OMB APPROVAL
OMB Number: 3235-0582
Expires: March 31, 2006
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3615
Mosaic Equity Trust
(Exact name of registrant as specified in charter)
550 Science Drive, Madison, WI 53711
(Address of principal executive offices) (Zip code)
W. Richard Mason, General Counsel
Madison/Mosaic Legal & Compliance Department
8777 N. Gainey Center Drive, Suite 220
Scottsdale, AZ 85258
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-368-3195
Date of fiscal year end: December 31
Date of reporting period: June 30, 2004
Form N-PX is to be used by a registered management investment company, other than a small business investment company
registered on Form N-5 (ss 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. s 3507.
Item 1. Proxy Voting Record
Mid-Cap Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
KEMET CORPORATION | KEM | 488360108 | 7/23/2003 | ELECTION OF DIRECTORS | Y | Y | Y | For |
KEMET CORPORATION | KEM | 488360108 | 7/23/2003 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
DEL MONTE FOODS COMPANY | DLM | 24522P103 | 9/12/2003 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DEL MONTE FOODS COMPANY | DLM | 24522P103 | 9/12/2003 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
DEL MONTE FOODS COMPANY | DLM | 24522P103 | 9/12/2003 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 7/24/2003 | CHANGE STOCK EXCHANGE LISTING | Y | Y | Y | For |
ETHAN ALLEN INTERIORS INC. | ETH | 297602104 | 11/17/2003 | ELECTION OF DIRECTORS | Y | Y | Y | For |
ETHAN ALLEN INTERIORS INC. | ETH | 297602104 | 11/17/2003 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 11/21/2003 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL RELATING TO CANCELLATION OF TREASURY SHARES | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | PROPOSAL TO DECLASSIFY BOARD | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | PROPOSAL TO DEVELOP A POLICY FOR LAND PROCUREMENT | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
HEWITT ASSOCIATES INC. | HEW | 42822Q100 | 1/28/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
HEWITT ASSOCIATES INC. | HEW | 42822Q100 | 1/28/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
THE E.W. SCRIPPS COMPANY | SSP | 811054204 | 4/15/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
ODYSSEY RE HOLDINGS CORP. | ORH | 67612W108 | 4/21/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/11/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/11/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | AMEND OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | AMEND OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
TIFFANY & CO. | TIF | 886547108 | 5/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
TIFFANY & CO. | TIF | 886547108 | 5/20/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
VALASSIS COMMUNICATIONS INC. | VCI | 918866104 | 5/11/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
VALASSIS COMMUNICATIONS INC. | VCI | 918866104 | 5/11/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | MISCELLANEOUS SHAREHOLDER PROPOSAL RELATING TO SMOKE-FREE FACILITIES | N | Y | N | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | MISCELLANEOUS SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT | N | Y | N | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | S/H PROPOSAL - ADHERE TO MACBRIDE PRINCIPLES | N | Y | N | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | SHAREHOLDER PROPOSAL RELATING TO GENETICALLY ENGINEERED FOODS | N | Y | N | For |
YUM BRANDS INC. | YUM | 988498101 | 5/20/2004 | S/H PROPOSAL - ANIMAL RIGHTS | N | Y | N | For |
EXPEDITORS INT'L OF WASHINGTON INC. | EXPD | 302130109 | 5/5/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MOHAWK INDUSTRIES INC. | MHK | 608190104 | 5/19/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | ELECTION OF DIRECTORS | Y | Y | Y F | or |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 5/12/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 5/12/2004 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 5/12/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIMITED BRANDS INC. | LTD | 532716107 | 5/17/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIMITED BRANDS INC. | LTD | 532716107 | 5/17/2004 | AMEND OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
MERCURY GENERAL CORPORATION | MCY | 589400100 | 5/12/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
OFFICE DEPOT INC. | ODP | 676220106 | 5/14/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
OFFICE DEPOT INC. | ODP | 676220106 | 5/14/2004 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
OFFICE DEPOT INC. | ODP | 676220106 | 5/14/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 5/7/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 5/7/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TRANSACT OTHER BUSINESS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 4/30/2004 | APPROVAL OF FINANCIAL STATEMENTS | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 4/30/2004 | APPROVAL OF FINANCIAL STATEMENTS | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 4/30/2004 | APPOINTMENT OF BOARD OF DIRECTORS AND DIRECTOR COMPENSATION | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 4/30/2004 | ELECTION OF THE BOARD AND COMPENSATION | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 4/30/2004 | APPOINTMENT OF EXTERNAL AUDITORS AND COMPENSATION APPROVAL | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 4/30/2004 | DISTRIBUTION OF DIVIDENDS | Y | Y | Y | For |
