UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-03651
Touchstone Strategic Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-638-8194
Date of fiscal year end: March 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
TST Growth Opportunities Fund
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ALPHABET INC. Agenda Number: 935196762
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Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 03-Jun-2020
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Restated 2012 Mgmt Against Against
Stock Plan to increase the share reserve by 8,500,000
shares of Class C capital stock.
4. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
5. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
arbitration of employment-related claims, if properly
presented at the meeting.
7. A stockholder proposal regarding the establishment of Shr For Against
a human rights risk oversight committee, if properly
presented at the meeting.
8. A stockholder proposal regarding non-binding vote on Shr Against For
amendment of bylaws, if properly presented at the
meeting.
9. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
11. A stockholder proposal regarding majority vote for Shr For Against
election of directors, if properly presented at the
meeting.
12. A stockholder proposal regarding a report on Shr Against For
gender/racial pay equity, if properly presented at the
meeting.
13. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
14. A stockholder proposal regarding a report on Shr Against For
whistleblower policies and practices, if properly
presented at the meeting
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AMAZON.COM, INC. Agenda Number: 935186305
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Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
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AMEDISYS, INC. Agenda Number: 935192827
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Security: 023436108 Meeting Type: Annual
Ticker: AMED Meeting Date: 09-Jun-2020
ISIN: US0234361089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vickie L. Capps Mgmt For For
Molly J. Coye, MD Mgmt For For
Julie D. Klapstein Mgmt For For
Teresa L. Kline Mgmt For For
Paul B. Kusserow Mgmt For For
Richard A. Lechleiter Mgmt For For
Bruce D. Perkins Mgmt For For
Jeffery A. Rideout, MD Mgmt For For
2. To ratify the appointment of KPMG LLP as the Company's Mgmt For For
independent registered public accountants for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory (non-binding) basis, the Mgmt For For
compensation paid to the Company's Named Executive
Officers, as set forth in the Company's 2020 Proxy
Statement ("Say on Pay" Vote).
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AMETEK INC. Agenda Number: 935166581
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Security: 031100100 Meeting Type: Annual
Ticker: AME Meeting Date: 06-May-2020
ISIN: US0311001004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three years: Thomas Mgmt For For
A. Amato
1B. Election of Director for a term of three years: Mgmt For For
Anthony J. Conti
1C. Election of Director for a term of three years: Mgmt For For
Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Incentive Mgmt For For
Compensation Plan.
3. Approval, by advisory vote, of the compensation of Mgmt For For
AMETEK, Inc.'s named executive officers.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting firm for
2020.
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APPLE INC. Agenda Number: 935121563
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Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2020
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2020
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
5. A shareholder proposal relating to sustainability and Shr Against For
executive compensation
6. A shareholder proposal relating to policies on freedom Shr For Against
of expression
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APPLIED MATERIALS, INC. Agenda Number: 935126258
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Security: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 12-Mar-2020
ISIN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
Applied Materials' named executive officers for fiscal
year 2019.
3. Ratification of the appointment of KPMG LLP as Applied Mgmt For For
Materials' independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Applied Mgmt For For
Materials' Certificate of Incorporation to allow
shareholders to act by written consent.
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ASCENDIS PHARMA A S Agenda Number: 935211893
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101 Meeting Type: Annual
Ticker: ASND Meeting Date: 29-May-2020
ISIN: US04351P1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting Mgmt For For
2. Report on the Company's Activities during the Past Mgmt For For
Year
3. Presentation of Audited Annual Report with Auditor's Mgmt For For
Statement for Approval and Discharge of the Board of
Directors and Management
4. Resolution on Application of Profits or Covering of Mgmt For For
Losses as per the Adopted Annual Report
5A. Election of Board Member Class II, with a term Mgmt For For
expiring at the annual general meeting to be held in
2022: Albert Cha
5B. Election of Board Member Class II, with a term Mgmt For For
expiring at the annual general meeting to be held in
2022: Birgitte Volck
5C. Election of Board Member Class II, with a term Mgmt For For
expiring at the annual general meeting to be held in
2022: Lars Holtug
6. Election of State-authorized Public Auditor Mgmt For For
7. Any proposals from the Board of Directors and/or Mgmt For For
Shareholders The Board of Directors proposes to amend
the Articles of Association by renewing the
authorisation to the Board of Directors to issue up to
nominal 2,000,000 new warrants. The exercise price of
such warrants shall be determined by the Board of
Directors and shall equal at least to the market price
of the shares at the time of issuance. Please refer to
the Notice for additional information.
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BIO-RAD LABORATORIES, INC. Agenda Number: 935176354
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Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 28-Apr-2020
ISIN: US0905722072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Arnold A. Pinkston Mgmt For For
1.2 Election of Director: Melinda Litherland Mgmt For For
2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For
as the Company's independent auditors.
3. Advisory vote to approve executive compensation. Mgmt For For
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
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Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 05-May-2020
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm.
4. Shareholder Proposal on Separate Chair & CEO. Shr For Against
5. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
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BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101 Meeting Type: Annual
Ticker: AVGO Meeting Date: 30-Mar-2020
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Hartenstein Mgmt For For
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's independent
registered public accounting firm for the fiscal year
ending November 1, 2020.
3. Non-binding, advisory vote to approve compensation of Mgmt Against Against
Broadcom's named executive officers.
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CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
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Security: 16119P108 Meeting Type: Annual
Ticker: CHTR Meeting Date: 28-Apr-2020
ISIN: US16119P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of executive Mgmt For For
compensation
3. The ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ended December 31, 2020
4. Stockholder proposal regarding our Chairman of the Shr For Against
Board and CEO roles
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CITIGROUP INC. Agenda Number: 935139849
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Security: 172967424 Meeting Type: Annual
Ticker: C Meeting Date: 21-Apr-2020
ISIN: US1729674242
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, IV Mgmt For For
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Wynaendts Mgmt For For
1P. Election of Director: Ernesto Zedillo Ponce de Leon Mgmt For For
2. Proposal to ratify the selection of KPMG LLP as Citi's Mgmt For For
independent registered public accounting firm for
2020.
3. Advisory vote to approve Citi's 2019 Executive Mgmt For For
Compensation.
4. Approval of Additional Authorized Shares Under the Mgmt For For
Citigroup 2019 Stock Incentive Plan.
5. Stockholder proposal requesting an amendment to Citi's Shr For Against
proxy access by-law provisions pertaining to the
aggregation limit.
6. Stockholder proposal requesting that the Board review Shr Against For
Citi's governance documents and make recommendations
to shareholders on how the "Purpose of a Corporation"
signed by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report disclosing Shr Against For
information regarding Citi's lobbying policies and
activities.
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FACEBOOK, INC. Agenda Number: 935178221
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Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
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FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
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Security: 31620M106 Meeting Type: Annual
Ticker: FIS Meeting Date: 28-May-2020
ISIN: US31620M1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Jr. Mgmt For For
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Information Mgmt Against Against
Services, Inc. executive compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2020.
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GLOBAL PAYMENTS INC. Agenda Number: 935147214
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Security: 37940X102 Meeting Type: Annual
Ticker: GPN Meeting Date: 29-Apr-2020
ISIN: US37940X1028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Jr. Mgmt Against Against
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority voting
requirements.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent public accounting firm for the
year ending December 31, 2020.
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ILLINOIS TOOL WORKS INC. Agenda Number: 935153647
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Security: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 08-May-2020
ISIN: US4523081093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: James W. Griffith Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Richard H. Lenny Mgmt For For
1F. Election of Director: E. Scott Santi Mgmt For For
1G. Election of Director: David B. Smith, Jr. Mgmt For For
1H. Election of Director: Pamela B. Strobel Mgmt For For
1I. Election of Director: Kevin M. Warren Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as ITW's independent registered public accounting
firm for 2020.
3. Advisory vote to approve compensation of ITW's named Mgmt For For
executive officers.
4. A non-binding stockholder proposal, if properly Shr For Against
presented at the meeting, to permit stockholders to
act by written consent.
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INGERSOLL-RAND PLC Agenda Number: 935120232
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101 Meeting Type: Special
Ticker: IR Meeting Date: 04-Feb-2020
ISIN: IE00B6330302
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote to pass a special resolution to change the Mgmt For For
Company's name to Trane Technologies plc on such date
as determined by the Chairman and Senior Vice
President and General Counsel of the Company.
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L3HARRIS TECHNOLOGIES INC. Agenda Number: 935079310
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109 Meeting Type: Annual
Ticker: LHX Meeting Date: 25-Oct-2019
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Kubasik Mgmt For For
1J. Election of Director: Rita S. Lane Mgmt For For
1k. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Advisory Vote to Approve the Compensation of Named Mgmt For For
Executive Officers as Disclosed in the Proxy
Statement.
3. Ratification of Appointment of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for the
fiscal transition period ending January 3, 2020.
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L3HARRIS TECHNOLOGIES INC. Agenda Number: 935144852
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109 Meeting Type: Annual
Ticker: LHX Meeting Date: 24-Apr-2020
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Kubasik Mgmt For For
1J. Election of Director: Rita S. Lane Mgmt For For
1K. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Approval, in an Advisory Vote, of the Compensation of Mgmt For For
Named Executive Officers as Disclosed in the Proxy
Statement
3. Ratification of Appointment of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020
4. Approval of an Amendment to Our Restated Certificate Mgmt For For
of Incorporation to Eliminate the Supermajority Voting
and "Fair Price" Requirements for Business
Combinations Involving Interested Shareholders
5. Approval of an Amendment to Our Restated Certificate Mgmt For For
of Incorporation to Eliminate the "Anti-Greenmail"
Provision
6. Approval of an Amendment to Our Restated Certificate Mgmt For For
of Incorporation to Eliminate the Cumulative Voting
Provision that Applies When We Have a 40% Shareholder
7. Shareholder Proposal to Permit the Ability of Shr For Against
Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935157289
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100 Meeting Type: Annual
Ticker: LPLA Meeting Date: 06-May-2020
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Jr. Mgmt For For
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche LLP by the Mgmt For For
Audit Committee of the Board of Directors as the
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. Approve, in an advisory vote, the compensation paid to Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102 Meeting Type: Annual
Ticker: MPC Meeting Date: 29-Apr-2020
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Restated Mgmt For For
Certificate of Incorporation to phase out the
classified Board of Directors.
2A. Election of Class III Director: Steven A. Davis Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Stice Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Surma Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Tomasky Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the company's named Mgmt For For
executive officer compensation.
5. Shareholder proposal seeking simple majority vote Shr For For
provisions.
6. Shareholder proposal seeking a report on integrating Shr Against For
community impacts into the company's executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 28-Feb-2020
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt For For
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2019 Financial Year.
2. Discharge from Liability of the Members of the Board Mgmt For For
of Directors and the Executive Committee.
3. Appropriation of Available Earnings of Novartis AG as Mgmt For For
per Balance Sheet and Declaration of Dividend for
2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Board of Directors from the 2020
Annual General Meeting to the 2021 Annual General
Meeting.
5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Executive Committee for the
Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For
6A. Re-election of the Chairman and the Member of the Mgmt For For
Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Director: Mgmt For For
Nancy C. Andrews
6C. Re-election of the Member of the Board of Director: Mgmt For For
Ton Buechner
6D. Re-election of the Member of the Board of Director: Mgmt For For
Patrice Bula
6E. Re-election of the Member of the Board of Director: Mgmt For For
Srikant Datar
6F. Re-election of the Member of the Board of Director: Mgmt For For
Elizabeth Doherty
6G. Re-election of the Member of the Board of Director: Mgmt For For
Ann Fudge
6H. Re-election of the Member of the Board of Director: Mgmt For For
Frans van Houten
6I. Re-election of the Member of the Board of Director: Mgmt For For
Andreas von Planta
6J. Re-election of the Member of the Board of Director: Mgmt For For
Charles L. Sawyers
6K. Re-election of the Member of the Board of Director: Mgmt For For
Enrico Vanni
6L. Re-election of the Member of the Board of Director: Mgmt For For
William T. Winters
6M. Election of new Member of the Board of Director: Mgmt For For
Bridgette Heller
6N. Election of new Member of the Board of Director: Simon Mgmt For For
Moroney
7A. Re-election to the Compensation Committee: Patrice Mgmt For For
Bula
7B. Re-election to the Compensation Committee: Srikant Mgmt For For
Datar
7C. Re-election to the Compensation Committee: Enrico Mgmt For For
Vanni
7D. Re-election to the Compensation Committee: William T. Mgmt For For
Winters
7E. Election of new Member to the Compensation Committee: Mgmt For For
Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt For For
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative motions Mgmt Against Against
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 09-Jun-2020
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for fiscal year
2021.
4. Approval of an amendment and restatement of our Mgmt For For
Amended and Restated 2007 Equity Incentive Plan.
5. Approval of an amendment and restatement of our Mgmt For For
Amended and Restated 2012 Employee Stock Purchase
Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103 Meeting Type: Annual
Ticker: PYPL Meeting Date: 21-May-2020
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditor
for 2020.
4. Stockholder Proposal - Stockholder right to act by Shr For Against
written consent.
5. Stockholder Proposal - Human and indigenous peoples' Shr Against For
rights.
--------------------------------------------------------------------------------------------------------------------------
PROOFPOINT, INC. Agenda Number: 935192360
--------------------------------------------------------------------------------------------------------------------------
Security: 743424103 Meeting Type: Annual
Ticker: PFPT Meeting Date: 12-Jun-2020
ISIN: US7434241037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Jonathan Feiber Mgmt For For
1B. Election of Class II Director: Kevin Harvey Mgmt For For
1C. Election of Class II Director: Leyla Seka Mgmt For For
2. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of our named executive officers.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104 Meeting Type: Annual
Ticker: SPGI Meeting Date: 13-May-2020
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Jr. Mgmt For For
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the executive Mgmt For For
compensation program for the Company's named executive
officers.
3. Approve an amendment to the Company's Certificate of Mgmt For For
Incorporation to permit removal of a Director with or
without cause.
4. Ratify the selection of Ernst & Young LLP as our Mgmt For For
independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2020
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan.
3. Amendment and restatement of our 2004 Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the ability of Shr For Against
stockholders to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935180389
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107 Meeting Type: Annual
Ticker: SAIC Meeting Date: 03-Jun-2020
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bedingfield Mgmt For For
1B. Election of Director: Carol A. Goode Mgmt For For
1C. Election of Director: John J. Hamre Mgmt For For
1D. Election of Director: Yvette M. Kanouff Mgmt For For
1E. Election of Director: Nazzic S. Keene Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Timothy J. Mayopoulos Mgmt For For
1H. Election of Director: Katharina G. McFarland Mgmt For For
1I. Election of Director: Donna S. Morea Mgmt For For
1J. Election of Director: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory vote on Mgmt For For
executive compensation.
3. The approval of a non-binding, advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on executive
compensation.
4. The ratification of the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending January 29, 2021.
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 935156910
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102 Meeting Type: Annual
Ticker: SGEN Meeting Date: 15-May-2020
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David W. Gryska Mgmt For For
1.2 Election of Class I Director: John A. Orwin Mgmt For For
1.3 Election of Class I Director: Alpna H. Seth Mgmt For For
2. Approve, on an advisory basis, the compensation of Mgmt For For
Seattle Genetics' named executive officers as
disclosed in the accompanying proxy statement.
3. Approve the amendment and restatement of the Seattle Mgmt For For
Genetics, Inc. Amended and Restated 2007 Equity
Incentive Plan to, among other things, increase the
aggregate number of shares of common stock authorized
for issuance thereunder by 6,000,000 shares.
4. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as Seattle Genetics' independent registered public
accounting firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935196685
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102 Meeting Type: Annual
Ticker: NOW Meeting Date: 17-Jun-2020
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. McDermott Mgmt For For
1B. Election of Director: Anita M. Sands Mgmt For For
1C. Election of Director: Dennis M. Woodside Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt Against Against
our Named Executive Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting firm for
2020.
4. To approve an amendment to our Restated Certificate of Mgmt For For
Incorporation to declassify our Board of Directors.
5. To hold an advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935051817
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100 Meeting Type: Annual
Ticker: STE Meeting Date: 30-Jul-2019
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Feldmann Mgmt For For
1c. Re-election of Director: Dr. Jacqueline B. Kosecoff Mgmt For For
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Rosebrough, Jr. Mgmt For For
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Steeves Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending March 31, 2020.
3. To appoint Ernst & Young Chartered Accountants as the Mgmt For For
Company's Irish statutory auditor under the Act to
hold office until the conclusion of the Company's next
Annual General Meeting.
4. To authorize the Directors of the Company or the Audit Mgmt For For
Committee to determine the remuneration of Ernst &
Young Chartered Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive officers
as disclosed pursuant to the disclosure rules of the
Securities and Exchange Commission, including the
Compensation Discussion and Analysis and the tabular
and narrative disclosure contained in the Company's
proxy statement dated June 12, 2019.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935192524
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104 Meeting Type: Annual
Ticker: TMUS Meeting Date: 04-Jun-2020
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt Withheld Against
Srikant M. Datar Mgmt For For
Ronald D. Fisher Mgmt Withheld Against
Srini Gopalan Mgmt Withheld Against
Lawrence H. Guffey Mgmt For For
Timotheus Hottges Mgmt Withheld Against
Christian P. Illek Mgmt Withheld Against
Stephen R. Kappes Mgmt For For
Raphael Kubler Mgmt Withheld Against
Thorsten Langheim Mgmt Withheld Against
G. Michael Sievert Mgmt Withheld Against
Teresa A. Taylor Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting Firm for
Fiscal Year 2020.
3. Advisory Vote to Approve the Compensation Provided to Mgmt Against Against
the Company's Named Executive Officers for 2019.
4. Stockholder Proposal for Limitations on Accelerated Shr For Against
Vesting of Equity Awards in the Event of a Change of
Control.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 21-May-2020
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Disclosure Shr Against For
6. Shareholder Proposal Regarding Executive Ownership Shr Against For
Guidelines
7. Shareholder Proposal Regarding Electioneering Shr Against For
Contributions Congruency Analysis
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 11-Mar-2020
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Lagomasino Mgmt For For
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2020.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. To approve an amendment to the Company's Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
5. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102 Meeting Type: Annual
Ticker: TMO Meeting Date: 20-May-2020
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the Audit Committee's selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935145258
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103 Meeting Type: Annual
Ticker: BLD Meeting Date: 27-Apr-2020
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Gerald Volas Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the Company's
independent registered public accounting firm for the
Company's fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 935066604
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109 Meeting Type: Special
Ticker: TSS Meeting Date: 29-Aug-2019
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Merger, dated as Mgmt For For
of May 27, 2019 (as amended from time to time, the
"merger agreement"), by and between Total System
Services, Inc. ("TSYS") and Global Payments Inc.
("Global Payments") and the transactions contemplated
thereby, including the merger of TSYS with and into
Global Payments (the "merger").
2. Approval, on an advisory (non-binding) basis, of the Mgmt For For
executive officer compensation that will or may be
paid to or become payable to TSYS' named executive
officers in connection with the merger.
3. Approval, on an advisory (non-binding) basis, of an Mgmt For For
amendment to Global Payments' articles of
incorporation to declassify Global Payments' board of
directors and provide for the annual election of
directors.
4. Approval of the adjournment of the TSYS special Mgmt For For
meeting, if necessary or appropriate, to solicit
additional proxies if there are insufficient votes to
approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103 Meeting Type: Annual
Ticker: TT Meeting Date: 04-Jun-2020
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of the Company's Mgmt For For
named executive officers.
3. Approval of the appointment of independent auditors of Mgmt For For
the Company and authorization of the Audit Committee
of the Board of Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' existing Mgmt For For
authority to issue shares.
5. Approval of the renewal of the Directors' existing Mgmt For For
authority to issue shares for cash without first
offering shares to existing shareholders. (Special
Resolution)
6. Determination of the price range at which the Company Mgmt For For
can re-allot shares that it holds as treasury shares.
(Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935129355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Annual
Ticker: TDG Meeting Date: 24-Mar-2020
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) compensation paid to Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent accountants for the fiscal year
ending September 30, 2020.
4. To consider a stockholder proposal to adopt greenhouse Shr Against For
gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935221414
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Annual
Ticker: TDG Meeting Date: 29-Jun-2020
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt Withheld Against
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) compensation paid to Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent accountants for the fiscal year
ending September 30, 2020.
4. To consider a stockholder proposal to adopt greenhouse Shr Against For
gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 14-May-2020
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2020.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Shareholder proposal regarding Independent Chairman if Shr Against For
properly presented at the Annual Meeting.
5. Shareholder proposal regarding Climate Assessment Shr Against For
Report if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935199883
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100 Meeting Type: Annual
Ticker: VRTX Meeting Date: 03-Jun-2020
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as our independent Mgmt For For
Registered Public Accounting firm for the year ending
December 31, 2020.
3. Advisory vote on named executive officer compensation. Mgmt For For
4. Shareholder proposal, if properly presented at the Shr For Against
meeting, requesting that we prepare a report on our
policies and activities with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 28-Jan-2020
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935190342
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103 Meeting Type: Annual
Ticker: WLTW Meeting Date: 10-Jun-2020
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt For For
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the appointment of (i) Mgmt For For
Deloitte & Touche LLP to audit our financial
statements and (ii) Deloitte Ireland LLP to audit our
Irish Statutory Accounts, and authorize, in a binding
vote, the Board, acting through the Audit Committee,
to fix the independent auditors' remuneration.
3. Approve, on an advisory basis, the named executive Mgmt For For
officer compensation.
4. Renew the Board's existing authority to issue shares Mgmt For For
under Irish law.
5. Renew the Board's existing authority to opt out of Mgmt For For
statutory pre-emption rights under Irish law.
--------------------------------------------------------------------------------------------------------------------------
WORLDPAY INC. Agenda Number: 935051982
--------------------------------------------------------------------------------------------------------------------------
Security: 981558109 Meeting Type: Special
Ticker: WP Meeting Date: 24-Jul-2019
ISIN: US9815581098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt and approve the Agreement and Plan of Merger Mgmt For For
(the "merger agreement"), dated March 17, 2019, by and
among Worldpay, Inc. ("Worldpay"), Fidelity National
Information Services, Inc. and Wrangler Merger Sub,
Inc.
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation payments that will or may be made to
Worldpay's named executive officers in connection with
the transaction contemplated by the merger agreement.
3. To adjourn the Worldpay Special Meeting, if necessary Mgmt For For
or appropriate, to solicit additional proxies in favor
of the proposal to adopt and approve the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935160337
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101 Meeting Type: Annual
Ticker: ZEN Meeting Date: 19-May-2020
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Michael Curtis Mgmt Against Against
1B. Election of Class III Director: Mikkel Svane Mgmt Against Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Zendesk's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. Non-binding advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
TST Sands Cap EM Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt For For
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt For For
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt For For
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt For For
2.4 Election of Director for a three year term: WAN LING Mgmt For For
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935112603
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102 Meeting Type: Special
Ticker: BGNE Meeting Date: 27-Dec-2019
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT the issuance of approximately 20.5% of the Mgmt For For
Company's outstanding shares upon closing to Amgen
Inc. ("Amgen") be and is hereby approved, pursuant to
the terms of the Share Purchase Agreement (the "Share
Purchase Agreement") by and between the Company and
Amgen.
2 THAT the Collaboration Agreement (the "Collaboration Mgmt For For
Agreement") dated October 31, 2019 by and between the
Company, BeiGene Switzerland GmbH and Amgen and the
transactions contemplated thereunder be and are hereby
approved.
3 THAT the annual caps in relation to the Collaboration Mgmt For For
Agreement be and are hereby approved.
4 THAT Anthony C. Hooper be and is hereby elected to Mgmt For For
serve as a Class III director of the Company until the
2022 annual general meeting of the shareholders of the
Company and until his successor is duly elected and
qualified, subject to his earlier resignation or
removal, subject to and effective upon the closing of
the transactions contemplated by the Share Purchase
Agreement and the Collaboration Agreement.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935209557
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102 Meeting Type: Annual
Ticker: BGNE Meeting Date: 17-Jun-2020
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ordinary Resolution: THAT John V. Oyler be and is Mgmt For For
hereby re-elected to serve as a Class I director of
the Company until the 2023 annual general meeting of
the shareholders of the Company and until his
successor is duly elected and qualified, subject to
his earlier resignation or removal.
2 Ordinary Resolution: THAT Timothy Chen be and is Mgmt For For
hereby re-elected to serve as a Class I director of
the Company until the 2023 annual general meeting of
the shareholders of the Company and until his
successor is duly elected and qualified, subject to
his earlier resignation or removal.
3 Ordinary Resolution: THAT Jing-Shyh (Sam) Su be and is Mgmt For For
hereby re-elected to serve as a Class I director of
the Company until the 2023 annual general meeting of
the shareholders of the Company and until his
successor is duly elected and qualified, subject to
his earlier resignation or removal.
4 Ordinary Resolution: THAT the appointment of Ernst & Mgmt For For
Young Hua Ming LLP and Ernst & Young as the Company's
independent registered public accounting firms for the
fiscal year ending December 31, 2020 be and is hereby
approved, ratified and confirmed.
5 Ordinary Resolution: THAT the granting of a share Mgmt Against Against
issue mandate to the Board of Directors to issue,
allot or deal with unissued ordinary shares and/or
American Depositary Shares not exceeding 20% of the
total number of issued ordinary shares of the Company
as at the date of passing of this ordinary resolution
up to the next annual general meeting of the Company
be and is hereby approved.
6 Ordinary Resolution: THAT the Company and its Mgmt Against Against
underwriters be and are hereby authorized, in their
sole discretion, to allocate to each of Baker Bros.
Advisors LP and Hillhouse Capital Management, Ltd. and
parties affiliated with each of them (the "Existing
Shareholders"), up to a maximum amount of shares in
order to maintain the same shareholding percentage of
each of the Existing Shareholders (based on the then-
outstanding share capital of the Company) before and
after the ...(due to space limits, see proxy material
for full proposal).
7 Ordinary Resolution: THAT the Company and its Mgmt Against Against
underwriters be and are hereby authorized, in their
sole discretion, to allocate to Amgen Inc. ("Amgen"),
up to a maximum amount of shares in order to maintain
the same shareholding percentage of Amgen (based on
the then-outstanding share capital of the Company)
before and after the allocation of the corresponding
securities issued pursuant to an offering conducted
pursuant to the general mandate set forth in
Resolution 5 for a period of ...(due to space limits,
see proxy material for full proposal).
8 Ordinary Resolution: THAT the Amendment No. 1 to the Mgmt For For
Second Amended and Restated 2016 Share Option and
Incentive Plan to increase the number of authorized
shares available for issuance by 57,200,000 ordinary
shares and to extend the term of the plan through
April 13, 2030, as disclosed in the Proxy Statement,
be and is hereby approved.
9 Ordinary Resolution: THAT, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's named
executive officers, as disclosed in the Proxy
Statement, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
CTRIP.COM INTERNATIONAL, LTD. Agenda Number: 935083496
--------------------------------------------------------------------------------------------------------------------------
Security: 22943F100 Meeting Type: Annual
Ticker: CTRP Meeting Date: 25-Oct-2019
ISIN: US22943F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. It is resolved as a special resolution that the name Mgmt For For
of the Company be changed from "Ctrip.com
International, Ltd." to "Trip.com Group Limited."
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935144826
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109 Meeting Type: Annual
Ticker: GLOB Meeting Date: 03-Apr-2020
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A2 Approval of the consolidated accounts of the Company Mgmt For For
prepared under EU IFRS and IFRS as of and for the
financial year ended December 31, 2019.
A3 Approval of the Company's annual accounts under LUX Mgmt For For
GAAP as of and for the financial year ended December
31, 2019.
A4 Allocation of results for the financial year ended Mgmt For For
December 31, 2019.
A5 Vote on discharge (quitus) of the members of the Board Mgmt For For
of Directors for the proper exercise of their mandate
during the financial year ended December 31, 2019.
A6 Approval of the cash and share based compensation Mgmt For For
payable to the non-executive members of the Board of
Directors for the financial year ending on December
31, 2020.
A7 Appointment of PricewaterhouseCoopers, societe Mgmt For For
cooperative as independent auditor for the annual
accounts and the EU IFRS consolidated accounts of the
Company for the financial year ending on December 31,
2020.
A8 Appointment of Price Waterhouse & Co. S.R.L. as Mgmt For For
independent auditor for the IFRS consolidated accounts
of the Company for the financial year ending on
December 31, 2020.
A9 Re-appointment of Mr. Martin Gonzalo Umaran as member Mgmt For For
of the Board of Directors for a term ending on the
date of the Annual General Meeting of Shareholders of
the Company to be held in 2023.
A10 Re-appointment of Mr. Guibert Andres Englebienne as Mgmt For For
member of the Board of Directors for a term ending on
the date of the Annual General Meeting of Shareholders
of the Company to be held in 2023.
A11 Re-appointment of Mrs. Linda Rottenberg as member of Mgmt For For
the Board of Directors for a term ending on the date
of the Annual General Meeting of Shareholders of the
Company to be held in 2023.
E1 The approval of the increase in the authorized capital Mgmt For For
of the Company and subsequent amendment to the
articles of association.
E2 The approval of the amendment to article 10.2 of the Mgmt Against Against
articles of association of the Company and subsequent
amendment to the articles of association.
E3 The approval of the amendment to article 10.8 of the Mgmt For For
articles of association of the Company and subsequent
amendment to the articles of association.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 935179805
--------------------------------------------------------------------------------------------------------------------------
Security: 40051E202 Meeting Type: Annual
Ticker: ASR Meeting Date: 23-Apr-2020
ISIN: US40051E2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Report of the Chief Executive Officer, in accordance Mgmt For For
with Article 172 of the General Corporations Law and
of Article 44, subsection XI, of the Securities Market
Law ("Ley del Mercado de Valores"), accompanied by the
independent auditor's report, in connection with the
operations and results for the fiscal year ended
December 31, 2019, as well as of the Board of
Directors' opinion of the content of such report.
1B Report of the Board of Directors in accordance with Mgmt For For
Article 172, subsection b, of the General Corporations
Law, which contains the main policies, as well as the
accounting and reporting criteria followed in the
preparation of the financial information of the
Company.
1C Report of the activities and operations in which the Mgmt For For
Board of Directors intervened, in accordance with
Article 28 IV (e) of the Securities Market Law.
1D Individual and consolidated financial statements of Mgmt For For
the Company for the fiscal year ended December 31,
2019.
1E Annual report on the activities carried out by the Mgmt For For
Audit Committee of the Company in accordance with
Article 43 of the Securities Market Law and report on
the Company's subsidiaries.
1F Report on compliance with the tax obligations of the Mgmt For For
Company for the fiscal year ended December 31, 2018,
in accordance with Article 76, section XIX of the
Income Tax Law ("Ley del Impuesto sobre la Renta").
2A Proposal for increase of the legal reserve by Ps. Mgmt For For
274,126,438.75
2B Proposal by the Board of Directors to pay an ordinary Mgmt For For
net dividend in cash from accumulated retained
earnings in the amount of $8.21 (eight pesos and
twenty-one cents, Mexican legal tender) for each of
the ordinary "B" and "BB" Series shares.
2C Proposal and, if applicable, approval of the amount of Mgmt For For
Ps. 2,745,402,336.25 as the maximum amount that may be
used by the Company to repurchase its shares in 2020
pursuant to Article 56 of the Securities Market Law;
proposal and, if applicable, approval of the
provisions and policies regarding the repurchase of
Company shares.
3A Administration by the Board of Directors and the Chief Mgmt For For
Executive Officer for the fiscal year of 2019.
3BA Appointment to the Board of Director: Fernando Chico Mgmt For For
Pardo (President)
3BB Appointment to the Board of Director: Jose Antonio Mgmt For For
Perez Anton
3BC Appointment to the Board of Director: Luis Chico Pardo Mgmt For For
3BD Appointment to the Board of Director: Aurelio Perez Mgmt For For
Alonso
3BE Appointment to the Board of Director: Rasmus Mgmt Against Against
Christiansen
3BF Appointment to the Board of Director: Francisco Garza Mgmt For For
Zambrano
3BG Appointment to the Board of Director: Ricardo Guajardo Mgmt For For
Touche
3BH Appointment to the Board of Director: Guillermo Ortiz Mgmt For For
Martinez
3BI Appointment to the Board of Director: Barbara Garza Mgmt For For
Laguera Gonda
3BJ Appointment to the Board of Director: Rafael Robles Mgmt For For
Miaja (Secretary)
3BK Appointment to the Board of Director: Ana Maria Mgmt For For
Poblanno Chanona (Deputy Secretary)
3C1 Appointment or ratification, as applicable, of the Mgmt For For
Chairperson of the Audit Committee: Ricardo Guajardo
Touche
3D1 Appointment of the Nomination and Compensation Mgmt For For
Committee: Fernando Chico Pardo (President)
3D2 Appointment of the Nomination and Compensation Mgmt For For
Committee: Jose Antonio Perez Anton
3D3 Appointment of the Nomination and Compensation Mgmt For For
Committee: Barbara Garza Laguera Gonda
3E1 Determination of corresponding compensations: Board of Mgmt For For
Directors: Ps. 72,600.00 (in each case net of taxes in
Mexican legal tender)
3E2 Determination of corresponding compensations: Mgmt For For
Operations Committee: Ps. 72,600.00 (in each case net
of taxes in Mexican legal tender)
3E3 Determination of corresponding compensations: Mgmt For For
Nominations & Compensations Committee: Ps. 72,600.00
(in each case net of taxes in Mexican legal tender)
3E4 Determination of corresponding compensations: Audit Mgmt For For
Committee: Ps. 102,850.00 (in each case net of taxes
in Mexican legal tender)
3E5 Determination of corresponding compensations: Mgmt For For
Acquisitions & Contracts Committee: Ps. 24,200.00 (in
each case net of taxes in Mexican legal tender)
4A Appointment of delegates in order to enact the Mgmt For For
resolutions adopted at the Meeting and, if applicable,
to formalize such resolutions: Claudio R. Gongora
Morales
4B Appointment of delegates in order to enact the Mgmt For For
resolutions adopted at the Meeting and, if applicable,
to formalize such resolutions: Rafael Robles Miaja
4C Appointment of delegates in order to enact the Mgmt For For
resolutions adopted at the Meeting and, if applicable,
to formalize such resolutions: Ana Maria Poblanno
Chanona
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON CHINA MEDITECH LTD Agenda Number: 935159637
--------------------------------------------------------------------------------------------------------------------------
Security: 44842L103 Meeting Type: Annual
Ticker: HCM Meeting Date: 27-Apr-2020
ISIN: US44842L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and adopt the audited financial statements Mgmt For For
and the reports of the directors and independent
auditor for the year ended 31 December 2019.
2A. To re-elect Mr Simon To as a director. Mgmt For For
2B. To re-elect Mr Christian Hogg as a director. Mgmt For For
2C. To re-elect Mr Johnny Cheng as a director. Mgmt For For
2D. To re-elect Dr Weiguo Su as a director. Mgmt For For
2E. To re-elect Dr Dan Eldar as a director. Mgmt For For
2F. To re-elect Ms Edith Shih as a director. Mgmt For For
2G. To re-elect Mr Paul Carter as a director. Mgmt For For
2H. To re-elect Dr Karen Ferrante as a director. Mgmt For For
2I. To re-elect Mr Graeme Jack as a director. Mgmt For For
2J. To re-elect Professor Tony Mok as a director. Mgmt For For
3. To re-appoint PricewaterhouseCoopers as the auditor of Mgmt For For
the Company and authorise the board of directors to
fix the auditor's remuneration.
4A. Ordinary Resolution No. 4(A): To grant a general Mgmt For For
mandate to the directors to issue additional shares.
4B. Special Resolution No. 4(B): To disapply pre-emption Mgmt For For
rights (general power).
4C. Special Resolution No. 4(C): To disapply pre-emption Mgmt Abstain Against
rights (in connection with an equity raise).
4D. Ordinary Resolution No. 4(D): To grant a general Mgmt For For
mandate to the directors to repurchase shares of the
Company.
5. Ordinary Resolution No. 5: To amend the 2015 Share Mgmt Abstain Against
Option Scheme and refresh the scheme mandate limit
under the 2015 Share Option Scheme.
6. Special Resolution No. 6: To adopt a new memorandum Mgmt For For
and articles of association of the Company.
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935079930
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109 Meeting Type: Annual
Ticker: MMYT Meeting Date: 30-Sep-2019
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the independent auditor Mgmt For For
of the Company for the fiscal year ending March 31,
2020, and to authorize the Company's Board of
Directors to fix such auditor's remuneration.
2. To adopt the Company's consolidated and unconsolidated Mgmt For For
financial statements for the fiscal year ended March
31, 2019 audited by KPMG (Mauritius).
3. To re-elect Jane Jie Sun as a director on the Board of Mgmt For For
Directors of the Company.
4. To re-elect Cindy Xiaofan Wang as a director on the Mgmt For For
Board of Directors of the Company.
5. To re-elect Xing Xiong as a director on the Board of Mgmt For For
Directors of the Company.
6. To re-elect Xiangrong Li as a director on the Board of Mgmt For For
Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935191635
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102 Meeting Type: Annual
Ticker: MELI Meeting Date: 08-Jun-2020
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo Vazquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
3. Ratification of the appointment of Deloitte & Co. S.A. Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100 Meeting Type: Annual
Ticker: TSM Meeting Date: 09-Jun-2020
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Financial Mgmt For For
Statements
2) To revise the Procedures for Lending Funds to Other Mgmt For For
Parties
3) DIRECTOR
Yancey Hai Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
XP INC. Agenda Number: 935191863
--------------------------------------------------------------------------------------------------------------------------
Security: G98239109 Meeting Type: Annual
Ticker: XP Meeting Date: 30-Apr-2020
ISIN: KYG982391099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RESOLUTION: TO RESOLVE, AS AN ORDINARY RESOLUTION, Mgmt For For
THAT THE COMPANY'S FINANCIAL STATEMENTS AND THE
AUDITOR'S REPORT FOR THE FISCAL YEAR ENDED 31 DECEMBER
2019 BE APPROVED AND RATIFIED.
2. RESOLUTION: TO RESOLVE, AS AN ORDINARY RESOLUTION, Mgmt For For
THAT THE COMPANY'S MANAGEMENT ACCOUNTS FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2019 BE APPROVED AND RATIFIED.
3. ELECTION: TO ELECT, AS AN ORDINARY RESOLUTION, RICARDO Mgmt For For
BALDIN AS A NEW MEMBER OF THE BOARD OF DIRECTORS OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
YANDEX N.V. Agenda Number: 935111978
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108 Meeting Type: Special
Ticker: YNDX Meeting Date: 20-Dec-2019
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Prior approval to resolution of the Extraordinary Mgmt For For
Meeting of Stockholders ("EGM") to amend the Articles
of Association of the Company.
2. Amendment to the Articles of Association of the Mgmt For For
Company.
3. Authorization to repurchase the Priority Share of the Mgmt For For
Company.
4. Appointment of Alexey Komissarov as a non-executive Mgmt For For
member of the Board of Directors for a term ending at
the Annual General Meeting to be held in 2023.
5. Appointment of Alexei Yakovitsky as a non-executive Mgmt For For
member of the Board of Directors for a term ending at
the Annual General Meeting to be held in 2023.
6. Cancellation of outstanding Class C Ordinary Shares of Mgmt For For
the Company.
TST Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935182395
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109 Meeting Type: Annual
Ticker: ARE Meeting Date: 08-Jun-2020
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel S. Marcus Mgmt For For
1B. Election of Director: Steven R. Hash Mgmt For For
1C. Election of Director: John L. Atkins, III Mgmt Against Against
1D. Election of Director: James P. Cain Mgmt Against Against
1E. Election of Director: Maria C. Freire Mgmt Against Against
1F. Election of Director: Jennifer Friel Goldstein Mgmt For For
1G. Election of Director: Richard H. Klein Mgmt For For
1H. Election of Director: James H. Richardson Mgmt For For
1I. Election of Director: Michael A. Woronoff Mgmt For For
2. To vote upon the amendment and restatement of the Mgmt For For
Company's Amended and Restated 1997 Stock Award and
Incentive Plan, as more particularly described in the
accompanying Proxy Statement.
3. To cast a non-binding, advisory vote on a resolution Mgmt For For
to approve the compensation of the Company's named
executive officers, as more particularly described in
the accompanying Proxy Statement.
4. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accountants
for the fiscal year ending December 31, 2020, as more
particularly described in the accompanying Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935166581
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100 Meeting Type: Annual
Ticker: AME Meeting Date: 06-May-2020
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three years: Thomas Mgmt For For
A. Amato
1B. Election of Director for a term of three years: Mgmt For For
Anthony J. Conti
1C. Election of Director for a term of three years: Mgmt For For
Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Incentive Mgmt For For
Compensation Plan.
3. Approval, by advisory vote, of the compensation of Mgmt For For
AMETEK, Inc.'s named executive officers.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting firm for
2020.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935126258
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 12-Mar-2020
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
Applied Materials' named executive officers for fiscal
year 2019.
3. Ratification of the appointment of KPMG LLP as Applied Mgmt For For
Materials' independent registered public accounting
firm for fiscal year 2020.
4. Approval of an amendment and restatement of Applied Mgmt For For
Materials' Certificate of Incorporation to allow
shareholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935158825
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109 Meeting Type: Annual
Ticker: AJG Meeting Date: 12-May-2020
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: Frank E. English, Jr. Mgmt For For
1E. Election of Director: J. Patrick Gallagher, Jr. Mgmt For For
1F. Election of Director: David S. Johnson Mgmt For For
1G. Election of Director: Kay W. McCurdy Mgmt For For
1H. Election of Director: Christopher C. Miskel Mgmt For For
1I. Election of Director: Ralph J. Nicoletti Mgmt For For
1J. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Young LLP Mgmt For For
as our Independent Auditor for the fiscal year ending
December 31, 2020.
3. Approval, on an Advisory Basis, of the Compensation of Mgmt For For
our Named Executive Officers.
4. Stockholder Proposal: Diversity Search Policy. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ASCENDIS PHARMA A S Agenda Number: 935211893
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101 Meeting Type: Annual
Ticker: ASND Meeting Date: 29-May-2020
ISIN: US04351P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting Mgmt For For
2. Report on the Company's Activities during the Past Mgmt For For
Year
3. Presentation of Audited Annual Report with Auditor's Mgmt For For
Statement for Approval and Discharge of the Board of
Directors and Management
4. Resolution on Application of Profits or Covering of Mgmt For For
Losses as per the Adopted Annual Report
5A. Election of Board Member Class II, with a term Mgmt For For
expiring at the annual general meeting to be held in
2022: Albert Cha
5B. Election of Board Member Class II, with a term Mgmt For For
expiring at the annual general meeting to be held in
2022: Birgitte Volck
5C. Election of Board Member Class II, with a term Mgmt For For
expiring at the annual general meeting to be held in
2022: Lars Holtug
6. Election of State-authorized Public Auditor Mgmt For For
7. Any proposals from the Board of Directors and/or Mgmt For For
Shareholders The Board of Directors proposes to amend
the Articles of Association by renewing the
authorisation to the Board of Directors to issue up to
nominal 2,000,000 new warrants. The exercise price of
such warrants shall be determined by the Board of
Directors and shall equal at least to the market price
of the shares at the time of issuance. Please refer to
the Notice for additional information.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935180492
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101 Meeting Type: Annual
Ticker: BMRN Meeting Date: 27-May-2020
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaime Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt For For
Elaine J. Heron Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt For For
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the independent Mgmt For For
registered public accounting firm for BioMarin for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's Named Executive Officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935218025
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104 Meeting Type: Annual
Ticker: BAM Meeting Date: 12-Jun-2020
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Murilo Ferreira Mgmt For For
Janice Fukakusa Mgmt For For
Frank J. McKenna Mgmt For For
Rafael Miranda Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the external Mgmt For For
auditor and authorizing the directors to set its
remuneration.
