FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03587
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Financial Trust
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Financial Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 06/01/2009 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, DIRECTOR, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CONVERTIBLE SECURITIES FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: AMKR &n bsp; SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director John T. Kim | Management | For | For |
1.5 | Elect Director Stephen G. Newberry | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIT GROUP INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect Director Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M. Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | Elect Director Seymour Sternberg | Management | For | Against |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect Director Lois M. Va n Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
DOMINOS PIZZA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Mark E. Nunnelly | Management | For | For |
1.3 | Elect Director Diana F. Cantor | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EMCORE CORPORATION MEETING DATE: APR 30, 2009 | ||||
TICKER: EMKR SECURITY ID: 290846104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Gillen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | Against |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Articles and Regulations to Revise the Voting Rights of the Preferred Stock | Management | For | For |
L-1 IDENTITY SOLUTIONS, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ID SECURITY ID: 50212A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.G. Beck | Management | For | For |
1.2 | Elect Director James M. Loy | Management | For | For |
1.3 | Elect Director Peter Nessen | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Leven | Management | For | For |
1.2 | Elect Director Jason N. Ader | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MCMORAN EXPLORATION CO. MEETING DATE: JUN 11, 2009 | ||||
TICKER: MMR SECURITY ID: 582411104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert A. Day | Management | For | For |
1.3 | Elect Director Gerald J. Ford | Management | For | For |
1.4 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.5 | Elect Director Suzanne T. Mestayer | Management | For | For |
1.6 | Elect Director James R. Moffett | Management | For | For |
1.7 | Elect Director B. M. Rankin, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RITE AID CORP. MEETING DATE: DEC 2, 2008 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
2 | Reduce Authorized Common | Management | For | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2009 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Waltrip | Management | For | For |
1.2 | Elect Director Anthony L. Coelho | Management | For | For |
1.3 | Elect Director A.J. Foyt, Jr. | Management | For | For |
1.4 | Elect Director Edward E. Williams | Management | For | For |
2 | Rati fy Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY EQUITY-INCOME II FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMEETING DATE: MAY 12, 2009 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda G. Alvarado | Management | For | Against |
1.2 | Elect Director George W. Buckley | Management | For | Against |
1.3 | Elect Director Vance D. Coffman | Management | For | Against |
1.4 | Elect Director Michael L. Eskew | Management | For | Against |
1.5 | Elect Director W. James Farrell | Management | For | Against |
1.6 | Elect Director Herbert L. Henkel | Management | For | Against |
1.7 | Elect Director Edward M. Liddy | Management | For | Against |
1.8 | Elect Director Robert S. Morrison | Management | For | Against |
1.9 | Elect Director Aulana L. Peters | Management | For | Against |
1.10 | Elect Director Robert J. Ulrich | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Man agement | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1.1 | Elect Director William O. Albertini | Management | For | For |
1.2 | Elect Director Lee M. Thomas | Management | For | For |
1.3 | Elect Director John C. Van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executiv e Incentive Bonus Plan | Management | For | For |
ALCOA INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Manage ment Recommendation | Vote Cast |
1.1 | Elect Director Kathryn S. Fuller | Management | For | For |
1.2 | Elect Director Judith M. Gueron | Management | For | For |
1.3 | Elect Director Patricia F. Russo | Management | For | For |
1.4 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1 .3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive I ncentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SE CURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Aud itors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Agains t | Against |
ANADARKO PETROLEUM CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director John W. Poduska, Sr. | Management | For | For |
1.4 | Elect Director Paula Rosput Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Di rector Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
AVERY DENNISON CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cardis | Management | For | For |
1.2 | Elect Director David E.I. Pyott | Management | For | For |
1.3 | Elect Director Dean A. Scarborough | Management | For | For |
1.4 | Elect Director Julia A. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303 102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | Fo r |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Agai nst | Against |
BLACK & DECKER CORP., THE MEETING DATE: APR 30, 2009 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Norman R. Augustine | Management | For | For |
1.3 | Elect Director Barbara L. Bowles | Management | For | For |
1.4 | Elect Director George W. Buckley | Management | For | For |
1.5 | Elect Director M. Anthony Burns | Mana gement | For | For |
1.6 | Elect Director Kim B. Clark | Management | For | For |
1.7 | Elect Director Manuel A. Fernandez | Management | For | For |
1.8 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.9 | Elect Director Anthony Luiso | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director Mark H. Willes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | E lect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | Fo r | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | Fo r |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
BURLINGTON NORTHERN SANTA FE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: BNI SECURITY ID: 12189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Di rector Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Donald G. Cook | Management | For | For |
1.3 | Elect Director Vilma S. Martinez | Management | For | For |
1.4 | Elect Director Marc F. Racicot | Management | For | For |
1.5 | Elect Director Roy S. Roberts | Management | For | For |
1.6 | Elect Director Matthew K. Rose | Management | For | For |
1.7 | Elect Director Marc J. Shapiro | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
1.10 | Elect Director J. Steven Whisler | Management | For | For |
1.11 | Elect Director Edward E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Propo sed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: DK0010181759 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re : Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CATERPILLAR INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ele ct Director Daniel M. Dickinson | Management | For | For |
1.2 | Elect Director David R. Goode | Management | For | For |
1.3 | Elect Director James W. Owens | Management | For | For |
1.4 | Elect Director Charles D. Powell | Management | For | For |
1.5 | Elect Director Joshua I. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
6 | Adopt Simple Majority Vote Standard | Shareholder | Against | For |
7 | Limitation on Compensation Consultant Services | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Lobbying Priorities | Shareholder | Against | Abstain |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
; | ||||
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CHRISTOPHER & BANKS CORP MEETING DATE: JUL 30, 2008 | ||||
TICKER: CBK SECURITY ID: 171046105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry C. Barenbaum | Management | For | Withhold |
1.2 | Elect Director Martin L. Bassett | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | Withhold |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Other Business | Management | For | Against |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CIT GROUP INC MEETING DATE: MA Y 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect Director Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M. Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | Elect Director Seymour Sternberg | Management | For | Against |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect Director Lois M. Van Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | For |
1.2 | Elect Director Alain J.P. Belda | Man agement | For | For |