Investors Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | DIRECTOR | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | DIRECTOR | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPROVAL OF THE AMENDMENTS TO THE COMPANY S 2000 KEY EMPLOYEES STOCK OPTION PLAN | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPROVAL OF THE AMENDMENT TO THE COMPANY S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPROVAL OF THE COMPANY S 2003 DIRECTOR STOCK PLAN | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/14/2004 | DIRECTOR | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/14/2004 | APPROVAL OF THE AMENDED AND RESTATED WALGREEN CO. NONEMPLOYEE DIRECTOR STOCK PLAN. | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | DIRECTOR | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | DIRECTOR | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | SHAREHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY AND NOT BY CLASSES. | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | SHAREHOLDER PROPOSAL TO DEVELOP A POLICY FOR LAND PROCUREMENT. | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | DIRECTOR | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING | N | Y | N | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/22/2004 | DIRECTOR | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/22/2004 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/22/2004 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | N | Y | N | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | DIRECTOR | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE APPOINTMENT OF THE AUDITOR | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | DIRECTOR | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL 401(K) PLAN | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND PREDATORY LENDING | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | N | Y | Y | Against |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | DIRECTOR | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | N | Y | N | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/13/2004 | DIRECTOR | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/13/2004 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF THE CORPORATION | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/11/2004 | DIRECTOR | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/11/2004 | TO RATIFY OR REJECT THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 5/3/2004 | DIRECTOR | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 5/3/2004 | SHAREHOLDER PROPOSAL: TO APPROVE THE STOCKHOLDER PROPOSAL WITH RESPECT TO POLITICAL CONTRIBUTIONS | N | Y | N | For |
MOHAWK INDUSTRIES INC. | MHK | 608190104 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | DIRECTOR | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004 | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/19/2004 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004 | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | DIRECTOR | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 STOCK INCENTIVE PLAN. | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ANNUAL INCENTIVE PLAN. | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | DIRECTOR | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | APPROVAL OF AUDITORS | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | APPROVAL OF MCDONALD S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | APPROVAL OF MCDONALD S CORPORATION 2004 CASH INCENTIVE PLAN | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 3/31/2004 | DIRECTOR | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 3/31/2004 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003 | Y | Y | Y | For |
KRAFT FOODS INC. | KFT | 50075N104 | 4/27/2004 | DIRECTOR | Y | Y | Y | For |
KRAFT FOODS INC. | KFT | 50075N104 | 4/27/2004 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | DIRECTOR | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | TO APPROVE THE AMENDMENTS TO THE CHARTER ONE FINANCIAL INC. 1997 STOCK OPTION AND INCENTIVE PLAN | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CHARTER ONE FINANCIAL INC. S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 5/7/2004 | DIRECTOR | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 5/7/2004 | REAPPOINTMENT AND REMUNERATION OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | DIRECTOR | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TO CONSIDER AND APPROVE THE 2005 EQUITY AND CASH INCENTIVE PLAN | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | DIRECTOR | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | STOCKHOLDER PROPOSAL RELATING TO EXPENSING OF STOCK OPTIONS | N | Y | Y | Against |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | STOCKHOLDER PROPOSAL | N | Y | N | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION PLAN | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | ADOPT A DIRECTOR STOCK PLAN | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY STATEMENT | N | Y | N | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY STATEMENT | N | Y | N | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY STATEMENT | N | Y | N | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | DIRECTOR | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19 2004) | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31 2004 | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/19/2004 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/19/2004 | APPROVAL OF THE TARGET CORPORATION LONG-TERM INCENTIVE PLAN | Y | Y | Y | For |
INTERACTIVECORP | IACI | 45840Q101 | 6/23/2004 | DIRECTOR | Y | Y | Y | For |
INTERACTIVECORP | IACI | 45840Q101 | 6/23/2004 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
Balanced Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | DIRECTOR | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/11/2003 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | DIRECTOR | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPROVAL OF THE AMENDMENTS TO THE COMPANY S 2000 KEY EMPLOYEES STOCK OPTION PLAN | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPROVAL OF THE AMENDMENT TO THE COMPANY S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPROVAL OF THE COMPANY S 2003 DIRECTOR STOCK PLAN | Y | Y | Y | For |