3 The Say on Pay Resolution set out in the Corporation's Mgmt For For
Management Information Circular dated April 27, 2020
(the "Circular").
4 The Shareholder Proposal One set out in the Circular. Shr Against For
5 The Shareholder Proposal Two set out in the Circular. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935180579
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109 Meeting Type: Annual
Ticker: CRI Meeting Date: 14-May-2020
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Amy Woods Brinkley Mgmt For For
1C. Election of Director: Giuseppina Buonfantino Mgmt For For
1D. Election of Director: Michael D. Casey Mgmt For For
1E. Election of Director: A. Bruce Cleverly Mgmt For For
1F. Election of Director: Jevin S. Eagle Mgmt For For
1G. Election of Director: Mark P. Hipp Mgmt For For
1H. Election of Director: William J. Montgoris Mgmt For For
1I. Election of Director: Richard A. Noll Mgmt For For
1J. Election of Director: Gretchen W. Price Mgmt For For
1K. Election of Director: David Pulver Mgmt For For
1L. Election of Director: Thomas E. Whiddon Mgmt For For
2. Advisory approval of executive compensation. Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935187496
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 02-Jun-2020
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Vinita Bali Mgmt For For
1C. Election of Director: Maureen Breakiron-Evans Mgmt For For
1D. Election of Director: Archana Deskus Mgmt For For
1E. Election of Director: John M. Dineen Mgmt For For
1F. Election of Director: John N. Fox, Jr. Mgmt For For
1G. Election of Director: Brian Humphries Mgmt For For
1H. Election of Director: Leo S. Mackay, Jr. Mgmt For For
1I. Election of Director: Michael Patsalos-Fox Mgmt For For
1J. Election of Director: Joseph M. Velli Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of the company's named executive
officers.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered public
accounting firm for the year ending December 31, 2020.
4. Shareholder proposal requesting that the board of Shr Against For
directors take action as necessary to permit
shareholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935189313
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109 Meeting Type: Annual
Ticker: CSGP Meeting Date: 03-Jun-2020
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael R. Klein Mgmt For For
1B. Election of Director: Andrew C. Florance Mgmt For For
1C. Election of Director: Laura Cox Kaplan Mgmt For For
1D. Election of Director: Michael J. Glosserman Mgmt For For
1E. Election of Director: John W. Hill Mgmt For For
1F. Election of Director: Robert W. Musslewhite Mgmt For For
1G. Election of Director: Christopher J. Nassetta Mgmt For For
1H. Election of Director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered public
accounting firm for 2020.
3. Proposal to approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935119188
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109 Meeting Type: Annual
Ticker: DHI Meeting Date: 22-Jan-2020
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of Director: Michael R. Buchanan Mgmt For For
1E. Election of Director: Michael W. Hewatt Mgmt For For
1F. Election of Director: Maribess L. Miller Mgmt For For
2. Proposal Two: Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Proposal Three: Ratify the appointment of Ernst & Mgmt For For
Young LLP as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935172611
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107 Meeting Type: Annual
Ticker: DXCM Meeting Date: 21-May-2020
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Collins Mgmt For For
1B. Election of Director: Mark G. Foletta Mgmt For For
1C. Election of Director: Eric J. Topol, M.D. Mgmt For For
2. To ratify the selection by the audit committee of our Mgmt For For
Board of Directors of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory resolution to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106 Meeting Type: Special
Ticker: FIS Meeting Date: 24-Jul-2019
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common stock of Mgmt For For
Fidelity National Information Services, Inc., which we
refer to as FIS, in connection with the transactions
contemplated by the Agreement and Plan of Merger,
dated March 17, 2019, as it may be amended from time
to time, by and among FIS, Wrangler Merger Sub, Inc.,
a wholly-owned subsidiary of FIS, and Worldpay, Inc.,
which proposal we refer to as the FIS share issuance
proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number of
authorized shares of common stock of FIS from
600,000,000 to 750,000,000, effective only immediately
prior to consummation of the merger, which proposal we
refer to as the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if necessary or Mgmt For For
appropriate, to solicit additional proxies if,
immediately prior to such adjournment, sufficient
votes to approve the FIS share issuance proposal or
the FIS articles amendment proposal have not been
obtained by FIS, which proposal we refer to as the FIS
adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106 Meeting Type: Annual
Ticker: FIS Meeting Date: 28-May-2020
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Jr. Mgmt For For
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Information Mgmt Against Against
Services, Inc. executive compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2020.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935160464
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108 Meeting Type: Annual
Ticker: FISV Meeting Date: 14-May-2020
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Jeffery W. Yabuki Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt Against Against
the named executive officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the independent registered public accounting firm of
Fiserv, Inc. for 2020.
4. A shareholder proposal requesting the company provide Shr For Against
political spending disclosure.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935197966
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105 Meeting Type: Annual
Ticker: FLT Meeting Date: 11-Jun-2020
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one year term: Steven T. Mgmt For For
Stull
1.2 Election of Director for a one year term: Michael Mgmt For For
Buckman
1.3 Election of Director for a one year term: Thomas M. Mgmt For For
Hagerty
2. Ratify the reappointment of Ernst & Young LLP as Mgmt For For
FLEETCOR's independent public accounting firm for 2020
3. Advisory vote to approve named executive officer Mgmt For For
compensation
4. Shareholder proposal for a shareholder right to call Shr For Against
special shareholder meetings
5. Shareholder proposal requiring that financial Shr For Against
performance metrics in incentive awards be adjusted to
exclude the impact of share repurchases
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935206094
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109 Meeting Type: Annual
Ticker: FTNT Meeting Date: 19-Jun-2020
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of one year: Mgmt For For
Ken Xie
1.2 Election of Director to serve for a term of one year: Mgmt For For
Michael Xie
1.3 Election of Director to serve for a term of one year: Mgmt For For
Kelly Ducourty
1.4 Election of Director to serve for a term of one year: Mgmt For For
Jean Hu
1.5 Election of Director to serve for a term of one year: Mgmt For For
Ming Hsieh
1.6 Election of Director to serve for a term of one year: Mgmt For For
William Neukom
1.7 Election of Director to serve for a term of one year: Mgmt For For
Christopher B. Paisley
1.8 Election of Director to serve for a term of one year: Mgmt For For
Judith Sim
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
Fortinet's independent registered accounting firm for
the fiscal year ending December 31, 2020.
3. Advisory vote to approve named executive officer Mgmt For For
compensation, as disclosed in the proxy statement.
4. Stockholder proposal to allow stockholders to act by Shr For Against
written consent.
5. Stockholder proposal for Fortinet to publish an annual Shr For Against
report assessing Fortinet's diversity and inclusion
efforts.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102 Meeting Type: Annual
Ticker: GPN Meeting Date: 29-Apr-2020
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Jr. Mgmt Against Against
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority voting
requirements.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935200686
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203 Meeting Type: Annual
Ticker: HLT Meeting Date: 05-Jun-2020
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Nassetta Mgmt For For
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Melanie L. Healey Mgmt For For
1E. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1F. Election of Director: Judith A. McHale Mgmt For For
1G. Election of Director: John G. Schreiber Mgmt For For
1H. Election of Director: Elizabeth A. Smith Mgmt For For
1I. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2020.
3. Approval, in a non-binding advisory vote, the Mgmt For For
compensation paid to the Company's named executive
officers.
4. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes to approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935052073
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100 Meeting Type: Annual
Ticker: ICLR Meeting Date: 23-Jul-2019
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dr. John Climax Mgmt For For
1.2 Election of Director: Dr. Steve Cutler Mgmt For For
1.3 Election of Director: Professor William Hall Mgmt For For
2. To review the Company's affairs and consider the Mgmt For For
Accounts and Reports
3. To authorise the fixing of the Auditors' Remuneration Mgmt For For
4. To authorise the Company to allot shares Mgmt For For
5. To disapply the statutory pre-emption rights Mgmt For For
6. To disapply the statutory pre-emption rights for Mgmt For For
funding capital investment or acquisitions
7. To authorise the Company to make market purchases of Mgmt For For
shares
8. To authorise the price range at which the Company can Mgmt For For
reissue shares that it holds as treasury shares
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935152265
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104 Meeting Type: Annual
Ticker: IDXX Meeting Date: 06-May-2020
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebecca M. Henderson, PhD Mgmt For For
1B. Election of Director: Lawrence D. Kingsley Mgmt For For
1C. Election of Director: Sophie V. Vandebroek, PhD Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm. To ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
current fiscal year (Proposal Two).
3. Advisory Vote on Executive Compensation. To approve a Mgmt For For
nonbinding advisory resolution on the Company's
executive compensation (Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
IHS MARKIT LTD Agenda Number: 935134344
--------------------------------------------------------------------------------------------------------------------------
Security: G47567105 Meeting Type: Annual
Ticker: INFO Meeting Date: 16-Apr-2020
ISIN: BMG475671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lance Uggla Mgmt For For
1B. Election of Director: John Browne (The Lord Browne of Mgmt For For
Madingley)
1C. Election of Director: Ruann F. Ernst Mgmt For For
1D. Election of Director: William E. Ford Mgmt For For
1E. Election of Director: Jean-Paul L. Montupet Mgmt For For
1F. Election of Director: Deborah K. Orida Mgmt For For
1G. Election of Director: James A. Rosenthal Mgmt For For
2. To approve, on an advisory, non-binding basis, the Mgmt For For
compensation of the Company's named executive
officers.
3. To approve the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accountants
until the close of the next Annual General Meeting of
Shareholders and to authorize the Company's Board of
Directors, acting by the Audit Committee, to determine
the remuneration of the independent registered public
accountants.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 935120232
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101 Meeting Type: Special
Ticker: IR Meeting Date: 04-Feb-2020
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote to pass a special resolution to change the Mgmt For For
Company's name to Trane Technologies plc on such date
as determined by the Chairman and Senior Vice
President and General Counsel of the Company.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935142757
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107 Meeting Type: Annual
Ticker: JBHT Meeting Date: 23-Apr-2020
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt For For
1B. Election of Director: Francesca M. Edwardson Mgmt For For
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt For For
1F. Election of Director: J. Bryan Hunt, Jr. Mgmt For For
1G. Election of Director: Gale V. King Mgmt For For
1H. Election of Director: John N. Roberts III Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Kirk Thompson Mgmt For For
2. To approve an advisory resolution regarding the Mgmt For For
Company's compensation of its named executive
officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent public accountants for calendar
year 2020.
4. To approve a stockholder proposal regarding reporting Shr For Against
political contributions.
5. To approve a stockholder proposal seeking a report on Shr For Against
climate change initiatives.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935079310
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109 Meeting Type: Annual
Ticker: LHX Meeting Date: 25-Oct-2019
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Kubasik Mgmt For For
1J. Election of Director: Rita S. Lane Mgmt For For
1k. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Advisory Vote to Approve the Compensation of Named Mgmt For For
Executive Officers as Disclosed in the Proxy
Statement.
3. Ratification of Appointment of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for the
fiscal transition period ending January 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES INC. Agenda Number: 935144852
--------------------------------------------------------------------------------------------------------------------------
Security: 502431109 Meeting Type: Annual
Ticker: LHX Meeting Date: 24-Apr-2020
ISIN: US5024311095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sallie B. Bailey Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Peter W. Chiarelli Mgmt For For
1D. Election of Director: Thomas A. Corcoran Mgmt For For
1E. Election of Director: Thomas A. Dattilo Mgmt For For
1F. Election of Director: Roger B. Fradin Mgmt For For
1G. Election of Director: Lewis Hay III Mgmt For For
1H. Election of Director: Lewis Kramer Mgmt For For
1I. Election of Director: Christopher E. Kubasik Mgmt For For
1J. Election of Director: Rita S. Lane Mgmt For For
1K. Election of Director: Robert B. Millard Mgmt For For
1L. Election of Director: Lloyd W. Newton Mgmt For For
2. Approval, in an Advisory Vote, of the Compensation of Mgmt For For
Named Executive Officers as Disclosed in the Proxy
Statement
3. Ratification of Appointment of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020
4. Approval of an Amendment to Our Restated Certificate Mgmt For For
of Incorporation to Eliminate the Supermajority Voting
and "Fair Price" Requirements for Business
Combinations Involving Interested Shareholders
5. Approval of an Amendment to Our Restated Certificate Mgmt For For
of Incorporation to Eliminate the "Anti-Greenmail"
Provision
6. Approval of an Amendment to Our Restated Certificate Mgmt For For
of Incorporation to Eliminate the Cumulative Voting
Provision that Applies When We Have a 40% Shareholder
7. Shareholder Proposal to Permit the Ability of Shr For Against
Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935081959
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108 Meeting Type: Annual
Ticker: LRCX Meeting Date: 05-Nov-2019
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation of the named Mgmt Against Against
executive officers of Lam Research, or "Say on Pay."
3. Ratification of the appointment of the independent Mgmt For For
registered public accounting firm for fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102 Meeting Type: Annual
Ticker: MPC Meeting Date: 29-Apr-2020
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Restated Mgmt For For
Certificate of Incorporation to phase out the
classified Board of Directors.
2A. Election of Class III Director: Steven A. Davis Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Stice Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Surma Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Tomasky Mgmt For For
(One-year term expiring in 2021 if Item 1 is approved,
or three year term expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the company's named Mgmt For For
executive officer compensation.
5. Shareholder proposal seeking simple majority vote Shr For For
provisions.
6. Shareholder proposal seeking a report on integrating Shr Against For
community impacts into the company's executive
compensation program.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935183169
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100 Meeting Type: Annual
Ticker: MASI Meeting Date: 29-May-2020
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Julie A. Shimer Ph.D. Mgmt For For
1.2 Election of Class I Director: H. Michael Cohen Mgmt For For
2. To ratify the selection of Grant Thornton as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending January 2, 2021.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive officers.
4. Approval of an amendment to our 2017 Equity Incentive Mgmt Against Against
Plan.
5. Approval of an amendment to our Executive Bonus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 935146109
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105 Meeting Type: Annual
Ticker: MTD Meeting Date: 07-May-2020
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert F. Spoerry Mgmt For For
1.2 Election of Director: Wah-Hui Chu Mgmt For For
1.3 Election of Director: Domitille Doat-Le Bigot Mgmt For For
1.4 Election of Director: Olivier A. Filliol Mgmt For For
1.5 Election of Director: Elisha W. Finney Mgmt For For
1.6 Election of Director: Richard Francis Mgmt For For
1.7 Election of Director: Michael A. Kelly Mgmt For For
1.8 Election of Director: Thomas P. Salice Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935061185
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 20-Aug-2019
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to approve a French sub-plan under our 2004 Mgmt For For
Equity Incentive Plan.
3. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public accounting
firm of Microchip for the fiscal year ending March 31,
2020.
4. Proposal to approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named executives.
5. Stockholder proposal requesting our Board to report on Shr For Against
our processes for identifying and analyzing human
rights risks to workers in our operations and supply
chain.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108 Meeting Type: Annual
Ticker: NCR Meeting Date: 21-Apr-2020
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, compensation of the Mgmt For For
named executive officers as more particularly
described in the proxy materials.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2020 as more particularly described in the proxy
materials.
4. To approve the proposal to amend the NCR Corporation Mgmt For For
2017 Stock Incentive Plan as more particularly
described in the proxy materials.
5. To approve the Directors' proposal to amend and Mgmt For For
restate the charter of the Company to eliminate the
supermajority provisions as more particularly
described in the proxy materials.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935162468
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107 Meeting Type: Annual
Ticker: ORLY Meeting Date: 14-May-2020
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of appointment of Ernst & Young LLP, as Mgmt For For
independent auditors for the fiscal year ending
December 31, 2020.
4. To approve a proposal to amend the Articles of Mgmt For For
Incorporation to reduce stock ownership required for
shareholders to call a special meeting.
5. To approve a proposal to amend the Articles of Mgmt For For
Incorporation to delete unnecessary and outdated
language related to classification of Board and to
reflect other non-substantive revisions.
6. Shareholder proposal relating to material human Shr For Against
capital risks and opportunities.
7. Shareholder proposal entitled "Independent Board Shr Against For
Chairman."
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935094350
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105 Meeting Type: Annual
Ticker: PANW Meeting Date: 09-Dec-2019
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Asheem Chandna Mgmt Abstain Against
1B. Election of Class II Director: James J. Goetz Mgmt Abstain Against
1C. Election of Class II Director: Mark D. McLaughlin Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year ending July 31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt Against Against
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935116120
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109 Meeting Type: Annual
Ticker: ROK Meeting Date: 04-Feb-2020
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
Steven R. Kalmanson Mgmt For For
James P. Keane Mgmt For For
Pam Murphy Mgmt For For
Donald R. Parfet Mgmt For For
B. To approve, on an advisory basis, the compensation of Mgmt For For
the Corporation's named executive officers.
C. To approve the selection of Deloitte & Touche LLP as Mgmt For For
the Corporation's independent registered public
accounting firm.
D. To approve the Rockwell Automation, Inc. 2020 Mgmt For For
Long-Term Incentives Plan.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935168915
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103 Meeting Type: Annual
Ticker: ROST Meeting Date: 20-May-2020
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Balmuth Mgmt For For
1B. Election of Director: K. Gunnar Bjorklund Mgmt For For
1C. Election of Director: Michael J. Bush Mgmt For For
1D. Election of Director: Norman A. Ferber Mgmt For For
1E. Election of Director: Sharon D. Garrett Mgmt For For
1F. Election of Director: Stephen D. Milligan Mgmt For For
1G. Election of Director: Patricia H. Mueller Mgmt For For
1H. Election of Director: George P. Orban Mgmt For For
1I. Election of Director: Gregory L. Quesnel Mgmt For For
1J. Election of Director: Larree M. Renda Mgmt For For
1K. Election of Director: Barbara Rentler Mgmt For For
2. Advisory vote to approve the resolution on the Mgmt For For
compensation of the named executive officers.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for the fiscal year ending January 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 935074839
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103 Meeting Type: Annual
Ticker: RPM Meeting Date: 03-Oct-2019
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kirkland B. Andrews Mgmt For For
David A. Daberko Mgmt For For
Thomas S. Gross Mgmt For For
Frank C. Sullivan Mgmt For For
2. Approve the Company's executive compensation. Mgmt For For
3. Approve the amendment of the 2014 Omnibus Plan. Mgmt For For
4. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935159221
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104 Meeting Type: Annual
Ticker: SBAC Meeting Date: 14-May-2020
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term expiring at Mgmt For For
the 2023 Annual Meeting: Steven E. Bernstein
1.2 Election of Director For a three-year term expiring at Mgmt For For
the 2023 Annual Meeting: Duncan H. Cocroft
1.3 Election of Director For a three-year term expiring at Mgmt For For
the 2023 Annual Meeting: Fidelma Russo
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as SBA's independent registered public accounting firm
for the 2020 fiscal year.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
SBA's named executive officers.
4. Approval of the 2020 Performance and Equity Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
SEATTLE GENETICS, INC. Agenda Number: 935156910
--------------------------------------------------------------------------------------------------------------------------
Security: 812578102 Meeting Type: Annual
Ticker: SGEN Meeting Date: 15-May-2020
ISIN: US8125781026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: David W. Gryska Mgmt For For
1.2 Election of Class I Director: John A. Orwin Mgmt For For
1.3 Election of Class I Director: Alpna H. Seth Mgmt For For
2. Approve, on an advisory basis, the compensation of Mgmt For For
Seattle Genetics' named executive officers as
disclosed in the accompanying proxy statement.
3. Approve the amendment and restatement of the Seattle Mgmt For For
Genetics, Inc. Amended and Restated 2007 Equity
Incentive Plan to, among other things, increase the
aggregate number of shares of common stock authorized
for issuance thereunder by 6,000,000 shares.
4. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as Seattle Genetics' independent registered public
accounting firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935196685
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102 Meeting Type: Annual
Ticker: NOW Meeting Date: 17-Jun-2020
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. McDermott Mgmt For For
1B. Election of Director: Anita M. Sands Mgmt For For
1C. Election of Director: Dennis M. Woodside Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt Against Against
our Named Executive Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting firm for
2020.
4. To approve an amendment to our Restated Certificate of Mgmt For For
Incorporation to declassify our Board of Directors.
5. To hold an advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935138506
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2020
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph J. DePaolo Mgmt For For
1B. Election of Director: Barney Frank Mgmt For For
1C. Election of Director: Scott A. Shay Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935196837
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104 Meeting Type: Annual
Ticker: SPLK Meeting Date: 11-Jun-2020
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John Connors Mgmt For For
1B. Election of Class II Director: Patricia Morrison Mgmt For For
1C. Election of Class II Director: Stephen Newberry Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for our fiscal year ending January 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers, as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935197396
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103 Meeting Type: Annual
Ticker: SQ Meeting Date: 16-Jun-2020
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt Withheld Against
Amy Brooks Mgmt For For
James McKelvey Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING DECEMBER 31, 2020.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE Shr Against For
MEETING, TO PREPARE A REPORT ON EMPLOYEE
REPRESENTATION ON THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935165503
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100 Meeting Type: Annual
Ticker: SSNC Meeting Date: 20-May-2020
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Normand A. Boulanger Mgmt Withheld Against
David A. Varsano Mgmt Withheld Against
Michael J. Zamkow Mgmt Withheld Against
2. The approval of the compensation of the named Mgmt Against Against
executive officers.
3. The ratification of PricewaterhouseCoopers LLP as Mgmt For For
SS&C's independent registered public accounting firm
for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935051817
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100 Meeting Type: Annual
Ticker: STE Meeting Date: 30-Jul-2019
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Feldmann Mgmt For For
1c. Re-election of Director: Dr. Jacqueline B. Kosecoff Mgmt For For
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Rosebrough, Jr. Mgmt For For
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Steeves Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending March 31, 2020.
3. To appoint Ernst & Young Chartered Accountants as the Mgmt For For
Company's Irish statutory auditor under the Act to
hold office until the conclusion of the Company's next
Annual General Meeting.
4. To authorize the Directors of the Company or the Audit Mgmt For For
Committee to determine the remuneration of Ernst &
Young Chartered Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive officers
as disclosed pursuant to the disclosure rules of the
Securities and Exchange Commission, including the
Compensation Discussion and Analysis and the tabular
and narrative disclosure contained in the Company's
proxy statement dated June 12, 2019.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109 Meeting Type: Annual
Ticker: TTWO Meeting Date: 18-Sep-2019
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, of the Mgmt For For
compensation of the Company's "named executive
officers" as disclosed in the Proxy Statement.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our Independent registered public accounting firm
for the fiscal year ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935139813
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105 Meeting Type: Annual
Ticker: TDY Meeting Date: 22-Apr-2020
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Kenneth C. Dahlberg Mgmt For For
Robert A Malone Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020.
3. APPROVAL OF NON-BINDING ADVISORY RESOLUTION ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935127008
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402 Meeting Type: Annual
Ticker: COO Meeting Date: 18-Mar-2020
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: A. Thomas Bender Mgmt For For
1B Election of Director: Colleen E. Jay Mgmt For For
1C Election of Director: William A. Kozy Mgmt For For
1D Election of Director: Jody S. Lindell Mgmt For For
1E Election of Director: Gary S. Petersmeyer Mgmt For For
1F Election of Director: Allan E. Rubenstein, M.D. Mgmt For For
1G Election of Director: Robert S. Weiss Mgmt For For
1H Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm for The
Cooper Companies, Inc. for the fiscal year ending
October 31, 2020.
3. Approve the 2020 Long-Term Incentive Plan for Mgmt For For
Non-Employee Directors.
4. An advisory vote on the compensation of our named Mgmt For For
executive officers as presented in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 08-May-2020
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Griffith Mgmt For For
1H. Election of Director: Jeffrey D. Kelly Mgmt For For
1I. Election of Director: Patrick H. Nettles, Ph.D. Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our executive Mgmt For For
compensation program.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2020.
--------------------------------------------------------------------------------------------------------------------------
TRADEWEB MARKETS INC Agenda Number: 935174552
--------------------------------------------------------------------------------------------------------------------------
Security: 892672106 Meeting Type: Annual
Ticker: TW Meeting Date: 19-May-2020
ISIN: US8926721064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Finley Mgmt Withheld Against
Scott Ganeles Mgmt Withheld Against
Debra Walton Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103 Meeting Type: Annual
Ticker: TT Meeting Date: 04-Jun-2020
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of the Company's Mgmt For For
named executive officers.
3. Approval of the appointment of independent auditors of Mgmt For For
the Company and authorization of the Audit Committee
of the Board of Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' existing Mgmt For For
authority to issue shares.
5. Approval of the renewal of the Directors' existing Mgmt For For
authority to issue shares for cash without first
offering shares to existing shareholders. (Special
Resolution)
6. Determination of the price range at which the Company Mgmt For For
can re-allot shares that it holds as treasury shares.
(Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935077518
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Special
Ticker: TDG Meeting Date: 03-Oct-2019
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Company's 2019 Stock Option Mgmt Against Against
Plan.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935129355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Annual
Ticker: TDG Meeting Date: 24-Mar-2020
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) compensation paid to Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent accountants for the fiscal year
ending September 30, 2020.
4. To consider a stockholder proposal to adopt greenhouse Shr Against For
gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935221414
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Annual
Ticker: TDG Meeting Date: 29-Jun-2020
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt Withheld Against
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) compensation paid to Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent accountants for the fiscal year
ending September 30, 2020.
4. To consider a stockholder proposal to adopt greenhouse Shr Against For
gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935161163
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107 Meeting Type: Annual
Ticker: TRU Meeting Date: 12-May-2020
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend and restate our Amended and Restated Mgmt For For
Certificate of Incorporation (Charter) to declassify
the Board of Directors over the next three years such
that all directors will stand for election on an
annual basis beginning with the 2022 Annual Meeting of
Stockholders.
2A. To amend and restate our Charter to eliminate the Mgmt For For
supermajority voting requirements relating to:
Amendments to the Charter and Bylaws.
2B. To amend and restate our Charter to eliminate the Mgmt For For
supermajority voting requirements relating to: Removal
of directors.
3. To amend and restate our Charter to remove the Mgmt For For
corporate opportunity waiver provisions of the
Charter.
4. To amend and restate our Charter to remove certain Mgmt For For
rights, privileges and protections included in the
Charter relating to former significant stockholders of
TransUnion that have expired by their terms and to
make other technical revisions to the Charter.
5A. Election of Director: Suzanne P. Clark Mgmt For For
5B. Election of Director: Kermit R. Crawford Mgmt For For
5C. Election of Director: Thomas L. Monahan, III Mgmt For For
6. To amend and restate our 2015 Omnibus Incentive Plan Mgmt For For
to, among other things, increase the number of shares
authorized for issuance by 7 million shares and extend
the term of our plan through the tenth anniversary of
the date of such amendment and restatement.
7. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
LLP as TransUnion's independent registered public
accounting firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935198829
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102 Meeting Type: Annual
Ticker: TWLO Meeting Date: 03-Jun-2020
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Dalzell Mgmt Withheld Against
Jeffrey Immelt Mgmt Withheld Against
Erika Rottenberg Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year ending December 31, 2020.
3. To approve, on a non-binding advisory basis, the Mgmt Against Against
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935183892
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303 Meeting Type: Annual
Ticker: ULTA Meeting Date: 03-Jun-2020
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle L. Collins Mgmt For For
Patricia A. Little Mgmt For For
Michael C. Smith Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year 2020, ending January 30, 2021
3. To vote on an advisory resolution to approve the Mgmt For For
Company's executive compensation
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108 Meeting Type: Annual
Ticker: VFC Meeting Date: 16-Jul-2019
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's independent
registered public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935172510
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101 Meeting Type: Annual and Special
Ticker: WCN Meeting Date: 15-May-2020
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ronald J. Mittelstaedt Mgmt For For
Edward E. Guillet Mgmt For For
Michael W. Harlan Mgmt For For
Larry S. Hughes Mgmt For For
Worthing F. Jackman Mgmt For For
Elise L. Jordan Mgmt For For
Susan Lee Mgmt For For
William J. Razzouk Mgmt For For
2 Approval, on a non-binding, advisory basis, of the Mgmt For For
compensation of our named executive officers as
disclosed in the Proxy Statement ("say on pay").
3 Appointment of Grant Thornton LLP as our independent Mgmt For For
registered public accounting firm until the close of
the 2021 Annual Meeting of Shareholders of the Company
and authorization of our Board of Directors to fix the
remuneration of the independent registered public
accounting firm.
4 Approval of the Waste Connections, Inc. 2020 Employee Mgmt For For
Share Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 935085197
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105 Meeting Type: Annual
Ticker: WDC Meeting Date: 14-Nov-2019
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kimberly E. Alexy Mgmt For For
1B. Election of Director: Martin I. Cole Mgmt For For
1C. Election of Director: Kathleen A. Cote Mgmt For For
1D. Election of Director: Tunc Doluca Mgmt For For
1E. Election of Director: Len J. Lauer Mgmt For For
1F. Election of Director: Matthew E. Massengill Mgmt For For
1G. Election of Director: Stephen D. Milligan Mgmt For For
1H. Election of Director: Stephanie A. Streeter Mgmt For For
2. To approve on an advisory basis the named executive Mgmt For For
officer compensation disclosed in the Proxy Statement.
3. To approve an amendment and restatement of our 2017 Mgmt For For
Performance Incentive Plan that would, among other
things, increase by 6 million the number of shares of
our common stock available for issuance under the
plan.
4. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
WORLDPAY INC. Agenda Number: 935051982
--------------------------------------------------------------------------------------------------------------------------
Security: 981558109 Meeting Type: Special
Ticker: WP Meeting Date: 24-Jul-2019
ISIN: US9815581098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt and approve the Agreement and Plan of Merger Mgmt For For
(the "merger agreement"), dated March 17, 2019, by and
among Worldpay, Inc. ("Worldpay"), Fidelity National
Information Services, Inc. and Wrangler Merger Sub,
Inc.
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation payments that will or may be made to
Worldpay's named executive officers in connection with
the transaction contemplated by the merger agreement.
3. To adjourn the Worldpay Special Meeting, if necessary Mgmt For For
or appropriate, to solicit additional proxies in favor
of the proposal to adopt and approve the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935055194
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101 Meeting Type: Annual
Ticker: XLNX Meeting Date: 08-Aug-2019
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dennis Segers Mgmt For For
1b. Election of Director: Raman K. Chitkara Mgmt For For
1c. Election of Director: Saar Gillai Mgmt For For
1d. Election of Director: Ronald S. Jankov Mgmt For For
1e. Election of Director: Mary Louise Krakauer Mgmt For For
1f. Election of Director: Thomas H. Lee Mgmt For For
1g. Election of Director: J. Michael Patterson Mgmt For For
1h. Election of Director: Victor Peng Mgmt For For
1i. Election of Director: Marshall C. Turner Mgmt For For
1j. Election of Director: Elizabeth W. Vanderslice Mgmt For For
2. Proposal to approve an amendment to the Company's 1990 Mgmt For For
Employee Qualified Stock Purchase Plan to increase the
number of shares reserved for issuance thereunder by
2,000,000 shares.
3. Proposal to approve an amendment to the Company's 2007 Mgmt For For
Equity Incentive Plan to increase the number of shares
reserved for issuance thereunder by 6,000,000 shares.
4. Proposal to approve, on an advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
5. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 08-May-2020
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935160337
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101 Meeting Type: Annual
Ticker: ZEN Meeting Date: 19-May-2020
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Michael Curtis Mgmt Against Against
1B. Election of Class III Director: Mikkel Svane Mgmt Against Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Zendesk's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. Non-binding advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
TST Flexible Income Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME Agenda Number: 935051603
--------------------------------------------------------------------------------------------------------------------------
Security: 018828707 Meeting Type: Annual
Ticker: NCVPRA Meeting Date: 11-Jul-2019
ISIN: US0188287074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Hans W. Kertess Mgmt No vote
1b. Election of Trustee: William B. Ogden, IV Mgmt No vote
1c. Election of Trustee: Sarah E. Cogan Mgmt No vote
1d. Election of Trustee: Thomas J. Fuccillo Mgmt No vote
1e. Election of Trustee: Erick R. Holt Mgmt No vote
1f. Election of Trustee: Alan Rappaport Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935052605
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107 Meeting Type: Annual
Ticker: HYT Meeting Date: 29-Jul-2019
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt No vote
Frank J. Fabozzi Mgmt No vote
Robert Fairbairn Mgmt No vote
Henry Gabbay Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST Agenda Number: 935052592
--------------------------------------------------------------------------------------------------------------------------
Security: 09248F109 Meeting Type: Annual
Ticker: BFK Meeting Date: 29-Jul-2019
ISIN: US09248F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Cavanagh Mgmt No vote
Cynthia L. Egan Mgmt No vote
Robert Fairbairn Mgmt No vote
Henry Gabbay Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS NY INSD FD INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09255C106 Meeting Type: Annual
Ticker: MHN Meeting Date: 29-Jul-2019
ISIN: US09255C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt No vote
Richard E. Cavanagh Mgmt No vote
Cynthia L. Egan Mgmt No vote
Robert Fairbairn Mgmt No vote
Henry Gabbay Mgmt No vote
R. Glenn Hubbard Mgmt No vote
Catherine A. Lynch Mgmt No vote
John M. Perlowski Mgmt No vote
Karen P. Robards Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIVEST FUND INC Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09253R105 Meeting Type: Annual
Ticker: MVF Meeting Date: 29-Jul-2019
ISIN: US09253R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt No vote
Richard E. Cavanagh Mgmt No vote
Cynthia L. Egan Mgmt No vote
Robert Fairbairn Mgmt No vote
Henry Gabbay Mgmt No vote
R. Glenn Hubbard Mgmt No vote
Catherine A. Lynch Mgmt No vote
John M. Perlowski Mgmt No vote
Karen P. Robards Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 935052554
--------------------------------------------------------------------------------------------------------------------------
Security: 09254E103 Meeting Type: Annual
Ticker: MYI Meeting Date: 29-Jul-2019
ISIN: US09254E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt No vote
Richard E. Cavanagh Mgmt No vote
Cynthia L. Egan Mgmt No vote
Robert Fairbairn Mgmt No vote
Henry Gabbay Mgmt No vote
R. Glenn Hubbard Mgmt No vote
Catherine A. Lynch Mgmt No vote
John M. Perlowski Mgmt No vote
Karen P. Robards Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE INSD. MUN BD FD Agenda Number: 935045080
--------------------------------------------------------------------------------------------------------------------------
Security: 27827X101 Meeting Type: Annual
Ticker: EIM Meeting Date: 18-Jul-2019
ISIN: US27827X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt No vote
Cynthia E. Frost Mgmt No vote
Scott E. Wennerholm Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935122894
--------------------------------------------------------------------------------------------------------------------------
Security: 33738E109 Meeting Type: Annual
Ticker: FSD Meeting Date: 09-Mar-2020
ISIN: US33738E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert F. Keith Mgmt No vote
2 If properly presented at the Meeting, a shareholder Shr No vote
proposal to terminate all investment advisory and
management agreements pertaining to the Fund.
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935061921
--------------------------------------------------------------------------------------------------------------------------
Security: 46138E404 Meeting Type: Special
Ticker: PCEF Meeting Date: 19-Aug-2019
ISIN: US46138E4044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronn R. Bagge Mgmt No vote
Todd J. Barre Mgmt No vote
Kevin M. Carome Mgmt No vote
E. P. Giambastiani, Jr. Mgmt No vote
Victoria J. Herget Mgmt No vote
Marc M. kole Mgmt No vote
Yung Bong Lim Mgmt No vote
Joanne Pace Mgmt No vote
Gary R. Wicker Mgmt No vote
Donald H. Wilson Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107 Meeting Type: Annual
Ticker: VVR Meeting Date: 23-Aug-2019
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt No vote
Eli Jones Mgmt No vote
Ann Barnett Stern Mgmt No vote
Raymond Stickel, Jr. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 935128620
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109 Meeting Type: Annual
Ticker: HIO Meeting Date: 20-Mar-2020
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Robert D. Agdern Mgmt Against Against
1.2 Election of Class I Director: Carol L. Colman, CFA Mgmt Against Against
1.3 Election of Class I Director: Daniel P. Cronin Mgmt Against Against
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
("PwC") as independent registered public accountants
of the Fund for the fiscal year ended September 30,
2020.
3. A non-binding proposal put forth by Saba Capital Shr For Against
Management, L.P. regarding a self-tender offer, if
properly presented before the Meeting.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102 Meeting Type: Annual
Ticker: JQC Meeting Date: 22-Apr-2020
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt No vote
Terence J. Toth Mgmt No vote
Robert L. Young Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101 Meeting Type: Annual
Ticker: NAD Meeting Date: 07-Aug-2019
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt No vote
Carole E. Stone Mgmt No vote
Margaret L. Wolff Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46132C107 Meeting Type: Annual
Ticker: VMO Meeting Date: 23-Aug-2019
ISIN: US46132C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt No vote
Eli Jones Mgmt No vote
Ann Barnett Stern Mgmt No vote
Raymond Stickel, Jr. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46131J103 Meeting Type: Annual
Ticker: VKQ Meeting Date: 23-Aug-2019
ISIN: US46131J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt No vote
Eli Jones Mgmt No vote
Ann Barnett Stern Mgmt No vote
Raymond Stickel, Jr. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46131M106 Meeting Type: Annual
Ticker: VGM Meeting Date: 23-Aug-2019
ISIN: US46131M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt No vote
Eli Jones Mgmt No vote
Ann Barnett Stern Mgmt No vote
Raymond Stickel, Jr. Mgmt No vote
TST Global ESG Equity Fund
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935145842
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102 Meeting Type: Annual
Ticker: AFL Meeting Date: 04-May-2020
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel P. Amos Mgmt For For
1B. Election of Director: W. Paul Bowers Mgmt Against Against
1C. Election of Director: Toshihiko Fukuzawa Mgmt For For
1D. Election of Director: Thomas J. Kenny Mgmt For For
1E. Election of Director: Georgette D. Kiser Mgmt Against Against
1F. Election of Director: Karole F. Lloyd Mgmt Against Against
1G. Election of Director: Nobuchika Mori Mgmt For For
1H. Election of Director: Joseph L. Moskowitz Mgmt Against Against
1I. Election of Director: Barbara K. Rimer, DrPH Mgmt For For
1J. Election of Director: Katherine T. Rohrer Mgmt For For
1K. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding advisory Mgmt For For
proposal: "Resolved, on an advisory basis, the
shareholders of Aflac Incorporated approve the
compensation of the named executive officers, as
disclosed pursuant to the compensation disclosure
rules of the Securities and Exchange Commission,
including the Compensation Discussion and Analysis and
accompanying tables and narrative in the Notice of
2020 Annual Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification of the Mgmt Against Against
appointment of KPMG LLP as independent registered
public accounting firm of the Company for the year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 935169462
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108 Meeting Type: Annual and Special
Ticker: AEM Meeting Date: 01-May-2020
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Dr. Leanne M. Baker Mgmt Withheld Against
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt Withheld Against
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt Withheld Against
2 Appointment of Ernst & Young LLP as Auditors of the Mgmt Abstain Against
Company for the ensuing year and authorizing the
Directors to fix their remuneration.
3 Consideration of and, if deemed advisable, the passing Mgmt For For
of a non- binding, advisory resolution accepting the
Company's approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935157025
--------------------------------------------------------------------------------------------------------------------------
Security: 02043Q107 Meeting Type: Annual
Ticker: ALNY Meeting Date: 06-May-2020
ISIN: US02043Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael W. Bonney Mgmt Against Against
1B. Election of Class I Director: John M. Maraganore, Mgmt For For
Ph.D.
1C. Election of Class I Director: Phillip A. Sharp, Ph.D. Mgmt For For
2. To approve an Amendment to our 2018 Stock Incentive Mgmt Against Against
Plan, as amended.
3. To approve an Amendment to our Amended and Restated Mgmt For For
2004 Employee Stock Purchase Plan, as amended.
4. To approve, in a non-binding advisory vote, the Mgmt For For
compensation of Alnylam's named executive officers.
5. To ratify the appointment of PricewaterhouseCoopers Mgmt Against Against
LLP, an independent registered public accounting firm,
as Alnylam's independent auditors for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 03-Jun-2020
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt Withheld Against
Ann Mather Mgmt Withheld Against
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt Against Against
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Restated 2012 Mgmt Against Against
Stock Plan to increase the share reserve by 8,500,000
shares of Class C capital stock.
4. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
5. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
arbitration of employment-related claims, if properly
presented at the meeting.
7. A stockholder proposal regarding the establishment of Shr For Against
a human rights risk oversight committee, if properly
presented at the meeting.
8. A stockholder proposal regarding non-binding vote on Shr Against For
amendment of bylaws, if properly presented at the
meeting.
9. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
11. A stockholder proposal regarding majority vote for Shr For Against
election of directors, if properly presented at the
meeting.
12. A stockholder proposal regarding a report on Shr Against For
gender/racial pay equity, if properly presented at the
meeting.
13. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
14. A stockholder proposal regarding a report on Shr For Against
whistleblower policies and practices, if properly
presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt Against Against
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr Against For
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr For Against
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 28-Jan-2020
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt Against Against
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt Against Against
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt Against Against
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt Against Against
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt Against Against
2. Ratification of selection of independent registered Mgmt Against Against
public accounting firm.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Approval of amendment to BD's 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
5. Approval of French Addendum to BD'S 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
6. Shareholder proposal regarding special shareholder Shr For Against
meetings.
--------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 935138291
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889 Meeting Type: Annual
Ticker: CX Meeting Date: 26-Mar-2020
ISIN: US1512908898
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PRESENTATION OF THE CHIEF EXECUTIVE OFFICER'S REPORT, Mgmt For For
INCLUDING CEMEX'S FINANCIAL STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW AND VARIATIONS OF
CAPITAL STOCK, AND PRESENTATION OF THE BOARD OF
DIRECTORS' REPORT, FOR THE FISCAL YEAR 2019, AS
REQUIRED BY THE MEXICAN SECURITIES MARKET LAW (LEY DEL
MERCADO DE VALORES); AND, AFTER HEARING THE OPINION OF
THE BOARD OF DIRECTORS AS TO THE REPORTS BY THE CHIEF
EXECUTIVE OFFICER, THE AUDIT AND CORPORATE PRACTICES
COMMITTEE, THE ACCOUNTING POLICIES ...(due to space
limits, see proxy material for full proposal).
2. PROPOSAL OF ALLOCATION OF PROFITS FOR THE FISCAL YEAR Mgmt For For
ENDED DECEMBER 31, 2019.
3. PRESENTATION OF THE BOARD OF DIRECTORS' REPORT ON THE Mgmt For For
PROCEDURES AND APPROVALS PURSUANT TO WHICH THE
REPURCHASE OF CEMEX'S SHARES WAS INSTRUCTED FOR THE
2019 BUSINESS YEAR.
4. THE PROPOSAL TO DETERMINE THE AMOUNT OF A RESERVE FOR Mgmt For For
THE ACQUISITION OF CEMEX'S SHARES OR OTHER INSTRUMENTS
REPRESENTING SUCH SHARES.
5A. PROPOSALS TO DECREASE THE CAPITAL STOCK IN ITS Mgmt For For
VARIABLE PART BY: (A) CANCELING THE CEMEX SHARES
REPURCHASED IN 2019 UNDER CEMEX'S SHARE REPURCHASE
PROGRAM.
5B. PROPOSALS TO DECREASE THE CAPITAL STOCK IN ITS Mgmt For For
VARIABLE PART BY: (B)CANCELING THE CEMEX TREASURY
SHARES RELATED TO THE ISSUANCE OF CEMEX'S MANDATORILY
CONVERTIBLE NOTES ISSUED IN DECEMBER 2009 AND THAT
MATURED IN NOVEMBER 2019.