1.3 | Elect Director John M. Deutch | Management | For | For |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.5 | Elect Director Andrew N. Liveris | Management | For | For |
1.6 | Elect Director Anne Mulcahy | Management | For | For |
1.7 | Elect Director Michael E. O'Neill | Management | For | For |
1.8 | Elect Director Vikram Pandit | Management | For | For |
1.9 | Elect Director Richard D. Parsons | Management | For | For |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Robert L. Ryan | Management | For | For |
1.13 | Elect Director Anthony M. Santomero | Management | For | For |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charte r -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
CLOROX COMPANY, THE MEETING DATE: NOV 19, 2008 | ||||
TICKER: CLX &nb sp; SECURITY ID: 189054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel Boggan, Jr. | Management | For | Against |
2 | Elect Director Richard H. Carmona | Management | For | Against |
3 | Elect Director Tully M. Friedman | Management | For | Against |
4 | Elect Director George J. Harad | Management | For | Against |
5 | Elect Director Donald R. Knauss | Management | For | Against |
6 | Elect Director Robert W. Matschullat | Management | For | Against |
7 | Elect Director Gary G. Michael | Management | For | Against |
8 | Elect Director Edward A. Mueller | Management | For | Against |
9 | Elect Director Jan L. Murley | Management | For | Against |
10 | Elect Director Pamela Thomas-Graham | Management | For | Against |
11 | Elect Director Carolyn M. Ticknor | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Manage ment | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COACH, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | Withhold |
1.2 | Elect Director Susan Kropf | Management | For | Withhold |
1.3 | Elect Director Gary Loveman | Management | For | Withhold |
1.4 | Elect Director Ivan Menezes | Management | For | Withhold |
1.5 | Elect Director Irene Miller | Management | For | Withhold |
1.6 | Elect Director Keith Monda | Management | For | Withhold |
1.7 | Elect Director Michael Murphy | Management | For | Withhold |
1.8 | Elect Director Jide Zeitlin | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Bar ry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICK ER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2009 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | Against |
1.2 | Elect Director Richard H. Auchinleck | Management | For | Against |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Ruth R. Harkin | Management | For | Against |
1.6 | Elect Director Harold W. McGraw III | Management | For | Against |
1.7 | Elect Director James J. Mulva | Management | For | Against |
1.8 | Elect Director Harald J. Norvik | Management | For | Against |
1.9 | Elect Director William K. Reilly | Management | For | Against |
1.10 | Elect Director Bobby S. Shackouls | Management | For | Against |
1.11 | Elect Director Victoria J. Tschinkel | Management | For | Against |
1.12 | Elect Director Kathryn C. Turner | Management | For | Against |
1.13 | Elect Director William E. Wade, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
9 | Require Director Nominee Qualifications | Shareholder | Against | Against |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Agai nst |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | Fo r | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamad a as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
&nbs p; | ||||
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COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)MEETING DATE: APR 24, 2009 | ||||
TICKER: CS SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financi al Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CV S CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Again st | Abstain |
DEVON ENERGY CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Howard | Management | For | Withhold |
1.2 | Elect Director Michael M. Kanovsky | Management | For | Withhold |
1.3 | Elect Director J. Todd Mitchell | Management | For | Withhold |
1.4 | Elect Director J. Larry Nichols | Management | For | Withhold |
2 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
E.I. DU PONT DE NEMOURS & CO. MEETING DATE: APR 29, 2009 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richa rd H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn Hewson | Management | For | For |
10 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
11 | Elect Director Lois D. Juliber | Management | For | For |
12 | Elect Director Ellen J. Kullman | Management | For | For |
13 | Elect Director William K. Reily | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director W. Paul Fitzgerald | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Permit Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1. 9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
ESTEE LAUDER COMPANIES INC., THE MEETING DATE: NOV 7, 2008 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Leonard A. Lauder | Ma nagement | For | For |
1.3 | Elect Director Ronald S. Lauder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
&n bsp; | ||||
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EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter - - - Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F & nbsp;SECURITY ID: IT0001976403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIFTH THIRD BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Amend Article Fourth, Section (A)2)(D) of the Second Amended Articles of Incorporation, as Amended, to Revise the Terms of the Authorized, Unissued Shares of Preferred Stock, Without Parvalue, All as More Fully Described in the Proxy Statement | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Robert D. Joffe | Management | For | For |
5 | Elect Director Charles B. Johnson | Management | For | For |
6 | Elect Director Gregory E. Johnson | Management | For | For |
7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
8 | Elect Director Thomas H. Kean | Management | For | For |
9 | Elect Director Chutta Ratnathicam | Management | For | For |
10 | Elect Director Peter M. Sacerdote | Management | For | For |
11 | Elect Director Laura Stein | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
GENERAL DYNAMICS CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Ca st |
1 | Elect Director Nicholas D. Chabraja | Management | For | Against |
2 | Elect Director James S. Crown | Management | For | Against |
3 | Elect Director William P. Fricks | Management | For | Against |
4 | Elect Director Jay L. Johnson | Management | For | Against |
5 | Elect Director George A. Joulwan | Management | For | Against |
6 | Elect Director Paul G. Kaminski | Management | For | Against |
7 | Elect Director John M. Keane | Management | For | Against |
8 | Elect Director Deborah J. Lucas | Management | For | Against |
9 | Elect Director Lester L. Lyles | Management | For | Against |
10 | Elect Director J. Christopher Reyes | Management | For | Against |
11 | Elect Director Robert Walmsley | Management | For | Against |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | For | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Mana gement | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provi de for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
GENERAL MILLS, INC. MEETING DATE: SEP 22, 2008 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director Paul Danos | Management | For | For |
3 | Elect Director William T. Esrey | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Managemen t | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Heidi G. Miller | Management | For | For |
7 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
8 | Elect Director Steve Odland | Management | For | For |
9 | Ele ct Director Kendall J. Powell | Management | For | For |
10 | Elect Director Lois E. Quam | Management | For | For |
11 | Elect Director Michael D. Rose | Management | For | For |
12 | Elect Director Robert L. Ryan | Management | For | For |
13 | Elect Director Dorothy A. Terrell | Management | For | For |
14 | Ratify Auditors | Management | For | For |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Llo yd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O'Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
H.B. FULLER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juliana L. Chugg | Management | For | Withhold |
1.2 | Elect Director Richard L. Marcantonio | Management | For | Withhold |
1.3 | Elect Director Alfredo L. Rovira | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
; | ||||
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HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2009 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Donald A. James | Management | For | For |
1.3 | Elect Director James A. Norling | Management | For | For |
1.4 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Against |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HCP INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Fanning, Jr. | Management | For | For |
1.2 | Elect Director James F. Flaherty III | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director David B. Henry | Management | For | For |
