FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03587
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Financial Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Financial Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CONVERTIBLE SECURITIES FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMBASSADORS INTERNATIONAL, INC. MEETING DATE: JUL 30, 2010 | ||||
TICKER: AMIEQ SECURITY ID: 023178106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. McCall | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Reduce Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director Dong Hyun Park | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BUNGE LIMITED MEETING DATE: MAY 27, 2011 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
1.2 | Elect Director Enrique H. Boilini | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORPORATION MEETING DATE: JUN 10, 2011 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
1.2 | Elect Director Don Nickles | Management | For | For |
1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
1.4 | Elect Director Louis A. Simpson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
EL PASO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Juan Carlos Braniff | Management | For | For |
2 | Elect Director David W. Crane | Management | For | For |
3 | Elect Director Douglas L. Foshee | Management | For | For |
4 | Elect Director Robert W. Goldman | Management | For | For |
5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
6 | Elect Director Thomas R. Hix | Management | For | For |
7 | Elect Director Ferrell P. McClean | Management | For | For |
8 | Elect Director Timothy J. Probert | Management | For | For |
9 | Elect Director Steven J. Shapiro | Management | For | For |
10 | Elect Director J. Michael Talbert | Management | For | For |
11 | Elect Director Robert F. Vagt | Management | For | For |
12 | Elect Director John L. Whitmire | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
FINISAR CORPORATION MEETING DATE: OCT 28, 2010 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry S. Rawls | Management | For | For |
1.2 | Elect Director Robert N. Stephens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
KEYCORP MEETING DATE: MAY 19, 2011 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Carol A. Cartwright | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director Kristen L. Manos | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Bill R. Sanford | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Edward W. Stack | Management | For | For |
1.13 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MCMORAN EXPLORATION CO. MEETING DATE: DEC 30, 2010 | ||||
TICKER: MMR SECURITY ID: 582411104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acquire Certain Assets of Another Company | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
MCMORAN EXPLORATION CO. MEETING DATE: JUN 15, 2011 | ||||
TICKER: MMR SECURITY ID: 582411104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director A. Peyton Bush, III | Management | For | For |
1.3 | Elect Director William P. Carmichael | Management | For | For |
1.4 | Elect Director Robert A. Day | Management | For | For |
1.5 | Elect Director James C. Flores | Management | For | For |
1.6 | Elect Director Gerald J. Ford | Management | For | For |
1.7 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.8 | Elect Director Suzanne T. Mestayer | Management | For | For |
1.9 | Elect Director James R. Moffett | Management | For | For |
1.10 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.11 | Elect Director John F. Wombwell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Certificate of Incorporation to Revise Definitions of Continuing Director and Interested Stockholder | Management | For | For |
NRG ENERGY, INC. MEETING DATE: JUL 28, 2010 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
2 | Elect Director David Crane | Management | For | For |
3 | Elect Director Stephen L. Cropper | Management | For | For |
4 | Elect Director Kathleen A. McGinty | Management | For | For |
5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith D. Jackson | Management | For | For |
1.2 | Elect Director Phillip D. Hester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 11, 2011 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Ryan | Management | For | For |
1.2 | Elect Director Malcolm Gillis | Management | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
1.4 | Elect Director W. Blair Waltrip | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Director Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
VIASYSTEMS GROUP, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: VIAS SECURITY ID: 92553H803 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Burger | Management | For | For |
1.2 | Elect Director Timothy L. Conlon | Management | For | For |
1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Kirby A. Dyess | Management | For | For |
1.5 | Elect Director Peter Frank | Management | For | For |
1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
1.7 | Elect Director Edward Herring | Management | For | For |
1.8 | Elect Director William C. McCormick | Management | For | For |
1.9 | Elect Director Richard A. McGinn | Management | For | Withhold |
1.10 | Elect Director John K. Pruellage | Management | For | For |
1.11 | Elect Director David M. Sindelar | Management | For | For |
1.12 | Elect Director Christopher J. Steffen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
FIDELITY EQUITY-INCOME II FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADIDAS AG (FRMLY ADIDAS-SALOMON AG) MEETING DATE: MAY 12, 2011 | ||||
TICKER: ADS SECURITY ID: DE000A1EWWW0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Creation of EUR 25 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 01, 2011 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Heidi Fields | Management | For | For |
2 | Elect Director David M. Lawrence | Management | For | For |
3 | Elect Director A. Barry Rand | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALCOA INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
ALLEGHENY ENERGY, INC. MEETING DATE: SEP 14, 2010 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Harvey | Management | For | For |
1.2 | Elect Director Singleton B. McAllister | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 28, 2011 | ||||
TICKER: ALO SECURITY ID: FR0010220475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Reelect Patrick Kron as Director | Management | For | For |
5 | Reelect Candace Beinecke as Director | Management | For | For |
6 | Reelect Jean-Martin Folz as Director | Management | For | For |
7 | Reelect James W Leng as Director | Management | For | For |
8 | Reelect Klaus Mangold as Director | Management | For | For |
9 | Reelect Alan Thomson as Director | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
4 | Elect Director Linda A. Goodspeed | Management | For | For |
5 | Elect Director Thomas E. Hoaglin | Management | For | For |
6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Kathryn D. Sullivan | Management | For | For |
12 | Elect Director Sara Martinez Tucker | Management | For | For |
13 | Elect Director John F. Turner | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
1.5 | Elect Director Peter Chernin | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Director Jan Leschly | Management | For | For |
1.8 | Director Richard C. Levin | Management | For | For |
1.9 | Director Richard A. McGinn | Management | For | For |
1.10 | Director Edward D. Miller | Management | For | For |
1.11 | Director Steven S. Reinemund | Management | For | For |
1.12 | Director Robert D. Walter | Management | For | For |
1.13 | Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
AMGEN INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Vance D. Coffman | Management | For | For |
5 | Elect Director Rebecca M. Henderson | Management | For | For |
6 | Elect Director Frank C. Herringer | Management | For | For |
7 | Elect Director Gilbert S. Omenn | Management | For | For |
8 | Elect Director Judith C. Pelham | Management | For | For |
9 | Elect Director J. Paul Reason | Management | For | For |
10 | Elect Director Leonard D. Schaeffer | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Steven Farris | Management | For | For |
2 | Elect Director Randolph M. Ferlic | Management | For | For |
3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
4 | Elect Director John A. Kocur | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | Against |
10 | Approve Omnibus Stock Plan | Management | For | Against |
APPLIED MATERIALS, INC. MEETING DATE: MAR 08, 2011 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
1.4 | Elect Director Susan M. James | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Gerhard H. Parker | Management | For | For |
1.7 | Elect Director Dennis D. Powell | Management | For | For |
1.8 | Elect Director Willem P. Roelandts | Management | For | For |
1.9 | Elect Director James E. Rogers | Management | For | For |
1.10 | Elect Director Michael R. Splinter | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUL 02, 2010 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | For |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Larry S. McWilliams | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | For |
1.9 | Elect Director John J. Roberts | Management | For | For |
1.10 | Elect Director Richard E. Wenz | Management | For | For |
1.11 | Elect Director Bettina M. Whyte | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 24, 2011 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director David Bonderman | Management | For | Withhold |
1.3 | Elect Director Kevin R. Burns | Management | For | For |
1.4 | Elect Director Matthew J. Espe | Management | For | For |
1.5 | Elect Director James J. Gaffney | Management | For | For |
1.6 | Elect Director Tao Huang | Management | For | For |
1.7 | Elect Director Michael F. Johnston | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James J. O'Connor | Management | For | For |
1.10 | Elect Director John J. Roberts | Management | For | For |
1.11 | Elect Director Richard E. Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ASSOCIATED BANC-CORP MEETING DATE: APR 26, 2011 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Philip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Robert A. Jeffe | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director John C. Seramur | Management | For | For |
1.11 | Elect Director Karen T. Van Lith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AT&T INC. MEETING DATE: APR 29, 2011 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect Director James H. Blanchard | Management | For | For |
5 | Elect Director Jaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director John B. McCoy | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director Matthew K. Rose | Management | For | For |
12 | Elect Director Laura D Andrea Tyson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
AVNET, INC. MEETING DATE: NOV 05, 2010 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Ehud Houminer | Management | For | For |
1.4 | Elect Director Frank R. Noonan | Management | For | For |
1.5 | Elect Director Ray M. Robinson | Management | For | For |
1.6 | Elect Director William H. Schumann III | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director V. Ann Hailey | Management | For | For |
1.3 | Elect Director Fred Hassan | Management | For | For |
1.4 | Elect Director Andrea Jung | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Ann S. Moore | Management | For | For |
1.7 | Elect Director Paul S. Pressler | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Disclose Prior Government Service | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
BANK SARASIN & CIE AG MEETING DATE: APR 05, 2011 | ||||
TICKER: BSAN SECURITY ID: CH0038389307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
4 | Approve Extension of CHF 504,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Reelect Hans-Rudolf Hufschmid as Director | Management | For | Did Not Vote |
5.2 | Reelect Peter Derendinger as Director | Management | For | Did Not Vote |
5.3 | Elect Director | Management | For | Did Not Vote |
6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
BARCLAYS PLC MEETING DATE: APR 27, 2011 | ||||
TICKER: BARC SECURITY ID: GB0031348658 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Alison Carnwath as Director | Management | For | For |
4 | Elect Dambisa Moyo as Director | Management | For | For |
5 | Re-elect Marcus Agius as Director | Management | For | For |
6 | Re-elect David Booth as Director | Management | For | For |
7 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Robert Diamond Jr as Director | Management | For | For |
10 | Re-elect Simon Fraser as Director | Management | For | For |
11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
12 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
13 | Re-elect Chris Lucas as Director | Management | For | For |
14 | Re-elect Sir Michael Rake as Director | Management | For | For |
15 | Re-elect Sir John Sunderland as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
23 | Approve Long-Term Incentive Plan | Management | For | For |
24 | Amend Group Share Value Plan | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director J. Holmes Morrison | Management | For | For |
1.12 | Elect Director Nido R. Qubein | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director Thomas N. Thompson | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BELO CORP. MEETING DATE: MAY 10, 2011 | ||||
TICKER: BLC SECURITY ID: 080555105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Decherd | Management | For | For |
1.2 | Elect Director Dunia A. Shive | Management | For | For |
1.3 | Elect Director M. Anne Szostak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BERKSHIRE HATHAWAY INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
BNP PARIBAS SA MEETING DATE: MAY 11, 2011 | ||||
TICKER: BNP SECURITY ID: FR0000131104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Jean Francois Lepetit as Director | Management | For | For |
7 | Reelect Helene Ploix as Director | Management | For | For |
8 | Reelect Baudouin Prot as Director | Management | For | For |
9 | Reelect Daniela Weber Rey as Director | Management | For | For |
10 | Elect Fields Wicker Miurin as Director | Management | For | For |
11 | Approve Merger by Absorption of Banque de Bretagne | Management | For | For |
12 | Approve Merger by Absorption of BNP Paribas International BV | Management | For | For |
13 | Approve Merger by Absorption of Cerenicim | Management | For | For |
14 | Approve Merger by Absorption of SAS Noria | Management | For | For |
15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
16 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Zoe Baird | Management | For | For |
3 | Elect Director Alan J. Patricof | Management | For | For |
4 | Elect Director Martin Turchin | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BP PLC MEETING DATE: APR 14, 2011 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Anderson as Director | Management | For | For |
4 | Re-elect Antony Burgmans as Director | Management | For | For |
5 | Re-elect Cynthia Carroll as Director | Management | For | For |
6 | Re-elect Sir William Castell as Director | Management | For | Against |
7 | Re-elect Iain Conn as Director | Management | For | For |
8 | Re-elect George David as Director | Management | For | For |
9 | Re-elect Ian Davis as Director | Management | For | For |
10 | Re-elect Robert Dudley as Director | Management | For | For |
11 | Re-elect Dr Byron Grote as Director | Management | For | For |
12 | Elect Frank Bowman as Director | Management | For | For |
13 | Elect Brendan Nelson as Director | Management | For | For |
14 | Elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Amend ShareMatch Plan | Management | For | Against |
23 | Amend Sharesave UK Plan 2001 | Management | For | For |
BRIGGS & STRATTON CORPORATION MEETING DATE: OCT 20, 2010 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Achtmeyer | Management | For | For |
1.2 | Elect Director David L. Burner | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 20, 2011 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Kelly | Management | For | For |
1.2 | Elect Director Gail K. Naughton | Management | For | For |
1.3 | Elect Director John H. Weiland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
6 | Declassify the Board of Directors | Shareholder | Against | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 11, 2011 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Steven A. Webster | Management | For | For |
1.9 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change State of Incorporation: From Texas to Maryland | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Patrick W. Gross | Management | For | For |