5C. PROPOSALS TO DECREASE THE CAPITAL STOCK IN ITS Mgmt For For
VARIABLE PART BY: (C) CANCELING ANY CEMEX TREASURY
SHARES RELATED TO THE ISSUANCE OF CEMEX'S OPTIONAL
CONVERTIBLE NOTES, ISSUED IN MAY 2015 AND THAT WILL
MATURE IN MARCH 2020, WHICH REMAIN IN CEMEX'S TREASURY
AFTER THE MARCH 2020 DUE DATE.
6. APPOINTMENT OF MEMBERS, PRESIDENT AND SECRETARY OF THE Mgmt Against Against
BOARD OF DIRECTORS, AND OF MEMBERS AND PRESIDENTS,
RESPECTIVELY, OF THE AUDIT, CORPORATE PRACTICES AND
FINANCE, AND SUSTAINABILITY COMMITTEES.
7. COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND
SUSTAINABILITY COMMITTEES.
8. APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS Mgmt For For
ADOPTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935174386
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104 Meeting Type: Annual
Ticker: CERN Meeting Date: 22-May-2020
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Julie L. Gerberding, Mgmt For For
M.D., M.P.H.
1b. Election of Class I Director: Brent Shafer Mgmt For For
1c. Election of Class I Director: William D. Zollars Mgmt Against Against
2. Ratification of the appointment of KPMG LLP as the Mgmt Against Against
independent registered public accounting firm of
Cerner Corporation for 2020.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
our Named Executive Officers.
4. Approval of the proposed amendment to our Third Mgmt For For
Restated Certificate of Incorporation to declassify
the Board of Directors.
5. Approval of the proposed amendment to our Third Mgmt For For
Restated Certificate of Incorporation to amend the
advance notice provisions for director nominations.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 03-Jun-2020
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt Withheld Against
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt Withheld Against
Asuka Nakahara Mgmt Withheld Against
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt Against Against
auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt Against Against
4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and report on Shr For Against
risks posed by failing to prevent sexual harassment
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935145866
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107 Meeting Type: Annual
Ticker: CMA Meeting Date: 28-Apr-2020
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael E. Collins Mgmt Against Against
1B. Election of Director: Roger A. Cregg Mgmt Against Against
1C. Election of Director: T. Kevin DeNicola Mgmt Against Against
1D. Election of Director: Curtis C. Farmer Mgmt For For
1E. Election of Director: Jacqueline P. Kane Mgmt For For
1F. Election of Director: Richard G. Lindner Mgmt Against Against
1G. Election of Director: Barbara R. Smith Mgmt For For
1H. Election of Director: Robert S. Taubman Mgmt For For
1I. Election of Director: Reginald M. Turner, Jr. Mgmt Against Against
1J. Election of Director: Nina G. Vaca Mgmt For For
1K. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Young LLP Mgmt Against Against
as Independent Registered Public Accounting Firm
3. Approval of a Non-Binding, Advisory Proposal Approving Mgmt For For
Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104 Meeting Type: Annual
Ticker: COP Meeting Date: 12-May-2020
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt Against Against
1B. Election of Director: Caroline Maury Devine Mgmt For For
1C. Election of Director: John V. Faraci Mgmt Against Against
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt Against Against
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt Against Against
1I. Election of Director: Sharmila Mulligan Mgmt Against Against
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Young LLP as Mgmt Against Against
ConocoPhillips' independent registered public
accounting firm for 2020.
3. Advisory Approval of Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935159322
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 14-May-2020
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt Against Against
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt Against Against
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt Against Against
1I. Election of Director: Larry J. Merlo Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt Against Against
1K. Election of Director: Mary L. Schapiro Mgmt Against Against
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our independent Mgmt Against Against
registered public accounting firm for 2020.
3. Say on Pay, a proposal to approve, on an advisory Mgmt Against Against
basis, the Company's executive compensation.
4. Proposal to amend the Company's 2017 Incentive Mgmt For For
Compensation Plan to increase the number of shares
authorized to be issued under the Plan.
5. Proposal to amend the Company's 2007 Employee Stock Mgmt For For
Purchase Plan to increase the number of shares
available for sale under the Plan.
6. Stockholder proposal for reducing the ownership Shr Against For
threshold to request a stockholder action by written
consent.
7. Stockholder proposal regarding our independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 26-Feb-2020
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt Against Against
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt Against Against
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt Against Against
1I. Election of Director: Sherry M. Smith Mgmt Against Against
1J. Election of Director: Dmitri L. Stockton Mgmt Against Against
1K. Election of Director: Sheila G. Talton Mgmt Against Against
2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against
located in Delaware will be the exclusive forum for
certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For
Plan
5. Ratification of the appointment of Deloitte & Touche Mgmt Against Against
LLP as Deere's independent registered public
accounting firm for fiscal 2020
6. Shareholder Proposal - Adopt a Board Ideology Shr Against For
Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935221236
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303 Meeting Type: Annual
Ticker: EXPE Meeting Date: 10-Jun-2020
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Battle (To be Mgmt Abstain Against
voted upon by the holders of Expedia Group, Inc.'s
Common Stock voting as a separate class)
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Jon T. Gieselman (To be voted Mgmt For For
upon by the holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1G. Election of Director: Craig A. Jacobson (To be voted Mgmt Abstain Against
upon by the holders of Expedia Group, Inc.'s Common
Stock voting as a separate class)
1H. Election of Director: Peter M. Kern Mgmt Abstain Against
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Greg Mondre Mgmt For For
1K. Election of Director: David Sambur Mgmt For For
1L. Election of Director: Alexander von Furstenberg Mgmt For For
1M. Election of Director: Julie Whalen (To be voted upon Mgmt Abstain Against
by the holders of Expedia Group, Inc.'s Common Stock
voting as a separate class.)
2. Approval, on an advisory basis, of the compensation of Mgmt For For
Expedia Group, Inc.'s named executive officers.
3. Approval of the Fifth Amended and Restated Expedia Mgmt Against Against
Group, Inc. 2005 Stock and Annual Incentive Plan,
including an amendment to increase the number of
shares of Expedia Group, Inc.'s common stock
authorized for issuance thereunder by 8,000,000.
4. Ratification of the appointment of Ernst & Young LLP Mgmt Against Against
as the Company's independent registered public
accounting firm for the year ending December 31, 2020.
5. Stockholder proposal regarding a report concerning Shr For Against
political contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt Withheld Against
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt Against Against
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr For Against
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935135170
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100 Meeting Type: Annual
Ticker: FITB Meeting Date: 14-Apr-2020
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: B. Evan Bayh, III Mgmt Against Against
1C. Election of Director: Jorge L. Benitez Mgmt Against Against
1D. Election of Director: Katherine B. Blackburn Mgmt For For
1E. Election of Director: Emerson L. Brumback Mgmt Against Against
1F. Election of Director: Jerry W. Burris Mgmt Against Against
1G. Election of Director: Greg D. Carmichael Mgmt For For
1H. Election of Director: C. Bryan Daniels Mgmt Against Against
1I. Election of Director: Thomas H. Harvey Mgmt For For
1J. Election of Director: Gary R. Heminger Mgmt Against Against
1K. Election of Director: Jewell D. Hoover Mgmt Against Against
1L. Election of Director: Eileen A. Mallesch Mgmt Against Against
1M. Election of Director: Michael B. McCallister Mgmt For For
1N. Election of Director: Marsha C. Williams Mgmt Against Against
2. Approval of the appointment of the firm of Deloitte & Mgmt Against Against
Touche LLP to serve as the independent external audit
firm for the Company for the year 2020.
3. An advisory approval of the Company's executive Mgmt For For
compensation.
4. An advisory vote to determine whether the shareholder Mgmt 1 Year For
vote on the compensation of the Company's executives
will occur every 1, 2, or 3 years.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935156213
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105 Meeting Type: Special
Ticker: FHN Meeting Date: 24-Apr-2020
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Merger, dated as Mgmt For For
of November 3, 2019, by and between First Horizon and
IBERIABANK Corporation.
2. Approval of the amendment to the restated charter of Mgmt For For
First Horizon to effect an increase in the number of
authorized shares of First Horizon common stock from
400,000,000 to 700,000,000, effective only upon
completion of the merger.
3. Approval of, on an advisory (non-binding) basis, the Mgmt For For
merger- related compensation payments that will or may
be paid by First Horizon to its named executive
officers in connection with the merger.
4. Approval of one or more adjournments of the First Mgmt For For
Horizon special meeting, if necessary or appropriate,
including adjournments to permit further solicitation
of proxies in favor of the First Horizon merger
proposal and the First Horizon charter amendment
proposal (Items 1 and 2 above).
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935145892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105 Meeting Type: Annual
Ticker: FHN Meeting Date: 28-Apr-2020
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt Against Against
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt Against Against
1D. Election of Director: Mark A. Emkes Mgmt Against Against
1E. Election of Director: Corydon J. Gilchrist Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Vicki R. Palmer Mgmt For For
1H. Election of Director: Colin V. Reed Mgmt For For
1I. Election of Director: Cecelia D. Stewart Mgmt Against Against
1J. Election of Director: Rajesh Subramaniam Mgmt For For
1K. Election of Director: R. Eugene Taylor Mgmt For For
1L. Election of Director: Luke Yancy III Mgmt Against Against
2. Approval of an advisory resolution to approve Mgmt For For
executive compensation
3. Ratification of appointment of KPMG LLP as auditors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935154598
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105 Meeting Type: Annual
Ticker: GSK Meeting Date: 06-May-2020
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive and adopt the 2019 Annual Report Mgmt For For
O2 To approve the Annual report on remuneration Mgmt For For
O3 To approve the Remuneration policy Mgmt Abstain Against
O4 To elect Sir Jonathan Symonds as a Director Mgmt For For
05 To elect Charles Bancroft as a Director Mgmt For For
O6 To re-elect Emma Walmsley as a Director Mgmt For For
O7 To re-elect Vindi Banga as a Director Mgmt For For
O8 To re-elect Dr Hal Barron as a Director Mgmt For For
O9 To re-elect Dr Vivienne Cox as a Director Mgmt For For
O10 To re-elect Lynn Elsenhans as a Director Mgmt For For
O11 To re-elect Dr Laurie Glimcher as a Director Mgmt For For
O12 To re-elect Dr Jesse Goodman as a Director Mgmt For For
O13 To re-elect Judy Lewent as a Director Mgmt For For
O14 To re-elect Iain Mackay as a Director Mgmt Against Against
O15 To re-elect Urs Rohner as a Director Mgmt For For
O16 To re-appoint the auditor Mgmt For For
O17 To determine remuneration of the auditor Mgmt For For
S18 To authorise the company and its subsidiaries to make Mgmt For For
donations to political organisations and incur
political expenditure
S19 To authorise allotment of shares Mgmt For For
S20 To disapply pre-emption rights - general power Mgmt For For
(special resolution)
S21 To disapply pre-emption rights - in connection with an Mgmt For For
acquisition or specified capital investment (special
resolution)
S22 To authorise the company to purchase its own shares Mgmt For For
(special resolution)
S23 To authorise exemption from statement of name of Mgmt For For
senior statutory auditor
S24 To authorise reduced notice of a general meeting other Mgmt For For
than an AGM (special resolution)
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935180618
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109 Meeting Type: Annual
Ticker: ILMN Meeting Date: 27-May-2020
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline Dorsa Mgmt Against Against
1B. Election of Director: Robert S. Epstein, M.D. Mgmt For For
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Philip W. Schiller Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt Against Against
independent registered public accounting firm for the
fiscal year ending January 3, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the named executive officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a stockholder Shr For Against
proposal regarding political disclosures.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935190417
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100 Meeting Type: Annual
Ticker: IONS Meeting Date: 04-Jun-2020
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Wender Mgmt For For
B. Lynne Parshall Mgmt For For
Spencer Berthelsen Mgmt For For
Joan Herman Mgmt Withheld Against
2. To approve an amendment and restatement of the Ionis Mgmt Against Against
Pharmaceuticals, Inc. 2002 Non-Employee Directors'
Stock Option Plan to, among other things, increase the
aggregate number of shares of common stock authorized
for issuance under such plan by 800,000 shares to an
aggregate of 2,800,000 shares, reduce the amount of
the automatic awards under the plan, revise the
vesting schedule of awards and extend the term of the
plan.
3. To ratify amending the existing stock option and Mgmt For For
restricted stock unit awards of directors to adjust
vesting.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
5. Ratify the Audit Committee's selection of Ernst & Mgmt Against Against
Young LLP as independent auditors for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935147808
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101 Meeting Type: Annual
Ticker: KT Meeting Date: 30-Mar-2020
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment to the Articles of Incorporation Mgmt For For
2. Election of Representative Director: Mr. Hyeon-Mo Ku Mgmt For For
3. Approval of Financial Statements for the 38th Fiscal Mgmt For For
Year
4.1 Election of Director: Mr. Yoon-Young Park (Inside Mgmt For For
Director Candidate)
4.2 Election of Director: Mr. Jong-Ook Park (Inside Mgmt For For
Director Candidate)
4.3 Election of Director: Mr. Chung-Gu Kang (Outside Mgmt For For
Director Candidate)
4.4 Election of Director: Mr. Chan-Hi Park (Outside Mgmt For For
Director Candidate)
4.5 Election of Director: Mrs. Eun-Jung Yeo (Outside Mgmt For For
Director Candidate)
4.6 Election of Director: Mr. Hyun-Myung Pyo (Outside Mgmt For For
Director Candidate)
5.1 Election of Member of the Audit Committee: Mr. Mgmt For For
Tae-Yoon Sung
5.2 Election of Member of the Audit Committee: Mrs. Mgmt For For
Eun-Jung Yeo
5.3 Election of Member of the Audit Committee: Mr. Mgmt For For
Chung-Gu Kang
6. Approval of Ceiling Amount on Remuneration for Mgmt For For
Directors
7. Approval of Employment Contract for the Representative Mgmt For For
Director
8. Amendment to Severance Pay Regulations for Executives Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935068165
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104 Meeting Type: Annual
Ticker: LW Meeting Date: 26-Sep-2019
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter J. Bensen Mgmt For For
1b. Election of Director: Charles A. Blixt Mgmt For For
1c. Election of Director: Andre J. Hawaux Mgmt For For
1d. Election of Director: W.G. Jurgensen Mgmt For For
1e. Election of Director: Thomas P. Maurer Mgmt For For
1f. Election of Director: Hala G. Moddelmog Mgmt For For
1g. Election of Director: Maria Renna Sharpe Mgmt For For
1h. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Ratification of the Appointment of KPMG LLP as Mgmt For For
Independent Auditors for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pesticide Use Report. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 06-Dec-2019
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Ph.D. Mgmt For For
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, M.D. Mgmt For For
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Medtronic's independent
auditor for fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors, acting through
the Audit Committee, to set the auditor's
remuneration.
3. To approve, in a non-binding advisory vote, named Mgmt For For
executive officer compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to issue shares. Mgmt For For
5. To renew the Board's authority to opt out of Mgmt For For
pre-emption rights.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103 Meeting Type: Annual
Ticker: MU Meeting Date: 16-Jan-2020
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt Against Against
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt Against Against
1.4 Election of Director: Mary Pat McCarthy Mgmt Against Against
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt Against Against
2. To approve a non-binding resolution to approve the Mgmt For For
compensation of our Named Executive Officers as
described in the proxy statement.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt Against Against
LLP as our Independent Registered Public Accounting
Firm for the fiscal year ending September 3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935176758
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109 Meeting Type: Annual
Ticker: NBIX Meeting Date: 19-May-2020
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin C. Gorman, Ph.D. Mgmt For For
Gary A. Lyons Mgmt Withheld Against
2. Advisory vote to approve the compensation paid to the Mgmt For For
Company's named executive officers.
3. To approve the Company's 2020 Equity Incentive Plan. Mgmt Against Against
4. To ratify the appointment of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107 Meeting Type: Annual
Ticker: REGN Meeting Date: 12-Jun-2020
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, M.D. Mgmt Against Against
1B. Election of Director: Joseph L. Goldstein, M.D. Mgmt For For
1C. Election of Director: Christine A. Poon Mgmt Against Against
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Proposal to approve the Second Amended and Restated Mgmt Against Against
Regeneron Pharmaceuticals, Inc. 2014 Long-Term
Incentive Plan.
4. Proposal to approve, on an advisory basis, executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 935160933
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604 Meeting Type: Annual
Ticker: RGA Meeting Date: 20-May-2020
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pina Albo Mgmt For For
1B. Election of Director: Christine R. Detrick Mgmt For For
1C. Election of Director: J. Cliff Eason Mgmt For For
1D. Election of Director: John J. Gauthier Mgmt Against Against
1E. Election of Director: Anna Manning Mgmt For For
1F. Election of Director: Hazel M. McNeilage Mgmt Against Against
1G. Election of Director: Steven C. Van Wyk Mgmt Against Against
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Approve the Company's Amended & Restated Articles of Mgmt For For
Incorporation.
4. Ratify the appointment of Deloitte & Touche LLP as the Mgmt Against Against
Company's independent auditor for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 935150033
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109 Meeting Type: Annual
Ticker: SPR Meeting Date: 22-Apr-2020
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen A. Cambone Mgmt For For
1B. Election of Director: Charles L. Chadwell Mgmt For For
1C. Election of Director: Irene M. Esteves Mgmt Against Against
1D. Election of Director: Paul E. Fulchino Mgmt For For
1E. Election of Director: Thomas C. Gentile III Mgmt For For
1F. Election of Director: Richard A. Gephardt Mgmt For For
1G. Election of Director: Robert D. Johnson Mgmt For For
1H. Election of Director: Ronald T. Kadish Mgmt For For
1I. Election of Director: John L. Plueger Mgmt For For
1J. Election of Director: Laura H. Wright Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent registered public accounting
firm for 2020.
4. The stockholder proposal requesting that the Board of Shr Against For
Directors adopt a bylaw requiring that any
board-approved bylaw amendment be subject to a
non-binding stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935133479
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104 Meeting Type: Annual
Ticker: TEL Meeting Date: 11-Mar-2020
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt Against Against
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Davidson Mgmt Against Against
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Against Against
1G. Election of Director: Thomas J. Lynch Mgmt Against Against
1H. Election of Director: Yong Nam Mgmt For For
1I. Election of Director: Daniel J. Phelan Mgmt For For
1J. Election of Director: Abhijit Y. Talwalkar Mgmt Against Against
1K. Election of Director: Mark C. Trudeau Mgmt For For
1L. Election of Director: Dawn C. Willoughby Mgmt For For
1M. Election of Director: Laura H. Wright Mgmt Against Against
2. To elect Thomas J. Lynch as the Chairman of the Board Mgmt Against Against
of Directors.
3A. To elect the individual member of the Management Mgmt For For
Development and Compensation Committee: Daniel J.
Phelan
3B. To elect the individual member of the Management Mgmt Against Against
Development and Compensation Committee: Abhijit Y.
Talwalkar
3C. To elect the individual member of the Management Mgmt For For
Development and Compensation Committee: Mark C.
Trudeau
3D. To elect the individual member of the Management Mgmt For For
Development and Compensation Committee: Dawn C.
Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Voting Mgmt For For
Services GmbH, or another individual representative of
Proxy Voting Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as the
independent proxy at the 2021 annual meeting of TE
Connectivity and any shareholder meeting that may be
held prior to that meeting.
5.1 To approve the 2019 Annual Report of TE Connectivity Mgmt For For
Ltd. (excluding the statutory financial statements for
the fiscal year ended September 27, 2019, the
consolidated financial statements for the fiscal year
ended September 27, 2019 and the Swiss Compensation
Report for the fiscal year ended September 27, 2019).
5.2 To approve the statutory financial statements of TE Mgmt For For
Connectivity Ltd. for the fiscal year ended September
27, 2019.
5.3 To approve the consolidated financial statements of TE Mgmt For For
Connectivity Ltd. for the fiscal year ended September
27, 2019.
6. To release the members of the Board of Directors and Mgmt For For
executive officers of TE Connectivity for activities
during the fiscal year ended September 27, 2019.
7.1 To elect Deloitte & Touche LLP as TE Connectivity's Mgmt Against Against
independent registered public accounting firm for
fiscal year 2020.
7.2 To elect Deloitte AG, Zurich, Switzerland, as TE Mgmt Against Against
Connectivity's Swiss registered auditor until the next
annual general meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special auditor
until the next annual general meeting of TE
Connectivity.
8. An advisory vote to approve named executive officer Mgmt For For
compensation
9. A binding vote to approve fiscal year 2021 maximum Mgmt For For
aggregate compensation amount for executive
management.
10. A binding vote to approve fiscal year 2021 maximum Mgmt For For
aggregate compensation amount for the Board of
Directors.
11. To approve the carryforward of unappropriated Mgmt For For
accumulated earnings at September 27, 2019.
12. To approve a dividend payment to shareholders equal to Mgmt For For
$1.92 per issued share to be paid in four equal
quarterly installments of $0.48 starting with the
third fiscal quarter of 2020 and ending in the second
fiscal quarter of 2021 pursuant to the terms of the
dividend resolution.
13. To approve a renewal of authorized capital and related Mgmt Against Against
amendment to our articles of association.
14. To approve a reduction of share capital for shares Mgmt For For
acquired under TE Connectivity's share repurchase
program and related amendments to the articles of
association of TE Connectivity Ltd.
15. To approve any adjournments or postponements of the Mgmt Against Against
meeting.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 08-May-2020
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt Against Against
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt Against Against
1G. Election of Director: Susan Patricia Griffith Mgmt For For
1H. Election of Director: Jeffrey D. Kelly Mgmt Against Against
1I. Election of Director: Patrick H. Nettles, Ph.D. Mgmt Against Against
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our executive Mgmt For For
compensation program.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt Against Against
as our independent registered public accounting firm
for 2020.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 07-May-2020
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt Against Against
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt Against Against
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt Against Against
2. Advisory Vote to Approve Executive Compensation Mgmt For For
3. Ratification of Appointment of Independent Registered Mgmt Against Against
Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 28-Jan-2020
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt Against Against
1C. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt Against Against
1I. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1J. Election of Director: John A. C. Swainson Mgmt Against Against
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935114823
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108 Meeting Type: Annual
Ticker: WBA Meeting Date: 30-Jan-2020
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose E. Almeida Mgmt For For
1B. Election of Director: Janice M. Babiak Mgmt Against Against
1C. Election of Director: David J. Brailer Mgmt Against Against
1D. Election of Director: William C. Foote Mgmt For For
1E. Election of Director: Ginger L. Graham Mgmt Against Against
1F. Election of Director: John A. Lederer Mgmt For For
1G. Election of Director: Dominic P. Murphy Mgmt For For
1H. Election of Director: Stefano Pessina Mgmt For For
1I. Election of Director: Nancy M. Schlichting Mgmt Against Against
1J. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt Against Against
LLP as the independent registered public accounting
firm for fiscal year 2020.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Stockholder proposal requesting an independent Board Shr For Against
Chairman.
5. Proposal Withdrawn Shr Abstain
6. Stockholder proposal regarding the ownership threshold Shr For Against
for calling special meetings of stockholders.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109 Meeting Type: Annual
Ticker: WM Meeting Date: 12-May-2020
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt Against Against
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt Against Against
1D. Election of Director: Victoria M. Holt Mgmt Against Against
1E. Election of Director: Kathleen M. Mazzarella Mgmt For For
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt Against Against
1H. Election of Director: Thomas H. Weidemeyer Mgmt Against Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt Against Against
as the independent registered public accounting firm
for 2020.
3. Non-binding, advisory proposal to approve our Mgmt For For
executive compensation.
4. Proposal to amend and restate our Employee Stock Mgmt For For
Purchase Plan to increase the number of shares
authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935190342
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103 Meeting Type: Annual
Ticker: WLTW Meeting Date: 10-Jun-2020
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt Against Against
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the appointment of (i) Mgmt For For
Deloitte & Touche LLP to audit our financial
statements and (ii) Deloitte Ireland LLP to audit our
Irish Statutory Accounts, and authorize, in a binding
vote, the Board, acting through the Audit Committee,
to fix the independent auditors' remuneration.
3. Approve, on an advisory basis, the named executive Mgmt For For
officer compensation.
4. Renew the Board's existing authority to issue shares Mgmt For For
under Irish law.
5. Renew the Board's existing authority to opt out of Mgmt For For
statutory pre-emption rights under Irish law.
* Management position unknown
TST Balanced Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101 Meeting Type: Annual
Ticker: ACN Meeting Date: 30-Jan-2020
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B. Re-appointment of Director: Herbert Hainer Mgmt For For
1C. Re-appointment of Director: Nancy McKinstry Mgmt For For
1D. Re-appointment of Director: Gilles C. Pelisson Mgmt For For
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1G. Re-appointment of Director: David Rowland Mgmt For For
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the compensation of Mgmt For For
our named executive officers.
3. To approve the Amended and Restated Accenture plc 2010 Mgmt For For
Share Incentive Plan.
4. To ratify, in a non-binding vote, the appointment of Mgmt For For
KPMG LLP ("KPMG") as independent auditors of Accenture
and to authorize, in a binding vote, the Audit
Committee of the Board of Directors to determine
KPMG's remuneration.
5. To grant the Board of Directors the authority to issue Mgmt For For
shares under Irish law.
6. To grant the Board of Directors the authority to Mgmt For For
opt-out of pre-emption rights under Irish law.
7. To determine the price range at which Accenture can Mgmt For For
re-allot shares that it acquires as treasury shares
under Irish law.
--------------------------------------------------------------------------------------------------------------------------
ALCON INC. Agenda Number: 935158786
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128 Meeting Type: Annual
Ticker: ALC Meeting Date: 06-May-2020
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the operating and financial review of Mgmt For For
Alcon Inc., the annual financial statements of Alcon
Inc. and the consolidated financial statements for
2019
2. Discharge of the Members of the Board of Directors and Mgmt For For
the Members of the Executive Committee
3. Appropriation of earnings as per the balance sheet of Mgmt For For
Alcon Inc. of December 31, 2019.
4A. Consultative vote on the 2019 Compensation Report Mgmt For For
4B. Binding vote on the maximum aggregate amount of Mgmt For For
compensation of the Board of Directors for the next
term of office, i.e. from the 2020 Annual General
Meeting to the 2021 Annual General Meeting
4C. Binding vote on the maximum aggregate amount of Mgmt For For
compensation of the Executive Committee for the
following financial year, i.e. 2021
5A. Re-election of Director: F. Michael Ball (as Member Mgmt For For
and Chairman)
5B. Re-election of Director: Lynn D. Bleil (as Member) Mgmt For For
5C. Re-election of Director: Arthur Cummings (as Member) Mgmt For For
5D. Re-election of Director: David J. Endicott (as Member) Mgmt For For
5E. Re-election of Director: Thomas Glanzmann (as Member) Mgmt For For
5F. Re-election of Director: D. Keith Grossman (as Member) Mgmt For For
5G. Re-election of Director: Scott Maw (as Member) Mgmt For For
5H. Re-election of Director: Karen May (as Member) Mgmt For For
5I. Re-election of Director: Ines Poschel (as Member) Mgmt For For
5J. Re-election of Director: Dieter Spalti (as Member) Mgmt For For
6A. Re-election of the Member of the Compensation Mgmt For For
Committee: Thomas Glanzmann
6B. Re-election of the Member of the Compensation Mgmt For For
Committee: D. Keith Grossman
6C. Re-election of the Member of the Compensation Mgmt For For
Committee: Karen May
6D. Re-election of the Member of the Compensation Mgmt For For
Committee: Ines Poschel
7. Re-election of the independent representative, Mgmt For For
Hartmann Dreyer Attorneys-at-law
8. Re-election of the statutory auditors, Mgmt For For
PricewaterhouseCoopers SA, Geneva
9. Note: General instruction in case of new agenda items Mgmt Abstain
or proposals during the Annual General Meeting (please
check one box only). * If you vote FOR, you will be
voting in accordance with the recommendation of the
Board of Directors. ** If you vote ABSTAIN, you will
ABSTAIN from voting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 05-May-2020
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: Charlene Mgmt For For
Barshefsky
1B. Election of Director for a term of one year: John J. Mgmt For For
Brennan
1C. Election of Director for a term of one year: Peter Mgmt For For
Chernin
1D. Election of Director for a term of one year: Ralph de Mgmt For For
la Vega
1E. Election of Director for a term of one year: Anne Mgmt For For
Lauvergeon
1F. Election of Director for a term of one year: Michael Mgmt For For
O. Leavitt
1G. Election of Director for a term of one year: Theodore Mgmt For For
J. Leonsis
1H. Election of Director for a term of one year: Karen L. Mgmt For For
Parkhill
1I. Election of Director for a term of one year: Lynn A. Mgmt For For
Pike
1J. Election of Director for a term of one year: Stephen Mgmt For For
J. Squeri
1K. Election of Director for a term of one year: Daniel L. Mgmt For For
Vasella
1L. Election of Director for a term of one year: Ronald A. Mgmt For For
Williams
1M. Election of Director for a term of one year: Mgmt For For
Christopher D. Young
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent registered public accounting firm
for 2020.
3. Approval, on an advisory basis, of the Company's Mgmt For For
executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by written Shr For Against
consent.
6. Shareholder proposal relating to gender/racial pay Shr Against For
equity.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 05-Mar-2020
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2020.
3. Advisory vote to approve the compensation of named Mgmt For For
executive officers.
4. Stockholder proposal, if properly presented, to permit Shr For Against
stockholders to act by written consent.
5. Stockholder proposal, if properly presented, regarding Shr For Against
the use of a deferral period for certain compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 19-May-2020
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Holley, Jr. Mgmt For For
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Williams Mgmt For For
2. Advisory vote to approve our executive compensation. Mgmt For For
3. To ratify the selection of Ernst & Young LLP as our Mgmt For For
independent registered public accountants for the
fiscal year ending December 31, 2020.
4. Stockholder proposal to require an independent board Shr Against For
chair.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2020
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2020
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
5. A shareholder proposal relating to sustainability and Shr Against For
executive compensation
6. A shareholder proposal relating to policies on freedom Shr For Against
of expression
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 24-Apr-2020
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. McCallister Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt For For
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Compensation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 28-Jan-2020
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent registered Mgmt For For
public accounting firm.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Approval of amendment to BD's 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
5. Approval of French Addendum to BD'S 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
6. Shareholder proposal regarding special shareholder Shr For Against
meetings.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 02-May-2020
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the compensation of Mgmt Against Against
the Company's Named Executive Officers, as described
in the 2020 Proxy Statement.
3. Non-binding resolution to determine the frequency Mgmt 1 Year Against
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have
an advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 05-May-2020
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm.
4. Shareholder Proposal on Separate Chair & CEO. Shr For Against
5. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935157227
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102 Meeting Type: Annual
Ticker: CNI Meeting Date: 28-Apr-2020
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Shauneen Bruder Mgmt For For
Donald J. Carty Mgmt For For
Amb. Gordon D. Giffin Mgmt For For
Julie Godin Mgmt For For
Edith E. Holiday Mgmt For For
V.M. Kempston Darkes Mgmt For For
The Hon. Denis Losier Mgmt For For
The Hon. Kevin G. Lynch Mgmt For For
James E. O'Connor Mgmt For For
Robert Pace Mgmt For For
Robert L. Phillips Mgmt For For
Jean-Jacques Ruest Mgmt For For
Laura Stein Mgmt For For
2 Appointment of KPMG LLP as Auditors. Mgmt For For
3 Non-binding advisory resolution to accept the approach Mgmt For For
to executive compensation disclosed in the Management
Information Circular, the full text of which
resolution is set out on p. 9 of the Management
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935131564
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 06-Apr-2020
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To hold a (non-binding) advisory vote to approve the Mgmt For For
Carnival plc Directors' Remuneration Report (other
than the Carnival plc Directors' Remuneration Policy
set out in Section B of Part II of the Carnival plc
Directors' Remuneration Report) (in accordance with
legal requirements applicable to UK Companies).
14. To approve the Carnival plc Directors' Remuneration Mgmt For For
Policy set out in the Section B of Part II of the
Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Carnival
Corporation.
16. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2019 (in accordance with legal
requirements applicable to UK companies).
18. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
19. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For
22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 27-May-2020
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
4. Report on Lobbying Shr For Against
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr For Against
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935153407
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Annual
Ticker: CME Meeting Date: 06-May-2020
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Duffy Mgmt For For
1B. Election of Equity Director: Timothy S. Bitsberger Mgmt For For
1C. Election of Equity Director: Charles P. Carey Mgmt For For
1D. Election of Equity Director: Dennis H. Chookaszian Mgmt For For
1E. Election of Equity Director: Bryan T. Durkin Mgmt For For
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Gepsman Mgmt For For
1H. Election of Equity Director: Larry G. Gerdes Mgmt For For
1I. Election of Equity Director: Daniel R. Glickman Mgmt For For
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Lockett Mgmt For For
1L. Election of Equity Director: Deborah J. Lucas Mgmt For For
1M. Election of Equity Director: Terry L. Savage Mgmt For For
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Shepard Mgmt For For
1P. Election of Equity Director: Howard J. Siegel Mgmt For For
1Q. Election of Equity Director: Dennis A. Suskind Mgmt For For
2. Ratification of the appointment of Ernst & Young as Mgmt For For
our independent registered public accounting firm for
2020.
3. Advisory vote on the compensation of our named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 03-Jun-2020
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and report on Shr Against For
risks posed by failing to prevent sexual harassment
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935148672
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104 Meeting Type: Annual
Ticker: CTVA Meeting Date: 28-Apr-2020
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: Robert A. Brown Mgmt For For
1C. Election of Director: James C. Collins, Jr. Mgmt For For
1D. Election of Director: Klaus A. Engel Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Lois D. Juliber Mgmt For For
1G. Election of Director: Rebecca B. Liebert Mgmt For For
1H. Election of Director: Marcos M. Lutz Mgmt For For
1I. Election of Director: Nayaki Nayyar Mgmt For For
1J. Election of Director: Gregory R. Page Mgmt For For
1K. Election of Director: Lee M. Thomas Mgmt For For
1L. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
of the Company's named executive officers.
3. Advisory resolution on the frequency of the Mgmt 1 Year For
stockholder vote on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2020.
5. Approval of Corteva, Inc. Global Omnibus Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935159322
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 14-May-2020
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Larry J. Merlo Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
registered public accounting firm for 2020.
3. Say on Pay, a proposal to approve, on an advisory Mgmt Against Against
basis, the Company's executive compensation.
4. Proposal to amend the Company's 2017 Incentive Mgmt For For
Compensation Plan to increase the number of shares
authorized to be issued under the Plan.
5. Proposal to amend the Company's 2007 Employee Stock Mgmt For For
Purchase Plan to increase the number of shares
available for sale under the Plan.
6. Stockholder proposal for reducing the ownership Shr Against For
threshold to request a stockholder action by written
consent.
7. Stockholder proposal regarding our independent Board Shr Against For
Chair.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935132441
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103 Meeting Type: Annual
Ticker: DOW Meeting Date: 09-Apr-2020
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Jacqueline K. Barton Mgmt For For
1D. Election of Director: James A. Bell Mgmt For For
1E. Election of Director: Wesley G. Bush Mgmt For For
1F. Election of Director: Richard K. Davis Mgmt For For
1G. Election of Director: Jeff M. Fettig Mgmt For For
1H. Election of Director: Jim Fitterling Mgmt For For
1I. Election of Director: Jacqueline C. Hinman Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Advisory Resolution on the Frequency of Future Mgmt 1 Year For
Advisory Votes to Approve Executive Compensation
4. Ratification of the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 27-May-2020
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2020
5. Modification of Threshold for Calling Special Shr For Against
Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 27-May-2020
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 29) Mgmt For For
3. Advisory Vote to Approve Executive Compensation (page Mgmt For For
30)
4. Independent Chairman (page 59) Shr Against For
5. Special Shareholder Meetings (page 61) Shr For Against
6. Report on Environmental Expenditures (page 62) Shr Against For
7. Report on Risks of Petrochemical Investments (page 64) Shr Against For
8. Report on Political Contributions (page 66) Shr For Against
9. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935151427
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 06-May-2020
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: William A. Osborn Mgmt For For
1I. Election of Director: Catherine B. Reynolds Mgmt For For
1J. Election of Director: Laura J. Schumacher Mgmt For For
1K. Election of Director: John G.Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Independent Auditors Mgmt For For
3. Advisory Vote to approve Executive Compensation Mgmt For For
4. Shareholder Proposal to reduce the ownership threshold Shr For Against
required to call a Special Shareholder meeting
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 27-Apr-2020
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Expenditures. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935154790
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 05-May-2020
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2020
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 28-Apr-2020
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right to Remove Shr For Against
Directors.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 23-Apr-2020
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Incorporation Mgmt For For
to Permit Removal of Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Risks Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935178358
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 28-May-2020
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bague Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Ming Lu Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Martin H. Nesbitt Mgmt For For
1I. Election of Director: Jeetendra I. Patel Mgmt For For
1J. Election of Director: Sheila A. Penrose Mgmt For For
1K. Election of Director: Ann Marie Petach Mgmt For For
1L. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 19-May-2020
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
3. Ratification of independent registered public Mgmt For For
accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing related to Shr Against For
the Arctic and the Canadian oil sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent provisions Shr Against For
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935018920
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103 Meeting Type: Annual
Ticker: LIN Meeting Date: 26-Jul-2019
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prof. Dr. Wolfgang Reitzle Mgmt For For
1b. Election of Director: Stephen F. Angel Mgmt For For
1c. Election of Director: Prof. DDr. Ann-Kristin Mgmt For For
Achleitner
1d. Election of Director: Prof. Dr. Clemens Borsig Mgmt For For
1e. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1f. Election of Director: Dr. Thomas Enders Mgmt For For
1g. Election of Director: Franz Fehrenbach Mgmt For For
1h. Election of Director: Edward G. Galante Mgmt For For
1i. Election of Director: Larry D. McVay Mgmt For For
1j. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1k. Election of Director: Prof. Dr. Martin H. Richenhagen Mgmt For For
1l. Election of Director: Robert L. Wood Mgmt For For
2a. To ratify, on an advisory and non-binding basis, the Mgmt For For
appointment of PricewaterhouseCoopers ("PWC") as the
independent auditor.
2b. To authorize the Board, acting through the Audit Mgmt For For
Committee, to determine PWC's remuneration.
3. To determine the price range at which Linde plc can Mgmt For For
re-allot shares that it acquires as treasury shares
under Irish law.
4. To approve, on an advisory and non-binding basis, the Mgmt For For
compensation of Linde plc's Named Executive Officers,
as disclosed in the 2019 Proxy Statement.
5. To recommend, on an advisory and non-binding basis, Mgmt 1 Year For
the frequency of holding future advisory shareholder
votes on the compensation of Linde plc's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935180391
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202 Meeting Type: Annual
Ticker: MAR Meeting Date: 08-May-2020
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J.W. Marriott, Jr. Mgmt For For
1B. Election of Director: Bruce W. Duncan Mgmt For For
1C. Election of Director: Deborah M. Harrison Mgmt For For
1D. Election of Director: Frederick A. Henderson Mgmt For For
1E. Election of Director: Eric Hippeau Mgmt For For
1F. Election of Director: Lawrence W. Kellner Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Aylwin B. Lewis Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: George Munoz Mgmt For For
1K. Election of Director: Susan C. Schwab Mgmt For For
1L. Election of Director: Arne M. Sorenson Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2020
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL RECOMMENDING ELIMINATION OF Shr For Against
SUPERMAJORITY VOTING PROVISIONS
5. SHAREHOLDER PROPOSAL RECOMMENDING INCREASED DIVERSITY Shr For Against
DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 21-May-2020
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term expiring in Mgmt For For
2021: Lloyd Dean
1B. Election of Director for a one-year term expiring in Mgmt For For
2021: Robert Eckert
1C. Election of Director for a one-year term expiring in Mgmt For For
2021: Catherine Engelbert
1D. Election of Director for a one-year term expiring in Mgmt For For
2021: Margaret Georgiadis
1E. Election of Director for a one-year term expiring in Mgmt For For
2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term expiring in Mgmt For For
2021: Christopher Kempczinski
1G. Election of Director for a one-year term expiring in Mgmt For For
2021: Richard Lenny
1H. Election of Director for a one-year term expiring in Mgmt For For
2021: John Mulligan
1I. Election of Director for a one-year term expiring in Mgmt For For
2021: Sheila Penrose
1J. Election of Director for a one-year term expiring in Mgmt For For
2021: John Rogers, Jr.
1K. Election of Director for a one-year term expiring in Mgmt For For
2021: Paul Walsh
1L. Election of Director for a one-year term expiring in Mgmt For For
2021: Miles White
2. Advisory vote to approve executive compensation. Mgmt For For
3. Advisory vote to approve the appointment of Ernst & Mgmt For For
Young LLP as independent auditor for 2020.
4. Vote to approve the Company's Amended and Restated Mgmt For For
2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal requesting to Shr For Against
change the thresholds to call special shareholder
meetings, if properly presented.
6. Advisory vote on a shareholder proposal requesting the Shr Against For
Board issue a report on sugar and public health, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 26-May-2020
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of the Company's Mgmt For For
independent registered public accounting firm for
2020.
4. Shareholder proposal concerning shareholder right to Shr For Against
act by written consent.
5. Shareholder proposal regarding allocation of corporate Shr Against For
tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 03-Jun-2020
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2020.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. Proposal to approve the Monster Beverage Corporation Mgmt For For
2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 04-Jun-2020
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Hastings Mgmt Abstain Against
1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against
1C. Election of Class III Director: Mathias Dopfner Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Approval of the Netflix, Inc. 2020 Stock Plan. Mgmt For For
5. Stockholder proposal regarding political disclosures, Shr For Against
if properly presented at the meeting.
6. Stockholder proposal for simple majority vote, if Shr For Against
properly presented at the meeting.
7. Stockholder proposal for EEO policy risk report, if Shr Against For
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 28-Feb-2020
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt For For
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2019 Financial Year.
2. Discharge from Liability of the Members of the Board Mgmt For For
of Directors and the Executive Committee.
3. Appropriation of Available Earnings of Novartis AG as Mgmt For For
per Balance Sheet and Declaration of Dividend for
2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Board of Directors from the 2020
Annual General Meeting to the 2021 Annual General
Meeting.
5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Executive Committee for the
Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For
6A. Re-election of the Chairman and the Member of the Mgmt For For
Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Director: Mgmt For For
Nancy C. Andrews
6C. Re-election of the Member of the Board of Director: Mgmt For For
Ton Buechner
6D. Re-election of the Member of the Board of Director: Mgmt For For
Patrice Bula
6E. Re-election of the Member of the Board of Director: Mgmt For For
Srikant Datar
6F. Re-election of the Member of the Board of Director: Mgmt For For
Elizabeth Doherty
6G. Re-election of the Member of the Board of Director: Mgmt For For
Ann Fudge
6H. Re-election of the Member of the Board of Director: Mgmt For For
Frans van Houten
6I. Re-election of the Member of the Board of Director: Mgmt For For
Andreas von Planta
6J. Re-election of the Member of the Board of Director: Mgmt For For
Charles L. Sawyers
6K. Re-election of the Member of the Board of Director: Mgmt For For
Enrico Vanni
6L. Re-election of the Member of the Board of Director: Mgmt For For
William T. Winters
6M. Election of new Member of the Board of Director: Mgmt For For
Bridgette Heller
6N. Election of new Member of the Board of Director: Simon Mgmt For For
Moroney
7A. Re-election to the Compensation Committee: Patrice Mgmt For For
Bula
7B. Re-election to the Compensation Committee: Srikant Mgmt For For
Datar
7C. Re-election to the Compensation Committee: Enrico Mgmt For For
Vanni
7D. Re-election to the Compensation Committee: William T. Mgmt For For
Winters
7E. Election of new Member to the Compensation Committee: Mgmt For For
Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt For For
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative motions Mgmt Against Against
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 19-Nov-2019
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against
Executive Officers.