1.5 | Elect Director Lauralee E. Martin | Management | For | For |
1.6 | Elect Director Michael D. McKee | Management | For | For |
1.7 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.8 | Elect Director Peter L. Rhein | Management | For | For |
1.9 | Elect Director Kenneth B. Roath | Management | For | For |
1.10 | Elect Director Richard M. Rosenberg | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HERSHEY CO, THE MEETING DATE: APR 30, 2009 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.F. Cavanaugh | Management | For | Withhold |
1.2 | Elect Director C.A. Davis | Management | For | Withhold |
1.3 | Elect Director A.G. Langbo | Management | For | Withhold |
1.4 | Elect Director J.E. Nevels | Management | For | Withhold |
1.5 | Elect Director T.J. Ridge | Management | For | Withhold |
1.6 | E lect Director D.L. Shedlarz | Management | For | For |
1.7 | Elect Director C.B. Strauss | Management | For | Withhold |
1.8 | Elect Director D.J. West | Management | For | Withhold |
1.9 | Elect Director L.S. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ele ct Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | Fo r | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | Fo r | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HUNTINGTON BANCSHARES INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Gerlach, Jr. | Management | For | Withhold |
1.2 | Elect Director D. James Hilliker | Management | For | Withhold |
1.3 | Elect Director Jonathan A. Levy | Management | For | Withhold |
1.4 | Elect Director Gene E. Little | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Aldinger | Management | For | For |
1.2 | Elect Director Marvin D. Brailsford | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Don H. Davis, Jr. | Management | For | For |
1.5 | Elect Director Robert C. McCormack | Management | For | For |
1.6 | Elect Director Robert S. Morrison | Management | For | For |
1.7 | Elect Director James A. Skinner | Management | For | For |
1.8 | Elect Director Harold B. Smith | Management | For | For |
1.9 | Elect Director David B. Speer | Management | For | For |
1.10 | Elect Director Pamela B. Strobel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
INFORMA PLC MEETING DATE: MAY 8, 2009 | ||||
TICKER: INF SECURITY ID: GB0002625654 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Final Dividend of 3.9 Pence Per Ordinary Share | Management | For | Did Not Vote |
3 | Re-elect Derek Mapp as Director | Management | For | Did Not Vote |
4 | Re-elect Peter Rigby as Director | Management | For | Did Not Vote |
5 | Re-elect Adam Walker as Director | Management | For | Did Not Vote |
6 | Re-elect Dr Pamela Kirby as Director | Management | For | Did Not Vote |
7 | Re-elect John Davis as Director | Management | For | Did Not Vote |
8 | Re-elect Dr Brendan O'Neill as Director | Management | For | Did Not Vote |
9 | Approve Remuneration Report | Management | For | Did Not Vote |
10 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | Did Not Vote |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 600,000 to GBP 750,000 | Management | For | Did Not Vote |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 141,706 and an Additional Amount Pursuant to a Rights Issue of up to GBP 141,706 | Management | For | Did Not Vote |
14 | Amend Informa 2005 Management Long-Term Incentive Scheme | Management | For | Did Not Vote |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | Did Not Vote |
16 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,256 | Management | For | Did Not Vote |
17 | Authorise 42,511,883 Ordinary Shares for Market Purchase | Management | For | Did Not Vote |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: GB0002625654 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Apply Credit in Paying Up Informa New Ord. Shares; Issue Equity with Pre-emptive Rights; Reclassify Shares; Amend and Adopt Articles of Assoc. | Management | For | For |
2 | Approve Reduction of Share Capital of New Informa by Cancelling and Extinguishing Paid Up Capital (26.9 Pence on Each Issued Ordinary Share) and by Reducing the Nominal Value of Each Ordinary Share to 0.1 Pence; Cancel New Informa's Share Premium Account | Management | For | For |
3 | Approve Change of Company Name to Informa Group plc | Management | For | For |
4 | Approve Delisting of the Informa Shares from the Official List | Management | For | For |
5a | Approve The Informa 2009 Investment Plan | Management | For | For |
5b | Approve Informa 2009 US Stock Purchase Plan | Management | For | For |
5c | Approve Informa 2009 Management Long Term Incentive Plan | Management | For | For |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: GB0002625654 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to F ix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Di rector Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Vo ting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dir ector Frank J. Borelli | Management | For | For |
2 | Elect Director Reginald K. Brack | Management | For | For |
3 | Elect Director Jocelyn Carter-Miller | Management | For | For |
4 | Elect Director Jill M. Considine | Management | For | For |
5 | Elect Director Richard A. Goldstein | Management | For | For |
6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
7 | Elect Director H. John Greeniaus | Management | For | For |
8 | Elect Director William T. Kerr | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
J. C. PENNEY CO., INC (HLDG CO) MEETING DATE: MAY 15, 2009 | ||||
TICKER: JCP SECURITY ID: 708160106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colleen C . Barrett | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director Maxine K. Clark | Management | For | For |
4 | Elect Director Thomas J. Engibous | Management | For | For |
5 | Elect Director Kent B. Foster | Management | For | For |
6 | Elect Director Ken C. Hicks | Management | For | For |
7 | Elect Director Burl Osborne | Management | For | For |
8 | Elect Director Leonard H. Roberts | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director R. Gerald Turner | Management | For | For |
11 | Elect Director Myron E. Ullman, III | Management | For | For |
12 | Elect Director Mary Beth West | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquis t | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1. 10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | R atify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KIMBERLY-CLARK CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | Against |
1.2 | Elect Director Dennis R. Beresford | Management | For | Against |
1.3 | Elect Director John F. Bergstrom | Management | For | Against |
1.4 | Elect Director Abelardo E. Bru | Management | For | Against |
1.5 | Elect Director Robert W. Decherd | Management | For | Against |
1.6 | Elect Director Thomas J. Falk | Management | For | Against |
1.7 | Elect Director Mae C. Jemison | Management | For | Against |
1.8 | Elect Director Ian C. Read | Management | For | Against |
1.9 | Elect Director G. Craig Sullivan | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
KOHL'S CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KSS ;SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director R. Lawrence Montgomery | Management | For | For |
8 | Elect Director Frank V. Sica | Management | For | For |
9 | Elect Director Peter M. Sommerhauser | Management | For | For |
10 | Elect Director Stephanie A. Streeter | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KRAFT FOODS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ajay Banga | Management | For | For |
1.2 | Elect Director Myra M. Hart | Management | For | For |
1.3 | Elect Director Lois D. Juliber | Management | For | For |
1.4 | Elect Director Mark D. Ketchum | Management | For | For |
1.5 | Elect Director Richard A. Lerner | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
1.8 | Elect Director Irene B. Rosenfeld | Management | For | For |
1.9 | Elect Director Deborah C. Wright | Management | For | For |
1. 10 | Elect Director Frank G. Zarb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
LENNAR CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Sherrill W. Hudson | Management | For | For |
1.4 | Elect Director R. Kirk Landon | Management | For | For |
1.5 | Elect Director Sidney Lapidus | Management | For | For |
1.6 | Elect Director Stuart A. Miller | Management | Fo r | For |
1.7 | Elect Director Donna E. Shalala | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIBERTY GLOBAL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1.1 | Elect Director John P. Cole, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard R. Green | Management | For | Withhold |
1.3 | Elect Director David E. Rapley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
LINDE AG MEETING DATE: MAY 15, 2009 | ||||
TICKER: LIN SECURITY ID: DE0006483001 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Managemen t | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Cancellation of Unused Pool of Conditional Capital | Management | For | For |
8 | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Sharehold ers' Rights Directive) | Management | For | For |
