Maureen Fonseca 3 | | William C. Morris |
• Head of School, The Masters School | | • Chairman and Director, J. & W. Seligman & Co. |
• Trustee, Newark Academy, New York State | | Incorporated, Seligman Advisors, Inc., Seligman |
Association of Independent Schools, and | | Services, Inc., and Carbo Ceramics Inc. |
Greens Farms Academy | | • Director, Seligman Data Corp. |
• Commissioner, Middle States Association | | • President and Chief Executive Officer, The |
| | Metropolitan Opera Association |
John R. Galvin 1, 3 | | |
• Dean Emeritus, Fletcher School of Law and | | Leroy C. Richie 1, 3 |
Diplomacy at Tufts University | | • Counsel, Lewis & Munday, P.C. |
• Chairman Emeritus, American Council on | | • Director, Vibration Control Technologies, LLC |
Germany | | • Lead Outside Director, Digital Ally Inc. and |
| | Infinity, Inc. |
John F. Maher 1, 3 | | • Director and Chairman, Highland Park Michigan |
• Retired President and Chief Executive Officer of | | Economic Development Corp. |
Great Western Financial Corporation and its | | • Chairman, Detroit Public Schools Foundation |
principal subsidiary, Great Western Bank | | |
| | Robert L. Shafer 2, 3 |
Frank A. McPherson 2, 3 | | • Ambassador and Permanent Observer of the |
• Retired Chairman of the Board and Chief | | Sovereign Military Order of Malta to the |
Executive Officer of Kerr-McGee Corporation | | United Nations |
• Director, DCP Midstream GP, LLP, Integris | | |
Health, Oklahoma Medical Research | | James N. Whitson 1, 3 |
Foundation, Oklahoma Foundation for | | • Retired Executive Vice President and Chief |
Excellence in Education, National Cowboy and | | Operating Officer, Sammons Enterprises, Inc. |
Western Heritage Museum, and Oklahoma City | | • Director, CommScope, Inc. |
Museum of Art | | |
| | Brian T. Zino |
Betsy S. Michel 2, 3 | | • Director and President, |
• Attorney | | J. & W. Seligman & Co. Incorporated |
• Trustee, The Geraldine R. Dodge Foundation | | • Director, Seligman Advisors, Inc. and Seligman |
| | Services, Inc. |
| | • Chairman, Seligman Data Corp. |
| | |
| | | | |
| | Member: | 1 Audit Committee | |
| | | 2 Director Nominating Committee | |
| | | 3 Board Operations Committee | |
| | |
| | |
| | |
Additional Fund Information
Quarterly Schedule of
Investments
A complete schedule of portfolio holdings owned by the Fund will be filed with the SEC for the first and third quarter of each fiscal year on Form N-Q, and will be available to shareholders (i) without charge, upon request, by calling toll-free (800) 221-2450 in the US or collect (212) 682-7600 outside the US or (ii) on the SEC’s website at www.sec.gov.1 In addition, the Form N-Q may be reviewed and copied at the SEC’s Public Reference Room in Washington, D.C. Information on the operation of the Public Reference Room may be obtained by calling (800) SEC-0330. Certain of the information contained in the Fund’s Form N-Q is also made available to shareholders on Seligman’s website at www.seligman.com.1
Proxy Voting
A description of the policies and procedures used by the Fund to determine how to vote proxies relating to portfolio securities as well as information regarding how the Fund voted proxies relating to portfolio securities during the 12-month period ended June 30 of each year will be available (i) without charge, upon request, by calling toll-free (800) 221-2450 in the US or collect (212) 682-7600 outside the US and (ii) on the SEC’s website at www.sec.gov.1 Information for each new 12-month period ending June 30 will be available no later than August 31 of that year.
This report is intended only for the information of shareholders or those who have received the offering prospectus covering shares of Capital Stock of Seligman Communications and Information Fund, Inc., which contains information about the investment objectives, risks, charges, and expenses of the Fund, each of which should be considered carefully before investing or sending money.
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1 | These website references are inactive textual references and information contained in or otherwise accessible through these websites does not form a part of this report or the Fund’s prospectuses or statement of additional information. |
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30
EQCI3 6/07
ITEM 2. | CODE OF ETHICS. |
| Not applicable. |
| |
ITEM 3. | AUDIT COMMITTEE FINANCIAL EXPERT. |
| Not applicable. |
| |
ITEM 4. | PRINCIPAL ACCOUNTANT FEES AND SERVICES. |
| Not applicable. |
| |
ITEM 5. | AUDIT COMMITTEE OF LISTED REGISTRANTS. |
| Not applicable. |
| |
ITEM 6. | SCHEDULE OF INVESTMENTS. |
| Included in Item 1 above. |
| |
ITEM 7. | DISCLOSURE OF PROXY VOTING POLICIES AND PROCEDURES FOR CLOSED-END MANAGEMENT INVESTMENT COMPANIES. |
| Not applicable. |
| |
ITEM 8. | PORTFOLIO MANAGERS OF CLOSED-END MANAGEMENT INVESTMENT COMPANIES. |
| |
ITEM 9. | PURCHASES OF EQUITY SECURITIES BY CLOSED-END MANAGEMENT INVESTMENT COMPANY AND AFFILIATED PURCHASERS. |
| Not applicable. |
| |
ITEM 10. | SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. |
| Not applicable. |
| |
ITEM 11. | CONTROLS AND PROCEDURES. |
| |
| (a) The registrant's principal executive officer and principal financial officer have concluded, based upon their evaluation of the registrant's disclosure controls and procedures as conducted within 90 days of the filing date of this report, that these disclosure controls and procedures provide reasonable assurance that material information required to be disclosed by the registrant in the report it files or submits on Form N-CSR is recorded, processed, summarized and reported, within the time periods specified in the Commission's rules and forms and that such material information is accumulated and communicated to the registrant's management, including its principal executive officer and principal financial officer, as appropriate, in order to allow timely decisions regarding required disclosure. |
| (b) The registrant’s principal executive officer and principal financial officer are aware of no changes in the registrant’s internal control over financial reporting that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
| |
ITEM 12. | EXHIBITS |
| (a)(1) | Not applicable. |
| | |
| (a)(2) | Certifications of principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. |
| | |
| (a)(3) | Not applicable. |
| | |
| (b) | Certifications of chief executive officer and chief financial officer as required by Rule 30a-2(b) under the Investment Company Act of 1940. |
| |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SELIGMAN COMMUNICATIONS AND INFORMATION FUND, INC.
By: | |
| /S/ BRIAN T. ZINO |
| Brian T. Zino |
| President and Chief Executive Officer |
Date: August 29, 2007
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By: | |
| /S/ BRIAN T. ZINO |
| Brian T. Zino |
| President and Chief Executive Officer |
Date: August 29, 2007
By: | |
| /S/ LAWRENCE P.VOGEL |
| Lawrence P. Vogel |
| Vice President, Treasurer and Chief Financial Officer |
Date: August 29, 2007
SELIGMAN COMMUNICATIONS AND INFORMATION FUND, INC.
EXHIBIT INDEX
(a)(1) | Not applicable. |
| |
(a)(2) | Certifications of principal executive officer and principal financial officer as required by Rule 30a-2(a) under the Investment Company Act of 1940. |
| |
(b) | Certification of chief executive officer and chief financial officer as required by Rule 30a-2(b) of the Investment Company Act of 1940. |