3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
5. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935148901
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 06-May-2020
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shona L. Brown Mgmt For For
1B. Election of Director: Cesar Conde Mgmt For For
1C. Election of Director: Ian Cook Mgmt For For
1D. Election of Director: Dina Dublon Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: David C. Page Mgmt For For
1I. Election of Director: Robert C. Pohlad Mgmt For For
1J. Election of Director: Daniel Vasella Mgmt For For
1K. Election of Director: Darren Walker Mgmt For For
1L. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year 2020.
3. Advisory approval of the Company's executive Mgmt For For
compensation.
4. Shareholder Proposal - Reduce Ownership Threshold to Shr For Against
Call Special Shareholder Meetings.
5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC Shr Against For
HEALTH.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 06-May-2020
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andre Calantzopoulos Mgmt For For
1B. Election of Director: Louis C. Camilleri Mgmt For For
1C. Election of Director: Werner Geissler Mgmt For For
1D. Election of Director: Lisa A. Hook Mgmt For For
1E. Election of Director: Jennifer Li Mgmt For For
1F. Election of Director: Jun Makihara Mgmt For For
1G. Election of Director: Kalpana Morparia Mgmt For For
1H. Election of Director: Lucio A. Noto Mgmt For For
1I. Election of Director: Frederik Paulsen Mgmt For For
1J. Election of Director: Robert B. Polet Mgmt For For
2. Advisory Vote Approving Executive Compensation Mgmt For For
3. Ratification of the Selection of Independent Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104 Meeting Type: Annual
Ticker: SPGI Meeting Date: 13-May-2020
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Jr. Mgmt For For
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the executive Mgmt For For
compensation program for the Company's named executive
officers.
3. Approve an amendment to the Company's Certificate of Mgmt For For
Incorporation to permit removal of a Director with or
without cause.
4. Ratify the selection of Ernst & Young LLP as our Mgmt For For
independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2020
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan.
3. Amendment and restatement of our 2004 Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the ability of Shr For Against
stockholders to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 01-Apr-2020
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Chevardiere Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2019; our consolidated statement of
income for the year ended December 31, 2019; and our
Board of Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935138506
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2020
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph J. DePaolo Mgmt For For
1B. Election of Director: Barney Frank Mgmt For For
1C. Election of Director: Scott A. Shay Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101 Meeting Type: Annual
Ticker: SYK Meeting Date: 05-May-2020
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Ph.D. Mgmt For For
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Lobo(Chairman of the Mgmt For For
Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for
2020.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Non-management employee representation on the Board of Mgmt Against For
Directors.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 23-Apr-2020
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 27-Apr-2020
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt Against Against
1D. Election of Director: Edmund P. Giambastiani Jr. Mgmt Against Against
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt Abstain Against
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt For For
1I. Election of Director: Caroline B. Kennedy Mgmt For For
1J. Election of Director: Steven M. Mollenkopf Mgmt For For
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt Against Against
1M. Election of Director: Ronald A. Williams Mgmt Against Against
2. Approve, on an Advisory Basis, Named Executive Officer Mgmt For For
Compensation.
3. Ratify the Appointment of Deloitte & Touche LLP as Mgmt For For
Independent Auditor for 2020.
4. Disclosure of Director Skills, Ideological Shr Against For
Perspectives, and Experience and Minimum Director
Qualifications.
5. Additional Report on Lobbying Activities. Shr For Against
6. Policy Requiring Independent Board Chairman. Shr For Against
7. Written Consent. Shr For Against
8. Mandatory Retention of Significant Stock by Shr For Against
Executives.
9. Additional Disclosure of Compensation Adjustments. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 30-Apr-2020
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt Against Against
on Pay).
3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2020.
4. Shareholder Proposal Regarding Right to Act by Written Shr For Against
Consent.
5. Shareholder Proposal Regarding Board Oversight of the Shr Against For
"Statement on the Purpose of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 21-May-2020
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Disclosure Shr For Against
6. Shareholder Proposal Regarding Executive Ownership Shr For Against
Guidelines
7. Shareholder Proposal Regarding Electioneering Shr For Against
Contributions Congruency Analysis
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935064903
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106 Meeting Type: Annual
Ticker: KHC Meeting Date: 12-Sep-2019
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory E. Abel Mgmt For For
1b. Election of Director: Alexandre Behring Mgmt For For
1c. Election of Director: Joao M. Castro-Neves Mgmt For For
1d. Election of Director: Tracy Britt Cool Mgmt For For
1e. Election of Director: John T. Cahill Mgmt For For
1f. Election of Director: Feroz Dewan Mgmt For For
1g. Election of Director: Jeanne P. Jackson Mgmt For For
1h. Election of Director: Jorge Paulo Lemann Mgmt For For
1i. Election of Director: John C. Pope Mgmt For For
1j. Election of Director: Alexandre Van Damme Mgmt For For
1k. Election of Director: George Zoghbi Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt Against Against
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2019.
4. Shareholder Proposal: Protein Diversification Shr Against For
5. Shareholder Proposal: Actions to Reduce Synthetic Shr For Against
Pesticides
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935151895
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106 Meeting Type: Annual
Ticker: KHC Meeting Date: 07-May-2020
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Joao M. Castro-Neves Mgmt For For
1E. Election of Director: Timothy Kenesey Mgmt For For
1F. Election of Director: Jorge Paulo Lemann Mgmt For For
1G. Election of Director: Susan Mulder Mgmt For For
1H. Election of Director: John C. Pope Mgmt For For
1I. Election of Director: Elio Leoni Sceti Mgmt For For
1J. Election of Director: Alexandre Van Damme Mgmt For For
1K. Election of Director: George Zoghbi Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt Against Against
3. Approval of The Kraft Heinz Company 2020 Omnibus Mgmt For For
Incentive Plan.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
5. Shareholder Proposal: Implementation of Simple Shr Against For
Majority Vote Requirement.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 08-Oct-2019
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Jr. Mgmt For For
1I. Election of Director: Nelson Peltz Mgmt For For
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve the Company's Executive Mgmt For For
Compensation (the "Say on Pay" vote)
4. Approval of The Procter & Gamble 2019 Stock and Mgmt For For
Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 09-Jun-2020
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
as TJX's independent registered public accounting firm
for fiscal 2021
3. Advisory approval of TJX's executive compensation (the Mgmt For For
say-on-pay vote)
4. Shareholder proposal for a report on reduction in Shr For Against
chemical footprint
5. Shareholder proposal for a report on animal welfare Shr Against For
6. Shareholder proposal for setting target amounts for Shr Against For
CEO compensation
7. Shareholder proposal for disclosure regarding Shr For Against
executive share retention
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 11-Mar-2020
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Lagomasino Mgmt For For
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2020.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. To approve an amendment to the Company's Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
5. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 935175720
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 30-Apr-2020
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To adopt the Annual Accounts and appropriation of the Mgmt For For
profit for the 2019 financial year.
3. To consider, and if thought fit, approve the Mgmt For For
Directors' Remuneration Report.
4. To discharge the Executive Directors. Mgmt For For
5. To discharge the Non-Executive Directors. Mgmt For For
6. To reappoint Mr N Andersen as a Non-Executive Mgmt For For
Director.
7. To reappoint Mrs L Cha as a Non-Executive Director. Mgmt For For
8. To reappoint Mr V Colao as a Non-Executive Director. Mgmt For For
9. To reappoint Dr J Hartmann as a Non-Executive Mgmt For For
Director.
10. To reappoint Mr A Jope as an Executive Director. Mgmt For For
11. To reappoint Ms A Jung as a Non-Executive Director. Mgmt For For
12. To reappoint Ms S Kilsby as a Non-Executive Director. Mgmt For For
13. To reappoint Mr S Masiyiwa as a Non-Executive Mgmt For For
Director.
14. To reappoint Professor Y Moon as a Non-Executive Mgmt For For
Director.
15. To reappoint Mr G Pitkethly as an Executive Director. Mgmt For For
16. To reappoint Mr J Rishton as a Non-Executive Director. Mgmt For For
17. To reappoint Mr F Sijbesma as a Non-Executive Mgmt For For
Director.
18. To appoint the Auditor charged with the auditing of Mgmt For For
the Annual Accounts for the 2020 financial year.
19. To designate the Board of Directors as the company Mgmt For For
body authorised in respect of the issue of shares in
the share capital of the Company.
20. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for general corporate purposes.
21. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for acquisition or specified capital
investment purposes.
22. To authorise the Board of Directors to purchase Mgmt For For
ordinary shares in the share capital of the Company.
23. To reduce the capital with respect to ordinary shares Mgmt For For
held by the Company in its own share capital.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Special
Ticker: UTX Meeting Date: 11-Oct-2019
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, par value Mgmt For For
$1.00 per share, to Raytheon stockholders in
connection with the merger contemplated by the
Agreement and Plan of Merger, dated as of June 9,
2019, by and among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company (the "UTC
share issuance proposal").
2. Approve the adjournment of the UTC special meeting to Mgmt For For
a later date or dates, if necessary or appropriate, to
solicit additional proxies in the event there are not
sufficient votes at the time of the UTC special
meeting to approve the UTC share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 27-Apr-2020
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1E. Election of Director: Margaret L. O'Sullivan Mgmt For For
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Majority Vote Shr For
Requirement.
5. Shareowner Proposal to Create a Committee to Prepare a Shr Against For
Report regarding the Impact of Plant Closure on
Communities and Alternatives to Help Mitigate the
Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 01-Jun-2020
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2020.
4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For
Incentive Plan.
5. If properly presented at the 2020 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal set forth in
the proxy statement requesting any material amendment
to the Company's Bylaws be subject to a non-binding
shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106 Meeting Type: Annual
Ticker: VRSK Meeting Date: 20-May-2020
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Foskett Mgmt For For
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an advisory, Mgmt For For
non-binding basis.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
our independent auditor for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 07-May-2020
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Compensation Mgmt For For
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 28-Jan-2020
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 09-Jun-2020
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2021.
3. Advisory vote on named executive officer compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 08-May-2020
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
TST Large Cap Focused Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101 Meeting Type: Annual
Ticker: ACN Meeting Date: 30-Jan-2020
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B. Re-appointment of Director: Herbert Hainer Mgmt For For
1C. Re-appointment of Director: Nancy McKinstry Mgmt For For
1D. Re-appointment of Director: Gilles C. Pelisson Mgmt For For
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1G. Re-appointment of Director: David Rowland Mgmt For For
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the compensation of Mgmt For For
our named executive officers.
3. To approve the Amended and Restated Accenture plc 2010 Mgmt For For
Share Incentive Plan.
4. To ratify, in a non-binding vote, the appointment of Mgmt For For
KPMG LLP ("KPMG") as independent auditors of Accenture
and to authorize, in a binding vote, the Audit
Committee of the Board of Directors to determine
KPMG's remuneration.
5. To grant the Board of Directors the authority to issue Mgmt For For
shares under Irish law.
6. To grant the Board of Directors the authority to Mgmt For For
opt-out of pre-emption rights under Irish law.
7. To determine the price range at which Accenture can Mgmt For For
re-allot shares that it acquires as treasury shares
under Irish law.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt For For
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt Against Against
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt For For
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt For For
2.4 Election of Director for a three year term: WAN LING Mgmt For For
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 05-Mar-2020
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2020.
3. Advisory vote to approve the compensation of named Mgmt For For
executive officers.
4. Stockholder proposal, if properly presented, to permit Shr For Against
stockholders to act by written consent.
5. Stockholder proposal, if properly presented, regarding Shr For Against
the use of a deferral period for certain compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 19-May-2020
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Holley, Jr. Mgmt For For
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Williams Mgmt For For
2. Advisory vote to approve our executive compensation. Mgmt For For
3. To ratify the selection of Ernst & Young LLP as our Mgmt For For
independent registered public accountants for the
fiscal year ending December 31, 2020.
4. Stockholder proposal to require an independent board Shr Against For
chair.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2020
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2020
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
5. A shareholder proposal relating to sustainability and Shr Against For
executive compensation
6. A shareholder proposal relating to policies on freedom Shr For Against
of expression
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 24-Apr-2020
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. McCallister Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt For For
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Compensation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 28-Jan-2020
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent registered Mgmt For For
public accounting firm.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Approval of amendment to BD's 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
5. Approval of French Addendum to BD'S 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
6. Shareholder proposal regarding special shareholder Shr For Against
meetings.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 02-May-2020
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the compensation of Mgmt Against Against
the Company's Named Executive Officers, as described
in the 2020 Proxy Statement.
3. Non-binding resolution to determine the frequency Mgmt 1 Year Against
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have
an advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 05-May-2020
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm.
4. Shareholder Proposal on Separate Chair & CEO. Shr For Against
5. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935131564
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 06-Apr-2020
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To hold a (non-binding) advisory vote to approve the Mgmt For For
Carnival plc Directors' Remuneration Report (other
than the Carnival plc Directors' Remuneration Policy
set out in Section B of Part II of the Carnival plc
Directors' Remuneration Report) (in accordance with
legal requirements applicable to UK Companies).
14. To approve the Carnival plc Directors' Remuneration Mgmt For For
Policy set out in the Section B of Part II of the
Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Carnival
Corporation.
16. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2019 (in accordance with legal
requirements applicable to UK companies).
18. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
19. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For
22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 27-May-2020
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
4. Report on Lobbying Shr For Against
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr For Against
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 10-Dec-2019
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Johnson Mgmt For For
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP as Cisco's Mgmt For For
independent registered public accounting firm for
fiscal 2020.
4. Approval to have Cisco's Board adopt a policy to have Shr Against For
an independent Board chairman.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935153407
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Annual
Ticker: CME Meeting Date: 06-May-2020
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Duffy Mgmt For For
1B. Election of Equity Director: Timothy S. Bitsberger Mgmt For For
1C. Election of Equity Director: Charles P. Carey Mgmt For For
1D. Election of Equity Director: Dennis H. Chookaszian Mgmt For For
1E. Election of Equity Director: Bryan T. Durkin Mgmt For For
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Gepsman Mgmt For For
1H. Election of Equity Director: Larry G. Gerdes Mgmt For For
1I. Election of Equity Director: Daniel R. Glickman Mgmt For For
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Lockett Mgmt For For
1L. Election of Equity Director: Deborah J. Lucas Mgmt For For
1M. Election of Equity Director: Terry L. Savage Mgmt For For
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Shepard Mgmt For For
1P. Election of Equity Director: Howard J. Siegel Mgmt For For
1Q. Election of Equity Director: Dennis A. Suskind Mgmt For For
2. Ratification of the appointment of Ernst & Young as Mgmt For For
our independent registered public accounting firm for
2020.
3. Advisory vote on the compensation of our named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 03-Jun-2020
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and report on Shr Against For
risks posed by failing to prevent sexual harassment
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 26-Feb-2020
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against
located in Delaware will be the exclusive forum for
certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For
Plan
5. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2020
6. Shareholder Proposal - Adopt a Board Ideology Shr Against For
Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 27-May-2020
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2020
5. Modification of Threshold for Calling Special Shr For Against
Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 27-May-2020
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 29) Mgmt For For
3. Advisory Vote to Approve Executive Compensation (page Mgmt For For
30)
4. Independent Chairman (page 59) Shr Against For
5. Special Shareholder Meetings (page 61) Shr For Against
6. Report on Environmental Expenditures (page 62) Shr Against For
7. Report on Risks of Petrochemical Investments (page 64) Shr Against For
8. Report on Political Contributions (page 66) Shr For Against
9. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 23-Sep-2019
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Griffith Mgmt For For
1D. Election of Director: John C. ("Chris") Inglis Mgmt For For
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
3. Approval of the FedEx Corporation 2019 Omnibus Stock Mgmt For For
Incentive Plan.
4. Ratification of independent registered public Mgmt For For
accounting firm.
5. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 27-Apr-2020
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Expenditures. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935154790
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 05-May-2020
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2020
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 28-Apr-2020
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right to Remove Shr For Against
Directors.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 23-Apr-2020
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Incorporation Mgmt For For
to Permit Removal of Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Risks Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935178358
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 28-May-2020
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bague Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Ming Lu Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Martin H. Nesbitt Mgmt For For
1I. Election of Director: Jeetendra I. Patel Mgmt For For
1J. Election of Director: Sheila A. Penrose Mgmt For For
1K. Election of Director: Ann Marie Petach Mgmt For For
1L. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 19-May-2020
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
3. Ratification of independent registered public Mgmt For For
accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing related to Shr Against For
the Arctic and the Canadian oil sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent provisions Shr Against For
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101 Meeting Type: Annual
Ticker: MCD Meeting Date: 21-May-2020
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term expiring in Mgmt For For
2021: Lloyd Dean
1B. Election of Director for a one-year term expiring in Mgmt For For
2021: Robert Eckert
1C. Election of Director for a one-year term expiring in Mgmt For For
2021: Catherine Engelbert
1D. Election of Director for a one-year term expiring in Mgmt For For
2021: Margaret Georgiadis
1E. Election of Director for a one-year term expiring in Mgmt For For
2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term expiring in Mgmt For For
2021: Christopher Kempczinski
1G. Election of Director for a one-year term expiring in Mgmt For For
2021: Richard Lenny
1H. Election of Director for a one-year term expiring in Mgmt For For
2021: John Mulligan
1I. Election of Director for a one-year term expiring in Mgmt For For
2021: Sheila Penrose
1J. Election of Director for a one-year term expiring in Mgmt For For
2021: John Rogers, Jr.
1K. Election of Director for a one-year term expiring in Mgmt For For
2021: Paul Walsh
1L. Election of Director for a one-year term expiring in Mgmt For For
2021: Miles White
2. Advisory vote to approve executive compensation. Mgmt For For
3. Advisory vote to approve the appointment of Ernst & Mgmt For For
Young LLP as independent auditor for 2020.
4. Vote to approve the Company's Amended and Restated Mgmt For For
2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal requesting to Shr For Against
change the thresholds to call special shareholder
meetings, if properly presented.
6. Advisory vote on a shareholder proposal requesting the Shr Against For
Board issue a report on sugar and public health, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 26-May-2020
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of the Company's Mgmt For For
independent registered public accounting firm for
2020.
4. Shareholder proposal concerning shareholder right to Shr For Against
act by written consent.
5. Shareholder proposal regarding allocation of corporate Shr Against For
tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 03-Jun-2020
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2020.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. Proposal to approve the Monster Beverage Corporation Mgmt For For
2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 04-Jun-2020
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Hastings Mgmt Abstain Against
1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against
1C. Election of Class III Director: Mathias Dopfner Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Approval of the Netflix, Inc. 2020 Stock Plan. Mgmt For For
5. Stockholder proposal regarding political disclosures, Shr For Against
if properly presented at the meeting.
6. Stockholder proposal for simple majority vote, if Shr For Against
properly presented at the meeting.
7. Stockholder proposal for EEO policy risk report, if Shr Against For
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 28-Feb-2020
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt For For
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2019 Financial Year.
2. Discharge from Liability of the Members of the Board Mgmt For For
of Directors and the Executive Committee.
3. Appropriation of Available Earnings of Novartis AG as Mgmt For For
per Balance Sheet and Declaration of Dividend for
2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Board of Directors from the 2020
Annual General Meeting to the 2021 Annual General
Meeting.
5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Executive Committee for the
Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For
6A. Re-election of the Chairman and the Member of the Mgmt For For
Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Director: Mgmt For For
Nancy C. Andrews
6C. Re-election of the Member of the Board of Director: Mgmt For For
Ton Buechner
6D. Re-election of the Member of the Board of Director: Mgmt For For
Patrice Bula
6E. Re-election of the Member of the Board of Director: Mgmt For For
Srikant Datar
6F. Re-election of the Member of the Board of Director: Mgmt For For
Elizabeth Doherty
6G. Re-election of the Member of the Board of Director: Mgmt For For
Ann Fudge
6H. Re-election of the Member of the Board of Director: Mgmt For For
Frans van Houten
6I. Re-election of the Member of the Board of Director: Mgmt For For
Andreas von Planta
6J. Re-election of the Member of the Board of Director: Mgmt For For
Charles L. Sawyers
6K. Re-election of the Member of the Board of Director: Mgmt For For
Enrico Vanni
6L. Re-election of the Member of the Board of Director: Mgmt For For
William T. Winters
6M. Election of new Member of the Board of Director: Mgmt For For
Bridgette Heller
6N. Election of new Member of the Board of Director: Simon Mgmt For For
Moroney
7A. Re-election to the Compensation Committee: Patrice Mgmt For For
Bula
7B. Re-election to the Compensation Committee: Srikant Mgmt For For
Datar
7C. Re-election to the Compensation Committee: Enrico Mgmt For For
Vanni
7D. Re-election to the Compensation Committee: William T. Mgmt For For
Winters
7E. Election of new Member to the Compensation Committee: Mgmt For For
Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt For For
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative motions Mgmt Against Against
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 19-Nov-2019
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against
Executive Officers.
3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
5. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 06-May-2020
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andre Calantzopoulos Mgmt For For
1B. Election of Director: Louis C. Camilleri Mgmt For For
1C. Election of Director: Werner Geissler Mgmt For For
1D. Election of Director: Lisa A. Hook Mgmt For For
1E. Election of Director: Jennifer Li Mgmt For For
1F. Election of Director: Jun Makihara Mgmt For For
1G. Election of Director: Kalpana Morparia Mgmt For For
1H. Election of Director: Lucio A. Noto Mgmt For For
1I. Election of Director: Frederik Paulsen Mgmt For For
1J. Election of Director: Robert B. Polet Mgmt For For
2. Advisory Vote Approving Executive Compensation Mgmt For For
3. Ratification of the Selection of Independent Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2020
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan.
3. Amendment and restatement of our 2004 Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the ability of Shr For Against
stockholders to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 01-Apr-2020
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Chevardiere Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2019; our consolidated statement of
income for the year ended December 31, 2019; and our
Board of Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935138506
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2020
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph J. DePaolo Mgmt For For
1B. Election of Director: Barney Frank Mgmt For For
1C. Election of Director: Scott A. Shay Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 23-Apr-2020
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 27-Apr-2020
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt Against Against
1D. Election of Director: Edmund P. Giambastiani Jr. Mgmt Against Against
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt Abstain Against
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt For For
1I. Election of Director: Caroline B. Kennedy Mgmt For For
1J. Election of Director: Steven M. Mollenkopf Mgmt For For
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt Against Against
1M. Election of Director: Ronald A. Williams Mgmt Against Against
2. Approve, on an Advisory Basis, Named Executive Officer Mgmt For For
Compensation.
3. Ratify the Appointment of Deloitte & Touche LLP as Mgmt For For
Independent Auditor for 2020.
4. Disclosure of Director Skills, Ideological Shr Against For
Perspectives, and Experience and Minimum Director
Qualifications.
5. Additional Report on Lobbying Activities. Shr For Against
6. Policy Requiring Independent Board Chairman. Shr For Against
7. Written Consent. Shr For Against
8. Mandatory Retention of Significant Stock by Shr For Against
Executives.
9. Additional Disclosure of Compensation Adjustments. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 30-Apr-2020
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt Against Against
on Pay).
3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2020.
4. Shareholder Proposal Regarding Right to Act by Written Shr For Against
Consent.
5. Shareholder Proposal Regarding Board Oversight of the Shr Against For
"Statement on the Purpose of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 21-May-2020
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Disclosure Shr For Against
6. Shareholder Proposal Regarding Executive Ownership Shr For Against
Guidelines
7. Shareholder Proposal Regarding Electioneering Shr For Against
Contributions Congruency Analysis
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935064903
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106 Meeting Type: Annual
Ticker: KHC Meeting Date: 12-Sep-2019
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory E. Abel Mgmt For For
1b. Election of Director: Alexandre Behring Mgmt For For
1c. Election of Director: Joao M. Castro-Neves Mgmt For For
1d. Election of Director: Tracy Britt Cool Mgmt For For
1e. Election of Director: John T. Cahill Mgmt For For
1f. Election of Director: Feroz Dewan Mgmt For For
1g. Election of Director: Jeanne P. Jackson Mgmt For For
1h. Election of Director: Jorge Paulo Lemann Mgmt For For
1i. Election of Director: John C. Pope Mgmt For For
1j. Election of Director: Alexandre Van Damme Mgmt For For
1k. Election of Director: George Zoghbi Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt Against Against
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2019.
4. Shareholder Proposal: Protein Diversification Shr Against For
5. Shareholder Proposal: Actions to Reduce Synthetic Shr For Against
Pesticides
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935151895
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106 Meeting Type: Annual
Ticker: KHC Meeting Date: 07-May-2020
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Joao M. Castro-Neves Mgmt For For
1E. Election of Director: Timothy Kenesey Mgmt For For
1F. Election of Director: Jorge Paulo Lemann Mgmt For For
1G. Election of Director: Susan Mulder Mgmt For For
1H. Election of Director: John C. Pope Mgmt For For
1I. Election of Director: Elio Leoni Sceti Mgmt For For
1J. Election of Director: Alexandre Van Damme Mgmt For For
1K. Election of Director: George Zoghbi Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt Against Against
3. Approval of The Kraft Heinz Company 2020 Omnibus Mgmt For For
Incentive Plan.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
5. Shareholder Proposal: Implementation of Simple Shr Against For
Majority Vote Requirement.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 08-Oct-2019
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Jr. Mgmt For For
1I. Election of Director: Nelson Peltz Mgmt For For
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve the Company's Executive Mgmt For For
Compensation (the "Say on Pay" vote)
4. Approval of The Procter & Gamble 2019 Stock and Mgmt For For
Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109 Meeting Type: Annual
Ticker: TJX Meeting Date: 09-Jun-2020
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
as TJX's independent registered public accounting firm
for fiscal 2021
3. Advisory approval of TJX's executive compensation (the Mgmt For For
say-on-pay vote)
4. Shareholder proposal for a report on reduction in Shr For Against
chemical footprint
5. Shareholder proposal for a report on animal welfare Shr Against For
6. Shareholder proposal for setting target amounts for Shr Against For
CEO compensation
7. Shareholder proposal for disclosure regarding Shr For Against
executive share retention
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 11-Mar-2020
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Lagomasino Mgmt For For
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2020.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. To approve an amendment to the Company's Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
5. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 935175720
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 30-Apr-2020
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To adopt the Annual Accounts and appropriation of the Mgmt For For
profit for the 2019 financial year.
3. To consider, and if thought fit, approve the Mgmt For For
Directors' Remuneration Report.
4. To discharge the Executive Directors. Mgmt For For
5. To discharge the Non-Executive Directors. Mgmt For For
6. To reappoint Mr N Andersen as a Non-Executive Mgmt For For
Director.
7. To reappoint Mrs L Cha as a Non-Executive Director. Mgmt For For
8. To reappoint Mr V Colao as a Non-Executive Director. Mgmt For For
9. To reappoint Dr J Hartmann as a Non-Executive Mgmt For For
Director.
10. To reappoint Mr A Jope as an Executive Director. Mgmt For For
11. To reappoint Ms A Jung as a Non-Executive Director. Mgmt For For
12. To reappoint Ms S Kilsby as a Non-Executive Director. Mgmt For For
13. To reappoint Mr S Masiyiwa as a Non-Executive Mgmt For For
Director.
14. To reappoint Professor Y Moon as a Non-Executive Mgmt For For
Director.
15. To reappoint Mr G Pitkethly as an Executive Director. Mgmt For For
16. To reappoint Mr J Rishton as a Non-Executive Director. Mgmt For For
17. To reappoint Mr F Sijbesma as a Non-Executive Mgmt For For
Director.
18. To appoint the Auditor charged with the auditing of Mgmt For For
the Annual Accounts for the 2020 financial year.
19. To designate the Board of Directors as the company Mgmt For For
body authorised in respect of the issue of shares in
the share capital of the Company.
20. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for general corporate purposes.
21. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for acquisition or specified capital
investment purposes.
22. To authorise the Board of Directors to purchase Mgmt For For
ordinary shares in the share capital of the Company.
23. To reduce the capital with respect to ordinary shares Mgmt For For
held by the Company in its own share capital.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 14-May-2020
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2020.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Shareholder proposal regarding Independent Chairman if Shr Against For
properly presented at the Annual Meeting.
5. Shareholder proposal regarding Climate Assessment Shr Against For
Report if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Special
Ticker: UTX Meeting Date: 11-Oct-2019
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, par value Mgmt For For
$1.00 per share, to Raytheon stockholders in
connection with the merger contemplated by the
Agreement and Plan of Merger, dated as of June 9,
2019, by and among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company (the "UTC
share issuance proposal").
2. Approve the adjournment of the UTC special meeting to Mgmt For For
a later date or dates, if necessary or appropriate, to
solicit additional proxies in the event there are not
sufficient votes at the time of the UTC special
meeting to approve the UTC share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 27-Apr-2020
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1E. Election of Director: Margaret L. O'Sullivan Mgmt For For
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Majority Vote Shr For
Requirement.
5. Shareowner Proposal to Create a Committee to Prepare a Shr Against For
Report regarding the Impact of Plant Closure on
Communities and Alternatives to Help Mitigate the
Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 01-Jun-2020
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2020.
4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For
Incentive Plan.
5. If properly presented at the 2020 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal set forth in
the proxy statement requesting any material amendment
to the Company's Bylaws be subject to a non-binding
shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 28-Jan-2020
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 09-Jun-2020
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2021.
3. Advisory vote on named executive officer compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 08-May-2020
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
TST Large Company Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935138570
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 24-Apr-2020
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Auditors. Mgmt For For
3. Say on Pay - An Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Lobbying Disclosure. Shr Against For
5. Shareholder Proposal - Non-GAAP Financial Performance Shr For Against
Metrics Disclosure.
6. Shareholder Proposal - Shareholder Voting on By-Law Shr Against For
Amendments.
7. Shareholder Proposal - Simple Majority Vote. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101 Meeting Type: Annual
Ticker: ADBE Meeting Date: 09-Apr-2020
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Plan, which Mgmt For For
amends and restates the 1997 Employee Stock Purchase
Plan.
3. Ratify the appointment of KPMG LLP as our independent Mgmt For For
registered public accounting firm for our fiscal year
ending on November 27, 2020.
4. Approve, on an advisory basis, the compensation of our Mgmt For For
named executive officers.
5. Consider and vote upon one stockholder proposal. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt For For
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt Against Against
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt For For
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt For For
2.4 Election of Director for a three year term: WAN LING Mgmt For For
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 03-Jun-2020
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Restated 2012 Mgmt Against Against
Stock Plan to increase the share reserve by 8,500,000
shares of Class C capital stock.
4. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
5. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
arbitration of employment-related claims, if properly
presented at the meeting.
7. A stockholder proposal regarding the establishment of Shr For Against
a human rights risk oversight committee, if properly
presented at the meeting.
8. A stockholder proposal regarding non-binding vote on Shr Against For
amendment of bylaws, if properly presented at the
meeting.
9. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
11. A stockholder proposal regarding majority vote for Shr For Against
election of directors, if properly presented at the
meeting.
12. A stockholder proposal regarding a report on Shr Against For
gender/racial pay equity, if properly presented at the
meeting.
13. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
14. A stockholder proposal regarding a report on Shr Against For
whistleblower policies and practices, if properly
presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935200763
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108 Meeting Type: Annual
Ticker: AON Meeting Date: 19-Jun-2020
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive compensation Mgmt For For
3. Ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm
4. Re-appoint Ernst & Young Chartered Accountants as the Mgmt For For
Company's statutory auditor under Irish law
5. Authorize the Board of Directors or the Audit Mgmt For For
Committee of the Board to determine the remuneration
of Ernst & Young Chartered Accountants as the
Company's Statutory Auditor under Irish Law
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935081579
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 12-Nov-2019
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: R. Glenn Hubbard Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Scott F. Powers Mgmt For For
1H. Election of Director: William J. Ready Mgmt For For
1I. Election of Director: Carlos A. Rodriguez Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 28-Jan-2020
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent registered Mgmt For For
public accounting firm.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Approval of amendment to BD's 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
5. Approval of French Addendum to BD'S 2004 Employee and Mgmt For For
Director Equity-Based Compensation Plan.
6. Shareholder proposal regarding special shareholder Shr For Against
meetings.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935151910
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 07-May-2020
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Dockendorff Mgmt For For
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Stephen P. MacMillan Mgmt For For
1G. Election of Director: Michael F. Mahoney Mgmt For For
1H. Election of Director: David J. Roux Mgmt For For
1I. Election of Director: John E. Sununu Mgmt For For
1J. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory basis, named Mgmt For For
executive officer compensation.
3. To approve an amendment and restatement of the Mgmt For For
Company's 2011 Long-Term Incentive Plan.
4. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
2020 fiscal year.
5. To consider and vote upon a stockholder proposal Shr Against For
requesting a report on inclusion of non-management
employee representation on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935171138
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106 Meeting Type: Annual
Ticker: BURL Meeting Date: 20-May-2020
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ted English Mgmt For For
1B. Election of Class I Director: Jordan Hitch Mgmt For For
1C. Election of Class I Director: Mary Ann Tocio Mgmt For For
2. Ratification of appointment of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered certified
public accounting firm for the fiscal year ending
January 30, 2021.
3. Approval, on a non-binding, advisory basis, of the Mgmt For For
compensation of the Company's named executive officers
("Say-On-Pay").
4. Approval, on a non-binding basis, of the frequency of Mgmt 1 Year For
future Say-On-Pay votes.
--------------------------------------------------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED Agenda Number: 935174691
--------------------------------------------------------------------------------------------------------------------------
Security: 28414H103 Meeting Type: Annual
Ticker: ELAN Meeting Date: 21-May-2020
ISIN: US28414H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Harrington Mgmt Against Against
1b. Election of Director: Deborah T. Kochevar Mgmt Against Against
1c. Election of Director: Kirk P. McDonald Mgmt Against Against
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's principal independent auditor for 2020.
3. To approve, by non-binding vote, the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935199201
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104 Meeting Type: Annual
Ticker: EPAM Meeting Date: 09-Jun-2020
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a three year term: Mgmt For For
Eugene Roman
1B. Election of Class II Director for a three year term: Mgmt For For
Jill Smart
1C. Election of Class II Director for a three year term: Mgmt For For
Ronald Vargo
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Registered Public Accounting
Firm for the fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding basis, the Mgmt For For
compensation for our named executive officers as
disclosed in this Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102 Meeting Type: Special
Ticker: GPN Meeting Date: 29-Aug-2019
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger, dated as Mgmt For For
of May 27, 2019, by and between Global Payments Inc.
("Global Payments") and Total System Services, Inc.
(as amended from time to time) and the transactions
contemplated thereby (the "Global Payments merger
proposal").
2. To approve an amendment to Global Payments' articles Mgmt For For
of incorporation to increase the number of authorized
shares of Global Payments common stock from two
hundred million shares to four hundred million shares
(the "Global Payments authorized share count
proposal").
3. To approve an amendment to Global Payments' articles Mgmt For For
of incorporation to declassify the Global Payments
board of directors and provide for annual elections of
directors (the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special meeting, if Mgmt For For
necessary or appropriate, to solicit additional
proxies if, immediately prior to such adjournment,
there are not sufficient votes to approve the Global
Payments merger proposal, the Global Payments
authorized share count proposal or the Global Payments
declassification proposal or to ensure that any
supplement or amendment to the accompanying joint
proxy statement/prospectus is timely provided to
holders of Global Payments common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102 Meeting Type: Annual
Ticker: GPN Meeting Date: 29-Apr-2020
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Jr. Mgmt Against Against
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority voting
requirements.
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103 Meeting Type: Annual
Ticker: INTU Meeting Date: 23-Jan-2020
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
Intuit's independent registered public accounting firm
for the fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory arbitration Shr Against For
bylaw.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104 Meeting Type: Annual
Ticker: MA Meeting Date: 16-Jun-2020
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Haythornthwaite Mgmt For For
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Lagunes Mgmt For For
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard for
2020
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 03-Jun-2020
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2020.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. Proposal to approve the Monster Beverage Corporation Mgmt For For
2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935176758
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109 Meeting Type: Annual
Ticker: NBIX Meeting Date: 19-May-2020
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin C. Gorman, Ph.D. Mgmt For For
Gary A. Lyons Mgmt For For
2. Advisory vote to approve the compensation paid to the Mgmt For For
Company's named executive officers.
3. To approve the Company's 2020 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935094350
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105 Meeting Type: Annual
Ticker: PANW Meeting Date: 09-Dec-2019
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Asheem Chandna Mgmt Abstain Against
1B. Election of Class II Director: James J. Goetz Mgmt Abstain Against
1C. Election of Class II Director: Mark D. McLaughlin Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year ending July 31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt Against Against
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935170869
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103 Meeting Type: Annual
Ticker: PYPL Meeting Date: 21-May-2020
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditor
for 2020.
4. Stockholder Proposal - Stockholder right to act by Shr For Against
written consent.
5. Stockholder Proposal - Human and indigenous peoples' Shr Against For
rights.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 935192346
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103 Meeting Type: Annual
Ticker: SIRI Meeting Date: 04-Jun-2020
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joan L. Amble Mgmt For For
George W. Bodenheimer Mgmt For For
Mark D. Carleton Mgmt Withheld Against
Eddy W. Hartenstein Mgmt For For
James P. Holden Mgmt For For
Gregory B. Maffei Mgmt Withheld Against
Evan D. Malone Mgmt For For
James E. Meyer Mgmt For For
James F. Mooney Mgmt For For
Michael Rapino Mgmt For For
Kristina M. Salen Mgmt For For
Carl E. Vogel Mgmt For For
David M. Zaslav Mgmt Withheld Against
2. Advisory vote to approve the named executive officers' Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 28-Jan-2020
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103 Meeting Type: Annual
Ticker: ZTS Meeting Date: 20-May-2020
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive compensation Mgmt For For
(Say on Pay).
3. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes on executive compensation (Say on Pay
frequency).
4. Ratification of appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2020.
TST International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ADECCO GROUP SA Agenda Number: 712295953
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318 Meeting Type: AGM
Ticker: Meeting Date: 16-Apr-2020
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT 2019 Mgmt For For
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT 2019 Mgmt For For
2 APPROPRIATION OF AVAILABLE EARNINGS 2019 AND Mgmt For For
DISTRIBUTION OF DIVIDEND
3 GRANTING OF DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1 APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF Mgmt For For
THE BOARD OF DIRECTORS
4.2 APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF Mgmt For For
THE EXECUTIVE COMMITTEE
5.1.1 RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF ARIANE GORIN AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.3 RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.4 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.5 RE-ELECTION OF DAVID PRINCE AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.6 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.7 RE-ELECTION OF REGULA WALLIMANN AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.8 ELECTION OF JEAN-CHRISTOPHE DESLARZES AS CHAIR OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.9 ELECTION OF RACHEL DUAN AS MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS
5.2.1 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.3 ELECTION OF RACHEL DUAN AS MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE
5.3 ELECTION OF THE INDEPENDENT PROXY REPRESENTATIVE: LAW Mgmt For For
OFFICE KELLER PARTNERSHIP, ZURICH
5.4 RE-ELECTION OF THE AUDITORS: ERNST + YOUNG LTD, ZURICH Mgmt For For
6 CAPITAL REDUCTION BY WAY OF CANCELLATION OF OWN SHARES Mgmt For For
AFTER SHARE BUYBACK
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt No vote
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt No vote
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt No vote
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt No vote
2.4 Election of Director for a three year term: WAN LING Mgmt No vote
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt No vote
the independent registered public accounting firm of
the Company.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 712342980
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108 Meeting Type: AGM
Ticker: Meeting Date: 05-May-2020
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO
1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: D. M. BRISTOW Mgmt For For
1.2 ELECTION OF DIRECTOR: G. A. CISNEROS Mgmt For For
1.3 ELECTION OF DIRECTOR: C. L. COLEMANA Mgmt For For
1.4 ELECTION OF DIRECTOR: J. M. EVANS Mgmt For For
1.5 ELECTION OF DIRECTOR: B. L. GREENSPUN Mgmt For For
1.6 ELECTION OF DIRECTOR: J. B. HARVEY Mgmt For For
1.7 ELECTION OF DIRECTOR: A. J. QUINN Mgmt For For
1.8 ELECTION OF DIRECTOR: M. L. SILVA Mgmt For For
1.9 ELECTION OF DIRECTOR: J. L. THORNTON Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK
AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION
3 ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BEFESA S.A. Agenda Number: 712662065
--------------------------------------------------------------------------------------------------------------------------
Security: L0R30V103 Meeting Type: AGM
Ticker: Meeting Date: 18-Jun-2020
ISIN: LU1704650164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS Non-Voting
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 APPROVE FINANCIAL STATEMENTS Mgmt For For
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.44 Mgmt For For
PER SHARE
5 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
6 ELECT HELMUT WIESER AS INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR
7 ELECT ASIER ZARRAONANDIA AYO AS EXECUTIVE DIRECTOR Mgmt For For
8 APPROVE FIXED REMUNERATION OF DIRECTORS Mgmt For For
9 APPROVE LONG TERM COMPENSATION PLAN OF DIRECTORS Mgmt Against Against
10 APPROVE REMUNERATION POLICY Mgmt Against Against
11 APPROVE REMUNERATION REPORT Mgmt Against Against
12 APPROVE SHARE REPURCHASE Mgmt For For
13 REAPPOINT KPMG AS AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG AG Agenda Number: 712513921
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117 Meeting Type: AGM
Ticker: Meeting Date: 10-Jun-2020
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH Non-Voting
21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND
THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE
JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES.
AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE
END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN
THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO
MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO
ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE
TOTAL SHARE CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON Non-Voting
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB
CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND Non-Voting
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR Non-Voting
FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 Mgmt For For
PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 Mgmt For For
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020
6.1 ELECT STEFANIE BERLINGER TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ANDREAS RITTSTIEG TO THE SUPERVISORY BOARD Mgmt For For
6.3 ELECT DOREEN NOWOTNE TO THE SUPERVISORY BOARD Mgmt For For
6.4 ELECT RICHARD RIDINGER TO THE SUPERVISORY BOARD Mgmt For For
7 CHANGE OF CORPORATE FORM TO SOCIETAS EUROPAEA (SE) Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda Number: 712257078
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110 Meeting Type: AGM
Ticker: Meeting Date: 15-Apr-2020
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND: 35.8P PER ORDINARY SHARE Mgmt Abstain Against
3 TO RE-APPOINT PETER VENTRESS AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT FRANK VAN ZANTEN AS A DIRECTOR Mgmt For For
5 TO RE-APPOINT RICHARD HOWES AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
8 TO RE-APPOINT STEPHAN NANNINGA AS A DIRECTOR Mgmt For For
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
TO HOLD OFFICE FROM THE CONCLUSION OF THIS YEAR'S AGM
UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
10 TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT Mgmt For For
COMMITTEE, TO DETERMINE THE REMUNERATION OF THE
AUDITORS
11 TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET Mgmt For For
OUT ON PAGES 88 TO 97 (INCLUSIVE) OF THE ANNUAL REPORT
FOR THE YEAR ENDED 31 DECEMBER 2019
12 TO APPROVE THE DIRECTORS' REMUNERATION REPORT AS SET Mgmt For For
OUT ON PAGES 85 TO 113 (INCLUSIVE) (EXCLUDING THE
DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 88
TO 97 (INCLUSIVE)) OF THE ANNUAL REPORT FOR THE YEAR
ENDED 31 DECEMBER 2019
13 AUTHORITY TO ALLOT ORDINARY SHARES Mgmt For For
14 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
15 SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT
16 PURCHASE OF OWN ORDINARY SHARES Mgmt For For
17 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA Agenda Number: 712411595
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144 Meeting Type: MIX
Ticker: Meeting Date: 23-Jun-2020
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS Non-Voting
A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF
THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT 25 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS:
https://www.journal-officiel.gouv.fr/balo/document/202
004152000966-46;
https://www.journal-officiel.gouv.fr/balo/document/202
004222001023-49 AND
https://www.journal-officiel.gouv.fr/balo/document/202
005252001970-63; PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECIEPT OF ADDITIONAL URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 AND Mgmt For For
SETTING OF THE DIVIDEND
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.4 REGULATED AGREEMENTS Mgmt For For
O.5 AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE Mgmt For For
OF THEM, IN ORDER TO ALLOW THE COMPANY TO TRADE IN ITS
OWN SHARES, EXCEPT DURING A PUBLIC OFFERING PERIOD, IN
THE CONTEXT OF A SHARE BUYBACK PROGRAMME WITH A
MAXIMUM PURCHASE PRICE OF EUR 180 PER SHARE
O.6 APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE Mgmt For For
MANAGERS
O.7 APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
O.8 APPROVAL OF INFORMATION ON THE COMPENSATION OF Mgmt For For
CORPORATE OFFICERS
O.9 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR Mgmt For For
ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 TO MR. FLORENT MENEGAUX, MANAGING
GENERAL PARTNER AND, SINCE 17 MAY 2019, CHAIRMAN OF
THE MANAGEMENT BOARD
O.10 APPROVAL OF THE COMPENSATION PAID DURING OR ALLOCATED Mgmt For For
IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER
2019 TO MR. YVES CHAPOT, NON-GENERAL MANAGING PARTNER
O.11 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR Mgmt For For
ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 TO MR. JEAN-DOMINIQUE SENARD, CHAIRMAN
OF THE MANAGEMENT BOARD AND MANAGING GENERAL PARTNER
UNTIL 17 MAY 2019
O.12 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR Mgmt For For
ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 TO MR. MICHEL ROLLIER, CHAIRMAN OF THE
SUPERVISORY BOARD
O.13 APPOINTMENT OF MRS. ANNE-SOPHIE DE LA BIGNE AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD, FOR A PERIOD OF FOUR YEARS
O.14 APPOINTMENT OF MR. JEAN-PIERRE DUPRIEU AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD, FOR A PERIOD OF FOUR YEARS
O.15 APPOINTMENT OF MR. PATRICK DE LA CHEVARDIERE AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD, FOR A PERIOD OF FOUR YEARS
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, Mgmt For For
OR TO ONE OF THEM, IN ORDER TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, Mgmt For For
OR TO ONE OF THEM, IN ORDER TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL BY WAY OF A PUBLIC OFFERING, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, Mgmt For For
OR TO ONE OF THEM, IN ORDER TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL IN THE CONTEXT OF AN OFFER REFERRED
TO IN 1DECREE OF ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE Mgmt For For
OF THEM, IN ORDER TO INCREASE THE NUMBER OF SECURITIES
TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION IN THE
CONTEXT OF CAPITAL INCREASES CARRIED OUT WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, Mgmt For For
OR TO ONE OF THEM, IN ORDER TO PROCEED WITH A CAPITAL
INCREASE BY INCORPORATION OF RESERVES, PROFITS OR
PREMIUMS
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, Mgmt For For
OR TO ONE OF THEM, IN ORDER TO PROCEED WITH A CAPITAL
INCREASE BY ISSUING, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES USED TO REMUNERATE
CONTRIBUTIONS OF SECURITIES IN THE EVENT OF PUBLIC
EXCHANGE OFFERS OR CONTRIBUTIONS IN KIND
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, Mgmt For For
OR TO ONE OF THEM, IN ORDER TO PROCEED WITH A CAPITAL
INCREASE RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A
GROUP SAVINGS PLAN AND/OR WITH SALES OF RESERVED
SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.23 LIMITATION OF THE OVERALL NOMINAL AMOUNT OF CAPITAL Mgmt For For
INCREASES AND ISSUES OF TRANSFERABLE SECURITIES OR
DEBT SECURITIES
E.24 AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE Mgmt For For
OF THEM, IN ORDER TO REDUCE THE CAPITAL BY
CANCELLATION OF SHARES
E.25 AUTHORISATION TO BE GRANTED IN ORDER TO PROCEED WITH Mgmt For For
THE ALLOCATION OF FREE EXISTING SHARES OR SHARES TO BE
ISSUED WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF THE
COMPANY AND COMPANIES OF THE GROUP AND FOR THE
COMPANY'S MANAGERS
E.26 AMENDMENTS TO THE BY-LAWS - MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD REPRESENTING EMPLOYEES
E.27 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONVATEC GROUP PLC Agenda Number: 712283035
--------------------------------------------------------------------------------------------------------------------------
Security: G23969101 Meeting Type: AGM
Ticker: Meeting Date: 07-May-2020
ISIN: GB00BD3VFW73
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE FINAL DIVIDEND: TO DECLARE A FINAL DIVIDEND OF Mgmt For For
3.983 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
5 ELECT DR JOHN MCADAM AS DIRECTOR Mgmt For For
6 ELECT KARIM BITAR AS DIRECTOR Mgmt For For
7 ELECT BRIAN MAY AS DIRECTOR Mgmt For For
8 RE-ELECT FRANK SCHULKES AS DIRECTOR Mgmt For For
9 RE-ELECT MARGARET EWING AS DIRECTOR Mgmt For For
10 RE-ELECT RICK ANDERSON AS DIRECTOR Mgmt For For
11 RE-ELECT DR REGINA BENJAMIN AS DIRECTOR Mgmt For For
12 RE-ELECT DR ROS RIVAZ AS DIRECTOR Mgmt For For
13 RE-ELECT STEN SCHEIBYE AS DIRECTOR Mgmt For For
14 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
15 AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For
19 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For
IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES Mgmt For For
21 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO Mgmt For For
WEEKS' NOTICE
CMMT 30 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO MODIFICATION OF TEXT OF RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EUTELSAT COMMUNICATIONS Agenda Number: 711596241
--------------------------------------------------------------------------------------------------------------------------
Security: F3692M128 Meeting Type: MIX
Ticker: Meeting Date: 07-Nov-2019
ISIN: FR0010221234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED Non-Voting
DURING THE MEETING, YOUR VOTE WILL DEFAULT TO
'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE
CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR
SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE
CLIENT SERVICE REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL
URL LINK:
https://www.journal-officiel.gouv.fr/publications/balo
/pdf/2019/1002/201910021904455.pdf
O.1 APPROVAL OF THE REPORTS AND CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019
O.2 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019
O.3 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. Mgmt For For
225-38 OF THE FRENCH COMMERCIAL CODE
O.4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 Mgmt For For
JUNE 2019 - SETTING OF THE DIVIDEND
O.5 APPOINTMENT OF MRS. CYNTHIA GORDON AS DIRECTOR Mgmt For For
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. ANA GARCIA FAU Mgmt For For
AS DIRECTOR
O.7 APPROVAL OF THE FIXED COMPONENTS MAKING UP THE TOTAL Mgmt For For
COMPENSATION PAID FOR THE FINANCIAL YEAR ENDED 30 JUNE
2019 TO MR. DOMINIQUE D'HINNIN, CHAIRMAN OF THE BOARD
OF DIRECTORS
O.8 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL Mgmt For For
COMPONENTS MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 30 JUNE 2019 TO MR. RODOLPHE BELMER, CHIEF
EXECUTIVE OFFICER
O.9 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL Mgmt For For
COMPONENTS MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 30 JUNE 2019 TO MR. MICHEL AZIBERT, DEPUTY
CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL Mgmt For For
COMPONENTS MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 30 JUNE 2019 TO MR. YOHANN LEROY, DEPUTY
CHIEF EXECUTIVE OFFICER
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICERS
O.14 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
E.15 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE Mgmt For For
SHARE CAPITAL BY CANCELLING THE SHARES ACQUIRED BY THE
COMPANY AS PART OF ITS SHARE BUYBACK PROGRAM
E.16 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED
E.17 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE
COMPANY'S COMMON SHARES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE
COMPANY'S COMMON SHARES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE
CONTEXT OF A PUBLIC OFFERING
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE
COMPANY'S COMMON SHARES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE
CONTEXT OF AN OFFER BY PRIVATE PLACEMENT REFERRED TO
IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE
E.20 AUTHORIZATION TO THE BOARD OF DIRECTORS IN THE EVENT Mgmt For For
OF ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS BY ALL MEANS, IMMEDIATELY
OR IN THE FUTURE, TO THE COMPANY'S COMMON SHARES,
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO SET THE
ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND
CONDITIONS SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE CAPITAL PER YEAR
E.21 AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE Mgmt For For
THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF
A SHARE CAPITAL INCREASE WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
DECIDED PURSUANT TO THE 17TH TO THE 19TH RESOLUTIONS
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE
COMPANY'S COMMON SHARES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY
E.23 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO THE COMPANY'S COMMON
SHARES, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL
OF THE COMPANY EXCEPT IN CASE OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
E.24 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE COMMON SHARES, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT OF ISSUING
TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON
SHARES OF THE COMPANY BY THE COMPANY'S SUBSIDIARIES
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY AND/OR IN THE FUTURE TO THE COMPANY'S
SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF A COMPANY
SAVINGS PLAN OF THE COMPANY OR OF ITS GROUP
O.26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXPERIAN PLC Agenda Number: 711321935
--------------------------------------------------------------------------------------------------------------------------
Security: G32655105 Meeting Type: AGM
Ticker: Meeting Date: 24-Jul-2019
ISIN: GB00B19NLV48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE ANNUAL REPORT AND FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2019
2 TO RECEIVE AND CONSIDER THE REPORT ON DIRECTORS' Mgmt For For
REMUNERATION CONTAINED IN THE ANNUAL REPORT OF THE
COMPANY FOR THE YEAR ENDED 31 MARCH 2019
3 TO RE-ELECT DR RUBA BORNO AS A DIRECTOR OF THE COMPANY Mgmt For For
4 TO RE-ELECT BRIAN CASSIN AS A DIRECTOR OF THE COMPANY Mgmt For For
5 TO RE-ELECT CAROLINE DONAHUE AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT LUIZ FLEURY AS A DIRECTOR OF THE COMPANY Mgmt For For
7 TO RE-ELECT DEIRDRE MAHLAN AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO RE-ELECT LLOYD PITCHFORD AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT MIKE ROGERS AS A DIRECTOR OF THE COMPANY Mgmt For For
10 TO RE-ELECT GEORGE ROSE AS A DIRECTOR OF THE COMPANY Mgmt For For
11 TO RE-ELECT KERRY WILLIAMS AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY Mgmt For For
13 DIRECTORS' AUTHORITY TO DETERMINE THE AUDITOR'S Mgmt For For
REMUNERATION
14 DIRECTORS' AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For
15 DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
16 ADDITIONAL DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR ACQUISITIONS/SPECIFIED CAPITAL
INVESTMENTS
17 DIRECTORS' AUTHORITY TO PURCHASE THE COMPANY'S OWN Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 712758804
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102 Meeting Type: AGM
Ticker: Meeting Date: 26-Jun-2020
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
2.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
2.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
2.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
2.5 Appoint a Director Saito, Yutaka Mgmt For For
2.6 Appoint a Director Inaba, Kiyonori Mgmt For For
2.7 Appoint a Director Noda, Hiroshi Mgmt For For
2.8 Appoint a Director Michael J. Cicco Mgmt For For
2.9 Appoint a Director Tsukuda, Kazuo Mgmt For For
2.10 Appoint a Director Imai, Yasuo Mgmt For For
2.11 Appoint a Director Ono, Masato Mgmt For For
2.12 Appoint a Director Yamazaki, Naoko Mgmt For For
3 Appoint a Corporate Auditor Tomita, Mieko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FOXTONS GROUP PLC Agenda Number: 712471197
--------------------------------------------------------------------------------------------------------------------------
Security: G3654P100 Meeting Type: AGM
Ticker: Meeting Date: 13-May-2020
ISIN: GB00BCKFY513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND THE
ASSOCIATED REPORTS OF THE DIRECTORS AND AUDITORS
2 TO APPROVE THE DIRECTORS' REMUNERATION POLICY SET OUT Mgmt Against Against
IN THE DIRECTORS' REMUNERATION REPORT ON PAGES 82 TO
91 (INCLUSIVE) OF THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
3 .TO APPROVE THE ANNUAL STATEMENT FROM THE REMUNERATION Mgmt For For
COMMITTEE CHAIRMAN AND THE ANNUAL REPORT ON
REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2019 SET OUT ON PAGES 70 TO 81 AND PAGES 92 TO 101
(INCLUSIVE) OF THE COMPANY'S ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
4 TO ELECT PATRICK FRANCO AS A DIRECTOR Mgmt For For
5 TO ELECT ALAN GILES AS A DIRECTOR Mgmt For For
6 TO ELECT RICHARD HARRIS AS A DIRECTOR Mgmt For For
7 TO ELECT ROSIE SHAPLAND AS A DIRECTOR Mgmt For For
8 TO RE-ELECT IAN BARLOW AS A DIRECTOR Mgmt For For
9 TO RE-ELECT NICHOLAS BUDDEN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SHEENA MACKAY AS A DIRECTOR Mgmt For For
11 TO APPOINT BDO LLP AS AUDITORS OF THE COMPANY TO HOLD Mgmt For For
OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL
MEETING UNTIL THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2021
12 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
13 THAT, IN ACCORDANCE WITH PART 14 OF THE COMPANIES ACT Mgmt For For
2006 (THE "ACT"), THE COMPANY AND ALL COMPANIES THAT
ARE SUBSIDIARIES OF THE COMPANY AT THE DATE ON WHICH
THIS RESOLUTION IS PASSED OR AT ANY TIME WHEN THIS
RESOLUTION HAS EFFECT ARE GENERALLY AND
UNCONDITIONALLY AUTHORISED TO: A)MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT
ELECTION CANDIDATES NOT EXCEEDING GBP 10,000 IN TOTAL;
(B)MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS
OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 20,000
IN TOTAL; AND (C)INCUR POLITICAL EXPENDITURE NOT
EXCEEDING GBP 20,000 IN TOTAL, (AS SUCH TERMS ARE
DEFINED IN THE ACT) DURING THE PERIOD BEGINNING ON THE
DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON
THE EARLIER OF 30 JUNE 2021 AND THE CONCLUSION OF THE
COMPANY'S ANNUAL GENERAL MEETING TO BE HELD IN 2021,
PROVIDED THAT THE AUTHORISED SUMS REFERRED TO IN
PARAGRAPHS (A), (B) AND (C) ABOVE MAY BE COMPRISED OF
ONE OR MORE AMOUNTS IN DIFFERENT CURRENCIES WHICH, FOR
THE PURPOSES OF CALCULATING THE SAID SUM, SHALL BE
CONVERTED INTO POUNDS STERLING AT THE EXCHANGE RATE
PUBLISHED IN THE LONDON EDITION OF THE FINANCIAL TIMES
ON THE DATE ON WHICH THE RELEVANT DONATION IS MADE OR
EXPENDITURE INCURRED (OR THE FIRST BUSINESS DAY
THEREAFTER) OR, IF EARLIER, ON THE DAY ON WHICH THE
COMPANY OR ITS SUBSIDIARY (AS APPROPRIATE) ENTERS INTO
ANY CONTRACT OR UNDERTAKING IN RELATION TO THE SAME
AND PROVIDED THAT, IN ANY EVENT, THE AGGREGATE AMOUNT
OF POLITICAL DONATIONS AND POLITICAL EXPENDITURE SO
MADE AND INCURRED BY THE COMPANY AND ITS SUBSIDIARIES
PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED GBP
50,000. ALL EXISTING AUTHORISATIONS AND APPROVALS
RELATING TO POLITICAL DONATIONS OR EXPENDITURE UNDER
PART 14 OF THE ACT ARE HEREBY REVOKED WITHOUT
PREJUDICE TO ANY DONATION MADE OR EXPENDITURE INCURRED
PRIOR TO THE PASSING OF THIS RESOLUTION PURSUANT TO
SUCH AUTHORISATION OR APPROVAL. FOR THE PURPOSE OF
THIS RESOLUTION THE TERMS "POLITICAL DONATION",
"POLITICAL PARTIES", "INDEPENDENT ELECTION
CANDIDATES", "POLITICAL ORGANISATION" AND "POLITICAL
EXPENDITURE" SHALL HAVE THE MEANINGS GIVEN BY SECTIONS
363 TO 365 OF THE ACT
14 THAT: (A)THE FOXTONS GROUP PLC 2020 BONUS BANKING PLAN Mgmt For For
(THE "PLAN"), THE PRINCIPAL TERMS OF WHICH ARE
SUMMARISED IN SCHEDULE 1 ATTACHED TO THE NOTICE OF
ANNUAL GENERAL MEETING 2020 AND THE RULES OF WHICH ARE
PRODUCED AT THE MEETING AND FOR THE PURPOSES OF
IDENTIFICATION INITIALLED BY THE CHAIR, BE AND IS
HEREBY APPROVED AND THAT THE DIRECTORS BE AUTHORISED
TO DO ALL ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR EXPEDIENT TO CARRY THE PLAN INTO EFFECT;
AND (B) THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO
ESTABLISH SUCH FURTHER PLANS BASED ON THE PLAN OR
SCHEDULES TO THE PLAN AS THEY CONSIDER NECESSARY OR
DESIRABLE BUT WHICH HAVE BEEN MODIFIED TO TAKE ACCOUNT
OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN
OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES OF THE
COMPANY MADE AVAILABLE UNDER SUCH FURTHER PLANS OR
SCHEDULES ARE TREATED AS COUNTING AGAINST ANY LIMITS
ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE PLAN
15 THAT: (A)THE FOXTONS GROUP PLC 2020 RESTRICTED SHARE Mgmt Against Against
PLAN (THE "PLAN"), THE PRINCIPAL TERMS OF WHICH ARE
SUMMARISED IN SCHEDULE 1 ATTACHED TO THE NOTICE OF
ANNUAL GENERAL MEETING 2020 AND THE RULES OF WHICH ARE
PRODUCED AT THE MEETING AND FOR THE PURPOSES OF
IDENTIFICATION INITIALLED BY THE CHAIR, BE AND IS
HEREBY APPROVED AND THAT THE DIRECTORS BE AUTHORISED
TO DO ALL ACTS AND THINGS WHICH THEY MAY CONSIDER
NECESSARY OR EXPEDIENT TO CARRY THE PLAN INTO EFFECT;
AND (B)THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO
ESTABLISH SUCH FURTHER PLANS BASED ON THE PLAN OR
SCHEDULES TO THE PLAN AS THEY CONSIDER NECESSARY OR
DESIRABLE BUT WHICH HAVE BEEN MODIFIED TO TAKE ACCOUNT
OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN
OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES OF THE
COMPANY MADE AVAILABLE UNDER SUCH FURTHER PLANS OR
SCHEDULES ARE TREATED AS COUNTING AGAINST ANY LIMITS
ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE PLAN
16 THAT, IN SUBSTITUTION FOR ANY EXISTING AUTHORITY BUT Mgmt Against Against
WITHOUT PREJUDICE TO THE EXERCISE OF ANY SUCH
AUTHORITY PRIOR TO THE DATE OF THE PASSING OF THIS
RESOLUTION, THE BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") BE AND IT IS HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN
ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT
SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE
FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
916,922.93 PROVIDED THAT THIS AUTHORITY SHALL EXPIRE
AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2021 OR ON 30 JUNE 2021,
WHICHEVER IS THE EARLIER, SAVE THAT THE COMPANY MAY
BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE
ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT
SECURITIES INTO SHARES TO BE GRANTED, AFTER SUCH
EXPIRY AND THE BOARD MAY ALLOT SHARES OR GRANT SUCH
RIGHTS IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS
IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED
17 THAT, SUBJECT TO THE PASSING OF RESOLUTION 16 PROPOSED Mgmt Against Against
AT THE ANNUAL GENERAL MEETING OF THE COMPANY CONVENED
FOR 13 MAY 2020 AND IN SUBSTITUTION FOR ANY EXISTING
AUTHORITY BUT WITHOUT PREJUDICE TO THE EXERCISE OF ANY
SUCH AUTHORITY PRIOR TO THE DATE OF THE PASSING OF
THIS RESOLUTION, THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") BE AND IT IS HEREBY GENERALLY EMPOWERED
PURSUANT TO SECTIONS 570 AND 573 OF THE COMPANIES ACT
2006 (THE "ACT") TO ALLOT EQUITY SECURITIES (WITHIN
THE MEANING OF SECTION 560 OF THE ACT) (INCLUDING THE
GRANT OF RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITIES INTO, ORDINARY SHARES OF GBP 0.01 EACH IN
THE CAPITAL OF THE COMPANY ("ORDINARY SHARES")) FOR
CASH EITHER PURSUANT TO THE AUTHORITY CONFERRED ON IT
BY SUCH RESOLUTION 16 OR BY WAY OF A SALE OF TREASURY
SHARES (WITHIN THE MEANING OF SECTION 560(3) OF THE
ACT) AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO
ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE
LIMITED TO: (A)THE ALLOTMENT OF EQUITY SECURITIES FOR
CASH IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR
OTHER PRE-EMPTIVE OFFER IN FAVOUR OF THE HOLDERS OF
ORDINARY SHARES ON THE REGISTER OF MEMBERS ON A DATE
FIXED BY THE BOARD WHERE THE EQUITY SECURITIES
RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF ALL SUCH
HOLDERS OF ORDINARY SHARES ARE PROPORTIONATE (AS
NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE
NUMBERS OF ORDINARY SHARES HELD BY THEM ON THAT DATE
(SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS IN
CONNECTION WITH THE RIGHTS ISSUE, OPEN OFFER OR OTHER
PRE-EMPTIVE OFFER AS THE BOARD DEEMS NECESSARY OR
EXPEDIENT TO DEAL WITH SHARES HELD IN TREASURY,
FRACTIONAL ENTITLEMENTS TO EQUITY SECURITIES AND TO
DEAL WITH ANY LEGAL OR PRACTICAL PROBLEMS OR ISSUES
ARISING IN ANY OVERSEAS TERRITORY OR UNDER THE
REQUIREMENTS OF ANY REGULATORY BODY OR STOCK
EXCHANGE); AND (B)THE ALLOTMENT (OTHERWISE THAN
PURSUANT TO SUB-PARAGRAPH (A) OF THIS RESOLUTION) OF
EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 137,552.19; AND PROVIDED THAT THIS POWER SHALL
EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING
OF THE COMPANY TO BE HELD IN 2021 OR ON 30 JUNE 2021,
WHICHEVER IS THE EARLIER, SAVE THAT THE COMPANY MAY
BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE
BOARD MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
18 THAT THE COMPANY BE AND IT IS HEREBY GENERALLY Mgmt For For
AUTHORISED PURSUANT TO SECTION 701 OF THE COMPANIES
ACT 2006 (THE "ACT") TO MAKE MARKET PURCHASES (WITHIN
THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY
SHARES OF GBP 0.01 EACH IN THE CAPITAL OF THE COMPANY
("ORDINARY SHARES") ON SUCH TERMS AND IN SUCH MANNER
AS THE BOARD OF DIRECTORS MAY FROM TIME TO TIME
DETERMINE, PROVIDED THAT: (A)THE NUMBER OF SUCH
ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED BY
THE COMPANY SHALL NOT EXCEED 27,510,439; (B)THE
MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE
PAID FOR ANY ORDINARY SHARE SHALL BE GBP 0.01, BEING
THE NOMINAL VALUE OF EACH ORDINARY SHARE; (C)THE
MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE
PAID FOR EACH ORDINARY SHARE SHALL BE THE HIGHER OF:
(I)AN AMOUNT EQUAL TO 105% OF THE MIDDLE MARKET
QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE
BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH
THE ORDINARY SHARE IS PURCHASED; AND (II)THE HIGHER OF
THE PRICE OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUE
WHERE THE PURCHASE IS CARRIED OUT. UNLESS PREVIOUSLY
REVOKED, RENEWED, EXTENDED OR VARIED, THE AUTHORITY
HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN
2021 OR ON 30 JUNE 2021, WHICHEVER IS THE EARLIER,
PROVIDED THAT THE COMPANY MAY EFFECT PURCHASES
FOLLOWING THE EXPIRY OF SUCH AUTHORITY IF SUCH
PURCHASES ARE MADE PURSUANT TO CONTRACTS FOR PURCHASES
OF ORDINARY SHARES WHICH ARE ENTERED INTO BY THE
COMPANY ON OR PRIOR TO THE EXPIRY OF SUCH AUTHORITY
19 THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO HOLD GENERAL MEETINGS
(OTHER THAN ANNUAL GENERAL MEETINGS) ON NOT LESS THAN
14 CLEAR DAYS' NOTICE, SUCH AUTHORITY TO EXPIRE AT THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2021 OR ON 30 JUNE 2021,
WHICHEVER IS THE EARLIER
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 712581998
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118 Meeting Type: AGM
Ticker: Meeting Date: 10-Jun-2020
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF Non-Voting
"ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO
ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconews/sehk/2020
/0506/2020050601347.pdf AND
https://www1.hkexnews.hk/listedco/listconews/sehk/2020
/0506/2020050601280.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2019
2.1 TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A DIRECTOR Mgmt For For
2.2 TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A DIRECTOR Mgmt For For
2.3 TO RE-ELECT PROFESSOR PATRICK WONG LUNG TAK AS A Mgmt Against Against
DIRECTOR
2.4 TO FIX THE DIRECTORS' REMUNERATION Mgmt For For
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO Mgmt For For
FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK Mgmt For For
SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE Mgmt Against Against
ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Agenda Number: 711859249
--------------------------------------------------------------------------------------------------------------------------
Security: X3232T104 Meeting Type: EGM
Ticker: Meeting Date: 13-Dec-2019
ISIN: GRS419003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. EXTENSION OF COMPANY'S PURPOSE AND AMENDMENT OF Mgmt For For
ARTICLE 2 (PURPOSE) OF COMPANY'S ARTICLES OF
ASSOCIATION
2. ANNOUNCEMENT OF ELECTION OF NEW MEMBERS OF THE BOARD Non-Voting
OF DIRECTORS IN REPLACEMENT OF RESIGNED MEMBERS
3. DESIGNATION/ELECTION OF AN INDEPENDENT NON - EXECUTIVE Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS: NIKOLAOS IATROU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting
QUORUM, THERE WILL BE AN A REPETITIVE MEETING ON 20
DEC 2019. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON
THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
320227 DUE TO RESOLUTION 2 DOES NOT HAVE VOTING
RIGHTS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING
WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED
MEETING. THANK YOU
CMMT 02 DEC 2019: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO RECEIPT OF DIRECTOR NAME IN RESOLUTION 3. IF YOU
HAVE ALREADY SENT IN YOUR VOTES FOR MID: 324926 PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Agenda Number: 712783299
--------------------------------------------------------------------------------------------------------------------------
Security: X3232T104 Meeting Type: OGM
Ticker: Meeting Date: 25-Jun-2020
ISIN: GRS419003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SUBMISSION AND APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS AND OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE TWENTIETH (20TH) FISCAL YEAR (FROM
THE 1ST OF JANUARY 2019 TO THE 31ST OF DECEMBER 2019)
AND OF THE RELEVANT DIRECTORS' REPORT AND AUDITORS'
REPORT
2. APPROVAL OF THE OVERALL MANAGEMENT OF THE COMPANY PER Mgmt For For
ARTICLE 108 OF LAW 4548/2018, AS IN FORCE, AND
DISCHARGE OF THE STATUTORY AUDITORS OF THE COMPANY
FROM ANY LIABILITY FOR COMPENSATION FOR THE TWENTIETH
(20TH) FISCAL YEAR (FROM THE 1ST OF JANUARY 2019 TO
THE 31ST OF DECEMBER 2019)
3. SELECTION OF CERTIFIED AUDITORS FOR THE AUDIT OF THE Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE CURRENT
TWENTY-FIRST (21ST) FISCAL YEAR (FROM THE 1ST OF
JANUARY 2020 TO THE 31ST OF DECEMBER 2020) AND FOR THE
ISSUANCE OF THE ANNUAL TAX REPORT
4. PROVISION OF PERMISSION AS PER ARTICLE 98 PAR. 1 OF Mgmt For For
LAW 4548/2018, AS IN FORCE, TO THE BOARD OF DIRECTORS'
MEMBERS AND THE OFFICERS AND DIRECTORS OF THE
COMPANY'S TEAMS FOR THEIR PARTICIPATION IN THE BOARDS
OF DIRECTORS OR IN THE MANAGEMENT OF THE GROUP'S
SUBSIDIARIES AND AFFILIATES
5. SUBMISSION FOR DISCUSSION AND VOTING OF THE Mgmt For For
REMUNERATION REPORT OF THE BOARD OF DIRECTORS FOR THE
TWENTIETH (20TH) FISCAL YEAR (FROM THE 1ST OF JANUARY
2019 TO THE 31ST OF DECEMBER 2019), IN ACCORDANCE WITH
ARTICLE 112 PAR. 3 OF LAW 4548/2018, AS IN FORCE
6. AMENDMENT OF ARTICLES 2, 12, 18, 19, 23 AND 34 OF THE Mgmt For For
COMPANY' ARTICLES OF ASSOCIATION
7. APPROVAL OF THE DISTRIBUTION OF EARNINGS FOR THE Mgmt For For
TWENTIETH (20TH) FISCAL YEAR (FROM THE 1ST OF JANUARY
2019 TO THE 31ST OF DECEMBER 2019)
8. APPROVAL OF THE DISTRIBUTION OF PART OF THE NET Mgmt For For
PROFITS OF THE FINANCIAL YEAR 2019 OF THE COMPANY TO
EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS AND OTHER
KEY MANAGEMENT PERSONNEL OF THE COMPANY
9. APPROVAL OF THE DISTRIBUTION OF PART OF THE NET Mgmt For For
PROFITS OF THE FINANCIAL YEAR 2019 OF THE COMPANY TO
EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS AND OTHER
KEY MANAGEMENT PERSONNEL OF THE COMPANY BY VIRTUE OF
AND IN ACCORDANCE WITH THE LONG TERM INCENTIVE SCHEME
APPROVED BY THE 17TH AGM OF THE SHAREHOLDERS OF THE
COMPANY DATED 27.04.2017
10. APPROVAL OF A NEW LONG TERM INCENTIVE SCHEME WITH Mgmt For For
DISTRIBUTION OF PART OF THE NET PROFITS OF THE COMPANY
TO EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS AND
OTHER KEY MANAGEMENT PERSONNEL OF THE COMPANY
CMMT 05 JUNE 2020: PLEASE NOTE IN THE EVENT THE MEETING Non-Voting
DOES NOT REACH QUORUM, THERE WILL BE AN A REPETITIVE
MEETING ON 6 JULY 2020. ALSO, YOUR VOTING INSTRUCTIONS
WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING.
THANK YOU
CMMT 05 JUNE 2020: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUMA SAB DE CV Agenda Number: 712348502
--------------------------------------------------------------------------------------------------------------------------
Security: P4948K121 Meeting Type: EGM
Ticker: Meeting Date: 24-Apr-2020
ISIN: MXP4948K1056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ANALYSIS, DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF A PROPOSAL TO CANCEL 15,466,437 COMMON,
NOMINATIVE SHARES, WITH NO STATED PAR VALUE, OF THE
SERIES B, CLASS I, THAT WERE ISSUED BY THE COMPANY AND
THAT HAVE BEEN BOUGHT BACK BY THE COMPANY AND, AS A
CONSEQUENCE OF THE FOREGOING, THE REDUCTION OF THE
FIXED PORTION OF THE SHARE CAPITAL AND THE AMENDMENT
OF ARTICLE 6 OF THE CORPORATE BYLAWS
II ANALYSIS, DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt Against Against
APPROVAL OF A PROPOSAL TO CARRY OUT A FULL AMENDMENT
OF THE CORPORATE BYLAWS
III DESIGNATION OF SPECIAL DELEGATES WHO WILL CARRY OUT Mgmt For For
AND FORMALIZE THE RESOLUTIONS THAT ARE PASSED BY THE
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUMA SAB DE CV Agenda Number: 712346940
--------------------------------------------------------------------------------------------------------------------------
Security: P4948K121 Meeting Type: OGM
Ticker: Meeting Date: 24-Apr-2020
ISIN: MXP4948K1056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION OF THE REPORTS THAT ARE REFERRED TO IN Mgmt For For
PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW AND
PART IV OF ARTICLE 19 OF THE CORPORATE BYLAWS, FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019, INCLUDING
THE FINANCIAL STATEMENTS OF GRUMA, S.A.B. DE C.V. FOR
THE PERIOD THAT RAN FROM JANUARY 1 TO DECEMBER 31,
2019, FOR THEIR DISCUSSION AND, IF DEEMED APPROPRIATE,
APPROVAL
II PROPOSAL AND, IF DEEMED APPROPRIATE, APPROVAL OF THE Mgmt For For
ALLOCATION OF THE RESULTS FROM THE PERIOD THAT IS
MENTIONED IN ITEM I ABOVE, INCLUDING, IF DEEMED
APPROPRIATE, THE PROCEDURE FOR THE PAYMENT OF
DIVIDENDS, IN THE EVENT THAT THEY ARE DECLARED BY THE
GENERAL MEETING
III PROPOSAL TO ESTABLISH THE MAXIMUM AMOUNT OF FUNDS TO Mgmt For For
ALLOCATE TO SHARE BUYBACKS AND THE REPORT IN REGARD TO
TRANSACTIONS THAT WERE CARRIED OUT WITH THE SHARE
BUYBACK FUND
IV ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt For For
SECRETARY, BOTH FULL AND ALTERNATE, CLASSIFICATION OF
THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF
DIRECTORS WHO HAVE BEEN NOMINATED AS INDEPENDENT
MEMBERS AND THE DETERMINATION OF THEIR COMPENSATION,
AS WELL AS OF THE COMPENSATION FOR THE MEMBERS OF THE
AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE BOARD
OF DIRECTORS
V ELECTION OF THE CHAIRPERSONS OF THE AUDIT AND Mgmt For For
CORPORATE PRACTICES COMMITTEES OF THE COMPANY
VI DESIGNATION OF SPECIAL DELEGATES WHO WILL CARRY OUT Mgmt For For
AND FORMALIZE THE RESOLUTIONS THAT ARE PASSED BY THE
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
INDIAN ENERGY EXCHANGE LTD Agenda Number: 711501557
--------------------------------------------------------------------------------------------------------------------------
Security: Y39237139 Meeting Type: AGM
Ticker: Meeting Date: 18-Sep-2019
ISIN: INE022Q01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED MARCH 31, 2019 TOGETHER
WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE
AUDITORS
2 TO APPOINT A DIRECTOR IN PLACE OF MR. AJEET KUMAR Mgmt Against Against
AGARWAL (DIN: 02231613), WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT
3 TO APPOINT STATUTORY AUDITORS FROM THE CONCLUSION OF Mgmt For For
THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF
THE 18TH ANNUAL GENERAL MEETING AND TO FIX THEIR
REMUNERATION: M/S B S R & ASSOCIATES LLP, CHARTERED
ACCOUNTANTS (FIRM REGISTRATION NO.116231W/W-100024)
4 TO NOT TO FILL THE VACANCY CAUSED DUE TO RETIREMENT OF Mgmt For For
MS. RENUKA RAMNATH (DIN: 00147182)
5 APPOINTMENT OF MR. GAUTAM DALMIA AS A NON-EXECUTIVE Mgmt For For
AND NON-INDEPENDENT DIRECTOR OF THE COMPANY
6 APPOINTMENT OF MR. TEJPREET SINGH CHOPRA AS A Mgmt For For
NON-EXECUTIVE AND INDEPENDENT DIRECTOR OF THE COMPANY
7 APPOINTMENT OF MS. SUDHA PILLAI AS A NON-EXECUTIVE AND Mgmt For For
INDEPENDENT DIRECTOR OF THE COMPANY
8 RATIFICATION OF APPOINTMENT OF MR. SATYANARAYAN GOEL Mgmt For For
AS MANAGING DIRECTOR AND CEO OF THE COMPANY
9 APPROVAL FOR APPOINTMENT OF MR. RAJIV SRIVASTAVA AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RATIFICATION OF APPOINTMENT OF MR. RAJIV SRIVASTAVA AS Mgmt For For
WHOLE-TIME DIRECTOR AND MANAGING DIRECTOR & CEO OF THE
COMPANY
11 APPROVAL FOR INDIAN ENERGY EXCHANGE LIMITED RESTRICTED Mgmt Against Against
STOCK UNIT SCHEME 2019
12 APPROVAL FOR PAYMENT OF REMUNERATION IN THE FORM OF Mgmt For For
COMMISSION TO MR. SATYANARAYAN GOEL, NON-EXECUTIVE
CHAIRMAN (DIN: 02294069) OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
INDIAN ENERGY EXCHANGE LTD Agenda Number: 712171634
--------------------------------------------------------------------------------------------------------------------------
Security: Y39237139 Meeting Type: OTH
Ticker: Meeting Date: 24-Mar-2020
ISIN: INE022Q01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR
THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE,
YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED
CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A
VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU
1 SPECIAL RESOLUTION FOR RE-APPOINTMENT OF PROF. Mgmt For For
KAYYALATHU THOMAS CHACKO (DIN: 02446168) AS A
NON-EXECUTIVE INDEPENDENT DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC Agenda Number: 712332042
--------------------------------------------------------------------------------------------------------------------------
Security: G4804L163 Meeting Type: AGM
Ticker: Meeting Date: 07-May-2020
ISIN: GB00BHJYC057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S FINANCIAL STATEMENTS, TOGETHER WITH Mgmt For For
THE DIRECTORS' AND THE AUDITOR'S REPORTS FOR THE YEAR
ENDED 31 DECEMBER 2019, BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY SET OUT ON Mgmt Against Against
PAGES 110 TO 117 OF THE COMPANY'S ANNUAL REPORT AND
FORM 20-F 2019 BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019, SET OUT ON PAGES 96 TO 109 OF
THE COMPANY'S ANNUAL REPORT AND FORM 20-F 2019 BE
APPROVED
4.A ELECTION OF DIRECTOR: ARTHUR DE HAAST Mgmt For For
4.B RE-ELECTION OF DIRECTOR: KEITH BARR Mgmt For For
4.C RE-ELECTION OF DIRECTOR: ANNE BUSQUET Mgmt For For
4.D RE-ELECTION OF DIRECTOR: PATRICK CESCAU Mgmt For For
4.E RE-ELECTION OF DIRECTOR: IAN DYSON Mgmt For For
4.F RE-ELECTION OF DIRECTOR: PAUL EDGECLIFFE-JOHNSON Mgmt For For
4.G RE-ELECTION OF DIRECTOR: JO HARLOW Mgmt For For
4.H RE-ELECTION OF DIRECTOR: ELIE MAALOUF Mgmt For For
4.I RE-ELECTION OF DIRECTOR: LUKE MAYHEW Mgmt For For
4.J RE-ELECTION OF DIRECTOR: JILL MCDONALD Mgmt For For
4.K RE-ELECTION OF DIRECTOR: DALE MORRISON Mgmt For For
5 THAT ERNST & YOUNG LLP BE REAPPOINTED AS THE AUDITOR Mgmt For For
OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
6 THAT THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
7 I THAT THE COMPANY, AND THOSE COMPANIES WHICH ARE Mgmt For For
SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE
PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT, BE
AUTHORISED FOR THE PURPOSES OF PART 14 OF THE
COMPANIES ACT 2006 (THE '2006 ACT'), DURING THE PERIOD
FROM THE DATE OF THE PASSING OF THIS RESOLUTION UNTIL
THE CONCLUSION OF THE COMPANY'S AGM IN 2021 OR THE
CLOSE OF BUSINESS ON 1 JULY 2021, WHICHEVER IS THE
EARLIER: (A) TO MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES; (B) TO
MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS
OTHER THAN POLITICAL PARTIES; AND (C) TO INCUR
POLITICAL EXPENDITURE; PROVIDED THAT THE AGGREGATE
AMOUNT OF ANY SUCH DONATIONS AND EXPENDITURE MADE BY
THE COMPANY OR ANY SUBSIDIARY SHALL NOT EXCEED GBP
100,000; II THAT ALL EXISTING AUTHORISATIONS AND
APPROVALS RELATING TO POLITICAL DONATIONS OR
EXPENDITURE ARE HEREBY REVOKED WITHOUT PREJUDICE TO
ANY DONATION MADE OR EXPENDITURE INCURRED PRIOR TO THE
DATE HEREOF PURSUANT TO SUCH AUTHORISATIONS OR
APPROVALS; AND III THAT WORDS AND EXPRESSIONS DEFINED
FOR THE PURPOSES OF THE 2006 ACT SHALL HAVE THE SAME
MEANING FOR THE PURPOSES OF THIS RESOLUTION
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION 2, THE Mgmt Against Against
AMENDMENTS TO RULE 4.1 OF THE RULES OF THE COMPANY'S
EXISTING LONG TERM INCENTIVE PLAN (THE 'LTIP RULES')
WHICH INCREASE THE LIMIT ON THE AGGREGATE OF THE
MARKET VALUE OF SHARES OR THE AMOUNT OF CASH OVER
WHICH AWARDS HAVE BEEN MADE IN ANY FINANCIAL YEAR TO
AN EMPLOYEE FROM 3 TIMES SALARY TO 3.5 TIMES SALARY AS
AT THE AWARD DATE, BE APPROVED AND ADOPTED BY THE
COMPANY, AND THE DIRECTORS BE AUTHORISED TO DO ALL
SUCH ACTS AND THINGS NECESSARY TO GIVE EFFECT TO THESE
AMENDMENTS. A COPY OF THE DRAFT AMENDED LTIP RULES
WILL BE PRODUCED TO THE MEETING AND A SUMMARY OF THE
CHANGES IS CONTAINED IN THE EXPLANATION BELOW. WORDS
AND EXPRESSIONS DEFINED FOR THE PURPOSES OF THE LTIP
RULES SHALL HAVE THE SAME MEANING FOR THE PURPOSES OF
THIS RESOLUTION
9 I THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO, AND IN
ACCORDANCE WITH, SECTION 551 OF THE 2006 ACT TO
EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR
TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY:
(A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP
12,695,910; AND (B) COMPRISING EQUITY SECURITIES, AS
DEFINED IN SECTION 560 OF THE 2006 ACT, UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 12,695,910 (INCLUDING
WITHIN SUCH LIMIT ANY SHARES ISSUED OR RIGHTS GRANTED
UNDER PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN OFFER
BY WAY OF A RIGHTS ISSUE TO: (1) HOLDERS OF ORDINARY
SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY
BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND (2)
HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF
THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE
ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL
WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD
DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS
OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY
BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY
OTHER MATTER WHATSOEVER. THIS AUTHORITY SHALL HEREBY
TAKE EFFECT FROM THE DATE OF THE PASSING OF THIS
RESOLUTION UNTIL THE CONCLUSION OF THE COMPANY'S AGM
IN 2021, OR THE CLOSE OF BUSINESS ON 1 JULY 2021,
WHICHEVER IS THE EARLIER, PROVIDED THAT, IN EACH CASE,
THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR
MIGHT, REQUIRE SHARES IN THE COMPANY TO BE ALLOTTED OR
RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES TO BE GRANTED AFTER THIS AUTHORITY EXPIRES AND
THE DIRECTORS MAY ALLOT SHARES IN THE COMPANY OR GRANT
RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED; II THAT SUBJECT TO
PARAGRAPH III BELOW, ALL EXISTING AUTHORITIES GIVEN TO
THE DIRECTORS PURSUANT TO SECTION 551 OF THE 2006 ACT
BY WAY OF THE ORDINARY RESOLUTION OF THE COMPANY
PASSED ON FRIDAY, 3 MAY 2019 BE REVOKED BY THIS
RESOLUTION; AND III THAT PARAGRAPH II ABOVE SHALL BE
WITHOUT PREJUDICE TO THE CONTINUING AUTHORITY OF THE
DIRECTORS TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES PURSUANT TO
AN OFFER OR AGREEMENT MADE BY THE COMPANY BEFORE THE
EXPIRY OF THE AUTHORITY PURSUANT TO WHICH SUCH OFFER
OR AGREEMENT WAS MADE
10 THAT, SUBJECT TO THE PASSING OF RESOLUTION 9 ABOVE, Mgmt For For
AND IN PLACE OF THE POWER GIVEN TO THEM PURSUANT TO
THE SPECIAL RESOLUTION OF THE COMPANY PASSED ON
FRIDAY, 3 MAY 2019, THE BOARD BE AUTHORISED TO ALLOT
EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 9 AND/OR
TO SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH
AUTHORITY TO BE LIMITED: I TO THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY
SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED
UNDER RESOLUTION 9I(B), BY WAY OF A RIGHTS ISSUE ONLY)
TO OR IN FAVOUR OF: (A) HOLDERS OF ORDINARY SHARES IN
THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE
PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND (B)
HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS
CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF
THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE
ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL
WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD
DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS
OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY
BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY
OTHER MATTER WHATSOEVER; AND II TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY SHARES
(OTHERWISE THAN UNDER PARAGRAPH (I) ABOVE) UP TO A
NOMINAL AMOUNT OF GBP 1,904,386, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2021),
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD,
OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED
(AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED
11 THAT SUBJECT TO THE PASSING OF RESOLUTION 9, THE BOARD Mgmt For For
BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 10, TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY
GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH
AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY
SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: I
LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE
OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP
1,904,386; AND II USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION)
A TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO
THE DATE OF THIS NOTICE OF AGM, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2021),
BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD,
OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED
(AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED
12 THAT THE COMPANY BE AND IS HEREBY GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION
701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHIN
THE MEANING OF SECTION 693(4) OF THE 2006 ACT) OF ITS
ORDINARY SHARES ON SUCH TERMS AND IN SUCH MANNER AS
THE DIRECTORS THINK FIT PROVIDED THAT: I THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES HEREBY AUTHORISED
TO BE PURCHASED IS 18,265,631; II THE MINIMUM PRICE
WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS 20340/399
PENCE PER SHARE, BEING THE NOMINAL VALUE OF AN
ORDINARY SHARE; III THE MAXIMUM PRICE (EXCLUSIVE OF
ALL EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY
SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: (A) 105% OF
THE AVERAGE OF THE MIDDLE-MARKET QUOTATIONS OF AN
ORDINARY SHARE OF THE COMPANY, AS APPLICABLE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING
THE DAY ON WHICH SUCH SHARE IS CONTRACTED TO BE
PURCHASED; AND (B) THE STIPULATED AMOUNT. IN THIS
RESOLUTION, "STIPULATED AMOUNT" MEANS THE AMOUNT
STIPULATED BY REGULATORY TECHNICAL STANDARDS ADOPTED
BY THE EUROPEAN COMMISSION PURSUANT TO ARTICLE 5(6) OF
THE MARKET ABUSE REGULATION (EU) NO.596/2014; AND IV
THE AUTHORITY HEREBY CONFERRED SHALL TAKE EFFECT ON
THE DATE OF THE PASSING OF THIS RESOLUTION AND SHALL
EXPIRE ON THE CONCLUSION OF THE COMPANY'S AGM IN 2021,
OR AT THE CLOSE OF BUSINESS ON 1 JULY 2021, WHICHEVER
IS THE EARLIER (EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED
BEFORE SUCH DATE AND WHICH IS EXECUTED WHOLLY OR
PARTLY AFTER SUCH DATE), UNLESS SUCH AUTHORITY IS
RENEWED PRIOR TO SUCH TIME
13 THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN Mgmt For For
AGM, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE DURING THE PERIOD FROM THE DATE OF THE PASSING
OF THIS RESOLUTION TO THE DATE UPON WHICH THE
COMPANY'S AGM IN 2021 CONCLUDES
14 THAT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY, Mgmt For For
PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIR OF
THE MEETING FOR THE PURPOSE OF IDENTIFICATION, BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY,
IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE
EXISTING ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ISS A/S Agenda Number: 712233698
--------------------------------------------------------------------------------------------------------------------------
Security: K5591Y107 Meeting Type: AGM
Ticker: Meeting Date: 02-Apr-2020
ISIN: DK0060542181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH Non-Voting
THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN
A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR
AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE
BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY
EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY
WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE
REPRESENTED AT THE MEETING IS TO SEND YOUR OWN
REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE
SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR
AN ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT Non-Voting
AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH
MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR
FURTHER INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 7.A TO
7.G AND 8. THANK YOU
1 THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S Non-Voting
ACTIVITIES IN THE PAST FINANCIAL YEAR
2 ADOPTION OF THE ANNUAL REPORT FOR 2019 Mgmt For For
3 DISTRIBUTION OF PROFIT ACCORDING TO THE ADOPTED ANNUAL Mgmt For For
REPORT: DIVIDEND OF DKK 7.70 PER SHARE OF NOMINALLY
DKK 1
4 RESOLUTION TO GRANT DISCHARGE OF LIABILITY TO MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE EXECUTIVE GROUP
MANAGEMENT BOARD
5 AUTHORISATION TO ACQUIRE TREASURY SHARES Mgmt For For
6 APPROVAL OF THE REMUNERATION TO THE BOARD OF DIRECTORS Mgmt For For
FOR THE CURRENT FINANCIAL YEAR
7.A ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LORD Mgmt For For
ALLEN OF KENSINGTON KT CBE
7.B ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: VALERIE Mgmt For For
BEAULIEU
7.C ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CLAIRE Mgmt For For
CHIANG
7.D ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK Mgmt For For
POULSEN
7.E ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: SOREN Mgmt For For
THORUP SORENSEN
7.F ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BEN Mgmt For For
STEVENS
7.G ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CYNTHIA Mgmt For For
MARY TRUDELL
8 ELECTION OF ERNST & YOUNG P/S AS AUDITOR Mgmt For For
9.A PROPOSAL FROM THE BOARD OF DIRECTORS: UPDATE OF Mgmt For For
REMUNERATION POLICY
10 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
JC DECAUX SA Agenda Number: 712562087
--------------------------------------------------------------------------------------------------------------------------
Security: F5333N100 Meeting Type: MIX
Ticker: Meeting Date: 14-May-2020
ISIN: FR0000077919
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL
URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
004082000798-43
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
387908 DUE TO THERE ARE 32 RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW
JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO
CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF
NON-DEDUCTIBLE EXPENSES AND COSTS
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 Mgmt For For
DECEMBER 2019
O.4 THE STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE - APPROVAL OF
A NEW AGREEMENT
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. BENEDICTE Mgmt For For
HAUTEFORT AS A MEMBER OF THE SUPERVISORY BOARD
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-LAURE Mgmt For For
SAUTY DE CHALON AS A MEMBER OF THE SUPERVISORY BOARD
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. LEILA TURNER AS Mgmt For For
A MEMBER OF THE SUPERVISORY BOARD
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-PIERRE Mgmt For For
DECAUX AS A MEMBER OF THE SUPERVISORY BOARD
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE MUTZ AS A Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD
O.10 APPOINTMENT OF MR. JEAN-SEBASTIEN DECAUX AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD, AS A REPLACEMENT FOR MR.