LIZ CLAIBORNE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LIZ SECURITY ID: 539320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bernard W. Aronson | Management | For | Against |
2 | Elect Director Kenneth B. Gilman | Management | For | Against |
3 | Elect Director Nancy J. Karch | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | R educe Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW & nbsp;SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MACY'S INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Fel dberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Karl M. von der Heyden | Management | For | For |
1.10 | Elect Director Craig E. Weatherup | Management | For | For |
1.11 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
MAGNA INTERNATIONAL INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: MG.A SECURITY ID: 559222401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Stronach | Management | For | For |
1.2 | Elect Director Michael D. Harris | Managemen t | For | For |
1.3 | Elect Director Lady Barbara Judge | Management | For | For |
1.4 | Elect Director Louis E. Lataif | Management | For | For |
1.5 | Elect Director Donald Resnick | Management | For | For |
1.6 | Elect Director Belinda Stronach | Management | For | For |
1.7 | E lect Director Franz Vranitzky | Management | For | For |
1.8 | Elect Director Donald J. Walker | Management | For | For |
1.9 | Elect Director Siegfried Wolf | Management | For | For |
1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAGNA INTERNATIONAL INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: MG.A SECURITY ID: CA5592224011 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote C ast |
1.1 | Elect Director Frank Stronach | Management | For | For |
1.2 | Elect Director Michael D. Harris | Management | For | For |
1.3 | Elect Director Lady Barbara Judge | Management | For | For |
1.4 | Elect Director Louis E. Lataif | Management | For | For |
1.5 | Elect Director Donald Resnick | Managem ent | For | For |
1.6 | Elect Director Belinda Stronach | Management | For | For |
1.7 | Elect Director Franz Vranitzky | Management | For | For |
1.8 | Elect Director Donald J. Walker | Management | For | For |
1.9 | Elect Director Siegfried Wolf | Management | For | For |
1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sir Michael Rake | Management | For | For |
1.2 | Elect Director Kurt L. Schmoke | Management | For | For |
1.3 | Elect Director Sidney Taurel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | A gainst | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackso n | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Propo sed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. W eeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Manage ment | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Sharehol der | Against | Abstain |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director Ryosuke Tamakoshi | Management | For | For |
3.2 | Elect Director Haruya Uehara | Management | For | For |
3.3 | Elect Director Nobuo Kuroyanagi | Management | For | For |
3.4 | Elect Director Kyota Omori | Management | For | For |
3.5 | Elect Director Saburo Sano | Management | For | For |
3.6 | Elect Director Hiroshi Saito | Management | For | For |
3.7 | Elect Director Nobushige Kamei | Management | For | For |
3.8 | Elect Director Shintaro Yasuda | Management | For | For |
3.9 | Elect Director Katsunori Nagayasu | Management | For | For |
3.10 | Elect Director Fumiyuki Akikusa | Management | For | For |
3.11 | Elect Director Kazuo Takeuchi | Management | For | For |
3.12 | Elect Director Kinya Okauchi | Management | For | For |
3.13 | Elect Director Kaoru Wachi | Management | For | For |
3.14 | Elect Director Takashi Oyamada | Management | For | For |
3.15 | Elect Director Akio Harada | Management | For | Against |
3.16 | Elect Director Ryuji Araki | Management | For | For |
3.17 | Elect Director Takuma Otoshi | Management | For | Against |
4.1 | Appoint Statutory Auditor Tetsuo Maeda | Management | For | For |
4.2 | Appoint Statutory Auditor Tsutomu Takasuka | Management | For | For |
4.3 | Appoint Statutory Auditor Kunie Okamoto | Management | For | For |
4.4 | Appoint Statutory Auditor Yasushi Ikeda | Management | For | For |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: MGI SECURITY ID: 60935Y109 | ||||
Proposal No | Proposal | Propos ed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Certificate of Incorporation to Provide for Proportional Voting of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6.1 | Elect Director Thomas M. Hagerty | Management | For | Against |
6.2 | Elect Director Jess T. Hay | Management | For | Against |
6.3 | Elect Director Scott L. Jaeckel | Management | For | Against |
6.4 | Elect Director Seth W. Lawry | Management | For | Against |
6.5 | Elect Director Pamela H. Patsley | Management | For | Against |
6.6 | Elect Director Ganesh B. Rao | Management | For | Against |
6.7 | Elect Director Othonn Ruiz Montemayor | Management | For | Against |
6.8 | Elect Director Anthony P. Ryan | Management | For | Against |
6.9 | Elect Director Albert M. Teplin | Management | For | Against |
7.1 | Elect Class II Director Jess T. Hay | Management | For | Against |
7.2 | Elect Class II Director Pamela H. Patsley | Management | For | Against |
7.3 | Elect Class II Director Ganesh B. Rao | Management | For | Against |
7.4 | Elect Class II Director Othonn Ruiz Montemayor | Management | For | Against |
7.5 | Elect Class II Director Anthony P. Ryan | Management | For | Against |
7.6 | Elect Class II Director Albert M. Teplin | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD MEETING DATE: MAY 20, 2009 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.0 | Fix Number at 12 and Elect four Class A Directors | Management | For | For |
1.1 | Elect Anthony Taylor as Director | Management | For | For |
1.2 | Elect John D. Collins as Director | Management | For | For |
1.3 | Elect Allan W. Fulkerson as Director | Management | For | For |
1.4 | Elect Candace L. Straight as Director | Management | For | For |
2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.2 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd. | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | El ect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
&n bsp; | ||||
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NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen E. Clancy | Management | For | For |
1.2 | Elect Director Robert S. Farrell | Management | For | For |
1.3 | Elect Director Joseph R. Ficalora | Management | For | For |
1.4 | Elect Director James J. O'Donovan | Management | For | For |
1.5 | Elect Director Hanif W. Dahya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NUCOR CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Harvey B. Gantt | Management | For | For |
1.3 | Elect Director Bernard L. Kasriel | Management | For | For |
1.4 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. F rances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Br own | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Manageme nt | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Directo r George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director Conrad K. Harper | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Thomas A. Renyi | Management | For | For |
1.6 | Elect Director Hak Cheol Shin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Di rector Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RADIOSHACK COR P. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Julian C. Day | Management | For | For |
3 | Elect Director Daniel R. Feehan | Ma nagement | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Management | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Executive Incentive Bonus Plan | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
REGAL-BELOIT CORP. MEETING DATE: APR 27, 2009 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Frederick Kasten, Jr. | Management | For | For |
1.2 | Elect Director Henry W. Knueppel | Management | For | For |
1.3 | Elect Director Dean A. Foate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 12, 2009 | ||||
TICKER: SECURITY ID: DE0007 030009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | Fo r | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Affiliation Agreement with Rheinmetall Dienstleistungszentrum Altmark GmbH | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDS.B SECURITY ID: 780259107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | For |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Man agement | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Managem ent | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDS.B SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | For |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Management | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 8066 05101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Dale Pond | Management | For | Withhold |
1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
SENIOR HOUSING PROPERTIES TRUST MEETING DATE: MAY 18, 2009 | ||||