AUTOMATIC DATA PROCESSING INC. | ADP | 53015103 | 11/11/2003 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/14/2004 | DIRECTOR | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/14/2004 | APPROVAL OF THE AMENDED AND RESTATED WALGREEN CO. NONEMPLOYEE DIRECTOR STOCK PLAN. | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | DIRECTOR | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | DIRECTOR | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | SHAREHOLDER PROPOSAL TO ELECT DIRECTORS ANNUALLY AND NOT BY CLASSES. | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | SHAREHOLDER PROPOSAL TO DEVELOP A POLICY FOR LAND PROCUREMENT. | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/29/2004 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | DIRECTOR | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING | N | Y | N | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/22/2004 | DIRECTOR | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/22/2004 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/22/2004 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | N | Y | N | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | DIRECTOR | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE APPOINTMENT OF THE AUDITOR | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY | Y | Y | Y | For |
NOKIA CORPORATION | NOK | 654902204 | 3/25/2004 | APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | DIRECTOR | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL 401(K) PLAN | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND PREDATORY LENDING | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/27/2004 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | N | Y | Y | Against |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | DIRECTOR | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | N | Y | N | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/13/2004 | DIRECTOR | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/13/2004 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF THE CORPORATION | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/11/2004 | DIRECTOR | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/11/2004 | TO RATIFY OR REJECT THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 5/3/2004 | DIRECTOR | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 5/3/2004 | SHAREHOLDER PROPOSAL: TO APPROVE THE STOCKHOLDER PROPOSAL WITH RESPECT TO POLITICAL CONTRIBUTIONS | N | Y | N | For |
MOHAWK INDUSTRIES INC. | MHK | 608190104 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | DIRECTOR | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004 | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/19/2004 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004 | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | DIRECTOR | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2004 STOCK INCENTIVE PLAN. | Y | Y | Y | For |
WASTE MANAGEMENT INC. | WMI | 94106L109 | 5/14/2004 | TO VOTE ON A PROPOSAL TO APPROVE OUR 2005 ANNUAL INCENTIVE PLAN. | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | DIRECTOR | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | APPROVAL OF AUDITORS | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | APPROVAL OF MCDONALD S CORPORATION AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/20/2004 | APPROVAL OF MCDONALD S CORPORATION 2004 CASH INCENTIVE PLAN | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 3/31/2004 | DIRECTOR | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 3/31/2004 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003 | Y | Y | Y | For |
KRAFT FOODS INC. | KFT | 50075N104 | 4/27/2004 | DIRECTOR | Y | Y | Y | For |
KRAFT FOODS INC. | KFT | 50075N104 | 4/27/2004 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | DIRECTOR | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | TO APPROVE THE AMENDMENTS TO THE CHARTER ONE FINANCIAL INC. 1997 STOCK OPTION AND INCENTIVE PLAN | Y | Y | Y | For |
CHARTER ONE FINANCIAL INC. | CF | 160903100 | 4/21/2004 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CHARTER ONE FINANCIAL INC. S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 5/7/2004 | DIRECTOR | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 5/7/2004 | REAPPOINTMENT AND REMUNERATION OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | DIRECTOR | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TO CONSIDER AND APPROVE THE 2005 EQUITY AND CASH INCENTIVE PLAN | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | DIRECTOR | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | STOCKHOLDER PROPOSAL RELATING TO EXPENSING OF STOCK OPTIONS | N | Y | Y | Against |
MBNA CORPORATION | KRB | 55262L100 | 5/3/2004 | STOCKHOLDER PROPOSAL | N | Y | N | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION PLAN | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | ADOPT A DIRECTOR STOCK PLAN | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Y | Y | Y | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY STATEMENT | N | Y | N | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY STATEMENT | N | Y | N | For |
AMERICAN INTERNATIONAL GROUP INC. | AIG | 26874107 | 5/19/2004 | SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY STATEMENT | N | Y | N | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | DIRECTOR | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19 2004) | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31 2004 | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/19/2004 | DIRECTOR | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/19/2004 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/19/2004 | APPROVAL OF THE TARGET CORPORATION LONG-TERM INCENTIVE PLAN | Y | Y | Y | For |
INTERACTIVECORP | IACI | 45840Q101 | 6/23/2004 | DIRECTOR | Y | Y | Y | For |