PIERRE-ALAIN PARIENTE
O.11 APPOINTMENT OF MR. JEAN-FRANCOIS DUCREST AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD, AS A REPLACEMENT FOR MR. XAVIER
DE SARRAU, WHO RESIGNED
O.12 APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN Mgmt Against Against
OF THE MANAGEMENT BOARD AND THE MEMBERS OF THE
MANAGEMENT BOARD
O.13 APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN Mgmt For For
OF THE SUPERVISORY BOARD AND THE MEMBERS OF THE
SUPERVISORY BOARD
O.14 APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING Mgmt For For
THE PREVIOUS FINANCIAL YEAR OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO ALL CORPORATE OFFICERS
(MEMBERS OF THE MANAGEMENT BOARD AND SUPERVISORY BOARD
O.15 APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING Mgmt Against Against
THE PREVIOUS FINANCIAL YEAR OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MR. JEAN-FRANCOIS DECAUX,
CHAIRMAN OF THE MANAGEMENT BOARD
O.16 APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING Mgmt Against Against
THE PREVIOUS FINANCIAL YEAR OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MESSRS. JEAN-CHARLES
DECAUX, JEAN-SEBASTIEN DECAUX, EMMANUEL BASTIDE, DAVID
BOURG AND DANIEL HOFER, MEMBERS OF THE MANAGEMENT
BOARD
O.17 APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING Mgmt For For
THE PREVIOUS FINANCIAL YEAR OR ALLOCATED IN RESPECT OF
THE SAME FINANCIAL YEAR TO MR. GERARD DEGONSE,
CHAIRMAN OF THE SUPERVISORY BOARD
O.18 AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO Mgmt Against Against
TRADE IN THE COMPANY'S SHARES PURSUANT TO THE
PROVISIONS OF ARTICLE L. 225-209 OF THE FRENCH
COMMERCIAL CODE, DURATION OF THE AUTHORIZATION,
PURPOSES, TERMS, CEILING
E.19 AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY
SHARES, DURATION OF THE AUTHORIZATION, CEILING
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO THE Mgmt Against Against
MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
PUBLIC OFFERING, WITH THE EXCEPTION OF THE OFFERS
REFERRED TO IN SECTION 1DECREE OF ARTICLE L. 411-2 OF
THE FRENCH MONETARY AND FINANCIAL CODE
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO THE Mgmt Against Against
MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY
AN OFFER REFERRED TO IN SECTION 1DECREE OF ARTICLE L.
411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE
E.22 AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD, IN THE Mgmt Against Against
EVENT OF THE ISSUE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OF
COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS
TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, TO SET THE ISSUE PRICE IN ACCORDANCE WITH THE
TERMS SET BY THE GENERAL MEETING WITHIN THE LIMIT OF
10% OF THE SHARE CAPITAL PER 12-MONTH PERIOD
E.23 DELEGATION OF AUTHORITY TO BE GRANTED TO THE Mgmt Against Against
MANAGEMENT BOARD TO INCREASE THE NUMBER OF EQUITY
SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO EQUITY SECURITIES TO BE ISSUED (OVER-ALLOTMENT
OPTION) IN THE EVENT OF AN ISSUE WITH CANCELLATION OR
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.24 DELEGATION OF AUTHORITY TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR
THE BENEFIT OF THE LATTER
E.25 DELEGATION OF AUTHORITY TO BE GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, RESERVED FOR CATEGORIES OF BENEFICIARIES IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDING TRANSACTION,
WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT FOR THE BENEFIT OF THE LATTER
E.26 ALIGNMENT OF THE BYLAWS OF THE COMPANY WITH LAW NO. Mgmt For For
2019-486 OF 22 MAY 2019 KNOWN AS THE PACTE LAW
E.27 ALIGNMENT OF THE COMPANY'S BYLAWS WITH LAW NO. Mgmt For For
2019-744 OF 19 JULY 2019 ON THE SIMPLIFICATION,
CLARIFICATION AND UPDATING OF COMPANY LAW, KNOWN AS
THE (SOILIHI) LAW
E.28 ALIGNMENT OF ARTICLE 16 (COMPOSITION OF THE Mgmt For For
SUPERVISORY BOARD) AND ARTICLE 22 (GENERAL MEETINGS)
OF THE COMPANY'S BYLAWS WITH ORDER NO. 2017-1386 OF 22
SEPTEMBER 2017 RELATING TO THE NEW ORGANIZATION OF
SOCIAL AND ECONOMIC DIALOGUE WITHIN THE COMPANY AND
PROMOTING THE EXERCISE AND VALORISATION OF TRADE UNION
RESPONSIBILITIES
E.29 AMENDMENT TO ARTICLE 22 (GENERAL MEETINGS) OF THE Mgmt For For
COMPANY'S BYLAWS IN ORDER TO SPECIFY THE PROCEDURES
FOR PARTICIPATING AND VOTING IN GENERAL MEETINGS
E.30 APPROVAL OF THE TRANSFORMATION OF THE COMPANY'S Mgmt For For
CORPORATE FORM, BY ADOPTING THE FORM OF EUROPEAN
COMPANY WITH A MANAGEMENT BOARD AND A SUPERVISORY
BOARD, AND OF THE TERMS OF THE TRANSFORMATION PROJECT
E.31 AMENDMENT TO THE COMPANY'S NAME AND ADOPTION OF THE Mgmt For For
TEXT OF THE BYLAWS OF THE COMPANY IN ITS NEW EUROPEAN
COMPANY FORM
E.32 POWERS TO CARRY OUT LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 712716438
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115 Meeting Type: MIX
Ticker: Meeting Date: 30-Jun-2020
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
379441 DUE TO CHANGE IN TEXT OF RESOLUTION O.3. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT 08 JUN 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
005252001915-63,
https://www.journal-officiel.gouv.fr/balo/document/202
006082002205-69; PLEASE NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.3 ALLOCATION OF INCOME - SETTING OF THE DIVIDEND Mgmt For For
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt Against Against
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. DELPHINE ARNAULT Mgmt Against Against
AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. ANTONIO BELLONI Mgmt Against Against
AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. DIEGO DELLA VALLE Mgmt Against Against
AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-JOSEE Mgmt For For
KRAVIS AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-LAURE Mgmt For For
SAUTY DE CHALON AS DIRECTOR
O.10 APPOINTMENT OF MRS. NATACHA VALLA AS DIRECTOR Mgmt For For
O.11 APPOINTMENT OF LORD POWELL OF BAYSWATER AS CENSOR Mgmt Against Against
O.12 APPROVAL OF THE INFORMATION MENTIONED IN ARTICLE Mgmt Against Against
L.225-37-3 I OF THE FRENCH COMMERCIAL CODE
O.13 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE Mgmt Against Against
FINANCIAL YEAR 2019 OR AWARDED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
O.14 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE Mgmt Against Against
FINANCIAL YEAR 2019 OR AWARDED FOR THE SAME FINANCIAL
YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE
OFFICER
O.15 APPROVAL OF THE COMPENSATION POLICY FOR NON-EXECUTIVE Mgmt For For
CORPORATE OFFICERS
O.16 APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN Mgmt Against Against
AND CHIEF EXECUTIVE OFFICER
O.17 APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY Mgmt Against Against
CHIEF EXECUTIVE OFFICER
O.18 AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, Mgmt For For
FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S
SHARES FOR A MAXIMUM PURCHASE PRICE OF 550 EUROS PER
SHARE, I.E. A MAXIMUM AGGREGATE AMOUNT OF 27.8 BILLION
EUROS
E.19 AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS Mgmt For For
FOR A PERIOD OF 18 MONTHS IN ORDER TO REDUCE THE SHARE
CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY AS A
RESULT OF THE BUYBACK OF ITS OWN SHARES
E.20 AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, Mgmt Against Against
FOR A PERIOD OF 26 MONTHS, IN ORDER TO PROCEED WITH
FREE ALLOCATION OF SHARES TO BE ISSUED, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, OR OF EXISTING SHARES FOR THE
BENEFIT OF EMPLOYEES AND/OR EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES, WITHIN
THE LIMIT OF 1% OF THE CAPITAL
E.21 AMENDMENT TO ARTICLE 11 OF THE BY-LAWS IN ORDER TO Mgmt For For
DEFINE THE TERMS AND CONDITIONS FOR THE APPOINTMENT OF
DIRECTORS REPRESENTING EMPLOYEES
E.22 AMENDMENT TO ARTICLE 13 OF THE BY-LAWS IN ORDER TO Mgmt For For
CHANGE THE METHOD OF CONVENING THE BOARD OF DIRECTORS
AND TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF
DIRECTORS TO MAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE TERMS AND CONDITIONS SET BY THE REGULATIONS
E.23 AMENDMENT TO ARTICLE 14 OF THE BY-LAWS - POWERS TO THE Mgmt For For
BOARD OF DIRECTORS
E.24 ALIGNMENT OF THE BY-LAWS WITH VARIOUS LEGAL AND Mgmt For For
REGULATORY PROVISIONS, IN PARTICULAR, THE LAW OF 22
MAY 2019 KNOWN AS THE PACT LAW - ARTICLES 20, 21 AND
25
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104 Meeting Type: Annual
Ticker: MA Meeting Date: 16-Jun-2020
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Haythornthwaite Mgmt For For
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Lagunes Mgmt For For
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard for
2020
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 06-Dec-2019
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Ph.D. Mgmt For For
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, M.D. Mgmt For For
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Medtronic's independent
auditor for fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors, acting through
the Audit Committee, to set the auditor's
remuneration.
3. To approve, in a non-binding advisory vote, named Mgmt For For
executive officer compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to issue shares. Mgmt For For
5. To renew the Board's authority to opt out of Mgmt For For
pre-emption rights.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 712296866
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649 Meeting Type: AGM
Ticker: Meeting Date: 23-Apr-2020
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL Mgmt For For
STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY Mgmt For For
VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt For For
OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE Mgmt For For
SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE
FINANCIAL YEAR 2019
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. Mgmt For For
ANN M. VENEMAN
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. Mgmt For For
EVA CHENG
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
PATRICK AEBISCHER
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. Mgmt For For
URSULA M. BURNS
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
KASPER RORSTED
4.1.10 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
PABLO ISLA
4.1.11 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. Mgmt For For
KIMBERLY A. ROSS
4.1.12 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
DICK BOER
4.1.13 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. Mgmt For For
DINESH PALIWAL
4.2 ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ Mgmt For For
DE MORA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. Mgmt For For
PATRICK AEBISCHER
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. Mgmt For For
URSULA M. BURNS
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. Mgmt For For
PABLO ISLA
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. Mgmt For For
DICK BOER
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG Mgmt For For
SA, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN Mgmt For For
DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
5.2 APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD Mgmt For For
6 CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Mgmt For For
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED Shr Against For
PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING,
I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN
PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN
PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD
OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET
UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 712659107
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101 Meeting Type: AGM
Ticker: Meeting Date: 23-Jun-2020
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shinohara, Hiromichi Mgmt For For
2.2 Appoint a Director Sawada, Jun Mgmt For For
2.3 Appoint a Director Shimada, Akira Mgmt For For
2.4 Appoint a Director Shibutani, Naoki Mgmt For For
2.5 Appoint a Director Shirai, Katsuhiko Mgmt For For
2.6 Appoint a Director Sakakibara, Sadayuki Mgmt For For
2.7 Appoint a Director Sakamura, Ken Mgmt For For
2.8 Appoint a Director Takegawa, Keiko Mgmt For For
3 Appoint a Corporate Auditor Takahashi, Kanae Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORMA GROUP SE Agenda Number: 712652975
--------------------------------------------------------------------------------------------------------------------------
Security: D5813Z104 Meeting Type: AGM
Ticker: Meeting Date: 30-Jun-2020
ISIN: DE000A1H8BV3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH Non-Voting
21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND
THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE
JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES.
AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE
END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN
THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO
MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO
ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE
TOTAL SHARE CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON Non-Voting
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB
CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND Non-Voting
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR Non-Voting
FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.04 Mgmt For For
PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRIEDRICH Mgmt For For
KLEIN FOR FISCAL 2019
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER BERND Mgmt For For
KLEINHENS FOR FISCAL 2019
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL Mgmt For For
SCHNEIDER FOR FISCAL 2019
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LARS Mgmt For For
BERG FOR FISCAL 2019
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RITA Mgmt For For
FORST FOR FISCAL 2019
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUENTER Mgmt For For
HAUPTMANN FOR FISCAL 2019
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KNUT Mgmt For For
MICHELBERGER FOR FISCAL 2019
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERIKA Mgmt For For
SCHULTE FOR FISCAL 2019
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARK Mgmt For For
WILHELMS FOR FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS Mgmt For For
ATTACHED/CONVERTIBLE BONDS WITHOUT PRE-EMPTIVE RIGHTS
UP TO AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
APPROVE CREATION OF EUR 3.2 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 APPROVE CREATION OF EUR 3.2 MILLION POOL OF CAPITAL Mgmt For For
WITHOUT PRE-EMPTIVE RIGHTS
9 AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR Mgmt For For
CANCELLATION OF REPURCHASED SHARES
10 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
11 AMEND ARTICLES RE: AGM CONVOCATION Mgmt For For
12 AMEND ARTICLES RE: ELECTRONIC PARTICIPATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 28-Feb-2020
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF Mgmt For For
NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE 2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS Mgmt For For
PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2020
ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL
MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE
FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION REPORT Mgmt For For
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER Mgmt For For
ANDREAS ZAHN, ATTORNEY AT LAW, BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS Mgmt Against Against
UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO
THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING
TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
(FOR = ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR
ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
PC JEWELLER LTD Agenda Number: 711496504
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75W109 Meeting Type: OTH
Ticker: Meeting Date: 11-Sep-2019
ISIN: INE785M01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR
THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE,
YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED
CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A
VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU
1 RE-APPOINTMENT OF DR. MANOHAR LAL SINGLA (DIN: Mgmt For For
03625700) AS AN INDEPENDENT DIRECTOR
2 RE-APPOINTMENT OF SHRI KRISHAN KUMAR KHURANA (DIN: Mgmt For For
00253589) AS AN INDEPENDENT DIRECTOR
3 RE-APPOINTMENT OF SHRI MIYAR RAMANATH NAYAK (DIN: Mgmt For For
03352749) AS AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
PC JEWELLER LTD Agenda Number: 711563759
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75W109 Meeting Type: AGM
Ticker: Meeting Date: 30-Sep-2019
ISIN: INE785M01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONSIDERATION AND ADOPTION OF AUDITED FINANCIAL Mgmt Against Against
STATEMENTS (STANDALONE AND CONSOLIDATED) FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2019 TOGETHER WITH THE
REPORTS OF THE BOARD OF DIRECTORS AND STATUTORY
AUDITORS
2 TO APPOINT A DIRECTOR IN PLACE OF SHRI RAMESH KUMAR Mgmt For For
SHARMA (DIN: 01980542), WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
PRETIUM RESOURCES INC. Agenda Number: 935172421
--------------------------------------------------------------------------------------------------------------------------
Security: 74139C102 Meeting Type: Annual
Ticker: PVG Meeting Date: 30-Apr-2020
ISIN: CA74139C1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at seven (7). Mgmt For For
2 DIRECTOR
Richard O'Brien Mgmt For For
George Paspalas Mgmt For For
Peter Birkey Mgmt For For
David Smith Mgmt For For
Faheem Tejani Mgmt For For
Robin Bienenstock Mgmt For For
Jeane Hull Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP as Auditors Mgmt For For
of the Company for the ensuing year and authorizing
the Directors to fix their remuneration.
4 To authorize and approve a non-binding advisory Mgmt For For
resolution accepting the Company's approach to
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 712361675
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107 Meeting Type: AGM
Ticker: Meeting Date: 12-May-2020
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL REPORT AND Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2019
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2019
3 TO DECLARE THE FINAL DIVIDEND RECOMMENDED BY THE Mgmt For For
DIRECTORS OF 101.6 PENCE PER ORDINARY SHARE FOR THE
YEAR ENDED 31 DECEMBER 2019 PAYABLE ON 28 MAY 2020 TO
ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF
BUSINESS ON 17 APRIL 2020
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
9 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
11 TO ELECT JEFF CARR AS A DIRECTOR Mgmt For For
12 TO ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
13 TO ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE Mgmt For For
COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE Mgmt For For
REMUNERATION OF THE EXTERNAL AUDITOR OF THE COMPANY
16 TO RENEW AUTHORITY FOR POLITICAL EXPENDITURE Mgmt For For
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 TO AUTHORISE THE DIRECTORS, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 17 AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 18 TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN
BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD
BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF
SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A) LIMITED TO
THE ALLOTMENT OF EQUITY SHARES OR SALE OF TREASURY
SHARES UP TO A NOMINAL AMOUNT OF GBP 3,549,000 BEING
NOT MORE THAN 5% OF THE ISSUED ORDINARY SHARE CAPITAL
(EXCLUDING TREASURY SHARES) OF THE COMPANY AS AT 26
MARCH 2020, BEING THE LATEST PRACTICABLE DATE PRIOR TO
THE PUBLICATION OF THIS NOTICE; AND B) USED ONLY FOR
THE PURPOSES OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF
THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE,
SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR, IF EARLIER, ON 30
JUNE 2021, BUT IN EACH CASE, PRIOR TO ITS EXPIRY THE
COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE
AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For
21 TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING Mgmt For For
OF THE COMPANY, OTHER THAN AN AGM, ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 712181786
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100 Meeting Type: AGM
Ticker: Meeting Date: 18-Mar-2020
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: HAN JONG HEE Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 712477202
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104 Meeting Type: AGM
Ticker: Meeting Date: 20-May-2020
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL Non-Voting
STATEMENTS AND THE APPROVED GROUP ANNUAL FINANCIAL
STATEMENTS, THE COMBINED MANAGEMENT REPORT AND GROUP
MANAGEMENT REPORT OF SAP SE,INCLUDING THE COMPENSATION
REPORT AND THE EXECUTIVE BOARD'S EXPLANATORY NOTES
RELATING TO THE INFORMATION PROVIDED PURSUANTTO
SECTIONS 289A (1) AND 315A (1) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"), AND THE
SUPERVISORY BOARD'S REPORT,EACH FOR FISCAL YEAR 2019
2 RESOLUTION ON THE APPROPRIATION OF THE RETAINED Mgmt For For
EARNINGS OF FISCAL YEAR 2019
3 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE Mgmt For For
EXECUTIVE BOARD IN FISCAL YEAR 2019
4 RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE Mgmt For For
SUPERVISORY BOARD IN FISCAL YEAR 2019
5 APPOINTMENT OF THE AUDITORS OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS AND GROUP ANNUAL FINANCIAL STATEMENTS FOR
FISCAL YEAR 2020: KPMG AG
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN,GERMANY, BE
APPOINTED AUDITORS
6.A RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL I Mgmt For For
FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN
CASH, WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS'
SUBSCRIPTION RIGHTS (IN RESPECT OF FRACTIONAL SHARES
ONLY), AND ON THE CORRESPONDING AMENDMENT OF SECTION 4
(5) OF THE ARTICLES OF INCORPORATION
6.B RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL Mgmt For For
II FOR THE ISSUANCE OF SHARES AGAINST CONTRIBUTIONS IN
CASH OR IN KIND, WITH THE OPTION TO EXCLUDE THE
SHAREHOLDERS' SUBSCRIPTION RIGHTS, AND ON THE
CORRESPONDING AMENDMENT OF SECTION 4 (6) OF THE
ARTICLES OF INCORPORATION
7 RESOLUTION ON THE APPROVAL OF THE COMPENSATION SYSTEM Mgmt For For
FOR THE EXECUTIVE BOARD MEMBERS
8 RESOLUTION ON THE CONFIRMATION OF THE COMPENSATION OF Mgmt For For
THE SUPERVISORY BOARD MEMBERS
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY Non-Voting
ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL
URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE
BALLOT ON PROXYEDGE.
--------------------------------------------------------------------------------------------------------------------------
SAVILLS PLC Agenda Number: 712361853
--------------------------------------------------------------------------------------------------------------------------
Security: G78283119 Meeting Type: AGM
Ticker: Meeting Date: 25-Jun-2020
ISIN: GB00B135BJ46
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL Mgmt For For
YEAR ENDED 31 DECEMBER 2019, THE DIRECTORS' REPORTS
AND THE AUDITORS' REPORT ON THE ANNUAL REPORT AND
ACCOUNTS BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY (CONTAINED Mgmt For For
WITHIN THE DIRECTORS' REMUNERATION REPORT) WHICH IS
SET OUT IN THE ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019 BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT (OTHER THAN Mgmt For For
THE DIRECTORS' REMUNERATION POLICY REFERRED TO IN
RESOLUTION 2 ABOVE) CONTAINED WITHIN THE ANNUAL REPORT
AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2019 BE APPROVED
4 THAT NICHOLAS FERGUSON BE RE-ELECTED AS A DIRECTOR Mgmt For For
5 THAT MARK RIDLEY BE RE-ELECTED AS A DIRECTOR Mgmt For For
6 THAT TIM FRESHWATER BE RE-ELECTED AS A DIRECTOR Mgmt For For
7 THAT RUPERT ROBSON BE RE-ELECTED AS A DIRECTOR Mgmt For For
8 THAT SIMON SHAW BE RE-ELECTED AS A DIRECTOR Mgmt For For
9 THAT STACEY CARTWRIGHT BE RE-ELECTED AS A DIRECTOR Mgmt For For
10 THAT FLORENCE TONDU-MELIQUE BE RE-ELECTED AS A Mgmt For For
DIRECTOR
11 THAT DANA ROFFMAN BE RE-APPOINTED AS A DIRECTOR Mgmt For For
12 THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS Mgmt For For
AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE
CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY AT WHICH FINANCIAL STATEMENTS ARE
LAID BEFORE THE COMPANY
13 THAT THE DIRECTORS BE AUTHORISED TO SET THE Mgmt For For
REMUNERATION OF THE AUDITORS
14 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
15 THAT THE DIRECTORS BE EMPOWERED PURSUANT TO SECTION Mgmt For For
570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560 OF THE COMPANIES
ACT 2006) FOR CASH PURSUANT TO THE GENERAL AUTHORITY
CONFERRED ON THEM BY RESOLUTION 14 ABOVE AND/OR TO
SELL EQUITY SECURITIES HELD AS TREASURY SHARES FOR
CASH PURSUANT TO SECTION 727 OF THE COMPANIES ACT
2006, IN EACH CASE AS IF SECTION 561 OF THE COMPANIES
ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE,
PROVIDED THAT THIS POWER SHALL BE LIMITED TO: (A) ANY
SUCH ALLOTMENT AND/OR SALE OF EQUITY SECURITIES IN
CONNECTION WITH AN OFFER OR ISSUE BY WAY OF RIGHTS OR
OTHER PRE-EMPTIVE OFFER OR ISSUE, OPEN FOR ACCEPTANCE
FOR A PERIOD FIXED BY THE DIRECTORS, TO HOLDERS OF
ORDINARY SHARES (OTHER THAN THE COMPANY) ON THE
REGISTER ON ANY RECORD DATE FIXED BY THE DIRECTORS IN
PROPORTION (AS NEARLY AS MAY BE) TO THE RESPECTIVE
NUMBER OF ORDINARY SHARES DEEMED TO BE HELD BY THEM,
SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS
THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN
RELATION TO FRACTIONAL ENTITLEMENTS, LEGAL OR
PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY,
THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK
EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) ANY
SUCH ALLOTMENT AND/OR SALE, OTHERWISE THAN PURSUANT TO
PARAGRAPH (A) ABOVE, OF EQUITY SECURITIES HAVING, IN
THE CASE OF ORDINARY SHARES, AN AGGREGATE NOMINAL
VALUE OR, IN THE CASE OF OTHER EQUITY SECURITIES,
GIVING THE RIGHT TO SUBSCRIBE FOR OR CONVERT INTO
ORDINARY SHARES HAVING AN AGGREGATE NOMINAL VALUE, NOT
EXCEEDING THE SUM OF GBP 178,821. THIS AUTHORITY SHALL
EXPIRE (UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED
BY THE COMPANY IN GENERAL MEETING) AT SUCH TIME AS THE
GENERAL AUTHORITY CONFERRED ON THE DIRECTORS BY
RESOLUTION 14 ABOVE EXPIRES, EXCEPT THAT THE COMPANY
MAY AT ANY TIME BEFORE SUCH EXPIRY MAKE ANY OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED OR EQUITY SECURITIES HELD AS
TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES AND/OR SELL
EQUITY SECURITIES HELD AS TREASURY SHARES IN PURSUANCE
OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER
CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED
16 THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER Mgmt For For
RESOLUTION 15, THE DIRECTORS BE EMPOWERED PURSUANT TO
SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560 OF THAT ACT) FOR
CASH PURSUANT TO THE GENERAL AUTHORITY CONFERRED ON
THEM BY RESOLUTION 15 ABOVE AND/OR TO SELL EQUITY
SECURITIES HELD AS TREASURY SHARES FOR CASH PURSUANT
TO SECTION 727 OF THE COMPANIES ACT 2006, IN EACH CASE
AS IF SECTION 561 OF THAT ACT DID NOT APPLY TO ANY
SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL
BE: (A) LIMITED TO ANY SUCH ALLOTMENT AND/OR SALE OF
EQUITY SECURITIES HAVING, IN THE CASE OF ORDINARY
SHARES, AN AGGREGATE NOMINAL VALUE OR, IN THE CASE OF
OTHER EQUITY SECURITIES, GIVING THE RIGHT TO SUBSCRIBE
FOR OR CONVERT INTO ORDINARY SHARES HAVING AN
AGGREGATE NOMINAL VALUE, NOT EXCEEDING THE SUM OF GBP
178,821; AND (B) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE
USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION)
A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY
PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE
OF THIS NOTICE. THIS AUTHORITY SHALL EXPIRE (UNLESS
PREVIOUSLY REVOKED OR RENEWED BY THE COMPANY IN
GENERAL MEETING) AT SUCH TIME AS THE GENERAL AUTHORITY
CONFERRED ON THE DIRECTORS BY RESOLUTION 14 ABOVE
EXPIRES, EXCEPT THAT THE COMPANY MAY BEFORE SUCH
EXPIRY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR
MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR
EQUITY SECURITIES HELD AS TREASURY SHARES TO BE SOLD
AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND/OR SELL EQUITY SECURITIES HELD AS
TREASURY SHARES IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT AS IF THE POWER CONFERRED BY THIS RESOLUTION
HAD NOT EXPIRED
17 COMPANY PURCHASE OF OWN SHARES Mgmt For For
18 THAT THE DIRECTORS BE AUTHORISED TO CALL A GENERAL Mgmt For For
MEETING OF THE COMPANY (NOT BEING AN ANNUAL GENERAL
MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SPECTRIS PLC Agenda Number: 711771798
--------------------------------------------------------------------------------------------------------------------------
Security: G8338K104 Meeting Type: OGM
Ticker: Meeting Date: 04-Dec-2019
ISIN: GB0003308607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE REMUNERATION POLICY Mgmt For For
2 APPROVE DEFERRED BONUS PLAN Mgmt For For
3 APPROVE LONG TERM INCENTIVE PLAN Mgmt For For
4 APPROVE REWARD PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SPECTRIS PLC Agenda Number: 712478711
--------------------------------------------------------------------------------------------------------------------------
Security: G8338K104 Meeting Type: AGM
Ticker: Meeting Date: 22-May-2020
ISIN: GB0003308607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT Mgmt For For
ON PAGES 70 TO 91 OF THE ANNUAL REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO ELECT CATHY TURNER AS A NON-EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT ANDREW HEATH AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT DEREK HARDING AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT MARK WILLIAMSON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
7 TO RE-ELECT KARIM BITAR AS A NONEXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT ULF QUELLMANN AS A NON-EXECUTIVE DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT WILLIAM (BILL) SEEGER AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-ELECT KJERSTI WIKLUND AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-ELECT MARTHA WYRSCH AS A NON-EXECUTIVE DIRECTOR Mgmt For For
OF THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITOR'S Mgmt For For
REMUNERATION
14 TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES Mgmt For For
15 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY SHARES FOR Mgmt For For
CASH ON A NON PRE-EMPTIVE BASIS
16 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY SHARES FOR Mgmt For For
CASH ON A NON PRE-EMPTIVE BASIS FOR PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS OF UP TO 5% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
17 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF Mgmt For For
SHARES
18 TO ALLOW THE PERIOD OF NOTICE FOR GENERAL MEETINGS OF Mgmt For For
THE COMPANY (OTHER THAN ANNUAL GENERAL MEETINGS) TO BE
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163 Meeting Type: AGM
Ticker: Meeting Date: 13-May-2020
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconews/sehk/2020
/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR Mgmt For For
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE Mgmt Against Against
NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Mgmt For For
REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY Mgmt Against Against
ADDING THE NUMBER OF SHARES REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING Mgmt For For
AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT
THE SECOND AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA Agenda Number: 712458517
--------------------------------------------------------------------------------------------------------------------------
Security: R9138B102 Meeting Type: AGM
Ticker: Meeting Date: 12-May-2020
ISIN: NO0003078800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF Non-Voting
ATTORNEY (POA) REQUIREMENTS VARY BY CUSTODIAN. GLOBAL
CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD
ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER
POA. IN THE ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU HAVE ANY
QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE Non-Voting
RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE
ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE
TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND
TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE
DAY AFTER THE MEETING
1 OPENING AND REGISTRATION OF ATTENDING SHAREHOLDERS Non-Voting
2 APPOINTMENT OF MEETING CHAIR AND A PERSON TO CO-SIGN Mgmt For For
THE MINUTES
3 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
4 APPROVAL OF THE FINANCIAL STATEMENTS AND BOARDS REPORT Mgmt For For
FOR 2019
5 APPROVAL OF AUDITORS FEE Mgmt For For
6 AMENDMENT OF SECTION 4 OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO CHANGE BUSINESS MUNICIPALITY
7.A APPOINTMENT OF MEMBER TO THE BOARD: HENRY H. HAMILTON, Mgmt For For
CHAIRMAN
7.B APPOINTMENT OF MEMBER TO THE BOARD: MARK LEONARD Mgmt For For
7.C APPOINTMENT OF MEMBER TO THE BOARD: VICKI MESSER Mgmt For For
7.D APPOINTMENT OF MEMBER TO THE BOARD: WENCHE AGERUP Mgmt For For
7.E APPOINTMENT OF MEMBER TO THE BOARD: TORSTEIN SANNESS Mgmt Against Against
7.F APPOINTMENT OF MEMBER TO THE BOARD: IRENE EGSET Mgmt For For
7.G APPOINTMENT OF MEMBER TO THE BOARD: CHRISTOPHER Mgmt For For
GEOFFREY FINLAYSON
8 APPROVAL OF REMUNERATION TO THE MEMBERS OF THE BOARD Mgmt For For
9 AMENDMENT OF SECTION 6 OF THE ARTICLES OF ASSOCIATION Mgmt For For
TO INCREASE THE SIZE OF THE NOMINATION COMMITTEE
10.A APPOINTMENT OF MEMBER TO THE NOMINATION COMMITTEE: Mgmt For For
HERMAN KLEEVEN
10.B APPOINTMENT OF MEMBER TO THE NOMINATION COMMITTEE: Mgmt For For
GLEN OLE RODLAND
11 APPROVAL OF REMUNERATION TO THE MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE
12 STATEMENT ON CORPORATE GOVERNANCE PURSUANT TO SECTION Non-Voting
3-3B OF THE NORWEGIAN ACCOUNTING ACT
13 STATEMENT ON REMUNERATION PRINCIPLES FOR SENIOR Mgmt For For
EXECUTIVES
14 APPROVAL OF LONG-TERM INCENTIVE PLAN AND RESOLUTION TO Mgmt For For
ISSUE FREE-STANDING WARRANTS
15 BOARD AUTHORIZATION TO ACQUIRE OWN SHARES Mgmt For For
16 REDUCTION OF SHARE CAPITAL BY CANCELLATION OF TREASURY Mgmt For For
SHARES
17 BOARD AUTHORIZATIONS TO (A) ISSUE NEW SHARES AND (B) Mgmt For For
ISSUE CONVERTIBLE LOANS
18 BOARD AUTHORIZATION TO DISTRIBUTE DIVIDENDS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA Agenda Number: 712599452
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100 Meeting Type: MIX
Ticker: Meeting Date: 29-May-2020
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL
URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
005062001377-55
O.1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 Mgmt For For
DECEMBER 2019 AND SETTING OF THE DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A Mgmt For For
PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE
COMPANY'S SHARES
O.5 AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND Mgmt For For
FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. PATRICIA Mgmt For For
BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. MARK CUTIFANI AS Mgmt For For
DIRECTOR
O.9 APPOINTMENT OF MR. JEROME CONTAMINE AS DIRECTOR Mgmt For For
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS MENTIONED IN
SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH
COMMERCIAL CODE
O.11 SETTING OF THE AMOUNT OF THE TOTAL ANNUAL COMPENSATION Mgmt For For
OF DIRECTORS AND APPROVAL OF THE COMPENSATION POLICY
APPLICABLE TO DIRECTORS
O.12 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL Mgmt For For
ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS
OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THIS FINANCIAL YEAR TO MR. PATRICK
POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.13 APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
E.14 APPROVAL OF THE TRANSFORMATION OF THE COMPANY'S Mgmt For For
CORPORATE FORM BY ADOPTION OF THE EUROPEAN COMPANY
FORM AND OF THE TERMS OF THE TRANSFORMATION PROJECT -
ADOPTION OF THE BY-LAWS OF THE COMPANY IN ITS NEW FORM
AS AN EUROPEAN COMPANY - AMENDMENTS TO THE BY-LAWS, IN
PARTICULAR ARTICLES 3 (AMENDMENT OF THE CORPORATE
PURPOSE), 4 (REGISTERED OFFICE), 5 (EXTENSION OF THE
TERM OF THE COMPANY), 11 (COMPOSITION OF THE BOARD OF
DIRECTORS CONCERNING MAINLY THE DIRECTORS REPRESENTING
THE EMPLOYEES), 12 (CONCERNING THE COMPENSATION OF
DIRECTORS), 14 (CONCERNING THE POWERS OF THE BOARD OF
DIRECTORS, IN PARTICULAR TO TAKE INTO ACCOUNT THE
SOCIAL AND ENVIRONMENTAL ISSUES OF THE COMPANY'S
ACTIVITY), AND IN PARTICULAR IN ORDER TO TAKE INTO
ACCOUNT THE PROVISIONS OF LAW NO.2019-486 OF 22 MAY
2019 (THE PACT LAW)- POWERS TO CARRY OUT FORMALITIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER
TO INCREASE THE CAPITAL EITHER BY ISSUING COMMON
SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE COMPANY'S CAPITAL EITHER BY INCORPORATING
PREMIUMS, RESERVES, PROFITS OR OTHERS, WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER
TO INCREASE THE CAPITAL, IN THE CONTEXT OF A PUBLIC
OFFERING, BY ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL,
WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER
TO ISSUE, BY AN OFFER REFERRED TO IN SECTION 1 OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL
CODE, COMMON SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE COMPANY'S CAPITAL, ENTAILING A
CAPITAL INCREASE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER
TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO
PROCEED WITH CAPITAL INCREASES, UNDER THE CONDITIONS
PROVIDED FOR IN ARTICLES L.3332-18 AND FOLLOWING OF
THE FRENCH LABOUR CODE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN
E.21 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A Mgmt For For
PERIOD OF THIRTY-EIGHT MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS OF THE COMPANY, TO
CERTAIN EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF
THE GROUP, ENTAILING A WAIVER BY THE SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT ON THE SHARES
ISSUED FOLLOWING THE EXERCISE OF SUBSCRIPTION OPTIONS
A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: RESOLUTION PRESENTED PURSUANT TO THE
PROVISIONS OF ARTICLE L. 225-105 OF THE FRENCH
COMMERCIAL CODE AND NON-AGREED BY THE BOARD OF
DIRECTORS: AMENDMENT TO ARTICLE 19 - FINANCIAL YEAR -
CORPORATE FINANCIAL STATEMENTS OF THE BY-LAWS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
378319 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
USS CO.,LTD. Agenda Number: 712758486
--------------------------------------------------------------------------------------------------------------------------
Security: J9446Z105 Meeting Type: AGM
Ticker: Meeting Date: 23-Jun-2020
ISIN: JP3944130008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Yukihiro Mgmt For For
2.2 Appoint a Director Seta, Dai Mgmt For For
2.3 Appoint a Director Yamanaka, Masafumi Mgmt For For
2.4 Appoint a Director Akase, Masayuki Mgmt For For
2.5 Appoint a Director Ikeda, Hiromitsu Mgmt For For
2.6 Appoint a Director Tamura, Hitoshi Mgmt For For
2.7 Appoint a Director Kato, Akihiko Mgmt For For
2.8 Appoint a Director Takagi, Nobuko Mgmt For For
TST Large Cap Fund
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 935148278
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100 Meeting Type: Annual
Ticker: Y Meeting Date: 08-May-2020
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ian H. Chippendale Mgmt For For
1.2 Election of Director: Weston M. Hicks Mgmt For For
1.3 Election of Director: Jefferson W. Kirby Mgmt For For
2. Say-on-Pay: Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Alleghany
Corporation.