TICKER: SNH SECURITY ID: 81721M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Somers | Management | For | For |
1.2 | Elect Director Barry M. Portnoy | Management | For | For |
SLM CORPORATION (SALLIE MAE) MEETING DATE: MAY 22, 2009 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director William M. Diefenderfer, III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Directo r Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
18 | App rove Omnibus Stock Plan | Management | For | Against |
19 | Ratify Auditors | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC MEETING DATE: APR 21, 2009 | ||||
TICKER: SPR SECURITY ID: 848 574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | For |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeffrey L. Turner | Management | For | For |
1.9 | Elect Director James L. Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | Fo r |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O'Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Empl oyee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SPX CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Kearny | Management | For | For |
1.2 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY WORKS, THE MEETING DATE: APR 23, 2009 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick D. Campbell | Management | For | Withhold |
1.2 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS &nbs p; SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Emp loyee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TIC KER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | A gainst |
2 | Ratify Auditors | Management | For | For |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Ma nagement | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TIME WARNER CABLE INC. ME ETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Manage ment | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | F or |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOLL BROTHERS, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Blank | Management | For | For |
1.2 | Elect Director Roger S. Hillas | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 15, 2009 | ||||
TICKER: TOT SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Approve Special Audito rs' Report Presenting Ongoing Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Thierry Desmarest | Management | For | For |
6 | Approve Transaction with Christophe de Margerie | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Ma nagement | For | For |
9 | Reelect Daniel Bouton as Director | Management | For | Against |
10 | Reelect Bertrand Collomb as Director | Management | For | For |
11 | Reelect Christophe de Margerie as Director | Management | For | For |
12 | Reelect Michel Pebereau as Director | Management | For | For |
13 | Electe Patrick Artus as Director | Management | For | For |
14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | Management | For | For |
A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans | Shareholder | Against | Against |
B | Amend Article 11 of Bylaws Re: Nomination of Employee's Shareholder Representative to the Board of Directors | Shareholder | Against | Against |
C | Approve Restricted Stock Plan for Employee | Shareholder | Against | Against |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Ki llingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as D irector | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | Fo r | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Associ ation | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBS AG MEETING DATE: APR 15, 2009 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve 2009 Compensation Model | Management | For | Did Not Vote |
2 | Approve Carrying Forward of Net Loss | Management | For | Did Not Vote |
3.1.1 | Reelect Peter Voser as Director | Management | For | Did Not Vote |
3.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
3.1.3 | Reelect Sally Bott as Director | Management | For | Did Not Vote |
3.1.4 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
3.1.5 | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
3.1.6 | Reelect William Parrett as Director | Management | For | Did Not Vote |
3.2.1 | Elect Kaspar Villiger as Director | Management | For | Did Not Vote |
3.2.2 | Elect Michel Demare as Director | Management | For | Did Not Vote |
3.2.3 | Elect Ann Goodbehere as Director | Management | For | Did Not Vote |
3.2.4 | Elect Axel Lehmann as Director | Management | For | Did Not Vote |
3.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
3.4 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. M cCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: FR0000120354 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transactions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Management | For | For |
8 | Ratify Appointment of Jean-Francois Cirelli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Manageme nt | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Managemen t | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Ele ct Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Direc tor Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Dire ctor James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recomme ndation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Direct or Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elec t Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directo r Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Article s/Bylaws/Charter | Shareholder | Against | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: WSM SE CURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Howard Lester | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Patrick J. Connolly | Management | For | For |
1. 4 | Elect Director Adrian T. Dillon | Management | For | For |
1.5 | Elect Director Anthony A. Greener | Management | For | For |
1.6 | Elect Director Ted W. Hall | Management | For | For |
1.7 | Elect Director Michael R. Lynch | Management | For | For |
1.8 | Elect Director Richard T. Robertson | Management | For | For |
1.9 | Elect Director David B. Zenoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
WISCONSIN ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 21, 2009 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director N. J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director Ann N. Reese | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INDEPENDENCE FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ABER CROMBIE & FITCH CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
1.2 | Elect Director Michael S. Jeffries | Management | For | Withhold |
1.3 | Elect Director John W. Ke ssler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE ��SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recomm endation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director Da vid Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: CA0084741085 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1. 10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 200 9 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Je rome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Ag ainst | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Ma nagement | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Agains t | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
BANCO DO BRASIL S.A. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BBAS3 SECURITY ID: BRBBASACNOR3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition Agreement between Banco do Brasil, BESC, and BESCRI | Management | For | Did Not Vote |
2 | Appoint Independent Firms to Appraise the Proposed Acquisition | Management | For | Did Not Vote |
3 | Approve Independent Appraisals | Management | For | Did Not Vote |
4 | Approve Acquisition of BESC and BESCRI | Management | For | Did Not Vote |
5 | Amend Articles to Reflect Changes in Capital Deriving from the Proposed Acquisition | Management | For | Did Not Vote |
BANCO DO BRASIL S.A. MEETING DATE: NOV 28, 2008 | ||||
TICKER: BBAS3 SECURITY ID: BRBBASACNOR3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement for the Acquisition of Banco do Estado do Piaui SA | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
3 | Approve Indedendent Firm's Appraisal | Management | For | For |
4 | Approve Acquisition of Banco do Estado do Piaui SA | Management | For | For |
5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | V ote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compe nsation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dire ctor Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: CA0679011084 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Against |
1.2 | Elect Director C. William D. Birchall | Management | For | Against |
1.3 | Elect Director Donald J. Carty | Management | For | Against |
1.4 | Elect Director Gustavo Cisneros | Management | For | Against |
1.5 | Elect Director Marshall A. Cohen | Management | For | Against |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Against |
1.7 | Elect Director Robert M. Franklin | Management | For | Against |
