OMB APPROVAL
OMB Number: 3235-0582
Expires: March 31, 2006
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3615
Mosaic Equity Trust
(Exact name of registrant as specified in charter)
550 Science Drive, Madison, WI 53711
(Address of principal executive offices) (Zip code)
W. Richard Mason, General Counsel
Madison/Mosaic Legal & Compliance Department
8777 N. Gainey Center Drive, Suite 220
Scottsdale, AZ 85258
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-368-3195
Date of fiscal year end: December 31
Date of reporting period: June 30, 2005
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. s 3507.
Item 1. Proxy Voting Record
Mid-Cap Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
KEMET CORPORATION | KEM | 488360108 | 7/21/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
KEMET CORPORATION | KEM | 488360108 | 7/21/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
KEMET CORPORATION | KEM | 488360108 | 7/21/2004 | AMEND LONG TERM INCENTIVE PLAN | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 7/22/2004 | CHANGE STOCK EXCHANGE LISTING | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 7/22/2004 | CHANGE STOCK EXCHANGE LISTING | Y | Y | Y | For |
NATUZZI S.P.A. | NTZ | 63905A101 | 7/22/2004 | CHANGE STOCK EXCHANGE LISTING | Y | Y | Y | For |
JOHN WILEY & SONS, INC. | JWA | 968223206 | 9/15/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
JOHN WILEY & SONS, INC. | JWA | 968223206 | 9/15/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
JOHN WILEY & SONS, INC. | JWA | 968223206 | 9/15/2004 | ADOPT EMPLOYEE STOCK OPTION PLAN | Y | Y | N | Against |
JOHN WILEY & SONS, INC. | JWA | 968223206 | 9/15/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
JOHN WILEY & SONS, INC. | JWA | 968223206 | 9/15/2004 | ADOPT DIRECTOR STOCK OPTION PLAN | Y | Y | Y | For |
DEL MONTE FOODS COMPANY | DLM | 24522P103 | 9/30/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DEL MONTE FOODS COMPANY | DLM | 24522P103 | 9/30/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
HEWITT ASSOCIATES, INC. | HEW | 42822Q100 | 9/30/2004 | APPROVE MERGER AGREEMENT | Y | Y | Y | For |
HEWITT ASSOCIATES, INC. | HEW | 42822Q100 | 9/30/2004 | APPROVE ANNUAL MEETING DATE/TIME CHANGE | Y | Y | Y | For |
WHITE MOUNTAINS INSURANCE GROUP, LTD | WTM | G9618E107 | 10/21/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WHITE MOUNTAINS INSURANCE GROUP, LTD | WTM | G9618E107 | 10/21/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
ETHAN ALLEN INTERIORS INC. | ETH | 297602104 | 11/16/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
IDT CORPORATION | IDTC | 448947101 | 12/15/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
IDT CORPORATION | IDTC | 448947101 | 12/15/2004 | AMEND OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
IDT CORPORATION | IDTC | 448947101 | 12/15/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
HEWITT ASSOCIATES, INC. | HEW | 42822Q100 | 2/2/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
HEWITT ASSOCIATES, INC. | HEW | 42822Q100 | 2/2/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
JACOBS ENGINEERING GROUP INC. | JEC | 469814107 | 2/8/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
JACOBS ENGINEERING GROUP INC. | JEC | 469814107 | 2/8/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
JACOBS ENGINEERING GROUP INC. | JEC | 469814107 | 2/8/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT RESTRICTED STOCK AWARD PLAN | Y | Y | Y | For |
THE E.W. SCRIPPS COMPANY | SSP | 811054204 | 4/14/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | TRANSACT OTHER BUSINESS | Y | Y | Y | For |
ODYSSEY RE HOLDINGS CORP. | ORH | 67612W108 | 4/20/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | APPOINT AUDITORS AND APPROVE REMUNERATION | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 5/4/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 5/4/2005 | ADOPT STOCK OPTION PLAN | Y | Y | Y | For |
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 5/4/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
CHARLES RIVER LABORATORIES INTL., IN | CRL | 159864107 | 5/9/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
CHARLES RIVER LABORATORIES INTL., IN | CRL | 159864107 | 5/9/2005 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Y | Y | N | Against |
CHARLES RIVER LABORATORIES INTL., IN | CRL | 159864107 | 5/9/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
VALASSIS COMMUNICATIONS, INC. | VCI | 918866104 | 5/10/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
VALASSIS COMMUNICATIONS, INC. | VCI | 918866104 | 5/10/2005 | ADOPT RESTRICTED STOCK AWARD PLAN | Y | Y | Y | For |
VALASSIS COMMUNICATIONS, INC. | VCI | 918866104 | 5/10/2005 | ADOPT RESTRICTED STOCK AWARD PLAN | Y | Y | Y | For |
VALASSIS COMMUNICATIONS, INC. | VCI | 918866104 | 5/10/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MERCURY GENERAL CORPORATION | MCY | 589400100 | 5/11/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MERCURY GENERAL CORPORATION | MCY | 589400100 | 5/11/2005 | ADOPT STOCK AWARDS PLAN | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
OFFICE DEPOT, INC. | ODP | 676220106 | 5/13/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
OFFICE DEPOT, INC. | ODP | 676220106 | 5/13/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
OFFICE DEPOT, INC. | ODP | 676220106 | 5/13/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
OFFICE DEPOT, INC. | ODP | 676220106 | 5/13/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
LIMITED BRANDS, INC. | LTD | 532716107 | 5/16/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 5/18/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 5/18/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 5/18/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WHITE MOUNTAINS INSURANCE GROUP, LTD | WTM | G9618E107 | 5/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WHITE MOUNTAINS INSURANCE GROUP, LTD | WTM | G9618E107 | 5/19/2005 | AMEND LONG TERM INCENTIVE PLAN | Y | Y | Y | For |
WHITE MOUNTAINS INSURANCE GROUP, LTD | WTM | G9618E107 | 5/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
TIFFANY & CO. | TIF | 886547108 | 5/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
TIFFANY & CO. | TIF | 886547108 | 5/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