2 | Elect Director Ann Fritz Hackett | Management | For | For |
3 | Elect Director Pierre E. Leroy | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CAREFUSION CORPORATION MEETING DATE: NOV 03, 2010 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Schlotterbeck | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Edward D. Miller | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CARLSBERG MEETING DATE: MAR 24, 2011 | ||||
TICKER: CARL SECURITY ID: DK0010181759 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
4c | Amend Articles Re: Change of the Supervisory Board Members' Term of Office from Two to One Year | Management | For | Did Not Vote |
5a | Reelect Povl Krogsgaard-Larsen as Director | Management | For | Did Not Vote |
5b | Reelect Cornelis Job van der Graaf as Director | Management | For | Did Not Vote |
5c | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5d | Reelect Niels Kaergard as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CEPHALON, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kevin Buchi | Management | For | For |
2 | Elect Director William P. Egan | Management | For | For |
3 | Elect Director Martyn D. Greenacre | Management | For | For |
4 | Elect Director Charles J. Homcy | Management | For | For |
5 | Elect Director Vaughn M. Kailian | Management | For | For |
6 | Elect Director Kevin E. Moley | Management | For | For |
7 | Elect Director Charles A. Sanders | Management | For | For |
8 | Elect Director Gail R. Wilensky | Management | For | For |
9 | Elect Director Dennis L. Winger | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHIYODA CORP. MEETING DATE: JUN 23, 2011 | ||||
TICKER: 6366 SECURITY ID: JP3528600004 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Kubota, Takashi | Management | For | For |
2.2 | Elect Director Kanno, Yoichi | Management | For | For |
2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
2.4 | Elect Director Yokoi, Satoru | Management | For | For |
2.5 | Elect Director Obokata, Kazuo | Management | For | For |
2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
2.7 | Elect Director Okawa, Kazushi | Management | For | For |
2.8 | Elect Director Kawashima, Masahito | Management | For | For |
2.9 | Elect Director Shibuya, Shogo | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Michael E. O'Neill | Management | For | For |
6 | Elect Director Vikram S. Pandit | Management | For | For |
7 | Elect Director Richard D. Parsons | Management | For | For |
8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
9 | Elect Director Judith Rodin | Management | For | For |
10 | Elect Director Robert L. Ryan | Management | For | For |
11 | Elect Director Anthony M. Santomero | Management | For | For |
12 | Elect Director Diana L. Taylor | Management | For | For |
13 | Elect Director William S. Thompson, Jr. | Management | For | For |
14 | Elect Director Ernesto Zedillo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Approve Executive Incentive Bonus Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Approve Reverse Stock Split | Management | For | For |
21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
22 | Report on Political Contributions | Shareholder | Against | Abstain |
23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CLARIANT AG MEETING DATE: MAR 31, 2011 | ||||
TICKER: CLN SECURITY ID: CH0012142631 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Allocation of income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Approve CHF 340 million Capital Increase, Part of which would be issued in Exclusion of Preemptive Rights in Connection with Acquisition of Sued-Chemie AG | Management | For | Did Not Vote |
4.2 | Amend Articles Re: Increase Maximize Board Size to 12 Members if Item 4.1 is Approved | Management | For | Did Not Vote |
5.1.1 | Reelect Peter Isler as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Dominik Koechlin as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Hariolf Kottmann as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Carlo Soave as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Rudolf Wehrli as Director | Management | For | Did Not Vote |
5.1.6 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
5.2.1 | Elect Dolf Stockhausen as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.2 | Elect Konstantin Winterstein as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
5.2.3 | Elect Guenter von Au as Director if Items 4.1 and 4.2 are approved | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CME GROUP INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig S. Donohue | Management | For | For |
1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
1.3 | Elect Director Jackie M. Clegg | Management | For | For |
1.4 | Elect Director James A. Donaldson | Management | For | For |
1.5 | Elect Director J. Dennis Hastert | Management | For | For |
1.6 | Elect Director William P. Miller II | Management | For | For |
1.7 | Elect Director Terry L. Savage | Management | For | For |
1.8 | Elect Director Christopher Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
COMERICA INCORPORATED MEETING DATE: APR 26, 2011 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger A. Cregg | Management | For | For |
2 | Elect Director T. Kevin DeNicola | Management | For | For |
3 | Elect Director Alfred A. Piergallini | Management | For | For |
4 | Elect Director Nina G. Vaca | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMMERCIAL METALS COMPANY MEETING DATE: JAN 17, 2011 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Guido | Management | For | For |
1.2 | Elect Director Sarah E. Raiss | Management | For | For |
1.3 | Elect Director J. David Smith | Management | For | For |
1.4 | Elect Director Robert R. Womack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 11, 2011 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Armitage | Management | For | For |
2 | Elect Director Richard H. Auchinleck | Management | For | For |
3 | Elect Director James E. Copeland, Jr. | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Ruth R. Harkin | Management | For | For |
6 | Elect Director Harold W. McGraw III | Management | For | Against |
7 | Elect Director James J. Mulva | Management | For | For |
8 | Elect Director Robert A. Niblock | Management | For | For |
9 | Elect Director Harald J. Norvik | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Elect Director Victoria J. Tschinkel | Management | For | For |
12 | Elect Director Kathryn C. Turner | Management | For | Against |
13 | Elect Director William E. Wade, Jr. | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Approve Omnibus Stock Plan | Management | For | Against |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
21 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
23 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
24 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
CORELOGIC, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: CLGX SECURITY ID: 21871D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. David Chatham | Management | For | For |
2 | Elect Director Anand K. Nallathambi | Management | For | For |
3 | Elect Director Thomas C. O'Brien | Management | For | For |
4 | Elect Director D. Van Skilling | Management | For | For |
5 | Elect Director David F. Walker | Management | For | For |
6 | Elect Director Mary Lee Widener | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Ratify Auditors | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 15, 2011 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Arnold | Management | For | For |
2 | Elect Director Robert H. Brust | Management | For | For |
3 | Elect Director John M. Connors, Jr. | Management | For | For |
4 | Elect Director Christopher J. Coughlin | Management | For | For |
5 | Elect Director Timothy M. Donahue | Management | For | For |
6 | Elect Director Kathy J. Herbert | Management | For | For |
7 | Elect Director Randall J. Hogan III | Management | For | For |
8 | Elect Director Richard J. Meelia | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Tadataka Yamada | Management | For | For |
11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CREDIT SUISSE GROUP AG MEETING DATE: APR 29, 2011 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Against |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3.2 | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | For | For |
4.1 | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | For | For |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | For |
5.1 | Amend Articles Re: Voting Procedures for the General Meeting | Management | For | For |
5.2 | Amend Articles Re: Contributions in Kind | Management | For | For |
6.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
6.1.2 | Reelect Jean Lanier as Director | Management | For | For |
6.1.3 | Reelect Anton van Rossum as Director | Management | For | For |
6.2 | Ratify KPMG AG as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Against |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edwin M. Banks | Management | For | For |
2 | Elect Director C. David Brown II | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Anne M. Finucane | Management | For | For |
5 | Elect Director Kristen Gibney Williams | Management | For | For |
6 | Elect Director Marian L. Heard | Management | For | For |
7 | Elect Director Larry J. Merlo | Management | For | For |
8 | Elect Director Jean-Pierre Millon | Management | For | For |
9 | Elect Director Terrence Murray | Management | For | For |
10 | Elect Director C.A. Lance Piccolo | Management | For | For |
11 | Elect Director Richard J. Swift | Management | For | For |
12 | Elect Director Tony L. White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DAIMLER AG MEETING DATE: APR 13, 2011 | ||||
TICKER: DAI SECURITY ID: DE0007100000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Ratify KPMG as Auditors for Fiscal 2011 | Management | For | For |
7 | Approve Creation of New Additive Remuneration Scheme for Supervisory Board Members | Management | For | For |
8.1 | Elect Manfred Bischoff to the Supervisory Board | Management | For | For |
8.2 | Elect Lynton Wilson to the Supervisory Board | Management | For | For |
8.3 | Elect Petraea Heynike to the Supervisory Board | Management | For | For |
DEVON ENERGY CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | For |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 07, 2011 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Brown | Management | For | For |
2 | Elect Director Robert A. Brown | Management | For | For |
3 | Elect Director Bertrand P. Collomb | Management | For | For |
4 | Elect Director Curtis J. Crawford | Management | For | For |
5 | Elect Director Alexander M. Cutler | Management | For | For |
6 | Elect Director Eleuthere I. du Pont | Management | For | For |
7 | Elect Director Marillyn A. Hewson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Ellen J. Kullman | Management | For | For |
10 | Elect Director William K. Reilly | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
16 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
17 | Report on Pay Disparity | Shareholder | Against | Against |
ENTERGY CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director Gary W. Edwards | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Donald C. Hintz | Management | For | For |
5 | Elect Director J. Wayne Leonard | Management | For | For |
6 | Elect Director Stuart L. Levenick | Management | For | For |
7 | Elect Director Blanche L. Lincoln | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director William A. Percy, II | Management | For | For |
10 | Elect Director W.J. Tauzin | Management | For | For |
11 | Elect Director Steven V. Wilkinson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Omnibus Stock Plan | Management | For | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director K.C. Frazier | Management | For | For |
1.6 | Elect Director W.W. George | Management | For | For |
1.7 | Elect Director M.C. Nelson | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: SEP 16, 2010 | ||||
TICKER: F SECURITY ID: IT0001976403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Partial Spin-Off of Company Assets and Amend Company Bylaws | Management | For | For |
1 | Approve Reduction of Share Repurchase Authorization | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Doti | Management | For | For |
1.2 | Elect Director Michael D. McKee | Management | For | For |
1.3 | Elect Director Thomas V. McKernan | Management | For | For |
1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: SEP 14, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 17, 2011 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.10 | Elect Director Catherine A. Rein | Management | For | For |
1.11 | Elect Director George M. Smart | Management | For | For |
1.12 | Elect Director Wes M. Taylor | Management | For | For |
1.13 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
GILEAD SCIENCES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: GB0009252882 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 05, 2011 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Dingemans as Director | Management | For | For |
4 | Elect Stacey Cartwright as Director | Management | For | For |
5 | Elect Judy Lewent as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Larry Culp as Director | Management | For | For |
11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
H&R BLOCK, INC. MEETING DATE: SEP 30, 2010 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director Richard C. Breeden | Management | For | For |
3 | Elect Director William C. Cobb | Management | For | For |
4 | Elect Director Robert A. Gerard | Management | For | For |
5 | Elect Director Len J. Lauer | Management | For | Against |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Bruce C. Rohde | Management | For | For |
8 | Elect Director Tom D. Seip | Management | For | Against |
9 | Elect Director L. Edward Shaw, Jr. | Management | For | Against |
10 | Elect Director Christianna Wood | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Management | For | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Management | For | For |
19 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 30, 2011 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director George H. Conrades | Management | For | For |
1.5 | Elect Director Judson C. Green | Management | For | For |
1.6 | Elect Director Sara L. Levinson | Management | For | For |
1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
HARSCO CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. D. Fazzolari | Management | For | For |
1.4 | Elect Director S. E. Graham | Management | For | For |
1.5 | Elect Director T. D. Growcock | Management | For | For |
1.6 | Elect Director H. W. Knueppel | Management | For | For |
1.7 | Elect Director J. M. Loree | Management | For | For |
1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
1.9 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HCP, INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Richard M. Rosenberg | Management | For | For |
9 | Elect Director Joseph P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEIDELBERGCEMENT AG MEETING DATE: MAY 05, 2011 | ||||
TICKER: HEI SECURITY ID: DE0006047004 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director M. L. Andreessen | Management | For | For |
2 | Elect Director L. Apotheker | Management | For | For |
3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
4 | Elect Director S.M. Baldauf | Management | For | For |
5 | Elect Director S. Banerji | Management | For | For |
6 | Elect Director R.L. Gupta | Management | For | For |
7 | Elect Director J.H. Hammergren | Management | For | For |
8 | Elect Director R.J. Lane | Management | For | For |
9 | Elect Director G.M. Reiner | Management | For | For |
10 | Elect Director P.F. Russo | Management | For | For |
11 | Elect Director D. Senequier | Management | For | For |
12 | Elect Director G.K. Thompson | Management | For | For |
13 | Elect Director M.C. Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 25, 2011 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald E. Hermance, Jr. | Management | For | For |
2 | Elect Director William G. Bardel | Management | For | For |
3 | Elect Director Scott A. Belair | Management | For | For |
4 | Elect Director Cornelius E. Golding | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Declassify the Board of Directors | Shareholder | Against | For |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 21, 2011 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director D. James Hilliker | Management | For | For |
1.7 | Elect Director David P. Lauer | Management | For | For |
1.8 | Elect Director Jonathan A. Levy | Management | For | For |
1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.10 | Elect Director Richard W. Neu | Management | For | For |
1.11 | Elect Director David L. Porteous | Management | For | For |