1.8 | Elect Director Peter C. Godsoe | Management | For | Against |
1.9 | Elect Director J. Brett Harvey | Management | For | Against |
1.10 | Elect Director Brian Mulroney | Management | For | Against |
1.11 | Elect Director Anthony Munk | Management | For | Against |
1.12 | Elect Director Peter Munk | Management | For | Against |
1.13 | Elect Director Aaron W. Regent | Management | For | Against |
1.14 | Elect Director Steven J. Shapiro | Management | For | Against |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Against |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BHP BILLITON LIMITED (FORMERLY BHP LTD.) MEETING DATE: NOV 27, 2008 | ||||
TICKER: BHP SECURITY ID: 088606108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider BHP Billiton Plc's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | For |
2 | Receive and Consider BHP Billiton Ltd's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | Management | For | F or |
3 | Elect Paul Anderson as Director of BHP Billiton Plc | Management | For | For |
4 | Elect Paul Anderson as Director of BHP Billiton Ltd | Management | For | For |
5 | Elect Don Argus as Director of BHP Billiton Plc | Management | For | For |
6 | Elect Don Argus as Director of BHP Billiton Ltd | Management | For | For |
7 | Elect J ohn Buchanan as Director of BHP Billiton Plc | Management | For | For |
8 | Elect John Buchanan as Director of BHP Billiton Ltd | Management | For | For |
9 | Elect David Crawford as Director of BHP Billiton Plc | Management | For | For |
10 | Elect David Crawford as Director of BHP Billiton Ltd | Management | For | For |
11 | Elect Jacques Nasser as Director of BHP Billiton Plc | Management | For | For |
12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | Management | For | For |
13 | Elect John Schubert as Director of BHP Billiton Plc | Management | For | For |
14 | Elect John Schubert as Director of BHP Billiton Ltd | Management | For | For |
15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | Management | For | For |
16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | Management | For | For |
17 | Elect Stephen Mayne as Director of BHP Billiton Plc | Shareholder | Against | Against |
18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | Shareholder | Against | Against |
19 | Elect David Morgan as Director of BHP Billiton Plc | Management | For | For |
20 | Elect David Morgan as Director of BHP Billiton Ltd | Management | For | For |
21 | Elect Keith Rumble as Director of BHP Billiton Plc | Management | For | For |
22 | Elect Keith Rumble as Director of BHP Billiton Ltd | Management | For | For |
23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | Management | For | For |
24 | Approve Issuance of 555.97 Milli on Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | Management | For | For |
25 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | Management | For | For |
26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | Management | For | For |
27 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | Management | For | For |
28 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | Management | For | For |
29 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | Management | For | For |
30 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | Management | For | For |
31 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | Management | For | For |
32 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 | Management | For | For |
33 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
34 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | Management | For | For |
35 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | Management | For | For |
36 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | Management | For | For |
37 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million | Management | For | For |
38 | Approv e Amendments to the Articles of Association of BHP Billiton Plc | Management | For | For |
39 | Approve Amendments to the Constitution of BHP Billiton Ltd | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Sharehold er | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BOEING CO., THE M EETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restr ict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: CO G SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CALIFORNIA PIZZA KITCHEN, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: CPKI SECURITY ID: 13054D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Baker | Management | For | For |
1.2 | Elect Director Leslie E. Bider | Management | For | For |
1.3 | Elect Director Marshall S. Geller | Management | For | For |
1.4 | Elect Director Larry S. Flax | Management | For | For |
1.5 | Elect Director Charles G. Phillips | Management | For | For |
1.6 | Elect Director Richard L. Rosenfield | Management | For | For |
1.7 | Elect Director Alan I. Rothenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L . Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Stephen A. Fur bacher | Management | For | For |
1.2 | Elect Director David R. Harvey | Management | For | For |
1.3 | Elect Director John D. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
1.3 | Elect Director John D. Johnson | Shareholder | Withhold | None |
2 | Ratify Auditors | Management | For | None |
3 | Approve Omnibus Stock Plan | Management | For | None |
CHEESECAKE FACTORY, INC., THE MEETING DATE: MAY 20, 2009 | ||||
TICKER: CAKE SECURITY ID: 163072101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander L. Cappello | Management | For | Withhold |
1.2 | Elect Director Jerome I. Kransdorf | Management | For | Withhold |
1.3 | Elect Director David B. Pittaway | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Permit Right to Act by Written Consent | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | F or | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Manage ment | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD. MEETING DATE: AUG 29, 2008 | ||||
TICKER: 1800 SECURITY ID: CNE1000002F5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Domestic Corporate Bonds With a Principal Amount Not More Than RMB 15.0 Billion | Management | For | For |
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD. MEETING DATE: JUN 18, 2009 | ||||
TICKER: 1800 SECURITY ID: CNE1000002F5 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution and Dividend Distribution Plan | Management | For | For |
5 | Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Allow Electronic Distribution of Company Communications | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
CHINA CONSTRUCTION BANK CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: 939 SECURITY ID: CNE1000002H1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2008 Report of the Board of Directors | Management | For | For |
2 | Accept 2008 Report of the Board of Supervisors | Management | For | For |
3 | Accept 2008 Final Financial Accounts | Management | For | For |
4 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
5 | Approve Profit Distribution Plan for the Second Half of 2008 | Management | For | For |
6 | Approve 2008 Final Emoluments Distribution Plan for Directors and Su pervisors | Management | For | For |
7 | Appoint Auditors | Management | For | For |
8 | Elect Chen Zuofu as Executive Director | Management | For | Against |
CHINA SHENHUA ENERGY CO LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: 1088 SECURITY ID: CNE1000002R0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Approve Remuneration of Directors and Supervisors | Management | For | For |
6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | Management | For | For |
7 | Elect Gong Huazhang as Independent Non-Executive Director | Management | For | For |
8 | Approve Connected Transaction with a Related Party | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
CHINA SHENHUA ENERGY CO LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: 1088 SECURITY ID: CNE1000002R0 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of the Issued A Share Capital and H Share Capital | Management | For | For |
CHINA TELECOM CORPORATION LTD MEETING DATE: MAY 26, 2009 | ||||
TICKER: CHA SECURITY ID: 1 69426103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Profit and Distirbution of Dividend for the Year Ended Dec. 31, 2008 | Management | For | For |
3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
4.1 | Approve Issuance of Debentures | Management | For | For |
4.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Debentures | Management | For | For |
5.1 | Approve Issuance of Bonds in One or More Tranches Not Exceeding RMB 30 Billion | Management | For | For |
5.2 | Authorize Board to Determine Specific Terms, Conditions and Other Matters of the Company Bonds | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Board to Increase the Registered Capital of the Company and Amend the Articles of Association to Reflect Such Increase | Management | For | Against |
&nbs p; | ||||
---|---|---|---|---|
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | M anagement | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | El ect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CLEVELAND-CLIFFS INC. MEETING DATE: OCT 3, 2008 | ||||