3. Ratification of Independent Registered Public Mgmt For For
Accounting Firm: Ratification of selection of Ernst &
Young LLP as Alleghany Corporation's independent
registered public accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935162189
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 14-May-2020
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. "Director withdrawn" Mgmt Abstain Against
2. Ratification of the Selection of Independent Mgmt For For
Registered Public Accounting Firm
3. Non-Binding Advisory Vote to Approve the Compensation Mgmt Against Against
of Altria's Named Executive Officers
4. Approval of the 2020 Performance Incentive Plan Mgmt For For
5. Shareholder Proposal - Disclosure of Lobbying Policies Shr Against For
and Practices
6. Shareholder Proposal - Report on the Company's Shr Against For
Underage Tobacco Prevention Policies
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2020
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2020
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
5. A shareholder proposal relating to sustainability and Shr Against For
executive compensation
6. A shareholder proposal relating to policies on freedom Shr For Against
of expression
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 02-May-2020
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the compensation of Mgmt Against Against
the Company's Named Executive Officers, as described
in the 2020 Proxy Statement.
3. Non-binding resolution to determine the frequency Mgmt 1 Year Against
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have
an advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935170857
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101 Meeting Type: Annual
Ticker: BLK Meeting Date: 21-May-2020
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Mathis Cabiallavetta Mgmt For For
1C. Election of Director: Pamela Daley Mgmt For For
1D. Withdrawn Mgmt For For
1E. Election of Director: Jessica P. Einhorn Mgmt For For
1F. Election of Director: Laurence D. Fink Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Fabrizio Freda Mgmt For For
1I. Election of Director: Murry S. Gerber Mgmt For For
1J. Election of Director: Margaret L. Johnson Mgmt For For
1K. Election of Director: Robert S. Kapito Mgmt For For
1L. Election of Director: Cheryl D. Mills Mgmt For For
1M. Election of Director: Gordon M. Nixon Mgmt For For
1N. Election of Director: Charles H. Robbins Mgmt For For
1O. Election of Director: Marco Antonio Slim Domit Mgmt For For
1P. Election of Director: Susan L. Wagner Mgmt For For
1Q. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, of the Mgmt For For
compensation for named executive officers.
3. Ratification of the appointment of Deloitte LLP as Mgmt For For
BlackRock's independent registered public accounting
firm for the fiscal year 2020.
4. Shareholder Proposal - Production of a Report on the Shr Against For
"Statement on the Purpose of a Corporation."
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 05-May-2020
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm.
4. Shareholder Proposal on Separate Chair & CEO. Shr For Against
5. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935212390
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102 Meeting Type: Annual
Ticker: KMX Meeting Date: 23-Jun-2020
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term: Peter J. Mgmt For For
Bensen
1B. Election of Director for a one year term: Ronald E. Mgmt For For
Blaylock
1C. Election of Director for a one year term: Sona Chawla Mgmt For For
1D. Election of Director for a one year term: Thomas J. Mgmt For For
Folliard
1E. Election of Director for a one year term: Shira Mgmt For For
Goodman
1F. Election of Director for a one year term: Robert J. Mgmt For For
Hombach
1G. Election of Director for a one year term: David W. Mgmt For For
McCreight
1H. Election of Director for a one year term: William D. Mgmt For For
Nash
1I. Election of Director for a one year term: Mark F. Mgmt For For
O'Neil
1J. Election of Director for a one year term: Pietro Mgmt For For
Satriano
1K. Election of Director for a one year term: Marcella Mgmt For For
Shinder
1L. Election of Director for a one year term: Mitchell D. Mgmt For For
Steenrod
2. To ratify the appointment of KPMG LLP as independent Mgmt For For
registered public accounting firm.
3. To vote on an advisory resolution to approve the Mgmt For For
compensation of our named executive officers.
4. To approve the CarMax, Inc. 2002 Stock Incentive Plan, Mgmt For For
as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935131564
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 06-Apr-2020
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To hold a (non-binding) advisory vote to approve the Mgmt For For
Carnival plc Directors' Remuneration Report (other
than the Carnival plc Directors' Remuneration Policy
set out in Section B of Part II of the Carnival plc
Directors' Remuneration Report) (in accordance with
legal requirements applicable to UK Companies).
14. To approve the Carnival plc Directors' Remuneration Mgmt For For
Policy set out in the Section B of Part II of the
Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Carnival
Corporation.
16. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2019 (in accordance with legal
requirements applicable to UK companies).
18. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
19. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For
22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 27-May-2020
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
4. Report on Lobbying Shr Against For
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr For Against
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 10-Dec-2019
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Johnson Mgmt For For
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP as Cisco's Mgmt For For
independent registered public accounting firm for
fiscal 2020.
4. Approval to have Cisco's Board adopt a policy to have Shr Against For
an independent Board chairman.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935187989
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100 Meeting Type: Annual
Ticker: CTXS Meeting Date: 03-Jun-2020
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Robert D. Daleo Mgmt For For
1D. Election of Director: Murray J. Demo Mgmt For For
1E. Election of Director: Ajei S. Gopal Mgmt For For
1F. Election of Director: David J. Henshall Mgmt For For
1G. Election of Director: Thomas E. Hogan Mgmt For For
1H. Election of Director: Moira A. Kilcoyne Mgmt For For
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Approval of the Company's Second Amended and Restated Mgmt Against Against
2014 Equity Incentive Plan
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2020
4 Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935193261
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108 Meeting Type: Annual
Ticker: DLTR Meeting Date: 11-Jun-2020
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Gary M. Philbin Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Thomas A. Saunders III Mgmt For For
1I. Election of Director: Stephanie P. Stahl Mgmt For For
1J. Election of Director: Carrie A. Wheeler Mgmt For For
1K. Election of Director: Thomas E. Whiddon Mgmt For For
1L. Election of Director: Carl P. Zeithaml Mgmt For For
2. To approve, by a non-binding advisory vote, the Mgmt For For
compensation of the Company's named executive
officers.
3. To ratify the selection of KPMG LLP as the Company's Mgmt For For
independent registered public accounting firm for the
fiscal year 2020.
4. To vote on the shareholder proposal on greenhouse gas Shr For Against
emissions goals.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 23-Sep-2019
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Griffith Mgmt For For
1D. Election of Director: John C. ("Chris") Inglis Mgmt For For
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
3. Approval of the FedEx Corporation 2019 Omnibus Stock Mgmt For For
Incentive Plan.
4. Ratification of independent registered public Mgmt For For
accounting firm.
5. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935151427
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 06-May-2020
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: William A. Osborn Mgmt For For
1I. Election of Director: Catherine B. Reynolds Mgmt For For
1J. Election of Director: Laura J. Schumacher Mgmt For For
1K. Election of Director: John G.Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Independent Auditors Mgmt For For
3. Advisory Vote to approve Executive Compensation Mgmt For For
4. Shareholder Proposal to reduce the ownership threshold Shr Against For
required to call a Special Shareholder meeting
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935180808
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 29-May-2020
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named executive Mgmt For For
officer compensation in fiscal 2019.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Lowe's independent registered public accounting
firm for fiscal 2020.
4. Approve amendment to Bylaws reducing the ownership Mgmt For For
threshold to call special shareholder meetings to 15%
of outstanding shares.
5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For
6. Shareholder proposal to reduce the ownership threshold Shr Against For
to call special shareholder meetings to 10% of
outstanding shares.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935196736
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106 Meeting Type: Annual
Ticker: MLM Meeting Date: 14-May-2020
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: John J. Koraleski Mgmt For For
1E. Election of Director: C. Howard Nye Mgmt For For
1F. Election of Director: Laree E. Perez Mgmt For For
1G. Election of Director: Thomas H. Pike Mgmt For For
1H. Election of Director: Michael J. Quillen Mgmt For For
1I. Election of Director: Donald W. Slager Mgmt For For
1J. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
as independent auditors.
3. Approval, by a non-binding advisory vote, of the Mgmt For For
compensation of Martin Marietta Materials, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 935155956
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406 Meeting Type: Annual
Ticker: NSRGY Meeting Date: 23-Apr-2020
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the Annual Review, the financial Mgmt For For
statements of Nestle S.A. and the consolidated
financial statements of the Nestle Group for 2019.
1.2 Acceptance of the Compensation Report 2019 (advisory Mgmt For For
vote).
2 Discharge to the members of the Board of Directors and Mgmt For For
of the Management.
3 Appropriation of profit resulting from the balance Mgmt For For
sheet of Nestle S.A. (proposed dividend) for the
financial year 2019.
4AA Re-election of Director: Mr. Paul Bulcke, as member Mgmt For For
and Chairman
4AB Re-election of Director: Mr. Ulf Mark Schneider Mgmt For For
4AC Re-election of Director: Mr. Henri de Castries Mgmt For For
4AD Re-election of Director: Mr. Renato Fassbind Mgmt For For
4AE Re-election of Director: Mrs. Ann M. Veneman Mgmt For For
4AF Re-election of Director: Mrs. Eva Cheng Mgmt For For
4AG Re-election of Director: Mr. Patrick Aebischer Mgmt For For
4AH Re-election of Director: Mrs. Ursula M. Burns Mgmt For For
4AI Re-election of Director: Mr. Kasper Rorsted Mgmt For For
4AJ Re-election of Director: Mr. Pablo Isla Mgmt For For
4AK Re-election of Director: Mrs. Kimberly A. Ross Mgmt For For
4AL Re-election of Director: Mr. Dick Boer Mgmt For For
4AM Re-election of Director: Mr. Dinesh Paliwal Mgmt For For
4B Election of Director: Mrs. Hanne Jimenez de Mora Mgmt For For
4C1 Election of the member of the Compensation Committee: Mgmt For For
Mr. Patrick Aebischer
4C2 Election of the member of the Compensation Committee: Mgmt For For
Mrs. Ursula M. Burns
4C3 Election of the member of the Compensation Committee: Mgmt For For
Mr. Pablo Isla
4C4 Election of the member of the Compensation Committee: Mgmt For For
Mr. Dick Boer
4D Election of the statutory auditors Ernst & Young Ltd, Mgmt For For
Lausanne branch
4E Election of the Independent Representative Hartmann Mgmt For For
Dreyer, Attorneys-at-law
5.1 Approval of the compensation of the Board of Directors Mgmt For For
5.2 Approval of the compensation of the Executive Board Mgmt For For
6 Capital reduction (by cancellation of shares) Mgmt For For
7 In the event of any yet unknown new or modified Shr Against For
proposal by a shareholder during the General Meeting,
I instruct the Independent Representative to vote as
follows.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 935137186
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107 Meeting Type: Annual
Ticker: NEU Meeting Date: 23-Apr-2020
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Phyllis L. Cothran Mgmt For For
1B. Election of Director: Mark M. Gambill Mgmt For For
1C. Election of Director: Bruce C. Gottwald Mgmt For For
1D. Election of Director: Thomas E. Gottwald Mgmt For For
1E. Election of Director: Patrick D. Hanley Mgmt For For
1F. Election of Director: H. Hiter Harris, III Mgmt For For
1G. Election of Director: James E. Rogers Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Corporation
for the fiscal year ending December 31, 2020.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
the named executive officers of NewMarket Corporation.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935152025
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108 Meeting Type: Annual
Ticker: NSC Meeting Date: 14-May-2020
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1B. Election of Director: Mitchell E. Daniels, Jr. Mgmt For For
1C. Election of Director: Marcela E. Donadio Mgmt For For
1D. Election of Director: John C. Huffard, Jr. Mgmt For For
1E. Election of Director: Christopher T. Jones Mgmt For For
1F. Election of Director: Thomas C. Kelleher Mgmt For For
1G. Election of Director: Steven F. Leer Mgmt For For
1H. Election of Director: Michael D. Lockhart Mgmt For For
1I. Election of Director: Amy E. Miles Mgmt For For
1J. Election of Director: Claude Mongeau Mgmt For For
1K. Election of Director: Jennifer F. Scanlon Mgmt For For
1L. Election of Director: James A. Squires Mgmt For For
1M. Election of Director: John R. Thompson Mgmt For For
2A. Approval of proposed amendments to the Corporation's Mgmt For For
Amended and Restated Articles of Incorporation
("Articles"): Amendment of voting standard to amend
the Articles.
2B. Approval of proposed amendments to the Corporation's Mgmt For For
Amended and Restated Articles of Incorporation
("Articles"): Approval of simple majority voting
standard to approve a merger, share exchange,
conversion, sale, or dissolution of the Corporation.
2C. Approval of proposed amendments to the Corporation's Mgmt For For
Amended and Restated Articles of Incorporation
("Articles"): Approval of majority voting standard to
approve re-domestication of the Corporation and
affiliated transactions.
3. Ratification of the appointment of KPMG LLP, Mgmt For For
independent registered public accounting firm, as
Norfolk Southern's independent auditors for the year
ending December 31, 2020.
4. Approval of the advisory resolution on executive Mgmt For For
compensation, as disclosed in the proxy statement for
the 2020 Annual Meeting of Shareholders.
5. A shareholder proposal regarding the right to act by Shr Against For
written consent, if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935162468
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107 Meeting Type: Annual
Ticker: ORLY Meeting Date: 14-May-2020
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of appointment of Ernst & Young LLP, as Mgmt For For
independent auditors for the fiscal year ending
December 31, 2020.
4. To approve a proposal to amend the Articles of Mgmt For For
Incorporation to reduce stock ownership required for
shareholders to call a special meeting.
5. To approve a proposal to amend the Articles of Mgmt For For
Incorporation to delete unnecessary and outdated
language related to classification of Board and to
reflect other non-substantive revisions.
6. Shareholder proposal relating to material human Shr Against For
capital risks and opportunities.
7. Shareholder proposal entitled "Independent Board Shr For Against
Chairman."
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 23-Apr-2020
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt For For
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as independent Mgmt For For
registered public accounting firm for 2020
3. 2020 advisory approval of executive compensation Mgmt For For
4. Shareholder proposal regarding right to act by written Shr Against For
consent
5. Shareholder proposal regarding enhancing proxy access Shr For Against
6. Shareholder proposal regarding report on lobbying Shr Against For
activities
7. Shareholder proposal regarding independent chair Shr Against For
policy
8. Shareholder proposal regarding gender pay gap Shr For Against
9. Election of Director: Susan Desmond-Hellmann Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 935182256
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 21-May-2020
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent auditors for the fiscal year
ending December 31, 2020.
4. Advisory vote on shareholder proposal to require an Shr Against For
independent board chairman.
5. Advisory vote on shareholder proposal to permit Shr Against For
shareholder action by written consent.
6. Advisory vote on shareholder proposal requesting an Shr For Against
annual report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 935184135
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100 Meeting Type: Annual
Ticker: STOR Meeting Date: 28-May-2020
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Donovan Mgmt For For
Mary Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Tawn Kelley Mgmt For For
Catherine D. Rice Mgmt For For
Einar A. Seadler Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
Christopher H. Volk Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105 Meeting Type: Annual
Ticker: SCHW Meeting Date: 12-May-2020
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William S. Haraf Mgmt For For
1B. Election of Director: Frank C. Herringer Mgmt For For
1C. Election of Director: Roger O. Walther Mgmt For For
2. Ratification of the selection of Deloitte & Touche LLP Mgmt For For
as independent auditors
3. Advisory vote to approve named executive officer Mgmt For For
compensation
4. Approve the 2013 Stock Incentive Plan as Amended and Mgmt For For
Restated
5. Approve the Amended and Restated Bylaws to adopt a Mgmt For For
proxy access bylaw for director nominations by
stockholders
6. Stockholder Proposal requesting annual disclosure of Shr For Against
EEO-1 data
7. Stockholder Proposal requesting disclosure of lobbying Shr For Against
policy, procedures and oversight; lobbying
expenditures; and participation in organizations
engaged in lobbying
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105 Meeting Type: Special
Ticker: SCHW Meeting Date: 04-Jun-2020
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common shares, Mgmt For For
consisting of common stock and nonvoting common stock,
to holders of shares of TD Ameritrade common stock in
connection with the merger contemplated with TD
Ameritrade.
2. Approve an amendment to the Schwab charter to increase Mgmt For For
the number of authorized shares of capital stock of
Schwab by 300 million and create a new class of Schwab
nonvoting common stock.
3. Approve a proposal that will give the Schwab board of Mgmt For For
directors authority to adjourn the Schwab special
meeting from time to time if necessary to solicit
additional proxies if there are not sufficient votes
to approve Proposals 1 and 2 above at the time of the
Schwab special meeting, or any adjournment or
postponement of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 21-May-2020
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Disclosure Shr Against For
6. Shareholder Proposal Regarding Executive Ownership Shr For Against
Guidelines
7. Shareholder Proposal Regarding Electioneering Shr Against For
Contributions Congruency Analysis
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 08-May-2020
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Griffith Mgmt For For
1H. Election of Director: Jeffrey D. Kelly Mgmt For For
1I. Election of Director: Patrick H. Nettles, Ph.D. Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our executive Mgmt For For
compensation program.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2020.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 07-May-2020
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Compensation Mgmt For For
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr Against For
7. User Privacy Metric Shr Against For
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 28-Jan-2020
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935145183
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 28-Apr-2020
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for 2020.
4. Shareholder Proposal - Shareholder Approval of By-Law Shr Against For
Amendments.
5. Shareholder Proposal - Report on Incentive-Based Shr For Against
Compensation and Risks of Material Losses.
6. Shareholder Proposal - Report on Global Median Pay Shr Against For
Gap.
TST International Growth Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt For For
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt Against Against
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt For For
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt For For
2.4 Election of Director for a three year term: WAN LING Mgmt For For
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 03-Jun-2020
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt Withheld Against
Robin L. Washington Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Restated 2012 Mgmt Against Against
Stock Plan to increase the share reserve by 8,500,000
shares of Class C capital stock.
4. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
5. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
arbitration of employment-related claims, if properly
presented at the meeting.
7. A stockholder proposal regarding the establishment of Shr For Against
a human rights risk oversight committee, if properly
presented at the meeting.
8. A stockholder proposal regarding non-binding vote on Shr Against For
amendment of bylaws, if properly presented at the
meeting.
9. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
11. A stockholder proposal regarding majority vote for Shr For Against
election of directors, if properly presented at the
meeting.
12. A stockholder proposal regarding a report on Shr Against For
gender/racial pay equity, if properly presented at the
meeting.
13. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
14. A stockholder proposal regarding a report on Shr Against For
whistleblower policies and practices, if properly
presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 935153976
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100 Meeting Type: Annual
Ticker: CP Meeting Date: 21-Apr-2020
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF AUDITOR AS NAMED IN THE PROXY CIRCULAR Mgmt For For
2 ADVISORY VOTE TO APPROVE COMPENSATION OF THE Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY CIRCULAR
3 DIRECTOR
THE HON. JOHN BAIRD Mgmt For For
ISABELLE COURVILLE Mgmt For For
KEITH E. CREEL Mgmt For For
GILLIAN H. DENHAM Mgmt For For
EDWARD R. HAMBERGER Mgmt For For
REBECCA MACDONALD Mgmt For For
EDWARD L. MONSER Mgmt For For
MATTHEW H. PAULL Mgmt For For
JANE L. PEVERETT Mgmt For For
ANDREA ROBERTSON Mgmt For For
GORDON T. TRAFTON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENDAVA PLC Agenda Number: 935102107
--------------------------------------------------------------------------------------------------------------------------
Security: 29260V105 Meeting Type: Annual
Ticker: DAVA Meeting Date: 09-Dec-2019
ISIN: US29260V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and approve the Company's annual accounts Mgmt For For
for the financial year ended 30 June 2019 and the
associated reports of the Directors and auditors (the
"2019 Annual Report and Accounts").
2. To approve the remuneration report of the directors of Mgmt For For
the Company (the "Directors") set out in the 2019
Annual Report and Accounts.
3. To approve the Directors' remuneration policy set out Mgmt For For
on in the 2019 Annual Report and Accounts, which will
take effect immediately after the end of the AGM.
4. To re-appoint KPMG LLP as auditors of the Company to Mgmt For For
hold office from the conclusion of the AGM until the
conclusion of the AGM of the Company to be held in
2020 and to authorise the Directors to fix the
auditors' remuneration.
5. To re-elect Mr. J Cotterell as a Director. Mgmt For For
6. To re-elect Mr. M Thurston as a Director. Mgmt For For
7. To re-elect Mr. A Allan as a Director. Mgmt For For
8. To re-elect Mr. B Druskin as a Director. Mgmt For For
9. To re-elect Mr. M Kinton as a Director. Mgmt For For
10. To re-elect Mr. D Pattillo as a Director. Mgmt For For
11. To re-elect Mr. T Smith as a Director. Mgmt For For
12. To elect Ms. Sulina Connal as a Director. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
* Management position unknown
TST Small Company Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935059180
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100 Meeting Type: Annual
Ticker: EGHT Meeting Date: 01-Aug-2019
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan R. Martin Mgmt For For
Vikram Verma Mgmt For For
Eric Salzman Mgmt For For
Jaswinder Pal Singh Mgmt For For
Vladimir Jacimovic Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending March 31, 2020.
3. To approve proposed amendments to the 8x8, Inc. Mgmt Against Against
Amended and Restated 2012 Equity Incentive Plan,
including the reservation of 12,000,000 additional
shares thereunder.
4. To vote, on an advisory and non-binding basis, on the Mgmt For For
compensation of the Company's named executive officers
(as shall be set forth in the proxy statement).
--------------------------------------------------------------------------------------------------------------------------
ADTALEM GLOBAL EDUCATION INC Agenda Number: 935089260
--------------------------------------------------------------------------------------------------------------------------
Security: 00737L103 Meeting Type: Annual
Ticker: ATGE Meeting Date: 06-Nov-2019
ISIN: US00737L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven M. Altschuler Mgmt For For
William W. Burke Mgmt For For
Donna J. Hrinak Mgmt For For
Georgette Kiser Mgmt For For
Lyle Logan Mgmt For For
Michael W. Malafronte Mgmt For For
Lisa W. Wardell Mgmt For For
James D. White Mgmt For For
2. Ratify selection of PricewaterhouseCoopers LLP as Mgmt For For
independent registered public accounting firm.
3. Say-on-pay: Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Approve the Adtalem Global Education Inc. 2019 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 935165527
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108 Meeting Type: Annual
Ticker: MDRX Meeting Date: 21-May-2020
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mara G. Aspinall Mgmt For For
1B. Election of Director: Paul M. Black Mgmt For For
1C. Election of Director: P. Gregory Garrison Mgmt For For
1D. Election of Director: Jonathan J. Judge Mgmt For For
1E. Election of Director: Michael A. Klayko Mgmt For For
1F. Election of Director: Dave B. Stevens Mgmt For For
1G. Election of Director: David D. Stevens Mgmt For For
2. To approve the amendment and restatement of the Mgmt For For
Allscripts 2019 Stock Incentive Plan.
3. To approve the amendment and restatement of the Mgmt For For
Allscripts Employee Stock Purchase Plan.
4. To ratify the appointment of Grant Thornton LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2020.
5. To approve, on an advisory basis, the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. Agenda Number: 935077126
--------------------------------------------------------------------------------------------------------------------------
Security: 03475V101 Meeting Type: Annual
Ticker: ANGO Meeting Date: 15-Oct-2019
ISIN: US03475V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin J. Gould Mgmt For For
Dennis S. Meteny Mgmt For For
Michael E. Tarnoff Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
AngioDynamics independent registered public accounting
firm for the fiscal year ending May 31, 2020.
3. Say-on-Pay - An advisory vote on the approval of Mgmt For For
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935079992
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105 Meeting Type: Annual
Ticker: AIT Meeting Date: 29-Oct-2019
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Dean Hall Mgmt For For
Dan P. Komnenovich Mgmt For For
Joe A. Raver Mgmt For For
2. Say on Pay - To approve, through a nonbinding advisory Mgmt For For
vote, the compensation of Applied's named executive
officers.
3. To approve the 2019 Long-Term Performance Plan. Mgmt For For
4. To ratify the Audit Committee's appointment of Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
ASGN INCORPORATED Agenda Number: 935204076
--------------------------------------------------------------------------------------------------------------------------
Security: 00191U102 Meeting Type: Annual
Ticker: ASGN Meeting Date: 18-Jun-2020
ISIN: US00191U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark A. Frantz Mgmt For For
1.2 Election of Director: Jonathan S. Holman Mgmt For For
1.3 Election of Director: Arshad Matin Mgmt For For
2. Proposal to approve the Company's Second Amended and Mgmt For For
Restated ASGN Incorporated 2010 Employee Stock
Purchase Plan.
3. Proposal to approve on a non-binding advisory basis Mgmt For For
the Company's executive compensation for the year
ended December 31, 2019.
4. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as our independent registered
public accounting firm for the year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935097863
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103 Meeting Type: Annual
Ticker: AZPN Meeting Date: 12-Dec-2019
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald P. Casey Mgmt For For
Robert M. Whelan, Jr. Mgmt For For
2. Ratification of appointment of independent registered Mgmt For For
public accounting firm.
3. Advisory vote on compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AVAYA HOLDINGS CORP. Agenda Number: 935123290
--------------------------------------------------------------------------------------------------------------------------
Security: 05351X101 Meeting Type: Annual
Ticker: AVYA Meeting Date: 04-Mar-2020
ISIN: US05351X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Watkins Mgmt For For
James M. Chirico, Jr. Mgmt For For
Stephan Scholl Mgmt For For
Susan L. Spradley Mgmt For For
Stanley J. Sutula, III Mgmt For For
Scott D. Vogel Mgmt For For
Jacqueline E. Yeaney Mgmt For For
2. Advisory approval of the Company's named executive Mgmt For For
officers' compensation.
3. Approval of the Avaya Holdings Corp. 2019 Equity Mgmt For For
Incentive Plan.
4. Approval of the Avaya Holdings Corp. 2020 Employee Mgmt For For
Stock Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935176354
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 28-Apr-2020
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Arnold A. Pinkston Mgmt For For
1.2 Election of Director: Melinda Litherland Mgmt For For
2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For
as the Company's independent auditors.
3. Advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935077784
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104 Meeting Type: Annual
Ticker: TECH Meeting Date: 24-Oct-2019
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: John L. Higgins Mgmt For For
2C. Election of Director: Joseph D. Keegan Mgmt For For
2D. Election of Director: Charles R. Kummeth Mgmt For For
2E. Election of Director: Roeland Nusse Mgmt For For
2F. Election of Director: Alpna Seth Mgmt For For
2G. Election of Director: Randolph Steer Mgmt For For
2H. Election of Director: Rupert Vessey Mgmt For For
2I. Election of Director: Harold J. Wiens Mgmt For For
3. Cast a non-binding vote on named executive officer Mgmt For For
compensation.
4. Ratify the appointment of the Company's independent Mgmt For For
registered public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC. Agenda Number: 935182749
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108 Meeting Type: Annual
Ticker: BLMN Meeting Date: 29-May-2020
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director with term expiring in Mgmt For For
2023: James R. Craigie
1B. Election of Class II Director with term expiring in Mgmt For For
2023: David J. Deno
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered certified
public accounting firm for the fiscal year ending
December 27, 2020.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
4. To approve the Bloomin' Brands, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
5. To vote on a stockholder proposal requesting that the Shr For Against
Company take action to declassify the Board.
6. To vote on a stockholder proposal requesting that the Shr For Against
Board issue a report assessing how the Company could
increase efforts to mitigate supply chain greenhouse
gas emissions.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935094348
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106 Meeting Type: Annual
Ticker: EPAY Meeting Date: 21-Nov-2019
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Gray Mgmt For For
Paul H. Hough Mgmt For For
Benjamin E Robinson III Mgmt For For
2. Non-binding advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the Company's 2019 Stock Incentive Plan Mgmt For For
and the authorization to issue 1,000,000 shares of
common stock thereunder.
4. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's registered public accounting firm for
the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CACTUS, INC. Agenda Number: 935189363
--------------------------------------------------------------------------------------------------------------------------
Security: 127203107 Meeting Type: Annual
Ticker: WHD Meeting Date: 20-May-2020
ISIN: US1272031071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Bender Mgmt Withheld Against
Bruce Rothstein Mgmt Withheld Against
Gary Rosenthal Mgmt Withheld Against
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as auditors.
--------------------------------------------------------------------------------------------------------------------------
CARGURUS, INC. Agenda Number: 935184173
--------------------------------------------------------------------------------------------------------------------------
Security: 141788109 Meeting Type: Annual
Ticker: CARG Meeting Date: 02-Jun-2020
ISIN: US1417881091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ian Smith Mgmt Withheld Against
Langley Steinert Mgmt Withheld Against
2. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for its fiscal year ending December 31, 2020.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CERENCE INC. Agenda Number: 935121575
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109 Meeting Type: Annual
Ticker: CRNC Meeting Date: 20-Feb-2020
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Beaudoin Mgmt Withheld Against
Marianne Budnik Mgmt For For
2. To ratify the appointment of BDO USA LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935180947
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103 Meeting Type: Annual
Ticker: CHE Meeting Date: 18-May-2020
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection of Mgmt For For
PricewaterhouseCoopers LLP as independent accountants
for 2020.
3. Advisory vote to approve executive compensation. Mgmt For For
4. Stockholder proposal requesting a semi-annual report Shr For Against
on (a) the Company's policies on political spending,
and (b) political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935191623
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107 Meeting Type: Annual
Ticker: CLH Meeting Date: 03-Jun-2020
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene Banucci Mgmt For For
Edward G. Galante Mgmt For For
Thomas J. Shields Mgmt For For
John R. Welch Mgmt For For
2. To approve an advisory vote on the Company's executive Mgmt For For
compensation.
3. To approve the Company's 2020 Stock Incentive Plan. Mgmt For For
4. To ratify the selection by the Audit Committee of the Mgmt For For
Company's Board of Directors of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935148963
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302 Meeting Type: Annual
Ticker: CCOI Meeting Date: 06-May-2020
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt For For
Steven D. Brooks Mgmt For For
Lewis H. Ferguson, III Mgmt For For
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt For For
Marc Montagner Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
independent registered public accountants for the
fiscal year ending December 31, 2020.
3. Non-binding advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 935178702
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104 Meeting Type: Annual
Ticker: FIX Meeting Date: 19-May-2020
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt For For
Herman E. Bulls Mgmt For For
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt For For
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
James H. Schultz Mgmt For For
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2020.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935169133
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108 Meeting Type: Annual
Ticker: OFC Meeting Date: 21-May-2020
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Thomas F. Brady Mgmt For For
1B. Election of Trustee: Stephen E. Budorick Mgmt For For
1C. Election of Trustee: Robert L. Denton, Sr. Mgmt For For
1D. Election of Trustee: Philip L. Hawkins Mgmt For For
1E. Election of Trustee: David M. Jacobstein Mgmt For For
1F. Election of Trustee: Steven D. Kesler Mgmt For For
1G. Election of Trustee: C. Taylor Pickett Mgmt For For
1H. Election of Trustee: Lisa G. Trimberger Mgmt For For
2. Ratification of the Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, on an Advisory Basis, of Named Executive Mgmt For For
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 935147911
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105 Meeting Type: Annual
Ticker: CR Meeting Date: 27-Apr-2020
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Martin R. Benante Mgmt For For
1.2 Election of Director: Donald G. Cook Mgmt For For
1.3 Election of Director: Michael Dinkins Mgmt For For
1.4 Election of Director: Ronald C. Lindsay Mgmt For For
1.5 Election of Director: Ellen McClain Mgmt For For
1.6 Election of Director: Charles G. McClure, Jr. Mgmt For For
1.7 Election of Director: Max H. Mitchell Mgmt For For
1.8 Election of Director: Jennifer M. Pollino Mgmt For For
1.9 Election of Director: James L. L. Tullis Mgmt For For
2. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
independent auditors for the Company for 2020.
3. Say on Pay - An advisory vote to approve the Mgmt For For
compensation paid to certain executive officers.
--------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION Agenda Number: 935145575
--------------------------------------------------------------------------------------------------------------------------
Security: 231561101 Meeting Type: Annual
Ticker: CW Meeting Date: 07-May-2020
ISIN: US2315611010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Adams Mgmt For For
Dean M. Flatt Mgmt For For
S. Marce Fuller Mgmt For For
Bruce D. Hoechner Mgmt For For
Glenda J. Minor Mgmt For For
John B. Nathman Mgmt For For
Robert J. Rivet Mgmt For For
Albert E. Smith Mgmt For For
Peter C. Wallace Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for 2020
3. An advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named executive officers
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 935142670
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100 Meeting Type: Annual
Ticker: EHC Meeting Date: 06-May-2020
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Greg D. Carmichael Mgmt For For
1B. Election of Director: John W. Chidsey Mgmt For For
1C. Election of Director: Donald L. Correll Mgmt For For
1D. Election of Director: Yvonne M. Curl Mgmt For For
1E. Election of Director: Charles M. Elson Mgmt For For
1F. Election of Director: Joan E. Herman Mgmt For For
1G. Election of Director: Leo I. Higdon, Jr. Mgmt For For
1H. Election of Director: Leslye G. Katz Mgmt For For
1I. Election of Director: Patricia A. Maryland Mgmt For For
1J. Election of Director: John E. Maupin, Jr. Mgmt For For
1K. Election of Director: Nancy M. Schlichting Mgmt For For
1L. Election of Director: L. Edward Shaw, Jr. Mgmt For For
1M. Election of Director: Mark J. Tarr Mgmt For For
1N. Election of Director: Terrance Williams Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent registered
public accounting firm for 2020.
3. An advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935053986
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102 Meeting Type: Annual
Ticker: ENS Meeting Date: 01-Aug-2019
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Howard I. Hoffen Mgmt For For
1B Election of Class III Director: David M. Shaffer Mgmt For For
1C Election of Class III Director: Ronald P. Vargo Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year ending March 31, 2020.
3. An advisory vote to approve the compensation of Mgmt For For
EnerSys' named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935182561
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106 Meeting Type: Annual
Ticker: ENV Meeting Date: 13-May-2020
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luis A. Aguilar Mgmt For For
Ross Chapin Mgmt For For
William Crager Mgmt For For
James Fox Mgmt For For
2. The approval, on an advisory basis, of 2019 executive Mgmt For For
compensation.
3. The ratification of KPMG LLP as the independent Mgmt For For
registered public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935199009
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105 Meeting Type: Annual
Ticker: EVR Meeting Date: 16-Jun-2020
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock, Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the executive Mgmt For For
compensation of our Named Executive Officers.
3. To approve the Amended and Restated 2016 Evercore Inc. Mgmt For For
Stock Incentive Plan.
4. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
2020.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 935207248
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104 Meeting Type: Annual
Ticker: EXLS Meeting Date: 15-Jun-2020
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rohit Kapoor Mgmt For For
1B. Election of Director: David Kelso Mgmt For For
1C. Election of Director: Anne Minto Mgmt For For
1D. Election of Director: Som Mittal Mgmt For For
1E. Election of Director: Clyde Ostler Mgmt For For
1F. Election of Director: Jaynie Studenmund Mgmt For For
2. The ratification of the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for fiscal year 2020.
3. The approval, on a non-binding advisory basis, of the Mgmt For For
compensation of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP. Agenda Number: 935153851
--------------------------------------------------------------------------------------------------------------------------
Security: 35138V102 Meeting Type: Annual
Ticker: FOXF Meeting Date: 07-May-2020
ISIN: US35138V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dudley W. Mendenhall Mgmt For For
Elizabeth A. Fetter Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as Fox Mgmt For For
Factory Holding Corp.'s independent public accountants
for fiscal year 2020.
3. To approve, on an advisory basis, the resolution Mgmt For For
approving the compensation of Fox Factory Holding
Corp.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935163802
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109 Meeting Type: Annual
Ticker: FTDR Meeting Date: 13-May-2020
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for a one-year Mgmt Against Against
term: Richard P. Fox
1B. Election of Class II Director to serve for a one-year Mgmt Against Against
term: Brian P. McAndrews
1C. Election of Class II Director to serve for a one-year Mgmt For For
term: Rexford J. Tibbens
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2020.
3. Advisory vote to approve the Company's named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935150160
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105 Meeting Type: Annual
Ticker: GBCI Meeting Date: 29-Apr-2020
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
John W. Murdoch Mgmt For For
George R. Sutton Mgmt For For
2. To vote on an advisory (non-binding) resolution to Mgmt For For
approve the compensation of Glacier Bancorp, Inc.'s
named executive officers.
3. To ratify the appointment of BKD, LLP as Glacier Mgmt For For
Bancorp, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935186064
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208 Meeting Type: Annual
Ticker: GMED Meeting Date: 03-Jun-2020
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Demski Mgmt Against Against
1B. Election of Director: Robert Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for the year ending December 31, 2020
3. To approve, in an advisory vote, the compensation of Mgmt For For
the Company's named executive officers (the Say-on-Pay
Vote).
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935050043
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100 Meeting Type: Annual
Ticker: HAE Meeting Date: 25-Jul-2019
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Kroll Mgmt For For
Claire Pomeroy Mgmt For For
Ellen M. Zane Mgmt For For
2. Advisory vote to approve the compensation of our named Mgmt For For
executive officers.
3. Ratification of Ernst & Young LLP as our independent Mgmt For For
registered public accounting firm for the fiscal year
ending March 28, 2020.
4. Amendments to the Company's Restated Articles of Mgmt For For
Organization to provide for the annual election of
directors.
5. Approval of the Haemonetics Corporation 2019 Long-Term Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 935138710
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107 Meeting Type: Annual
Ticker: HSC Meeting Date: 21-Apr-2020
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. F. Earl Mgmt For For
1.2 Election of Director: K. G. Eddy Mgmt For For
1.3 Election of Director: D. C. Everitt Mgmt For For
1.4 Election of Director: F. N. Grasberger III Mgmt For For
1.5 Election of Director: C. I. Haznedar Mgmt For For
1.6 Election of Director: M. Longhi Mgmt For For
1.7 Election of Director: E. M. Purvis, Jr. Mgmt For For
1.8 Election of Director: P. C. Widman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent auditors for
the fiscal year ending December 31, 2020.
3. Vote, on an advisory basis, to approve named executive Mgmt For For
officer compensation.
4. Vote, on an Amendment No. 2 to the 2013 Equity and Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 935180430
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101 Meeting Type: Annual
Ticker: HMSY Meeting Date: 27-May-2020
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine Baicker Mgmt For For
1B. Election of Director: Robert Becker Mgmt For For
1C. Election of Director: Craig R. Callen Mgmt For For
1D. Election of Director: William C. Lucia Mgmt For For
1E. Election of Director: William F. Miller III Mgmt For For
1F. Election of Director: Jeffrey A. Rideout Mgmt For For
1G. Election of Director: Ellen A. Rudnick Mgmt For For
1H. Election of Director: Bart M. Schwartz Mgmt For For
1I. Election of Director: Richard H. Stowe Mgmt For For
1J. Election of Director: Cora M. Tellez Mgmt For For
2. Advisory approval of the Company's 2019 executive Mgmt For For
compensation.
3. Ratification of the selection of Grant Thornton LLP as Mgmt For For
the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935180935
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208 Meeting Type: Annual
Ticker: IART Meeting Date: 13-May-2020
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt For For
1D. Election of Director: Stuart M. Essig Mgmt For For
1E. Election of Director: Barbara B. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt For For
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year 2020.
3. A non-binding resolution to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935158368
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108 Meeting Type: Annual
Ticker: ITT Meeting Date: 15-May-2020
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Fanandakis Mgmt For For
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt For For
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the 2020 fiscal year
3. Approval of an advisory vote on executive compensation Mgmt For For
4. A shareholder proposal regarding proxy access Shr For Against
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL, INC Agenda Number: 935157467
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102 Meeting Type: Annual
Ticker: JCOM Meeting Date: 07-May-2020
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ressler Mgmt For For
1B. Election of Director: Douglas Y. Bech Mgmt For For
1C. Election of Director: Robert J. Cresci Mgmt For For
1D. Election of Director: Sarah Fay Mgmt For For
1E. Election of Director: W. Brian Kretzmer Mgmt For For
1F. Election of Director: Jonathan F. Miller Mgmt For For
1G. Election of Director: Stephen Ross Mgmt For For
1H. Election of Director: Vivek Shah Mgmt For For
2. To ratify the appointment of BDO USA, LLP to serve as Mgmt For For
J2 Global's independent auditors for fiscal 2020.
3. To provide an advisory vote on the compensation of J2 Mgmt For For
Global's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 935160945
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106 Meeting Type: Annual
Ticker: KBR Meeting Date: 13-May-2020
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: James R. Blackwell Mgmt For For
1C. Election of Director: Stuart J. B. Bradie Mgmt For For
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: Lester L. Lyles Mgmt For For
1F. Election of Director: Wendy M. Masiello Mgmt For For
1G. Election of Director: Jack B. Moore Mgmt For For
1H. Election of Director: Ann D. Pickard Mgmt For For
1I. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named executive officer Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the independent Mgmt For For
registered public accounting firm to audit the
consolidated financial statements for KBR, Inc. as of
and for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LOGMEIN, INC Agenda Number: 935129824
--------------------------------------------------------------------------------------------------------------------------
Security: 54142L109 Meeting Type: Special
Ticker: LOGM Meeting Date: 12-Mar-2020
ISIN: US54142L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Merger, dated Mgmt For For
December 17, 2019 (as it may be amended from time to
time, the "Merger Agreement"), by and among LogMeIn,
Inc., a Delaware corporation, Logan Parent LLC, a
Delaware limited liability company, and Logan Merger
Sub, Inc., a Delaware corporation and a wholly-owned
subsidiary of Logan Parent, LLC.
2. Adjourn the Special Meeting to a later date or dates Mgmt For For
if necessary to solicit additional proxies if there
are insufficient votes to adopt the Merger Agreement
at the time of the Special Meeting.
3. Approval of, on a non-binding, advisory basis, certain Mgmt For For
compensation that will or may become payable to the
Company's named executive officers in connection with
the transactions contemplated by the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935127298
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104 Meeting Type: Annual
Ticker: MMS Meeting Date: 17-Mar-2020
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Gayathri Rajan Mgmt For For
1B. Election of Class II Director: Michael J. Warren Mgmt For For
2. The approval of an amendment to our Articles of Mgmt For For
Incorporation to provide for the annual election of
directors.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent public accountants for our 2020
fiscal year.
4. Advisory vote to approve the compensation of the Named Mgmt For For
Executive Officers.
5. A shareholder proposal pertaining to the disclosure by Shr For Against
the Company of certain lobbying expenditures and
activities.
--------------------------------------------------------------------------------------------------------------------------
MOBILE MINI, INC. Agenda Number: 935140602
--------------------------------------------------------------------------------------------------------------------------
Security: 60740F105 Meeting Type: Annual
Ticker: MINI Meeting Date: 01-May-2020
ISIN: US60740F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Erik Olsson Mgmt For For
1B. Election of Director: Michael L. Watts Mgmt For For
1C. Election of Director: Kelly Williams Mgmt For For
1D. Election of Director: Sara R. Dial Mgmt For For
1E. Election of Director: Jeffrey S. Goble Mgmt For For
1F. Election of Director: James J. Martell Mgmt For For
1G. Election of Director: Stephen A McConnell Mgmt For For
1H. Election of Director: Frederick G. McNamee, III Mgmt For For
1I. Election of Director: Kimberly J. McWaters Mgmt For For
1J. Election of Director: Michael W. Upchurch Mgmt For For
2. Ratify the selection of KPMG LLP as the Company's Mgmt For For
Independent Registered Public Accounting Firm for the
year ending December 31, 2020.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935113744
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100 Meeting Type: Annual
Ticker: NUAN Meeting Date: 22-Jan-2020
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt Withheld Against
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt For For
Sanjay Vaswani Mgmt For For
2. To approve adoption of the Company's 2020 Stock Plan. Mgmt For For
3. To approve a non-binding advisory resolution regarding Mgmt For For
Executive Compensation.
