UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-03651
Touchstone Strategic Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
E. Blake Moore, Jr.
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-638-8194
Date of fiscal year end: March 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
TST Anti-Benchmark US Core Equity Fund
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10X GENOMICS, INC. Agenda Number: 935414728
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Security: 88025U109 Meeting Type: Annual
Ticker: TXG Meeting Date: 11-Jun-2021
ISIN: US88025U1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold office for a Mgmt Against Against
three year term expiring at our 2024 Annual Meeting:
Bryan E. Roberts, Ph.D.
1B. Election of Class II Director to hold office for a Mgmt Against Against
three year term expiring at our 2024 Annual Meeting:
Kimberly J. Popovits
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
to audit our financial statements for our fiscal year
ending December 31, 2021.
3. Advisory vote on the frequency of future advisory Mgmt 1 Year For
votes to approve the compensation paid to our named
executive officers.
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AGNC INVESTMENT CORP. Agenda Number: 935345199
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Security: 00123Q104 Meeting Type: Annual
Ticker: AGNC Meeting Date: 22-Apr-2021
ISIN: US00123Q1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna J. Blank Mgmt For For
1B. Election of Director: Morris A. Davis Mgmt For For
1C. Election of Director: John D. Fisk Mgmt For For
1D. Election of Director: Prue B. Larocca Mgmt For For
1E. Election of Director: Paul E. Mullings Mgmt For For
1F. Election of Director: Frances R. Spark Mgmt For For
1G. Election of Director: Gary D. Kain Mgmt For For
2. Approval of the Amended and Restated AGNC Investment Mgmt For For
Corp. 2016 Equity and Incentive Compensation Plan.
3. Advisory vote to approve the compensation of our named Mgmt For For
executive officers.
4. Ratification of appointment of Ernst & Young LLP as Mgmt For For
our independent public accountant for the year ending
December 31, 2021.
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ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935378465
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Security: 02043Q107 Meeting Type: Annual
Ticker: ALNY Meeting Date: 18-May-2021
ISIN: US02043Q1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for a term Mgmt For For
ending in 2024: Dennis A. Ausiello, M.D.
1B. Election of Class II Director to serve for a term Mgmt For For
ending in 2024: Olivier Brandicourt, M.D.
1C. Election of Class II Director to serve for a term Mgmt For For
ending in 2024: Marsha H. Fanucci
1D. Election of Class II Director to serve for a term Mgmt For For
ending in 2024: David E.I. Pyott
2. To approve, in a non-binding advisory vote, the Mgmt Against Against
compensation of Alnylam's named executive officers.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP, an independent registered public accounting firm,
as Alnylam's independent auditors for the fiscal year
ending December 31, 2021.
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ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 935377449
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Security: 035710409 Meeting Type: Annual
Ticker: NLY Meeting Date: 19-May-2021
ISIN: US0357104092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francine J. Bovich Mgmt For For
1B. Election of Director: Wellington J. Denahan Mgmt For For
1C. Election of Director: Katie Beirne Fallon Mgmt For For
1D. Election of Director: David L. Finkelstein Mgmt For For
1E. Election of Director: Thomas Hamilton Mgmt For For
1F. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1G. Election of Director: Michael Haylon Mgmt For For
1H. Election of Director: Eric A. Reeves Mgmt For For
1I. Election of Director: John H. Schaefer Mgmt For For
1J. Election of Director: Glenn A. Votek Mgmt For For
1K. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending December 31, 2021.
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ARAMARK Agenda Number: 935318471
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Security: 03852U106 Meeting Type: Annual
Ticker: ARMK Meeting Date: 02-Feb-2021
ISIN: US03852U1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Greg Creed Mgmt For For
1C. Election of Director: Calvin Darden Mgmt For For
1D. Election of Director: Richard W. Dreiling Mgmt For For
1E. Election of Director: Irene M. Esteves Mgmt For For
1F. Election of Director: Daniel J. Heinrich Mgmt For For
1G. Election of Director: Bridgette P. Heller Mgmt For For
1H. Election of Director: Paul C. Hilal Mgmt For For
1I. Election of Director: Karen M. King Mgmt For For
1J. Election of Director: Stephen I. Sadove Mgmt For For
1K. Election of Director: Arthur B. Winkleblack Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
Aramark's independent registered public accounting
firm for the fiscal year ending October 1, 2021.
3. To approve, in a non-binding advisory vote, the Mgmt Against Against
compensation paid to the named executive officers.
4. Non-binding advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes on named executive officer
compensation.
5. To approve Aramark's Third Amended and Restated 2013 Mgmt For For
Stock Incentive Plan.
6. To approve Aramark's 2021 Employee Stock Purchase Mgmt For For
Plan.
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ATLASSIAN CORPORATION PLC Agenda Number: 935287513
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Security: G06242104 Meeting Type: Annual
Ticker: TEAM Meeting Date: 03-Dec-2020
ISIN: GB00BZ09BD16
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the reports of Mgmt For For
the directors and the auditors for the year ended June
30, 2020 (the Annual Report).
2. To approve the Directors' Remuneration Report, as set Mgmt For For
forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor of the Mgmt For For
Company to hold office until the conclusion of the
next annual general meeting of the Company.
4. To authorize the Audit Committee of the Board of Mgmt For For
Directors to determine the remuneration of the
auditor.
5. To re-elect Shona L. Brown as a director of the Mgmt For For
Company.
6. To re-elect Michael Cannon-Brookes as a director of Mgmt For For
the Company.
7. To re-elect Scott Farquhar as a director of the Mgmt For For
Company.
8. To re-elect Heather Mirjahangir Fernandez as a Mgmt For For
director of the Company.
9. To re-elect Sasan Goodarzi as a director of the Mgmt For For
Company.
10. To re-elect Jay Parikh as a director of the Company. Mgmt For For
11. To re-elect Enrique Salem as a director of the Mgmt For For
Company.
12. To re-elect Steven Sordello as a director of the Mgmt For For
Company.
13. To re-elect Richard P. Wong as a director of the Mgmt For For
Company.
14. To consider and, if thought fit, pass the following as Mgmt For For
an ordinary resolution: That the Company be generally
and unconditionally authorized in accordance with
section 693A of the Companies Act 2006 to make
off-market purchases (within the meaning of section
693 of the Companies Act 2006) of its own Class A
ordinary shares for the purposes of, or pursuant to,
an employee share scheme (within the meaning of
section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the following as Mgmt For For
an ordinary resolution: That the Company be authorized
pursuant to section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its own Class
A ordinary shares pursuant to, & on terms described
in, a Securities Restriction Agreement and produced at
meeting ("Securities Restriction Agreement") & that
the terms, & entry into, of Securities Restriction
Agreement is hereby approved, ratified & confirmed
(authority conferred on Company by this Resolution 15
to expire on December 3, 2025).
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AUTOZONE, INC. Agenda Number: 935294520
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Security: 053332102 Meeting Type: Annual
Ticker: AZO Meeting Date: 16-Dec-2020
ISIN: US0533321024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas H. Brooks Mgmt For For
1b. Election of Director: Linda A. Goodspeed Mgmt For For
1c. Election of Director: Earl G. Graves, Jr. Mgmt For For
1d. Election of Director: Enderson Guimaraes Mgmt For For
1e. Election of Director: Michael M. Calbert Mgmt For For
1f. Election of Director: D. Bryan Jordan Mgmt For For
1g. Election of Director: Gale V. King Mgmt For For
1h. Election of Director: George R. Mrkonic, Jr. Mgmt For For
1i. Election of Director: William C. Rhodes, III Mgmt For For
1j. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as independent Mgmt For For
registered public accounting firm for the 2021 fiscal
year.
3. Approval of advisory vote on executive compensation Mgmt For For
4. Approval of Autozone, Inc. 2020 Omnibus Incentive Mgmt For For
Award Plan
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BIOGEN INC. Agenda Number: 935409032
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Security: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 02-Jun-2021
ISIN: US09062X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one-year term Mgmt Against Against
extending until the 2022 annual meeting: Alexander J.
Denner
1B. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Caroline D.
Dorsa
1C. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Maria C.
Freire
1D. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: William A.
Hawkins
1E. Election of Director to serve for a one-year term Mgmt Against Against
extending until the 2022 annual meeting: William D.
Jones
1F. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Nancy L.
Leaming
1G. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Jesus B.
Mantas
1H. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Richard C.
Mulligan
1I. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Stelios
Papadopoulos
1J. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Brian S.
Posner
1K. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Eric K.
Rowinsky
1L. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Stephen A.
Sherwin
1M. Election of Director to serve for a one-year term Mgmt For For
extending until the 2022 annual meeting: Michel
Vounatsos
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as Biogen Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. Say on Pay - To approve an advisory vote on executive Mgmt Against Against
compensation.
4. To approve an amendment to Biogen's Amended and Mgmt For For
Restated Certificate of Incorporation, as amended, to
add a federal forum selection provision.
5. Stockholder proposal requesting a report on Biogen's Shr For Against
lobbying activities.
6. Stockholder proposal requesting a report on Biogen's Shr For Against
gender pay gap.
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BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935424818
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Security: 109194100 Meeting Type: Annual
Ticker: BFAM Meeting Date: 24-Jun-2021
ISIN: US1091941005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of three Mgmt For For
years: Julie Atkinson
1B. Election of Class II Director for a term of three Mgmt For For
years: Jordan Hitch
1C. Election of Class II Director for a term of three Mgmt For For
years: Laurel J. Richie
1D. Election of Class II Director for a term of three Mgmt For For
years: Mary Ann Tocio
2. To approve, on an advisory basis, the compensation Mgmt For For
paid by the Company to its Named Executive Officers.
3. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future advisory votes to approve the compensation paid
by the Company to its Named Executive Officers.
4. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending December 31,
2021.
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C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 935352930
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Security: 12541W209 Meeting Type: Annual
Ticker: CHRW Meeting Date: 06-May-2021
ISIN: US12541W2098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott P. Anderson Mgmt For For
1B. Election of Director: Robert C. Biesterfeld Jr. Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Wayne M. Fortun Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Mary J. Steele Guilfoile Mgmt For For
1G. Election of Director: Jodee A. Kozlak Mgmt For For
1H. Election of Director: Brian P. Short Mgmt For For
1I. Election of Director: James B. Stake Mgmt For For
1J. Election of Director: Paula C. Tolliver Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt Against Against
our named executive officers.
3. Ratification of the selection of Deloitte & Touche Mgmt For For
LLP as the company's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
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CABOT OIL & GAS CORPORATION Agenda Number: 935345454
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Security: 127097103 Meeting Type: Annual
Ticker: COG Meeting Date: 29-Apr-2021
ISIN: US1270971039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy M. Ables Mgmt For For
Rhys J. Best Mgmt Withheld Against
Robert S. Boswell Mgmt Withheld Against
Amanda M. Brock Mgmt For For
Peter B. Delaney Mgmt For For
Dan O. Dinges Mgmt For For
W. Matt Ralls Mgmt Withheld Against
Marcus A. Watts Mgmt For For
2. To ratify the appointment of the firm Mgmt Against Against
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Company for
its 2021 fiscal year.
3. To approve, by non-binding advisory vote, the Mgmt For For
compensation of our named executive officers.
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CARNIVAL CORPORATION Agenda Number: 935339158
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Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 20-Apr-2021
ISIN: PA1436583006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To elect Jeffery J. Gearhart as a Director of Carnival Mgmt Against Against
Corporation and as a Director of Carnival plc.
7. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
8. To re-elect Katie Lahey as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Stuart Subotnick as a Director of Carnival Mgmt Against Against
Corporation and as a Director of Carnival plc.
11. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
12. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
13. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
14. To hold a (non-binding) advisory vote to approve the Mgmt For For
Carnival plc Director's Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors of Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm of Carnival
Corporation.
16. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2020 (in accordance with legal
requirements applicable to UK companies).
18. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
19. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
21. To approve the Amendment of the Carnival Corporation Mgmt For For
2020 Stock Plan.
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CBOE GLOBAL MARKETS, INC. Agenda Number: 935372300
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Security: 12503M108 Meeting Type: Annual
Ticker: CBOE Meeting Date: 13-May-2021
ISIN: US12503M1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward T. Tilly Mgmt For For
1B. Election of Director: Eugene S. Sunshine Mgmt For For
1C. Election of Director: William M. Farrow, III Mgmt For For
1D. Election of Director: Edward J. Fitzpatrick Mgmt For For
1E. Election of Director: Ivan K. Fong Mgmt Against Against
1F. Election of Director: Janet P. Froetscher Mgmt For For
1G. Election of Director: Jill R. Goodman Mgmt For For
1H. Election of Director: Alexander J. Matturri, Jr. Mgmt Against Against
1I. Election of Director: Jennifer J. McPeek Mgmt For For
1J. Election of Director: Roderick A. Palmore Mgmt Against Against
1K. Election of Director: James E. Parisi Mgmt For For
1L. Election of Director: Joseph P. Ratterman Mgmt For For
1M. Election of Director: Jill E. Sommers Mgmt For For
1N. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the compensation Mgmt For For
paid to our executive officers.
3. Ratify the appointment of KPMG LLP as our independent Mgmt For For
registered public accounting firm for the 2021 fiscal
year.
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CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109 Meeting Type: Annual
Ticker: CHGG Meeting Date: 02-Jun-2021
ISIN: US1630921096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of our named executive officers.
3. To ratify the appointment of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
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CHURCH & DWIGHT CO., INC. Agenda Number: 935348753
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Security: 171340102 Meeting Type: Annual
Ticker: CHD Meeting Date: 29-Apr-2021
ISIN: US1713401024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: James R. Mgmt For For
Craigie
1B. Election of Director for a term of one year: Matthew Mgmt For For
T. Farrell
1C. Election of Director for a term of one year: Bradley Mgmt For For
C. Irwin
1D. Election of Director for a term of one year: Penry W. Mgmt For For
Price
1E. Election of Director for a term of one year: Susan G. Mgmt For For
Saideman
1F. Election of Director for a term of one year: Mgmt For For
Ravichandra K. Saligram
1G. Election of Director for a term of one year: Robert K. Mgmt For For
Shearer
1H. Election of Director for a term of one year: Janet S. Mgmt For For
Vergis
1I. Election of Director for a term of one year: Arthur B. Mgmt For For
Winkleblack
1J. Election of Director for a term of one year: Laurie J. Mgmt For For
Yoler
2. An advisory vote to approve compensation of our named Mgmt Against Against
executive officers.
3. Proposal to amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to remove the requirement
for holders of two- thirds of our outstanding stock to
fill vacancies on the Board of Directors.
4. Proposal to amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to remove the requirement
to have holders of two-thirds of our outstanding stock
approve certain mergers, consolidations or
dispositions of substantial assets.
5. Proposal to amend the Company's Amended and Restated Mgmt For For
Certificate of Incorporation to remove certain
procedural provisions that will no longer be required
once the Board is fully declassified.
6. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for 2021.
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CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100 Meeting Type: Annual
Ticker: CTXS Meeting Date: 04-Jun-2021
ISIN: US1773761002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt Against Against
1C. Election of Director: Murray J. Demo Mgmt For For
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Jr. Mgmt Against Against
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2021.
3. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
4. Shareholder proposal regarding simple majority voting Shr For
provisions.
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CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107 Meeting Type: Annual
Ticker: NET Meeting Date: 03-Jun-2021
ISIN: US18915M1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt Withheld Against
Matthew Prince Mgmt Withheld Against
Katrin Suder Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future stockholder advisory votes on the compensation
of our named executive officers.
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CONSOLIDATED EDISON, INC. Agenda Number: 935372398
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104 Meeting Type: Annual
Ticker: ED Meeting Date: 17-May-2021
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy P. Cawley Mgmt For For
1B. Election of Director: Ellen V. Futter Mgmt For For
1C. Election of Director: John F. Killian Mgmt For For
1D. Election of Director: Karol V. Mason Mgmt For For
1E. Election of Director: John McAvoy Mgmt For For
1F. Election of Director: Dwight A. McBride Mgmt For For
1G. Election of Director: William J. Mulrow Mgmt For For
1H. Election of Director: Armando J. Olivera Mgmt For For
1I. Election of Director: Michael W. Ranger Mgmt For For
1J. Election of Director: Linda S. Sanford Mgmt For For
1K. Election of Director: Deirdre Stanley Mgmt For For
1L. Election of Director: L. Frederick Sutherland Mgmt For For
2. Ratification of appointment of independent Mgmt For For
accountants.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
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CREDICORP LTD. Agenda Number: 935343739
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108 Meeting Type: Annual
Ticker: BAP Meeting Date: 31-Mar-2021
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint the external auditors of the Company to Mgmt For For
perform such services for the 2021 financial year and
to delegate the power to set and approve fees for such
audit services to the Board of Directors (for further
delegation to the Audit Committee thereof).
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY SIRONA INC. Agenda Number: 935390219
--------------------------------------------------------------------------------------------------------------------------
Security: 24906P109 Meeting Type: Annual
Ticker: XRAY Meeting Date: 26-May-2021
ISIN: US24906P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eric K. Brandt Mgmt For For
1B. Election of Director: Donald M. Casey Jr. Mgmt For For
1C. Election of Director: Willie A. Deese Mgmt For For
1D. Election of Director: Betsy D. Holden Mgmt For For
1E. Election of Director: Clyde R. Hosein Mgmt For For
1F. Election of Director: Arthur D. Kowaloff Mgmt For For
1G. Election of Director: Harry M. Kraemer Jr. Mgmt For For
1H. Election of Director: Gregory T. Lucier Mgmt For For
1I. Election of Director: Leslie F. Varon Mgmt For For
1J. Election of Director: Janet S. Vergis Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants for 2021.
3. Approval, by non-binding vote, of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109 Meeting Type: Annual
Ticker: FANG Meeting Date: 03-Jun-2021
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt Against Against
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named executive
officers.
3. Proposal to approve an amendment to the Company's Mgmt For For
amended and restated certificate of incorporation to
increase the total number of authorized shares of
common stock from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Amended and Mgmt For For
Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106 Meeting Type: Annual
Ticker: DOCU Meeting Date: 28-May-2021
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt Withheld Against
Peter Solvik Mgmt Withheld Against
Inhi Cho Suh Mgmt Withheld Against
Mary Agnes Wilderotter Mgmt Withheld Against
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
fiscal year ending January 31, 2022.
3. Approval, on an advisory basis, of our named executive Mgmt For For
officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108 Meeting Type: Annual
Ticker: DLTR Meeting Date: 10-Jun-2021
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt Against Against
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, the Mgmt For For
compensation of the Company's named executive
officers.
3. To ratify the selection of KPMG LLP as the Company's Mgmt For For
independent registered public accounting firm for the
fiscal year 2021.
4. To approve the Company's 2021 Omnibus Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOMINO'S PIZZA, INC. Agenda Number: 935348400
--------------------------------------------------------------------------------------------------------------------------
Security: 25754A201 Meeting Type: Annual
Ticker: DPZ Meeting Date: 27-Apr-2021
ISIN: US25754A2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Brandon Mgmt For For
Richard E. Allison, Jr. Mgmt For For
C. Andrew Ballard Mgmt For For
Andrew B. Balson Mgmt For For
Corie S. Barry Mgmt For For
Diana F. Cantor Mgmt For For
Richard L. Federico Mgmt For For
James A. Goldman Mgmt For For
Patricia E. Lopez Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Company for
the 2021 fiscal year.
3. Advisory vote to approve the compensation of the named Mgmt For For
executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105 Meeting Type: Annual
Ticker: EXAS Meeting Date: 30-Jun-2021
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2021.
3. To approve, on an advisory basis, the compensation of Mgmt Against Against
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC. Agenda Number: 935378441
--------------------------------------------------------------------------------------------------------------------------
Security: 30225T102 Meeting Type: Annual
Ticker: EXR Meeting Date: 26-May-2021
ISIN: US30225T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth M. Woolley Mgmt For For
1B. Election of Director: Joseph D. Margolis Mgmt For For
1C. Election of Director: Roger B. Porter Mgmt For For
1D. Election of Director: Joseph J. Bonner Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt Against Against
1F. Election of Director: Spencer F. Kirk Mgmt For For
1G. Election of Director: Dennis J. Letham Mgmt For For
1H. Election of Director: Diane Olmstead Mgmt For For
1I. Election of Director: Julia Vander Ploeg Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt Against Against
as the Company's Independent Registered Public
Accounting Firm.
3. Advisory vote on the compensation of the Company's Mgmt For For
named executive officers.
4. Advisory vote on frequency of stockholder vote on Mgmt 1 Year For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 935358211
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206 Meeting Type: Annual
Ticker: FRT Meeting Date: 05-May-2021
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: David W. Faeder Mgmt For For
1.2 Election of Trustee: Elizabeth I. Holland Mgmt For For
1.3 Election of Trustee: Nicole Y. Lamb-Hale Mgmt For For
1.4 Election of Trustee: Anthony P. Nader, III Mgmt For For
1.5 Election of Trustee: Mark S. Ordan Mgmt For For
1.6 Election of Trustee: Gail P. Steinel Mgmt For For
1.7 Election of Trustee: Donald C. Wood Mgmt For For
2. To hold an advisory vote approving the compensation of Mgmt For For
our named executive officers.
3. To ratify the appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103 Meeting Type: Annual
Ticker: GILD Meeting Date: 12-May-2021
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next year: Mgmt For For
Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next year: Mgmt For For
Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next year: Mgmt For For
Sandra J. Horning, M.D.