TICKER: CLF SECURITY ID: 185896107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Approve Co ntrol Share Acquisition | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Approve Control Share Acquisition | Shareholder | For | Did Not Vote |
2 | Adjourn Meeting | Management | For | Did Not Vote |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. All en | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | Withhold |
1.2 | Elect Director Lawrence W. Kellner | Management | For | Withhold |
1.3 | Elect Director Douglas H. McCorkindale | Management | For | Withhold |
1.4 | Elect Director Henry L. Meyer, III | Management | For | Withhold |
1.5 | Elect Director Oscar Munoz | Management | For | Withhold |
1.6 | Elect Director Jeffery A. Smisek | Management | For | Withhold |
1.7 | Elect Director Karen Hastie Williams | Management | For | Withhold |
1.8 | Elect Director Ronald B. Woodard | Management | For | Withhold |
1.9 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Reincorporate in Another State | Shareholder | Against | Against |
6 | Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficial ly by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen | Management | None | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2009 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Man agement | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COVIDIEN LTD. MEETIN G DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREE, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swobod a | Management | For | For |
1.2 | Elect Director John W. Palmour, Ph.D. | Management | For | For |
1.3 | Elect Director Dolph W. Von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Harvey A. Wagner | Management | For | For |
1.7 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CROWN HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
1.4 | Elect Director William G. Little | Management | For | Withhold |
1.5 | Elect Director Hans J. Loliger | Manageme nt | For | Withhold |
1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL ; SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Dir ector Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Ma nagement | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellatio n of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
1 0 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director James L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robe rt W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.10 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENTROPIC COMMUNICATIONS INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: ENTR SECURITY ID: 29384R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Merchant | Management | For | Withhold |
1.2 | Elect Director Umesh Padval | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Steven P. Eng | Management | For | For |
1.3 | Elect Director Gary F. Hromadko | Management | For | For |
1.4 | Elect Director Scott G. Kriens | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
& nbsp; | ||||
---|---|---|---|---|
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPRE SS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Di rector R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | F or |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | W ithhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GAFISA SA MEETING DATE: APR 30, 2009 | ||||
TICKER: GFA SECURITY ID: 362607301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Ratify Remuneration of Executive Officers and Non-Executive Directors Paid During 2008, and Approve Remuneration for 2009 | Management | For | For |
5 | Designate Newspapers to Publish Company Announcements | Management | For | For |
6 | Amend Articles | Management | For | For |
GAMESTOP CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: GME SECURITY ID: 36467W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. DeMatteo | Management | For | For |
1.2 | Elect Director Michael N. Rosen | Management | For | For |
1.3 | Elect Director Edward A. Volkwein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENUINE PARTS CO. MEETING DATE: APR 20, 2009 | ||||
TICKER: GPC SECURITY ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Bullock | Management | For | For |
1.2 | Elect Director Jean Douville | Management | For | For |
1.3 | Elect Director Thomas C. Gallagher | Management | For | For |
1.4 | Elect Director George C. 'Jack' Guynn | Management | For | For |
1.5 | Elect Director John D. Johns | Management | For | For |
1.6 | Elect Director Michael M.E. Johns | Management | For | For |
1.7 | Elect Director J. Hicks Lanier | Management | For | For |
1.8 | Elect Director Wendy B. Needham | Management | For | For |
1.9 | Elect Director Jerry W. Nix | Management | For | For |
1.10 | Elect Director Larry L. Prince | Management | For | For |
1.11 | Elect Director Gary W. Rollins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Man agement | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: CA3809564097 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Management | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | Elect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O'Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Rati fy Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: 1044 SECURITY ID: KYG4402L1288 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Xu Da Zuo as Director | Management | For | Against |
3b | Reelect Xu Chun Man as Director | Management | For | Against |
3c | Reelect Chu Cheng Chung as Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Ma nagement | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
1.5 | Elect Director Michael B. McCallister | Management | For | Against |
1.6 | Elect Director William J. McDonald | Management | For | Against |
1.7 | Elect Director William E. Mitchell | Management | For | For |
1.8 | Elect Director James J. O'Brien | Management | For | Against |
1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD. MEETING DATE: OCT 23, 2008 | ||||
TICKER: SECURITY ID: ZAE000083648 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Management | For | For |
2.1 | Reelect MV Mennell as Director | Management | For | For |
2.2 | Reelect Dh Brown as Director | Management | For | For |
2.3 | Reelect TV Mokgatlha as Director | Management | For | For |
2.4 | Reelect LG Paton as Director | Management | For | For |
2.5 | Reelect LC van Vught as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: OCT 27, 2008 | ||||
TICKER: 1398 SECURITY ID: CNE1000003G1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jiang Jianqing as Executive Director | Management | For | For |
2 | Elect Yang Kaisheng as Executive Director | Management | For | For |
3 | Elect Zhang Furong as Executive Director | Management | For | For |
4 | Elect Niu Ximing as Executive Director | Management | For | For |
5 | Elect Leung Kam Chung, Antony as Independent Non-Executive Director | Management | For | For |
6 | Elect John L. Thornton as Independent Non-Executive Director | Management | For | For |
7 | Elect Qian Yingyi as Independent Non-Executive Director | Management | For | For |
8 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director | Management | For | For |
9 | Elect Huan Huiwu as Non-Executive Director | Shareholder | For | For |
10 | Elect Gao Jianhong as Non-Executive Director | Shareholder | For | For |
11 | Elect Li Chunxiang as Non-Executive Director | Shareholder | For | For |
12 | Elect Li Jun as Non-Executive Director | Shareholder | For | For |
13 | Elect Li Xiwen as Non-Executive Director | Shareholder | For | For |
14 | Elect Wei Fusheng as Non-Executive Director | Shareholder | For | For |
15 | Elect Wang Chixi as Shareholder Supervisor | Management | For | For |
16 | Approve Issuance of Subordinated Bonds | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: MAY 25, 2009 | ||||
TICKER: 1398 SECURITY ID: CNE1000003G1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2008 Work Report of the Board of Supervisors | Management | For | For |
3 | Approve 2008 Audited Accounts | Management | For | For |
4 | Approve 2008 Profit Distribution Plan | Management | For | For |
5 | Approve 2009 Fixed Assets Investment Budget | Management | For | For |
6 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million | Management | For | For |
7 | Approve the Remuneration Calculations for Directors and Supervisors for 2008 | Management | For | For |
8 | Amend Articles of A ssociation | Management | For | For |
9 | Amend Rules of Procedures for Shareholders' General Meeting | Management | For | For |
10 | Amend Rules of Procedures for the Board of Directors | Management | For | For |
11 | Amend Rules of Procedures for the Board of Supervisors | Management | For | For |
12 | Elect Dong Juan as External Supervisor | Shareholder | None | For |