4. To ratify the appointment of BDO USA, LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2020.
5. To vote on a stockholder proposal to require an Shr For Against
independent chair.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935183828
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105 Meeting Type: Annual
Ticker: NUVA Meeting Date: 28-May-2020
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Christopher Barry Mgmt For For
1B. Election of Director: Gregory T. Lucier Mgmt For For
1C. Election of Director: Leslie V. Norwalk, Esq. Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. Approval of a non-binding advisory resolution Mgmt For For
regarding the compensation of the Company's named
executive officers for the fiscal year ended December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935175338
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109 Meeting Type: Annual
Ticker: OMCL Meeting Date: 26-May-2020
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Joanne B. Bauer Mgmt For For
1.2 Election of Class I Director: Robin G. Seim Mgmt For For
1.3 Election of Class I Director: Sara J. White Mgmt For For
2. Say on Pay - An advisory vote to approve named Mgmt For For
executive officer compensation.
3. Proposal to ratify the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935164400
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105 Meeting Type: Annual
Ticker: ONTO Meeting Date: 12-May-2020
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey A. Aukerman Mgmt For For
1B. Election of Director: Leo Berlinghieri Mgmt For For
1C. Election of Director: Edward J. Brown, Jr. Mgmt For For
1D. Election of Director: Vita A. Cassese Mgmt For For
1E. Election of Director: Robert G. Deuster Mgmt For For
1F. Election of Director: David B. Miller Mgmt For For
1G. Election of Director: Michael P. Plisinski Mgmt For For
1H. Election of Director: Bruce C. Rhine Mgmt For For
1I. Election of Director: Christopher A. Seams Mgmt For For
1J. Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of our named executive officers as
disclosed in the proxy statement.
3. To approve the Onto Innovation Inc. 2020 Stock Plan. Mgmt For For
4. To approve the Onto Innovation Inc. 2020 Employee Mgmt For For
Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 935207591
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309 Meeting Type: Annual
Ticker: OXM Meeting Date: 16-Jun-2020
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis M. Love Mgmt For For
1.2 Election of Director: Clyde C. Tuggle Mgmt For For
1.3 Election of Director: E. Jenner Wood III Mgmt For For
2. Ratify the selection of Ernst & Young LLP to serve as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2020.
3. Proposal to approve, by a non-binding, advisory vote, Mgmt For For
the compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PREMIER, INC. Agenda Number: 935092851
--------------------------------------------------------------------------------------------------------------------------
Security: 74051N102 Meeting Type: Annual
Ticker: PINC Meeting Date: 06-Dec-2019
ISIN: US74051N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan D. DeVore Mgmt Withheld Against
Jody R. Davids Mgmt For For
Peter S. Fine Mgmt Withheld Against
David H. Langstaff Mgmt For For
Marvin R. O'Quinn Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
to serve as our independent registered public
accounting firm for fiscal year 2020.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers as disclosed in the proxy
statement for the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935187953
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303 Meeting Type: Annual
Ticker: QLYS Meeting Date: 10-Jun-2020
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
General Peter Pace Mgmt For For
Wendy M. Pfeiffer Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as Mgmt For For
Qualys, Inc.'s independent registered public
accounting firm for its fiscal year ending December
31, 2020.
3. To approve, on an advisory and non-binding basis, the Mgmt For For
compensation of Qualys, Inc.'s named executive
officers as described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935180454
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102 Meeting Type: Annual
Ticker: PWR Meeting Date: 28-May-2020
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Earl C. (Duke) Austin, Jr. Mgmt For For
1B. Election of Director: Doyle N. Beneby Mgmt For For
1C. Election of Director: J. Michal Conaway Mgmt For For
1D. Election of Director: Vincent D. Foster Mgmt For For
1E. Election of Director: Bernard Fried Mgmt For For
1F. Election of Director: Worthing F. Jackman Mgmt For For
1G. Election of Director: David M. McClanahan Mgmt For For
1H. Election of Director: Margaret B. Shannon Mgmt For For
1I. Election of Director: Pat Wood, III Mgmt For For
1J. Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Quanta's Mgmt For For
executive compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's independent
registered public accounting firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET INC Agenda Number: 935086769
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100 Meeting Type: Annual
Ticker: QNST Meeting Date: 15-Nov-2019
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stuart M. Huizinga Mgmt For For
David Pauldine Mgmt For For
James Simons Mgmt For For
Matthew Glickman Mgmt For For
Andrew Sheehan Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as QuinStreet, Inc.'s
independent registered public accounting firm for the
fiscal year ending June 30, 2020.
3. Approval, by advisory vote, of the compensation Mgmt For For
awarded to QuinStreet, Inc.'s named executive officers
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
REXNORD CORPORATION Agenda Number: 935045484
--------------------------------------------------------------------------------------------------------------------------
Security: 76169B102 Meeting Type: Annual
Ticker: RXN Meeting Date: 25-Jul-2019
ISIN: US76169B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Bartlett Mgmt For For
David C. Longren Mgmt For For
George C. Moore Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers, as disclosed in
"Compensation Discussion and Analysis" and "Executive
Compensation" in the Proxy Statement.
3. Approval of the amendment to, and restatement of, the Mgmt For For
Rexnord Corporation Performance Incentive Plan.
4. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 935080995
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103 Meeting Type: Special
Ticker: RTEC Meeting Date: 24-Oct-2019
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, dated as of Mgmt For For
June 23, 2019, by and among Nanometrics Incorporated
("Nanometrics"), Rudolph Technologies, Inc.,
("Rudolph") and PV Equipment Inc., a wholly owned
subsidiary of Nanometrics (the "Merger Agreement"),
pursuant to which PV Equipment Inc. will merge with
and into Rudolph, with Rudolph as the surviving
corporation and a wholly- owned subsidiary of
Nanometrics (the "Merger Agreement Proposal").
2. To approve, on an advisory, non-binding basis, the Mgmt For For
compensation that will or may be paid to Rudolph's
named executive officers that is based on or otherwise
relates to the transactions contemplated by the Merger
Agreement (the "Rudolph Advisory Compensation
Proposal").
3. To approve, on an advisory, non-binding basis, the Mgmt For For
proposed increase of the authorized shares of
Nanometrics common stock under the Nanometrics
certificate of incorporation from 47,000,000 shares of
common stock to 97,000,000 shares of common stock (the
"Advisory Share Authorization Proposal").
4. To approve the adjournment of the Rudolph Special Mgmt For For
Meeting to solicit additional proxies if there are not
sufficient votes at the time of the Rudolph Special
Meeting to approve the Merger Agreement Proposal, the
Rudolph Advisory Compensation Proposal, and the
Advisory Share Authorization Proposal or to ensure
that any supplement or amendment to the joint proxy
statement/prospectus is timely provided to Rudolph
stockholders.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 935155893
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102 Meeting Type: Annual
Ticker: SKYW Meeting Date: 05-May-2020
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry C. Atkin Mgmt For For
W. Steve Albrecht Mgmt For For
Russell A. Childs Mgmt For For
Henry J. Eyring Mgmt For For
Meredith S. Madden Mgmt For For
Ronald J. Mittelstaedt Mgmt For For
Andrew C. Roberts Mgmt For For
Keith E. Smith Mgmt For For
Steven F. Udvar - Hazy Mgmt For For
James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE, INC. Agenda Number: 935170910
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107 Meeting Type: Annual
Ticker: SPSC Meeting Date: 18-May-2020
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Archie C. Black Mgmt For For
1B. Election of Director: Martin J. Leestma Mgmt For For
1C. Election of Director: James B. Ramsey Mgmt For For
1D. Election of Director: Marty M. Reaume Mgmt For For
1E. Election of Director: Tami L. Reller Mgmt For For
1F. Election of Director: Philip E. Soran Mgmt For For
1G. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of KPMG LLP as the Mgmt For For
independent auditor of SPS Commerce, Inc. for the
fiscal year ending December 31, 2020.
3. Advisory approval of the compensation of the named Mgmt For For
executive officers of SPS Commerce, Inc.
4. Approval of an amendment to our Eighth Amended and Mgmt For For
Restated Certificate of Incorporation to increase the
number of authorized shares of common stock.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935171405
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108 Meeting Type: Annual
Ticker: SHOO Meeting Date: 05-Jun-2020
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchel S. Klipper Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt For For
Ravi Sachdev Mgmt For For
Thomas H. Schwartz Mgmt For For
Robert G. Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN,
LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC EDUCATION, INC. Agenda Number: 935139798
--------------------------------------------------------------------------------------------------------------------------
Security: 86272C103 Meeting Type: Annual
Ticker: STRA Meeting Date: 28-Apr-2020
ISIN: US86272C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Silberman Mgmt For For
1B. Election of Director: J. Kevin Gilligan Mgmt For For
1C. Election of Director: Robert R. Grusky Mgmt For For
1D. Election of Director: Dr. Charlotte F. Beason Mgmt For For
1E. Election of Director: Rita D. Brogley Mgmt For For
1F. Election of Director: Dr. John T. Casteen, III Mgmt For For
1G. Election of Director: H. James Dallas Mgmt For For
1H. Election of Director: Nathaniel C. Fick Mgmt For For
1I. Election of Director: Karl McDonnell Mgmt For For
1J. Election of Director: G. Thomas Waite, III Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's Independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TACTILE SYSTEMS TECHNOLOGY, INC. Agenda Number: 935146705
--------------------------------------------------------------------------------------------------------------------------
Security: 87357P100 Meeting Type: Annual
Ticker: TCMD Meeting Date: 04-May-2020
ISIN: US87357P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William W. Burke Mgmt For For
Raymond O. Huggenberger Mgmt For For
Gerald R. Mattys Mgmt For For
Richard J. Nigon Mgmt For For
Cheryl Pegus Mgmt For For
Kevin H. Roche Mgmt For For
Peter H. Soderberg Mgmt For For
2. Ratify the appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2020.
3. Approve, on an advisory basis, the 2019 compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103 Meeting Type: Annual
Ticker: TCF Meeting Date: 06-May-2020
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Executive Mgmt For For
Compensation as Disclosed in the Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Appointment Mgmt For For
of KPMG LLP as Independent Registered Public
Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 935152900
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109 Meeting Type: Annual
Ticker: TXRH Meeting Date: 14-May-2020
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory N. Moore Mgmt For For
W. Kent Taylor Mgmt For For
Curtis A. Warfield Mgmt For For
Kathleen M. Widmer Mgmt For For
James R. Zarley Mgmt For For
2. Proposal to ratify the appointment of KPMG LLP as Mgmt For For
Texas Roadhouse's independent auditors for 2020.
3. Say on Pay - An advisory vote on the approval of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC. Agenda Number: 935154815
--------------------------------------------------------------------------------------------------------------------------
Security: 163086101 Meeting Type: Annual
Ticker: CHEF Meeting Date: 15-May-2020
ISIN: US1630861011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dominick Cerbone Mgmt For For
1B. Election of Director: Joseph Cugine Mgmt For For
1C. Election of Director: Steven F. Goldstone Mgmt For For
1D. Election of Director: Alan Guarino Mgmt For For
1E. Election of Director: Stephen Hanson Mgmt For For
1F. Election of Director: Katherine Oliver Mgmt For For
1G. Election of Director: Christopher Pappas Mgmt For For
1H. Election of Director: John Pappas Mgmt For For
2. To ratify the selection of BDO USA, LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 25, 2020.
3. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of our named executive officers as
disclosed in the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION Agenda Number: 935208480
--------------------------------------------------------------------------------------------------------------------------
Security: 743815102 Meeting Type: Annual
Ticker: PRSC Meeting Date: 16-Jun-2020
ISIN: US7438151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: David A. Coulter Mgmt For For
1B. Election of Class II Director: Leslie V. Norwalk Mgmt For For
1C. Election of Class II Director: Daniel E. Greenleaf Mgmt For For
2. A non-binding advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm of the
Company to serve for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935145258
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103 Meeting Type: Annual
Ticker: BLD Meeting Date: 27-Apr-2020
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Gerald Volas Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the Company's
independent registered public accounting firm for the
Company's fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERICEL CORPORATION Agenda Number: 935144600
--------------------------------------------------------------------------------------------------------------------------
Security: 92346J108 Meeting Type: Annual
Ticker: VCEL Meeting Date: 29-Apr-2020
ISIN: US92346J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Zerbe Mgmt Withheld Against
Alan L. Rubino Mgmt Withheld Against
Heidi Hagen Mgmt Withheld Against
Steven Gilman Mgmt Withheld Against
Kevin McLaughlin Mgmt Withheld Against
Paul Wotton Mgmt Withheld Against
Dominick C. Colangelo Mgmt Withheld Against
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as Vericel Corporation's Independent Registered
Public Accounting firm for the fiscal year ending
December 31, 2020.
3. To approve the adoption of Vericel Corporation's Mgmt For For
Amended and Restated 2019 Omnibus Incentive Plan.
4. To approve, on an advisory basis, the compensation of Mgmt For For
Vericel Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935215079
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100 Meeting Type: Annual
Ticker: VRNT Meeting Date: 18-Jun-2020
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
John Egan Mgmt For For
Stephen Gold Mgmt For For
Penelope Herscher Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Howard Safir Mgmt For For
Earl Shanks Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
independent registered public accountants for the year
ending January 31, 2021.
3. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers as
disclosed in the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935156768
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102 Meeting Type: Annual
Ticker: WTS Meeting Date: 13-May-2020
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Conway Mgmt For For
David A. Dunbar Mgmt For For
Louise K. Goeser Mgmt For For
Jes Munk Hansen Mgmt For For
W. Craig Kissel Mgmt For For
Joseph T. Noonan Mgmt For For
Robert J. Pagano, Jr. Mgmt For For
Merilee Raines Mgmt For For
Joseph W. Reitmeier Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION Agenda Number: 935148913
--------------------------------------------------------------------------------------------------------------------------
Security: 947890109 Meeting Type: Annual
Ticker: WBS Meeting Date: 23-Apr-2020
ISIN: US9478901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for one year term: Mgmt For For
William L. Atwell
1B. Election of Director to serve for one year term: John Mgmt For For
R. Ciulla
1C. Election of Director to serve for one year term: Mgmt For For
Elizabeth E. Flynn
1D. Election of Director to serve for one year term: E. Mgmt For For
Carol Hayles
1E. Election of Director to serve for one year term: Linda Mgmt For For
H. Ianieri
1F. Election of Director to serve for one year term: Mgmt For For
Laurence C. Morse
1G. Election of Director to serve for one year term: Karen Mgmt For For
R. Osar
1H. Election of Director to serve for one year term: Mark Mgmt For For
Pettie
1I. Election of Director to serve for one year term: Mgmt For For
Lauren C. States
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers of the
Company (Proposal 2).
3. To ratify the appointment by the Board of Directors of Mgmt For For
KPMG LLP as the independent registered public
accounting firm of Webster Financial Corporation for
the fiscal year ending December 31, 2020 (Proposal 3).
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935197269
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109 Meeting Type: Annual
Ticker: WAL Meeting Date: 11-Jun-2020
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Todd Marshall Mgmt For For
1H. Election of Director: Adriane McFetridge Mgmt For For
1I. Election of Director: Michael Patriarca Mgmt For For
1J. Election of Director: Robert Sarver Mgmt For For
1K. Election of Director: Bryan Segedi Mgmt For For
1L. Election of Director: Donald Snyder Mgmt For For
1M. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1N. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, executive Mgmt For For
compensation.
3. Approve the amendment and restatement of the 2005 Mgmt For For
Stock Incentive Plan to increase the number of shares
of the Company's common stock available for issuance
thereunder, extend the termination date of the plan to
2030 and make certain other changes.
4. Ratify the appointment of RSM US LLP as the Company's Mgmt For For
independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935114897
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103 Meeting Type: Annual
Ticker: WWD Meeting Date: 29-Jan-2020
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Paul Donovan Mgmt For For
1B Election of Director: Mary L. Petrovich Mgmt For For
1C Election of Director: James R. Rulseh Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2020.
3. PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL FOR THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935160705
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102 Meeting Type: Annual
Ticker: WSFS Meeting Date: 23-Apr-2020
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. E. I. du Pont# Mgmt For For
Mr. David G. Turner# Mgmt For For
Mr. Mark A. Turner* Mgmt For For
2. Ratification of the appointment of KPMG, LLP as the Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named executive
officers.
TST Value Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935163941
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106 Meeting Type: Annual
Ticker: AAP Meeting Date: 15-May-2020
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Brad W. Buss Mgmt For For
1C. Election of Director: John F. Ferraro Mgmt For For
1D. Election of Director: Thomas R. Greco Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1G. Election of Director: Sharon L. McCollam Mgmt For For
1H. Election of Director: Douglas A. Pertz Mgmt For For
1I. Election of Director: Nigel Travis Mgmt For For
2. Approve, by advisory vote, the compensation of our Mgmt For For
named executive officers.
3. Ratify the appointment of Deloitte & Touche LLP Mgmt For For
(Deloitte) as our independent registered public
accounting firm for 2020.
4. Advisory vote on the stockholder proposal on the Shr Against For
ability of stockholders to act by written consent if
presented at the annual meeting.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935114429
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 23-Jan-2020
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Carter Mgmt For For
1B. Election of Director: Charles I. Cogut Mgmt For For
1C. Election of Director: Chadwick C. Deaton Mgmt For For
1D. Election of Director: Seifollah Ghasemi Mgmt For For
1E. Election of Director: David H. Y. Ho Mgmt For For
1F. Election of Director: Margaret G. McGlynn Mgmt For For
1G. Election of Director: Edward L. Monser Mgmt For For
1H. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of the Mgmt For For
Company's named executive officers.
3. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935151439
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 05-May-2020
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: Charlene Mgmt For For
Barshefsky
1B. Election of Director for a term of one year: John J. Mgmt For For
Brennan
1C. Election of Director for a term of one year: Peter Mgmt For For
Chernin
1D. Election of Director for a term of one year: Ralph de Mgmt For For
la Vega
1E. Election of Director for a term of one year: Anne Mgmt For For
Lauvergeon
1F. Election of Director for a term of one year: Michael Mgmt For For
O. Leavitt
1G. Election of Director for a term of one year: Theodore Mgmt For For
J. Leonsis
1H. Election of Director for a term of one year: Karen L. Mgmt For For
Parkhill
1I. Election of Director for a term of one year: Lynn A. Mgmt For For
Pike
1J. Election of Director for a term of one year: Stephen Mgmt For For
J. Squeri
1K. Election of Director for a term of one year: Daniel L. Mgmt For For
Vasella
1L. Election of Director for a term of one year: Ronald A. Mgmt For For
Williams
1M. Election of Director for a term of one year: Mgmt For For
Christopher D. Young
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent registered public accounting firm
for 2020.
3. Approval, on an advisory basis, of the Company's Mgmt For For
executive compensation.
4. Approval of Amended and Restated Incentive Mgmt For For
Compensation Plan.
5. Shareholder proposal relating to action by written Shr For Against
consent.
6. Shareholder proposal relating to gender/racial pay Shr Against For
equity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935159877
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784 Meeting Type: Annual
Ticker: AIG Meeting Date: 13-May-2020
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. DON CORNWELL Mgmt For For
1B. Election of Director: BRIAN DUPERREAULT Mgmt For For
1C. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1D. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1E. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1F. Election of Director: HENRY S. MILLER Mgmt For For
1G. Election of Director: LINDA A. MILLS Mgmt For For
1H. Election of Director: THOMAS F. MOTAMED Mgmt For For
1I. Election of Director: PETER R. PORRINO Mgmt For For
1J. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1K. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1L. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, to approve Mgmt For For
executive compensation.
3. To act upon a proposal to amend and restate AIG's Mgmt For For
Amended and Restated Certificate of Incorporation to
restrict certain transfers of AIG Common Stock in
order to protect AIG's tax attributes.
4. To act upon a proposal to ratify the amendment to Mgmt For For
extend the expiration of the American International
Group, Inc. Tax Asset Protection Plan.
5. To act upon a proposal to ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2020.
6. To vote on a shareholder proposal to give shareholders Shr For Against
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103 Meeting Type: Annual
Ticker: ANTM Meeting Date: 21-May-2020
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation of our named Mgmt For For
executive officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt Against Against
independent registered public accounting firm for
2020.
4. Shareholder proposal to allow shareholders owning 10% Shr For Against
or more of our common stock to call a special meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
ARAMARK Agenda Number: 935116954
--------------------------------------------------------------------------------------------------------------------------
Security: 03852U106 Meeting Type: Annual
Ticker: ARMK Meeting Date: 29-Jan-2020
ISIN: US03852U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Greg Creed Mgmt For For
1C. Election of Director: Calvin Darden Mgmt For For
1D. Election of Director: Richard W. Dreiling Mgmt For For
1E. Election of Director: Irene M. Esteves Mgmt For For
1F. Election of Director: Daniel J. Heinrich Mgmt For For
1G. Election of Director: Paul C. Hilal Mgmt For For
1H. Election of Director: Karen M. King Mgmt For For
1I. Election of Director: Stephen I. Sadove Mgmt For For
1J. Election of Director: Arthur B. Winkleblack Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. To ratify the appointment of KPMG LLP as Aramark's Mgmt For For
independent registered public accounting firm for the
fiscal year ending October 2, 2020.
3. To approve, in a non-binding advisory vote, the Mgmt For For
compensation paid to the named executive officers.
4. To approve Aramark's Second Amended and Restated 2013 Mgmt For For
Stock Incentive Plan.
5. To approve Aramark's Second Amended and Restated Mgmt For For
Certificate of Incorporation to permit the holders of
at least fifteen percent (15%) of the Company's
outstanding shares of common stock to call a special
meeting of shareholders for any purpose permissible
under applicable law and to delete certain obsolete
provisions.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101 Meeting Type: Annual
Ticker: AVGO Meeting Date: 30-Mar-2020
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Hartenstein Mgmt Against Against
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's independent
registered public accounting firm for the fiscal year
ending November 1, 2020.
3. Non-binding, advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 27-May-2020
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt Against Against
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt Against Against
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Independent Mgmt Against Against
Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
4. Report on Lobbying Shr Against For
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr Against For
7. Report on Petrochemical Risk Shr Against For
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr Against For
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935169931
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104 Meeting Type: Annual
Ticker: CB Meeting Date: 20-May-2020
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, standalone Mgmt For For
financial statements and consolidated financial
statements of Chubb Limited for the year ended
December 31, 2019
2A Allocation of disposable profit Mgmt For For
2B Distribution of a dividend out of legal reserves (by Mgmt For For
way of release and allocation to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4A Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our statutory
auditor
4B Election of Auditor: Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP (United States) as
independent registered public accounting firm for
purposes of U.S. securities law reporting
4C Election of Auditor: Election of BDO AG (Zurich) as Mgmt For For
special audit firm
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael G. Atieh Mgmt For For
5C Election of Director: Sheila P. Burke Mgmt For For
5D Election of Director: James I. Cash Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Michael P. Connors Mgmt For For
5G Election of Director: John A. Edwardson Mgmt For For
5H Election of Director: Robert J. Hugin Mgmt For For
5I Election of Director: Robert W. Scully Mgmt For For
5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5K Election of Director: Theodore E. Shasta Mgmt For For
5L Election of Director: David H. Sidwell Mgmt For For
5M Election of Director: Olivier Steimer Mgmt For For
5N Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman of the Board Mgmt For For
of Directors
7A Election of the Compensation Committee of the Board of Mgmt For For
Directors: Michael P. Connors
7B Election of the Compensation Committee of the Board of Mgmt For For
Directors: Mary Cirillo
7C Election of the Compensation Committee of the Board of Mgmt For For
Directors: John A. Edwardson
7D Election of the Compensation Committee of the Board of Mgmt For For
Directors: Frances F. Townsend
8 Election of Homburger AG as independent proxy Mgmt For For
9 Amendment to the Articles of Association relating to Mgmt For For
authorized share capital for general purposes
10 Reduction of share capital Mgmt For For
11A Compensation of the Board of Directors until the next Mgmt For For
annual general meeting
11B Compensation of Executive Management for the next Mgmt For For
calendar year
12 Advisory vote to approve executive compensation under Mgmt Against Against
U.S. securities law requirements
A If a new agenda item or a new proposal for an existing Mgmt Against Against
agenda item is put before the meeting, I/we hereby
authorize and instruct the independent proxy to vote
as follows.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935187496
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 02-Jun-2020
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Vinita Bali Mgmt For For
1C. Election of Director: Maureen Breakiron-Evans Mgmt For For
1D. Election of Director: Archana Deskus Mgmt For For
1E. Election of Director: John M. Dineen Mgmt For For
1F. Election of Director: John N. Fox, Jr. Mgmt For For
1G. Election of Director: Brian Humphries Mgmt For For
1H. Election of Director: Leo S. Mackay, Jr. Mgmt For For
1I. Election of Director: Michael Patsalos-Fox Mgmt For For
1J. Election of Director: Joseph M. Velli Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of the company's named executive
officers.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered public
accounting firm for the year ending December 31, 2020.
4. Shareholder proposal requesting that the board of Shr Against For
directors take action as necessary to permit
shareholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 03-Jun-2020
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt Withheld Against
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt Against Against
auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and report on Shr For Against
risks posed by failing to prevent sexual harassment
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935148672
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104 Meeting Type: Annual
Ticker: CTVA Meeting Date: 28-Apr-2020
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt Against Against
1B. Election of Director: Robert A. Brown Mgmt For For
1C. Election of Director: James C. Collins, Jr. Mgmt For For
1D. Election of Director: Klaus A. Engel Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Lois D. Juliber Mgmt For For
1G. Election of Director: Rebecca B. Liebert Mgmt For For
1H. Election of Director: Marcos M. Lutz Mgmt For For
1I. Election of Director: Nayaki Nayyar Mgmt For For
1J. Election of Director: Gregory R. Page Mgmt Against Against
1K. Election of Director: Lee M. Thomas Mgmt For For
1L. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
of the Company's named executive officers.
3. Advisory resolution on the frequency of the Mgmt 1 Year For
stockholder vote on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2020.
5. Approval of Corteva, Inc. Global Omnibus Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935159322
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 14-May-2020
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Larry J. Merlo Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
registered public accounting firm for 2020.
3. Say on Pay, a proposal to approve, on an advisory Mgmt Against Against
basis, the Company's executive compensation.
4. Proposal to amend the Company's 2017 Incentive Mgmt For For
Compensation Plan to increase the number of shares
authorized to be issued under the Plan.
5. Proposal to amend the Company's 2007 Employee Stock Mgmt For For
Purchase Plan to increase the number of shares
available for sale under the Plan.
6. Stockholder proposal for reducing the ownership Shr For Against
threshold to request a stockholder action by written
consent.
7. Stockholder proposal regarding our independent Board Shr Against For
Chair.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 26-Feb-2020
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against
located in Delaware will be the exclusive forum for
certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For
Plan
5. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2020
6. Shareholder Proposal - Adopt a Board Ideology Shr Against For
Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935166579
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105 Meeting Type: Annual
Ticker: DG Meeting Date: 27-May-2020
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Sandra B. Cochran Mgmt Abstain Against
1D. Election of Director: Patricia D. Fili-Krushel Mgmt For For
1E. Election of Director: Timothy I. McGuire Mgmt For For
1F. Election of Director: William C. Rhodes, III Mgmt For For
1G. Election of Director: Debra A. Sandler Mgmt For For
1H. Election of Director: Ralph E. Santana Mgmt For For
1I. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) basis, the Mgmt For For
resolution regarding the compensation of Dollar
General Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Dollar General Corporation's independent registered
public accounting firm for fiscal 2020.
4. To approve amendments to the amended and restated Mgmt For For
charter, as amended, of Dollar General Corporation to
replace supermajority voting requirements with a
majority voting requirement as described in the proxy
statement.
5. To approve an amendment to the amended and restated Mgmt For For
bylaws of Dollar General Corporation to replace the
supermajority voting requirement with a majority
voting requirement as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935152316
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109 Meeting Type: Annual
Ticker: D Meeting Date: 06-May-2020
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Helen E. Dragas Mgmt For For
1C. Election of Director: James O. Ellis, Jr. Mgmt For For
1D. Election of Director: Thomas F. Farrell, II Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: John W. Harris Mgmt For For
1G. Election of Director: Ronald W. Jibson Mgmt For For
1H. Election of Director: Mark J. Kington Mgmt For For
1I. Election of Director: Joseph M. Rigby Mgmt For For
1J. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1K. Election of Director: Robert H. Spilman, Jr. Mgmt For For
1L. Election of Director: Susan N. Story Mgmt For For
1M. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Auditor. Mgmt Against Against
3. Advisory Vote on Approval of Executive Compensation Mgmt For For
(Say on Pay).
4. Shareholder Proposal Regarding a Policy to Require an Shr For Against
Independent Chair
5. Shareholder Proposal Regarding the Right of Shr Against For
Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 27-May-2020
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt Against Against
1E. Election of Director: Terrence R. Curtin Mgmt Against Against
1F. Election of Director: Alexander M. Cutler Mgmt Against Against
1G. Election of Director: Eleuthere I. du Pont Mgmt Against Against
1H. Election of Director: Rajiv L. Gupta Mgmt Against Against
1I. Election of Director: Luther C. Kissam Mgmt Against Against
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2020
5. Modification of Threshold for Calling Special Shr For Against
Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935138013
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107 Meeting Type: Annual
Ticker: EIX Meeting Date: 23-Apr-2020
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt Against Against
1B. Election of Director: Michael C. Camunez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt Against Against
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Public Mgmt Against Against
Accounting Firm.
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
4. Shareholder Proposal Regarding a Shareholder Vote on Shr Against For
Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935145272
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101 Meeting Type: Annual
Ticker: EOG Meeting Date: 30-Apr-2020
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet F. Clark Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Robert P. Daniels Mgmt For For
1D. Election of Director: James C. Day Mgmt For For
1E. Election of Director: C. Christopher Gaut Mgmt For For
1F. Election of Director: Julie J. Robertson Mgmt For For
1G. Election of Director: Donald F. Textor Mgmt For For
1H. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Committee of Mgmt Against Against
the Board of Directors of Deloitte & Touche LLP,
independent registered public accounting firm, as
auditors for the Company for the year ending December
31, 2020.
3. To approve, by non-binding vote, the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 28-Apr-2020
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt Against Against
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt Against Against
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt Against Against
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP as Exelon's Mgmt Against Against
Independent Auditor for 2020.
3. Advisory approval of executive compensation. Mgmt For For
4. Approval of the Exelon 2020 Long-Term Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935151427
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 06-May-2020
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: William A. Osborn Mgmt For For
1I. Election of Director: Catherine B. Reynolds Mgmt For For
1J. Election of Director: Laura J. Schumacher Mgmt For For
1K. Election of Director: John G.Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Independent Auditors Mgmt Against Against
3. Advisory Vote to approve Executive Compensation Mgmt For For
4. Shareholder Proposal to reduce the ownership threshold Shr For Against
required to call a Special Shareholder meeting
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 05-May-2020
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt Against Against
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt Against Against
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor for 2020 Mgmt Against Against
14. Require the Chairman of the Board to be Independent Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935191116
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107 Meeting Type: Annual
Ticker: HES Meeting Date: 03-Jun-2020
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: T.J. CHECKI
1B. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: L.S. COLEMAN, JR.
1C. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: J. DUATO
1D. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: J.B. HESS
1E. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: E.E. HOLIDAY
1F. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: M.S. LIPSCHULTZ
1G. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: D. MCMANUS
1H. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: K.O. MEYERS
1I. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: J.H. QUIGLEY
1J. Election of director to serve for a one-year term Mgmt For For
expiring in 2021: W.G. SCHRADER
2. Advisory approval of the compensation of our named Mgmt For For
executive officers.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
our independent registered public accountants for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935142757
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107 Meeting Type: Annual
Ticker: JBHT Meeting Date: 23-Apr-2020
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt For For
1B. Election of Director: Francesca M. Edwardson Mgmt For For
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt For For
1F. Election of Director: J. Bryan Hunt, Jr. Mgmt Against Against
1G. Election of Director: Gale V. King Mgmt For For
1H. Election of Director: John N. Roberts III Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Kirk Thompson Mgmt For For
2. To approve an advisory resolution regarding the Mgmt For For
Company's compensation of its named executive
officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent public accountants for calendar
year 2020.
4. To approve a stockholder proposal regarding reporting Shr For Against
political contributions.
5. To approve a stockholder proposal seeking a report on Shr For Against
climate change initiatives.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 935112122
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107 Meeting Type: Annual
Ticker: JEC Meeting Date: 14-Jan-2020
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven J. Demetriou Mgmt For For
1B. Election of Director: Christopher M.T. Thompson Mgmt For For
1C. Election of Director: Joseph R. Bronson Mgmt For For
1D. Election of Director: Robert C. Davidson, Jr. Mgmt For For
1E. Election of Director: General Ralph E. Eberhart Mgmt For For
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Linda Fayne Levinson Mgmt For For
1H. Election of Director: Barbara L. Loughran Mgmt For For
1I. Election of Director: Robert A. McNamara Mgmt For For
1J. Election of Director: Peter J. Robertson Mgmt For For
2. Advisory vote to approve the Company's executive Mgmt For For
compensation.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 935123795
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105 Meeting Type: Annual
Ticker: JCI Meeting Date: 04-Mar-2020
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean Blackwell Mgmt For For
1B. Election of Director: Pierre Cohade Mgmt For For
1C. Election of Director: Michael E. Daniels Mgmt For For
1D. Election of Director: Juan Pablo del Valle Perochena Mgmt For For
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Gretchen R. Haggerty Mgmt For For
1G. Election of Director: Simone Menne Mgmt For For
1H. Election of Director: George R. Oliver Mgmt For For
1I. Election of Director: Jurgen Tinggren Mgmt For For
1J. Election of Director: Mark Vergnano Mgmt For For
1K. Election of Director: R. David Yost Mgmt For For
1L. Election of Director: John D. Young Mgmt For For
2.A To ratify the appointment of PricewaterhouseCoopers Mgmt Against Against
LLP as the independent auditors of the Company.
2.B To authorize the Audit Committee of the Board of Mgmt For For
Directors to set the auditors' remuneration.
3. To authorize the Company and/or any subsidiary of the Mgmt For For
Company to make market purchases of Company shares.
4. To determine the price range at which the Company can Mgmt For For
re-allot shares that it holds as treasury shares
(Special Resolution).
5. To approve, in a non-binding advisory vote, the Mgmt For For
compensation of the named executive officers.
6. To approve the Directors' authority to allot shares up Mgmt For For
to approximately 33% of issued share capital.
7. To approve the waiver of statutory pre-emption rights Mgmt For For
with respect to up to 5% of issued share capital
(Special Resolution).
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 19-May-2020
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt Against Against
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt Against Against
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
3. Ratification of independent registered public Mgmt Against Against
accounting firm
4. Independent board chairman Shr Against For
5. Oil and gas company and project financing related to Shr Against For
the Arctic and the Canadian oil sands
6. Climate change risk reporting Shr Against For
7. Amend shareholder written consent provisions Shr For Against
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935180808
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 29-May-2020
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named executive Mgmt For For
officer compensation in fiscal 2019.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Lowe's independent registered public accounting
firm for fiscal 2020.
4. Approve amendment to Bylaws reducing the ownership Mgmt For For
threshold to call special shareholder meetings to 15%
of outstanding shares.
5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For
6. Shareholder proposal to reduce the ownership threshold Shr Against For
to call special shareholder meetings to 10% of
outstanding shares.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 06-Dec-2019
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Ph.D. Mgmt For For
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, M.D. Mgmt For For
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Medtronic's independent
auditor for fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors, acting through
the Audit Committee, to set the auditor's
remuneration.
3. To approve, in a non-binding advisory vote, named Mgmt For For
executive officer compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to issue shares. Mgmt For For
5. To renew the Board's authority to opt out of Mgmt For For
pre-emption rights.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935194996
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103 Meeting Type: Annual
Ticker: NYCB Meeting Date: 03-Jun-2020
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dominick Ciampa Mgmt Against Against
1B. Election of Director: Leslie D. Dunn Mgmt For For
1C. Election of Director: Lawrence Rosano, Jr. Mgmt Against Against
1D. Election of Director: Robert Wann Mgmt For For
2. The ratification of the appointment of KPMG LLP as the Mgmt Against Against
independent registered public accounting firm of New
York Community Bancorp, Inc. for the fiscal year
ending December 31, 2020.
3. An advisory vote to approve compensation for our Mgmt For For
executive officers disclosed in the accompanying Proxy
Statement.
4. A proposal to amend the Amended and Restated Mgmt For For
Certificate of Incorporation and Bylaws of the Company
to eliminate the supermajority voting requirements.
5. Approval of the New York Community Bancorp, Inc. 2020 Mgmt For For
Omnibus Incentive Plan.
6. A shareholder proposal requesting board action to Shr For Against
eliminate the classified board of directors and
provide instead for the annual election of directors.
7. A shareholder proposal recommending the adoption of Shr Against For
director age and term limits.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 935134356
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104 Meeting Type: Annual
Ticker: NTRS Meeting Date: 21-Apr-2020
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt Against Against
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Marcy S. Klevorn Mgmt For For
1F. Election of Director: Siddharth N. (Bobby) Mehta Mgmt Against Against
1G. Election of Director: Michael G. O'Grady Mgmt For For
1H. Election of Director: Jose Luis Prado Mgmt For For
1I. Election of Director: Thomas E. Richards Mgmt For For
1J. Election of Director: Martin P. Slark Mgmt For For
1K. Election of Director: David H. B. Smith, Jr. Mgmt For For
1L. Election of Director: Donald Thompson Mgmt For For
1M. Election of Director: Charles A. Tribbett III Mgmt For For
2. Approval, by an advisory vote, of the 2019 Mgmt For For
compensation of the Corporation's named executive
officers.
3. Ratification of the appointment of KPMG LLP as the Mgmt Against Against
Corporation's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 19-Nov-2019
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against
Executive Officers.
3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Report. Shr Against For
5. Stockholder Proposal Regarding Independent Board Shr Against For
Chair.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935152669
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104 Meeting Type: Annual
Ticker: PSX Meeting Date: 06-May-2020
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles M. Holley Mgmt For For
1B. Election of Director: Glenn F. Tilton Mgmt For For
1C. Election of Director: Marna C. Whittington Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year 2020.
3. Advisory vote to approve our executive compensation. Mgmt For For
4. Shareholder proposal requesting a report on risks of Shr Against For
Gulf Coast petrochemical investments.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 10-Mar-2020
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Vinciquerra Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent public accountants for our fiscal
year ending September 27, 2020.
3. To approve the amended and restated 2016 Long-Term Mgmt For For
Incentive Plan, including an increase in the share
reserve by 74,500,000 shares.
4. To approve, on an advisory basis, our executive Mgmt Against Against
compensation.
5. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future advisory votes on our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 01-Apr-2020
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Chevardiere Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2019; our consolidated statement of
income for the year ended December 31, 2019; and our
Board of Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935163864
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 12-May-2020
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt Against Against
1h. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the compensation of our Mgmt For For
Named Executive Officers.
3. Ratification of Ernst & Young LLP as our independent Mgmt Against Against
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 935150033
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109 Meeting Type: Annual
Ticker: SPR Meeting Date: 22-Apr-2020
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen A. Cambone Mgmt For For
1B. Election of Director: Charles L. Chadwell Mgmt For For
1C. Election of Director: Irene M. Esteves Mgmt Against Against
1D. Election of Director: Paul E. Fulchino Mgmt For For
1E. Election of Director: Thomas C. Gentile III Mgmt For For
1F. Election of Director: Richard A. Gephardt Mgmt For For
1G. Election of Director: Robert D. Johnson Mgmt For For
1H. Election of Director: Ronald T. Kadish Mgmt For For
1I. Election of Director: John L. Plueger Mgmt For For
1J. Election of Director: Laura H. Wright Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt Against Against
Company's named executive officers.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent registered public accounting
firm for 2020.
4. The stockholder proposal requesting that the Board of Shr Against For
Directors adopt a bylaw requiring that any
board-approved bylaw amendment be subject to a
non-binding stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 23-Apr-2020
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935137085
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 21-Apr-2020
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Marc N. Casper Mgmt For For
1E. Election of Director: Andrew Cecere Mgmt For For
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt Against Against
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst & Young LLP Mgmt Against Against
as our independent auditor for the 2020 fiscal year.
3. An advisory vote to approve the compensation of our Mgmt For For
executives disclosed in this proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Special
Ticker: UTX Meeting Date: 11-Oct-2019
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, par value Mgmt For For
$1.00 per share, to Raytheon stockholders in
connection with the merger contemplated by the
Agreement and Plan of Merger, dated as of June 9,
2019, by and among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company (the "UTC
share issuance proposal").
2. Approve the adjournment of the UTC special meeting to Mgmt For For
a later date or dates, if necessary or appropriate, to
solicit additional proxies in the event there are not
sufficient votes at the time of the UTC special
meeting to approve the UTC share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 27-Apr-2020
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1E. Election of Director: Margaret L. O'Sullivan Mgmt For For
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt Against Against
Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Majority Vote Shr For
Requirement.
5. Shareowner Proposal to Create a Committee to Prepare a Shr For Against
Report regarding the Impact of Plant Closure on
Communities and Alternatives to Help Mitigate the
Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 01-Jun-2020
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt Against Against
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt Against Against
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2020.
4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For
Incentive Plan.
5. If properly presented at the 2020 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal set forth in
the proxy statement requesting any material amendment
to the Company's Bylaws be subject to a non-binding
shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935144484
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100 Meeting Type: Annual
Ticker: VLO Meeting Date: 30-Apr-2020
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Eric D. Mullins Mgmt For For
1F. Election of Director: Donald L. Nickles Mgmt For For
1G. Election of Director: Philip J. Pfeiffer Mgmt For For
1H. Election of Director: Robert A. Profusek Mgmt For For
1I. Election of Director: Stephen M. Waters Mgmt For For
1J. Election of Director: Randall J. Weisenburger Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Valero's Mgmt Against Against
independent registered public accounting firm for
2020.
3. Approve, by non-binding vote, the 2019 compensation of Mgmt For For
our named executive officers.
4. Approve 2020 Omnibus Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935145183
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 28-Apr-2020
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt Against Against
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public accounting
firm for 2020.
4. Shareholder Proposal - Shareholder Approval of By-Law Shr Against For
Amendments.
5. Shareholder Proposal - Report on Incentive-Based Shr Against For
Compensation and Risks of Material Losses.
6. Shareholder Proposal - Report on Global Median Pay Shr Against For
Gap.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935159928
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108 Meeting Type: Annual
Ticker: WAB Meeting Date: 15-May-2020
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafael Santana Mgmt For For
Lee B. Foster, II Mgmt For For
2. Approve an advisory (non-binding) resolution relating Mgmt Against Against
to the approval of 2019 named executive officer
compensation.
3. Approve the amendment to the 2011 Stock Incentive Plan Mgmt For For
to increase the number of shares available under the
Plan.
4. Ratify the appointment of Ernst & Young LLP as our Mgmt Against Against
independent registered public accounting firm for the
2020 fiscal year.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Touchstone Strategic Trust
By (Signature and Title)* /s/ Jill T. McGruder
Jill T. McGruder, President
(principal executive officer)
Date August 24, 2020
* Print the name and title of each signing officer under his or her signature.