INTERACTIVECORP | IACI | 45840Q101 | 6/23/2004 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
Foresight Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
CISCO SYSTEMS INC. | CSCO | 17275R102 | 11/11/2003 | ELECTION OF DIRECTORS | Y | Y | Y | For |
CISCO SYSTEMS INC. | CSCO | 17275R102 | 11/11/2003 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN INCLUDING AN INCREASE OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION OF THE PLAN | Y | Y | Y | For |
CISCO SYSTEMS INC. | CSCO | 17275R102 | 11/11/2003 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2004 | Y | Y | Y | For |
CISCO SYSTEMS INC. | CSCO | 17275R102 | 11/11/2003 | PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY | N | Y | N | For |
CISCO SYSTEMS INC. | CSCO | 17275R102 | 11/11/2003 | PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1, 2004 A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC DATES | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Y | Y | Y | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | N | Y | N | For |
MERCK & CO. INC. | MRK | 589331107 | 4/27/2004 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN | Y | Y | Y | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS | N | Y | N | For |
PFIZER INC. | PFE | 717081103 | 4/22/2004 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING | N | Y | N | For |
WASHINGTON MUTUAL INC. | WM | 939322103 | 4/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WASHINGTON MUTUAL INC. | WM | 939322103 | 4/20/2004 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Y | Y | Y | For |
WASHINGTON MUTUAL INC. | WM | 939322103 | 4/20/2004 | SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC COMPENSATION PROGRAM | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF GOLDEN PARACHUTE AGREEMENTS | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 4/20/2004 | SHAREHOLDER PROPOSAL TO DISCLOSE POLITICAL CONTRIBUTIONS | N | Y | N | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/13/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG 5 | 52848103 | 5/13/2004 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF THE CORPORATION | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | RATIFICATION OF INDEPENDENT AUDITORS: RESPECTING PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS SOUTHTRUST S PRINCIPAL INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31 2004 | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | RATIFICATION OF AMENDED AND RESTATED SENIOR OFFICER PERFORMANCE INCENTIVE PLAN: RESPECTING PROPOSAL TO APPROVE AND RATIFY THE AMENDED AND RESTATED SENIOR OFFICER PERFORMANCE INCENTIVE PLAN | Y | Y | Y | For |
SOUTHTRUST CORPORATION | SOTR | 844730101 | 4/21/2004 | RATIFICATION OF 2004 LONG-TERM INCENTIVE PLAN: RESPECTING PROPOSAL TO APPROVE AND RATIFY THE 2004 LONG-TERM INCENTIVE PLAN | Y | Y | Y | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | PUBLICATION OF POLITICAL CONTRIBUTIONS | N | Y | N | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | PROHIBITION OF POLITICAL CONTRIBUTIONS | N | Y | N | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | SEPARATION OF CHAIRMAN AND CEO POSITIONS | N | Y | N | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | HIV/AIDS-TB-MALARIA | N | Y | N | For |
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 5/4/2004 | DIRECTOR VOTE THRESHOLD | N | Y | N | For |
MARSHALL & ILSLEY CORPORATION | MI | 571834100 | 4/27/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC. | LIZ | 539320101 | 5/20/2004 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2004 | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/19/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/19/2004 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004 | Y | Y | Y | For |
MBIA INC. | MBI | 55262C100 | 5/6/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MBIA INC. | MBI | 55262C100 | 5/6/2004 | APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS | Y | Y | Y | For |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 5/12/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 5/12/2004 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NONEMPLOYEE DIRECTORS AND CONSULTANTS STOCK INCENTIVE PROGRAM | Y | Y | Y | For |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 5/12/2004 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 3/31/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 3/31/2004 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2003 | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TO CONSIDER AND APPROVE THE 2005 EQUITY AND CASH INCENTIVE PLAN | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/20/2004 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING | Y | Y | Y | For |
THE KROGER CO. | KR | 501044101 | 6/24/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
THE KROGER CO. | KR | 501044101 | 6/24/2004 | APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Y | Y | Y | For |
THE KROGER CO. | KR | 501044101 | 6/24/2004 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO AMEND REGULATIONS TO REQUIRE ALL DIRECTORS TO BE ELECTED ANNUALLY | N | Y | N | For |
THE KROGER CO. | KR | 501044101 | 6/24/2004 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND SEPARATION OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER POSITIONS | N | Y | N | For |
THE KROGER CO. | KR | 501044101 | 6/24/2004 | APPROVE SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO RECOMMEND SHAREHOLDER APPROVAL OF SEVERANCE AGREEMENTS | N | Y | N | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L 5 | 30718105 | 6/9/2004 | APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19, 2004) | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/9/2004 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004 | Y | Y | Y | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Mosaic Equity Trust
By (Signature) W. Richard Mason, Secretary and General Counsel
Date August 24, 2004