1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
1.13 | Elect Director William R. Robertson | Management | For | For |
1.14 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Deferred Compensation Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
INDIABULLS REAL ESTATE LTD. MEETING DATE: AUG 11, 2010 | ||||
TICKER: 532832 SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of up to 28.7 Million Warrants to Promoter Group Entities, Certain Directors, and Key Management Personnel of the Company | Management | For | For |
INDIABULLS REAL ESTATE LTD. MEETING DATE: SEP 30, 2010 | ||||
TICKER: 532832 SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint L.S. Sitara as Director | Management | For | For |
3 | Reappoint A. Katoch as Director | Management | For | For |
4 | Approve Sharma Goel & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Employees Stock Option Scheme (ESOS) 2006 and ESOS 2008 (II) | Management | For | Against |
INDIABULLS REAL ESTATE LTD. MEETING DATE: DEC 28, 2010 | ||||
TICKER: 532832 SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employee Stock Option Scheme - 2010 (ESOS) | Management | For | Against |
2 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOS | Management | For | Against |
3 | Approve Stock Option Plan Grants of More Than 1 Percent of Issued Share Capital to Eligible Employees Under the ESOS | Management | For | Against |
INDIABULLS REAL ESTATE LTD. MEETING DATE: JUN 30, 2011 | ||||
TICKER: 532832 SECURITY ID: INE069I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Among Indiabulls Real Estate Ltd., Indiabulls Infrastructure and Power Ltd., Indiabulls Builders Ltd., Indiabulls Power Ltd., and Poena Power Supply Ltd. | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 02, 2011 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Approve Executive Incentive Scheme | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Authorize Market Purchase | Management | For | For |
16 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
JAPAN TOBACCO INC MEETING DATE: JUN 24, 2011 | ||||
TICKER: 2914 SECURITY ID: JP3726800000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4000 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Appoint Statutory Auditor Tateishi, Hisao | Management | For | For |
3.2 | Appoint Statutory Auditor Shiozawa, Gisuke | Management | For | For |
3.3 | Appoint Statutory Auditor Ueda, Koichi | Management | For | For |
3.4 | Appoint Statutory Auditor Imai, Yoshinori | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 28, 2011 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.L. Davis | Management | For | For |
4 | Elect Director Michael M.e. Johns | Management | For | For |
5 | Elect Director Susan L. Lindquist | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Leo F. Mullin | Management | For | For |
8 | Elect Director William D. Perez | Management | For | For |
9 | Elect Director Charles Prince | Management | For | For |
10 | Elect Director David Satcher | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 26, 2011 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Robert A. Cornog | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Stephen A. Roell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
KB HOME MEETING DATE: APR 07, 2011 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara T. Alexander | Management | For | For |
2 | Elect Director Stephen F. Bollenbach | Management | For | For |
3 | Elect Director Timothy W. Finchem | Management | For | For |
4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
5 | Elect Director Robert L. Johnson | Management | For | For |
6 | Elect Director Melissa Lora | Management | For | For |
7 | Electi Director Michael G. Mccaffery | Management | For | For |
8 | Elect Director Jeffrey T. Mezger | Management | For | For |
9 | Elect Director Leslie Moonves | Management | For | For |
10 | Elect Director Luis G. Nogales | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KENNAMETAL, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Larry D. Yost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
KEYCORP MEETING DATE: MAY 19, 2011 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Carol A. Cartwright | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director Kristen L. Manos | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Bill R. Sanford | Management | For | For |
1.11 | Elect Director Barbara R. Snyder | Management | For | For |
1.12 | Elect Director Edward W. Stack | Management | For | For |
1.13 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KIMBERLY-CLARK CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Mae C. Jemison | Management | For | For |
7 | Elect Director James M. Jenness | Management | For | For |
8 | Elect Director Nancy J. Karch | Management | For | For |
9 | Elect Director Ian C. Read | Management | For | For |
10 | Elect Director Linda Johnson Rice | Management | For | For |
11 | Elect Director Marc J. Shapiro | Management | For | For |
12 | Elect Director G. Craig Sullivan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KOHL'S CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
KONINKLIJKE KPN NV MEETING DATE: APR 06, 2011 | ||||
TICKER: KPN SECURITY ID: NL0000009082 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Approve Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
9 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
10 | Proposal to Amend the Remuneration of the Supervisory Board | Management | For | For |
11 | Opportunity to Make Recommendations | Management | None | None |
12 | Elect J.B.M. Streppel to Supervisory Board | Management | For | For |
13 | Elect M.Bischoff to Supervisory Board | Management | For | For |
14 | Elect C.M. Hooymans to Supervisory Board | Management | For | For |
15 | Composition of Supervisory Board | Management | None | None |
16 | Authorize Repurchase of Shares | Management | For | For |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
18 | Other Business and Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAR 31, 2011 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Approve Financial Statements and Statutory Reports | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Elect F.A.Van Houten to Management Board as CEO | Management | For | For |
3b | Elect R.H. Wirahadiraksa to Management Board | Management | For | For |
3c | Elect P.A.J. Nota to Management Board | Management | For | For |
4a | Reelect C.J.A. van Lede to Supervisory Board | Management | For | For |
4b | Reelect J.M. Thompson to Supervisory Board | Management | For | For |
4c | Reelect H. von Prondzynski to Supervisory Board | Management | For | For |
4d | Elect J.P. Tai to Supervisory Board | Management | For | For |
5 | Ratify KPMG Accountants NV as Auditors | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
7 | Authorize Repurchase of Shares | Management | For | For |
8 | Other Business | Management | None | None |
KRAFT FOODS INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajaypal S. Banga | Management | For | For |
2 | Elect Director Myra M. Hart | Management | For | For |
3 | Elect Director Peter B. Henry | Management | For | For |
4 | Elect Director Lois D. Juliber | Management | For | For |
5 | Elect Director Mark D. Ketchum | Management | For | For |
6 | Elect Director Richard A. Lerner | Management | For | For |
7 | Elect Director Mackey J. McDonald | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Fredric G. Reynolds | Management | For | For |
10 | Elect Director Irene B. Rosenfeld | Management | For | For |
11 | Elect Director J.F. Van Boxmeer | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Donna E. Shalala | Management | For | For |
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
5 | Amend Bylaws | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 27, 2011 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Dawn E. Hudson | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Richard K. Lochridge | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Stephen F. Page | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
MACY'S, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARATHON OIL CORPORATION MEETING DATE: APR 27, 2011 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director David A. Daberko | Management | For | For |
5 | Elect Director William L. Davis | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Philip Lader | Management | For | For |
8 | Elect Director Charles R. Lee | Management | For | For |
9 | Elect Director Michael E. J. Phelps | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director Seth E. Schofield | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zachary W. Carter | Management | For | For |
2 | Elect Director Brian Duperreault | Management | For | For |
3 | Elect Director Oscar Fanjul | Management | For | For |
4 | Elect Director H. Edward Hanway | Management | For | For |
5 | Elect Director Lang of Monkton | Management | For | For |
6 | Elect Director Steven A. Mills | Management | For | For |
7 | Elect Director Bruce P. Nolop | Management | For | For |
8 | Elect Director Marc D. Oken | Management | For | For |
9 | Elect Director Morton O. Schapiro | Management | For | For |
10 | Elect Director Adele Simmons | Management | For | For |
11 | Elect Director Lloyd M. Yates | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MASCO CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Verne G. Istock | Management | For | For |
2 | Elect Director J. Michael Losh | Management | For | For |
3 | Elect Director Timothy Wadhams | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Kenneth C. Frazier | Management | For | For |
5 | Elect Director Thomas H. Glocer | Management | For | For |
6 | Elect Director Steven F. Goldstone | Management | For | For |
7 | Elect Director William B. Harrison. Jr. | Management | For | For |
8 | Elect Director Harry R. Jacobson | Management | For | For |
9 | Elect Director William N. Kelley | Management | For | For |
10 | Elect Director C. Robert Kidder | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
12 | Elect Director Carlos E. Represas | Management | For | For |
13 | Elect Director Patricia F. Russo | Management | For | For |
14 | Elect Director Thomas E. Shenk | Management | For | For |
15 | Elect Director Anne M. Tatlock | Management | For | For |
16 | Elect Director Craig B. Thompson | Management | For | For |
17 | Elect Director Wendell P. Weeks | Management | For | For |
18 | Elect Director Peter C. Wendell | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 16, 2010 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 29, 2011 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Okihara, Takamune | Management | For | For |
2.2 | Elect Director Okauchi, Kinya | Management | For | For |
2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
2.4 | Elect Director Tanaka, Tatsuo | Management | For | For |
2.5 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.6 | Elect Director Yuuki, Taihei | Management | For | For |
2.7 | Elect Director Hamakawa, Ichiro | Management | For | For |
2.8 | Elect Director Hasegawa, Masao | Management | For | For |
2.9 | Elect Director Toyoizumi, Toshiro | Management | For | For |
2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.12 | Elect Director Oyamada, Takashi | Management | For | For |
2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.14 | Elect Director Araki, Ryuuji | Management | For | For |
2.15 | Elect Director Watanabe, Kazuhiro | Management | For | For |
2.16 | Elect Director Otoshi, Takuma | Management | For | For |
3 | Appoint Statutory Auditor Nemoto, Takehiko | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 18, 2011 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director John J. Mack | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Hutham S. Olayan | Management | For | For |
10 | Elect Director James. W. Owens | Management | For | For |
11 | Elect Director O. Griffith Sexton | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 02, 2011 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director David W. Dorman | Management | For | For |
4 | Elect Director Michael V. Hayden | Management | For | For |
5 | Elect Director Vincent J. Intrieri | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: NOV 29, 2010 | ||||
TICKER: MSI SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 24, 2010 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Amelio | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director Robert J. Frankenberg | Management | For | For |
6 | Elect Director Donald Macleod | Management | For | For |
7 | Elect Director Edward R. McCracken | Management | For | For |
8 | Elect Director Roderick C. McGeary | Management | For | For |
9 | Elect Director William E. Mitchell | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: JUN 21, 2011 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NAVISTAR INTERNATIONAL CORPORATION MEETING DATE: FEB 15, 2011 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Keyes | Management | For | For |
1.2 | Elect Director John D. Correnti | Management | For | For |
1.3 | Elect Director Daniel C. Ustian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 14, 2011 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin C. Conroy | Management | For | For |
2 | Elect Director Michael T. Cowhig | Management | For | For |
3 | Elect Director Mark D. Ketchum | Management | For | For |
4 | Elect Director Raymond G. Viault | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Declassify the Board of Directors | Shareholder | Against | For |
NOBLE CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: N0L SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
1.2 | Elect Director Jon A. Marshall | Management | For | For |
1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
8 | Approve Discharge of Board and Senior Management | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 06, 2011 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Rodolfo Segovia | Management | For | For |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | For |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 13, 2011 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren F. Bryant | Management | For | For |
2 | Elect Director Joseph M. DePinto | Management | For | For |
3 | Elect Director Rakesh Gangwal | Management | For | For |
4 | Elect Director William J. Montgoris | Management | For | For |
5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
6 | Elect Director Ravichandra K. Saligram | Management | For | For |
7 | Elect Director David M. Szymanski | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 27, 2010 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
1.11 | Elect Director James L. Wainscott | Management | For | For |
1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PEPSICO, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D. Vasella | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
PFIZER INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director W. Don Cornwell | Management | For | For |
5 | Elect Director Frances D. Fergusson | Management | For | For |
6 | Elect Director William H. Gray III | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
PG&E CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect Director Louis C. Camilleri | Management | For | For |
4 | Elect Director J. Dudley Fishburn | Management | For | For |
5 | Elect Director Jennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Lucio A. Noto | Management | For | For |
9 | Elect Director Carlos Slim Helu | Management | For | For |
10 | Elect Director Stephen M. Wolf | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PITNEY BOWES INC. MEETING DATE: MAY 09, 2011 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney C. Adkins | Management | For | For |
2 | Elect Director Murray D. Martin | Management | For | For |
3 | Elect Director Michael I. Roth | Management | For | For |
4 | Elect Director Robert E. Weissman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Removing Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Management | For | For |
9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PROLOGIS MEETING DATE: JUN 01, 2011 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 19, 2011 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
2 | Elect Director Conrad K. Harper | Management | For | For |
3 | Elect Director William V. Hickey | Management | For | For |
4 | Elect Director Ralph Izzo | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director David Lilley | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Hak Cheol Shin | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER:�� PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Performance-Based Equity Awards | Shareholder | Against | Against |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RADIOSHACK CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Daniel R. Feehan | Management | For | For |