TIFFANY & CO. | TIF | 886547108 | 5/19/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
TIFFANY & CO. | TIF | 886547108 | 5/19/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
COMMUNITY HEALTH SYSTEMS, INC. | CYH | 203668108 | 5/25/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
COMMUNITY HEALTH SYSTEMS, INC. | CYH | 203668108 | 5/25/2005 | AMEND OMNIBUS STOCK OPTION PLAN | Y | Y | N | Against |
COMMUNITY HEALTH SYSTEMS, INC. | CYH | 203668108 | 5/25/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
COMMUNITY HEALTH SYSTEMS, INC. | CYH | 203668108 | 5/25/2005 | S/H - EXPENSING OF STOCK OPTIONS | N | Y | N | For |
KENNETH COLE PRODUCTIONS, INC. | KCP | 193294105 | 5/26/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
KENNETH COLE PRODUCTIONS, INC. | KCP | 193294105 | 5/26/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
KENNETH COLE PRODUCTIONS, INC. | KCP | 193294105 | 5/26/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIBERTY MEDIA INTERNATIONAL, INC. | LBTYA | 530719103 | 6/15/2005 | APPROVE MERGER AGREEMENT | Y | Y | Y | For |
LIBERTY MEDIA INTERNATIONAL, INC. | LBTYA | 530719103 | 6/15/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA INTERNATIONAL, INC. | LBTYA | 530719103 | 6/15/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
LIBERTY MEDIA INTERNATIONAL, INC. | LBTYA | 530719103 | 6/15/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CARMAX, INC. | KMX | 143130102 | 6/21/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
CARMAX, INC. | KMX | 143130102 | 6/21/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CARMAX, INC. | KMX | 143130102 | 6/21/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
CARMAX, INC. | KMX | 143130102 | 6/21/2005 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
A.G. EDWARDS, INC. | AGE | 281760108 | 6/23/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
A.G. EDWARDS, INC. | AGE | 281760108 | 6/23/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
A.G. EDWARDS, INC. | AGE | 281760108 | 6/23/2005 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
A.G. EDWARDS, INC. | AGE | 281760108 | 6/23/2005 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
A.G. EDWARDS, INC. | AGE | 281760108 | 6/23/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
Investors Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | ADOPT STOCK OPTION PLAN | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | AMEND STOCK OPTION PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | S/H PROPOSAL - ENVIRONMENTAL | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 12/21/2004 | ARTICLES OF ASSOCIATION | Y | Y | Y | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | CHANGE STOCK EXCHANGE LISTING | N | Y | N | No recommendation |
TARGET CORPORATION | TGT | 87612E106 | 5/18/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/18/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR JOHN JACOB | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR CHARLES KNIGHT | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR MILES MARSH | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR LAURA D'ANDREA TYSON | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | CLASSIFY/STAGGER BOARD OF DIRECTORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT RESTRICTED STOCK AWARD PLAN | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | APPROVE CHARTER AMENDMENT | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | APPROVE CHARTER AMENDMENT | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/11/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/11/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/11/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | APPOINT AUDITORS AND APPROVE REMUNERATION | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR JA BLANCHARD III | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR SUSAN ENGEL | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR ENRIQUE HERNANDEZ JR | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR ROBERT JOSS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR REATHA CLARK KING | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR RICHARD KOVACEVICH | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR RICHARD MCCORMICK | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR CYNTHIA MILLIGAN | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR PHILIP QUIGLEY | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR DONALD RICE | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR JUDITH RUNSTAD | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR STEPHEN SANGER | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR SUSAN SWENSON | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR MICHAEL WRIGHT | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | AMEND LONG TERM INCENTIVE PLAN | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR C MICHAEL ARMSTRONG | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ALAIN JP BELDA | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR GEORGE DAVID | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR KENNETH DERR | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR JOHN DEUTCH | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTORR HERNANDEZ RAMIREZ | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTORANN DIBBLE JORDAN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR KLAUS KLEINFELD | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR DUDLEY MECUM | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ANNE MULCAHY | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR RICHARD PARSONS | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR CHARLES PRINCE | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR JUDITH RODIN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ROBERT RUBIN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR FRANKLIN THOMAS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR SANFORD WEILL | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ROBERT WILLUMSTAD | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - LIMIT COMPENSATION | N | Y | N | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - POLITICAL/GOVERNMENT | N | Y | N | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | Y | Against |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | DIVIDEND | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | ARTICLES OF ASSOCIATION | Y | Y | Y | For |
MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 5/18/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/28/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/28/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/28/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | TRANSACT OTHER BUSINESS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | N | Y | Y | Against |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
Balanced Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | ADOPT STOCK OPTION PLAN | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | AMEND STOCK OPTION PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | S/H PROPOSAL - ENVIRONMENTAL | N | Y | N | For |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 1/27/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 12/21/2004 | ARTICLES OF ASSOCIATION | Y | Y | Y | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
BAXTER INTERNATIONAL INC. | BAX | 71813109 | 5/3/2005 | CHANGE STOCK EXCHANGE LISTING | N | Y | N | No recommendation |
TARGET CORPORATION | TGT | 87612E106 | 5/18/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
TARGET CORPORATION | TGT | 87612E106 | 5/18/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR JOHN JACOB | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR CHARLES KNIGHT | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR MILES MARSH | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR LAURA D'ANDREA TYSON | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | CLASSIFY/STAGGER BOARD OF DIRECTORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT RESTRICTED STOCK AWARD PLAN | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MARKEL CORPORATION | MKL | 570535104 | 5/23/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | APPROVE CHARTER AMENDMENT | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | APPROVE CHARTER AMENDMENT | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/11/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/11/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MCDONALD'S CORPORATION | MCD | 580135101 | 5/11/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | APPOINT AUDITORS AND APPROVE REMUNERATION | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR JA BLANCHARD III | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR SUSAN ENGEL | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR ENRIQUE HERNANDEZ JR | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR ROBERT JOSS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR REATHA CLARK KING | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR RICHARD KOVACEVICH | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR RICHARD MCCORMICK | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR CYNTHIA MILLIGAN | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR PHILIP QUIGLEY | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR DONALD RICE | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR JUDITH RUNSTAD | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR STEPHEN SANGER | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR SUSAN SWENSON | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR MICHAEL WRIGHT | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | AMEND LONG TERM INCENTIVE PLAN | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR C MICHAEL ARMSTRONG | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ALAIN JP BELDA | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR GEORGE DAVID | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR KENNETH DERR | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR JOHN DEUTCH | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTORR HERNANDEZ RAMIREZ | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTORANN DIBBLE JORDAN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR KLAUS KLEINFELD | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR DUDLEY MECUM | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ANNE MULCAHY | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR RICHARD PARSONS | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR CHARLES PRINCE | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR JUDITH RODIN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ROBERT RUBIN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR FRANKLIN THOMAS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR SANFORD WEILL | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ROBERT WILLUMSTAD | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - LIMIT COMPENSATION | N | Y | N | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - POLITICAL/GOVERNMENT | N | Y | N | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | Y | Against |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | N | Y | N | For |
WASTE MANAGEMENT, INC. | WMI | 94106L109 | 5/13/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | DIVIDEND | Y | Y | Y | For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | TSM | 874039100 | 5/10/2005 | ARTICLES OF ASSOCIATION | Y | Y | Y | For |
MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 5/18/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/28/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/28/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 4/28/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | TRANSACT OTHER BUSINESS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | N | Y | Y | Against |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
Foresight Fund
(a) Name of issuer | (b) Exchange Ticker symbol | (c) CUSIP | (d) Shareholder meeting date | (e) Identification of matter voted on | (f) Proposed by issuer? (Y = issuer; N = shareholder) | (g) Registrant Vote Cast (Y or N) | (h) How Voted (Y = For; N = Against; A = Abstain) | (i) For or Against Management |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | ADOPT STOCK OPTION PLAN | Y | Y | Y | For |