13 | Elect Meng Yan as External Supervisor | Shareholder | None | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director J ohn L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prio r Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Mana gement | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Healt h Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECUR ITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MONSANTO CO. MEETING D ATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2 009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Dire ctor Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect D irector Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NINTENDO CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 7974 SECURITY ID: JP3756600007 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
NOBLE CORPORATION MEETING DAT E: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Eq ual To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elec t Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OMNITURE, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: OMTR SECURITY ID: 68212S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana L. Evan | Management | For | For |
1.2 | Elect Director Joshua G. James | Management | For | For |
1.3 | Elect Director Rory T. O'Driscoll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETRO-CANADA MEETING DATE: JUN 4, 2009 | ||||
TICKER: PCA SECURITY ID: CA71644E1025 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Suncor Energy Inc | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Ron A. Brenneman | Management | For | For |
3.2 | Elect Director Hans Brenninkmeyer | Management | For | For |
3.3 | Elect Director Claude Fontaine | Management | For | For |
3.4 | Elect Director Paul Haseldonckx | Management | For | For |
3.5 | Elect Director Thomas E. Kierans | Management | For | For |
3.6 | Elect Director Brian F. MacNeill | Management | For | For |
3.7 | Elect Director Maureen McCaw | Management | For | For |
3.8 | Elect Director Paul D. Melnuk | Management | For | For |
3.9 | Elect Director Guylaine Saucier | Management | For | For |
3.10 | Elect Director James W. Simpson | Management | For | For |
3.11 | Elect Director Daniel L. Valot | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Direc tor M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Sto ck-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
; | ||||
---|---|---|---|---|
PG&E CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director C. Lee Cox | Management | For | For |
3 | Elect Director Peter A. Darbee | Management | For | For |
4 | Elect Director Maryellen C. Herringer | Management | For | For |
5 | Elect Director Roger H. Kimmel | Management | For | For |
6 | Elect Director Richard A. Meserve | Management | For | For |
7 | Elect Director Forrest E. Miller | Management | For | For |
8 | Elect Director Barbara L. Rambo | Management | For | For |
9 | Elect Director Barry Lawson Williams | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers ' Compensation | Shareholder | Against | Abstain |
12 | Reincorporate in Another State [California to North Dakota ] | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TI CKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1 .10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: POT SECURITY ID: CA73755L1076 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. M. Burley | Management | For | For |
1.2 | Elect Director W. J. Doyle | Management | For | For |
1.3 | Elect Director J. W. Estey | Management | For | For |
1.4 | Elect Director C. S. Hoffman | Management | For | For |
1.5 | Elect Director D. J. Howe | Management | For | For |
1.6 | Elect Director A. D. Laberge | Management | For | For |
1.7 | Elect Director K. G. Martell | Management | For | For |
1.8 | Elect Director J. J. McCaig | Management | For | For |
1.9 | Elect Director M. Mogford | Management | For | For |
1.10 | Elect Director P. J. Schoenhals | Management | For | For |
1.11 | Elect Director E. R. Stromberg | Management | For | For |
1.12 | Elect Director E. Viyella de Paliza | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Performance Option Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Against |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: ID1000068703 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Directors' Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Against |
2 | Elect Commissioners | Manageme nt | For | Against |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Harris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | Fo r |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Require a Majori ty Vote for the Election of Directors | Shareholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QUICKSILVER RESOURCES INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: KWK SECURITY ID: 74837R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn Darden | Management | For | Withhold |
1.2 | Elect Director W. Yandell Rogers, III | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Ag ainst |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Mu rley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
1.2 | Elect Neill A. Currie as Director | Management | For | For |
1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: CA7609751028 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbar a Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Ma nagement | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SLM CORPORATION (SALLIE MAE) MEETING DATE: MAY 22, 2009 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director William M. Diefenderfer, III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
18 | Approve Omnibus Stock Plan | Management | For | Against |
19 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O'Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARENT NETWORKS, CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STAR SECURITY ID: 85528P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Dolce, Jr. | Management | For | For |
1.2 | Elect Director Kenneth A. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: CA8672291066 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends an d Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Propos ed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: KYG875721220 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2a | Approve Final Dividend | Management | For | Did Not Vote |
2b | Approve Special Dividend | Management | For | Did Not Vote |
3a1 | Reelect Iain Ferguson Bruce as Director | Man agement | For | Did Not Vote |
3a2 | Reelect Ian Charles Stone as Director | Management | For | Did Not Vote |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | Did Not Vote |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: KYG875721220 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2009 Share Option Scheme | Management | For | For |
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
TENET HEALTHCARE CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | El ect Director John Ellis "Jeb" Bush | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Brenda J. Gaines | Management | For | For |
4 | Elect Director Karen M. Garrison | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director J. Robert Kerrey | Management | For | For |
7 | Elect Director Floyd D. Loop | Management | For | For |
8 | Elect Director Richard R. Pettingill | Management | For | For |
9 | Elect Director James A. Unruh | Management | For | For |
10 | Elect Director J. McDonald Williams | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Pay For Superior Performance | Shareholder | Against | Against |
TEXTRON INC. MEETING DATE: APR 22, 2 009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Manageme nt | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect D irector John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
UAL CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Walter Isaacson | Manageme nt | For | Withhold |
1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
1.7 | Elect Director James J. O'Connor | Management | For | Withhold |
1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
1.9 | Elect Director David J. Vitale | Management | For | Withhold |
1.10 | Elect Director John H. Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
&n bsp; | ||||
---|---|---|---|---|
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
URALKALIY MEETING DATE: SEP 18, 2008 | ||||
TICKER: SECURITY ID: US91688E2063 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 4 per Ordinary Share for First Half of Fiscal 2008 | Management | For | For |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Baum | Management | For | For |
1.2 | Elect Director Matthew J. Hart | Management | For | For |
1.3 | Elect Director Richard C. Kra emer | Management | For | For |
1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Increase Authorized Common Stock | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ri chard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826 C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gen der Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Manag ement | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Dir ector Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ra tify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abs tain |
WISCONSIN ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer