||||||
2.7 | Appoint a Director Okuno, Tsunehisa | Management | For | For | Y | |||||||
2.8 | Appoint a Director Kuriyama, Hiroki | Management | For | For | Y | |||||||
2.9 | Appoint a Director Hiroi, Takashi | Management | For | For | Y | |||||||
2.10 | Appoint a Director Sakamoto, Eiichi | Management | For | For | Y | |||||||
2.11 | Appoint a Director Shirai, Katsuhiko | Management | For | For | Y | |||||||
2.12 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | Y | |||||||
3 | Appoint a Corporate Auditor Maezawa, Takao | Management | For | For | Y | |||||||
NISSAN MOTOR CO.,LTD. | ||||||||||||
Security | J57160129 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 7201 JP | Meeting Date | 22-Jun-2016 | |||||||||
ISIN | JP3672400003 | Agenda | 707130946 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | KANAGA WA | / | Japan | Vote Deadline Date | 20-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Appoint a Corporate Auditor Ando, Shigetoshi | Management | For | For | Y | |||||||
3 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | Y | |||||||
NITTO DENKO CORPORATION | ||||||||||||
Security | J58472119 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 6988 JP | Meeting Date | 24-Jun-2016 | |||||||||
ISIN | JP3684000007 | Agenda | 707130934 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 22-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Approve Payment of Bonuses to Directors | Management | For | For | Y | |||||||
3.1 | Appoint a Director Nagira, Yukio | Management | For | For | Y | |||||||
3.2 | Appoint a Director Takasaki, Hideo | Management | For | For | Y | |||||||
3.3 | Appoint a Director Takeuchi, Toru | Management | For | For | Y | |||||||
3.4 | Appoint a Director Umehara, Toshiyuki | Management | For | For | Y | |||||||
3.5 | Appoint a Director Nishioka, Tsutomu | Management | For | For | Y | |||||||
3.6 | Appoint a Director Nakahira, Yasushi | Management | For | For | Y | |||||||
3.7 | Appoint a Director Furuse, Yoichiro | Management | For | For | Y | |||||||
3.8 | Appoint a Director Mizukoshi, Koshi | Management | For | For | Y | |||||||
3.9 | Appoint a Director Hatchoji, Takashi | Management | For | For | Y | |||||||
4.1 | Appoint a Corporate Auditor Taniguchi, Yoshihiro | Management | For | For | Y | |||||||
4.2 | Appoint a Corporate Auditor Teranishi, Masashi | Management | For | For | Y | |||||||
4.3 | Appoint a Corporate Auditor Shiraki, Mitsuhide | Management | For | For | Y | |||||||
5 | Approve Details of Compensation as Stock Options for Directors | Management | For | For | Y | |||||||
NOVARTIS AG, BASEL | ||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | NOVN SW | Meeting Date | 23-Feb-2016 | |||||||||
ISIN | CH0012005267 | Agenda | 706655113 - Management | |||||||||
Record Date | 18-Feb-2016 | Holding Recon Date | 18-Feb-2016 | |||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 17-Feb-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | Y | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | Y | |||||||
4 | REDUCTION OF SHARE CAPITAL | Management | For | For | Y | |||||||
5 | FURTHER SHARE REPURCHASE PROGRAM | Management | For | For | Y | |||||||
6.1 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2016 ANNUAL GENERAL MEETING TO THE 2017 ANNUAL GENERAL MEETING | Management | For | For | Y | |||||||
6.2 | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2017 | Management | For | For | Y | |||||||
6.3 | ADVISORY VOTE ON THE 2015 COMPENSATION REPORT | Management | For | For | Y | |||||||
7.1 | RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | Y | |||||||
7.2 | RE-ELECTION OF NANCY C. ANDREWS, M.D., PH.D. | Management | For | For | Y | |||||||
7.3 | RE-ELECTION OF DIMITRI AZAR, M.D., MBA | Management | For | For | Y | |||||||
7.4 | RE-ELECTION OF SRIKANT DATAR, PH.D. | Management | For | For | Y | |||||||
7.5 | RE-ELECTION OF ANN FUDGE | Management | For | For | Y | |||||||
7.6 | RE-ELECTION OF PIERRE LANDOLT, PH.D. | Management | For | For | Y | |||||||
7.7 | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. | Management | For | For | Y | |||||||
7.8 | RE-ELECTION OF CHARLES L. SAWYERS, M.D. | Management | For | For | Y | |||||||
7.9 | RE-ELECTION OF ENRICO VANNI, PH.D. | Management | For | For | Y | |||||||
7.10 | RE-ELECTION OF WILLIAM T. WINTERS | Management | For | For | Y | |||||||
7.11 | ELECTION OF TON BUECHNER | Management | For | For | Y | |||||||
7.12 | ELECTION OF ELIZABETH DOHERTY | Management | For | For | Y | |||||||
8.1 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
8.2 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
8.3 | RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
8.4 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
9 | RE-ELECTION OF THE STATUTORY AUDITOR: PRICEWATERHOUSECOOPERS AG | Management | For | For | Y | |||||||
10 | RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL | Management | For | For | Y | |||||||
B | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE ANNUAL GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | For | For | Y | |||||||
NOVO NORDISK A/S, BAGSVAERD | ||||||||||||
Security | K72807132 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | NOVOB DC | Meeting Date | 18-Mar-2016 | |||||||||
ISIN | DK0060534915 | Agenda | 706709132 - Management | |||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||
City / | Country | COPENH AGEN | / | Denmark | Vote Deadline Date | 10-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | N | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | N | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | N | |||||||||
1 | THE BOARD OF DIRECTORS ORAL REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST-FINANCIAL YEAR | Non-Voting | N | |||||||||
2 | ADOPTION OF THE AUDITED ANNUAL REPORT 2015 | Management | For | For | Y | |||||||
3.1 | APPROVAL OF ACTUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2015 | Management | For | For | Y | |||||||
3.2 | APPROVAL OF REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2016 | Management | For | For | Y | |||||||
4 | RESOLUTION TO DISTRIBUTE THE PROFIT | Management | For | For | Y | |||||||
5.1 | ELECTION OF GORAN ANDO AS CHAIRMAN | Management | For | For | Y | |||||||
5.2 | ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN | Management | For | For | Y | |||||||
5.3A | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: BRUNO ANGELICI | Management | For | For | Y | |||||||
5.3B | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: BRIAN DANIELS | Management | For | For | Y | |||||||
5.3C | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE | Management | For | For | Y | |||||||
5.3D | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: LIZ HEWITT | Management | For | For | Y | |||||||
5.3E | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: MARY SZELA | Management | For | For | Y | |||||||
6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR | Management | For | For | Y | |||||||
7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 412,512,800 TO DKK 402,512,800 | Management | For | For | Y | |||||||
7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ABOLISHMENT OF BEARER SHARES | Management | For | For | Y | |||||||
7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL | Management | For | For | Y | |||||||
7.4 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Management | For | For | Y | |||||||
7.5A | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: LEGAL NAME CHANGE OF NASDAQ OMX COPENHAGEN A/S | Management | For | For | Y | |||||||
7.5B | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: REGISTRATION OF THE EXECUTIVE MANAGEMENT | Management | For | For | Y | |||||||
7.5C | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: COMPANY ANNOUNCEMENTS IN ENGLISH | Management | For | For | Y | |||||||
7.6 | ADOPTION OF REVISED REMUNERATION PRINCIPLES | Management | For | For | Y | |||||||
8 | ANY OTHER BUSINESS | Non-Voting | N | |||||||||
NSK LTD. | ||||||||||||
Security | J55505101 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 6471 JP | Meeting Date | 24-Jun-2016 | |||||||||
ISIN | JP3720800006 | Agenda | 707144868 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1.1 | Appoint a Director Otsuka, Norio | Management | For | For | Y | |||||||
1.2 | Appoint a Director Uchiyama, Toshihiro | Management | For | For | Y | |||||||
1.3 | Appoint a Director Nogami, Saimon | Management | For | For | Y | |||||||
1.4 | Appoint a Director Suzuki, Shigeyuki | Management | For | For | Y | |||||||
1.5 | Appoint a Director Aramaki, Hirotoshi | Management | For | For | Y | |||||||
1.6 | Appoint a Director Kamio, Yasuhiro | Management | For | For | Y | |||||||
1.7 | Appoint a Director Arai, Minoru | Management | For | For | Y | |||||||
1.8 | Appoint a Director Enomoto, Toshihiko | Management | For | For | Y | |||||||
1.9 | Appoint a Director Kama, Kazuaki | Management | For | For | Y | |||||||
1.10 | Appoint a Director Tai, Ichiro | Management | For | For | Y | |||||||
1.11 | Appoint a Director Furukawa, Yasunobu | Management | For | For | Y | |||||||
1.12 | Appoint a Director Ikeda, Teruhiko | Management | For | For | Y | |||||||
ORIX CORPORATION | ||||||||||||
Security | J61933123 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 8591 JP | Meeting Date | 21-Jun-2016 | |||||||||
ISIN | JP3200450009 | Agenda | 707131138 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 19-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Amend Articles to: Expand Business Lines | Management | For | For | Y | |||||||
2.1 | Appoint a Director Inoue, Makoto | Management | For | For | Y | |||||||
2.2 | Appoint a Director Kojima, Kazuo | Management | For | For | Y | |||||||
2.3 | Appoint a Director Umaki, Tamio | Management | For | For | Y | |||||||
2.4 | Appoint a Director Kamei, Katsunobu | Management | For | For | Y | |||||||
2.5 | Appoint a Director Nishigori, Yuichi | Management | For | For | Y | |||||||
2.6 | Appoint a Director Fushitani, Kiyoshi | Management | For | For | Y | |||||||
2.7 | Appoint a Director Takahashi, Hideaki | Management | For | For | Y | |||||||
2.8 | Appoint a Director Tsujiyama, Eiko | Management | For | For | Y | |||||||
2.9 | Appoint a Director Robert Feldman | Management | For | For | Y | |||||||
2.10 | Appoint a Director Niinami, Takeshi | Management | For | For | Y | |||||||
2.11 | Appoint a Director Usui, Nobuaki | Management | For | For | Y | |||||||
2.12 | Appoint a Director Yasuda, Ryuji | Management | For | For | Y | |||||||
2.13 | Appoint a Director Takenaka, Heizo | Management | For | For | Y | |||||||
PANDORA A/S, GLOSTRUP | ||||||||||||
Security | K7681L102 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | PNDORA SW | Meeting Date | 16-Mar-2016 | |||||||||
ISIN | DK0060252690 | Agenda | 706684734 - Management | |||||||||
Record Date | 09-Mar-2016 | Holding Recon Date | 09-Mar-2016 | |||||||||
City / | Country | FREDERI KSBERG | / | Denmark | Vote Deadline Date | 08-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | N | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | N | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "7.a to 7.j and 8.a". THANK YOU | Non-Voting | N | |||||||||
1 | THE BOARD OF DIRECTORS REPORT ON THE COMPANY'S ACTIVITIES DURING THE PAST- FINANCIAL YEAR | Non-Voting | N | |||||||||
2 | ADOPTION OF THE ANNUAL REPORT 2015 | Management | For | For | Y | |||||||
3.1 | APPROVAL OF REMUNERATION FOR 2015 OF BOARD OF DIRECTORS | Management | For | For | Y | |||||||
3.2 | APPROVAL OF REMUNERATION LEVEL FOR 2016 OF BOARD OF DIRECTORS | Management | For | For | Y | |||||||
4 | RESOLUTION PROPOSED ON THE DISTRIBUTION OF PROFIT AS RECORDED IN THE ADOPTED ANNUAL REPORT, INCLUDING THE PROPOSED AMOUNT OF ANY DIVIDEND TO BE DISTRIBUTED OR PROPOSAL TO COVER ANY LOSS: DKK 13 PER SHARE | Management | For | For | Y | |||||||
5 | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | For | For | Y | |||||||
6.1 | ANY PROPOSAL BY THE SHAREHOLDERS AND OR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSAL: REDUCTION OF THE COMPANY'S SHARE CAPITAL | Management | For | For | Y | |||||||
6.2 | ANY PROPOSAL BY THE SHAREHOLDERS AND OR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSAL: AUTHORITY TO THE BOARD OF DIRECTORS TO LET THE COMPANY BUY BACK TREASURY SHARES | Management | For | For | Y | |||||||
6.3 | ANY PROPOSAL BY THE SHAREHOLDERS AND OR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSAL: AMENDMENTS TO ARTICLE 5.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
6.4 | ANY PROPOSAL BY THE SHAREHOLDERS AND OR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSAL: AMENDMENT TO ARTICLE 6.8 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
6.5 | ANY PROPOSAL BY THE SHAREHOLDERS AND OR BOARD OF DIRECTORS. THE BOARD OF DIRECTORS HAS SUBMITTED THE FOLLOWING PROPOSAL: AUTHORITY TO THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | Y | |||||||
7.a | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: PEDER TUBORGH | Management | For | For | Y | |||||||
7.b | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CHRISTIAN FRIGAST | Management | For | For | Y | |||||||
7.c | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ALLAN LESLIE LEIGHTON | Management | For | For | Y | |||||||
7.d | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ANDREA DAWN ALVEY | Management | For | For | Y | |||||||
7.e | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RONICA WANG | Management | For | For | Y | |||||||
7.f | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ANDERS BOYER SOGAARD | Management | For | For | Y | |||||||
7.g | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BJORN GULDEN | Management | For | For | Y | |||||||
7.h | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: PER BANK | Management | For | For | Y | |||||||
7.i | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: MICHAEL HAUGE SORENSEN | Management | For | For | Y | |||||||
7.j | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BIRGITTA STYMNE GORANSSON | Management | For | For | Y | |||||||
8.a | THE BOARD OF DIRECTORS PROPOSES RE- ELECTION OF ERNST AND YOUNG PS AS THE COMPANY'S AUDITOR | Management | For | For | Y | |||||||
9 | ANY OTHER BUSINESS | Non-Voting | N | |||||||||
CMMT | 19 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
RED ELECTRICA CORPORACION, SA, ALCOBANDAS | ||||||||||||
Security | E42807102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | REE SM | Meeting Date | 17-Jul-2015 | |||||||||
ISIN | ES0173093115 | Agenda | 706277969 - Management | |||||||||
Record Date | 10-Jul-2015 | Holding Recon Date | 10-Jul-2015 | |||||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 13-Jul-2015 | ||||||
SEDOL(s) | 5723777 - 5846685 - B02TMH5 - B114HQ2 - BHZLQS6 | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | REPORT ON THE PROCESS OF SPLITTING POSITIONS OF CHAIRMAN OF THE BOARD AND THE-CHIEF EXECUTIVE OFFICER (CEO) OF THE COMPANY | Non-Voting | N | |||||||||
2 | INCREASE AND SETTING OF NUMBER OF DIRECTORS IN THE COMPANY | Management | For | For | Y | |||||||
3 | APPOINTMENT OF MR. JUAN FRANCISCO LASALA BERNAD AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
4 | DELEGATION OF POWERS FOR THE FULL IMPLEMENTATION OF THE RESOLUTIONS ADOPTED AT THE EXTRAORDINARY GENERAL SHAREHOLDERS' MEETING | Management | For | For | Y | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SE-COND CALL ON 18 JUL 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | N | |||||||||
RED ELECTRICA CORPORACION, SA, ALCOBANDAS | ||||||||||||
Security | E42807102 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | REE SM | Meeting Date | 14-Apr-2016 | |||||||||
ISIN | ES0173093115 | Agenda | 706726936 - Management | |||||||||
Record Date | 07-Apr-2016 | Holding Recon Date | 07-Apr-2016 | |||||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 08-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 15 APRIL 2016 AT 12:30. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | N | |||||||||
1 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN TOTAL EQUITY, STATEMENT OF RECOGNIZED INCOME AND EXPENSE, CASH FLOW STATEMENT, AND NOTES TO FINANCIAL STATEMENTS) AND THE MANAGEMENT REPORT FOR RED ELECTRICA CORPORACION, S.A. FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
2 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE CONSOLIDATED FINANCIAL STATEMENTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED OVERALL INCOME STATEMENT, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLIDATED CASH FLOW STATEMENT, AND NOTES TO THE CONSOLIDATED FINANCIAL STATEMENT) AND THE CONSOLIDATED MANAGEMENT REPORT OF THE CONSOLIDATED GROUP OF RED ELECTRICA CORPORACION, S.A., AND SUBSIDIARY COMPANIES FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
3 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE APPLICATION OF THE RESULT OF RED ELECTRICA CORPORACION, S.A., FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
4 | EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF MANAGEMENT BY THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACION, S.A. DURING THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
5.1 | RE-ELECTION AS DIRECTOR OF MR. JOSE FOLGADO BLANCO, CLASSIFIED AS "OTHER EXTERNAL" | Management | For | For | Y | |||||||
5.2 | RE-ELECTION OF MR. FERNANDO FERNANDEZ MENDEZ DE ANDES AS PROPRIETARY DIRECTOR | Management | For | For | Y | |||||||
5.3 | RATIFICATION AND APPOINTMENT OF MR. JOSE ANGEL PARTEARROYO MARTIN AS PROPRIETARY DIRECTOR | Management | For | For | Y | |||||||
5.4 | RE-ELECTION OF MS. CARMEN GOMEZ DE BARREDA TOUS DE MONSALVE AS INDEPENDENT DIRECTOR | Management | For | For | Y | |||||||
5.5 | APPOINTMENT OF MR. AGUSTIN CONDE BAJEN AS INDEPENDENT DIRECTOR | Management | For | For | Y | |||||||
6 | RE-ELECTION OF THE AUDITING FIRM OF THE PARENT COMPANY AND CONSOLIDATED GROUP: KPMG | Management | For | For | Y | |||||||
7 | SPLITTING OF THE COMPANY SHARES BY REDUCING THEIR FACE VALUE OF TWO EUROS (2 EUR ) TO FIFTY CENTS OF A EURO (0.50 EUR ) PER SHARE, GRANTING FOUR NEW SHARES FOR EACH FORMER SHARE, WITHOUT CHANGING THE SHARE CAPITAL FIGURE; CONSEQUENT AMENDMENT OF ARTICLE 5.1 OF THE CORPORATE BY-LAWS AND DELEGATION OF THE NECESSARY POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ENFORCE THIS RESOLUTION, WITH EXPRESS POWERS OF REPLACEMENT | Management | For | For | Y | |||||||
8.1 | REMUNERATION PAID TO THE BOARD OF DIRECTORS OF THE COMPANY: AMENDED DIRECTORS REMUNERATION POLICY OF RED ELECTRICA CORPORACION, S.A. | Management | For | For | Y | |||||||
8.2 | APPROVAL OF THE REMUNERATION PAID TO THE BOARD OF DIRECTORS OF RED ELECTRICA CORPORACTION, S.A. FOR THE 2016 FINANCIAL YEAR | Management | For | For | Y | |||||||
8.3 | REMUNERATION PAID TO THE BOARD OF DIRECTORS OF THE COMPANY: APPROVAL OF THE ANNUAL DIRECTORS REMUNERATION REPORT OF RED ELECTRICA CORPORACION, S.A | Management | For | For | Y | |||||||
9 | PARTIAL AMENDMENT OF A RESOLUTION TO APPROVE A PAYMENT PLAN FOR EMPLOYEES, EXECUTIVE DIRECTORS AND MANAGERS OF THE COMPANY AND RED ELECTRICA GROUP COMPANIES IN SPAIN, APPROVED BY THE COMPANY'S ANNUAL GENERAL MEETING OF SHAREHOLDERS HELD ON 15 APRIL 2015 (POINT 10.2 OF THE GENERAL MEETING AGENDA) | Management | For | For | Y | |||||||
10 | DELEGATION FOR THE FULL EXECUTION OF THE RESOLUTIONS ADOPTED AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS | Management | For | For | Y | |||||||
11 | INFORMATION TO THE ANNUAL GENERAL MEETING OF SHAREHOLDERS ON THE 2015 ANNUAL- CORPORATE GOVERNANCE REPORT OF RED ELECTRICA CORPORACION, S.A | Non-Voting | N | |||||||||
CMMT | 10 MAR 2016: DELETION OF THE COMMENT | Non-Voting | N | |||||||||
RIO TINTO PLC, LONDON | ||||||||||||
Security | G75754104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | RIO LN | Meeting Date | 14-Apr-2016 | |||||||||
ISIN | GB0007188757 | Agenda | 706817270 - Management | |||||||||
Record Date | Holding Recon Date | 12-Apr-2016 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 08-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | RECEIPT OF THE 2015 ANNUAL REPORT | Management | For | For | Y | |||||||
2 | APPROVAL OF THE DIRECTORS' REPORT ON REMUNERATION AND REMUNERATION COMMITTEE CHAIRMAN'S LETTER | Management | For | For | Y | |||||||
3 | APPROVAL OF THE REMUNERATION REPORT | Management | For | For | Y | |||||||
4 | TO RE-ELECT ROBERT BROWN AS A DIRECTOR | Management | For | For | Y | |||||||
5 | TO RE-ELECT MEGAN CLARK AS A DIRECTOR | Management | For | For | Y | |||||||
6 | TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR | Management | For | For | Y | |||||||
7 | TO RE-ELECT ANN GODBEHERE AS A DIRECTOR | Management | For | For | Y | |||||||
8 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR | Management | For | For | Y | |||||||
9 | TO RE-ELECT MICHAEL L'ESTRANGE AS A DIRECTOR | Management | For | For | Y | |||||||
10 | TO RE-ELECT CHRIS LYNCH AS A DIRECTOR | Management | For | For | Y | |||||||
11 | TO RE-ELECT PAUL TELLIER AS A DIRECTOR | Management | For | For | Y | |||||||
12 | TO RE-ELECT SIMON THOMPSON AS A DIRECTOR | Management | For | For | Y | |||||||
13 | TO RE-ELECT JOHN VARLEY AS A DIRECTOR | Management | For | For | Y | |||||||
14 | TO RE-ELECT SAMWALSH AS A DIRECTOR | Management | For | For | Y | |||||||
15 | RE-APPOINTMENT OF AUDITORS TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | Y | |||||||
16 | REMUNERATION OF AUDITORS | Management | For | For | Y | |||||||
17 | SPECIAL RESOLUTION - STRATEGIC RESILIENCE FOR 2035 AND BEYOND | Management | For | For | Y | |||||||
18 | GENERAL AUTHORITY TO ALLOT SHARES | Management | For | For | Y | |||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
20 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES | Management | For | For | Y | |||||||
21 | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Management | For | For | Y | |||||||
ROYAL DUTCH SHELL PLC, LONDON | ||||||||||||
Security | G7690A118 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | RDSB LN | Meeting Date | 27-Jan-2016 | |||||||||
ISIN | GB00B03MM408 | Agenda | 706613379 - Management | |||||||||
Record Date | 25-Jan-2016 | Holding Recon Date | 25-Jan-2016 | |||||||||
City / | Country | HAGUE | / | United Kingdom | Vote Deadline Date | 21-Jan-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | (A) THE PROPOSED ACQUISITION BY THE COMPANY OF THE ENTIRE ISSUED ORDINARY SHARE CAPITAL OF BG GROUP PLC ("BG"), TO BE EFFECTED PURSUANT TO A SCHEME OF ARRANGEMENT OF BG UNDER PART 26 OF THE COMPANIES ACT 2006 (THE ''SCHEME'') (OR BY WAY OF A TAKEOVER OFFER AS DEFINED IN CHAPTER 3 OF PART 28 OF THE COMPANIES ACT 2006 IN THE CIRCUMSTANCES SET OUT IN THE CO-OPERATION AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND BG DATED 8 APRIL 2015 (AN "OFFER")) (THE ''RECOMMENDED COMBINATION") SUBSTANTIALLY ON THE TERMS AND SUBJECT TO THE CONDITIONS SET OUT IN: (I) THE CIRCULAR TO SHAREHOLDERS OF THE COMPANY DATED 22 DECEMBER 2015 (THE "CIRCULAR") OUTLINING THE RECOMMENDED COMBINATION, OF WHICH THIS NOTICE CONVENING THIS GENERAL MEETING (THE "NOTICE") FORMS PART; AND (II) THE PROSPECTUS PREPARED BY THE COMPANY IN CONNECTION WITH ADMISSION (DEFINED BELOW) DATED 22 DECEMBER 2015, BE AND IS HEREBY APPROVED AND THE DIRECTORS OF THE COMPANY (THE ''DIRECTORS'') (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY, EXPEDIENT OR APPROPRIATE IN CONNECTION WITH THE RECOMMENDED COMBINATION AND THIS RESOLUTION AND TO AGREE SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS OR AMENDMENTS TO THE TERMS AND CONDITIONS OF THE RECOMMENDED COMBINATION (PROVIDED THAT SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS OR AMENDMENTS DO NOT MATERIALLY CHANGE THE TERMS OF THE RECOMMENDED COMBINATION FOR THE PURPOSES OF THE UK LISTING AUTHORITY'S LISTING RULE 10.5.2) AND TO ANY DOCUMENTS AND ARRANGEMENTS RELATING THERETO, AS THE DIRECTORS (OR A DULY AUTHORISED COMMITTEE THEREOF) MAY IN | Management | For | For | Y | |||||||
THEIR ABSOLUTE DISCRETION THINK FIT; AND (B) SUBJECT TO AND CONDITIONAL UPON: (I) THE SCHEME BECOMING EFFECTIVE, EXCEPT FOR THE CONDITIONS RELATING TO: (A) THE DELIVERY OF THE ORDER OF THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES SANCTIONING THE SCHEME TO THE REGISTRAR OF COMPANIES IN ENGLAND AND WALES; (B) THE UK LISTING AUTHORITY HAVING ACKNOWLEDGED TO THE COMPANY OR ITS AGENT (AND SUCH ACKNOWLEDGMENT NOT HAVING BEEN WITHDRAWN) THAT THE APPLICATION FOR THE ADMISSION OF THE NEW SHELL SHARES TO THE OFFICIAL LIST MAINTAINED BY THE UK LISTING AUTHORITY WITH A PREMIUM LISTING HAS BEEN APPROVED AND (AFTER SATISFACTION OF ANY CONDITIONS TO WHICH SUCH APPROVAL IS EXPRESSED TO BE SUBJECT (THE "LISTING CONDITIONS")) WILL BECOME EFFECTIVE AS SOON AS A DEALING NOTICE HAS BEEN ISSUED BY THE FINANCIAL CONDUCT AUTHORITY AND ANY LISTING CONDITIONS HAVING BEEN SATISFIED AND THE LONDON STOCK EXCHANGE PLC HAVING ACKNOWLEDGED TO THE COMPANY OR ITS AGENT (AND SUCH ACKNOWLEDGMENT NOT HAVING BEEN WITHDRAWN) THAT THE NEW SHELL SHARES WILL BE ADMITTED TO TRADING ON THE MAIN MARKET OF THE LONDON STOCK EXCHANGE PLC; AND (C) THE COMPANY OR ITS AGENT HAVING RECEIVED CONFIRMATION (AND SUCH CONFIRMATION NOT HAVING BEEN WITHDRAWN) THAT THE APPLICATION FOR LISTING AND TRADING OF THE NEW SHELL SHARES ON EURONEXT AMSTERDAM, A REGULATED MARKET OF EURONEXT AMSTERDAM N.V., HAS BEEN APPROVED AND (AFTER SATISFACTION OF ANY CONDITIONS TO WHICH SUCH APPROVAL IS EXPRESSED TO BE SUBJECT) WILL BECOME EFFECTIVE SHORTLY AFTER THE SCHEME BECOMES EFFECTIVE (THE ADMISSION OF THE NEW SHELL SHARES TO LISTING AND TRADING IN RELATION TO (B) AND (C) TOGETHER BEING "ADMISSION"); OR, AS THE CASE MAY BE, (II) THE OFFER BECOMING OR BEING DECLARED WHOLLY UNCONDITIONAL (EXCEPT FOR ADMISSION), THE DIRECTORS BE AND HEREBY ARE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 (IN ADDITION, TO THE EXTENT UNUTILISED, TO THE AUTHORITY GRANTED TO THE DIRECTORS AT THE COMPANY'S ANNUAL GENERAL MEETING HELD ON 19 MAY 2015, WHICH REMAINS IN FULL FORCE AND EFFECT) TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT NEW SHELL A ORDINARY SHARES AND SHELL B ORDINARY SHARES OF EUR 0.07 EACH IN THE CAPITAL OF THE COMPANY TO BE ISSUED PURSUANT TO THE RECOMMENDED COMBINATION | ||||||||||||
(THE "NEW SHELL SHARES") AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 106,854,604, IN EACH CASE, CREDITED AS FULLY PAID, WITH AUTHORITY TO DEAL WITH FRACTIONAL ENTITLEMENTS ARISING OUT OF SUCH ALLOTMENT AS THEY THINK FIT AND TO TAKE ALL SUCH OTHER STEPS AS THEY MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR APPROPRIATE TO IMPLEMENT SUCH ALLOTMENTS IN CONNECTION WITH THE RECOMMENDED COMBINATION, AND WHICH AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON 31 DECEMBER 2016 (UNLESS PREVIOUSLY REVOKED, RENEWED OR VARIED BY THE COMPANY IN GENERAL MEETING), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | ||||||||||||
ROYAL DUTCH SHELL PLC, LONDON | ||||||||||||
Security | G7690A118 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | RDSB LN | Meeting Date | 24-May-2016 | |||||||||
ISIN | GB00B03MM408 | Agenda | 706975250 - Management | |||||||||
Record Date | 20-May-2016 | Holding Recon Date | 20-May-2016 | |||||||||
City / | Country | DEN HAAG | / | United Kingdom | Vote Deadline Date | 18-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2015, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED | Management | For | For | Y | |||||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 98 TO 105 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2015, BE APPROVED | Management | For | For | Y | |||||||
3 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
4 | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
5 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
6 | THAT SIMON HENRY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
8 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
9 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
10 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
11 | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
12 | THAT PATRICIA A. WOERTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
13 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | Y | |||||||
14 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | Y | |||||||
15 | THAT THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2016 | Management | For | For | Y | |||||||
16 | AUTHORITY TO ALLOT SHARES | Management | For | For | Y | |||||||
17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | Y | |||||||
19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHELL WILL BECOME A RENEWABLE ENERGY COMPANY BY INVESTING THE PROFITS FROM FOSSIL FUELS IN RENEWABLE ENERGY; WE SUPPORT SHELL TO TAKE THE LEAD IN CREATING A WORLD WITHOUT FOSSIL FUELS AND EXPECT A NEW STRATEGY WITHIN ONE YEAR | Shareholder | Against | For | Y | |||||||
ROYAL PHILIPS NV, EINDHOVEN | ||||||||||||
Security | N7637U112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | PHIA | Meeting Date | 18-Dec-2015 | |||||||||
ISIN | NL0000009538 | Agenda | 706546768 - Management | |||||||||
Record Date | 20-Nov-2015 | Holding Recon Date | 20-Nov-2015 | |||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 07-Dec-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | PROPOSAL TO APPOINT MR A. BHATTACHARYA AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM DECEMBER 18, 2015 | Management | For | For | Y | |||||||
ROYAL PHILIPS NV, EINDHOVEN | ||||||||||||
Security | N7637U112 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | PHIA | Meeting Date | 12-May-2016 | |||||||||
ISIN | NL0000009538 | Agenda | 706862592 - Management | |||||||||
Record Date | 14-Apr-2016 | Holding Recon Date | 14-Apr-2016 | |||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 04-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | PRESIDENT'S SPEECH | Non-Voting | N | |||||||||
2.A | DISCUSS REMUNERATION REPORT | Non-Voting | N | |||||||||
2.B | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | N | |||||||||
2.C | ADOPT FINANCIAL STATEMENTS | Management | For | For | Y | |||||||
2.D | APPROVE DIVIDENDS OF EUR 0.80 PER SHARE | Management | For | For | Y | |||||||
2.E | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | Y | |||||||
2.F | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | Y | |||||||
3 | REELECT N. DHAWAN TO SUPERVISORY BOARD | Management | For | For | Y | |||||||
4 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | For | For | Y | |||||||
5.A | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER | Management | For | For | Y | |||||||
5.B | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES UNDER 8A | Management | For | For | Y | |||||||
6 | AUTHORIZE REPURCHASE OF SHARES | Management | For | For | Y | |||||||
7 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | For | Y | |||||||
8 | OTHER BUSINESS | Non-Voting | N | |||||||||
RYANAIR HOLDINGS PLC, DUBLIN | ||||||||||||
Security | G7727C145 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | RYA ID | Meeting Date | 24-Sep-2015 | |||||||||
ISIN | IE00B1GKF381 | Agenda | 706396240 - Management | |||||||||
Record Date | 22-Sep-2015 | Holding Recon Date | 22-Sep-2015 | |||||||||
City / | Country | DUBLIN | / | Ireland | Vote Deadline Date | 18-Sep-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS | Management | For | For | Y | |||||||
2 | CONSIDERATION OF THE REMUNERATION REPORT | Management | For | For | Y | |||||||
3A | RE-ELECTION OF DIRECTOR DAVID BONDERMAN | Management | For | For | Y | |||||||
3B | RE-ELECTION OF DIRECTOR MICHAEL CAWLEY | Management | For | For | Y | |||||||
3C | RE-ELECTION OF DIRECTOR CHARLIE MCCREEVY | Management | For | For | Y | |||||||
3D | RE-ELECTION OF DIRECTOR DECLAN MCKEON | Management | For | For | Y | |||||||
3E | RE-ELECTION OF DIRECTOR KYRAN MCLAUGHLIN | Management | For | For | Y | |||||||
3F | RE-ELECTION OF DIRECTOR DICK MILLIKEN | Management | For | For | Y | |||||||
3G | RE-ELECTION OF DIRECTOR MICHAEL O'LEARY | Management | For | For | Y | |||||||
3H | RE-ELECTION OF DIRECTOR JULIE O'NEILL | Management | For | For | Y | |||||||
3I | RE-ELECTION OF DIRECTOR JAMES OSBORNE | Management | For | For | Y | |||||||
3J | RE-ELECTION OF DIRECTOR LOUISE PHELAN | Management | For | For | Y | |||||||
3K | ELECTION OF DIRECTOR JOHN LEAHY | Management | For | For | Y | |||||||
3L | ELECTION OF DIRECTOR HOWARD MILLAR | Management | For | For | Y | |||||||
4 | DIRECTORS' AUTHORITY TO FIX THE AUDITORS' REMUNERATION | Management | For | For | Y | |||||||
5 | DIRECTORS' AUTHORITY TO ALLOT ORDINARY SHARES | Management | For | For | Y | |||||||
6 | DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
7 | AUTHORITY TO REPURCHASE ORDINARY SHARES | Management | For | For | Y | |||||||
8 | AMENDMENTS TO MEMORANDUM OF ASSOCIATION | Management | For | For | Y | |||||||
9 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
RYANAIR HOLDINGS PLC, DUBLIN | ||||||||||||
Security | G7727C145 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | RYA ID | Meeting Date | 22-Oct-2015 | |||||||||
ISIN | IE00B1GKF381 | Agenda | 706453127 - Management | |||||||||
Record Date | 20-Oct-2015 | Holding Recon Date | 20-Oct-2015 | |||||||||
City / | Country | DUBLIN | / | Ireland | Vote Deadline Date | 16-Oct-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | SPECIAL RESOLUTION TO AMEND THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO INCORPORATE THE B SHARES AND THE DEFERRED SHARES | Management | For | For | Y | |||||||
2 | SPECIAL RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO INCORPORATE THE RIGHTS AND RESTRICTIONS ATTACHING TO THE B SHARES AND THE DEFERRED SHARES | Management | For | For | Y | |||||||
3 | ORDINARY RESOLUTION TO APPROVE THE SUB- DIVISION OF EACH EXISTING ORDINARY SHARE INTO ONE INTERMEDIATE ORDINARY SHARE AND ONE B SHARE | Management | For | For | Y | |||||||
4 | ORDINARY RESOLUTION TO APPROVE THE CONSOLIDATION OF THE INTERMEDIATE ORDINARY SHARES INTO NEW ORDINARY SHARES | Management | For | For | Y | |||||||
5 | SPECIAL RESOLUTION TO AUTHORISE THE COMPANY TO REPURCHASE THE DEFERRED SHARES FOR NIL CONSIDERATION | Management | For | For | Y | |||||||
SEKISUI CHEMICAL CO.,LTD. | ||||||||||||
Security | J70703137 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 4204 JP | Meeting Date | 28-Jun-2016 | |||||||||
ISIN | JP3419400001 | Agenda | 707160329 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 26-Jun-2016 | ||||||
SEDOL(s) | 5763449 - 6793821 - B1CDZ19 - B3BJS68 | Quick Code | 42040 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Negishi, Naofumi | Management | For | For | Y | |||||||
2.2 | Appoint a Director Koge, Teiji | Management | For | For | Y | |||||||
2.3 | Appoint a Director Kubo, Hajime | Management | For | For | Y | |||||||
2.4 | Appoint a Director Uenoyama, Satoshi | Management | For | For | Y | |||||||
2.5 | Appoint a Director Sekiguchi, Shunichi | Management | For | For | Y | |||||||
2.6 | Appoint a Director Kato, Keita | Management | For | For | Y | |||||||
2.7 | Appoint a Director Hirai, Yoshiyuki | Management | For | For | Y | |||||||
2.8 | Appoint a Director Taketomo, Hiroyuki | Management | For | For | Y | |||||||
2.9 | Appoint a Director Ishizuka, Kunio | Management | For | For | Y | |||||||
2.10 | Appoint a Director Kase, Yutaka | Management | For | For | Y | |||||||
3.1 | Appoint a Corporate Auditor Goto, Takashi | Management | For | For | Y | |||||||
3.2 | Appoint a Corporate Auditor Hamabe, Yuichi | Management | For | For | Y | |||||||
4 | Approve Details of Stock Compensation to be received by Directors | Management | For | For | Y | |||||||
SEKISUI HOUSE,LTD. | ||||||||||||
Security | J70746136 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 1928 JP | Meeting Date | 27-Apr-2016 | |||||||||
ISIN | JP3420600003 | Agenda | 706870400 - Management | |||||||||
Record Date | 31-Jan-2016 | Holding Recon Date | 31-Jan-2016 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 25-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Wada, Isami | Management | For | For | Y | |||||||
2.2 | Appoint a Director Abe, Toshinori | Management | For | For | Y | |||||||
2.3 | Appoint a Director Inagaki, Shiro | Management | For | For | Y | |||||||
2.4 | Appoint a Director Iku, Tetsuo | Management | For | For | Y | |||||||
2.5 | Appoint a Director Saegusa, Teruyuki | Management | For | For | Y | |||||||
2.6 | Appoint a Director Wakui, Shiro | Management | For | For | Y | |||||||
2.7 | Appoint a Director Uchida, Takashi | Management | For | For | Y | |||||||
2.8 | Appoint a Director Suguro, Fumiyasu | Management | For | For | Y | |||||||
2.9 | Appoint a Director Nishida, Kumpei | Management | For | For | Y | |||||||
2.10 | Appoint a Director Horiuchi, Yosuke | Management | For | For | Y | |||||||
2.11 | Appoint a Director Nakai, Yoshihiro | Management | For | For | Y | |||||||
3.1 | Appoint a Corporate Auditor Wada, Sumio | Management | For | For | Y | |||||||
3.2 | Appoint a Corporate Auditor Shinohara, Yoshinori | Management | For | For | Y | |||||||
3.3 | Appoint a Corporate Auditor Kunisada, Koichi | Management | For | For | Y | |||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | Y | |||||||
SHIMADZU CORPORATION | ||||||||||||
Security | J72165129 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 7701 JP | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | JP3357200009 | Agenda | 707161004 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | KYOTO | / | Japan | Vote Deadline Date | 27-Jun-2016 | ||||||
SEDOL(s) | 5991767 - 6804369 - B02LHQ5 - B1CDFP3 | Quick Code | 77010 | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Nakamoto, Akira | Management | For | For | Y | |||||||
2.2 | Appoint a Director Ueda, Teruhisa | Management | For | For | Y | |||||||
2.3 | Appoint a Director Suzuki, Satoru | Management | For | For | Y | |||||||
2.4 | Appoint a Director Fujino, Hiroshi | Management | For | For | Y | |||||||
2.5 | Appoint a Director Miura, Yasuo | Management | For | For | Y | |||||||
2.6 | Appoint a Director Nishihara, Katsutoshi | Management | For | For | Y | |||||||
2.7 | Appoint a Director Sawaguchi, Minoru | Management | For | For | Y | |||||||
2.8 | Appoint a Director Fujiwara, Taketsugu | Management | For | For | Y | |||||||
2.9 | Appoint a Director Wada, Hiroko | Management | For | For | Y | |||||||
3 | Appoint a Corporate Auditor Iida, Takashi | Management | For | For | Y | |||||||
4 | Appoint a Substitute Corporate Auditor Murouchi, Masato | Management | For | For | Y | |||||||
SHIRE PLC, ST HELIER | ||||||||||||
Security | G8124V108 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | SHP LN | Meeting Date | 28-Apr-2016 | |||||||||
ISIN | JE00B2QKY057 | Agenda | 706841992 - Management | |||||||||
Record Date | Holding Recon Date | 26-Apr-2016 | ||||||||||
City / | Country | DUBLIN 2 | / | Jersey | Vote Deadline Date | 22-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31 2015 | Management | For | For | Y | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | Y | |||||||
3 | TO RE-ELECT DOMINIC BLAKEMORE | Management | For | For | Y | |||||||
4 | TO ELECT OLIVIER BOHUON | Management | For | For | Y | |||||||
5 | TO RE-ELECT WILLIAM BURNS | Management | For | For | Y | |||||||
6 | TO RE-ELECT DR STEVEN GILLIS | Management | For | For | Y | |||||||
7 | TO RE-ELECT DR DAVID GINSBURG | Management | For | For | Y | |||||||
8 | TO RE-ELECT SUSAN KILSBY | Management | For | For | Y | |||||||
9 | TO ELECT SARA MATHEW | Management | For | For | Y | |||||||
10 | TO RE-ELECT ANNE MINTO | Management | For | For | Y | |||||||
11 | TO RE-ELECT DR FLEMMING ORNSKOV | Management | For | For | Y | |||||||
12 | TO ELECT JEFFREY POULTON | Management | For | For | Y | |||||||
13 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR | Management | For | For | Y | |||||||
14 | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | Y | |||||||
15 | TO AUTHORIZE THE ALLOTMENT OF SHARES | Management | For | For | Y | |||||||
16 | TO AUTHORIZE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | Y | |||||||
17 | TO AUTHORIZE PURCHASES OF OWN SHARES | Management | For | For | Y | |||||||
18 | TO INCREASE THE AUTHORIZED SHARE CAPITAL | Management | For | For | Y | |||||||
19 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
20 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | Y | |||||||
SHIRE PLC, ST HELIER | ||||||||||||
Security | G8124V108 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | SHP LN | Meeting Date | 27-May-2016 | |||||||||
ISIN | JE00B2QKY057 | Agenda | 706973143 - Management | |||||||||
Record Date | Holding Recon Date | 25-May-2016 | ||||||||||
City / | Country | DUBLIN 2 | / | Jersey | Vote Deadline Date | 23-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | APPROVE MATTERS RELATING TO THE COMBINATION BY THE COMPANY, THROUGH ITS WHOLLY-OWNED SUBSIDIARY, BEARTRACKS, INC., WITH BAXALTA INCORPORATED | Management | For | For | Y | |||||||
2 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | For | For | Y | |||||||
3 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | Y | |||||||
4 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | Y | |||||||
CMMT | 26 APR 2016: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
SIEMENS AG, MUENCHEN | ||||||||||||
Security | D69671218 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | SIE GR | Meeting Date | 26-Jan-2016 | |||||||||
ISIN | DE0007236101 | Agenda | 706596991 - Management | |||||||||
Record Date | 19-Jan-2016 | Holding Recon Date | 19-Jan-2016 | |||||||||
City / | Country | MUENCH EN | / | Germany | Vote Deadline Date | 18-Jan-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please note that reregistration is no longer required to ensure voting-rights. Following the amendment to paragraph 21 of the Securities Trade Act-on 10th July 2015 and the over-ruling of the District Court in Cologne- judgment from 6th June 2012 the voting process has changed with regard to the-German registered shares. As a result, it remains exclusively the-responsibility of the end-investor (i.e. final beneficiary) and not the- intermediary to disclose respective final beneficiary voting rights if they-exceed relevant reporting threshold of WpHG (from 3 percent of outstanding-share capital onwards). | Non-Voting | N | ||||||||||
According to German law, in case of specific conflicts of interest in-connection with specific items of the agenda for the General Meeting you are-not entitled to exercise your voting rights. Further, your voting right might-be excluded when your share in voting rights has reached certain thresholds-and you have not complied with any of your mandatory voting rights-notifications pursuant to the German securities trading act (WPHG). For-questions in this regard please contact your client service representative-for clarification. If you do not have any indication regarding such conflict-of interest, or another exclusion from voting, please submit your vote as-usual. Thank you. | Non-Voting | N | ||||||||||
Counter proposals which are submitted until 11/01/2016 will be published by-the issuer. Further information on counter proposals can be found directly on-the issuer's website (please refer to the material URL section of the- application). If you wish to act on these items, you will need to request a-meeting attend and vote your shares directly at the company's meeting.-Counter proposals cannot be reflected in the ballot on Proxyedge. | Non-Voting | N | ||||||||||
1 | To receive and consider the adopted Annual Financial Statements of Siemens AG-and the approved Consolidated Financial Statements, together with the- Combined Management Report of Siemens AG and the Siemens Group as of-September 30, 2015,as well as the Report of the Supervisory Board and the-Corporate Governance Report for fiscal year 2015. | Non-Voting | N | |||||||||
2 | Appropriation of net income | Management | For | For | Y | |||||||
3 | Ratification of the acts of the Managing Board | Management | For | For | Y | |||||||
4 | Ratification of the acts of the Supervisory Board | Management | For | For | Y | |||||||
5 | Appointment of independent auditors: Ernst & Young GmbH | Management | For | For | Y | |||||||
6.a | Reelection of members of the Supervisory Board: Ms. Dr. phil. Nicola Leibinger-Kammueller | Management | For | For | Y | |||||||
6.b | Reelection of members of the Supervisory Board: Mr. Jim Hagemann Snabe | Management | For | For | Y | |||||||
6.c | Reelection of members of the Supervisory Board: Mr. Werner Wenning | Management | For | For | Y | |||||||
7 | Creation of an Authorized Capital 2016 | Management | For | For | Y | |||||||
8 | Spin-Off and Transfer Agreement with Siemens Healthcare GmbH | Management | For | For | Y | |||||||
SOCIETE GENERALE SA, PARIS | ||||||||||||
Security | F43638141 | Meeting Type | MIX | |||||||||
Ticker Symbol | GLE FP | Meeting Date | 18-May-2016 | |||||||||
ISIN | FR0000130809 | Agenda | 706766168 - Management | |||||||||
Record Date | 13-May-2016 | Holding Recon Date | 13-May-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 11-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 02 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0314/201603141600816.pdf.- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINKS:-https://balo.journal- officiel.gouv.fr/pdf/2016/0325/201603251601016.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2016/0415/201604151601332.pdf,- https://balo.journal- officiel.gouv.fr/pdf/2016/0502/201605021601830.pdf. AND-MODIFICATION OF THE TEXT OF RESOLUTION O.2 AND CHANGE IN RECORD DATE. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR: EUR 2 PER SHARE | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF INCOME FOR THE 2015 FINANCIAL YEAR AND SETTING OF THE DIVIDEND | Management | For | For | Y | |||||||
O.4 | REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | Y | |||||||
O.5 | ADVISORY REVIEW OF THE REMUNERATION OWED OR PAID TO MR LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD OF DIRECTORS, SINCE 19TH MAY 2015, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.6 | ADVISORY REVIEW OF THE REMUNERATION OWED OR PAID TO MR FREDERIC OUDEA, CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND GENERAL MANAGER, SINCE 19TH MAY 2015, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.7 | ADVISORY REVIEW OF THE REMUNERATION OWED OR PAID TO THE DEPUTY GENERAL MANAGER FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.8 | ADVISORY REVIEW OF THE REMUNERATION PAID IN 2015 TO REGULATED PERSONS PURSUANT TO ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | Y | |||||||
O.9 | RENEWAL OF THE TERM OF MRS NATHALIE RACHOU AS DIRECTOR | Management | For | For | Y | |||||||
O.10 | APPOINTMENT OF MR JUAN MARIA NIN GENOVA AS DIRECTOR | Management | For | For | Y | |||||||
O.11 | APPOINTMENT OF MR EMMANUEL ROMAN AS DIRECTOR | Management | For | For | Y | |||||||
O.12 | INCREASE IN THE OVERALL BUDGET FOR ATTENDANCE FEES | Management | For | For | Y | |||||||
O.13 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S COMMON SHARES WITHIN A 5% LIMIT OF THE CAPITAL | Management | For | For | Y | |||||||
E.14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH RETENTION OF THE PREEMPTIVE SUBSCRIPTION RIGHT, (I) THROUGH THE ISSUANCE OF COMMON SHARES AND/OR SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS SUBSIDIARIES FOR A MAXIMUM NOMINAL SHARE ISSUANCE AMOUNT OF 403 MILLION EUROS, NAMELY 39.99% OF THE CAPITAL, WITH CREDITING OF THE AMOUNTS SET IN RESOLUTIONS 15 TO 20 TO THIS AMOUNT, (II) AND/OR THROUGH INCORPORATION, FOR A MAXIMUM NOMINAL AMOUNT OF 550 MILLION EUROS | Management | For | For | Y | |||||||
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE PREEMPTIVE SUBSCRIPTION RIGHT, THROUGH A PUBLIC OFFER, THROUGH THE ISSUANCE OF COMMON SHARES AND/OR SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY AND/OR ITS | Management | For | For | Y | |||||||
SUBSIDIARIES FOR A MAXIMUM NOMINAL SHARE ISSUANCE AMOUNT OF 100.779 MILLION EUROS, NAMELY 10% OF THE CAPITAL, WITH THIS AMOUNT BEING CREDITED TO THE AMOUNT SET IN THE 14TH RESOLUTION AND WITH CREDITING OF THE AMOUNTS SET IN RESOLUTIONS 16 TO 17 TO THIS AMOUNT | ||||||||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 100.779 MILLION EUROS, NAMELY 10% OF THE CAPITAL, AND THE CEILINGS SET IN THE 14TH AND 15TH RESOLUTIONS, TO REMUNERATE CONTRIBUTIONS IN KIND MADE TO THE COMPANY AND INVOLVING EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO THE CAPITAL, EXCEPT IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For | Y | |||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, TO PROCEED WITH THE ISSUANCE OF CONTINGENT CONVERTIBLE SUPER-SUBORDINATED BONDS, WHICH WILL BE CONVERTED INTO COMPANY SHARES IN THE EVENT THAT THE COMMON EQUITY TIER 1 ("CET1") RATIO OF THE GROUP FALLS BELOW A THRESHOLD SET BY THE ISSUANCE CONTRACT THAT CANNOT EXCEED 7%, WITH CANCELLATION OF THE PREEMPTIVE SUBSCRIPTION RIGHT, BY PRIVATE PLACEMENT PURSUANT TO SECTION II OF ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 100.779 MILLION EUROS, NAMELY 10% OF THE CAPITAL, AND THE CEILINGS SET IN THE 14TH AND 15TH RESOLUTIONS | Management | For | For | Y | |||||||
E.18 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, TO PROCEED, WITH CANCELLATION OF THE PREEMPTIVE SUBSCRIPTION RIGHT, WITH TRANSACTIONS FOR INCREASING CAPITAL OR FOR CANCELLING SHARES RESERVED FOR THE ADHERENTS OF A COMPANY OR GROUP SAVINGS PLAN, WITHIN THE LIMITS OF A MAXIMUM NOMINAL AMOUNT OF 10.077 MILLION EUROS, NAMELY 1% OF THE CAPITAL, AND OF THE CEILING SET IN THE 14TH RESOLUTION | Management | For | For | Y | |||||||
E.19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, TO PROCEED WITH FREE ALLOCATIONS OF EXISTING OR FUTURE PERFORMANCE SHARES, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF THE REGULATED PERSONS | Management | For | For | Y | |||||||
PURSUANT TO ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE OR ASSIMILATED WITHIN THE LIMITS OF 1.4% OF THE CAPITAL, INCLUDING 0.1% FOR THE MANAGING EXECUTIVE OFFICERS OF SOCIETE GENERALE, AND THE CEILING SET IN THE 14TH RESOLUTION | ||||||||||||
E.20 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR 26 MONTHS, TO PROCEED WITH FREE ALLOCATIONS OF EXISTING OR FUTURE PERFORMANCE SHARES WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF EMPLOYEES OTHER THAN THE REGULATED PERSONS PURSUANT TO ARTICLE L.511-71 OF THE FRENCH MONETARY AND FINANCIAL CODE AND ASSIMILATED WITHIN THE LIMITS OF 0.6% OF THE CAPITAL AND THE CEILING SET IN THE 14TH RESOLUTION | Management | For | For | Y | |||||||
E.21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO CANCEL, WITHIN THE LIMIT OF 5% PER 24-MONTH PERIOD, TREASURY SHARES HELD BY THE COMPANY | Management | For | For | Y | |||||||
E.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
CMMT | 19 APR 2016: DELETION OF COMMENT | Non-Voting | N | |||||||||
SUMITOMO HEAVY INDUSTRIES,LTD. | ||||||||||||
Security | J77497113 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 6302 JP | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | JP3405400007 | Agenda | 707161662 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Nakamura, Yoshinobu | Management | For | For | Y | |||||||
2.2 | Appoint a Director Betsukawa, Shunsuke | Management | For | For | Y | |||||||
2.3 | Appoint a Director Nishimura, Shinji | Management | For | For | Y | |||||||
2.4 | Appoint a Director Tomita, Yoshiyuki | Management | For | For | Y | |||||||
2.5 | Appoint a Director Tanaka, Toshiharu | Management | For | For | Y | |||||||
2.6 | Appoint a Director Kaneshige, Kazuto | Management | For | For | Y | |||||||
2.7 | Appoint a Director Ide, Mikio | Management | For | For | Y | |||||||
2.8 | Appoint a Director Shimomura, Shinji | Management | For | For | Y | |||||||
2.9 | Appoint a Director Takahashi, Susumu | Management | For | For | Y | |||||||
2.10 | Appoint a Director Kojima, Hideo | Management | For | For | Y | |||||||
3.1 | Appoint a Corporate Auditor Takaishi, Yuji | Management | For | For | Y | |||||||
3.2 | Appoint a Corporate Auditor Wakae, Takeo | Management | For | For | Y | |||||||
3.3 | Appoint a Corporate Auditor Kato, Tomoyuki | Management | For | For | Y | |||||||
4 | Appoint a Substitute Corporate Auditor Kora, Yoshio | Management | For | For | Y | |||||||
SUMITOMO RUBBER INDUSTRIES,LTD. | ||||||||||||
Security | J77884112 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 5110 JP | Meeting Date | 30-Mar-2016 | |||||||||
ISIN | JP3404200002 | Agenda | 706747219 - Management | |||||||||
Record Date | 31-Dec-2015 | Holding Recon Date | 31-Dec-2015 | |||||||||
City / | Country | HYOGO | / | Japan | Vote Deadline Date | 28-Mar-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Ikeda, Ikuji | Management | For | For | Y | |||||||
2.2 | Appoint a Director Tanaka, Hiroaki | Management | For | For | Y | |||||||
2.3 | Appoint a Director Nishi, Minoru | Management | For | For | Y | |||||||
2.4 | Appoint a Director Onga, Kenji | Management | For | For | Y | |||||||
2.5 | Appoint a Director Ii, Yasutaka | Management | For | For | Y | |||||||
2.6 | Appoint a Director Ishida, Hiroki | Management | For | For | Y | |||||||
2.7 | Appoint a Director Kuroda, Yutaka | Management | For | For | Y | |||||||
2.8 | Appoint a Director Yamamoto, Satoru | Management | For | For | Y | |||||||
2.9 | Appoint a Director Kosaka, Keizo | Management | For | For | Y | |||||||
2.10 | Appoint a Director Uchioke, Fumikiyo | Management | For | For | Y | |||||||
2.11 | Appoint a Director Murakami, Kenji | Management | For | For | Y | |||||||
3 | Appoint a Corporate Auditor Murata, Morihiro | Management | For | For | Y | |||||||
SWISS RE AG, ZUERICH | ||||||||||||
Security | H8431B109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | SREN SW | Meeting Date | 22-Apr-2016 | |||||||||
ISIN | CH0126881561 | Agenda | 706778062 - Management | |||||||||
Record Date | 20-Apr-2016 | Holding Recon Date | 20-Apr-2016 | |||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 18-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
1.1 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT | Management | For | For | Y | |||||||
1.2 | APPROVAL OF THE ANNUAL REPORT (INCL. MANAGEMENT REPORT), ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
2 | ALLOCATION OF DISPOSABLE PROFIT: CHF 4.60 | Management | For | For | Y | |||||||
3 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE SHORT-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
5.1.1 | RE-ELECTION OF WALTER B. KIELHOLZ AS MEMBER OF THE BOARD OF DIRECTORS AND RE- ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS IN THE SAME VOTE | Management | For | For | Y | |||||||
5.1.2 | RE-ELECTION OF RAYMOND K.F. CH'IEN AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.3 | RE-ELECTION OF RENATO FASSBIND AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.4 | RE-ELECTION OF MARY FRANCIS AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.5 | RE-ELECTION OF RAJNA GIBSON BRANDON AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.6 | RE-ELECTION OF C. ROBERT HENRIKSON AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.7 | RE-ELECTION OF TREVOR MANUEL AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.8 | RE-ELECTION OF CARLOS E. REPRESAS AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.1.9 | RE-ELECTION OF PHILIP K. RYAN AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.110 | RE-ELECTION OF SUSAN L. WAGNER AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.111 | ELECTION OF SIR PAUL TUCKER AS A BOARD OF DIRECTOR | Management | For | For | Y | |||||||
5.2.1 | RE-ELECTION OF RENATO FASSBIND TO COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
5.2.2 | RE-ELECTION OF C. ROBERT HENRIKSON TO COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
5.2.3 | RE-ELECTION OF CARLOS E. REPRESAS TO COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
5.2.4 | ELECTION OF RAYMOND K.F. CH'IEN TO COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
5.3 | RE-ELECTION OF THE INDEPENDENT PROXY: PROXY VOTING SERVICES GMBH, ZURICH | Management | For | For | Y | |||||||
5.4 | RE-ELECTION OF THE AUDITOR: PRICEWATERHOUSECOOPERS LTD (PWC), ZURICH | Management | For | For | Y | |||||||
6.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE FROM THE | Management | For | For | Y | |||||||
6.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION AND VARIABLE LONG-TERM COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2017 | Management | For | For | Y | |||||||
7 | REDUCTION OF SHARE CAPITAL | Management | For | For | Y | |||||||
8 | APPROVAL OF THE SHARE BUY-BACK PROGRAMME | Management | For | For | Y | |||||||
9 | AMENDMENTS OF THE ARTICLES OF ASSOCIATION: ART. 4 | Management | For | For | Y | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||
Security | 881624209 | Meeting Type | Annual | |||||||||
Ticker Symbol | TEVA | Meeting Date | 03-Sep-2015 | |||||||||
ISIN | US8816242098 | Agenda | 934268687 - Management | |||||||||
Record Date | 04-Aug-2015 | Holding Recon Date | 04-Aug-2015 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Aug-2015 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1A | ELECTION OF DIRECTOR: ROGER ABRAVANEL | Management | For | For | Y | |||||||
1B | ELECTION OF DIRECTOR: ROSEMARY A. CRANE | Management | For | For | Y | |||||||
1C | ELECTION OF DIRECTOR: GERALD M. LIEBERMAN | Management | For | For | Y | |||||||
1D | ELECTION OF DIRECTOR: GALIA MAOR | Management | For | For | Y | |||||||
2 | TO APPOINT GABRIELLE GREENE-SULZBERGER TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING THE MEETING, AND TO APPROVE HER REMUNERATION AND BENEFITS. | Management | For | For | Y | |||||||
3A | TO APPROVE AN AMENDMENT TO THE COMPANY'S COMPENSATION POLICY WITH RESPECT TO DIRECTOR REMUNERATION. | Management | For | For | Y | |||||||
3A1 | DO YOU HAVE A "PERSONAL INTEREST" IN PROPOSAL 3A? NOTE: PROPOSAL 3A1, FOR=YES AGAINST=NO | Management | Against | Y | ||||||||
3B | TO APPROVE THE REMUNERATION TO BE PROVIDED TO THE COMPANY'S DIRECTORS. | Management | For | For | Y | |||||||
3C | TO APPROVE THE REMUNERATION TO BE PROVIDED TO PROF. YITZHAK PETERBURG, CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | For | For | Y | |||||||
4A | TO APPROVE AN AMENDMENT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. | Management | For | For | Y | |||||||
4B | TO APPROVE THE PAYMENT OF A SPECIAL BONUS TO THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN. | Management | For | For | Y | |||||||
5 | TO APPROVE THE COMPANY'S 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN. | Management | For | For | Y | |||||||
6 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2016 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | Y | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||
Security | 881624209 | Meeting Type | Special | |||||||||
Ticker Symbol | TEVA | Meeting Date | 05-Nov-2015 | |||||||||
ISIN | US8816242098 | Agenda | 934288805 - Management | |||||||||
Record Date | 06-Oct-2015 | Holding Recon Date | 06-Oct-2015 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2015 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | APPROVAL OF THE CREATION OF A NEW CLASS OF MANDATORY CONVERTIBLE PREFERRED SHARES, NOMINAL (PAR) VALUE NIS 0.1 PER SHARE AND THE DEFINITION OF THEIR TERMS, AND CERTAIN RELATED AMENDMENTS TO TEVA'S ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION. | Management | For | For | Y | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||
Security | 881624209 | Meeting Type | Annual | |||||||||
Ticker Symbol | TEVA | Meeting Date | 18-Apr-2016 | |||||||||
ISIN | US8816242098 | Agenda | 934360974 - Management | |||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2016 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: PROF. YITZHAK PETERBURG | Management | For | For | Y | |||||||
1B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: DR. ARIE BELLDEGRUN | Management | For | For | Y | |||||||
1C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2019 ANNUAL MEETING: MR. AMIR ELSTEIN | Management | For | For | Y | |||||||
2. | TO APPROVE AN AMENDED COMPENSATION POLICY WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S "OFFICE HOLDERS" (AS DEFINED IN THE ISRAELI COMPANIES LAW), SUBSTANTIALLY IN THE FORM ATTACHED AS EXHIBIT A TO THE PROXY STATEMENT. | Management | For | For | Y | |||||||
2A. | PLEASE INDICATE WHETHER OR NOT YOU ARE A "CONTROLLING SHAREHOLDER" OF THE COMPANY OR WHETHER OR NOT YOU HAVE A PERSONAL BENEFIT OR OTHER INTEREST IN THIS PROPOSAL: FOR = YES AND AGAINST = NO. | Management | Against | Y | ||||||||
3A. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE INCREASES IN HIS BASE SALARY. | Management | For | For | Y | |||||||
3B. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL CASH BONUS OBJECTIVES AND PAYOUT TERMS FOR 2016 AND GOING FORWARD. | Management | For | For | Y | |||||||
3C. | WITH RESPECT TO THE TERMS OF OFFICE AND EMPLOYMENT OF THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, MR. EREZ VIGODMAN: TO APPROVE AN AMENDMENT TO HIS ANNUAL EQUITY AWARDS FOR EACH YEAR COMMENCING IN 2016. | Management | For | For | Y | |||||||
4. | TO APPROVE AN AMENDMENT TO THE 2015 LONG- TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. | Management | For | For | Y | |||||||
5. | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | Y | |||||||
THALES, COURBEVOIE | ||||||||||||
Security | F9156M108 | Meeting Type | MIX | |||||||||
Ticker Symbol | HO FP | Meeting Date | 18-May-2016 | |||||||||
ISIN | FR0000121329 | Agenda | 706761512 - Management | |||||||||
Record Date | 13-May-2016 | Holding Recon Date | 13-May-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 11-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 15 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600764.pdf.- REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION O.4 AND RECEIPT OF-ADDITIONAL URL LINKS:-https://balo.journal- officiel.gouv.fr/pdf/2016/0406/201604061601124.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2016/0415/201604151601315.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF PARENT COMPANY INCOME AND SETTING OF THE DIVIDEND AT EUR 1.36 PER SHARE FOR 2015 | Management | For | For | Y | |||||||
O.4 | RATIFICATION OF THE CO-OPTATION OF Mr THIERRY AULAGNON AS A DIRECTOR APPOINTED UPON PROPOSAL OF THE PUBLIC SECTOR | Management | For | For | Y | |||||||
O.5 | RATIFICATION OF THE CO-OPTATION OF Mr MARTIN VIAL AS A DIRECTOR (REPRESENTING THE STATE IN ACCORDANCE WITH ARTICLE 139 OF THE NER) APPOINTED UPON PROPOSAL OF THE PUBLIC SECTOR | Management | For | For | Y | |||||||
O.6 | "SAY ON PAY" FOR THE 2015 FINANCIAL YEAR CONCERNING Mr PATRICE CAINE, THALES' ONLY EXECUTIVE DIRECTOR | Management | For | For | Y | |||||||
O.7 | RENEWAL OF THE TERM OF A DIRECTOR UPON PROPOSAL OF THE PUBLIC SECTOR, REPRESENTING THE STATE IN ACCORDANCE WITH ARTICLE 139 OF THE NER (MR LAURENT COLLET- BILLON) | Management | For | For | Y | |||||||
O.8 | RENEWAL OF THE TERM OF A DIRECTOR UPON PROPOSAL OF THE PUBLIC SECTOR, REPRESENTING THE STATE IN ACCORDANCE WITH ARTICLE 139 OF THE NER (MR MARTIN VIAL) | Management | For | For | Y | |||||||
O.9 | RENEWAL OF THE TERM OF AN "EXTERNAL" DIRECTOR (MR YANNICK D'ESCATHA) | Management | For | For | Y | |||||||
O.10 | AUTHORISATION OF A SHARE RE-PURCHASE PLAN (WITH A MAXIMUM PURCHASE PRICE OF 100 EURO PER SHARE) | Management | For | For | Y | |||||||
E.11 | STATUTORY AMENDMENT RELATING TO ARTICLE 10.1.1 OF THE BY-LAWS (TO INSERT A REFERENCE TO THE RULING OF 20 AUGUST 2014-GOVERNANCE OF COMPANIES WITH PUBLIC PARTICIPATION, IN THE COMPOSITION OF THE BOARD OF DIRECTORS) | Management | For | For | Y | |||||||
E.12 | STATUTORY AMENDMENT RELATING TO ARTICLES 10.1.2 AND 10.4 OF THE BY-LAWS (APPOINTMENT OF EMPLOYED DIRECTORS) | Management | For | For | Y | |||||||
E.13 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED TO THE FREE ALLOCATION OF SHARES, WITHIN THE LIMITS OF 1% OF CAPITAL FOR THE BENEFIT OF EMPLOYEES OF THE THALES GROUP | Management | For | For | Y | |||||||
E.14 | RENEWAL OF A FINANCIAL DELEGATION: ISSUING OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL WITH THE RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | Y | |||||||
E.15 | RENEWAL OF A FINANCIAL DELEGATION: ISSUING OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL WITH THE CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS AND THE POSSIBILITY OF A PRIORITY PERIOD | Management | For | For | Y | |||||||
E.16 | RENEWAL OF A FINANCIAL DELEGATION: ISSUING OF SHARES OR SECURITIES GRANTING ACCESS TO CAPITAL WITH THE CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY PRIVATE PLACEMENT | Management | For | For | Y | |||||||
E.17 | RENEWAL OF A FINANCIAL DELEGATION: AUTHORISATION OF OVER-ALLOCATION ("GREENSHOE") REGARDING THE PREVIOUS THREE DELEGATIONS NOT TO EXCEED THE LEGAL LIMIT OF 15% WITHIN RESPECTIVE CAPS ABOVE | Management | For | For | Y | |||||||
E.18 | RENEWAL OF A FINANCIAL DELEGATION: ISSUING OF SHARES AS REMUNERATION FOR CONTRIBUTIONS OF EQUITY SECURITIES OR GRANTING ACCESS TO THE CAPITAL OF THIRD- PARTY COMPANIES WITHIN THE LEGAL LIMIT OF 10% OF THE CAPITAL OF THE COMPANY | Management | For | For | Y | |||||||
E.19 | SETTING OF OVERALL LIMITS FOR ISSUING CARRIED OUT UNDER THE FIVE PREVIOUS AUTHORISATIONS | Management | For | For | Y | |||||||
E.20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES RESERVED FOR MEMBERS OF THE GROUP SAVINGS SCHEME | Management | For | For | Y | |||||||
O.21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
TOKYO GAS CO.,LTD. | ||||||||||||
Security | J87000105 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 9531 JP | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | JP3573000001 | Agenda | 707131190 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2.1 | Appoint a Director Okamoto, Tsuyoshi | Management | For | For | Y | |||||||
2.2 | Appoint a Director Hirose, Michiaki | Management | For | For | Y | |||||||
2.3 | Appoint a Director Kunigo, Yutaka | Management | For | For | Y | |||||||
2.4 | Appoint a Director Uchida, Takashi | Management | For | For | Y | |||||||
2.5 | Appoint a Director Kobayashi, Hiroaki | Management | For | For | Y | |||||||
2.6 | Appoint a Director Yasuoka, Satoru | Management | For | For | Y | |||||||
2.7 | Appoint a Director Murazeki, Fumio | Management | For | For | Y | |||||||
2.8 | Appoint a Director Takamatsu, Masaru | Management | For | For | Y | |||||||
2.9 | Appoint a Director Ide, Akihiko | Management | For | For | Y | |||||||
2.10 | Appoint a Director Katori, Yoshinori | Management | For | For | Y | |||||||
2.11 | Appoint a Director Igarashi, Chika | Management | For | For | Y | |||||||
3 | Appoint a Corporate Auditor Morita, Yoshihiko | Management | For | For | Y | |||||||
TOTAL SA, COURBEVOIE | ||||||||||||
Security | F92124100 | Meeting Type | MIX | |||||||||
Ticker Symbol | FP FP | Meeting Date | 24-May-2016 | |||||||||
ISIN | FR0000120271 | Agenda | 707091106 - Management | |||||||||
Record Date | 19-May-2016 | Holding Recon Date | 19-May-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 17-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 17 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- http://balo.journal- officiel.gouv.fr/pdf/2016/0323/201603231600948.pdf AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF PROFITS, SETTING OF DIVIDENDS, OPTION FOR THE BALANCE OF THE DIVIDEND OF THE 2015 FINANCIAL YEAR TO BE PAID IN SHARES: EUR 2.44 PER SHARE | Management | For | For | Y | |||||||
O.4 | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2016 FINANCIAL YEAR IN SHARES - DELEGATION OF FORMAL AUTHORITY TO THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
O.5 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | Management | For | For | Y | |||||||
O.6 | RENEWAL OF THE TERM OF MR GERARD LAMARCHE AS DIRECTOR | Management | For | For | Y | |||||||
O.7 | APPOINTMENT OF MRS MARIA VAN DER HOEVEN AS DIRECTOR | Management | For | For | Y | |||||||
O.8 | APPOINTMENT OF MR JEAN LEMIERRE AS DIRECTOR | Management | For | For | Y | |||||||
CMMT | IN ACCORDANCE WITH ARTICLE 11 OF THE BY- LAWS OF COMPANY, A SINGLE SEAT FOR A- DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IS TO BE FILLED; AS SUCH, ONLY- THE CANDIDATE WHO HAS ATTAINED THE HIGHEST NUMBER OF VOTES AND AT LEAST THE-MAJORITY. PLEASE NOTE THAT ONLY RESOLUTION O.9 IS APPROVED BY THE BOARD OF-DIRECTORS AND RESOLUTIONS O.A AND O.B ARE NOT APPROVED BY THE BOARD OF-DIRECTORS. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND-PLEASE NOTE YOU CAN ONLY VOTE 'FOR' ONE OF THESE THREE DIRECTORS LISTED, IF-YOU VOTE 'FOR' ONE DIRECTOR YOU MUST VOTE 'AGAINST' THE OTHER TWO | Non-Voting | N | |||||||||
O.9 | APPOINTMENT OF A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MS. RENATA PERYCZ | Management | For | For | Y | |||||||
O.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MR. CHARLES KELLER | Shareholder | For | Against | Y | |||||||
O.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): M. WERNER GUYOT | Shareholder | For | Against | Y | |||||||
O.10 | RENEWAL OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.11 | RENEWAL OF KPMG SA AS STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.12 | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.13 | APPOINTMENT OF SALUSTRO REYDEL SA AS DEPUTY STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.14 | CONVENTION OF ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE CONCERNING MR THIERRY DESMAREST | Management | For | For | Y | |||||||
O.15 | COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR PATRICK POUYANNE | Management | For | For | Y | |||||||
O.16 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR THIERRY DESMAREST FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | Management | For | For | Y | |||||||
O.17 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR PATRICK POUYANNE, GENERAL MANAGER UNTIL 18 DECEMBER 2015, AND CHAIRMAN-CHIEF EXECUTIVE OFFICER SINCE 19 DECEMBER 2015, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | Management | For | For | Y | |||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL WHILE MAINTAINING THE PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS EITHER BY ISSUING ORDINARY SHARES AND/OR ALL SECURITIES GRANTING ACCESS TO CAPITAL OF THE COMPANY, OR BY THE CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS | Management | For | For | Y | |||||||
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS WITH RESPECT TO INCREASING CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH THE CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS | Management | For | For | Y | |||||||
E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMPANY SHARES AND/OR SECURITIES GRANTING INCREASES TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, BY WAY OF AN OFFER AS DEFINED IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | Y | |||||||
E.21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | Y | |||||||
E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GRANTING ACCESS TO CAPITAL AS COMPENSATION IN THE FORM OF CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED TO PAY CONTRIBUTIONS IN KIND | Management | For | For | Y | |||||||
E.23 | (DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL UNDER THE CONDITIONS LAID DOWN IN ARTICLES L.3332-18 AND FOLLOWING OF THE LABOUR CODE, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED DUE TO SHARE SUBSCRIPTIONS BY EMPLOYEES OF THE GROUP | Management | For | For | Y | |||||||
E.24 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING OR NEWLY-ISSUED SHARES IN THE COMPANY TO SALARIED EMPLOYEES AND EXECUTIVE DIRECTORS OR CERTAIN PERSONS AMONG THEM, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED IN FAVOUR OF THE RECIPIENTS OF ALLOCATED SHARES | Management | For | For | Y | |||||||
E.25 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO GRANT OPTIONS FOR THE SUBSCRIPTION OR PURCHASE OF SHARES IN THE COMPANY TO CERTAIN EMPLOYEES OF THE GROUP AND EXECUTIVE DIRECTORS, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED FOLLOWING THE EXERCISE OF SHARE SUBSCRIPTION OPTIONS | Management | For | For | Y | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609858 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS O.9, O.A AND O.B. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-INACTIVATED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE-APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL- MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | N | |||||||||
TOYOTA MOTOR CORPORATION | ||||||||||||
Security | J92676113 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 7203 JP | Meeting Date | 15-Jun-2016 | |||||||||
ISIN | JP3633400001 | Agenda | 707118065 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | AICHI | / | Japan | Vote Deadline Date | 13-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1.1 | Appoint a Director Uchiyamada, Takeshi | Management | For | For | Y | |||||||
1.2 | Appoint a Director Toyoda, Akio | Management | For | For | Y | |||||||
1.3 | Appoint a Director Kodaira, Nobuyori | Management | For | For | Y | |||||||
1.4 | Appoint a Director Kato, Mitsuhisa | Management | For | For | Y | |||||||
1.5 | Appoint a Director Ijichi, Takahiko | Management | For | For | Y | |||||||
1.6 | Appoint a Director Didier Leroy | Management | For | For | Y | |||||||
1.7 | Appoint a Director Terashi, Shigeki | Management | For | For | Y | |||||||
1.8 | Appoint a Director Hayakawa, Shigeru | Management | For | For | Y | |||||||
1.9 | Appoint a Director Uno, Ikuo | Management | For | For | Y | |||||||
1.10 | Appoint a Director Kato, Haruhiko | Management | For | For | Y | |||||||
1.11 | Appoint a Director Mark T. Hogan | Management | For | For | Y | |||||||
2 | Appoint a Substitute Corporate Auditor Sakai, Ryuji | Management | For | For | Y | |||||||
3 | Approve Payment of Bonuses to Directors | Management | For | For | Y | |||||||
UBS GROUP AG, ZUERICH | ||||||||||||
Security | H892U1882 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | UBSG SW | Meeting Date | 10-May-2016 | |||||||||
ISIN | CH0244767585 | Agenda | 706874826 - Management | |||||||||
Record Date | 06-May-2016 | Holding Recon Date | 06-May-2016 | |||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 05-May-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
1.1 | APPROVAL OF MANAGEMENT REPORT AND UBS GROUP AG CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | For | For | Y | |||||||
1.2 | ADVISORY VOTE ON THE UBS GROUP AG COMPENSATION REPORT 2015 | Management | For | For | Y | |||||||
2.1 | APPROPRIATION OF RETAINED EARNINGS AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE | Management | For | For | Y | |||||||
2.2 | APPROPRIATION OF RETAINED EARNINGS AND DIVIDEND DISTRIBUTION: SPECIAL DIVIDEND DISTRIBUTION OUT OF CAPITAL CONTRIBUTION RESERVE | Management | For | For | Y | |||||||
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
4 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
5 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2017 | Management | For | For | Y | |||||||
6.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | Y | |||||||
6.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: MICHEL DEMARE | Management | For | For | Y | |||||||
6.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: DAVID SIDWELL | Management | For | For | Y | |||||||
6.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: RETO FRANCIONI | Management | For | For | Y | |||||||
6.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: ANN F. GODBEHERE | Management | For | For | Y | |||||||
6.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | Y | |||||||
6.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: ISABELLE ROMY | Management | For | For | Y | |||||||
6.1.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: BEATRICE WEDER DI MAURO | Management | For | For | Y | |||||||
6.1.9 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTOR: JOSEPH YAM | Management | For | For | Y | |||||||
6.2.1 | ELECTION OF NEW MEMBER TO THE BOARD OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | Y | |||||||
6.2.2 | ELECTION OF NEW MEMBER TO THE BOARD OF DIRECTOR: DIETER WEMMER | Management | For | For | Y | |||||||
6.3.1 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: ANN F. GODBEHERE | Management | For | For | Y | |||||||
6.3.2 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MICHEL DEMARE | Management | For | For | Y | |||||||
6.3.3 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: RETO FRANCIONI | Management | For | For | Y | |||||||
6.3.4 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM G. PARRETT | Management | For | For | Y | |||||||
7 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2016 TO THE ANNUAL GENERAL MEETING 2017 | Management | For | For | Y | |||||||
8.1 | RE-ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS AND BEILSTEIN AG, ZURICH | Management | For | For | Y | |||||||
8.2 | RE-ELECTION OF THE AUDITORS, ERNST AND YOUNG LTD, BASEL | Management | For | For | Y | |||||||
VEOLIA ENVIRONNEMENT SA, PARIS | ||||||||||||
Security | F9686M107 | Meeting Type | MIX | |||||||||
Ticker Symbol | VIE FP | Meeting Date | 21-Apr-2016 | |||||||||
ISIN | FR0000124141 | Agenda | 706775725 - Management | |||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 14-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 04 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0316/201603161600857.pdf.- REVISION DUE TO MODIFICATION OF NUMBERING OF RESOLUTION AND RECEIPT OF-ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0404/201604041601108.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.3 | APPROVAL OF EXPENDITURE AND FEES PURSUANT TO ARTICLE 39.4 OF THE FRENCH GENERAL TAX CODE | Management | For | For | Y | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2015 FINANCIAL YEAR AND PAYMENT OF THE DIVIDEND | Management | For | For | Y | |||||||
O.5 | APPROVAL OF THE REGULATED COMMITMENTS AND AGREEMENTS (EXCLUDING CHANGES TO AGREEMENTS AND COMMITMENTS CONCERNING MR ANTOINE FREROT) | Management | For | For | Y | |||||||
O.6 | RENEWAL OF THE TERM OF MR JACQUES ASCHENBROICH AS DIRECTOR | Management | For | For | Y | |||||||
O.7 | RENEWAL OF THE TERM OF MRS NATHALIE RACHOU AS DIRECTOR | Management | For | For | Y | |||||||
O.8 | APPOINTMENT OF MRS ISABELLE COURVILLE AS DIRECTOR | Management | For | For | Y | |||||||
O.9 | APPOINTMENT OF MR GUILLAUME TEXIER AS DIRECTOR | Management | For | For | Y | |||||||
O.10 | ADVISORY REVIEW OF THE REMUNERATION OWED OR PAID DURING THE 2015 FINANCIAL YEAR AND OF THE 2016 REMUNERATION POLICY FOR MR ANTOINE FREROT, CHIEF EXECUTIVE OFFICER | Management | For | For | Y | |||||||
O.11 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO DEAL IN COMPANY SHARES | Management | For | For | Y | |||||||
E.12 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL, WITH RETENTION OF THE PREEMPTIVE SUBSCRIPTION RIGHT TO SHARES | Management | For | For | Y | |||||||
E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT BY WAY OF PUBLIC OFFER | Management | For | For | Y | |||||||
E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL BY MEANS OF PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2, SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT | Management | For | For | Y | |||||||
E.15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON ISSUING, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL AS REMUNERATION FOR CONTRIBUTIONS IN KIND | Management | For | For | Y | |||||||
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF INCREASING THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT | Management | For | For | Y | |||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF DECIDING UPON INCREASING SHARE CAPITAL BY THE INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER SUMS | Management | For | For | Y | |||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR THE ADHERENTS OF COMPANY SAVINGS SCHEMES | Management | For | For | Y | |||||||
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON INCREASING THE SHARE CAPITAL BY ISSUING SHARES AND/OR SECURITIES GRANTING IMMEDIATE OR DEFERRED ACCESS TO THE CAPITAL, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR A CERTAIN CATEGORY OF PERSONS | Management | For | For | Y | |||||||
E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED, FOR THE BENEFIT OF SALARIED EMPLOYEES OF THE GROUP AND EXECUTIVE OFFICERS OF THE COMPANY OR CERTAIN PERSONS AMONG THEM, INVOLVING THE FULL WAIVER OF SHAREHOLDERS TO THEIR PREEMPTIVE SUBSCRIPTION RIGHT | Management | For | For | Y | |||||||
E.21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES | Management | For | For | Y | |||||||
OE.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
VINCI SA, RUEIL MALMAISON | ||||||||||||
Security | F5879X108 | Meeting Type | MIX | |||||||||
Ticker Symbol | DG FP | Meeting Date | 19-Apr-2016 | |||||||||
ISIN | FR0000125486 | Agenda | 706761435 - Management | |||||||||
Record Date | 14-Apr-2016 | Holding Recon Date | 14-Apr-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 12-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 30 MAR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600696.pdf.- REVISION DUE TO ADDITION OF URL LINK:- http://www.journal- officiel.gouv.fr//pdf/2016/0330/201603301600990.pdf AND-MODIFICATION OF THE TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF CORPORATE PROFITS FOR THE FINANCIAL YEAR 2015 | Management | For | For | Y | |||||||
O.4 | RENEWAL OF THE TERM OF M. JEAN-PIERRE LAMOURE AS DIRECTOR FOR A FOUR YEAR TERM | Management | For | For | Y | |||||||
O.5 | RATIFICATION OF THE CO-OPTING OF THE COMPANY QATAR HOLDING LLC AS DIRECTOR | Management | For | For | Y | |||||||
O.6 | RENEWAL OF THE DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | Y | |||||||
O.7 | REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO THE CHIEF EXECUTIVE OFFICER DURING THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.8 | REVIEW OF THE REMUNERATION TERMS DUE OR ALLOCATED TO THE DEPUTY GENERAL MANAGER DURING THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
E.9 | RENEWAL OF THE AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF VINCI SHARES HELD BY THE COMPANY | Management | For | For | Y | |||||||
E.10 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH INCREASING THE CAPITAL RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES WITHIN THE VINCI GROUP UNDER THE COMPANY SAVINGS SCHEME | Management | For | For | Y | |||||||
E.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOT CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN AFFILIATES BENEFITS COMPARABLE TO THOSE OFFERED TO EMPLOYEES PARTICIPATING DIRECTLY OR INDIRECTLY VIA A FCPE UNDER A SAVING PLAN, WITH WAIVER OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | Y | |||||||
E.12 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOT PERFORMANCE BONUS SHARES ACQUIRED BY THE COMPANY FOR EMPLOYEES OF THE COMPANY AND CERTAIN COMPANIES AND ASSOCIATED GROUPS, IN ACCORDANCE WITH ARTICLES L.225-197-1 AND FOLLOWING THE COMMERCIAL CODE | Management | For | For | Y | |||||||
E.13 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
VIVENDI SA, PARIS | ||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||
Ticker Symbol | VIV FP | Meeting Date | 21-Apr-2016 | |||||||||
ISIN | FR0000127771 | Agenda | 706732915 - Management | |||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 14-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | N | |||||||||
CMMT | 30 MAR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0304/201603041600697.pdf.- REVISION DUE TO ADDITION OF URL LINK:- http://www.journal- officiel.gouv.fr//pdf/2016/0330/201603301601049.pdf AND-MODIFICATION OF THE TEXT OF RESOLUTION O.4. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE ANNUAL REPORTS AND FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | Y | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2015 FINANCIAL YEAR, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE: EUR 3.00 PER SHARE | Management | For | For | Y | |||||||
O.5 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE BOARD, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR HERVE PHILIPPE, MEMBER OF THE BOARD, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR STEPHANE ROUSSEL, MEMBER OF THE BOARD, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FREDERIC CREPIN, MEMBER OF THE BOARD AS FROM 10 NOVEMBER 2015, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR SIMON GILLHAM, MEMBER OF THE BOARD AS FROM 10 NOVEMBER 2015, FOR THE 2015 FINANCIAL YEAR | Management | For | For | Y | |||||||
O.10 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN APPLICATION OF ARTICLE L.225-88 OF THE COMMERCIAL CODE IN RELATION TO THE COMMITMENT, UNDER THE COLLECTIVE ADDITIONAL PENSION PLAN WITH DEFINED BENEFITS, SET FORTH IN ARTICLE L.225- 90-1 OF THE COMMERCIAL CODE, MADE FOR THE BENEFIT OF MR FREDERIC CREPIN | Management | For | For | Y | |||||||
O.11 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN APPLICATION OF ARTICLE L.225-88 OF THE COMMERCIAL CODE IN RELATION TO THE COMMITMENT, UNDER THE COLLECTIVE ADDITIONAL PENSION PLAN WITH DEFINED BENEFITS, SET FORTH IN ARTICLE L.225- 90-1 OF THE COMMERCIAL CODE, MADE FOR THE BENEFIT OF MR SIMON GILLHAM | Management | For | For | Y | |||||||
O.12 | RATIFICATION OF THE CO-OPTATION OF MRS CATHIA LAWSON HALL AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.13 | REAPPOINTMENT OF MR PHILIPPE DONNET AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.14 | REALLOCATION OF SHARES ACQUIRED WITHIN THE CONTEXT OF THE SHARE BUYBACK PROGRAMME AUTHORISED BY THE GENERAL MEETING ON 17 APRIL 2015 | Management | For | For | Y | |||||||
O.15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | Y | |||||||
E.16 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES | Management | For | For | Y | |||||||
E.17 | DELEGATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL, WITH THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY ISSUING COMMON SHARES OR ANY OTHER SECURITIES GRANTING ACCESS TO THE COMPANY'S EQUITY SECURITIES WITHIN THE LIMIT OF A 750 MILLION EUROS NOMINAL CEILING | Management | For | For | Y | |||||||
E.18 | DELEGATION GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHOUT THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN THE LIMITS OF 5% OF CAPITAL AND THE CEILING SET FORTH IN THE TERMS OF THE SEVENTEENTH RESOLUTION, TO REMUNERATE IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES OF THIRD-PARTY COMPANIES, OUTSIDE OF A PUBLIC EXCHANGE OFFER | Management | For | For | Y | |||||||
E.19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE CONDITIONAL OR UNCONDITIONAL ALLOCATION OF EXISTING OR FUTURE SHARES TO EMPLOYEES OF THE COMPANY AND RELATED COMPANIES AND TO EXECUTIVE OFFICERS, WITHOUT RETENTION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS IN THE EVENT OF THE ALLOCATION OF NEW SHARES | Management | For | For | Y | |||||||
E.20 | DELEGATION GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES AND RETIRED STAFF WHO BELONG TO A GROUP SAVINGS PLAN, WITHOUT RETENTION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | Y | |||||||
E.21 | DELEGATION GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO BELONG TO A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY EQUIVALENT TOOLS, WITHOUT RETENTION OF THE PREEMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | Y | |||||||
E.22 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | Y | |||||||
VODAFONE GROUP PLC, NEWBURY | ||||||||||||
Security | G93882192 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | VOD LN | Meeting Date | 28-Jul-2015 | |||||||||
ISIN | GB00BH4HKS39 | Agenda | 706254529 - Management | |||||||||
Record Date | Holding Recon Date | 24-Jul-2015 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 22-Jul-2015 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2015 | Management | For | For | Y | |||||||
2 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management | For | For | Y | |||||||
3 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | Y | |||||||
4 | TO RE-ELECT NICK READ AS A DIRECTOR | Management | For | For | Y | |||||||
5 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | Y | |||||||
6 | TO ELECT DR MATHIAS DOPFNER AS A DIRECTOR IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | Y | |||||||
7 | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | Management | For | For | Y | |||||||
8 | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | Management | For | For | Y | |||||||
9 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management | For | For | Y | |||||||
10 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | Management | For | For | Y | |||||||
11 | TO RE-ELECT NICK LAND AS A DIRECTOR | Management | For | For | Y | |||||||
12 | TO RE-ELECT PHILIP YEA AS A DIRECTOR | Management | For | For | Y | |||||||
13 | TO DECLARE A FINAL DIVIDEND OF 7.62 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2015 | Management | For | For | Y | |||||||
14 | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2015 | Management | For | For | Y | |||||||
15 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR TO THE COMPANY UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | Y | |||||||
16 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | Y | |||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | Y | |||||||
18 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | Y | |||||||
20 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | Y | |||||||
21 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGM'S) ON 14 CLEAR DAYS' NOTICE | Management | For | For | Y | |||||||
VOLKSWAGEN AG, WOLFSBURG | ||||||||||||
Security | D94523145 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | VOW GR | Meeting Date | 22-Jun-2016 | |||||||||
ISIN | DE0007664005 | Agenda | 707128650 - Management | |||||||||
Record Date | 31-May-2016 | Holding Recon Date | 31-May-2016 | |||||||||
City / | Country | HANNOV ER | / | Germany | Vote Deadline Date | 14-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR-VOTING RIGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE-EMAIL GERMANMARKET.QUERIES@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS.-WHEN REQUESTING FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION ID TO MAKE-SURE YOU RECEIVE THE CORRECT DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU ONLY-WANT TO VOTE A SUBSET OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE VOTED-IN ADDITION TO YOUR PROXYEDGE ID. KINDLY ALSO SUBMIT VOTES ON PROXY EDGE AS-CERTAIN SUBCUSTODIANS REQUIRE ELECTRONIC INSTRUCTIONS IN ADDITON TO THE-ORIGINAL COMPLETED FORMS. PLEASE NOTE THAT THE ORIGINAL COMPLETED PROXY FORM-MUST BE RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY THE DEADLINE AS INDICATED- ON THE PROXY FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT IS DETERMINED BY THE- RECORD DATE. PLEASE NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY FORMS VIA-EMAIL AS EARLY AS RECORD DATE, 01.06.2016, TO ENABLE YOU TO LIST ONLY THE-VOTE ENTITLED SHARE AMOUNT ON THE PROXY FORM. | Non-Voting | N | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING | Non-Voting | N | ||||||||||
ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | ||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 01 JUN 16, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | Non-Voting | N | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 07.06.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | Non-Voting | N | ||||||||||
1. | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | Non-Voting | N | |||||||||
2. | RESOLUTION ON THE APPROPRIATION OF NET PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT | Management | For | For | Y | |||||||
3.1 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: M. MUELLER (AS OF MARCH 1, 2015) | Management | For | For | Y | |||||||
3.2 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: H. DIESS (AS OF JULY 1, 2015) | Management | For | For | Y | |||||||
3.3 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: F.J. GARCIA SANZ | Management | For | For | Y | |||||||
3.4 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: J. HEIZMANN | Management | For | For | Y | |||||||
3.5 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: C. KLINGLER (UNTIL SEPT. 25, 2015) | Management | For | For | Y | |||||||
3.6 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: H. NEUMANN (UNTIL NOV. 30, 2015) | Management | For | For | Y | |||||||
3.7 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: L. OESTLING (UNTIL FEB. 28, 2015) | Management | For | For | Y | |||||||
3.8 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: H.D. POETSCH (UNTIL OCT. 7, 2015) | Management | For | For | Y | |||||||
3.9 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: A. RENSCHLER (AS OF FEB. 1, 2015) | Management | For | For | Y | |||||||
3.10 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: R. STADLER | Management | For | For | Y | |||||||
3.11 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: M. WINTERKORN (UNTIL SEPT. 25, 2015) | Management | For | For | Y | |||||||
3.12 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE BOARD OF MANAGEMENT FOR FISCAL YEAR 2015: F. WITTER (AS OF OCT. 7, 2015) | Management | For | For | Y | |||||||
4.1 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: H.D. POETSCH (AS OF OCT. 7, 2015) | Management | For | For | Y | |||||||
4.2 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: J. HOFMANN (AS OF NOV. 20, 2015) | Management | For | For | Y | |||||||
4.3 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: H.A. AI-ABDULLA | Management | For | For | Y | |||||||
4.4 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: A. AI BAKER (AS OF MAY 5, 2015) | Management | For | For | Y | |||||||
4.5 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: A. AI-SAYED (UNTIL MAY 5, 2015) | Management | For | For | Y | |||||||
4.6 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: J. DORN (UNTIL JUNE 30, 2015) | Management | For | For | Y | |||||||
4.7 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: A. FALKENGREN | Management | For | For | Y | |||||||
4.8 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: H.-P. FISCHER | Management | For | For | Y | |||||||
4.9 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: U. FRITSCH | Management | For | For | Y | |||||||
4.10 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: B. FROEHLICH | Management | For | For | Y | |||||||
4.11 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: B. HUBER (UNTIL NOV. 19, 2015) | Management | For | For | Y | |||||||
4.12 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: U. HUECK (AS OF JULY 1, 2015) | Management | For | For | Y | |||||||
4.13 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: J. JAERVKLO (AS OF NOV. 22, 2015) | Management | For | For | Y | |||||||
4.14 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: L. KIESLING (AS OF APRIL 30, 2015) | Management | For | For | Y | |||||||
4.15 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: J. KUHN-PIECH (APR. 30 - OCT. 1, 2015) | Management | For | For | Y | |||||||
4.16 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: O. LIES | Management | For | For | Y | |||||||
4.17 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: H. MEINE (UNTIL NOV. 21, 2015) | Management | For | For | Y | |||||||
4.18 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: P. MOSCH | Management | For | For | Y | |||||||
4.19 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: B. OSTERLOH | Management | For | For | Y | |||||||
4.20 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: F.K. PIECH (UNTIL APRIL 25, 2015) | Management | For | For | Y | |||||||
4.21 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: H.M. PIECH | Management | For | For | Y | |||||||
4.22 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: U. PIECH (UNTIL APRIL 25, 2015) | Management | For | For | Y | |||||||
4.23 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: F.O. PORSCHE | Management | For | For | Y | |||||||
4.24 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: W. PORSCHE | Management | For | For | Y | |||||||
4.25 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: S. WEIL | Management | For | For | Y | |||||||
4.26 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: S. WOLF | Management | For | For | Y | |||||||
4.27 | RESOLUTION ON FORMAL APPROVAL OF THE ACTIONS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2015: T. ZWIEBLER | Management | For | For | Y | |||||||
5.1 | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: H.S. AI-JABER | Management | For | For | Y | |||||||
5.2 | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: A. FALKENGREN | Management | For | For | Y | |||||||
5.3 | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: L. KIESLING | Management | For | For | Y | |||||||
5.4 | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: H.D. POETSCH | Management | For | For | Y | |||||||
6.1 | THE ELECTION OF PRICEWATERHOUSECOOPERS AS THE AUDITORS AND GROUP AUDITORS FOR FISCAL YEAR 2016 | Management | For | For | Y | |||||||
6.2 | THE ELECTION OF PRICEWATERHOUSECOOPERS AS THE AUDITORS TO REVIEW THE CONDENSED CONSOLIDATED FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORT FOR THE VOLKSWAGEN GROUP FOR THE FIRST SIX MONTHS OF 2016 | Management | For | For | Y | |||||||
6.3 | THE ELECTION OF PRICEWATERHOUSECOOPERS AS THE AUDITORS TO REVIEW THE CONDENSED CONSOLIDATED FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORT FOR THE VOLKSWAGEN GROUP FOR THE FIRST NINE MONTHS OF 2016 AND FOR THE FIRST THREE MONTHS OF FISCAL YEAR 2017 | Management | For | For | Y | |||||||
7.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE APPOINTMENT OF A SPECIAL AUDITOR IN ACCORDANCE WITH SECTION 142 (1) AKTG: MOTION BY DEUTSCHE SCHUTZVEREINIGUNG FUR WERTPAPIERBESITZ E.V., DUSSELDORF: TOP 1 OF THE SPECIAL AUDIT | Shareholder | Against | For | Y | |||||||
7.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE APPOINTMENT OF A SPECIAL AUDITOR IN ACCORDANCE WITH SECTION 142 (1) AKTG: MOTION BY DEUTSCHE SCHUTZVEREINIGUNG FUR WERTPAPIERBESITZ E.V., DUSSELDORF: TOP 2 OF THE SPECIAL AUDIT | Shareholder | Against | For | Y | |||||||
7.3 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE APPOINTMENT OF A SPECIAL AUDITOR IN ACCORDANCE WITH SECTION 142 (1) AKTG: MOTION BY DEUTSCHE SCHUTZVEREINIGUNG FUR WERTPAPIERBESITZ E.V., DUSSELDORF: TOP 3 OF THE SPECIAL AUDIT | Shareholder | Against | For | Y | |||||||
8 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE APPOINTMENT OF A SPECIAL AUDITOR IN ACCORDANCE WITH SECTION 142 (1) AKTG: MOTION BY DEMINOR RECOVERY SERVICES, BRUSSEL, BELGIEN | Shareholder | Against | For | Y | |||||||
WOODSIDE PETROLEUM LTD, PERTH WA | ||||||||||||
Security | 980228100 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | WPL AU | Meeting Date | 21-Apr-2016 | |||||||||
ISIN | AU000000WPL2 | Agenda | 706757424 - Management | |||||||||
Record Date | 19-Apr-2016 | Holding Recon Date | 19-Apr-2016 | |||||||||
City / | Country | PERTH | / | Australia | Vote Deadline Date | 14-Apr-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY- INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION | Non-Voting | N | |||||||||
2.A | RE-ELECTION OF MR FRANK COOPER | Management | For | For | Y | |||||||
2.B | RE-ELECTION OF DR SARAH RYAN | Management | For | For | Y | |||||||
2.C | ELECTION OF MS ANN PICKARD | Management | For | For | Y | |||||||
3 | REMUNERATION REPORT | Management | For | For | Y | |||||||
WPP PLC, ST HELIER | ||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | WPP LN | Meeting Date | 08-Jun-2016 | |||||||||
ISIN | JE00B8KF9B49 | Agenda | 707037102 - Management | |||||||||
Record Date | Holding Recon Date | 06-Jun-2016 | ||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 02-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
1 | ORDINARY RESOLUTION TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS | Management | For | For | Y | |||||||
2 | ORDINARY RESOLUTION TO DECLARE A FINAL DIVIDEND: 28.78 PENCE PER ORDINARY SHARE | Management | For | For | Y | |||||||
3 | ORDINARY RESOLUTION TO APPROVE THE IMPLEMENTATION REPORT OF THE COMPENSATION COMMITTEE | Management | For | For | Y | |||||||
4 | ORDINARY RESOLUTION TO APPROVE THE SUSTAINABILITY REPORT OF THE DIRECTORS | Management | For | For | Y | |||||||
5 | ORDINARY RESOLUTION TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR | Management | For | For | Y | |||||||
6 | ORDINARY RESOLUTION TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR | Management | For | For | Y | |||||||
7 | ORDINARY RESOLUTION TO RE-ELECT RUIGANG LI AS A DIRECTOR | Management | For | For | Y | |||||||
8 | ORDINARY RESOLUTION TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR | Management | For | For | Y | |||||||
9 | ORDINARY RESOLUTION TO RE-ELECT HUGO SHONG AS A DIRECTOR | Management | For | For | Y | |||||||
10 | ORDINARY RESOLUTION TO RE-ELECT TIMOTHY SHRIVER AS A DIRECTOR | Management | For | For | Y | |||||||
11 | ORDINARY RESOLUTION TO RE-ELECT SIR MARTIN SORRELL AS A DIRECTOR | Management | For | For | Y | |||||||
12 | ORDINARY RESOLUTION TO RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | Y | |||||||
13 | ORDINARY RESOLUTION TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR | Management | For | For | Y | |||||||
14 | ORDINARY RESOLUTION TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR | Management | For | For | Y | |||||||
15 | ORDINARY RESOLUTION TO RE-ELECT CHARLENE BEGLEY AS A DIRECTOR | Management | For | For | Y | |||||||
16 | ORDINARY RESOLUTION TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR | Management | For | For | Y | |||||||
17 | ORDINARY RESOLUTION TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR | Management | For | For | Y | |||||||
18 | ORDINARY RESOLUTION TO RE-APPOINT THE AUDITORS AND AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION: DELOITTE LLP | Management | For | For | Y | |||||||
19 | ORDINARY RESOLUTION TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | For | For | Y | |||||||
20 | SPECIAL RESOLUTION TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | Y | |||||||
21 | SPECIAL RESOLUTION TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | Y | |||||||
YAMADA DENKI CO.,LTD. | ||||||||||||
Security | J95534103 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | 9831 JP | Meeting Date | 29-Jun-2016 | |||||||||
ISIN | JP3939000000 | Agenda | 707124260 - Management | |||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||
City / | Country | GUNMA | / | Japan | Vote Deadline Date | 27-Jun-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
Please reference meeting materials. | Non-Voting | N | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | Y | |||||||
2 | Amend Articles to: Expand Business Lines, Revise Convenors and Chairpersons of a Shareholders Meeting and Board of Directors Meeting, Revise Directors with Title | Management | For | For | Y | |||||||
3.1 | Appoint a Director Yamada, Noboru | Management | For | For | Y | |||||||
3.2 | Appoint a Director Ichimiya, Tadao | Management | For | For | Y | |||||||
3.3 | Appoint a Director Kuwano, Mitsumasa | Management | For | For | Y | |||||||
3.4 | Appoint a Director Iizuka, Hiroyasu | Management | For | For | Y | |||||||
3.5 | Appoint a Director Okamoto, Jun | Management | For | For | Y | |||||||
3.6 | Appoint a Director Higuchi, Haruhiko | Management | For | For | Y | |||||||
3.7 | Appoint a Director Kobayashi, Tatsuo | Management | For | For | Y | |||||||
3.8 | Appoint a Director Yamada, Shigeaki | Management | For | For | Y | |||||||
3.9 | Appoint a Director Koyano, Kenichi | Management | For | For | Y | |||||||
3.10 | Appoint a Director Orita, Shoji | Management | For | For | Y | |||||||
3.11 | Appoint a Director Arai, Hitoshi | Management | For | For | Y | |||||||
3.12 | Appoint a Director Kusamura, Tatsuya | Management | For | For | Y | |||||||
3.13 | Appoint a Director Fukuda, Takayuki | Management | For | For | Y | |||||||
3.14 | Appoint a Director Ueno, Yoshinori | Management | For | For | Y | |||||||
3.15 | Appoint a Director Suzuki, Junichi | Management | For | For | Y | |||||||
3.16 | Appoint a Director Tokuhira, Tsukasa | Management | For | For | Y | |||||||
3.17 | Appoint a Director Fukuyama, Hiroyuki | Management | For | For | Y | |||||||
4 | Appoint a Corporate Auditor Iimura, Somuku | Management | For | For | Y | |||||||
5 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors | Management | For | For | Y | |||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (Proposal Made by Shareholders) | Shareholder | Against | For | Y | |||||||
ZODIAC AEROSPACE, ISSY LES MOULINEAUX | ||||||||||||
Security | F98947108 | Meeting Type | MIX | |||||||||
Ticker Symbol | ZC FP | Meeting Date | 14-Jan-2016 | |||||||||
ISIN | FR0000125684 | Agenda | 706593135 - Management | |||||||||
Record Date | 11-Jan-2016 | Holding Recon Date | 11-Jan-2016 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 07-Jan-2016 | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | Fund Vote (Y/N) | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | N | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | |||||||||
CMMT | 13 JAN 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2015/1209/201512091505307.pdf. THIS-IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0113/201601131600022.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | |||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS OF THE COMPANY ZODIAC AEROSPACE RELATING TO THE FINANCIAL YEAR ENDED 31 AUGUST 2015 | Management | For | For | Y | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE ZODIAC AEROSPACE GROUP RELATING TO THE FINANCIAL YEAR ENDED 31 AUGUST 2015 | Management | For | For | Y | |||||||
O.3 | ALLOCATION OF INCOME-FIXING OF THE DIVIDEND AMOUNT AT EUR 0.32 PER SHARE | Management | For | For | Y | |||||||
O.4 | APPROVAL OF AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLE L.225-86 OF THE COMMERCIAL CODE AND PRESENT IN THE SPECIAL REPORT OF THE STATUTORY AUDITORS | Management | For | For | Y | |||||||
O.5 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSES OF ALLOWING THE COMPANY TO INTERVENE IN RELATION TO ITS OWN SHARES | Management | For | For | Y | |||||||
O.6 | RENEWAL OF THE TERM OF MR DIDIER DOMANGE, MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.7 | RENEWAL OF THE TERM OF MRS ELISABETH DOMANGE, MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.8 | DETERMINATION OF TERMINATION OF THE TERM OF MR MARC ASSA, MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.9 | DETERMINATION OF TERMINATION OF THE TERM OF MR ROBERT MARECHAL, MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.10 | APPOINTMENT OF MRS ESTELLE BRACHLIANOFF AS A NEW MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.11 | APPOINTMENT OF THE FONDS STRATEGIQUE DE PARTICIPATION AS A NEW MEMBER OF THE SUPERVISORY BOARD | Management | For | For | Y | |||||||
O.12 | RENEWAL OF TERM OF ERNST & YOUNG AUDIT, STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.13 | RENEWAL OF TERM OF THE COMPANY AUDITEX, DEPUTY STATUTORY AUDITOR | Management | For | For | Y | |||||||
O.14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR OLIVIER ZARROUATI, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2015 | Management | For | For | Y | |||||||
O.15 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR MAURICE PINAULT, MEMBER OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2015 | Management | For | For | Y | |||||||
E.16 | AUTHORISATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELLATION OF SHARES HELD BY THE COMPANY UNDER THE SHARE BUYBACK PROGRAM | Management | For | For | Y | |||||||
E.17 | AUTHORISATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ASSIGN FREE SHARES IN THE COMPANY TO ELIGIBLE EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY OR ITS GROUP | Management | For | For | Y | |||||||
E.18 | EARLY TERMINATION OF AUTHORISATION GIVEN TO THE BOARD OF DIRECTORS UNDER THE TERMS OF THE 19TH RESOLUTION OF THE COMBINED GENERAL MEETING OF JANUARY 8, 2014, IN ORDER TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY'S SHARES TO ELIGIBLE EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY OR ITS GROUP | Management | For | For | Y | |||||||
E.19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN PREPARED PURSUANT TO ARTICLES L.3332-1, AND FOLLOWING, OF THE LABOUR CODE, WITH REMOVAL OF THE PREEMPTIVE SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER | Management | For | For | Y | |||||||
E.20 | AMENDMENT OF ARTICLE 36 OF THE BY-LAWS | Management | For | For | Y | |||||||
E.21 | POWERS IN ORDER TO CARRY OUT LEGAL FORMALITIES SUBSEQUENT TO THE PRESENT RESOLUTIONS | Management | For | For | Y |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE WRIGHT MANAGED EQUITY TRUST (on behalf of WRIGHT SELECTED BLUE CHIP EQUITIES FUND, WRIGHT MAJOR BLUE CHIP EQUITIES FUND, and WRIGHT INTERNATIONAL BLUE CHIP EQUITIES FUND).
By: | /s/ Peter M. Donovan | ||
Peter M. Donovan, President | |||
Date: | August 4, 2016 |