FEDERAL HOME LOAN MORTGAGE CORPORATION | FRE | 313400301 | 11/4/2004 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | AMEND STOCK OPTION PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 11/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 11/18/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 11/18/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 11/18/2004 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ELECTION OF DIRECTORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
INTUIT INC. | INTU | 461202103 | 12/9/2004 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WALGREEN CO. | WAG | 931422109 | 1/12/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | 421933102 | 2/15/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR JOHN JACOB | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR CHARLES KNIGHT | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR MILES MARSH | Y | Y | A | |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | ELECTION OF DIRECTOR LAURA D'ANDREA TYSON | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | CLASSIFY/STAGGER BOARD OF DIRECTORS | Y | Y | Y | For |
MORGAN STANLEY | MWD | 617446448 | 3/15/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FISERV, INC. | FISV | 337738108 | 4/6/2005 | ADOPT RESTRICTED STOCK AWARD PLAN | Y | Y | Y | For |
WASHINGTON MUTUAL, INC. | WM | 939322103 | 4/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WASHINGTON MUTUAL, INC. | WM | 939322103 | 4/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR C MICHAEL ARMSTRONG | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ALAIN JP BELDA | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR GEORGE DAVID | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR KENNETH DERR | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR JOHN DEUTCH | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTORR HERNANDEZ RAMIREZ | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTORANN DIBBLE JORDAN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR KLAUS KLEINFELD | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR DUDLEY MECUM | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ANNE MULCAHY | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR RICHARD PARSONS | Y | Y | A | |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR CHARLES PRINCE | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR JUDITH RODIN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ROBERT RUBIN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR FRANKLIN THOMAS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR SANFORD WEILL | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | ELECTION OF DIRECTOR ROBERT WILLUMSTAD | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - LIMIT COMPENSATION | N | Y | N | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - POLITICAL/GOVERNMENT | N | Y | N | For |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
CITIGROUP INC. | C | 172967101 | 4/19/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
DOVER CORPORATION | DOV | 260003108 | 4/19/2005 | TRANSACT OTHER BUSINESS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR JA BLANCHARD III | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR SUSAN ENGEL | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR ENRIQUE HERNANDEZ JR | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR ROBERT JOSS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR REATHA CLARK KING | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR RICHARD KOVACEVICH | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR RICHARD MCCORMICK | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR CYNTHIA MILLIGAN | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR PHILIP QUIGLEY | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR DONALD RICE | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR JUDITH RUNSTAD | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR STEPHEN SANGER | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR SUSAN SWENSON | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | ELECTION OF DIRECTOR MICHAEL WRIGHT | Y | Y | A | |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | AMEND LONG TERM INCENTIVE PLAN | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | Y | Against |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WELLS FARGO & COMPANY | WFC | 949746101 | 4/26/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
MARSHALL & ILSLEY CORPORATION | MI | 571834100 | 4/26/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MARSHALL & ILSLEY CORPORATION | MI | 571834100 | 4/26/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | APPOINT AUDITORS AND APPROVE REMUNERATION | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
WILLIS GROUP HOLDINGS LIMITED | WSH | G96655108 | 4/29/2005 | MISCELLANEOUS CORPORATE GOVERNANCE | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | APPROVE CHARTER AMENDMENT | Y | Y | Y | For |
BERKSHIRE HATHAWAY INC. | BRKA | 84670207 | 4/30/2005 | APPROVE CHARTER AMENDMENT | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | Y | Against |
MBNA CORPORATION | KRB | 55262L100 | 5/2/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | AMEND STOCK PURCHASE PLAN | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
FIRST DATA CORPORATION | FDC | 319963104 | 5/11/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | Y | Against |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | AMEND INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
MGIC INVESTMENT CORPORATION | MTG | 552848103 | 5/12/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT OMNIBUS STOCK OPTION PLAN | Y | Y | Y | For |
LIZ CLAIBORNE INC | LIZ | 539320101 | 5/19/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | ADOPT INCENTIVE STOCK OPTION PLAN | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | MISCELLANEOUS SHAREHOLDER PROPOSAL | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | N | Y | Y | Against |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - BOARD OF DIRECTORS | N | Y | N | For |
WAL-MART STORES, INC. | WMT | 931142103 | 6/3/2005 | S/H PROPOSAL - CORPORATE GOVERNANCE | N | Y | N | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | ELECTION OF DIRECTORS | Y | Y | Y | For |
LIBERTY MEDIA CORPORATION | L | 530718105 | 6/8/2005 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Y | Y | Y | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Mosaic Equity Trust
By (Signature)
W. Richard Mason, Secretary and General Counsel
Date August 22, 2005