3 | Elect Director James F. Gooch | Management | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Management | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RAYONIER INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul G. Boynton | Management | For | For |
2 | Elect Director Mark E. Gaumond | Management | For | For |
3 | Elect Director David W. Oskin | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director John W. Croghan | Management | For | For |
3 | Elect Director William J. Flynn | Management | For | Against |
4 | Elect Director Michael Larson | Management | For | Against |
5 | Elect Director Nolan Lehmann | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Ramon A. Rodriguez | Management | For | For |
8 | Elect Director Donald W. Slager | Management | For | For |
9 | Elect Director Allan C. Sorensen | Management | For | Against |
10 | Elect Director John M. Trani | Management | For | For |
11 | Elect Director Michael W. Wickham | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
RHEINMETALL AG MEETING DATE: MAY 10, 2011 | ||||
TICKER: RHM SECURITY ID: DE0007030009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6a | Elect Detlef Moog to the Supervisory Board | Management | For | For |
6b | Elect Toni Wicki to the Supervisory Board | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 17, 2011 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Linda Stuntz as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Malcolm Brinded as Director | Management | For | For |
6 | Elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Charles Holliday as Director | Management | For | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
10 | Elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Jorma Ollila as Director | Management | For | For |
13 | Re-elect Jeroen van der Veer as Director | Management | For | For |
14 | Re-elect Peter Voser as Director | Management | For | For |
15 | Re-elect Hans Wijers as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 18, 2011 | ||||
TICKER: 005930 SECURITY ID: KR7005930003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividends of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANOFI AVENTIS MEETING DATE: MAY 06, 2011 | ||||
TICKER: SAN SECURITY ID: FR0000120578 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
6 | Ratify Appointment of Carole Piwnica as Director | Management | For | For |
7 | Elect Suet Fern Lee as Director | Management | For | For |
8 | Reelect Thierry Desmarest as Director | Management | For | For |
9 | Reelect Igor Landau as Director | Management | For | For |
10 | Reelect Gerard Van Kemmel as Director | Management | For | For |
11 | Reelect Serge Weinberg as Director | Management | For | For |
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
13 | Appoint Yves Nicolas as Alternate Auditor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
23 | Amend Article 11 of Bylaws Re: Board Size | Management | For | For |
24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Management | For | For |
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Management | For | For |
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEGRO PLC MEETING DATE: APR 28, 2011 | ||||
TICKER: SGRO SECURITY ID: GB00B5ZN1N88 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Nigel Rich as Director | Management | For | For |
5 | Re-elect Andrew Palmer as Director | Management | For | For |
6 | Re-elect Chris Peacock as Director | Management | For | For |
7 | Elect Mark Robertshaw as Director | Management | For | For |
8 | Elect Doug Webb as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise EU Political Donations and Expenditure | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
18 | Amend SEGRO plc Savings Related Share Option Scheme | Management | For | For |
SIEMENS AG MEETING DATE: JAN 25, 2011 | ||||
TICKER: SIE SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010/2011 | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
10 | Approve Creation of EUR 90 Million Pool of Capital to Guarantee Conversion Rights for Issuance of Shares to Employees | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Approve Affiliation Agreements with Siemens Finance GmbH | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 270 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14 | Amend Corporate Purpose | Shareholder | Against | Against |
SLM CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Greg D. Kerley | Management | For | For |
4 | Elect Director Harold M. Korell | Management | For | For |
5 | Elect Director Vello A. Kuuskraa | Management | For | For |
6 | Elect Director Kenneth R. Mourton | Management | For | For |
7 | Elect Director Steven L. Mueller | Management | For | For |
8 | Elect Director Charles E. Scharlau | Management | For | For |
9 | Elect Director Alan H. Stevens | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 10, 2011 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SPX CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Kermit Campbell | Management | For | For |
2 | Elect Director Emerson U. Fullwood | Management | For | For |
3 | Elect Director Michael J. Mancuso | Management | For | For |
4 | Elect Director Terry S. Lisenby | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 19, 2011 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
STATE STREET CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | For |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | For |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | For |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Sergel | Management | For | For |
11 | Elect Director R. Skates | Management | For | For |
12 | Elect Director G. Summe | Management | For | For |
13 | Elect Director R. Weissman | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
STRYKER CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director Srikant M. Datar | Management | For | For |
1.3 | Elect Director Roch Doliveux | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Allan C. Golston | Management | For | For |
1.6 | Elect Director Howard L. Lance | Management | For | For |
1.7 | Elect Director Stephen P. MacMillan | Management | For | For |
1.8 | Elect Director William U. Parfet | Management | For | For |
1.9 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Restricted Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
TARGET CORPORATION MEETING DATE: JUN 08, 2011 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roxanne S. Austin | Management | For | For |
2 | Elect Director Calvin Darden | Management | For | For |
3 | Elect Director Mary N. Dillon | Management | For | For |
4 | Elect Director James A. Johnson | Management | For | For |
5 | Elect Director Mary E. Minnick | Management | For | For |
6 | Elect Director Anne M. Mulcahy | Management | For | For |
7 | Elect Director Derica W. Rice | Management | For | For |
8 | Elect Director Stephen W. Sanger | Management | For | For |
9 | Elect Director Gregg W. Steinhafel | Management | For | For |
10 | Elect Director John G. Stumpf | Management | For | For |
11 | Elect Director Solomon D. Trujillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TERADYNE, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Conway | Management | For | For |
2 | Elect Director Paul E. Gagne | Management | For | For |
3 | Elect Director Dain M. Hancock | Management | For | For |
4 | Elect Director Lloyd G. Trotter | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 12, 2011 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | For |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | For |
5 | Elect Director Robert P. Kelly | Management | For | For |
6 | Elect Director Richard J. Kogan | Management | For | For |
7 | Elect Director Michael J. Kowalski | Management | For | For |
8 | Elect Director John A. Luke, Jr. | Management | For | For |
9 | Elect Director Mark A. Nordenberg | Management | For | For |
10 | Elect Director Catherine A. Rein | Management | For | For |
11 | Elect Director William C. Richardson | Management | For | For |
12 | Elect Director Samuel C. Scott III | Management | For | For |
13 | Elect Director John P. Surma | Management | For | For |
14 | Elect Director Wesley W. von Schack | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Executive Incentive Bonus Plan | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 27, 2011 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Barry Diller | Management | For | For |
5 | Elect Director Evan G. Greenberg | Management | For | For |
6 | Elect Director Alexis M. Herman | Management | For | For |
7 | Elect Director Muhtar Kent | Management | For | For |
8 | Elect Director Donald R. Keough | Management | For | For |
9 | Elect Director Maria Elena Lagomasino | Management | For | For |
10 | Elect Director Donald F. McHenry | Management | For | For |
11 | Elect Director Sam Nunn | Management | For | For |
12 | Elect Director James D. Robinson III | Management | For | For |
13 | Elect Director Peter V. Ueberroth | Management | For | For |
14 | Elect Director Jacob Wallenberg | Management | For | For |
15 | Elect Director James B. Williams | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Amend Restricted Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lois D. Juliber | Management | For | For |
9 | Elect Director Lakshmi N. Mittal | Management | For | For |
10 | Elect Director James J. Schiro | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Review Executive Compensation | Shareholder | Against | Against |
18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 12, 2011 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Werner Geissler | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director Richard J. Kramer | Management | For | For |
6 | Elect Director W. Alan Mccollough | Management | For | For |
7 | Elect Director Rodney O Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. McGee | Management | For | For |
5 | Elect Director Kathryn A. Mikells | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 26, 2011 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 12, 2010 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Rajat K. Gupta | Management | For | For |
5 | Elect Director Robert A. Mcdonald | Management | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Mary A. Wilderotter | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Elect Director Ernesto Zedillo | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
THE UNITE GROUP PLC MEETING DATE: MAY 19, 2011 | ||||
TICKER: UTG SECURITY ID: GB0006928617 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Tim Wilson as Director | Management | For | For |
4 | Re-elect Phil White as Director | Management | For | For |
5 | Re-elect Mark Allan as Director | Management | For | For |
6 | Re-elect Joe Lister as Director | Management | For | For |
7 | Re-elect John Tonkiss as Director | Management | For | For |
8 | Re-elect Nigel Hall as Director | Management | For | For |
9 | Re-elect Stuart Beevor as Director | Management | For | For |
10 | Re-elect Richard Walker as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE UNITE GROUP PLC MEETING DATE: MAY 19, 2011 | ||||
TICKER: UTG SECURITY ID: GB0006928617 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The UNITE Group plc 2011 Approved Employee Share Option Scheme | Management | For | For |
2 | Approve The Unite Group plc 2011 Performance Share Plan | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 23, 2011 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
THE WARNACO GROUP, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Bell | Management | For | For |
2 | Elect Director Robert A. Bowman | Management | For | For |
3 | Elect Director Richard Karl Goeltz | Management | For | For |
4 | Elect Director Joseph R. Gromek | Management | For | For |
5 | Elect Director Sheila A. Hopkins | Management | For | For |
6 | Elect Director Charles R. Perrin | Management | For | For |
7 | Elect Director Nancy A. Reardon | Management | For | For |
8 | Elect Director Donald L. Seeley | Management | For | For |
9 | Elect Director Cheryl Nido Turpin | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THOR INDUSTRIES, INC. MEETING DATE: DEC 07, 2010 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Paul D. Wachter | Management | For | For |
13 | Elect Director Deborah C. Wright | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TOLL BROTHERS, INC. MEETING DATE: MAR 16, 2011 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Toll | Management | For | For |
1.2 | Elect Director Bruce E. Toll | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TUESDAY MORNING CORPORATION MEETING DATE: NOV 10, 2010 | ||||
TICKER: TUES SECURITY ID: 899035505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Quinnell | Management | For | Withhold |
1.2 | Elect Director Kathleen Mason | Management | For | For |
1.3 | Elect Director William J. Hunckler III | Management | For | Withhold |
1.4 | Elect Director Starlette Johnson | Management | For | For |
1.5 | Elect Director Benjamin D. Chereskin | Management | For | Withhold |
1.6 | Elect Director David B. Green | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect Robert Hernandez as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Daniel Phelan as Director | Management | For | For |
6 | Reelect Frederic Poses as Director | Management | For | For |
7 | Reelect Lawrence Smith as Director | Management | For | For |
8 | Reelect Paula Sneed as Director | Management | For | For |
9 | Reelect David Steiner as Director | Management | For | For |
10 | Reelect John Van Scoter as Director | Management | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
14 | Approve Discharge of Board and Senior Management | Management | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
20 | Approve Ordinary Cash Dividend | Management | For | For |
21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
23 | Approve Reduction in Share Capital | Management | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TYCO INTERNATIONAL, LTD. MEETING DATE: MAR 09, 2011 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Edward D. Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
3.10 | Reelect William Stavropoulos as Director | Management | For | For |
3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.12 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve Ordinary Cash Dividend | Management | For | For |
6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
U.S. BANCORP MEETING DATE: APR 19, 2011 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O Dell M. Owens | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
UBS AG MEETING DATE: APR 28, 2011 | ||||
TICKER: UBSN SECURITY ID: CH0024899483 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
UBS AG MEETING DATE: APR 28, 2011 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
UNION PACIFIC CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 13, 2011 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Richard D. McCormick | Management | For | For |
9 | Elect Director Harold McGraw III | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director H. Patrick Swygert | Management | For | For |
12 | Elect Director Andre Villeneuve | Management | For | For |
13 | Elect Director Christine Todd Whitman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 23, 2011 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
UNUM GROUP MEETING DATE: MAY 25, 2011 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jon S. Fossel | Management | For | For |
2 | Elect Director Gloria C. Larson | Management | For | For |
3 | Elect Director William J. Ryan | Management | For | For |
4 | Elect Director Thomas R. Watjen | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: JAN 20, 2011 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Aurelio | Management | For | For |
1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 12, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Matthew J. Lustig | Management | For | For |
1.6 | Elect Director Robert D. Reed | Management | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.8 | Elect Director Glenn J. Rufrano | Management | For | For |
1.9 | Elect Director James D. Shelton | Management | For | For |
1.10 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VEOLIA ENVIRONNEMENT MEETING DATE: MAY 17, 2011 | ||||
TICKER: VIE SECURITY ID: FR0000124141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Non-Tax Deductible Expenses | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.21 per Share | Management | For | For |
5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Reelect Jean Azema as Director | Management | For | For |
8 | Reelect Pierre-Andre de Chalendar as Director | Management | For | For |
9 | Reelect Badouin Prot as Director | Management | For | For |
10 | Reelect Louis Schweitzer as Director | Management | For | For |
11 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
12 | Reelect Auditex as Alternate Auditor | Management | For | For |
13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 866,000 | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Approve Employee Stock Purchase Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
17 | Amend Article 22 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director M. Frances Keeth | Management | For | For |
3 | Elect Director Robert W. Lane | Management | For | For |
4 | Elect Director Lowell C. Mcadam | Management | For | For |
5 | Elect Director Sandra O. Moose | Management | For | For |
6 | Elect Director Joseph Neubauer | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Clarence Otis, Jr. | Management | For | For |
9 | Elect Director Hugh B. Price | Management | For | For |
10 | Elect Director Ivan G. Seidenberg | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Elect Director John W. Snow | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
VISA INC. MEETING DATE: JAN 27, 2011 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.1 | Elect Director Gary P. Coughlan | Management | For | For |
3.2 | Elect Director Mary B. Cranston | Management | For | For |
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
3.4 | Elect Director Robert W. Matschullat | Management | For | For |
3.5 | Elect Director Cathy E. Minehan | Management | For | For |
3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
3.7 | Elect Director David J. Pang | Management | For | For |
3.8 | Elect Director Joseph W. Saunders | Management | For | For |
3.9 | Elect Director William S. Shanahan | Management | For | For |
3.10 | Elect Director John A. Swainson | Management | For | For |
4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
4.2 | Elect Director Joseph W. Saunders | Management | For | For |
4.3 | Elect Director John A. Swainson | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 12, 2011 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
15 | Rescind Fair Price Provision | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Performance-Based Equity Awards | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Jeff M. Fettig | Management | For | For |
3 | Elect Director Michael F. Johnston | Management | For | For |
4 | Elect Director William T. Kerr | Management | For | For |
5 | Elect Director John D. Liu | Management | For | For |
6 | Elect Director Miles L. Marsh | Management | For | For |
7 | Elect Director William D. Perez | Management | For | For |
8 | Elect Director Michael D. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | For |
1.2 | Elect Director Charles P. Garcia | Management | For | For |
1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director James P. Olson | Management | For | For |
1.8 | Elect Director Terry Peets | Management | For | For |
1.9 | Elect Director Richard E. Rivera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 14, 2010 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert N. Chiusano | Management | For | Withhold |
1.2 | Elect Director Jerry N. Currie | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Erickson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Charles Prince | Management | For | For |
9 | Elect Director Ann N. Reese | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
XL GROUP PLC MEETING DATE: MAY 06, 2011 | ||||
TICKER: XL SECURITY ID: G98290102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herbert N. Haag as Director | Management | For | For |
2 | Elect Michael S. McGavick as Director | Management | For | For |
3 | Elect Ellen E. Thrower as Director | Management | For | For |
4 | Elect John M. Vereker as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY INDEPENDENCE FUND
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCRETIVE HEALTH, INC. MEETING DATE: JUN 03, 2011 | ||||
TICKER: AH SECURITY ID: 00438V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary A. Tolan | Management | For | For |
1.2 | Elect Director J. Michael Cline | Management | For | For |
1.3 | Elect Director Denis J. Nayden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
AIR LEASE CORP MEETING DATE: MAR 31, 2011 | ||||
TICKER: AL SECURITY ID: 00912X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
1.2 | Elect Director John G. Danhakl | Management | For | For |
1.3 | Elect Director Matthew J. Hart | Management | For | For |
1.4 | Elect Director Robert A. Milton | Management | For | For |
1.5 | Elect Director Michel M.R.G. Peretie | Management | For | For |
1.6 | Elect Director John L. Plueger | Management | For | For |
1.7 | Elect Director Antony P. Ressler | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Ian M. Saines | Management | For | For |
1.10 | Elect Director Ronald D. Sugar | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 27, 2011 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Reelect Daniel Bernard as Director | Management | For | For |
5 | Reelect W. Frank Blount as Director | Management | For | For |
6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALCOA INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
1.2 | Elect Director James W. Owens | Management | For | For |
1.3 | Elect Director Ratan N. Tata | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
10 | Declassify the Board of Directors | Shareholder | Against | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director P. Michael Giftos | Management | For | For |
1.7 | Elect Director Joel Richards, III | Management | For | For |
1.8 | Elect Director James F. Roberts | Management | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Report on Efforts to Reduce Pollution From Products and Operations | Shareholder | Against | Abstain |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase Authorized Common Stock | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
AMAZON.COM, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
13 | Report on Climate Change | Shareholder | Against | Abstain |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Butler, Jr. | Management | For | For |
2 | Elect Director Kevin P. Chilton | Management | For | For |
3 | Elect Director Luke R. Corbett | Management | For | For |
4 | Elect Director H. Paulett Eberhart | Management | For | For |
5 | Elect Director Preston M. Geren, III | Management | For | For |
6 | Elect Director John R. Gordon | Management | For | For |
7 | Elect Director James T. Hackett | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: APR 29, 2011 | ||||
TICKER: AEDU3 SECURITY ID: BRAEDUACNOR9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: MAY 11, 2011 | ||||
TICKER: AEDU3 SECURITY ID: BRAEDUACNOR9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
APPLE INC. MEETING DATE: FEB 23, 2011 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
AREZZO INDUSTRIA E COMERCIO SA MEETING DATE: APR 29, 2011 | ||||
TICKER: ARZZ3 SECURITY ID: BRARZZACNOR3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Elect Artur Noemio Grynbaum as Independent Director | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 12, 2011 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Larry Hirst as Director | Management | For | For |
5 | Elect Janice Roberts as Director | Management | For | For |
6 | Elect Andy Green as Director | Management | For | For |
7 | Re-elect Doug Dunn as Director | Management | For | For |
8 | Re-elect Warren East as Director | Management | For | For |
9 | Re-elect Tudor Brown as Director | Management | For | For |
10 | Re-elect Mike Inglis as Director | Management | For | For |
11 | Re-elect Mike Muller as Director | Management | For | For |
12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
13 | Re-elect Philip Rowley as Director | Management | For | For |
14 | Re-elect Tim Score as Director | Management | For | For |
15 | Re-elect Simon Segars as Director | Management | For | For |
16 | Re-elect Young Sohn as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 28, 2011 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
1.5 | Elect Director Claire W. Gargalli | Management | For | For |
1.6 | Elect Director Pierre H. Jungels | Management | For | For |
1.7 | Elect Director James A. Lash | Management | For | For |
1.8 | Elect Director J. Larry Nichols | Management | For | For |
1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
1.10 | Elect Director J. W. Stewart | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BBVA BANCO FRANCES S.A. MEETING DATE: MAR 30, 2011 | ||||
TICKER: FRAN SECURITY ID: 07329M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | Did Not Vote |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2010 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2010 | Management | For | Did Not Vote |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2010 | Management | For | Did Not Vote |
7 | Fix Number of and Elect Directors for a Three-Year Term | Management | For | Did Not Vote |
8 | Elect Three Members of the Internal Statutory Auditors Committee and their Alternates | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2010 | Management | For | Did Not Vote |
10 | Elect External Auditors | Management | For | Did Not Vote |
11 | Approve Audit Committee Budget | Management | For | Did Not Vote |
12 | Approve Merger by Absorption of Consolidar Comercializadora S.A. in Accordance With Article 82, Part 2 of the Argentine Company Law | Management | For | Did Not Vote |
13 | Authorize Capital Increase of ARS 516,544 in Connection with the Acquisition in Item 12 | Management | For | Did Not Vote |
14 | Authorize Issuance of Debt Securities (Global Debt Program) | Management | For | Did Not Vote |
BE AEROSPACE, INC. MEETING DATE: JUL 29, 2010 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim C. Cowart | Management | For | For |
1.2 | Elect Director Arthur E. Wegner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Murry S. Gerber | Management | For | For |
1.2 | Elect Director James Grosfeld | Management | For | For |
1.3 | Elect Director Deryck Maughan | Management | For | For |
1.4 | Elect Director Thomas K. Montag | Management | For | For |
1.5 | Elect Director Linda Gosden Robinson | Management | For | For |
1.6 | Elect Director John S. Varley | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 12, 2011 | ||||
TICKER: BMW SECURITY ID: DE0005190003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director David T. Brown | Management | For | For |
3 | Elect Director Jan Carlson | Management | For | For |
4 | Elect Director Dennis C. Cuneo | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BROADCOM CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Handel | Management | For | For |
1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.3 | Elect Director Maria Klawe | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Henry Samueli | Management | For | For |
1.8 | Elect Director John A.C. Swainson | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CELANESE CORPORATION MEETING DATE: APR 21, 2011 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin G. McGuinn | Management | For | For |
2 | Elect Director Daniel S. Sanders | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Wilson | Management | For | For |
1.2 | Elect Director Wallace W. Creek | Management | For | For |
1.3 | Elect Director William Davisson | Management | For | For |
1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. MEETING DATE: JUN 03, 2011 | ||||
TICKER: 000157 SECURITY ID: CNE100000X85 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Directors' Report | Management | For | For |
2 | Approve 2010 Supervisors' Report | Management | For | For |
3.1 | Approve 2010 Audited Financial Report Prepared under PRC Generally Accepted Accounting Principles | Management | For | For |
3.2 | Approve 2010 Audited Financial Report Prepared under International Financial Reporting Standards | Management | For | For |
4 | Approve 2010 Financial Statements | Management | For | For |
5 | Approve 2011 Financial Budget Report | Management | For | For |
6 | Approve 2010 Annual Report and Annual Report Summary of A Shares | Management | For | For |
7 | Approve 2010 Annual Report of H Shares | Management | For | For |
8.1 | Approve to Appoint Vocation International Certified Public Accountants as the Domestic Auditor for the Year Ending 31 December 2011 | Management | For | For |
8.2 | Approve and Ratify the Appointment of KPMG as the International Auditor for The Year Ended 31 December 2010 | Management | For | For |
8.3 | Approve to Appoint KPMG as the International Auditor for The Year Ending 31 December 2011 | Management | For | For |
8.4 | Authorize the Audit Committee of the Board of Directors to Determine the Principles of Fixing the Remunerations of the PRC and International Auditors and Authorize the Management to Determine Their Actual Remunerations Based on the Agreed Principles | Management | For | For |
9 | Authorize Zoomlion Finance and Leasing (China) Co., Ltd. to Apply for Finance with Maximum Limit of CNY8 Billion Relating to Finance Leasing Business | Management | For | For |
10 | Authorize Zoomlion Finance and Leasing (Beijing) Co., Ltd. to Apply for Finance with Maximum Limit of CNY12 Billion Relating to Finance Leasing Business | Management | For | For |
11 | Approve the Company to Apply for Credit Facilities and Financing within CNY100 Billion from Relevant Banks | Management | For | For |
12 | Approve Provision of Guarantee with Maximum Limit of CNY1.05 Billion for the Loan of Zoomlion International Trading (H.K.) Co., Ltd. | Management | For | For |
13 | Approve Adoption of Rules and Procedures Regarding Shareholder's Meeting | Management | For | For |
14 | Approve Adoption of Rules and Procedures Regarding Board of Directors' Meeting | Management | For | For |
15 | Approve Adoption of Rules and Procedures Regarding Supervisory Committee Meeting | Management | For | For |
16 | Approve Adoption of the Management Measures on Connected Transactions of H Shares | Management | For | For |
17 | Approve Adoption of the Guidelines on Related Party Transactions | Management | For | For |
18.1 | Approve Change of Company name from Changsha Zoomlion Heavy Industry Science and Technology Development Co., Ltd. to Zoomlion Heavy Industry Science and Technology Co., Ltd. | Management | For | For |
18.2 | Approve the Corresponding Amendments to the Articles of Association as a Result of the Proposed Change of Company Name | Management | For | For |
19.1 | Approve to Declare and Distribute Final Dividend of CNY0.26 Per Share (Inclusive of Tax) Based on the Total Share Capital at 28 March 2011, the Aggregate Amount of which is Approximately CNY1,541 Million | Management | For | For |
19.2 | Approve Capitalization of Capital Reserves | Management | For | For |
19.3 | Authorize the Chairman Dr. Zhan Chunxin and His Authorized Representative to Make Relevant Amendments to the Articles of Association when Necessary and Required | Management | For | For |
20 | Approve the Grant of General Mandate to the Board of Directors for Issuance of New Shares | Management | For | For |
CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. MEETING DATE: JUN 03, 2011 | ||||
TICKER: 000157 SECURITY ID: CNE100000X85 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve to Declare and Distribute Final Dividend of CNY0.26 Per Share (Inclusive of Tax) Based on the Total Share Capital at 28 March 2011, the Aggregate Amount of which is Approximately CNY1,541 Million | Management | For | For |
1.2 | Approve Capitalization of Capital Reserves | Management | For | For |
1.3 | Authorize the Chairman Dr. Zhan Chunxin and His Authorized Representative to Make Relevant Amendments to the Articles of Association when Necessary and Required | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 25, 2011 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L.F. Deily | Management | For | For |
2 | Elect Director R.E. Denham | Management | For | For |
3 | Elect Director R.J. Eaton | Management | For | For |
4 | Elect Director C. Hagel | Management | For | For |
5 | Elect Director E. Hernandez | Management | For | For |
6 | Elect Director G.L. Kirkland | Management | For | For |
7 | Elect Director D.B. Rice | Management | For | For |
8 | Elect Director K.W. Sharer | Management | For | For |
9 | Elect Director C.R. Shoemate | Management | For | For |
10 | Elect Director J.G. Stumpf | Management | For | For |
11 | Elect Director R.D. Sugar | Management | For | For |
12 | Elect Director C. Ware | Management | For | For |
13 | Elect Director J.S. Watson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
CHINA ZHENGTONG AUTO SERVICES HOLDINGS LTD MEETING DATE: MAY 06, 2011 | ||||
TICKER: 01728 SECURITY ID: KYG215A81084 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Wang Kunpeng as Director | Management | For | For |
2b | Reelect Li Zhubo as Director | Management | For | For |
2c | Reelect Cao Limin as Director | Management | For | For |
2d | Reelect Liu Dongli as Director | Management | For | For |
2e | Reelect Wang Muqing as Director | Management | For | For |
2f | Reelect Chen Tao as Director | Management | For | For |
2g | Reelect Wong Tin Yau, Kelvin as Director | Management | For | For |
2h | Reelect Tan Xiangyong as Director | Management | For | For |
2i | Reelect Zhang Yansheng as Director | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve KPMG and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CIMAREX ENERGY CO. MEETING DATE: MAY 18, 2011 | ||||
TICKER: XEC SECURITY ID: 171798101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David A. Hentschel | Management | For | For |
2 | Elect Director F.H. Merelli | Management | For | For |
3 | Elect Director L. Paul Teague | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 18, 2010 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. Mcgeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
COACH, INC. MEETING DATE: NOV 03, 2010 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert W. Howe | Management | For | For |
2 | Elect Director Robert E. Weissman | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 11, 2011 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Joseph J. Collins | Management | For | For |
1.6 | Elect Director J. Michael Cook | Management | For | For |
1.7 | Elect Director Gerald L. Hassell | Management | For | For |
1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
CONCHO RESOURCES INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy A. Leach | Management | For | For |
1.2 | Elect Director William H. Easter III | Management | For | For |
1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CONTINENTAL AIRLINES, INC. MEETING DATE: SEP 17, 2010 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 26, 2011 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Sanders, Jr. | Management | For | For |
1.2 | Elect Director Robert J. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CSX CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CUMMINS INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Solso | Management | For | For |
2 | Elect Director N. Thomas Linebarger | Management | For | For |
3 | Elect Director William I. Miller | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Georgia R. Nelson | Management | For | For |
6 | Elect Director Carl Ware | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Robert J. Bernhard | Management | For | For |
9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
10 | Elect Director Stephen B. Dobbs | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES MEETING DATE: AUG 06, 2010 | ||||
TICKER: CYRE3 SECURITY ID: BRCYREACNOR7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES MEETING DATE: OCT 05, 2010 | ||||
TICKER: CYRE3 SECURITY ID: BRCYREACNOR7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plans | Management | For | Did Not Vote |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 31, 2011 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Ruth M. Owades | Management | For | For |
1.7 | Elect Director Karyn O. Barsa | Management | For | For |
1.8 | Elect Director Michael F. Devine, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DELL INC. MEETING DATE: AUG 12, 2010 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Judy C. Lewent | Management | For | For |
1.6 | Elect Director Thomas W. Luce, III | Management | For | For |
1.7 | Elect Director Klaus S. Luft | Management | For | For |
1.8 | Elect Director Alex J. Mandl | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director H. Ross Perot, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DELTA AIR LINES, INC. MEETING DATE: JUN 30, 2011 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director John M. Engler | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director David R. Goode | Management | For | For |
9 | Elect Director Paula Rosput Reynolds | Management | For | For |
10 | Elect Director Kenneth C. Rogers | Management | For | For |
11 | Elect Director Kenneth B. Woodrow | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
DEMAND MEDIA, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: DMD SECURITY ID: 24802N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Hawkins | Management | For | Against |
2 | Elect Director Victor E. Parker | Management | For | Against |
3 | Elect Director Joshua G. James | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DENBURY RESOURCES INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 17, 2011 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director John C. Malone | Management | For | For |
1.3 | Elect Director David M. Zaslav | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DOVER CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director D.H. Benson | Management | For | For |
2 | Elect Director R.W. Cremin | Management | For | For |
3 | Elect Director J-P.M. Ergas | Management | For | For |
4 | Elect Director P.T. Francis | Management | For | For |
5 | Elect Director K.C. Graham | Management | For | For |
6 | Elect Director R.A. Livingston | Management | For | For |
7 | Elect Director R.K. Lochridge | Management | For | For |
8 | Elect Director B.G. Rethore | Management | For | For |
9 | Elect Director M.B. Stubbs | Management | For | For |
10 | Elect Director S.M. Todd | Management | For | For |
11 | Elect Director S.K. Wagner | Management | For | For |
12 | Elect Director M.A. Winston | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EBAY INC. MEETING DATE: APR 28, 2011 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fred D. Anderson | Management | For | For |
2 | Elect Director Edward W. Barnholt | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 12, 2011 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. Cardis | Management | For | For |
2 | Elect Director David E.I. Pyott | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Provide Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EMERSON ELECTRIC CO. MEETING DATE: FEB 01, 2011 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C.A. Peters | Management | For | For |
1.4 | Elect Director J.W. Prueher | Management | For | For |
1.5 | Elect Director R.L. Ridgway | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Report on Sustainability | Shareholder | Against | Abstain |
EPOCRATES, INC. MEETING DATE: APR 27, 2011 | ||||
TICKER: EPOC SECURITY ID: 29429D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rosemary A. Crane | Management | For | For |
1.2 | Elect Director Patrick S. Jones | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Philippe O. Chambon | Management | For | For |
1.5 | Elect Director Thomas L. Harrison | Management | For | For |
1.6 | Elect Director John E. Voris | Management | For | For |
1.7 | Elect Director Mark A. Wan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | For |
1.2 | Elect Director Maura C. Breen | Management | For | For |
1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Frank Mergenthaler | Management | For | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
1.8 | Elect Director George Paz | Management | For | For |
1.9 | Elect Director Samuel K. Skinner | Management | For | For |
1.10 | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
FERRO CORPORATION MEETING DATE: APR 29, 2011 | ||||
TICKER: FOE SECURITY ID: 315405100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Austin Crayton | Management | For | For |
1.2 | Elect Director Richard J. Hipple | Management | For | For |
1.3 | Elect Director William B. Lawrence | Management | For | For |
1.4 | Elect Director Timothy K. Pistell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FLUOR CORPORATION MEETING DATE: MAY 05, 2011 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Fluor | Management | For | For |
2 | Elect Director Joseph W. Prueher | Management | For | For |
3 | Elect Director Suzanne H. Woolsey | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Ratify Auditors | Management | For | For |
FMC CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Mooney | Management | For | For |
2 | Elect Director Enrique J. Sosa | Management | For | For |
3 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FORD MOTOR COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
9 | Elect Director Richard A. Manoogian | Management | For | For |
10 | Elect Director Ellen R. Marram | Management | For | For |
11 | Elect Director Alan Mulally | Management | For | For |
12 | Elect Director Homer A. Neal | Management | For | For |
13 | Elect Director Gerald L. Shaheen | Management | For | For |
14 | Elect Director John L. Thornton | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
18 | Publish Political Contributions | Shareholder | Against | Abstain |
19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FOSSIL, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: FOSL SECURITY ID: 349882100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.4 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.5 | Elect Director Jal S. Shroff | Management | For | For |
1.6 | Elect Director James E. Skinner | Management | For | For |
1.7 | Elect Director Michael Steinberg | Management | For | For |
1.8 | Elect Director Donald J. Stone | Management | For | For |
1.9 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: MAY 03, 2011 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
1.2 | Elect Edward G. Galante as Director | Management | For | For |
1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Board and Senior Management | Management | For | For |
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 15, 2011 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
GAFISA S.A MEETING DATE: APR 29, 2011 | ||||
TICKER: GFSA3 SECURITY ID: 362607301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Three New Directors to the Board | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
5 | Elect Fiscal Council Members | Management | For | For |
6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
2 | Amend and Consolidate Company Bylaws | Management | For | Against |
GAFISA S.A MEETING DATE: JUN 09, 2011 | ||||
TICKER: GFSA3 SECURITY ID: 362607301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
2.a | Approve General Corporate Governance Guidelines | Management | For | For |
2.b | Amend Board Election Process | Management | For | Against |
2.c | Formalize Advisory Committees | Management | For | For |
2.d | Approve Voting Rights Cap | Management | For | Against |
2.e | Approve Mandatory Bid Provision | Management | For | For |
2.f | Update Functions of Executive Committee | Management | For | For |
2.g | Miscellaneous Amendments | Management | For | For |
GAFISA S.A. MEETING DATE: OCT 14, 2010 | ||||
TICKER: GFSA3 SECURITY ID: 362607301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors | Management | For | Against |
2 | Amend Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
6 | Amend Charter | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | Abstain |
8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
10.1 | Elect Andrey Akimov as Director | Management | None | For |
10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
10.3 | Elect Farit Gazizullin as Director | Management | None | For |
10.4 | Elect Viktor Zubkov as Director | Management | None | For |
10.5 | Elect Elena Karpel as Director | Management | For | For |
10.6 | Elect Aleksey Miller as Director | Management | For | For |
10.7 | Elect Valery Musin as Director | Management | None | For |
10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
10.9 | Elect Mikhail Sereda as Director | Management | For | For |
10.10 | Elect Sergey Shmatko as Director | Management | None | For |
10.11 | Elect Igor Yusufov as Director | Management | None | For |
11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
GAZPROM OAO MEETING DATE: JUN 30, 2011 | ||||
TICKER: OGZRY SECURITY ID: 368287207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Andrey Akimov as Director | Management | None | For |
2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
2.3 | Elect Farit Gazizullin as Director | Management | None | For |
2.4 | Elect Elena Karpel as Director | Management | For | For |
2.5 | Elect Timur Kulibayev as Director | Management | None | For |
2.6 | Elect Viktor Martynov as Director | Management | None | For |
2.7 | Elect Vladimir Mau as Director | Management | None | For |
2.8 | Elect Aleksey Miller as Director | Management | For | For |
2.9 | Elect Valery Musin as Director | Management | None | For |
2.10 | Elect Mikhail Sereda as Director | Management | For | For |
2.11 | Elect Igor Yusufov as Director | Management | None | For |
2.12 | Elect Viktor Zubkov as Director | Management | None | For |
GOODRICH CORPORATION MEETING DATE: APR 19, 2011 | ||||
TICKER: GR SECURITY ID: 382388106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director William R. Holland | Management | For | For |
1.6 | Elect Director John P. Jumper | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GREEN DOT CORPORATION MEETING DATE: JUN 02, 2011 | ||||
TICKER: GDOT SECURITY ID: 39304D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross E. Kendell | Management | For | For |
1.2 | Elect Director William H. Ott, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director S. Malcolm Gillis | Management | For | For |
6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
7 | Elect Director David J. Lesar | Management | For | For |
8 | Elect Director Robert A. Malone | Management | For | For |
9 | Elect Director J Landis Martin | Management | For | For |
10 | Elect Director Debra L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
HANSEN NATURAL CORPORATION MEETING DATE: MAY 19, 2011 | ||||
TICKER: HANS SECURITY ID: 411310105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | For |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 26, 2011 | ||||
TICKER: 01044 SECURITY ID: KYG4402L1510 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Hui Lin Chit as Executive Director | Management | For | Against |
3b | Reelect Chan Henry as Independent Non-Executive Director | Management | For | For |
3c | Reelect Ada Ying Kay Wong as Independent Non-Executive Director | Management | For | For |
3d | Reelect Xu Shui Shen as Executive Director | Management | For | Against |
3e | Reelect Xu Chun Man as Executive Director | Management | For | Against |
3f | Reelect Sze Wong Kim as Executive Director | Management | For | Against |
3g | Reelect Hui Ching Chi as Executive Director | Management | For | Against |
3h | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Adopt New Share Option Scheme | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 15, 2011 | ||||
TICKER: 2498 SECURITY ID: TW0002498003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
IDEXX LABORATORIES, INC. MEETING DATE: MAY 04, 2011 | ||||
TICKER: IDXX SECURITY ID: 45168D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Craig | Management | For | For |
1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: MAY 26, 2011 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Bertelsen | Management | For | For |
2 | Elect Director A. Brooke Seawell | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 17, 2011 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Crandall C. Bowles | Management | For | For |
2 | Elect Director Stephen B. Burke | Management | For | For |
3 | Elect Director David M. Cote | Management | For | For |
4 | Elect Director James S. Crown | Management | For | For |
5 | Elect Director James Dimon | Management | For | For |
6 | Elect Director Ellen V. Futter | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Director David C. Novak | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
18 | Report on Loan Modifications | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 18, 2011 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Cranston | Management | For | For |
1.2 | Elect Director Kevin R. Johnson | Management | For | For |
1.3 | Elect Director J. Michael Lawrie | Management | For | For |
1.4 | Elect Director David Schlotterbeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Shareholder | None | For |
KENNAMETAL, INC. MEETING DATE: OCT 26, 2010 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Larry D. Yost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 10, 2011 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George P. Koo | Management | For | For |
1.3 | Elect Director Irwin A. Siegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: MAR 31, 2011 | ||||
TICKER: MC SECURITY ID: FR0000121014 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
5 | Elect Delphine Arnault as Director | Management | For | For |
6 | Elect Nicolas Bazire as Director | Management | For | For |
7 | Elect Antonio Belloni as Director | Management | For | For |
8 | Elect Charles de Croisset as Director | Management | For | For |
9 | Elect Diego Della Valle as Director | Management | For | For |
10 | Elect Pierre Gode as Director | Management | For | For |
11 | Elect Gilles Hennessy as Director | Management | For | For |
12 | Elect Marie-Josee Kravis as Director | Management | For | For |
13 | Appoint Patrick Houel as Censor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
19 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 18 and 19 Above | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
24 | Approve Employee Stock Purchase Plan | Management | For | For |
25 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 50 Million | Management | For | For |
26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: AUG 02, 2010 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 05, 2011 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MACY'S, INC. MEETING DATE: MAY 20, 2011 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Craig E. Weatherup | Management | For | For |
1.10 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 08, 2010 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ta-lin Hsu as Director | Management | For | For |
1b | Elect John G. Kassakian as Director | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: JUN 01, 2011 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 24, 2011 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Supermajority Vote Requirement | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Stock Retention/Holding Period | Shareholder | Against | Against |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD MEETING DATE: APR 19, 2011 | ||||
TICKER: MILS3 SECURITY ID: BRMILSACNOR2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Director | Management | For | Against |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD MEETING DATE: APR 19, 2011 | ||||
TICKER: MILS3 SECURITY ID: BRMILSACNOR2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 3 Re: Company Offices | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
3 | Amend Article 30 | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
MOLYCORP INC (DE) MEETING DATE: JUN 01, 2011 | ||||
TICKER: MCP SECURITY ID: 608753109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell D. Ball | Management | For | For |
1.2 | Elect Director Charles R. Henry | Management | For | For |
1.3 | Elect Director Jack E. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
NCSOFT CORP. MEETING DATE: MAR 25, 2011 | ||||
TICKER: 036570 SECURITY ID: KR7036570000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 600 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Reelect Two Outside Directors (Bundled) | Management | For | Against |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NORDSTROM, INC. MEETING DATE: MAY 11, 2011 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Michelle M. Ebanks | Management | For | For |
3 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
4 | Elect Director Robert G. Miller | Management | For | For |
5 | Elect Director Blake W. Nordstrom | Management | For | For |
6 | Elect Director Erik B. Nordstrom | Management | For | For |
7 | Elect Director Peter E. Nordstrom | Management | For | For |
8 | Elect Director Philip G. Satre | Management | For | For |
9 | Elect Director Felicia D. Thornton | Management | For | For |
10 | Elect Director B. Kevin Turner | Management | For | For |
11 | Elect Director Robert D. Walter | Management | For | For |
12 | Elect Director Alison A. Winter | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NVIDIA CORPORATION MEETING DATE: MAY 18, 2011 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harvey C. Jones | Management | For | For |
2 | Elect Director William J. Miller | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PACCAR INC MEETING DATE: APR 20, 2011 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
1.3 | Elect Director Stephen F. Page | Management | For | For |
1.4 | Elect Director Thomas E. Plimpton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PANERA BREAD COMPANY MEETING DATE: MAY 19, 2011 | ||||
TICKER: PNRA SECURITY ID: 69840W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Shaich | Management | For | For |
1.2 | Elect Director Fred K. Foulkes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 27, 2010 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
1.11 | Elect Director James L. Wainscott | Management | For | For |
1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PEABODY ENERGY CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | Against |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 23, 2011 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2011 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edison C. Buchanan | Management | For | For |
1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
1.3 | Elect Director Jim A. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 21, 2011 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
1.4 | Elect Director Robert Mehrabian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 02, 2011 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 03, 2011 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Graham Weston | Management | For | For |
1.2 | Elect Director Palmer Moe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: BRRAIAACNOR2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
RAIA SA MEETING DATE: APR 29, 2011 | ||||
TICKER: RAIA3 SECURITY ID: BRRAIAACNOR2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
REALPAGE, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RP SECURITY ID: 75606N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
1.2 | Elect Director Peter Gyenes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
RESEARCH IN MOTION LTD MEETING DATE: JUL 13, 2010 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James L. Balsillie as Director | Management | For | For |
1.2 | Elect Mike Lazaridis as Director | Management | For | For |
1.3 | Elect James Estill as Director | Management | For | For |
1.4 | Elect David Kerr as Director | Management | For | For |
1.5 | Elect Roger Martin as Director | Management | For | For |
1.6 | Elect John Richardson as Director | Management | For | For |
1.7 | Elect Barbara Stymiest as Director | Management | For | For |
1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
1.9 | Elect John Wetmore as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Kourey | Management | For | For |
2 | Elect Director Mark S. Lewis | Management | For | For |
3 | Elect Director Steven McCanne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROCKWOOD HOLDINGS, INC. MEETING DATE: MAY 06, 2011 | ||||
TICKER: ROC SECURITY ID: 774415103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian F. Carroll | Management | For | For |
1.2 | Elect Director Todd A. Fisher | Management | For | For |
1.3 | Elect Director Douglas L. Maine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 01, 2011 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. Wallman | Management | For | For |
1.2 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 24, 2011 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Alan L. Earhart | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SAIPEM MEETING DATE: APR 30, 2011 | ||||
TICKER: SPM SECURITY ID: IT0000068525 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by ENI | Management | None | For |
3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
4.1 | Slate Submitted by ENI | Management | None | For |
4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
1 | Amend Company Bylaws | Management | For | For |
SANDVIK AB MEETING DATE: MAY 03, 2011 | ||||
TICKER: SAND SECURITY ID: SE0000667891 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Review | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Dividends of SEK 3.00 per Share; Set Record Date for Dividend as May 11, 2011 | Management | For | Did Not Vote |
12 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) | Management | For | Did Not Vote |
13 | Amend Articles Re: Auditor Term; Convocation of General Meeting; Editorial Changes | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of 1.5 Million for Chairman and SEK 500,000 for Non-Executive Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Reelect Fredrik Lundberg, Hanne de Mora, Egil Myklebust, Anders Nyren (Chairman), Simon Thompson, and Lars Westerberg as Directors; Elect Johan Karlstrom and Olof Faxander as New Directors | Management | For | Did Not Vote |
16 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
17 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Approve Stock Option and Share Matching Plan for Key Employees | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
SCHLUMBERGER LIMITED MEETING DATE: APR 06, 2011 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe Camus | Management | For | For |
1.2 | Elect Director Peter L.S. Currie | Management | For | For |
1.3 | Elect Director Andrew Gould | Management | For | For |
1.4 | Elect Director Tony Isaac | Management | For | For |
1.5 | Elect Director K. Vaman Kamath | Management | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.7 | Elect Director Adrian Lajous | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director Elizabeth Moler | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
1.13 | Elect Director Paal Kibsgaard | Management | For | For |
1.14 | Elect Director Lubna S. Olayan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
6 | Adopt and Approve Financials and Dividends | Management | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: AUG 24, 2010 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director James R. Gibbs | Management | For | For |
2.2 | Elect Director Duane C. Radtke | Management | For | For |
2.3 | Elect Director John Yearwood | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 10, 2010 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 05, 2011 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STILLWATER MINING COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: SWC SECURITY ID: 86074Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig L. Fuller | Management | For | For |
1.2 | Elect Director Patrick M. James | Management | For | For |
1.3 | Elect Director Steven S. Lucas | Management | For | For |
1.4 | Elect Director Michael S. Parrett | Management | For | For |
1.5 | Elect Director Francis R. McAllister | Management | For | For |
1.6 | Elect Director Sheryl K. Pressler | Management | For | For |
1.7 | Elect Director Michael Schiavone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Authorize New Class of Preferred Stock | Management | For | Against |
SWATCH GROUP AG MEETING DATE: MAY 31, 2011 | ||||
TICKER: UHR SECURITY ID: CH0012255151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.00 per Registered Share and CHF 5.00 per Bearer Share | Management | For | Did Not Vote |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: MAY 11, 2011 | ||||
TICKER: SXC SECURITY ID: CA78505P1009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Terrence Burke | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony R. Masso | Management | For | For |
2 | Amend Quorum Requirements | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 17, 2011 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Gross | Management | For | For |
1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 11, 2011 | ||||
TICKER: 00700 SECURITY ID: KYG875721485 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lau Chi Ping Martin as Director | Management | For | Against |
3a2 | Reelect Antonie Andries Roux as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Authorize Board to Establish Further Employee Incentive Schemes | Management | For | Abstain |
TESORO CORPORATION MEETING DATE: MAY 04, 2011 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director J.w. Nokes | Management | For | For |
6 | Elect Director Susan Tomasky | Management | For | For |
7 | Elect Director Michael E. Wiley | Management | For | For |
8 | Elect Director Patrick Y. Yang | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
THE BOEING COMPANY MEETING DATE: MAY 02, 2011 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Bryson | Management | For | For |
2 | Elect Director David L. Calhoun | Management | For | For |
3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Kenneth M. Duberstein | Management | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director John F. McDonnell | Management | For | For |
9 | Elect Director W. James McNerney, Jr. | Management | For | For |
10 | Elect Director Susan C. Schwab | Management | For | For |
11 | Elect Director Ronald A. Williams | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
15 | Ratify Auditors | Management | For | For |
16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 12, 2011 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director Jennifer M. Granholm | Management | For | For |
7 | Elect Director John B. Hess | Management | For | For |
8 | Elect Director Andrew N. Liveris | Management | For | For |
9 | Elect Director Paul Polman | Management | For | For |
10 | Elect Director Dennis H. Reilley | Management | For | For |
11 | Elect Director James M. Ringler | Management | For | For |
12 | Elect Director Ruth G. Shaw | Management | For | For |
13 | Elect Director Paul G. Stern | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2010 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aerin Lauder | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Lynn Forester de Rothschild | Management | For | For |
1.4 | Elect Director Richard D. Parsons | Management | For | For |
1.5 | Elect Director Richard F. Zannino | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: JUN 02, 2011 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Provide Right to Act by Written Consent | Management | For | For |
15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
THE MANITOWOC COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald M. Condon, Jr. | Management | For | Withhold |
1.2 | Elect Director Keith D. Nosbusch | Management | For | Withhold |
1.3 | Elect Director Glen E. Tellock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 20, 2011 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.F. Anton | Management | For | For |
1.2 | Elect Director J.C. Boland | Management | For | For |
1.3 | Elect Director C.M. Connor | Management | For | For |
1.4 | Elect Director D.F. Hodnik | Management | For | For |
1.5 | Elect Director T.G. Kadien | Management | For | For |
1.6 | Elect Director S.J. Kropf | Management | For | For |
1.7 | Elect Director G.E. McCullough | Management | For | For |
1.8 | Elect Director A.M. Mixon, III | Management | For | For |
1.9 | Elect Director C.E. Moll | Management | For | For |
1.10 | Elect Director R.K. Smucker | Management | For | For |
1.11 | Elect Director J.M. Stropki, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
TIFFANY & CO. MEETING DATE: MAY 19, 2011 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Kowalski | Management | For | For |
2 | Elect Director Rose Marie Bravo | Management | For | For |
3 | Elect Director Gary E. Costley | Management | For | For |
4 | Elect Director Lawrence K. Fish | Management | For | For |
5 | Elect Director Abby F. Kohnstamm | Management | For | For |
6 | Elect Director Charles K. Marquis | Management | For | For |
7 | Elect Director Peter W. May | Management | For | For |
8 | Elect Director J. Thomas Presby | Management | For | For |
9 | Elect Director William A. Shutzer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRANSOCEAN LTD. MEETING DATE: MAY 13, 2011 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Decrease in Size of Board | Management | For | For |
9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
9b | Reelect Steve Lucas as Director | Management | For | For |
9c | Reelect Tan Ek Kia as Director | Management | For | For |
9d | Reelect Martin B. McNamara as Director | Management | For | For |
9e | Reelect Ian C. Strachan as Director | Management | For | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2011 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
UAL CORPORATION MEETING DATE: SEP 17, 2010 | ||||
TICKER: UAL SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Information | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
UMICORE MEETING DATE: APR 26, 2011 | ||||
TICKER: UMI SECURITY ID: BE0003884047 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports | Management | None | None |
2 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | None |
4 | Approve Discharge of Directors | Management | For | Did Not Vote |
5 | Approve Discharge of Auditors | Management | For | Did Not Vote |
6.1 | Reelect G. Pacquot as Director | Management | For | Did Not Vote |
6.2 | Reelect U-E. Bufe as Director | Management | For | Did Not Vote |
6.3 | Reelect A. de Pret as Director | Management | For | Did Not Vote |
6.4 | Reelect J. Oppenheimer as Director | Management | For | Did Not Vote |
6.5 | Elect I. Kolmsee as Independent Director | Management | For | Did Not Vote |
6.6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7.1 | Ratify PricewaterhauseCoopers as Auditors | Management | For | Did Not Vote |
7.2 | Approve Auditors' Remuneration | Management | For | Did Not Vote |
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Did Not Vote |
2.1 | Amend Article 16 Re: Convening of Shareholders' Meetings | Management | For | Did Not Vote |
2.2 | Amend Article 17 Re: Admission of Shareholders' Meetings | Management | For | Did Not Vote |
2.3 | Amend Article 18 Re: Conduct of Shareholders' meeting | Management | For | Did Not Vote |
2.4 | Amend Article 19 Re: Votes at Shareholder Meeting | Management | For | Did Not Vote |
3 | Approve Precedent Condition for Items 2.1-2.4 | Management | For | Did Not Vote |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 08, 2011 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Jane C. Garvey | Management | For | For |
1.5 | Elect Director Walter Isaacson | Management | For | For |
1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.7 | Elect Director Oscar Munoz | Management | For | For |
1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
1.9 | Elect Director Laurence E. Simmons | Management | For | For |
1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
1.11 | Elect Director Glenn F. Tilton | Management | For | For |
1.12 | Elect Director David J. Vitale | Management | For | For |
1.13 | Elect Director John H. Walker | Management | For | For |
1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED STATES STEEL CORPORATION MEETING DATE: APR 26, 2011 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Gephardt | Management | For | For |
1.2 | Elect Director Glenda G. McNeal | Management | For | For |
1.3 | Elect Director Graham B. Spanier | Management | For | For |
1.4 | Elect Director Patricia A. Tracey | Management | For | For |
1.5 | Elect Director John J. Engel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 29, 2011 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
URALKALI MEETING DATE: JUN 29, 2011 | ||||
TICKER: URKA SECURITY ID: US91688E2063 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Meeting Procedures | Management | For | Did Not Vote |
2 | Approve Annual Report | Management | For | Did Not Vote |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income, Including Dividends of RUB 4.55 per Share | Management | For | Did Not Vote |
5.1 | Elect Natalya Zhuravlyeva as Member of Audit Commission | Management | For | Did Not Vote |
5.2 | Elect Valery Lepekhin as Member of Audit Commission | Management | For | Did Not Vote |
5.3 | Elect Aleksandra Orlova as Member of Audit Commission | Management | For | Did Not Vote |
5.4 | Elect Natalya Prokopova as Member of Audit Commission | Management | For | Did Not Vote |
5.5 | Elect Yelena Radayeva as Member of Audit Commission | Management | For | Did Not Vote |
6 | Ratify ZAO PricewaterhouseCoopers as Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | Did Not Vote |
7 | Ratify OOO BAT-Audit as Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | Did Not Vote |
8 | Approve New Edition of Regulations on General Meetings | Management | For | Did Not Vote |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
10 | Amend Regulations on Remuneration of Directors | Management | For | Did Not Vote |
11 | Approve Termination of Company's Membership in Non-Profit Organization: National Association of Privatized and Private Enterprises | Management | For | Did Not Vote |
12 | Approve Termination of Company's Membership in Non-Profit Organization: Association of Fertilizer Producers | Management | For | Did Not Vote |
13 | Approve Termination of Company's Membership in Non-Profit Organization: Union of Producers and Exporters of Potassium and Salt | Management | For | Did Not Vote |
14.1 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Services Agreements | Management | For | Did Not Vote |
14.2 | Approve Related-Party Transactions with ZAO Research Institute of Gallurgy Re: Services Agreements | Management | For | Did Not Vote |
14.3 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Services Agreements | Management | For | Did Not Vote |
14.4 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Services Agreements | Management | For | Did Not Vote |
14.5 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Services Agreements | Management | For | Did Not Vote |
14.6 | Approve Related-Party Transactions with OAO Baltic Bulk Terminal Re: Services Agreements | Management | For | Did Not Vote |
14.7 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Management | For | Did Not Vote |
14.8 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Management | For | Did Not Vote |
14.9 | Approve Related-Party Transactions with ZAO Intrako Registrar Re: Services Agreements | Management | For | Did Not Vote |
14.10 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Management | For | Did Not Vote |
14.11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Management | For | Did Not Vote |
14.12 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Management | For | Did Not Vote |
14.13 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Management | For | Did Not Vote |
14.14 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Management | For | Did Not Vote |
14.15 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Management | For | Did Not Vote |
14.16 | Approve Related-Party Transactions with OOO Media-Sfera Re: Services Agreements | Management | For | Did Not Vote |
14.17 | Approve Related-Party Transactions with OOO SP Kama Re: Services Agreements | Management | For | Did Not Vote |
14.18 | Approve Related-Party Transactions with OOO Vodocanal Re: Services Agreements | Management | For | Did Not Vote |
14.19 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Services Agreements | Management | For | Did Not Vote |
14.20 | Approve Related-Party Transactions with OOO Solikamsk Magnesium Plant Re: Services Agreements | Management | For | Did Not Vote |
14.21 | Approve Related-Party Transactions with OOO Solikamskavto Re: Services Agreements | Management | For | Did Not Vote |
14.22 | Approve Related-Party Transactions with ZAO Solikamsk Construction Trust Re: Supply Agreements | Management | For | Did Not Vote |
14.23 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Supply Agreements | Management | For | Did Not Vote |
14.24 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Supply Agreements | Management | For | Did Not Vote |
14.25 | Approve Related-Party Transactions with ZAO Belorus Potassium Company Re: Supply Agreements | Management | For | Did Not Vote |
14.26 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Management | For | Did Not Vote |
14.27 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Management | For | Did Not Vote |
14.28 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Supply Agreements | Management | For | Did Not Vote |
14.29 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Management | For | Did Not Vote |
14.30 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Management | For | Did Not Vote |
14.31 | Approve Related-Party Transactions with OOO Media-Sfera Re: Supply Agreements | Management | For | Did Not Vote |
14.32 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Management | For | Did Not Vote |
14.33 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Management | For | Did Not Vote |
14.34 | Approve Related-Party Transaction with OOO Solikamsk Magnesium Plant Re: Supply Agreements | Management | For | Did Not Vote |
14.35 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Management | For | Did Not Vote |
14.36 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Management | For | Did Not Vote |
14.37 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Lease Agreements | Management | For | Did Not Vote |
14.38 | Approve Related-Party Transaction with OOO Silvinit-Transport Re: Lease Agreements | Management | For | Did Not Vote |
14.39 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Lease Agreements | Management | For | Did Not Vote |
14.40 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Lease Agreements | Management | For | Did Not Vote |
14.41 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Lease Agreements | Management | For | Did Not Vote |
14.42 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Lease Agreements | Management | For | Did Not Vote |
14.43 | Approve Related-Party Transactions with OOO Satellit-Service Re: Lease Agreements | Management | For | Did Not Vote |
14.44 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Management | For | Did Not Vote |
14.45 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Management | For | Did Not Vote |
14.46 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Lease Agreements | Management | For | Did Not Vote |
14.47 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Lease Agreements | Management | For | Did Not Vote |
14.48 | Approve Related-Party Transactions with OOO Vodocanal Re: Lease Agreements | Management | For | Did Not Vote |
14.49 | Approve Related-Party Transactions with OOO Investment Company Silvinit-Resurs Re: Lease Agreements | Management | For | Did Not Vote |
14.50 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Kompaniya Re: Lease Agreements | Management | For | Did Not Vote |
14.51 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Management | For | Did Not Vote |
14.52 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Management | For | Did Not Vote |
14.53 | Approve Related-Party Transactions with OAO Kopeysky Machine-Building Plant Re: Lease Agreements | Management | For | Did Not Vote |
14.54 | Approve Related-Party Transactiosn with ZAO Solikamsk Building Trust Re: Loan Agreements | Management | For | Did Not Vote |
14.55 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy- Med Re: Loan Agreements | Management | For | Did Not Vote |
14.56 | Approve Related-Party Transactions with OOO SP Kama Re: Loan Agreements | Management | For | Did Not Vote |
14.57 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Agreements | Management | For | Did Not Vote |
14.58 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Gurantee Agreements | Management | For | Did Not Vote |
14.59 | Approve Related-Party Transactions with OOO Satellit-Service Re: Licensing Agreements | Management | For | Did Not Vote |
14.60 | Approve Related-Party Transactions Re: Assets Contribution | Management | For | Did Not Vote |
15.1 | Elect Vladislav Baumgertner as Director | Management | None | Did Not Vote |
15.2 | Elect Aleksandr Voloshin as Director | Management | None | Did Not Vote |
15.3 | Elect Pavel Grachev as Director | Management | None | Did Not Vote |
15.4 | Elect Anna Kolonchina as Director | Management | None | Did Not Vote |
15.5 | Elect Aleksandr Malakh as Director | Management | None | Did Not Vote |
15.6 | Elect Sir Robert John Margetts as Director | Management | None | Did Not Vote |
15.7 | Elect Aleksandr Mosionzhik as Director | Management | None | Did Not Vote |
15.8 | Elect Aleksandr Nesis as Director | Management | None | Did Not Vote |
15.9 | Elect Paul James Ostling as Director | Management | None | Did Not Vote |
URALKALIY MEETING DATE: FEB 04, 2011 | ||||
TICKER: URKA SECURITY ID: US91688E2063 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Large-Scale Transaction Re: Issuance of Bonds | Management | For | Did Not Vote |
2 | Approve Large-Scale Transaction Re: Monetary and Interest Rate Swaps and Collateral Agreements | Management | For | Did Not Vote |
3 | Approve Large-Scale Transaction Re: Acquisition of Shares in OAO Silvinit | Management | For | Did Not Vote |
4 | Approve Acquisition of OAO Silvinit | Management | For | Did Not Vote |
5 | Approve Large-Scale Transaction Re: Acquisition of OAO Silvinit | Management | For | Did Not Vote |
6 | Determine Quantity, Nominal Value, Category, and Rights of Shares | Management | For | Did Not Vote |
7 | Approve Increase in Share Capital | Management | For | Did Not Vote |
8 | Amend Charter; Approve New Edition of Charter | Management | For | Did Not Vote |
9 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
10 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | Did Not Vote |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 09, 2011 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce R. Lakefield | Management | For | For |
2 | Elect Director W. Douglas Parker | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: 09067J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: SEP 27, 2010 | ||||
TICKER: VRX SECURITY ID: CA09067J1093 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL INC MEETING DATE: MAY 16, 2011 | ||||
TICKER: VRX SECURITY ID: CA91911K1021 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Ingram as Director | Management | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
1.3 | Elect G. Mason Morfit as Director | Management | For | For |
1.4 | Elect Laurence E. Paul as Director | Management | For | For |
1.5 | Elect J. Michael Pearson as Director | Management | For | For |
1.6 | Elect Robert N. Power as Director | Management | For | For |
1.7 | Elect Norma A. Provencio as Director | Management | For | For |
1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
1.9 | Elect Katharine Stevenson as Director | Management | For | For |
1.10 | Elect Michael R. Van Every as Director | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VERA BRADLEY, INC. MEETING DATE: JUN 22, 2011 | ||||
TICKER: VRA SECURITY ID: 92335C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Kyees | Management | For | For |
1.2 | Elect Director Michael C. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 12, 2011 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew W. Emmens | Management | For | For |
1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
1.3 | Elect Director Wayne J. Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VOLCANO CORPORATION MEETING DATE: JUL 29, 2010 | ||||
TICKER: VOLC SECURITY ID: 928645100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
1.2 | Elect Director Alexis V. Lukianov | Management | For | For |
1.3 | Elect Director John Onopchenko | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOLCANO CORPORATION MEETING DATE: MAY 02, 2011 | ||||
TICKER: VOLC SECURITY ID: 928645100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Coyle | Management | For | For |
1.2 | Elect Director Roy T. Tanaka | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEG S.A MEETING DATE: APR 26, 2011 | ||||
TICKER: WEGE3 SECURITY ID: BRWEGEACNOR0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEG SA MEETING DATE: FEB 22, 2011 | ||||
TICKER: WEGE3 SECURITY ID: BRWEGEACNOR0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
3 | Consolidate Bylaws | Management | For | Against |
4 | Approve Stock Option Plan | Management | For | Against |
WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 10, 2011 | ||||
TICKER: WTW SECURITY ID: 948626106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director John F. Bard | Management | For | For |
1.3 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WELLS FARGO & COMPANY MEETING DATE: MAY 03, 2011 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Mackey J. McDonald | Management | For | For |
8 | Election Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Philip J. Quigley | Management | For | For |
11 | Elect Director Judith M. Runstad | Management | For | For |
12 | Elect Director Stephen W. Sanger | Management | For | For |
13 | Elect Director John G. Stumpf | Management | For | For |
14 | Elect Director an G. Swenson | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Ratify Auditors | Management | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTERN REFINING, INC. MEETING DATE: JUN 07, 2011 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carin M. Barth | Management | For | For |
1.2 | Elect Director Paul L. Foster | Management | For | For |
1.3 | Elect Director L. Frederick Francis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
WEYERHAEUSER COMPANY MEETING DATE: APR 14, 2011 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Elect Director John I. Kieckhefer | Management | For | For |
3 | Elect Director Charles R. Williamson | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 03, 2011 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Sherwin Artus | Management | For | For |
1.2 | Elect Director Phillip E. Doty | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 25, 2011 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura J. Alber | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Patrick J. Connolly | Management | For | For |
1.4 | Elect Director Adrian T. Dillon | Management | For | For |
1.5 | Elect Director Anthony A. Greener | Management | For | For |
1.6 | Elect Director Ted W. Hall | Management | For | For |
1.7 | Elect Director Michael R. Lynch | Management | For | For |
1.8 | Elect Director Sharon L McCollam | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer