UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the |
Date of Report: June 15, 2006 (Date of earliest event reported) | ||||
Paulson Capital Corp. (Exact name of registrant as specified in its charter) | ||||
OR (State or other jurisdiction of incorporation) | 0-18188 (Commission File Number) | 93-0589534 (IRS Employer Identification Number) | ||
811 SW Naito Pkwy., Ste. 200 (Address of principal executive offices) | 97204 (Zip Code) | |||
503-243-6000 (Registrant's telephone number, including area code) | ||||
Not Applicable (Former Name or Former Address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
- o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
- o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
- o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
- o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events Paulson Investment Company, a wholly-owned subsidiary of Paulson Capital Corp., today announced the completion of its first initial public offering in the 2006 calendar year, raising total gross proceeds of $19.5 million in a unit offering and follow-on exercise of a portion of the overallotment option. Item 9.01. Financial Statements and Exhibits Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
Dated: June 15, 2006 | PAULSON CAPITAL CORP. By: /s/ Barbara James |
Exhibit No. | Description |
99.1 | Press Release of Paulson Capital Corp. dated June 15, 2006 |