1D. Election of Director to serve for the next year: Kelly Mgmt For For
A. Kramer
1E. Election of Director to serve for the next year: Kevin Mgmt For For
E. Lofton
1F. Election of Director to serve for the next year: Mgmt For For
Harish Manwani
1G. Election of Director to serve for the next year: Mgmt For For
Daniel P. O'Day
1H. Election of Director to serve for the next year: Mgmt For For
Javier J. Rodriguez
1I. Election of Director to serve for the next year: Mgmt For For
Anthony Welters
2. To ratify the selection of Ernst & Young LLP by the Mgmt For For
Audit Committee of the Board of Directors as the
independent registered public accounting firm of
Gilead for the fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our Named Executive Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if properly Shr For Against
presented at the meeting, requesting that the Board
adopt a policy that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GUARDANT HEALTH, INC. Agenda Number: 935420810
--------------------------------------------------------------------------------------------------------------------------
Security: 40131M109 Meeting Type: Annual
Ticker: GH Meeting Date: 16-Jun-2021
ISIN: US40131M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Helmy Eltoukhy, Ph.D. Mgmt Abstain Against
1B. Election of Class III Director: AmirAli Talasaz, Ph.D. Mgmt Abstain Against
1C. Election of Class III Director: Bahija Jallal, Ph.D. Mgmt Abstain Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Guardant Health, Inc.'s independent registered
public accounting firm for the year ending December
31, 2021.
3. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 935315564
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100 Meeting Type: Annual
Ticker: HRL Meeting Date: 26-Jan-2021
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prama Bhatt Mgmt For For
1b. Election of Director: Gary C. Bhojwani Mgmt For For
1c. Election of Director: Terrell K. Crews Mgmt For For
1d. Election of Director: Stephen M. Lacy Mgmt For For
1e. Election of Director: Elsa A. Murano, Ph.D. Mgmt For For
1f. Election of Director: Susan K. Nestegard Mgmt For For
1g. Election of Director: William A. Newlands Mgmt For For
1h. Election of Director: Christopher J. Policinski Mgmt For For
1i. Election of Director: Jose Luis Prado Mgmt For For
1j. Election of Director: Sally J. Smith Mgmt For For
1k. Election of Director: James P. Snee Mgmt For For
1l. Election of Director: Steven A. White Mgmt For For
2. Ratify the appointment by the Audit Committee of the Mgmt For For
Board of Directors of Ernst & Young LLP as independent
registered public accounting firm for the fiscal year
ending October 31, 2021.
3. Approve the Named Executive Officer compensation as Mgmt For For
disclosed in the Company's 2021 annual meeting proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 935375572
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104 Meeting Type: Annual
Ticker: HST Meeting Date: 20-May-2021
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary L. Baglivo Mgmt For For
1.2 Election of Director: Richard E. Marriott Mgmt For For
1.3 Election of Director: Sandeep L. Mathrani Mgmt For For
1.4 Election of Director: John B Morse, Jr. Mgmt For For
1.5 Election of Director: Mary Hogan Preusse Mgmt For For
1.6 Election of Director: Walter C. Rakowich Mgmt For For
1.7 Election of Director: James F. Risoleo Mgmt For For
1.8 Election of Director: Gordon H. Smith Mgmt Against Against
1.9 Election of Director: A. William Stein Mgmt For For
2. Ratify appointment of KPMG LLP as independent Mgmt For For
registered public accountants for 2021.
3. Advisory resolution to approve executive compensation. Mgmt For For
4. Approval of the 2021 Employee Stock Purchase Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104 Meeting Type: Special
Ticker: HBAN Meeting Date: 25-Mar-2021
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Corporation Mgmt For For
("TCF") with and into Huntington Bancshares
Incorporated ("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of December 13,
2020 (as it may be amended from time to time), by and
between Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington merger
proposal").
2. Approval of an amendment to Huntington's charter to Mgmt For For
increase the number of authorized shares of Huntington
common stock from one billion five hundred million
shares (1,500,000,000) to two billion two hundred
fifty million shares (2,250,000,000) (the "Huntington
authorized share count proposal").
3. Approval of the adjournment of special meeting of Mgmt For For
Huntington shareholders, if necessary or appropriate,
to solicit additional proxies if, immediately prior to
such adjournment, there are not sufficient votes at
the time of the Huntington special meeting to approve
the Huntington merger proposal or the Huntington
authorized share count proposal or to ensure that any
supplement or amendment to the accompanying joint
proxy statement/prospectus is timely provided to
holders of Huntington common stock (the "Huntington
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104 Meeting Type: Annual
Ticker: HBAN Meeting Date: 21-Apr-2021
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a non-binding Mgmt For For
basis, the compensation of executives as disclosed in
the accompanying proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for 2021.
4. Approval of the Amended and Restated 2018 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935412596
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103 Meeting Type: Annual
Ticker: IAA Meeting Date: 16-Jun-2021
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until our 2022 annual Mgmt For For
meeting: Bill Breslin
1B. Election of Director to serve until our 2022 annual Mgmt For For
meeting: Brian Bales
1C. Election of Director to serve until our 2022 annual Mgmt For For
meeting: Olaf Kastner
2. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935387642
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101 Meeting Type: Annual
Ticker: PODD Meeting Date: 27-May-2021
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wayne A.I. Frederick MD Mgmt For For
Shacey Petrovic Mgmt For For
Timothy J. Scannell Mgmt For For
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of certain executive officers.
3. To ratify the appointment of Grant Thornton LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 935348359
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108 Meeting Type: Annual
Ticker: K Meeting Date: 30-Apr-2021
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director (term expires 2024): Carter Cast Mgmt For For
1B. Election of Director (term expires 2024): Zack Gund Mgmt For For
1C. Election of Director (term expires 2024): Don Knauss Mgmt For For
1D. Election of Director (term expires 2024): Mike Mgmt For For
Schlotman
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Kellogg's independent
registered public accounting firm for fiscal year
2021.
4. Management proposal to reduce supermajority vote Mgmt For For
requirements.
5. Shareowner proposal, if properly presented at the Shr For
meeting, to adopt shareowner right to call a special
meeting.
--------------------------------------------------------------------------------------------------------------------------
KEURIG DR PEPPER INC. Agenda Number: 935422953
--------------------------------------------------------------------------------------------------------------------------
Security: 49271V100 Meeting Type: Annual
Ticker: KDP Meeting Date: 18-Jun-2021
ISIN: US49271V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Gamgort Mgmt For For
1B. Election of Director: Olivier Goudet Mgmt For For
1C. Election of Director: Peter Harf Mgmt For For
1D. Election of Director: Juliette Hickman Mgmt For For
1E. Election of Director: Genevieve Hovde Mgmt For For
1F. Election of Director: Paul S. Michaels Mgmt For For
1G. Election of Director: Pamela H. Patsley Mgmt For For
1H. Election of Director: Gerhard Pleuhs Mgmt For For
1I. Election of Director: Lubomira Rochet Mgmt For For
1J. Election of Director: Debra Sandler Mgmt For For
1K. Election of Director: Robert Singer Mgmt For For
1L. Election of Director: Justine Tan Mgmt For For
1M. Election of Director: Nelson Urdaneta Mgmt For For
1N. Election of Director: Larry D. Young Mgmt For For
2. To approve an advisory resolution regarding Keurig Dr Mgmt For For
Pepper Inc.'s executive compensation.
3. To ratify the appointment of Deloitte & Touche LLP Mgmt For For
as Keurig Dr Pepper Inc.'s independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935369961
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107 Meeting Type: Annual
Ticker: LVS Meeting Date: 13-May-2021
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irwin Chafetz Mgmt For For
Micheline Chau Mgmt Withheld Against
Patrick Dumont Mgmt For For
Charles D. Forman Mgmt For For
Robert G. Goldstein Mgmt For For
George Jamieson Mgmt For For
Nora M. Jordan Mgmt For For
Charles A. Koppelman Mgmt Withheld Against
Lewis Kramer Mgmt For For
David F. Levi Mgmt Withheld Against
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered public
accounting firm for the year ending December 31, 2021.
3. An advisory (non-binding) vote to approve the Mgmt Against Against
compensation of the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LUMEN TECHNOLOGIES, INC. Agenda Number: 935382832
--------------------------------------------------------------------------------------------------------------------------
Security: 550241103 Meeting Type: Annual
Ticker: LUMN Meeting Date: 19-May-2021
ISIN: US5502411037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Quincy L. Allen Mgmt Against Against
1B. Election of Director: Martha Helena Bejar Mgmt Against Against
1C. Election of Director: Peter C. Brown Mgmt For For
1D. Election of Director: Kevin P. Chilton Mgmt For For
1E. Election of Director: Steven T. "Terry" Clontz Mgmt For For
1F. Election of Director: T. Michael Glenn Mgmt For For
1G. Election of Director: W. Bruce Hanks Mgmt For For
1H. Election of Director: Hal Stanley Jones Mgmt For For
1I. Election of Director: Michael Roberts Mgmt For For
1J. Election of Director: Laurie Siegel Mgmt For For
1K. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our independent Mgmt For For
auditor for 2021.
3. Ratify the amendment to our Amended and Restated NOL Mgmt For For
Rights Plan.
4. Advisory vote to approve our executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104 Meeting Type: Annual
Ticker: LYFT Meeting Date: 17-Jun-2021
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt Withheld Against
Valerie Jarrett Mgmt Withheld Against
David Lawee Mgmt Withheld Against
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for our fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
4. A stockholder proposal regarding a report disclosing Shr For Against
certain lobbying expenditures and activities, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935345733
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104 Meeting Type: Annual
Ticker: MTB Meeting Date: 20-Apr-2021
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
Calvin G. Butler, Jr. Mgmt Withheld Against
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt Withheld Against
Leslie V. Godridge Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
René F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Rudina Seseri Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935420238
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104 Meeting Type: Special
Ticker: MTB Meeting Date: 25-May-2021
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION OF M&T BANK CORPORATION ("M&T") TO
EFFECT AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES
OF M&T'S CAPITAL STOCK FROM 251,000,000 TO 270,000,000
AND TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
M&T'S PREFERRED STOCK FROM 1,000,000 TO 20,000,000
(THE "M&T CHARTER AMENDMENT PROPOSAL").
2. TO APPROVE THE ISSUANCE OF M&T COMMON STOCK TO HOLDERS Mgmt For For
OF PEOPLE'S UNITED FINANCIAL, INC. ("PEOPLE'S UNITED")
COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 21, 2021 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG M&T, BRIDGE
MERGER CORP. AND PEOPLE'S UNITED (THE "M&T SHARE
ISSUANCE PROPOSAL").
3. TO ADJOURN THE M&T SPECIAL MEETING, IF NECESSARY OR Mgmt For For
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF,
IMMEDIATELY PRIOR TO SUCH ADJOURNMENT, THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE M&T CHARTER AMENDMENT
PROPOSAL AND/OR THE M&T SHARE ISSUANCE PROPOSAL, OR TO
ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE
ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS
TIMELY PROVIDED TO HOLDERS OF M&T COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935410491
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108 Meeting Type: Annual
Ticker: MKTX Meeting Date: 09-Jun-2021
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Concannon Mgmt For For
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Kourtney Gibson Mgmt For For
1I. Election of Director: Justin G. Gmelich Mgmt For For
1J. Election of Director: Richard G. Ketchum Mgmt For For
1K. Election of Director: Emily H. Portney Mgmt For For
1L. Election of Director: Richard L. Prager Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered public
accounting firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers as disclosed in
the 2021 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935390029
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202 Meeting Type: Annual
Ticker: MAR Meeting Date: 07-May-2021
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. Marriott, Jr. Mgmt For For
1B. ELECTION OF DIRECTOR: Anthony G. Capuano Mgmt For For
1C. ELECTION OF DIRECTOR: Deborah M. Harrison Mgmt For For
1D. ELECTION OF DIRECTOR: Frederick A. Henderson Mgmt For For
1E. ELECTION OF DIRECTOR: Eric Hippeau Mgmt For For
1F. ELECTION OF DIRECTOR: Lawrence W. Kellner Mgmt For For
1G. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1H. ELECTION OF DIRECTOR: Aylwin B. Lewis Mgmt For For
1I. ELECTION OF DIRECTOR: David S. Marriott Mgmt For For
1J. ELECTION OF DIRECTOR: Margaret M. McCarthy Mgmt For For
1K. ELECTION OF DIRECTOR: George Muñoz Mgmt For For
1L. ELECTION OF DIRECTOR: Horacio D. Rozanski Mgmt For For
1M. ELECTION OF DIRECTOR: Susan C. Schwab Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2021.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4A. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY
VOTING STANDARDS: AMENDMENTS TO REMOVE THE
SUPERMAJORITY VOTING STANDARD FOR REMOVAL OF
DIRECTORS.
4B. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY
VOTING STANDARDS: AMENDMENTS TO REMOVE THE
SUPERMAJORITY VOTING STANDARDS FOR FUTURE AMENDMENTS
TO THE CERTIFICATE OF INCORPORATION APPROVED BY OUR
STOCKHOLDERS.
4C. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY
VOTING STANDARDS: AMENDMENTS TO REMOVE THE REQUIREMENT
FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR FUTURE
AMENDMENTS TO CERTAIN BYLAW PROVISIONS.
4D. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY
VOTING STANDARDS: AMENDMENT TO REMOVE THE REQUIREMENT
FOR A SUPERMAJORITY STOCKHOLDER VOTE FOR CERTAIN
TRANSACTIONS.
4E. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS TO REMOVE SUPERMAJORITY
VOTING STANDARDS: AMENDMENT TO REMOVE THE
SUPERMAJORITY VOTING STANDARD FOR CERTAIN BUSINESS
COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935411924
--------------------------------------------------------------------------------------------------------------------------
Security: 57667L107 Meeting Type: Annual
Ticker: MTCH Meeting Date: 15-Jun-2021
ISIN: US57667L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wendi Murdoch Mgmt For For
1B. Election of Director: Glenn Schiffman Mgmt For For
1C. Election of Director: Pamela S. Seymon Mgmt For For
2. To approve the Match Group, Inc. 2021 Global Employee Mgmt For For
Stock Purchase Plan.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Match Group, Inc.'s independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107 Meeting Type: Annual
Ticker: MRNA Meeting Date: 28-Apr-2021
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt Withheld Against
Elizabeth Nabel, M.D. Mgmt Withheld Against
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to approve the Mgmt For For
compensation of our named executive officers.
3. To ratify the appointment of Ernst & Young LLP as our Mgmt Against Against
registered independent public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 03-Jun-2021
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Richard N. Barton
1B. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Rodolphe Belmer
1C. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Bradford L. Smith
1D. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Anne M. Sweeney
2. To ratify the appointment of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Stockholder proposal entitled, "Proposal 4 - Political Shr For Against
Disclosures," if properly presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 - Simple Shr For Against
Majority Vote," if properly presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Proposal Shr For Against
to Improve the Executive Compensation Philosophy," if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109 Meeting Type: Annual
Ticker: NBIX Meeting Date: 19-May-2021
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt For For
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt For For
2. Advisory vote to approve the compensation paid to the Mgmt For For
Company's named executive officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106 Meeting Type: Annual
Ticker: NEM Meeting Date: 28-Apr-2021
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. (Please note that Mgmt Against Against
an Against vote is treated as a Withhold)
1B. Election of Director: Gregory Boyce. (Please note that Mgmt Against Against
an Against vote is treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please note that Mgmt For For
an Against vote is treated as a Withhold)
1D. Election of Director: Maura Clark. (Please note that Mgmt For For
an Against vote is treated as a Withhold)
1E. Election of Director: Matthew Coon Come. (Please note Mgmt For For
that an Against vote is treated as a Withhold)
1F. Election of Director: José Manuel Madero. (Please Mgmt Against Against
note that an Against vote is treated as a Withhold)
1G. Election of Director: René Médori. (Please Mgmt For For
note that an Against vote is treated as a Withhold)
1H. Election of Director: Jane Nelson. (Please note that Mgmt For For
an Against vote is treated as a Withhold)
1I. Election of Director: Thomas Palmer. (Please note that Mgmt For For
an Against vote is treated as a Withhold)
1J. Election of Director: Julio Quintana. (Please note Mgmt For For
that an Against vote is treated as a Withhold)
1K. Election of Director: Susan Story. (Please note that Mgmt For For
an Against vote is treated as a Withhold)
2. Approve, on an Advisory Basis, Named Executive Officer Mgmt For For
Compensation.
3. Ratify Appointment of Independent Registered Public Mgmt For For
Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NOVAVAX, INC. Agenda Number: 935426761
--------------------------------------------------------------------------------------------------------------------------
Security: 670002401 Meeting Type: Annual
Ticker: NVAX Meeting Date: 17-Jun-2021
ISIN: US6700024010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for a Mgmt For For
three-year term expiring at the 2024 Annual Meeting:
Richard H. Douglas, Ph.D.
1B. Election of Class II Director to serve for a Mgmt For For
three-year term expiring at the 2024 Annual Meeting:
Margaret G. McGlynn, R. Ph.
1C. Election of Class II Director to serve for a Mgmt Abstain Against
three-year term expiring at the 2024 Annual Meeting:
David M. Mott
2. The approval, on an advisory basis, of the Mgmt For For
compensation paid to our Named Executive Officers.
3. Amendment and restatement of the Amended and Restated Mgmt For For
Novavax, Inc. 2015 Stock Plan to increase the number
of shares of Common Stock available for issuance
thereunder by 1,500,000 shares.
4. Ratification of certain April 2020 equity awards. Mgmt For For
5. Ratification of certain June 2020 equity awards. Mgmt For For
6. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PENUMBRA, INC. Agenda Number: 935402494
--------------------------------------------------------------------------------------------------------------------------
Security: 70975L107 Meeting Type: Annual
Ticker: PEN Meeting Date: 02-Jun-2021
ISIN: US70975L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Elsesser Mgmt Withheld Against
Harpreet Grewal Mgmt Withheld Against
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
the independent registered public accounting firm for
Penumbra, Inc. for the fiscal year ending December 31,
2021.
3. To approve the Penumbra, Inc. RSU Sub-Plan for France. Mgmt For For
4. To approve, on an advisory basis, the compensation of Mgmt For For
Penumbra, Inc.'s named executive officers as disclosed
in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 935380650
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108 Meeting Type: Annual
Ticker: PCG Meeting Date: 20-May-2021
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl F. Campbell Mgmt For For
1B. Election of Director: Kerry W. Cooper Mgmt For For
1C. Election of Director: Arno L. Harris Mgmt For For
1D. Election of Director: Michael R. Niggli Mgmt For For
1E. Election of Director: Oluwadara J. Treseder Mgmt For For
1F. Election of Director: Benjamin F. Wilson Mgmt For For
2. Ratification of Deloitte and Touche, LLP as the Mgmt For For
Independent Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Management Proposal to Approve the PG&E Corporation Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109 Meeting Type: Annual
Ticker: PSA Meeting Date: 26-Apr-2021
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Gustavson Mgmt For For
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Millstone-Shroff Mgmt For For
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation of Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
4. Approval of the 2021 Equity and Performance-Based Mgmt For For
Incentive Compensation Plan.
5. Approval of the amendment to the Declaration of Trust Mgmt For For
to eliminate cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935360634
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103 Meeting Type: Annual
Ticker: REG Meeting Date: 05-May-2021
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt Against Against
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution approving executive Mgmt For For
compensation for fiscal year 2020.
3. Ratification of appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107 Meeting Type: Annual
Ticker: REGN Meeting Date: 11-Jun-2021
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, M.D. Mgmt For For
1B. Election of Director: Arthur F. Ryan Mgmt Against Against
1C. Election of Director: George L. Sing Mgmt Against Against
1D. Election of Director: Marc Tessier-Lavigne, Ph.D. Mgmt Against Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RINGCENTRAL, INC. Agenda Number: 935432207
--------------------------------------------------------------------------------------------------------------------------
Security: 76680R206 Meeting Type: Annual
Ticker: RNG Meeting Date: 04-Jun-2021
ISIN: US76680R2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vladimir Shmunis Mgmt For For
Kenneth Goldman Mgmt Withheld Against
Michelle McKenna Mgmt For For
Robert Theis Mgmt For For
Allan Thygesen Mgmt For For
Neil Williams Mgmt For For
Mignon Clyburn Mgmt For For
Arne Duncan Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory (non-binding) basis, the Mgmt Against Against
named executive officers' compensation, as disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102 Meeting Type: Annual
Ticker: ROKU Meeting Date: 10-Jun-2021
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until the 2024 Mgmt Abstain Against
annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until the 2024 Mgmt Abstain Against
annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until the 2024 Mgmt For For
annual meeting: Laurie Simon Hodrick
2. Advisory vote to approve our named executive officer Mgmt Against Against
compensation.
3. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 935411215
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103 Meeting Type: Annual
Ticker: RCL Meeting Date: 02-Jun-2021
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Brock Mgmt For For
1B. Election of Director: Richard D. Fain Mgmt For For
1C. Election of Director: Stephen R. Howe, Jr. Mgmt Against Against
1D. Election of Director: William L. Kimsey Mgmt For For
1E. Election of Director: Amy McPherson Mgmt For For
1F. Election of Director: Maritza G. Montiel Mgmt For For
1G. Election of Director: Ann S. Moore Mgmt For For
1H. Election of Director: Eyal M. Ofer Mgmt For For
1I. Election of Director: William K. Reilly Mgmt For For
1J. Election of Director: Vagn O. Sørensen Mgmt For For
1K. Election of Director: Donald Thompson Mgmt For For
1L. Election of Director: Arne Alexander Wilhelmsen Mgmt For For
2. Advisory approval of the Company's compensation of its Mgmt Against Against
named executive officers.
3. Approval of the amendment to the Company's 1994 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2021.
5. The shareholder proposal regarding political Shr For Against
contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935369668
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104 Meeting Type: Annual
Ticker: SGEN Meeting Date: 14-May-2021
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for term expiring in Mgmt For For
2024: Felix J. Baker, Ph.D.
1B. Election of Class II Director for term expiring in Mgmt For For
2024: Clay B. Siegall, Ph.D
1C. Election of Class II Director for term expiring in Mgmt Against Against
2024: Nancy A. Simonian, M.D.
2. Approve, on an advisory basis, the compensation of Mgmt For For
Seagen's named executive officers as disclosed in the
accompanying proxy statement.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as Seagen's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 935360608
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 12-May-2021
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Larry C. Glasscock Mgmt For For
1C. Election of Director: Karen N. Horn, Ph.D. Mgmt Against Against
1D. Election of Director: Allan Hubbard Mgmt For For
1E. Election of Director: Reuben S. Leibowitz Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt For For
1G. Election of Director: Stefan M. Selig Mgmt For For
1H. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For
1I. Election of Director: J. Albert Smith, Jr. Mgmt For For
1J. Election of Director: Marta R. Stewart Mgmt For For
2. An Advisory Vote to Approve the Compensation of our Mgmt For For
Named Executive Officers.
3. Ratification of Ernst & Young LLP as our Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102 Meeting Type: Annual
Ticker: SPOT Meeting Date: 21-Apr-2021
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for the Mgmt For For
financial year ended December 31, 2020 and the
Company's consolidated financial statements for the
financial year ended December 31, 2020.
2. Approve allocation of the Company's annual results for Mgmt For For
the financial year ended December 31, 2020.
3. Grant discharge of the liability of the members of the Mgmt For For
Board of Directors for, and in connection with, the
financial year ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Director) Mgmt For For
4B. Election of Director: Mr. Martin Lorentzon (A Mgmt For For
Director)
4C. Election of Director: Mr. Shishir Samir Mehrotra (A Mgmt For For
Director)
4D. Election of Director: Mr. Christopher Marshall (B Mgmt For For
Director)
4E. Election of Director: Mr. Barry McCarthy (B Director) Mgmt For For
4F. Election of Director: Ms. Heidi O'Neill (B Director) Mgmt For For
4G. Election of Director: Mr. Ted Sarandos (B Director) Mgmt For For
4H. Election of Director: Mr. Thomas Owen Staggs (B Mgmt For For
Director)
4I. Election of Director: Ms. Cristina Mayville Stenbeck Mgmt For For
(B Director)
4J. Election of Director: Ms. Mona Sutphen (B Director) Mgmt For For
4K. Election of Director: Ms. Padmasree Warrior (B Mgmt For For
Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as the Mgmt For For
independent auditor for the period ending at the
general meeting approving the annual accounts for the
financial year ending on December 31, 2021.
6. Approve the directors' remuneration for the year 2021. Mgmt Against Against
7. Authorize the Board to repurchase 10,000,000 shares Mgmt For For
issued by the Company during a period of five years,
for a price that will be determined by the Board
within the following limits: at least the par value
and at the most the fair market value.
8. Authorize and empower each of Mr. Guy Harles and Mr. Mgmt For For
Alexandre Gobert to execute and deliver, under their
sole signature, on behalf of the Company and with full
power of substitution, any documents necessary or
useful in connection with the annual filing and
registration required by the Luxembourg laws.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 09-Jun-2021
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as our independent registered public
accounting firm.
3. Company proposal to approve, on an advisory basis, our Mgmt For For
executive compensation (Say on Pay).
4. Shareholder proposal to amend the proxy access bylaw Shr For Against
to remove the shareholder group limit.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105 Meeting Type: Annual
Ticker: TDOC Meeting Date: 17-May-2021
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: Mgmt Against Against
Christopher Bischoff
1B. Election of Director for a term of one year: Karen L. Mgmt For For
Daniel
1C. Election of Director for a term of one year: Sandra L. Mgmt For For
Fenwick
1D. Election of Director for a term of one year: William Mgmt For For
H. Frist, MD
1E. Election of Director for a term of one year: Jason Mgmt For For
Gorevic
1F. Election of Director for a term of one year: Catherine Mgmt For For
A. Jacobson
1G. Election of Director for a term of one year: Thomas G. Mgmt For For
McKinley
1H. Election of Director for a term of one year: Kenneth Mgmt Against Against
H. Paulus
1I. Election of Director for a term of one year: David Mgmt For For
Shedlarz
1J. Election of Director for a term of one year: Mark Mgmt For For
Douglas Smith, MD
1K. Election of Director for a term of one year: David B. Mgmt For For
Snow, Jr.
2. Approve, on an advisory basis, the compensation of Mgmt For For
Teladoc Health's named executive officers.
3. Ratify the appointment of Ernst & Young LLP as Mgmt For For
Teladoc Health's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. Agenda Number: 935375750
--------------------------------------------------------------------------------------------------------------------------
Security: 100557107 Meeting Type: Annual
Ticker: SAM Meeting Date: 19-May-2021
ISIN: US1005571070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meghan V. Joyce Mgmt Withheld Against
Michael Spillane Mgmt Withheld Against
Jean-Michel Valette Mgmt Withheld Against
2. Advisory vote to approve our Named Executive Officers' Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935357396
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106 Meeting Type: Annual
Ticker: KHC Meeting Date: 06-May-2021
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Abel Mgmt For For
1B. Election of Director: Alexandre Behring Mgmt Against Against
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: João M. Castro-Neves Mgmt For For
1E. Election of Director: Lori Dickerson Fouché Mgmt For For
1F. Election of Director: Timothy Kenesey Mgmt For For
1G. Election of Director: Elio Leoni Sceti Mgmt For For
1H. Election of Director: Susan Mulder Mgmt For For
1I. Election of Director: Miguel Patricio Mgmt For For
1J. Election of Director: John C. Pope Mgmt For For
1K. Election of Director: Alexandre Van Damme Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt Against Against
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935432889
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101 Meeting Type: Annual
Ticker: KR Meeting Date: 24-Jun-2021
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nora A. Aufreiter Mgmt For For
1B. Election of Director: Kevin M. Brown Mgmt For For
1C. Election of Director: Anne Gates Mgmt For For
1D. Election of Director: Karen M. Hoguet Mgmt For For
1E. Election of Director: W. Rodney McMullen Mgmt For For
1F. Election of Director: Clyde R. Moore Mgmt For For
1G. Election of Director: Ronald L. Sargent Mgmt For For
1H. Election of Director: J. Amanda Sourry Knox Mgmt For For
1I. Election of Director: Mark S. Sutton Mgmt For For
1J. Election of Director: Ashok Vemuri Mgmt For For
2. Approval, on an advisory basis, of Kroger's executive Mgmt For For
compensation.
3. Ratification of PricewaterhouseCoopers LLP, as Mgmt For For
auditors.
4. A shareholder proposal, if properly presented, to Shr For Against
issue a report assessing the environmental impacts of
using unrecyclable packaging for private label brands.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 13-May-2021
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Compensation Mgmt For For
3 Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
4 Shareholder Action by Written Consent Shr For Against
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Awards Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VIACOMCBS INC. Agenda Number: 935392097
--------------------------------------------------------------------------------------------------------------------------
Security: 92556H206 Meeting Type: Annual
Ticker: VIAC Meeting Date: 25-May-2021
ISIN: US92556H2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR Mgmt No vote
INFORMATIONAL PURPOSES ONLY
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 935362917
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109 Meeting Type: Annual
Ticker: VMC Meeting Date: 14-May-2021
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Fanning Mgmt For For
1B. Election of Director: J. Thomas Hill Mgmt For For
1C. Election of Director: Cynthia L. Hostetler Mgmt For For
1D. Election of Director: Richard T. O'Brien Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda Number: 935424729
--------------------------------------------------------------------------------------------------------------------------
Security: 942622200 Meeting Type: Annual
Ticker: WSO Meeting Date: 07-Jun-2021
ISIN: US9426222009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George P. Sape Mgmt For For
2. To approve the Watsco, Inc. 2021 Incentive Mgmt Against Against
Compensation Plan.
3. To approve the advisory resolution regarding the Mgmt For For
compensation of our named executive officers.
4. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935395649
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 27-May-2021
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Edouard Ettedgui Mgmt For For
1E. Election of Director: Cyril Han Mgmt For For
1F. Election of Director: Louis T. Hsieh Mgmt For For
1G. Election of Director: Ruby Lu Mgmt For For
1H. Election of Director: Zili Shao Mgmt For For
1I. Election of Director: William Wang Mgmt For For
1J. Election of Director: Min (Jenny) Zhang Mgmt For For
2. Ratification of the Appointment of KPMG Huazhen LLP as Mgmt For For
the Company's Independent Auditor.
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
4. Approval of an Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to Allow
Stockholders Holding 25% of the Company's Outstanding
Shares the Right to Call Special Meetings.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101 Meeting Type: Annual
Ticker: ZM Meeting Date: 17-Jun-2021
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt Withheld Against
Kimberly L. Hammonds Mgmt Withheld Against
Dan Scheinman Mgmt Withheld Against
2. Ratify the appointment of KPMG LLP as our independent Mgmt For For
registered public accounting firm for our fiscal year
ending January 31, 2022.
3. To approve, on an advisory non-binding basis, the Mgmt Against Against
compensation of our named executive officers as
disclosed in our proxy statement.
4. To approve, on an advisory non-binding basis, the Mgmt 1 Year For
frequency of future advisory non-binding votes on the
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102 Meeting Type: Annual
Ticker: ZS Meeting Date: 06-Jan-2021
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt Withheld Against
Amit Sinha Mgmt Withheld Against
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for fiscal year 2021.
3. To approve on a non-binding, advisory basis, the Mgmt Against Against
compensation of our named executive officers.
TST Balanced Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101 Meeting Type: Annual
Ticker: ACN Meeting Date: 03-Feb-2021
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pélisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the compensation of Mgmt For For
our named executive officers.
3. To ratify, in a non-binding vote, the appointment of Mgmt For For
KPMG LLP ("KPMG") as independent auditors of Accenture
and to authorize, in a binding vote, the Audit
Committee of the Board of Directors to determine
KPMG's remuneration.
4. To grant the Board of Directors the authority to issue Mgmt For For
shares under Irish law.
5. To grant the Board of Directors the authority to Mgmt For For
opt-out of pre-emption rights under Irish law.
6. To determine the price range at which Accenture can Mgmt For For
re-allot shares that it acquires as treasury shares
under Irish law.
--------------------------------------------------------------------------------------------------------------------------
ALCON INC. Agenda Number: 935364923
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128 Meeting Type: Annual
Ticker: ALC Meeting Date: 28-Apr-2021
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the operating and financial review of Mgmt For For
Alcon Inc., the annual financial statements of Alcon
Inc. and the consolidated financial statements for
2020.
2. Discharge of the Members of the Board of Directors and Mgmt For For
the Members of the Executive Committee.
3. Appropriation of earnings and declaration of dividend Mgmt For For
as per the balance sheet of Alcon Inc. of December 31,
2020.
4A. Consultative vote on the 2020 Compensation Report. Mgmt Against Against
4B. Binding vote on the maximum aggregate amount of Mgmt For For
compensation of the Board of Directors for the next
term of office, i.e. from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
4C. Binding vote on the maximum aggregate amount of Mgmt For For
compensation of the Executive Committee for the
following financial year, i.e. 2022.
5A. Re-election of the Member of the Board of Director: F. Mgmt For For
Michael Ball (as Member and Chair)
5B. Re-election of the Member of the Board of Director: Mgmt For For
Lynn D. Bleil (as Member)
5C. Re-election of the Member of the Board of Director: Mgmt For For
Arthur Cummings (as Member)
5D. Re-election of the Member of the Board of Director: Mgmt For For
David J. Endicott (as Member)
5E. Re-election of the Member of the Board of Director: Mgmt For For
Thomas Glanzmann (as Member)
5F. Re-election of the Member of the Board of Director: D. Mgmt Against Against
Keith Grossman (as Member)
5G. Re-election of the Member of the Board of Director: Mgmt For For
Scott Maw (as Member)
5H. Re-election of the Member of the Board of Director: Mgmt For For
Karen May (as Member)
5I. Re-election of the Member of the Board of Director: Mgmt For For
Ines Pöschel (as Member)
5J. Re-election of the Member of the Board of Director: Mgmt For For
Dieter Spälti (as Member)
6A. Re-election of the Member of the Compensation Mgmt For For
Committee: Thomas Glanzmann
6B. Re-election of the Member of the Compensation Mgmt Against Against
Committee: D. Keith Grossman
6C. Re-election of the Member of the Compensation Mgmt For For
Committee: Karen May
6D. Re-election of the Member of the Compensation Mgmt For For
Committee: Ines Pöschel
7. Re-election of the independent representative, Mgmt For For
Hartmann Dreyer Attorneys-at-Law.
8. Re-election of the statutory auditors, Mgmt For For
PricewaterhouseCoopers SA, Geneva.
9. NOTE: General instruction in case of new agenda items Mgmt Abstain
or proposals during the Annual General Meeting (please
check one box only) * If you vote FOR, you will be
voting in accordance with the recommendation of the
Board of Directors. ** If you vote ABSTAIN, you will
ABSTAIN from voting.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 26-May-2021
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Huttenlocher Mgmt For For
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Rubinstein Mgmt For For
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Stonesifer Mgmt For For
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY Shr For Against
AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr For Against
DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 04-May-2021
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: Thomas J. Mgmt For For
Baltimore
1B. Election of Director for a term of one year: Charlene Mgmt For For
Barshefsky
1C. Election of Director for a term of one year: John J. Mgmt For For
Brennan
1D. Election of Director for a term of one year: Peter Mgmt For For
Chernin
1E. Election of Director for a term of one year: Ralph de Mgmt For For
la Vega
1F. Election of Director for a term of one year: Michael Mgmt For For
O. Leavitt
1G. Election of Director for a term of one year: Theodore Mgmt For For
J. Leonsis
1H. Election of Director for a term of one year: Karen L. Mgmt For For
Parkhill
1I. Election of Director for a term of one year: Charles Mgmt For For
E. Phillips
1J. Election of Director for a term of one year: Lynn A. Mgmt For For
Pike
1K. Election of Director for a term of one year: Stephen Mgmt For For
J. Squeri
1L. Election of Director for a term of one year: Daniel L. Mgmt For For
Vasella
1M. Election of Director for a term of one year: Lisa W. Mgmt For For
Wardell
1N. Election of Director for a term of one year: Ronald A. Mgmt For For
Williams
1O. Election of Director for a term of one year: Mgmt For For
Christopher D. Young
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent registered public accounting firm
for 2021.
3. Approval, on an advisory basis, of the Company's Mgmt For For
executive compensation.
4. Shareholder proposal relating to action by written Shr For Against
consent.
5. Shareholder proposal relating to annual report on Shr For Against
diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935328939
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 11-Mar-2021
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2021.
3. Advisory vote to approve the compensation of named Mgmt Against Against
executive officers.
4. Stockholder proposal, if properly presented, to adopt Shr For Against
a policy that the Chair of the Board be an Independent
Director.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 23-Feb-2021
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments".
5. A shareholder proposal entitled "Shareholder Proposal Shr Against For
to Improve Executive Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 30-Apr-2021
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. McCallister Mgmt For For
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt Against Against
4. Stockholder Right to Act by Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 26-Jan-2021
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
4. Shareholder proposal seeking to lower the ownership Shr For Against
threshold required to call a special shareholders
meeting, if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 01-May-2021
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the reporting of Shr For Against
climate-related risks and opportunities.
3. Shareholder proposal regarding diversity and inclusion Shr For Against
reporting.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 04-May-2021
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Approval of the Company's 2021 Stock Award and Mgmt For For
Incentive Plan.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Approval of an Amendment to the Certificate of Mgmt For For
Incorporation to Lower the Ownership Threshold for
Special Shareholder Meetings to 15%.
6. Shareholder Proposal on Adoption of a Board Policy Shr For Against
that the Chairperson of the Board be an Independent
Director.
7. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
8. Shareholder Proposal to Lower the Ownership Threshold Shr For Against
for Special Shareholder Meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 26-May-2021
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Jr. Mgmt For For
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as Independent Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
4. Reduce Scope 3 Emissions. Shr For Against
5. Report on Impacts of Net Zero 2050 Scenario. Shr For Against
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr Against For
9. Special Meetings. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105 Meeting Type: Annual
Ticker: CME Meeting Date: 05-May-2021
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Duffy Mgmt For For
1B. Election of Equity Director: Timothy S. Bitsberger Mgmt For For
1C. Election of Equity Director: Charles P. Carey Mgmt For For
1D. Election of Equity Director: Dennis H. Chookaszian Mgmt For For
1E. Election of Equity Director: Bryan T. Durkin Mgmt For For
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Gepsman Mgmt For For
1H. Election of Equity Director: Larry G. Gerdes Mgmt For For
1I. Election of Equity Director: Daniel R. Glickman Mgmt For For
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Lockett Mgmt For For
1L. Election of Equity Director: Deborah J. Lucas Mgmt For For
1M. Election of Equity Director: Terry L. Savage Mgmt For For
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Shepard Mgmt For For
1P. Election of Equity Director: Howard J. Siegel Mgmt For For
1Q. Election of Equity Director: Dennis A. Suskind Mgmt For For
2. Ratification of the appointment of Ernst & Young as Mgmt For For
our independent registered public accounting firm for
2021.
3. Advisory vote on the compensation of our named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 02-Jun-2021
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our independent Mgmt For For
auditors.
4. Shareholder Proposal: To conduct independent Shr Against For
investigation and report on risks posed by failing to
prevent sexual harassment.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 13-May-2021
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
registered public accounting firm for 2021.
3. Say on Pay, a proposal to approve, on an advisory Mgmt For For
basis, the Company's executive compensation.
4. Stockholder proposal for reducing the threshold for Shr For Against
our stockholder right to act by written consent.
5. Stockholder proposal regarding our independent Board Shr Against For
Chair.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 24-Feb-2021
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 28-Apr-2021
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthère I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation. Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2021.
4. Amendment and Restatement of the Company's Certificate Mgmt For For
of Incorporation to Decrease the Ownership Threshold
for Stockholders to Call a Special Meeting.
5. Right to Act by Written Consent. Shr For Against
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935381020
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Contested Annual
Ticker: XOM Meeting Date: 26-May-2021
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Goff Mgmt For For
Kaisa Hietala Mgmt For For
Alexander A. Karsner Mgmt For For
Anders Runevad Mgmt Withheld Against
MGT NOM. M.J. Angelakis Mgmt For For
MGT NOM. Susan K. Avery Mgmt For For
MGT NOM. Angela F Braly Mgmt For For
MGT NOM. Ursula M Burns Mgmt For For
MGT NOM. K. C. Frazier Mgmt For For
MGT NOM. J. L. Hooley Mgmt For For
MGT NOM. J. W. Ubben Mgmt For For
MGT NOM. D. W. Woods Mgmt For For
2. Company proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm to audit
the Company's financial statements for 2021.
3. Company proposal to approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named Executive
Officers.
4. Independent Chairman Mgmt Against Against
5. Special Shareholder Meetings Mgmt For For
6. Report on Scenario Analysis Mgmt For For
7. Report on Environment Expenditures Mgmt Against Against
8. Report on Political Contributions Mgmt For For
9. Report on Lobbying Mgmt For For
10. Report on Climate Lobbying Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 21-Sep-2020
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA GRIFFITH Mgmt For For
1C. Election of Director: JOHN C. ("CHRIS") INGLIS Mgmt For For
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratify the appointment of Ernst & Young LLP as Mgmt For For
FedEx's independent registered public accounting firm
for fiscal year 2021.
4. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
5. Stockholder proposal regarding political disclosure. Shr For Against
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
7. Stockholder proposal regarding shareholder right to Shr For Against
act by written consent.
8. Stockholder proposal regarding integrating ESG metrics Shr Against For
into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935278843
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105 Meeting Type: Annual
Ticker: FOXA Meeting Date: 12-Nov-2020
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR Mgmt No vote
INFORMATIONAL PURPOSES ONLY.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 05-May-2021
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Independent Mgmt For For
Auditors.
3. Advisory Vote to approve Executive Compensation. Mgmt For For
4. Shareholder Proposal to reduce the ownership threshold Shr For Against
required to call a Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935354237
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101 Meeting Type: Annual
Ticker: HCA Meeting Date: 28-Apr-2021
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Jr Mgmt For For
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
our independent registered public accounting firm for
the year ending December 31, 2021.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Stockholder proposal, if properly presented at the Shr For Against
meeting, requesting that the Board of Directors take
the steps necessary to allow stockholders to act by
written consent.
5. Stockholder proposal, if properly presented at the Shr Against For
meeting, requesting a report on the feasibility of
increasing the impact of quality metrics on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203 Meeting Type: Annual
Ticker: HLT Meeting Date: 19-May-2021
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Nassetta Mgmt For For
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2021.
3. Approval, in a non-binding advisory vote, of the Mgmt Against Against
compensation paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 21-May-2021
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 04-May-2021
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2021
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 27-Apr-2021
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Thomas Buberl Mgmt For For
1B. Election of Director for one year term: Michael L. Mgmt For For
Eskew
1C. Election of Director for one year term: David N. Farr Mgmt For For
1D. Election of Director for one year term: Alex Gorsky Mgmt For For
1E. Election of Director for one year term: Michelle J. Mgmt For For
Howard
1F. Election of Director for one year term: Arvind Krishna Mgmt For For
1G. Election of Director for one year term: Andrew N. Mgmt For For
Liveris
1H. Election of Director for one year term: F. William Mgmt For For
McNabb III
1I. Election of Director for one year term: Martha E. Mgmt For For
Pollack
1J. Election of Director for one year term: Joseph R. Mgmt For For
Swedish
1K. Election of Director for one year term: Peter R. Voser Mgmt For For
1L. Election of Director for one year term: Frederick H. Mgmt For For
Waddell
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal Requesting the Company Publish Shr For For
Annually a Report Assessing its Diversity, Equity and
Inclusion Efforts.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106 Meeting Type: Annual
Ticker: JD Meeting Date: 23-Jun-2021
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Company's dual foreign name.
2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Second Amended and Restated
Memorandum of Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 22-Apr-2021
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt Against Against
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Access to Shr For Against
COVID-19 Vaccines and Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935392869
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 27-May-2021
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bagué Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Tina Ju Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Jeetendra I. Patel Mgmt For For
1I. Election of Director: Sheila A. Penrose Mgmt For For
1J. Election of Director: Ann Marie Petach Mgmt For For
1K. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation.
3. Approval of the Amended and Restated 2019 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 18-May-2021
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Approval of Amended and Restated Long-Term Incentive Mgmt For For
Plan effective May 18, 2021.
4. Ratification of independent registered public Mgmt For For
accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr For Against
8. Political and electioneering expenditure congruency Shr For Against
report.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 25-May-2021
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Lavizzo-Mourey Mgmt For For
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of the Company's Mgmt For For
independent registered public accounting firm for
2021.
4. Shareholder proposal concerning a shareholder right to Shr For Against
act by written consent.
5. Shareholder proposal regarding access to COVID-19 Shr For Against
products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 15-Jun-2021
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2021.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. To consider a stockholder proposal regarding a by-law Shr Against For
amendment for an annual vote and report on climate
change; if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 03-Jun-2021
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Richard N. Barton
1B. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Rodolphe Belmer
1C. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Bradford L. Smith
1D. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Anne M. Sweeney
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Stockholder proposal entitled, "Proposal 4 - Political Shr For Against
Disclosures," if properly presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 - Simple Shr For Against
Majority Vote," if properly presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Proposal Shr Against For
to Improve the Executive Compensation Philosophy," if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 04-Nov-2020
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Named Mgmt Against Against
Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Incentive Mgmt For For
Plan.
4. Ratification of Selection of Independent Registered Mgmt For For
Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
6. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935278487
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104 Meeting Type: Annual
Ticker: PH Meeting Date: 28-Oct-2020
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda A. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Åke Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending June 30, 2021.
3. Approval of, on a non-binding, advisory basis, the Mgmt For For
compensation of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 05-May-2021
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt For For
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year 2021.
3. Advisory approval of the Company's executive Mgmt For For
compensation.
4. Shareholder Proposal - Special Shareholder Meeting Shr For Against
Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Public Shr Against For
Health.
6. Shareholder Proposal - Report on External Public Shr Against For
Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 05-May-2021
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: André Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan José Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Compensation. Mgmt For For
3. Ratification of the Selection of Independent Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 26-Apr-2021
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1G. Election of Director: Margaret L. O'Sullivan Mgmt For For
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1N. Election of Director: Robert O. Work Mgmt Against Against
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Executive Mgmt For For
Annual Incentive Plan.
5. Approve Amendment to the Raytheon Technologies Mgmt For For
Corporation 2018 Long-Term Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Bylaw. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 10-Jun-2021
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to increase the number of shares reserved for
issuance.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive officers.
5. A stockholder proposal requesting that the Board of Shr Against For
Directors take steps necessary to transition
Salesforce to a Public Benefit Corporation, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 07-Apr-2021
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Chevardière Mgmt For For
1.2 Election of Director: Miguel M. Galuccio Mgmt For For
1.3 Election of Director: Olivier Le Peuch Mgmt For For
1.4 Election of Director: Tatiana A. Mitrova Mgmt For For
1.5 Election of Director: Maria M. Hanssen Mgmt For For
1.6 Election of Director: Mark G. Papa Mgmt For For
1.7 Election of Director: Henri Seydoux Mgmt For For
1.8 Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2020; our consolidated statement of
income for the year ended December 31, 2020; and our
Board of Directors' declarations of dividends in 2020,
as reflected in our 2020 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2021.
5. Approval of an amendment and restatement of the 2017 Mgmt For For
Schlumberger Omnibus Stock Incentive Plan.
6. Approval of an amendment and restatement of the Mgmt For For
Schlumberger Discounted Stock Purchase Plan.
7. Approval of an amendment and restatement of the 2004 Mgmt For For
Stock and Deferral Plan for Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935345101
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2021
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn A. Byrne Mgmt For For
1B. Election of Director: Maggie Timoney Mgmt For For
1C. Election of Director: George Tsunis Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
5. Approval to amend the Bank's Organization Certificate Mgmt For For
to increase the authorized common stock of the Bank.
6. Approval to amend the 2004 Equity Plan to increase the Mgmt For For
number of shares of the Bank's common stock.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100 Meeting Type: Annual
Ticker: SSNC Meeting Date: 19-May-2021
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan E. Michael Mgmt For For
2. The approval of the compensation of the named Mgmt For For
executive officers.
3. The ratification of PricewaterhouseCoopers LLP as Mgmt For For
SS&C's independent registered public accounting firm
for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 17-Mar-2021
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Jr. Mgmt For For
1B. Election of Director: Rosalind G. Brewer (Withdrawn) Mgmt Abstain Against
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jørgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our executive officer Mgmt Against Against
compensation.
3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935359972
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101 Meeting Type: Annual
Ticker: SYK Meeting Date: 05-May-2021
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Mary K. Brainerd Mgmt For For
1B) Election of Director: Giovanni Caforio, M.D. Mgmt For For
1C) Election of Director: Srikant M. Datar, Ph.D. Mgmt For For
1D) Election of Director: Allan C. Golston (Lead Mgmt For For
Independent Director)
1E) Election of Director: Kevin A. Lobo (Chair of the Mgmt For For
Board and Chief Executive Officer)
1F) Election of Director: Sherilyn S. McCoy Mgmt For For
1G) Election of Director: Andrew K. Silvernail Mgmt For For
1H) Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I) Election of Director: Ronda E. Stryker Mgmt For For
1J) Election of Director: Rajeev Suri Mgmt For For
2. Ratification of Appointment of our Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
4. Shareholder Proposal Regarding Workforce Involvement Shr Against For
in Corporate Governance.
5. Shareholder Proposal Regarding Right to Call Special Shr For Against
Meetings
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 22-Apr-2021
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2021.
4. Stockholder proposal to permit shareholder action by Shr For Against
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935340884
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 20-Apr-2021
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Lynne M. Doughtie Mgmt For For
1D. Election of Director: Edmund P. Giambastiani Jr. Mgmt For For
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Lawrence W. Kellner Mgmt For For
1H. Election of Director: Steven M. Mollenkopf Mgmt For For
1I. Election of Director: John M. Richardson Mgmt For For
1J. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Executive Officer Mgmt For For
Compensation.
3. Ratify the Appointment of Deloitte & Touche LLP as Mgmt For For
Independent Auditor for 2021.
4. Additional Report on Lobbying Activities. Shr For Against
5. Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 29-Apr-2021
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay).
3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against
Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2021.
5. Shareholder Proposal Regarding Shareholder Right to Shr For Against
Act by Written Consent.
6. Shareholder Proposal Regarding a Report on the Effects Shr For Against
of the Use of Mandatory Arbitration.
7. Shareholder Proposal Regarding Conversion to a Public Shr Against For
Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 13-Oct-2020
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Jr. Mgmt For For
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve the Company's Executive Mgmt For For
Compensation (the "Say on Pay" vote).
4. Approval of The Procter & Gamble Company International Mgmt For For
Stock Ownership Plan, As Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Eliminate Shr For Against
Deforestation.
6. Shareholder Proposal - Annual Report on Diversity. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 09-Mar-2021
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Lagomasino Mgmt For For
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2021.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
5. Shareholder proposal requesting non-management Shr Against For
employees on director nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107 Meeting Type: Special
Ticker: TCOM Meeting Date: 18-Mar-2021
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of the Mgmt For For
175,000,000 issued and unissued ordinary shares of a
nominal or par value of US$0.01 each in the capital of
the Company be and is hereby subdivided into eight
ordinary shares of a nominal or par value of
US$0.00125 each in the capital of the Company (the
"Subdivision"), such that, following the Subdivision,
the authorised share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000 ordinary
shares of a nominal or par value of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 07-Jun-2021
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2021.
4. Approval of an amendment to the UnitedHealth Group Mgmt For For
1993 Employee Stock Purchase Plan.
5. If properly presented at the 2021 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal set forth in
the proxy statement requesting a reduction of the
share ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 26-Jan-2021
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of compensation paid Mgmt For For
to our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Incentive Mgmt For For
Compensation Plan, as amended and restated.
5. Approval of an amendment to our Certificate of Mgmt For For
Incorporation to enable the adoption of a special
meeting right for Class A common stockholders.
6. To vote on a stockholder proposal requesting Shr For Against
stockholders' right to act by written consent, if
properly presented.
7. To vote on a stockholder proposal to amend our Shr Against For
principles of executive compensation program, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 08-Jun-2021
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2022.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future advisory votes concerning the compensation of
our named executive officers.
TST Dynamic Diversified Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TST Dynamic Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TST Dynamic Global Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TST Flexible Income Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME Agenda Number: 935238635
--------------------------------------------------------------------------------------------------------------------------
Security: 018828707 Meeting Type: Annual
Ticker: NCVPRA Meeting Date: 09-Jul-2020
ISIN: US0188287074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Sarah E. Cogan Mgmt For For
1B. Election of Trustee: Davey S. Scoon Mgmt For For
1C. Election of Trustee: James A. Jacobson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME Agenda Number: 935277322
--------------------------------------------------------------------------------------------------------------------------
Security: 018828707 Meeting Type: Special
Ticker: NCVPRA Meeting Date: 25-Feb-2021
ISIN: US0188287074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of a new Investment Advisory Agreement with Mgmt For For
Virtus Investment Advisers, Inc. by Shareholders of
AllianzGI Convertible & Income Fund (NCV).
2. Approval of a new Subadvisory Agreement by and among Mgmt For For
the Fund, Virtus Investment Advisers, Inc. and Allianz
Global Investors U.S. LLC by Shareholders of AllianzGI
Convertible & Income Fund (NCV).
3. The transaction of such other business as may properly Mgmt For For
come before the Special Meeting and any adjournment(s)
or postponement(s) thereof.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935237330
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107 Meeting Type: Annual
Ticker: HYT Meeting Date: 27-Jul-2020
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt For For
Michael J. Castellano Mgmt For For
Catherine A. Lynch Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 935237823
--------------------------------------------------------------------------------------------------------------------------
Security: 092508100 Meeting Type: Annual
Ticker: BTZ Meeting Date: 27-Jul-2020
ISIN: US0925081004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
R. Glenn Hubbard Mgmt For For
John M. Perlowski Mgmt For For
W. Carl Kester Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935237330
--------------------------------------------------------------------------------------------------------------------------
Security: 09255R202 Meeting Type: Annual
Ticker: DSU Meeting Date: 27-Jul-2020
ISIN: US09255R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt For For
Michael J. Castellano Mgmt For For
Catherine A. Lynch Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK LTD DURATION INCOME TR Agenda Number: 935237823
--------------------------------------------------------------------------------------------------------------------------
Security: 09249W101 Meeting Type: Annual
Ticker: BLW Meeting Date: 27-Jul-2020
ISIN: US09249W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
R. Glenn Hubbard Mgmt For For
John M. Perlowski Mgmt For For
W. Carl Kester Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNICIPAL INCOME TRUST Agenda Number: 935237835
--------------------------------------------------------------------------------------------------------------------------
Security: 09248F109 Meeting Type: Annual
Ticker: BFK Meeting Date: 27-Jul-2020
ISIN: US09248F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
R. Glenn Hubbard Mgmt For For
John M. Perlowski Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIVEST FUND INC Agenda Number: 935238560
--------------------------------------------------------------------------------------------------------------------------
Security: 09253R105 Meeting Type: Annual
Ticker: MVF Meeting Date: 27-Jul-2020
ISIN: US09253R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
Richard E. Cavanagh Mgmt For For
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt For For
R. Glenn Hubbard Mgmt For For
Catherine A. Lynch Mgmt For For
John M. Perlowski Mgmt For For
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 935238560
--------------------------------------------------------------------------------------------------------------------------
Security: 09254E103 Meeting Type: Annual
Ticker: MYI Meeting Date: 27-Jul-2020
ISIN: US09254E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt For For
Richard E. Cavanagh Mgmt For For
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt For For
R. Glenn Hubbard Mgmt For For
Catherine A. Lynch Mgmt For For
John M. Perlowski Mgmt For For
Karen P. Robards Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS LIMITED Agenda Number: 935356522
--------------------------------------------------------------------------------------------------------------------------
Security: 19248C105 Meeting Type: Annual
Ticker: LDP Meeting Date: 22-Apr-2021
ISIN: US19248C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George Grossman Mgmt For For
Jane F. Magpiong Mgmt For For
Robert H. Steers Mgmt For For
C. Edward Ward, Jr. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE INSD. MUN BD FD Agenda Number: 935312556
--------------------------------------------------------------------------------------------------------------------------
Security: 27827X101 Meeting Type: Special
Ticker: EIM Meeting Date: 23-Feb-2021
ISIN: US27827X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Approval of a new investment advisory agreement with Mgmt For For
Eaton Vance Management to continue to serve as the
Fund's investment adviser.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935337293
--------------------------------------------------------------------------------------------------------------------------
Security: 33738E109 Meeting Type: Annual
Ticker: FSD Meeting Date: 08-Apr-2021
ISIN: US33738E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Erickson Mgmt For For
Thomas R. Kadlec Mgmt For For
2. If properly presented at the Meeting, a shareholder Shr Against For
proposal to terminate all investment advisory and
management agreements pertaining to the Fund.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST INTERMEDIATE Agenda Number: 935361636
--------------------------------------------------------------------------------------------------------------------------
Security: 33718W103 Meeting Type: Annual
Ticker: FPF Meeting Date: 26-Apr-2021
ISIN: US33718W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Erickson Mgmt For For
Thomas R. Kadlec Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935248319
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107 Meeting Type: Annual
Ticker: VVR Meeting Date: 07-Aug-2020
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
Beth Ann Brown Mgmt For For
Anthony J. LaCava, Jr. Mgmt For For
Joel W. Motley Mgmt For For
Teresa M. Ressel Mgmt For For
Christopher L. Wilson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREMIUM DIVIDEND FUND Agenda Number: 935312330
--------------------------------------------------------------------------------------------------------------------------
Security: 41013T105 Meeting Type: Annual
Ticker: PDT Meeting Date: 16-Feb-2021
ISIN: US41013T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles L. Bardelis Mgmt For For
Peter S. Burgess Mgmt For For
Marianne Harrison Mgmt For For
Frances G. Rathke Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 935194756
--------------------------------------------------------------------------------------------------------------------------
Security: 95768B107 Meeting Type: Special
Ticker: HYI Meeting Date: 06-Jul-2020
ISIN: US95768B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a New Management Agreement with Legg Mason Mgmt For For
Partners Fund Advisor, LLC.
2C. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company, LLC.
2D. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company Limited.
2E. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company Ltd.
2F. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company Pte. Ltd.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 935273918
--------------------------------------------------------------------------------------------------------------------------
Security: 95768B107 Meeting Type: Annual
Ticker: HYI Meeting Date: 23-Oct-2020
ISIN: US95768B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve until the 2023 Mgmt For For
Annual Meeting of Stockholders: Robert D. Agdern
1.2 Election of Class III Director to serve until the 2023 Mgmt For For
Annual Meeting of Stockholders: Eileen A. Kamerick
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as the Fund's independent registered public
accountants for the fiscal year ending May 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935245541
--------------------------------------------------------------------------------------------------------------------------
Security: 670657105 Meeting Type: Annual
Ticker: NEA Meeting Date: 05-Aug-2020
ISIN: US6706571055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935245541
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101 Meeting Type: Annual
Ticker: NAD Meeting Date: 05-Aug-2020
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
John K. Nelson Mgmt For For
Terence J. Toth Mgmt For For
Robert L. Young Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935248319
--------------------------------------------------------------------------------------------------------------------------
Security: 46132C107 Meeting Type: Annual
Ticker: VMO Meeting Date: 07-Aug-2020
ISIN: US46132C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
Beth Ann Brown Mgmt For For
Anthony J. LaCava, Jr. Mgmt For For
Joel W. Motley Mgmt For For
Teresa M. Ressel Mgmt For For
Christopher L. Wilson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935248319
--------------------------------------------------------------------------------------------------------------------------
Security: 46131J103 Meeting Type: Annual
Ticker: VKQ Meeting Date: 07-Aug-2020
ISIN: US46131J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
Beth Ann Brown Mgmt For For
Anthony J. LaCava, Jr. Mgmt For For
Joel W. Motley Mgmt For For
Teresa M. Ressel Mgmt For For
Christopher L. Wilson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935246036
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105 Meeting Type: Annual
Ticker: EAD Meeting Date: 10-Aug-2020
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Isaiah Harris, Jr. Mgmt For For
David F. Larcker Mgmt For For
Olivia S. Mitchell Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935196130
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109 Meeting Type: Contested Special
Ticker: HIO Meeting Date: 06-Jul-2020
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a New Management Agreement with Legg Mason Mgmt For For
Partners Fund Advisor, LLC.
2C. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company, LLC.
2D. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company Limited.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935342078
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109 Meeting Type: Annual
Ticker: HIO Meeting Date: 09-Apr-2021
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve until the 2024 Mgmt For For
Annual Meeting of Stockholders: Paolo M. Cucchi
1.2 Election of Class II Director to serve until the 2024 Mgmt For For
Annual Meeting of Stockholders: Eileen A. Kamerick
1.3 Election of Class II Director to serve until the 2024 Mgmt For For
Annual Meeting of Stockholders: Jane Trust
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as the Fund's independent registered public
accountants for the fiscal year ending September 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 935196154
--------------------------------------------------------------------------------------------------------------------------
Security: 95766J102 Meeting Type: Contested Special
Ticker: HIX Meeting Date: 06-Jul-2020
ISIN: US95766J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a New Management Agreement with Legg Mason Mgmt For For
Partners Fund Advisor, LLC.
2C. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company, LLC.
2D. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company Limited.
2F. To approve a New Subadvisory Agreement with: Western Mgmt For For
Asset Management Company Pte. Ltd.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 935275013
--------------------------------------------------------------------------------------------------------------------------
Security: 95766J102 Meeting Type: Annual
Ticker: HIX Meeting Date: 23-Oct-2020
ISIN: US95766J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve until 2023 Mgmt For For
Annual Meeting of Stockholders: Robert D. Agdern
1.2 Election of Class I Director to serve until 2023 Mgmt For For
Annual Meeting of Stockholders: Daniel P. Cronin
1.3 Election of Class I Director to serve until 2023 Mgmt For For
Annual Meeting of Stockholders: Eileen A. Kamerick
1.4 Election of Class II Director to serve until 2021 Mgmt For For
Annual Meeting of Stockholders: Paolo M. Cucchi
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as the Fund's independent registered public
accountants for the fiscal year ending April 30, 2021.
TST Focused Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 935425252
--------------------------------------------------------------------------------------------------------------------------
Security: 01748X102 Meeting Type: Annual
Ticker: ALGT Meeting Date: 23-Jun-2021
ISIN: US01748X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maurice J. Gallagher, Jr. Mgmt For For
1B. Election of Director: Montie Brewer Mgmt For For
1C. Election of Director: Gary Ellmer Mgmt For For
1D. Election of Director: Ponder Harrison Mgmt For For
1E. Election of Director: Linda A. Marvin Mgmt For For
1F. Election of Director: Charles W. Pollard Mgmt For For
1G. Election of Director: John Redmond Mgmt For For
2. Approval of advisory resolution approving executive Mgmt For For
compensation.
3. Ratification of KPMG LLP as independent registered Mgmt For For
public accountants.
4. Stockholder proposal regarding right to call a Special Shr For Against
Meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 26-May-2021
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Huttenlocher Mgmt For For
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Rubinstein Mgmt For For
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Stonesifer Mgmt For For
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY Shr For Against
AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr For Against
DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICOLD REALTY TRUST Agenda Number: 935368109
--------------------------------------------------------------------------------------------------------------------------
Security: 03064D108 Meeting Type: Annual
Ticker: COLD Meeting Date: 19-May-2021
ISIN: US03064D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: Fred W. Boehler
1B. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: George J. Alburger, Jr.
1C. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: Kelly H. Barrett
1D. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: Antonio F. Fernandez
1E. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: James R. Heistand
1F. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: David J. Neithercut
1G. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: Mark R. Patterson
1H. Election of Trustee to hold office until the Annual Mgmt For For
Meeting in 2022: Andrew P. Power
2. Advisory Vote on Compensation of Named Executive Mgmt For For
Officers (Say- On-Pay).
3. Ratification of Ernst & Young LLP as our Independent Mgmt For For
Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935328939
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 11-Mar-2021
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2021.
3. Advisory vote to approve the compensation of named Mgmt Against Against
executive officers.
4. Stockholder proposal, if properly presented, to adopt Shr For Against
a policy that the Chair of the Board be an Independent
Director.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 23-Feb-2021
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments".
5. A shareholder proposal entitled "Shareholder Proposal Shr Against For
to Improve Executive Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
AVNET, INC. Agenda Number: 935271281
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103 Meeting Type: Annual
Ticker: AVT Meeting Date: 17-Nov-2020
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Carlo Bozotti Mgmt For For
1C. Election of Director: Michael A. Bradley Mgmt For For
1D. Election of Director: Brenda L. Freeman Mgmt For For
1E. Election of Director: Jo Ann Jenkins Mgmt For For
1F. Election of Director: Oleg Khaykin Mgmt For For
1G. Election of Director: James A. Lawrence Mgmt For For
1H. Election of Director: Avid Modjtabai Mgmt For For
1I. Election of Director: Adalio T. Sanchez Mgmt For For
1J. Election of Director: William H. Schumann III Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm for the
fiscal year ending July 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 20-Apr-2021
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an advisory, Mgmt For For
nonbinding "Say on Pay" resolution).
3. Ratifying the appointment of our independent Mgmt For For
registered public accounting firm for 2021.
4. Amending and restating the Bank of America Corporation Mgmt For For
Key Employee Equity Plan.
5. Shareholder proposal requesting amendments to our Shr For Against
proxy access by law.
6. Shareholder proposal requesting amendments to allow Shr For Against
shareholders to act by written consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial equity audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 01-May-2021
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the reporting of Shr For Against
climate-related risks and opportunities.
3. Shareholder proposal regarding diversity and inclusion Shr For Against
reporting.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 04-May-2021
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Approval of the Company's 2021 Stock Award and Mgmt For For
Incentive Plan.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Approval of an Amendment to the Certificate of Mgmt For For
Incorporation to Lower the Ownership Threshold for
Special Shareholder Meetings to 15%.
6. Shareholder Proposal on Adoption of a Board Policy Shr For Against
that the Chairperson of the Board be an Independent
Director.
7. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
8. Shareholder Proposal to Lower the Ownership Threshold Shr For Against
for Special Shareholder Meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC. Agenda Number: 935400197
--------------------------------------------------------------------------------------------------------------------------
Security: 169905106 Meeting Type: Annual
Ticker: CHH Meeting Date: 07-May-2021
ISIN: US1699051066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian B. Bainum Mgmt For For
1.2 Election of Director: Stewart W. Bainum, Jr. Mgmt For For
1.3 Election of Director: William L. Jews Mgmt For For
1.4 Election of Director: Monte J.M. Koch Mgmt For For
1.5 Election of Director: Liza K. Landsman Mgmt For For
1.6 Election of Director: Patrick S. Pacious Mgmt For For
1.7 Election of Director: Ervin R. Shames Mgmt For For
1.8 Election of Director: Maureen D. Sullivan Mgmt For For
1.9 Election of Director: John P. Tague Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt Against Against
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 02-Jun-2021
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our independent Mgmt For For
auditors.
4. Shareholder Proposal: To conduct independent Shr Against For
investigation and report on risks posed by failing to
prevent sexual harassment.
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC. Agenda Number: 935280026
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106 Meeting Type: Contested Annual
Ticker: CBRL Meeting Date: 19-Nov-2020
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Barr Mgmt For For
Carl T. Berquist Mgmt For For
Sandra B. Cochran Mgmt For For
Meg G. Crofton Mgmt For For
Gilbert R. Dávila Mgmt For For
Norman E. Johnson Mgmt Withheld Against
William W. McCarten Mgmt For For
Coleman H. Peterson Mgmt For For
Gisel Ruiz Mgmt For For
Andrea M. Weiss Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt Against Against
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE CRACKER BARREL OLD COUNTRY STORE, INC. Mgmt For For
2020 OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2021 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 24-Feb-2021
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 28-Apr-2021
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthère I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation. Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2021.
4. Amendment and Restatement of the Company's Certificate Mgmt For For
of Incorporation to Decrease the Ownership Threshold
for Stockholders to Call a Special Meeting.
5. Right to Act by Written Consent. Shr For Against
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935381020
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Contested Annual
Ticker: XOM Meeting Date: 26-May-2021
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Goff Mgmt For For
Kaisa Hietala Mgmt For For
Alexander A. Karsner Mgmt For For
Anders Runevad Mgmt Withheld Against
MGT NOM. M.J. Angelakis Mgmt For For
MGT NOM. Susan K. Avery Mgmt For For
MGT NOM. Angela F Braly Mgmt For For
MGT NOM. Ursula M Burns Mgmt For For
MGT NOM. K. C. Frazier Mgmt For For
MGT NOM. J. L. Hooley Mgmt For For
MGT NOM. J. W. Ubben Mgmt For For
MGT NOM. D. W. Woods Mgmt For For
2. Company proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm to audit
the Company's financial statements for 2021.
3. Company proposal to approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named Executive
Officers.
4. Independent Chairman Mgmt Against Against
5. Special Shareholder Meetings Mgmt For For
6. Report on Scenario Analysis Mgmt For For
7. Report on Environment Expenditures Mgmt Against Against
8. Report on Political Contributions Mgmt For For
9. Report on Lobbying Mgmt For For
10. Report on Climate Lobbying Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 21-Sep-2020
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA GRIFFITH Mgmt For For
1C. Election of Director: JOHN C. ("CHRIS") INGLIS Mgmt For For
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratify the appointment of Ernst & Young LLP as FedEx's Mgmt For For
independent registered public accounting firm for
fiscal year 2021.
4. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
5. Stockholder proposal regarding political disclosure. Shr For Against
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
7. Stockholder proposal regarding shareholder right to Shr For Against
act by written consent.
8. Stockholder proposal regarding integrating ESG metrics Shr Against For
into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC. Agenda Number: 935363553
--------------------------------------------------------------------------------------------------------------------------
Security: 339750101 Meeting Type: Annual
Ticker: FND Meeting Date: 12-May-2021
ISIN: US3397501012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Norman Axelrod Mgmt For For
1b. Election of Director: Ryan Marshall Mgmt For For
1c. Election of Director: Richard Sullivan Mgmt For For
1d. Election of Director: Felicia Thornton Mgmt For For
2. Ratify the appointment of Ernst & Young LLP as Mgmt For For
independent auditors for the Company's 2021 fiscal
year.
3. To approve, by non-binding vote, the compensation paid Mgmt For For
to the Company's named executive officers.
4. To approve the amendment of our Restated Certificate Mgmt For For
of Incorporation (our "Charter") to declassify our
board of directors.
5. To approve the amendment of our Charter to eliminate Mgmt For For
supermajority voting requirements and other obsolete
provisions, including the elimination of Class B
Common Stock and Class C Common Stock.
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935278843
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105 Meeting Type: Annual
Ticker: FOXA Meeting Date: 12-Nov-2020
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR Mgmt No vote
INFORMATIONAL PURPOSES ONLY.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935368995
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109 Meeting Type: Annual
Ticker: FTDR Meeting Date: 12-May-2021
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Richard P. Fox Mgmt For For
1B. Election of Class II Director: Brian P. McAndrews Mgmt For For
1C. Election of Class II Director: Rexford J. Tibbens Mgmt For For
1D. Election of Class III Director: Anna C. Catalano Mgmt For For
1E. Election of Class III Director: William C. Cobb Mgmt For For
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve the Company's named executive Mgmt For For
officer compensation.
4. To approve amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to eliminate
certain supermajority voting requirements and clarify
provisions related to advancement of expenses.
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935354237
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101 Meeting Type: Annual
Ticker: HCA Meeting Date: 28-Apr-2021
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Jr Mgmt For For
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Stockholder proposal, if properly presented at the Shr For Against
meeting, requesting that the Board of Directors take
the steps necessary to allow stockholders to act by
written consent.
5. Stockholder proposal, if properly presented at the Shr Against For
meeting, requesting a report on the feasibility of
increasing the impact of quality metrics on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 935369973
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108 Meeting Type: Annual
Ticker: HXL Meeting Date: 10-May-2021
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt For For
1B. Election of Director: Jeffrey C. Campbell Mgmt For For
1C. Election of Director: Cynthia M. Egnotovich Mgmt For For
1D. Election of Director: Thomas A. Gendron Mgmt For For
1E. Election of Director: Dr. Jeffrey A. Graves Mgmt For For
1F. Election of Director: Guy C. Hachey Mgmt For For
1G. Election of Director: Dr. Marilyn L. Minus Mgmt For For
1H. Election of Director: Catherine A. Suever Mgmt For For
2. Advisory non-binding vote to approve 2020 executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the independent registered public accounting firm
for 2021.
4. Approval of the amendment and restatement of the 2016 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203 Meeting Type: Annual
Ticker: HLT Meeting Date: 19-May-2021
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Nassetta Mgmt For For
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2021.
3. Approval, in a non-binding advisory vote, of the Mgmt Against Against
compensation paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 04-May-2021
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2021
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 27-Apr-2021
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Thomas Buberl Mgmt For For
1B. Election of Director for one year term: Michael L. Mgmt For For
Eskew
1C. Election of Director for one year term: David N. Farr Mgmt For For
1D. Election of Director for one year term: Alex Gorsky Mgmt For For
1E. Election of Director for one year term: Michelle J. Mgmt For For
Howard
1F. Election of Director for one year term: Arvind Krishna Mgmt For For
1G. Election of Director for one year term: Andrew N. Mgmt For For
Liveris
1H. Election of Director for one year term: F. William Mgmt For For
McNabb III
1I. Election of Director for one year term: Martha E. Mgmt For For
Pollack
1J. Election of Director for one year term: Joseph R. Mgmt For For
Swedish
1K. Election of Director for one year term: Peter R. Voser Mgmt For For
1L. Election of Director for one year term: Frederick H. Mgmt For For
Waddell
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal Requesting the Company Publish Shr For For
Annually a Report Assessing its Diversity, Equity and
Inclusion Efforts.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106 Meeting Type: Annual
Ticker: JD Meeting Date: 23-Jun-2021
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Company's dual foreign name.
2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Second Amended and Restated
Memorandum of Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 22-Apr-2021
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt Against Against
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Access to Shr For Against
COVID-19 Vaccines and Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935392869
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 27-May-2021
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bagué Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Tina Ju Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Jeetendra I. Patel Mgmt For For
1I. Election of Director: Sheila A. Penrose Mgmt For For
1J. Election of Director: Ann Marie Petach Mgmt For For
1K. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation.
3. Approval of the Amended and Restated 2019 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935357524
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100 Meeting Type: Annual
Ticker: LPLA Meeting Date: 05-May-2021
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Jr. Mgmt For For
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche LLP by the Mgmt For For
Audit Committee of the Board of Directors as the
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approve, in an advisory vote, the compensation paid to Mgmt For For
the Company's named executive officers.
4. Approve the LPL Financial Holdings Inc. 2021 Omnibus Mgmt For For
Equity Incentive Plan.
5. Approve the LPL Financial Holdings Inc. 2021 Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 15-Jun-2021
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2021.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. To consider a stockholder proposal regarding a by-law Shr Against For
amendment for an annual vote and report on climate
change; if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 03-Jun-2021
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Richard N. Barton
1B. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Rodolphe Belmer
1C. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Bradford L. Smith
1D. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Anne M. Sweeney
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Stockholder proposal entitled, "Proposal 4 - Political Shr For Against
Disclosures," if properly presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 - Simple Shr For Against
Majority Vote," if properly presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Proposal Shr Against For
to Improve the Executive Compensation Philosophy," if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 04-Nov-2020
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Named Mgmt Against Against
Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Incentive Mgmt For For
Plan.
4. Ratification of Selection of Independent Registered Mgmt For For
Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
6. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935278487
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104 Meeting Type: Annual
Ticker: PH Meeting Date: 28-Oct-2020
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda A. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Åke Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending June 30, 2021.
3. Approval of, on a non-binding, advisory basis, the Mgmt For For
compensation of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 05-May-2021
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: André Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan José Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Compensation. Mgmt For For
3. Ratification of the Selection of Independent Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 26-Apr-2021
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1G. Election of Director: Margaret L. O'Sullivan Mgmt For For
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1N. Election of Director: Robert O. Work Mgmt Against Against
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Executive Mgmt For For
Annual Incentive Plan.
5. Approve Amendment to the Raytheon Technologies Mgmt For For
Corporation 2018 Long-Term Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Bylaw. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 10-Jun-2021
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to increase the number of shares reserved for
issuance.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive officers.
5. A stockholder proposal requesting that the Board of Shr Against For
Directors take steps necessary to transition
Salesforce to a Public Benefit Corporation, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935345101
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2021
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn A. Byrne Mgmt For For
1B. Election of Director: Maggie Timoney Mgmt For For
1C. Election of Director: George Tsunis Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
5. Approval to amend the Bank's Organization Certificate Mgmt For For
to increase the authorized common stock of the Bank.
6. Approval to amend the 2004 Equity Plan to increase the Mgmt For For
number of shares of the Bank's common stock.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100 Meeting Type: Annual
Ticker: SSNC Meeting Date: 19-May-2021
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan E. Michael Mgmt For For
2. The approval of the compensation of the named Mgmt For For
executive officers.
3. The ratification of PricewaterhouseCoopers LLP as Mgmt For For
SS&C's independent registered public accounting firm
for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 17-Mar-2021
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Jr. Mgmt For For
1B. Election of Director: Rosalind G. Brewer (Withdrawn) Mgmt Abstain Against
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our executive officer Mgmt Against Against
compensation.
3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 22-Apr-2021
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2021.
4. Stockholder proposal to permit shareholder action by Shr For Against
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 29-Apr-2021
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay).
3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against
Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2021.
5. Shareholder Proposal Regarding Shareholder Right to Shr For Against
Act by Written Consent.
6. Shareholder Proposal Regarding a Report on the Effects Shr For Against
of the Use of Mandatory Arbitration.
7. Shareholder Proposal Regarding Conversion to a Public Shr Against For
Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 09-Mar-2021
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Lagomasino Mgmt For For
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2021.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
5. Shareholder proposal requesting non-management Shr Against For
employees on director nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107 Meeting Type: Special
Ticker: TCOM Meeting Date: 18-Mar-2021
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of the Mgmt For For
175,000,000 issued and unissued ordinary shares of a
nominal or par value of US$0.01 each in the capital of
the Company be and is hereby subdivided into eight
ordinary shares of a nominal or par value of
US$0.00125 each in the capital of the Company (the
"Subdivision"), such that, following the Subdivision,
the authorised share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000 ordinary
shares of a nominal or par value of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 07-Jun-2021
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2021.
4. Approval of an amendment to the UnitedHealth Group Mgmt For For
1993 Employee Stock Purchase Plan.
5. If properly presented at the 2021 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal set forth in
the proxy statement requesting a reduction of the
share ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 08-Jun-2021
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2022.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future advisory votes concerning the compensation of
our named executive officers.
* Management position unknown
TST Global ESG Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION Agenda Number: 935406012
--------------------------------------------------------------------------------------------------------------------------
Security: 00650F109 Meeting Type: Annual
Ticker: ADPT Meeting Date: 11-Jun-2021
ISIN: US00650F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle Griffin Mgmt Withheld Against
Peter Neupert Mgmt Withheld Against
Leslie Trigg Mgmt Withheld Against
2. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of our named executive officers as
described in the proxy statement.
3. To approve, on a non-binding advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named executive
officers' compensation.
4. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935355556
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102 Meeting Type: Annual
Ticker: AFL Meeting Date: 03-May-2021
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the next Annual Mgmt For For
Meeting: Daniel P. Amos
1B. Election of Director to serve until the next Annual Mgmt For For
Meeting: W. Paul Bowers
1C. Election of Director to serve until the next Annual Mgmt For For
Meeting: Toshihiko Fukuzawa
1D. Election of Director to serve until the next Annual Mgmt For For
Meeting: Thomas J. Kenny
1E. Election of Director to serve until the next Annual Mgmt Against Against
Meeting: Georgette D. Kiser
1F. Election of Director to serve until the next Annual Mgmt For For
Meeting: Karole F. Lloyd
1G. Election of Director to serve until the next Annual Mgmt For For
Meeting: Nobuchika Mori
1H. Election of Director to serve until the next Annual Mgmt For For
Meeting: Joseph L. Moskowitz
1I. Election of Director to serve until the next Annual Mgmt For For
Meeting: Barbara K. Rimer, DrPH
1J. Election of Director to serve until the next Annual Mgmt For For
Meeting: Katherine T. Rohrer
1K. Election of Director to serve until the next Annual Mgmt For For
Meeting: Melvin T. Stith
2. to consider the following non-binding advisory Mgmt For For
proposal: "Resolved, on an advisory basis, the
shareholders of Aflac Incorporated approve the
compensation of the named executive officers, as
disclosed pursuant to the compensation disclosure
rules of the Securities and Exchange Commission,
including the Compensation Discussion and Analysis and
accompanying tables and narrative in the Notice of
2021 Annual Meeting of Shareholders and Proxy
Statement".
3. to consider and act upon the ratification of the Mgmt For For
appointment of KPMG LLP as independent registered
public accounting firm of the Company for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 935380876
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108 Meeting Type: Annual and Special
Ticker: AEM Meeting Date: 30-Apr-2021
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Leona Aglukkaq Mgmt For For
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt For For
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt For For
2 Appointment of Ernst & Young LLP as Auditors of the Mgmt For For
Company for the ensuing year and authorizing the
Directors to fix their remuneration.
3 An ordinary resolution approving amendments of Agnico Mgmt For For
Eagle's Stock Option Plan.
4 Consideration of and, if deemed advisable, the passing Mgmt For For
of a non- binding, advisory resolution accepting the
Company's approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935378465
--------------------------------------------------------------------------------------------------------------------------
Security: 02043Q107 Meeting Type: Annual
Ticker: ALNY Meeting Date: 18-May-2021
ISIN: US02043Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for a term Mgmt For For
ending in 2024: Dennis A. Ausiello, M.D.
1B. Election of Class II Director to serve for a term Mgmt For For
ending in 2024: Olivier Brandicourt, M.D.
1C. Election of Class II Director to serve for a term Mgmt Against Against
ending in 2024: Marsha H. Fanucci
1D. Election of Class II Director to serve for a term Mgmt Against Against
ending in 2024: David E.I. Pyott
2. To approve, in a non-binding advisory vote, the Mgmt Against Against
compensation of Alnylam's named executive officers.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP, an independent registered public accounting firm,
as Alnylam's independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 26-May-2021
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Huttenlocher Mgmt Against Against
1E. Election of Director: Judith A. McGrath Mgmt Against Against
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Rubinstein Mgmt For For
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Stonesifer Mgmt For For
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr Against For
ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr For Against
DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY Shr For Against
AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr For Against
DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 23-Feb-2021
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt Against Against
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments".
5. A shareholder proposal entitled "Shareholder Proposal Shr For Against
to Improve Executive Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 11-Mar-2021
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt Against Against
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
Applied Materials' named executive officers for fiscal
year 2020.
3. Ratification of the appointment of KPMG LLP as Applied Mgmt For For
Materials' independent registered public accounting
firm for fiscal year 2021.
4. Approval of the amended and restated Employee Stock Mgmt For For
Incentive Plan.
5. Approval of the Omnibus Employees' Stock Purchase Mgmt For For
Plan.
6. Shareholder proposal to adopt a policy, and amend our Shr For Against
governing documents as necessary, to require the
Chairman of the Board to be independent whenever
possible including the next Chairman of the Board
transition.
7. Shareholder proposal to improve the executive Shr Against For
compensation program and policy to include CEO pay
ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD. Agenda Number: 935361686
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105 Meeting Type: Annual
Ticker: ACGL Meeting Date: 06-May-2021
ISIN: BMG0450A1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of three Mgmt For For
years: Eric W. Doppstadt
1B. Election of Class II Director for a term of three Mgmt For For
years: Laurie S. Goodman
1C. Election of Class II Director for a term of three Mgmt For For
years: John M. Pasquesi
1D. Election of Class II Director for a term of three Mgmt For For
years: Thomas R. Watjen
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. To appoint PricewaterhouseCoopers LLP as the Company's Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2021.
4A. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Robert Appleby
4B. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Matthew
Dragonetti
4C. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Seamus Fearon
4D. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: H. Beau Franklin
4E. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Jerome Halgan
4F. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: James Haney
4G. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Chris Hovey
4H. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: W. Preston
Hutchings
4I. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Pierre Jal
4J. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: François Morin
4K. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: David J.
Mulholland
4L. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Chiara Nannini
4M. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Tim Peckett
4N. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Maamoun Rajeh
4O. To Elect the nominee listed as Designated Company Mgmt For For
Director so that they may be elected directors of
certain of our non-U.S. subsidiaries: Roderick Romeo
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 26-Jan-2021
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt Against Against
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt Against Against
2. Ratification of the selection of the independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
4. Shareholder proposal seeking to lower the ownership Shr For Against
threshold required to call a special shareholders
meeting, if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935385357
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101 Meeting Type: Annual
Ticker: BMRN Meeting Date: 25-May-2021
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaimé Mgmt For For
Elizabeth M. Anderson Mgmt Withheld Against
Willard Dere Mgmt Withheld Against
Michael Grey Mgmt Withheld Against
Elaine J. Heron Mgmt For For
Maykin Ho Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt Withheld Against
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt Withheld Against
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the independent Mgmt For For
registered public accounting firm for BioMarin for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's Named Executive Officers as disclosed in
the Proxy Statement.
4. To approve an amendment to the 2017 Equity Incentive Mgmt Against Against
Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
BRIDGEBIO PHARMA INC Agenda Number: 935317948
--------------------------------------------------------------------------------------------------------------------------
Security: 10806X102 Meeting Type: Special
Ticker: BBIO Meeting Date: 19-Jan-2021
ISIN: US10806X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of BridgeBio common Mgmt For For
stock issuable in connection with the transactions
contemplated by the Agreement and Plan of Merger,
dated as of October 5, 2020, by and among Eidos
Therapeutics, Inc., BridgeBio Pharma, Inc., Globe
Merger Sub I, Inc. and Globe Merger Sub II, Inc. (the
"BridgeBio share issuance proposal").
2. To approve the adjournment of the special meeting of Mgmt For For
stockholders of BridgeBio to another date and place,
if necessary or appropriate, to solicit additional
votes in favor of the BridgeBio share issuance
proposal or to ensure that a quorum is present at the
BridgeBio special meeting.
--------------------------------------------------------------------------------------------------------------------------
BRIDGEBIO PHARMA INC Agenda Number: 935440658
--------------------------------------------------------------------------------------------------------------------------
Security: 10806X102 Meeting Type: Annual
Ticker: BBIO Meeting Date: 17-Jun-2021
ISIN: US10806X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Aguiar, M.D. Mgmt Withheld Against
Ali Satvat Mgmt Withheld Against
Jennifer E. Cook Mgmt Withheld Against
2. To cast a non-binding, advisory vote to approve the Mgmt Against Against
compensation of the Company's named executive
officers.
3. To cast a non-binding, advisory vote on the frequency Mgmt 1 Year For
of future non-binding, advisory votes to approve the
compensation of the Company's named executive
officers.
4. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the independent registered public accounting firm of
the Company for its fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104 Meeting Type: Annual
Ticker: CARR Meeting Date: 19-Apr-2021
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt Against Against
1B. Election of Director: Jean-Pierre Garnier Mgmt Against Against
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Jr. Mgmt For For
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt Against Against
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Shareowner Mgmt 1 Year For
Votes to Approve Named Executive Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935364822
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104 Meeting Type: Annual
Ticker: CERN Meeting Date: 19-May-2021
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Mitchell E. Daniels, Mgmt For For
Jr.
1B. Election of Class II Director: Elder Granger, M.D. Mgmt For For
1C. Election of Class II Director: John J. Greisch Mgmt For For
1D. Election of Class II Director: Melinda J. Mount Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm of
Cerner Corporation for 2021.
3. Approval, on an advisory basis, of the compensation of Mgmt Against Against
our Named Executive Officers.
4. Shareholder proposal to eliminate supermajority Shr For Against
voting, if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 24-Feb-2021
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt Against Against
1I. Election of Director: Sherry M. Smith Mgmt Against Against
1J. Election of Director: Dmitri L. Stockton Mgmt Against Against
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108 Meeting Type: Annual
Ticker: DFS Meeting Date: 05-May-2021
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt Against Against
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr For Against
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106 Meeting Type: Annual
Ticker: FIS Meeting Date: 19-May-2021
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt Against Against
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Jr. Mgmt For For
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Information Mgmt For For
Services, Inc. executive compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON CORPORATION Agenda Number: 935349907
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105 Meeting Type: Annual
Ticker: FHN Meeting Date: 27-Apr-2021
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Harry V. Barton, Jr.
1B. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Kenneth A. Burdick
1C. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Daryl G. Byrd
1D. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: John N. Casbon
1E. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: John C. Compton
1F. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Wendy P. Davidson
1G. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: William H. Fenstermaker
1H. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: D. Bryan Jordan
1I. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: J. Michael Kemp, Sr.
1J. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Rick E. Maples
1K. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Vicki R. Palmer
1L. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Colin V. Reed
1M. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: E. Stewart Shea, III
1N. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Cecelia D. Stewart
1O. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Rajesh Subramaniam
1P. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Rosa Sugrañes
1Q. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: R. Eugene Taylor
2. Approval of the First Horizon Corporation 2021 Mgmt For For
Incentive Plan.
3. Approval of an advisory resolution to approve Mgmt For For
executive compensation.
4. Ratification of appointment of KPMG LLP as auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935368008
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107 Meeting Type: Annual
Ticker: FSLR Meeting Date: 12-May-2021
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Sharon L. Allen Mgmt For For
1C. Election of Director: Richard D. Chapman Mgmt For For
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Kathryn A. Hollister Mgmt For For
1F. Election of Director: Molly E. Joseph Mgmt For For
1G. Election of Director: Craig Kennedy Mgmt For For
1H. Election of Director: William J. Post Mgmt For For
1I. Election of Director: Paul H. Stebbins Mgmt For For
1J. Election of Director: Michael Sweeney Mgmt For For
1K. Election of Director: Mark R. Widmar Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting Firm for the
year ending December 31, 2021.
3. Shareholder proposal requesting a report on board Shr For Against
diversity.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935357752
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102 Meeting Type: Annual
Ticker: GL Meeting Date: 29-Apr-2021
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt For For
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt For For
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt For For
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt For For
3. Approval of 2020 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108 Meeting Type: Special
Ticker: IIVI Meeting Date: 24-Jun-2021
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares of II-VI Mgmt For For
Incorporated's common stock, no par value, pursuant to
the terms of the Agreement and Plan of Merger, dated
as of March 25, 2021, as may be amended from time to
time, by and among II-VI Incorporated, a Pennsylvania
corporation, Watson Merger Sub Inc., a Delaware
corporation and a wholly owned subsidiary of II-VI
Incorporated, and Coherent, Inc., a Delaware
corporation, in the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's special Mgmt For For
meeting to a later date or dates, if necessary or
appropriate, including to solicit additional proxies
in the event there are not sufficient votes at the
time of II-VI Incorporated's special meeting to
approve the share issuance proposal described above.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935403977
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100 Meeting Type: Annual
Ticker: IONS Meeting Date: 02-Jun-2021
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brett Monia Mgmt For For
Frederick Muto Mgmt Withheld Against
Peter Reikes Mgmt For For
2. To approve an amendment of the Ionis Pharmaceuticals, Mgmt Against Against
Inc. 2011 Equity Incentive Plan to, among other
things, increase the aggregate number of shares of
common stock authorized for issuance under such plan
by 6,700,000 shares to an aggregate of 29,700,000
shares and add a fungible share counting ratio.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. Ratify the Audit Committee's selection of Ernst & Mgmt For For
Young LLP as independent auditors for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935329361
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103 Meeting Type: Annual
Ticker: KEYS Meeting Date: 18-Mar-2021
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ronald S. Nersesian Mgmt For For
1.2 Election of Director: Charles J. Dockendorff Mgmt Against Against
1.3 Election of Director: Robert A. Rango Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP as
Keysight's independent registered public accounting
firm.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of Keysight's named executive officers.
4. To approve, on a non-binding advisory basis, the Mgmt 1 Year For
frequency of the stockholder vote on the compensation
of Keysight's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 935370988
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104 Meeting Type: Contested Annual
Ticker: KSS Meeting Date: 12-May-2021
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Bender Mgmt Withheld Against
Peter Boneparth Mgmt For For
Steve A. Burd Mgmt For For
Yael Cosset Mgmt Withheld Against
H. Charles Floyd Mgmt Withheld Against
Michelle Gass Mgmt For For
Robbin Mitchell Mgmt For For
Jonas Prising Mgmt For For
John E. Schlifske Mgmt Withheld Against
Adrianne Shapira Mgmt Withheld Against
Frank V. Sica Mgmt For For
Stephanie A. Streeter Mgmt Withheld Against
2. To approve, by an advisory vote, the compensation of Mgmt For For
our named executive officers.
3. To ratify the appointment of Ernst & Young LLP as our Mgmt Against Against
independent registered public accounting firm for the
fiscal year ending January 29, 2022.
4. Shareholder proposal regarding shareholder right to Shr Against For
act by written consent.
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935355431
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101 Meeting Type: Annual
Ticker: KT Meeting Date: 29-Mar-2021
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the 39th Fiscal Mgmt For For
Year
2.1 Amendment to the Articles of Incorporation: Amendment Mgmt For For
to add items in Business Purpose
2.2 Amendment to the Articles of Incorporation: Amendment Mgmt For For
to reflect the amendment of the Commercial Act and the
legislation of the Electronic Securities Act
2.3 Amendment to the Articles of Incorporation: Amendment Mgmt For For
to clearly define recipients of stock options
3.1 Election of Director: Mr. Jong-Ook Park (Inside Mgmt For For
Director Candidate)
3.2 Election of Director: Mr. Kook-Hyun Kang (Inside Mgmt For For
Director Candidate)
3.3 Election of Director: Mr. Gang-Cheol Lee (Outside Mgmt For For
Director Candidate)
4. Election of an Outside Director to become an Audit Mgmt For For
Committee Member: Mr. Dae-You Kim (Outside Director
Candidate)
5. Approval of Ceiling Amount on Remuneration for Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935406238
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106 Meeting Type: Annual
Ticker: MLM Meeting Date: 13-May-2021
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: Anthony R. Foxx Mgmt For For
1E. Election of Director: John J. Koraleski Mgmt For For
1F. Election of Director: C. Howard Nye Mgmt For For
1G. Election of Director: Laree E. Perez Mgmt For For
1H. Election of Director: Thomas H. Pike Mgmt For For
1I. Election of Director: Michael J. Quillen Mgmt For For
1J. Election of Director: Donald W. Slager Mgmt For For
1K. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
as independent auditors.
3. Approval, by a non-binding advisory vote, of the Mgmt For For
compensation of Martin Marietta Materials, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 935430239
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304 Meeting Type: Annual
Ticker: MPW Meeting Date: 26-May-2021
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward K. Aldag, Jr. Mgmt For For
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: R. Steven Hamner Mgmt Against Against
1D. Election of Director: Caterina A. Mozingo Mgmt For For
1E. Election of Director: Elizabeth N. Pitman Mgmt For For
1F. Election of Director: C. Reynolds Thompson, III Mgmt For For
1G. Election of Director: D. Paul Sparks, Jr. Mgmt For For
1H. Election of Director: Michael G. Stewart Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent registered public accounting firm
for the fiscal year ending December 31, 2021.
3. Non-binding, advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 11-Dec-2020
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Ph.D. Mgmt For For
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, M.D. Mgmt For For
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for fiscal year 2021 and to
authorize, in a binding vote, the Board of Directors,
acting through the Audit Committee, to set the
auditor's remuneration.
3. To approve, in a non-binding advisory vote, named Mgmt For For
executive officer compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to issue shares. Mgmt For For
5. To renew the Board's authority to opt out of Mgmt For For
pre-emption rights.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935308975
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103 Meeting Type: Annual
Ticker: MU Meeting Date: 14-Jan-2021
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. Beyer Mgmt For For
1b. Election of Director: Lynn A. Dugle Mgmt Against Against
1c. Election of Director: Steven J. Gomo Mgmt For For
1d. Election of Director: Mary Pat McCarthy Mgmt For For
1e. Election of Director: Sanjay Mehrotra Mgmt For For
1f. Election of Director: Robert E. Switz Mgmt For For
1g. Election of Director: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND Mgmt For For
RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION
AS DESCRIBED IN THE PROXY STATEMENT.
4. PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109 Meeting Type: Annual
Ticker: NBIX Meeting Date: 19-May-2021
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt Withheld Against
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt Withheld Against
2. Advisory vote to approve the compensation paid to the Mgmt For For
Company's named executive officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107 Meeting Type: Annual
Ticker: REGN Meeting Date: 11-Jun-2021
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, M.D. Mgmt Against Against
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt Against Against
1D. Election of Director: Marc Tessier-Lavigne, Ph.D. Mgmt Against Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 935377982
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604 Meeting Type: Annual
Ticker: RGA Meeting Date: 19-May-2021
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pina Albo Mgmt For For
1B. Election of Director: Christine R. Detrick Mgmt For For
1C. Election of Director: J. Cliff Eason Mgmt For For
1D. Election of Director: John J. Gauthier Mgmt For For
1E. Election of Director: Patricia Guinn Mgmt For For
1F. Election of Director: Anna Manning Mgmt For For
1G. Election of Director: Hazel M. McNeilage Mgmt For For
1H. Election of Director: Stephen O'Hearn Mgmt For For
1I. Election of Director: Frederick J. Sievert Mgmt For For
1J. Election of Director: Shundrawn Thomas Mgmt For For
1K. Election of Director: Stanley B. Tulin Mgmt For For
1L. Election of Director: Steven C. Van Wyk Mgmt For For
2. Advisory vote to approve the named executive officer Mgmt For For
compensation.
3. Approve amendments to Company's Flexible Stock Plan. Mgmt For For
4. Approve amendments to Company's Flexible Stock Plan Mgmt For For
for Directors.
5. Approve the Company's Amended & Restated Phantom Stock Mgmt For For
Plan for Directors.
6. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent auditor for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935327571
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104 Meeting Type: Annual
Ticker: TEL Meeting Date: 10-Mar-2021
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Davidson Mgmt For For
1D. Election of Director: Lynn A. Dugle Mgmt Against Against
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Abstain Against
1G. Election of Director: Thomas J. Lynch Mgmt Against Against
1H. Election of Director: Heath A. Mitts Mgmt Against Against
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt Against Against
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of the Board Mgmt Against Against
of Directors
3A. To elect the member of the Management Development and Mgmt For For
Compensation Committee: Daniel J. Phelan
3B. To elect the member of the Management Development and Mgmt Against Against
Compensation Committee: Abhijit Y. Talwalkar
3C. To elect the member of the Management Development and Mgmt For For
Compensation Committee: Mark C. Trudeau
3D. To elect the member of the Management Development and Mgmt For For
Compensation Committee: Dawn C. Willoughby
4. To elect Dr. René Schwarzenbach, of Proxy Voting Mgmt For For
Services GmbH, or another individual representative of
Proxy Voting Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as the
independent proxy at the 2022 annual meeting of TE
Connectivity and any shareholder meeting that may be
held prior to that meeting
5.1 To approve the 2020 Annual Report of TE Connectivity Mgmt For For
Ltd. (excluding the statutory financial statements for
the fiscal year ended September 25, 2020, the
consolidated financial statements for the fiscal year
ended September 25, 2020 and the Swiss Compensation
Report for the fiscal year ended September 25, 2020)
5.2 To approve the statutory financial statements of TE Mgmt For For
Connectivity Ltd. for the fiscal year ended September
25, 2020
5.3 To approve the consolidated financial statements of TE Mgmt For For
Connectivity Ltd. for the fiscal year ended September
25, 2020
6. To release the members of the Board of Directors and Mgmt For For
executive officers of TE Connectivity for activities
during the fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Connectivity's Mgmt For For
independent registered public accounting firm for
fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, as TE Mgmt For For
Connectivity's Swiss registered auditor until the next
annual general meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special auditor
until the next annual general meeting of TE
Connectivity
8. An advisory vote to approve named executive officer Mgmt For For
compensation
9. A binding vote to approve fiscal year 2022 maximum Mgmt For For
aggregate compensation amount for executive management
10. A binding vote to approve fiscal year 2022 maximum Mgmt For For
aggregate compensation amount for the Board of
Directors
11. To approve the carryforward of unappropriated Mgmt For For
accumulated earnings at September 25, 2020
12. To approve a dividend payment to shareholders equal to Mgmt For For
$2.00 per issued share to be paid in four equal
quarterly installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in the second
fiscal quarter of 2022 pursuant to the terms of the
dividend resolution
13. To approve a reduction of share capital for shares Mgmt For For
acquired under TE Connectivity's share repurchase
program and related amendments to the articles of
association of TE Connectivity Ltd.
14. To approve the authorization of additional shares Mgmt For For
under the TE Connectivity Ltd. Employee Stock Purchase
Plan
15. To approve the Amended and Restated TE Connectivity Mgmt For For
Ltd. 2007 Stock Incentive Plan for purposes of Section
162(m) of the Internal Revenue Code
16. To approve any adjournments or postponements of the Mgmt For For
meeting
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935338144
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104 Meeting Type: Annual
Ticker: TEL Meeting Date: 10-Mar-2021
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Davidson Mgmt For For
1D. Election of Director: Lynn A. Dugle Mgmt Against Against
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Abstain Against
1G. Election of Director: Thomas J. Lynch Mgmt Against Against
1H. Election of Director: Heath A. Mitts Mgmt Against Against
1I. Election of Director: Yong Nam Mgmt For For
1J. Election of Director: Daniel J. Phelan Mgmt For For
1K. Election of Director: Abhijit Y. Talwalkar Mgmt Against Against
1L. Election of Director: Mark C. Trudeau Mgmt For For
1M. Election of Director: Dawn C. Willoughby Mgmt For For
1N. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of the Board Mgmt Against Against
of Directors
3A. To elect the member of the Management Development and Mgmt For For
Compensation Committee: Daniel J. Phelan
3B. To elect the member of the Management Development and Mgmt Against Against
Compensation Committee: Abhijit Y. Talwalkar
3C. To elect the member of the Management Development and Mgmt For For
Compensation Committee: Mark C. Trudeau
3D. To elect the member of the Management Development and Mgmt For For
Compensation Committee: Dawn C. Willoughby
4. To elect Dr. René Schwarzenbach, of Proxy Voting Mgmt For For
Services GmbH, or another individual representative of
Proxy Voting Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as the
independent proxy at the 2022 annual meeting of TE
Connectivity and any shareholder meeting that may be
held prior to that meeting
5.1 To approve the 2020 Annual Report of TE Connectivity Mgmt For For
Ltd. (excluding the statutory financial statements for
the fiscal year ended September 25, 2020, the
consolidated financial statements for the fiscal year
ended September 25, 2020 and the Swiss Compensation
Report for the fiscal year ended September 25, 2020)
5.2 To approve the statutory financial statements of TE Mgmt For For
Connectivity Ltd. for the fiscal year ended September
25, 2020
5.3 To approve the consolidated financial statements of TE Mgmt For For
Connectivity Ltd. for the fiscal year ended September
25, 2020
6. To release the members of the Board of Directors and Mgmt For For
executive officers of TE Connectivity for activities
during the fiscal year ended September 25, 2020
7.1 To elect Deloitte & Touche LLP as TE Connectivity's Mgmt For For
independent registered public accounting firm for
fiscal year 2021
7.2 To elect Deloitte AG, Zurich, Switzerland, as TE Mgmt For For
Connectivity's Swiss registered auditor until the next
annual general meeting of TE Connectivity
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special auditor
until the next annual general meeting of TE
Connectivity
8. An advisory vote to approve named executive officer Mgmt For For
compensation
9. A binding vote to approve fiscal year 2022 maximum Mgmt For For
aggregate compensation amount for executive management
10. A binding vote to approve fiscal year 2022 maximum Mgmt For For
aggregate compensation amount for the Board of
Directors
11. To approve the carryforward of unappropriated Mgmt For For
accumulated earnings at September 25, 2020
12. To approve a dividend payment to shareholders equal to Mgmt For For
$2.00 per issued share to be paid in four equal
quarterly installments of $0.50 starting with the
third fiscal quarter of 2021 and ending in the second
fiscal quarter of 2022 pursuant to the terms of the
dividend resolution
13. To approve a reduction of share capital for shares Mgmt For For
acquired under TE Connectivity's share repurchase
program and related amendments to the articles of
association of TE Connectivity Ltd.
14. To approve the authorization of additional shares Mgmt For For
under the TE Connectivity Ltd. Employee Stock Purchase
Plan
15. To approve the Amended and Restated TE Connectivity Mgmt For For
Ltd. 2007 Stock Incentive Plan for purposes of Section
162(m) of the Internal Revenue Code
16. To approve any adjournments or postponements of the Mgmt For For
meeting
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 07-May-2021
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt Against Against
1G. Election of Director: Susan Patricia Griffith Mgmt For For
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our executive Mgmt For For
compensation program.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109 Meeting Type: Annual
Ticker: URI Meeting Date: 06-May-2021
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: José B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt Against Against
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt Against Against
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Accounting Firm. Mgmt For For
3. Advisory Approval of Executive Compensation. Mgmt For For
4. Stockholder Proposal to Improve Shareholder Written Shr For Against
Consent.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 13-May-2021
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt Against Against
1b. Election of Director: Roxanne S. Austin Mgmt Against Against
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt Against Against
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Compensation Mgmt For For
3 Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
4 Shareholder Action by Written Consent Shr For Against
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Awards Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 26-Jan-2021
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt Against Against
Fernández-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of compensation paid Mgmt For For
to our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Incentive Mgmt For For
Compensation Plan, as amended and restated.
5. Approval of an amendment to our Certificate of Mgmt For For
Incorporation to enable the adoption of a special
meeting right for Class A common stockholders.
6. To vote on a stockholder proposal requesting Shr For Against
stockholders' right to act by written consent, if
properly presented.
7. To vote on a stockholder proposal to amend our Shr Against For
principles of executive compensation program, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
WARNER MUSIC GROUP CORP. Agenda Number: 935327052
--------------------------------------------------------------------------------------------------------------------------
Security: 934550203 Meeting Type: Annual
Ticker: WMG Meeting Date: 02-Mar-2021
ISIN: US9345502036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen Cooper Mgmt Against Against
1B. Election of Director: Lincoln Benet Mgmt Against Against
1C. Election of Director: Alex Blavatnik Mgmt Against Against
1D. Election of Director: Len Blavatnik Mgmt Against Against
1E. Election of Director: Mathias Döpfner Mgmt Against Against
1F. Election of Director: Noreena Hertz Mgmt Against Against
1G. Election of Director: Ynon Kreiz Mgmt Against Against
1H. Election of Director: Ceci Kurzman Mgmt Against Against
1I. Election of Director: Thomas H. Lee Mgmt Against Against
1J. Election of Director: Michael Lynton Mgmt Against Against
1K. Election of Director: Donald A. Wagner Mgmt Against Against
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year 2021.
3. Advisory vote to approve the compensation paid to the Mgmt For For
Company's named executive officers.
4. Advisory vote on the frequency of future advisory Mgmt 1 Year Against
votes to approve the compensation paid to the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249234
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103 Meeting Type: Special
Ticker: WLTW Meeting Date: 26-Aug-2020
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ordinary Resolution to approve the scheme, as Mgmt For For
described in the joint proxy statement, in its
original form or with or subject to any
modification(s), addition(s) or condition(s) approved
or imposed by the High Court of Ireland, and to
authorize the directors of WTW to take all such
actions as they consider necessary or appropriate for
carrying the scheme into effect.
2. Special Resolution to amend the constitution of WTW, Mgmt For For
referred to as the "WTW Constitution," so that any WTW
Shares that are issued on or after the WTW Voting
Record Time will either be subject to the terms of the
scheme or will be immediately and automatically
acquired by Aon for the scheme consideration.
3. Ordinary Resolution to approve, on a non-binding, Mgmt For For
advisory basis, specified compensatory arrangements
between WTW and its named executive officers relating
to the transaction.
4. Ordinary Resolution to approve any motion by the Mgmt For For
chairman of the WTW EGM to adjourn the WTW EGM, or any
adjournments thereof, to solicit additional proxies in
favour of the approval of the resolutions if there are
insufficient votes at the time of the WTW EGM to
approve resolutions 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249246
--------------------------------------------------------------------------------------------------------------------------
Security: G96629111 Meeting Type: Special
Ticker: Meeting Date: 26-Aug-2020
ISIN: IE00B4XGY116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme, as described in the joint proxy Mgmt For For
statement, in its original form or with or subject to
any modification(s), addition(s) or condition(s)
approved or imposed by the High Court of Ireland.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935364973
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103 Meeting Type: Annual
Ticker: WLTW Meeting Date: 11-May-2021
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt Against Against
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the appointment of (i) Mgmt For For
Deloitte & Touche LLP to audit our financial
statements and (ii) Deloitte Ireland LLP to audit our
Irish Statutory Accounts, and authorize, in a binding
vote, the Board, acting through the Audit Committee,
to fix the independent auditors' remuneration.
3. Approve, on an advisory basis, the named executive Mgmt For For
officer compensation.
4. Renew the Board's existing authority to issue shares Mgmt For For
under Irish law.
5. Renew the Board's existing authority to opt out of Mgmt For For
statutory pre-emption rights under Irish law.
* Management position unknown
TST Growth Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935357891
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109 Meeting Type: Annual
Ticker: ABBV Meeting Date: 07-May-2021
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as AbbVie's Mgmt For For
independent registered public accounting firm for
2021.
3. Say on Pay-An advisory vote on the approval of Mgmt For For
executive compensation.
4. Approval of the Amended and Restated 2013 Incentive Mgmt For For
Stock Program.
5. Approval of the Amended and Restated 2013 Employee Mgmt For For
Stock Purchase Plan for non-U.S. employees.
6. Approval of a management proposal regarding amendment Mgmt For For
of the certificate of incorporation to eliminate
supermajority voting.
7. Stockholder Proposal - to Issue an Annual Report on Shr For Against
Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Require Shr Against For
Independent Chairman.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 02-Jun-2021
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
5. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
7. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
8. A stockholder proposal regarding a report on Shr Against For
whistleblower policies and practices, if properly
presented at the meeting.
9. A stockholder proposal regarding a report on Shr Against For
charitable contributions, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on risks Shr For Against
related to anticompetitive practices, if properly
presented at the meeting.
11. A stockholder proposal regarding a transition to a Shr Against For
public benefit corporation, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 26-May-2021
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Huttenlocher Mgmt For For
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Rubinstein Mgmt For For
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Stonesifer Mgmt For For
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY Shr For Against
AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr For Against
DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935374900
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104 Meeting Type: Annual
Ticker: AFG Meeting Date: 19-May-2021
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
John B. Berding Mgmt For For
Virginia C. Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
Evans N. Nwankwo Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's appointment Mgmt For For
of Ernst & Young LLP as the Company's Independent
Registered Public Accounting Firm for 2021.
3. Advisory vote on compensation of named executive Mgmt For For
officers.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100 Meeting Type: Annual
Ticker: AME Meeting Date: 06-May-2021
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Tod E. Mgmt For For
Carpenter
1B. Election of Director for three years term: Karleen M. Mgmt For For
Oberton
2. Approval, by advisory vote, of the compensation of Mgmt For For
AMETEK, Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 23-Feb-2021
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments".
5. A shareholder proposal entitled "Shareholder Proposal Shr Against For
to Improve Executive Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 11-Mar-2021
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
Applied Materials' named executive officers for fiscal
year 2020.
3. Ratification of the appointment of KPMG LLP as Applied Mgmt For For
Materials' independent registered public accounting
firm for fiscal year 2021.
4. Approval of the amended and restated Employee Stock Mgmt For For
Incentive Plan.
5. Approval of the Omnibus Employees' Stock Purchase Mgmt For For
Plan.
6. Shareholder proposal to adopt a policy, and amend our Shr Against For
governing documents as necessary, to require the
Chairman of the Board to be independent whenever
possible including the next Chairman of the Board
transition.
7. Shareholder proposal to improve the executive Shr Against For
compensation program and policy to include CEO pay
ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
ASCENDIS PHARMA A S Agenda Number: 935429527
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101 Meeting Type: Annual
Ticker: ASND Meeting Date: 28-May-2021
ISIN: US04351P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting. Mgmt For For
2. Report on the Company's Activities during the Past Mgmt For For
Year.
3. Presentation of Audited Annual Report with Auditor's Mgmt For For
Statement for Approval and Discharge of the Board of
Directors and Management.
4. Resolution on Application of Profits or Covering of Mgmt For For
Losses as per the Adopted Annual Report.
5A. Election of Board Member for Class I, with a term Mgmt Against Against
expiring at the annual general meeting held in 2023:
James I. Healy
5B. Election of Board Member for Class I, with a term Mgmt For For
expiring at the annual general meeting held in 2023:
Jan MØller Mikkelsen
5C. Election of Board Member for Class I, with a term Mgmt For For
expiring at the annual general meeting held in 2023:
Lisa Morrison
6. Election of State-authorized Public Auditor. Mgmt For For
7A. The Board of Directors is authorized to increase the Mgmt For For
Company's share capital by up to nominal DKK 9,000,000
without pre-emptive subscription right for the
Company's shareholder. The capital increase must be
carried out at market price.
7B. The Board of Directors is authorized to issue up to Mgmt For For
nominal 2,000,000 new warrants to management,
employees and consultants. The exercise price of such
warrants shall be determined by the Board of Directors
and shall equal at least to the market price of the
shares at the time of issuance.
7C. The Board of Directors is authorized, to purchase up Mgmt For For
to nominal DKK 2,000,000 shares or American Depositary
Shares representing a corresponding amount of shares
in the Company as treasury shares. The minimum price
per share shall be DKK 1 and the maximum price per
share shall not exceed the market price.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935380686
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 27-Apr-2021
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Melinda Litherland Mgmt For For
1.2 Election of Nominee: Arnold A. Pinkston Mgmt For For
2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For
as the Company's independent auditors.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 06-May-2021
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Dockendorff Mgmt For For
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. To consider and vote upon a stockholder proposal Shr Against For
requesting a report to stockholders describing any
benefits to the company related to employee
participation in company governance.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101 Meeting Type: Annual
Ticker: AVGO Meeting Date: 05-Apr-2021
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Hartenstein Mgmt For For
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's independent
registered public accounting firm for the fiscal year
ending October 31, 2021.
3. Approval of an amendment and restatement of Broadcom's Mgmt Against Against
2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Broadcom's Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 935340846
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103 Meeting Type: Annual
Ticker: CE Meeting Date: 15-Apr-2021
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Edward G. Galante Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: David F. Hoffmeister Mgmt For For
1F. Election of Director: Dr. Jay V. Ihlenfeld Mgmt For For
1G. Election of Director: Deborah J. Kissire Mgmt For For
1H. Election of Director: Kim K.W. Rucker Mgmt For For
1I. Election of Director: Lori J. Ryerkerk Mgmt For For
1J. Election of Director: John K. Wulff Mgmt For For
2. Ratification of the selection of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2021.
3. Advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935230754
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108 Meeting Type: Annual
Ticker: STZ Meeting Date: 21-Jul-2020
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christy Clark Mgmt For For
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt Withheld Against
Ernesto M. Hernandez Mgmt For For
S. Somersille Johnson Mgmt For For
James A. Locke III Mgmt Withheld Against
J. Manuel Madero Garza Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as the Company's Mgmt For For
independent registered public accounting firm for the
fiscal year ending February 28, 2021.
3. To approve, by an advisory vote, the compensation of Mgmt For For
the Company's named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107 Meeting Type: Annual
Ticker: DXCM Meeting Date: 20-May-2021
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office until 2024 Mgmt For For
Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office until 2024 Mgmt For For
Annual Meeting: Nicholas Augustinos
1.3 Election of Class I Director to hold office until 2024 Mgmt For For
Annual Meeting: Bridgette P. Heller
2. To ratify the selection by the Audit Committee of our Mgmt For For
Board of Directors of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory resolution Mgmt For For
to approve executive compensation.
4. To approve the amendment and restatement of our Mgmt For For
Certificate of Incorporation to declassify our Board
of Directors.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102 Meeting Type: Annual
Ticker: FFIV Meeting Date: 11-Mar-2021
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: François Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Incentive Plan. Mgmt For For
3. Ratify the selection of PricewaterhouseCoopers LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation of our named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106 Meeting Type: Annual
Ticker: FIS Meeting Date: 19-May-2021
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Jr. Mgmt For For
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Information Mgmt For For
Services, Inc. executive compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102 Meeting Type: Annual
Ticker: GPN Meeting Date: 29-Apr-2021
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Jr. Mgmt For For
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers for 2020.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the year ending December 31, 2021.
4. Advisory vote on shareholder proposal regarding Shr For Against
shareholder right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935341331
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102 Meeting Type: Annual
Ticker: HUM Meeting Date: 22-Apr-2021
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Kurt J. Hilzinger Mgmt For For
1B) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1C) Election of Director: Bruce D. Broussard Mgmt For For
1D) Election of Director: Frank A. D'Amelio Mgmt For For
1E) Election of Director: Wayne A. I. Frederick, M.D. Mgmt For For
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: David A. Jones, Jr. Mgmt For For
1H) Election of Director: Karen W. Katz Mgmt For For
1I) Election of Director: Marcy S. Klevorn Mgmt For For
1J) Election of Director: William J. McDonald Mgmt For For
1K) Election of Director: Jorge S. Mesquita Mgmt For For
1L) Election of Director: James J. O'Brien Mgmt For For
1M) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm.
3. Non-binding advisory vote for the approval of the Mgmt For For
compensation of the named executive officers as
disclosed in the 2021 proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935429616
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100 Meeting Type: Special
Ticker: ICLR Meeting Date: 15-Jun-2021
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The proposal to approve the issuance of ICON ordinary Mgmt For For
shares to PRA stockholders pursuant to the merger
agreement, which is referred to as the ICON share
issuance proposal.
2. The proposal to adjourn the ICON EGM to solicit Mgmt For For
additional proxies if there are not sufficient votes
to approve the ICON share issuance proposal, which is
referred to as the ICON adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935380357
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108 Meeting Type: Annual
Ticker: ITT Meeting Date: 19-May-2021
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Fanandakis Mgmt For For
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt Abstain Against
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the 2021 fiscal year.
3. Approval of an advisory vote on executive Mgmt For For
compensation.
4. A shareholder proposal regarding special shareholder Shr For Against
meetings.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935413411
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109 Meeting Type: Annual
Ticker: LYV Meeting Date: 10-Jun-2021
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maverick Carter Mgmt For For
1B. Election of Director: Ariel Emanuel Mgmt Abstain Against
1C. Election of Director: Ping Fu Mgmt For For
1D. Election of Director: Jeffrey T. Hinson Mgmt For For
1E. Election of Director: Chad Hollingsworth Mgmt For For
1F. Election of Director: James Iovine Mgmt For For
1G. Election of Director: James S. Kahan Mgmt For For
1H. Election of Director: Gregory B. Maffei Mgmt Against Against
1I. Election of Director: Randall T. Mays Mgmt For For
1J. Election of Director: Michael Rapino Mgmt For For
1K. Election of Director: Mark S. Shapiro Mgmt For For
1L. Election of Director: Dana Walden Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Live Nation Entertainment's independent registered
public accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC. Agenda Number: 935276875
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109 Meeting Type: Annual
Ticker: LITE Meeting Date: 19-Nov-2020
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Julia S. Johnson Mgmt For For
1D. Election of Director: Brian J. Lillie Mgmt For For
1E. Election of Director: Alan S. Lowe Mgmt For For
1F. Election of Director: Ian S. Small Mgmt For For
1G. Election of Director: Janet S. Wong Mgmt For For
2. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of our named executive officers.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
the fiscal year ending July 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935372312
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448 Meeting Type: Annual
Ticker: MS Meeting Date: 20-May-2021
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth Corley Mgmt For For
1B. Election of Director: Alistair Darling Mgmt For For
1C. Election of Director: Thomas H. Glocer Mgmt For For
1D. Election of Director: James P. Gorman Mgmt For For
1E. Election of Director: Robert H. Herz Mgmt For For
1F. Election of Director: Nobuyuki Hirano Mgmt For For
1G. Election of Director: Hironori Kamezawa Mgmt For For
1H. Election of Director: Shelley B. Leibowitz Mgmt For For
1I. Election of Director: Stephen J. Luczo Mgmt For For
1J. Election of Director: Jami Miscik Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
independent auditor.
3. To approve the compensation of executives as disclosed Mgmt For For
in the proxy statement (non-binding advisory vote).
4. To approve the amended and restated Equity Incentive Mgmt For For
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS INC Agenda Number: 935428638
--------------------------------------------------------------------------------------------------------------------------
Security: 63845R107 Meeting Type: Annual
Ticker: EYE Meeting Date: 08-Jun-2021
ISIN: US63845R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
L. Reade Fahs Mgmt For For
Susan S. Johnson Mgmt For For
Naomi Kelman Mgmt For For
2. Approve an amendment to the second amended and Mgmt For For
restated certificate of incorporation to eliminate the
classified structure of the board of directors.
3. Approve an amendment to the second amended and Mgmt For For
restated certificate of incorporation to eliminate
supermajority voting standards and other obsolete
provisions.
4. Approve, in a non-binding advisory vote, the Mgmt For For
compensation paid to the named executive officers.
5. Ratify the appointment of Deloitte & Touche LLP to Mgmt For For
serve as the Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103 Meeting Type: Annual
Ticker: NKE Meeting Date: 17-Sep-2020
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Jr. Mgmt For For
1b. Election of Class B Director: Peter B. Henry Mgmt For For
1c. Election of Class B Director: Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an advisory vote. Mgmt For For
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Plan, as Mgmt For For
amended and restated.
5. To consider a shareholder proposal regarding political Shr Against For
contributions disclosure.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 03-Jun-2021
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for fiscal year
2022.
4. Approval of an amendment to our charter to increase Mgmt For For
the number of authorized shares of common stock from 2
billion shares to 4 billion shares.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103 Meeting Type: Annual
Ticker: PYPL Meeting Date: 26-May-2021
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditor
for 2021.
4. Stockholder proposal - Stockholder right to act by Shr For Against
written consent.
5. Stockholder Proposal - Assessing Inclusion in the Shr Against For
Workplace.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 10-Mar-2021
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt For For
1N. Election of Director: Anthony J. Vinciquerra Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent public accountants for our fiscal
year ending September 26, 2021.
3. To approve, on an advisory basis, our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109 Meeting Type: Annual
Ticker: ROK Meeting Date: 02-Feb-2021
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the compensation of Mgmt For For
the Corporation's named executive officers.
C. To approve the selection of Deloitte & Touche LLP as Mgmt For For
the Corporation's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 10-Jun-2021
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to increase the number of shares reserved for
issuance.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive officers.
5. A stockholder proposal requesting that the Board of Shr Against For
Directors take steps necessary to transition
Salesforce to a Public Benefit Corporation, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935390031
--------------------------------------------------------------------------------------------------------------------------
Security: G8060N102 Meeting Type: Annual
Ticker: ST Meeting Date: 27-May-2021
ISIN: GB00BFMBMT84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew C. Teich Mgmt For For
1B. Election of Director: Jeffrey J. Cote Mgmt For For
1C. Election of Director: John P. Absmeier Mgmt For For
1D. Election of Director: Daniel L. Black Mgmt For For
1E. Election of Director: Lorraine A. Bolsinger Mgmt For For
1F. Election of Director: James E. Heppelmann Mgmt For For
1G. Election of Director: Charles W. Peffer Mgmt For For
1H. Election of Director: Constance E. Skidmore Mgmt For For
1I. Election of Director: Steven A. Sonnenberg Mgmt For For
1J. Election of Director: Martha N. Sullivan Mgmt For For
1K. Election of Director: Stephen M. Zide Mgmt For For
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Ordinary resolution to approve the Company's 2021 Mgmt For For
Equity Incentive Plan.
4. Ordinary resolution to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent registered
public accounting firm.
5. Advisory resolution on Director Compensation Report. Mgmt For For
6. Ordinary resolution to reappoint Ernst & Young LLP as Mgmt For For
the Company's U.K. statutory auditor.
7. Ordinary resolution to authorize the Audit Committee, Mgmt For For
for and on behalf of the Board, to determine the
Company's U.K. statutory auditor's reimbursement.
8. Ordinary resolution to receive the Company's 2020 Mgmt For For
Annual Report and Accounts.
9. Ordinary resolution to authorize the Board of Mgmt For For
Directors to issue equity securities.
10. Special resolution to authorize the Board of Directors Mgmt For For
to issue equity securities without pre-emptive rights.
11. Ordinary resolution to authorize the Board of Mgmt For For
Directors to issue equity securities under our equity
incentive plans.
12. Special resolution to authorize the Board of Directors Mgmt For For
to issue equity securities under our equity incentive
plans without pre- emptive rights.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102 Meeting Type: Annual
Ticker: NOW Meeting Date: 07-Jun-2021
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Jr. Mgmt For For
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
our Named Executive Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting firm for
2021.
4. To approve an amendment to our Restated Certificate of Mgmt For For
Incorporation, as amended, to provide shareholders
with the right to call a special meeting.
5. To approve the 2021 Equity Incentive Plan to replace Mgmt For For
the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 935366573
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W300 Meeting Type: Annual
Ticker: SRC Meeting Date: 19-May-2021
ISIN: US84860W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jackson Hsieh Mgmt For For
1B. Election of Director: Kevin M. Charlton Mgmt For For
1C. Election of Director: Todd A. Dunn Mgmt For For
1D. Election of Director: Elizabeth F. Frank Mgmt For For
1E. Election of Director: Michelle M. Frymire Mgmt For For
1F. Election of Director: Kristian M. Gathright Mgmt For For
1G. Election of Director: Richard I. Gilchrist Mgmt For For
1H. Election of Director: Diana M. Laing Mgmt For For
1I. Election of Director: Nicholas P. Shepherd Mgmt For For
1J. Election of Director: Thomas J. Sullivan Mgmt For For
2. The ratification of the selection of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending December 31, 2021.
3. A non-binding, advisory resolution to approve the Mgmt For For
compensation of our named executive officers as
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935377881
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103 Meeting Type: Annual
Ticker: SYF Meeting Date: 20-May-2021
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Jr. Mgmt For For
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Vote. Mgmt 1 Year For
4. Ratification of Selection of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm of the Company for
2021.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102 Meeting Type: Annual
Ticker: TMO Meeting Date: 19-May-2021
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sørensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the Audit Committee's selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2021.
4. A shareholder Proposal regarding special Shareholder Shr For Against
Meetings.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935331873
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Annual
Ticker: TDG Meeting Date: 18-Mar-2021
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) compensation paid to Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent accountants for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102 Meeting Type: Annual
Ticker: TWLO Meeting Date: 16-Jun-2021
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt Withheld Against
Byron Deeter Mgmt Withheld Against
Jeffrey Epstein Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approval of, on a non-binding advisory basis, the Mgmt Against Against
compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 13-May-2021
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2021.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Adoption of the Union Pacific Corporation 2021 Stock Mgmt For For
Incentive Plan.
5. Adoption of the Union Pacific Corporation 2021 Mgmt For For
Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Report Shr For Against
Disclosure, if properly presented at the Annual
Meeting.
7. Shareholder proposal requesting an Annual Diversity Shr For Against
and Inclusion Efforts Report, if properly presented at
the Annual Meeting.
8. Shareholder proposal requesting an Annual Emissions Shr Against For
Reduction Plan & annual advisory vote on Emissions
Reduction Plan, if properly presented at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 26-Jan-2021
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of compensation paid Mgmt For For
to our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Incentive Mgmt For For
Compensation Plan, as amended and restated.
5. Approval of an amendment to our Certificate of Mgmt For For
Incorporation to enable the adoption of a special
meeting right for Class A common stockholders.
6. To vote on a stockholder proposal requesting Shr For Against
stockholders' right to act by written consent, if
properly presented.
7. To vote on a stockholder proposal to amend our Shr Against For
principles of executive compensation program, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249234
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103 Meeting Type: Special
Ticker: WLTW Meeting Date: 26-Aug-2020
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ordinary Resolution to approve the scheme, as Mgmt For For
described in the joint proxy statement, in its
original form or with or subject to any
modification(s), addition(s) or condition(s) approved
or imposed by the High Court of Ireland, and to
authorize the directors of WTW to take all such
actions as they consider necessary or appropriate for
carrying the scheme into effect.
2. Special Resolution to amend the constitution of WTW, Mgmt For For
referred to as the "WTW Constitution," so that any WTW
Shares that are issued on or after the WTW Voting
Record Time will either be subject to the terms of the
scheme or will be immediately and automatically
acquired by Aon for the scheme consideration.
3. Ordinary Resolution to approve, on a non-binding, Mgmt For For
advisory basis, specified compensatory arrangements
between WTW and its named executive officers relating
to the transaction.
4. Ordinary Resolution to approve any motion by the Mgmt For For
chairman of the WTW EGM to adjourn the WTW EGM, or any
adjournments thereof, to solicit additional proxies in
favour of the approval of the resolutions if there are
insufficient votes at the time of the WTW EGM to
approve resolutions 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249246
--------------------------------------------------------------------------------------------------------------------------
Security: G96629111 Meeting Type: Special
Ticker: Meeting Date: 26-Aug-2020
ISIN: IE00B4XGY116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme, as described in the joint proxy Mgmt For For
statement, in its original form or with or subject to
any modification(s), addition(s) or condition(s)
approved or imposed by the High Court of Ireland.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 08-Jun-2021
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2022.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future advisory votes concerning the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935367210
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101 Meeting Type: Annual
Ticker: ZEN Meeting Date: 18-May-2021
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Archana Agrawal Mgmt For For
1B. Election of Class I Director: Hilarie Koplow-McAdams Mgmt Against Against
1C. Election of Class I Director: Michelle Wilson Mgmt Against Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Zendesk's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Non-binding advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ZYNGA INC. Agenda Number: 935376017
--------------------------------------------------------------------------------------------------------------------------
Security: 98986T108 Meeting Type: Annual
Ticker: ZNGA Meeting Date: 17-May-2021
ISIN: US98986T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the next annual Mgmt For For
meeting: Mark Pincus
1b. Election of Director to serve until the next annual Mgmt For For
meeting: Frank Gibeau
1c. Election of Director to serve until the next annual Mgmt For For
meeting: Dr. Regina E. Dugan
1d. Election of Director to serve until the next annual Mgmt For For
meeting: William "Bing" Gordon
1e. Election of Director to serve until the next annual Mgmt For For
meeting: Louis J. Lavigne, Jr.
1f. Election of Director to serve until the next annual Mgmt For For
meeting: Carol G. Mills
1g. Election of Director to serve until the next annual Mgmt For For
meeting: Janice M. Roberts
1h. Election of Director to serve until the next annual Mgmt For For
meeting: Ellen F. Siminoff
1i. Election of Director to serve until the next annual Mgmt For For
meeting: Noel B. Watson
2. To approve, on an advisory basis, the compensation of Mgmt Against Against
Zynga's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
independent registered public accounting firm of Zynga
for its fiscal year ending December 31, 2021.
4. Shareholder proposal to amend the shareholding Shr For Against
threshold to call a Special Meeting.
TST International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA Agenda Number: 713713940
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120 Meeting Type: EGM
Ticker: Meeting Date: 29-Apr-2021
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING
REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE
FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE
BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF
THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO
NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN
PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 12 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
104122100847-44 AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT OF UPDATED BALO LINK AND CHANGE IN
NUMBERING OF RESOLUTIONS AND CHANGE IN MEETING TYPE
FROM MIX TO EGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
2 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 Mgmt For For
DECEMBER 2020 - ACKNOWLEDGEMENT OF THE DIVIDEND
DISTRIBUTED FOR THE LAST THREE FINANCIAL YEARS
4 APPROVAL OF THE REPORT ON THE REMUNERATION OF ALL Mgmt For For
CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 (SAY ON PAY EX POST)
5 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL Mgmt Against Against
ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS
OF ANY KIND, PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 OR AWARDED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN HIS CAPACITY
AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (EX POST SAY
ON PAY)
6 APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN Mgmt For For
AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR
2021 (EX ANTE SAY ON PAY)
7 APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR Mgmt For For
THE FINANCIAL YEAR 2021 (EX ANTE SAY ON PAY)
8 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For
THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES
L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
9 AUTHORISATION FOR THE BOARD OF DIRECTORS TO TRADE IN Mgmt Against Against
THE COMPANY'S SHARES
10 AUTHORISATION FOR THE BOARD OF DIRECTORS TO REDUCE THE Mgmt For For
SHARE CAPITAL BY CANCELLING TREASURY SHARES
11 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CAPITAL INCREASES BY ISSUING, WITH RETENTION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES
OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
SHARE CAPITAL
12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CAPITAL INCREASES BY ISSUING, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC OFFERING
13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CAPITAL INCREASES BY ISSUING, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY MEANS OF AN OFFER
REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L. 411-2
OF THE FRENCH MONETARY AND FINANCIAL CODE
14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES
OR TRANSFERABLE SECURITIES TO REMUNERATE CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CAPITAL INCREASES BY CAPITALISATION OF
RESERVES, PROFITS OR PREMIUMS
17 LIMITATION OF THE OVERALL AMOUNT OF CAPITAL INCREASES Mgmt For For
THAT MAY BE CARRIED OUT UNDER THE PREVIOUS DELEGATIONS
18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES
OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT IN FAVOUR OF THE MEMBERS OF A
COMPANY SAVINGS PLAN
19 AUTHORISATION FOR THE BOARD OF DIRECTORS TO FREELY Mgmt For For
ALLOCATE SHARES WITHOUT PERFORMANCE CONDITIONS FOR THE
BENEFIT OF EMPLOYEES OF THE ACCOR GROUP
20 STATUTORY AMENDMENTS Mgmt For For
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN Mgmt Against Against
ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS TO BE
FREELY ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A
PUBLIC OFFERING CONCERNING THE COMPANY'S SECURITIES
22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU Non-Voting
ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT
THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE.
--------------------------------------------------------------------------------------------------------------------------
ADECCO GROUP SA Agenda Number: 713694568
--------------------------------------------------------------------------------------------------------------------------
Security: H00392318 Meeting Type: AGM
Ticker: Meeting Date: 08-Apr-2021
ISIN: CH0012138605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT 2020 Mgmt For For
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT 2020 Mgmt For For
2 APPROPRIATION OF AVAILABLE EARNINGS 2020 AND Mgmt For For
DISTRIBUTION OF DIVIDEND
3 GRANTING OF DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1 APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF Mgmt For For
THE BOARD OF DIRECTORS
4.2 APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF Mgmt For For
THE EXECUTIVE COMMITTEE
5.1.1 RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES AS MEMBER Mgmt For For
AND AS CHAIR OF THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF ARIANE GORIN AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.3 RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.4 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.5 RE-ELECTION OF DAVID PRINCE AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.6 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.7 RE-ELECTION OF REGULA WALLIMANN AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.8 ELECTION OF RACHEL DUAN AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.2.1 RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.2 RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.2.3 ELECTION OF RACHEL DUAN AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE
5.3 ELECTION OF THE INDEPENDENT PROXY REPRESENTATIVE: LAW Mgmt For For
OFFICE KELLER PARTNERSHIP, ZURICH
5.4 RE-ELECTION OF THE AUDITORS: ERNST & YOUNG LTD, ZURICH Mgmt For For
6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALCON SA Agenda Number: 713728953
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128 Meeting Type: AGM
Ticker: Meeting Date: 28-Apr-2021
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For
2 APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT Mgmt For For
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.10 Mgmt For For
PER SHARE
4.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against
4.2 APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF Mgmt For For
3.3 MILLION
4.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE Mgmt For For
AMOUNT OF CHF 38.4 MILLION
5.1 REELECT MICHAEL BALL AS DIRECTOR AND BOARD CHAIRMAN Mgmt For For
5.2 REELECT LYNN BLEIL AS DIRECTOR Mgmt For For
5.3 REELECT ARTHUR CUMMINGS AS DIRECTOR Mgmt For For
5.4 REELECT DAVID ENDICOTT AS DIRECTOR Mgmt For For
5.5 REELECT THOMAS GLANZMANN AS DIRECTOR Mgmt For For
5.6 REELECT KEITH GROSSMANN AS DIRECTOR Mgmt Against Against
5.7 REELECT SCOTT MAW AS DIRECTOR Mgmt For For
5.8 REELECT KAREN MAY AS DIRECTOR Mgmt For For
5.9 REELECT INES POESCHEL AS DIRECTOR Mgmt For For
5.10 REELECT DIETER SPAELTI AS DIRECTOR Mgmt For For
6.1 REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2 REAPPOINT KEITH GROSSMANN AS MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE
6.3 REAPPOINT KAREN MAY AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE
6.4 REAPPOINT INES POESCHEL AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE
7 DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW AS Mgmt For For
INDEPENDENT PROXY
8 RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 935401872
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103 Meeting Type: Special
Ticker: ABEV Meeting Date: 29-Apr-2021
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To analyze and approve the management accounts, with Mgmt For For
examination, discussion and voting on the financial
statements related to the fiscal year ended December
31, 2020.
O2 To resolve on the allocation of the net profits for Mgmt For For
the fiscal year ended December 31, 2020 and
ratification of the payments of interest on own
capital and dividends related to the fiscal year ended
December 31, 2020, approved by the Board of Directors
at the meetings held, respectively, on December 9 and
December 21, 2020.
O3A Controller Slate - Fiscal Council: José Ronaldo Vilela Mgmt Abstain
Rezende, Elidie Palma Bifano, Emanuel Sotelino
Schifferle (Alternate) Eduardo Rogatto Luque
(Alternate). You can only vote in favor of either 3A
or 3B.
O3B Separate Election of the fiscal council - Candidates Mgmt For For
nominated by minority shareholders: Vinicius Balbino
Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate).
You can only vote in favor of either 3A or 3B.
O4 To determine the managers' overall compensation for Mgmt Against Against
the year of 2021, in the annual amount of up to R$
123,529,137.63, including expenses related to the
recognition of the fair amount of (x) the stock
options that the Company intends to grant in the
fiscal year, and (y) the compensation based on shares
that the Company intends to execute in the fiscal
year.
O5 To determine the overall compensation of the Fiscal Mgmt For For
Council's members for the year of 2021, in the annual
amount of up to R$ 1,845,504.00, with alternate
members' compensation corresponding to half of the
amount received by the effective members, in
accordance with the Management Proposal.
E1 To approve the amendment of the heading of article 2 Mgmt For For
of the Bylaws to reflect the change in the management
body responsible for deciding on the opening,
maintenance and closure of branches, offices, deposits
or representation agencies of the Company, according
to Exhibit B.I of the Management Proposal.
E2 To approve the amendment of items "b", "h", "i" and Mgmt For For
"m" and include items "o" and "p", all of article 3 of
the Bylaws, to detail in the corporate purpose
ancillary activities to the Company's main activities,
according to Exhibit B.i of the Management Proposal.
E3 To approve the amendment of the heading of article 5 Mgmt For For
of the Bylaws in order to reflect the capital
increases approved by the Board of Directors, within
the authorized capital limit until the date of the
Shareholders' Meeting, according to Exhibit B.I of the
Management Proposal.
E4 To approve the amendment of item "s" of article 21 of Mgmt For For
the Bylaws in order to specify the competence of the
Board of Directors to decide on the participation of
the Company in other companies and ventures, according
to Exhibit B.I of the Management Proposal.
E5 In view of the proposed amendments to the Bylaws Mgmt For For
described above, to approve the consolidation of the
Company's Bylaws, according to the Management
Proposal.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935373148
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108 Meeting Type: Annual and Special
Ticker: GOLD Meeting Date: 04-May-2021
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. N. Kabagambe Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 Resolution approving the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the auditor of Barrick
and authorizing the directors to fix its remuneration
3 Advisory resolution on approach to executive Mgmt For For
compensation
4 Special resolution approving the capital reduction in Mgmt For For
order to enable the Return of Capital
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 713817320
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108 Meeting Type: MIX
Ticker: Meeting Date: 04-May-2021
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND
'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS
1.1 TO 1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: D. M. BRISTOW Mgmt For For
1.2 ELECTION OF DIRECTOR: G. A. CISNEROS Mgmt For For
1.3 ELECTION OF DIRECTOR: C. L. COLEMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: J. M. EVANS Mgmt For For
1.5 ELECTION OF DIRECTOR: B. L. GREENSPUN Mgmt For For
1.6 ELECTION OF DIRECTOR: J. B. HARVEY Mgmt For For
1.7 ELECTION OF DIRECTOR: A. N. KABAGAMBE Mgmt For For
1.8 ELECTION OF DIRECTOR: A. J. QUINN Mgmt For For
1.9 ELECTION OF DIRECTOR: M. L. SILVA Mgmt For For
1.10 ELECTION OF DIRECTOR: J. L. THORNTON Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK
AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION
3 ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION
4 SPECIAL RESOLUTION APPROVING THE CAPITAL REDUCTION IN Mgmt For For
ORDER TO ENABLE THE RETURN OF CAPITAL
--------------------------------------------------------------------------------------------------------------------------
BEFESA S.A. Agenda Number: 714255937
--------------------------------------------------------------------------------------------------------------------------
Security: L0R30V103 Meeting Type: AGM
Ticker: Meeting Date: 30-Jun-2021
ISIN: LU1704650164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS Non-Voting
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
3 APPROVE FINANCIAL STATEMENTS Mgmt For For
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.17 Mgmt For For
PER SHARE
5 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
6 APPROVE FIXED REMUNERATION OF DIRECTORS Mgmt For For
7 APPROVE REMUNERATION REPORT Mgmt Against Against
8 RENEW APPOINTMENT OF KPMG LUXEMBOURG AS AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BEFESA S.A. Agenda Number: 714253705
--------------------------------------------------------------------------------------------------------------------------
Security: L0R30V103 Meeting Type: EGM
Ticker: Meeting Date: 30-Jun-2021
ISIN: LU1704650164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
1 AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt Against Against
SECURITIES WITHOUT PREEMPTIVE RIGHTS AND AMEND ARTICLE
6 OF THE ARTICLES OF ASSOCIATION
2 AMEND ARTICLE 28 OF THE ARTICLES OF ASSOCIATION Mgmt For For
3 AMEND ARTICLE 29 OF THE ARTICLES OF ASSOCIATION Mgmt For For
4 AMEND ARTICLE 30 OF THE ARTICLES OF ASSOCIATION Mgmt For For
5 AMEND ARTICLE 32 OF THE ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOA VISTA SERVICOS SA Agenda Number: 713746975
--------------------------------------------------------------------------------------------------------------------------
Security: P1R21S105 Meeting Type: AGM
Ticker: Meeting Date: 26-Apr-2021
ISIN: BRBOASACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF
YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO EXAMINE, Mgmt For For
DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, THE
FINANCIAL STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT
REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2020
2 TO DECIDE ON THE PROPOSAL FOR THE CAPITAL BUDGET Mgmt For For
3 TO DECIDE ON THE FOR THE ALLOCATION OF THE NET PROFIT Mgmt For For
FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2020
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE CUMULATIVE Mgmt Abstain Against
VOTING PROCESS FOR THE ELECTION OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF LAW 6,404
OF 1976
5 TO SET THE NUMBER OF 11 MEMBERS TO COMPOSE THE BOARD Mgmt For For
OF DIRECTORS
6 TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS BY Mgmt Against Against
SLATE. INDICATION OF ALL THE NAMES THAT MAKE UP THE BY
SLATE. THE VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH
VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS
DEAL WITH. . ALFREDO COTAIT NETO, AS TITULAR MEMBER,
CHAIRMAN OF BOARD OF DIRECTORS. PEDRO MIGUEL CORDEIRO
MATEO, TITULAR MEMBER LUIZ FRANCISCO NOVELLI VIANA,
TITULAR MEMBER LUIZ ROBERTO GONCALVES, TITULAR MEMBER
NILTON MOLINA, TITULAR MEMBER LINCOLN DA CUNHA PEREIRA
FILHO, TITULAR MEMBER EDY LUIZ KOGUT, TITULAR MEMBER
ALDO CARLOS DE MOURA GONCALVES, TITULAR MEMBER PAULINO
REGO BARROS JUNIOR, INDEPENDENT MEMBER JEAN CLAUDE
RAMIREZ JONAS, INDEPENDENT MEMBER MARCELO BENCHIMOL
SAAD, INDEPENDENT MEMBER
7 IN THE EVENT THAT ONE OF THE CANDIDATES WHO IS ON THE Mgmt Against Against
SLATE CHOSEN CEASES TO BE PART OF THAT SLATE, CAN THE
VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
CMMT FOR THE PROPOSAL 8 REGARDING THE ADOPTION OF Non-Voting
CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY
VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL
REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 9.1 TO 9.11. IN THIS CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO
ALLOCATE PERCENTAGES AMONGST THE DIRECTORS
8 IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING Mgmt Abstain Against
PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES
BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS
OF THE SLATE THAT YOU HAVE CHOSEN. IF THE SHAREHOLDER
CHOOSES TO ABSTAIN AND THE ELECTION OCCURS THROUGH THE
CUMULATIVE VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING
9.1 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . ALFREDO COTAIT
NETO, AS TITULAR MEMBER, CHAIRMAN OF BOARD OF
DIRECTORS
9.2 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . PEDRO MIGUEL
CORDEIRO MATEO, TITULAR MEMBER
9.3 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . LUIZ FRANCISCO
NOVELLI VIANA, TITULAR MEMBER
9.4 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . LUIZ ROBERTO
GONCALVES, TITULAR MEMBER
9.5 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . NILTON MOLINA,
TITULAR MEMBER
9.6 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . LINCOLN DA
CUNHA PEREIRA FILHO, TITULAR MEMBER
9.7 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . EDY LUIZ
KOGUT, TITULAR MEMBER
9.8 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . ALDO CARLOS DE
MOURA GONCALVES, TITULAR MEMBER
9.9 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . PAULINO REGO
BARROS JUNIOR, INDEPENDENT MEMBER
9.10 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . JEAN CLAUDE
RAMIREZ JONAS, INDEPENDENT MEMBER
9.11 VISUALIZATION OF ALL CANDIDATES TO INDICATE THE Mgmt Abstain Against
PERCENTAGE OF VOTES TO BE ATTRIBUTED. . MARCELO
BENCHIMOL SAAD, INDEPENDENT MEMBER
10 DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL Mgmt For For
COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404
OF 1976
11 INDICATION OF ALL THE NAMES THAT MAKE UP THE BY SLATE. Mgmt For For
. ANTONIO CARLOS PELA. HUMBERTO GOUVEIA ROBERTO
PENTEADO DE CAMARGO TICOULAT. EDWARD LAUNBERG JOSE
EDUARDO DE MORAES SARMENTO. BERNARDO REGUEIRA CAMPOS
ANTONIO EUSTAQUIO LIMA SARAIVA. ROBERTO MATEUS ORDINE
12 IF ONE OF THE CANDIDATES WHO IS PART OF THE SLATE Mgmt Against Against
CEASES TO BE PART OF IT IN ORDER TO ACCOMMODATE THE
SEPARATE ELECTION THAT IS DEALT WITH IN ARTICLE 161, 4
AND ARTICLE 240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED
ON THE CHOSEN SLATE
--------------------------------------------------------------------------------------------------------------------------
BOA VISTA SERVICOS SA Agenda Number: 713752877
--------------------------------------------------------------------------------------------------------------------------
Security: P1R21S105 Meeting Type: EGM
Ticker: Meeting Date: 26-Apr-2021
ISIN: BRBOASACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF
YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 SET THE LIMIT FOR THE ANNUAL GLOBAL COMPENSATION OF Mgmt For For
THE COMPANY'S MANAGEMENT AND THE COMPENSATION OF THE
MEMBERS OF THE COMPANY'S AUDIT COMMITTEE FOR THE
FISCAL YEAR OF 2021
2 AMEND THE CAPUT OF ARTICLE 6 OF THE COMPANY'S BYLAWS Mgmt For For
TO REFLECT THE CURRENT CORPORATE CAPITAL OF THE
COMPANY
3 TO AMEND THE MAIN PART OF ARTICLE 36 OF THE CORPORATE Mgmt For For
BYLAWS OF THE COMPANY IN ORDER TO MODIFY THE NUMBER OF
MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY, IN
ACCORDANCE WITH A PROPOSAL FROM THE MANAGEMENT
4 CONSOLIDATION OF THE CORPORATE BYLAWS OF THE COMPANY Mgmt For For
5 TO APPROVE ENTERING INTO AN INDEMNITY AGREEMENT Mgmt For For
BETWEEN THE COMPANY AND ITS MANAGERS, IN ACCORDANCE
WITH A PROPOSAL FROM THE MANAGEMENT
6 TO RATIFY AGAIN THE PROPOSAL FOR THE AGGREGATE ANNUAL Mgmt Against Against
COMPENSATION OF THE MANAGEMENT OF THE COMPANY IN
REFERENCE TO THE 2020 FISCAL YEAR, IN ACCORDANCE WITH
A PROPOSAL FROM THE MANAGEMENT
7 IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, Mgmt For For
THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO
BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE
MEETING ON SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE Non-Voting
SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG SE Agenda Number: 714036399
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117 Meeting Type: AGM
Ticker: Meeting Date: 10-Jun-2021
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH Non-Voting
21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND
THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE
JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES.
AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE
END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN
THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO
MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO
ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE
TOTAL SHARE CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON Non-Voting
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB
CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND Non-Voting
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR Non-Voting
FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.35 Mgmt For For
PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR Mgmt For For
2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR Mgmt For For
2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY FOR THE MANAGEMENT BOARD Mgmt For For
7.1 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7.2 APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD Mgmt For For
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU
CMMT 04 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BUNZL PLC Agenda Number: 713704080
--------------------------------------------------------------------------------------------------------------------------
Security: G16968110 Meeting Type: AGM
Ticker: Meeting Date: 21-Apr-2021
ISIN: GB00B0744B38
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITORS
2 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND OF 38.3P Mgmt For For
PER ORDINARY SHARE
3 TO RE-APPOINT PETER VENTRESS AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT FRANK VAN ZANTEN AS A DIRECTOR Mgmt For For
5 TO RE-APPOINT RICHARD HOWES AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For
7 TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
8 TO RE-APPOINT STEPHAN NANNINGA AS A DIRECTOR Mgmt For For
9 TO APPOINT VIN MURRIA AS A DIRECTOR Mgmt For For
10 TO APPOINT MARIA FERNANDA MEJIA AS A DIRECTOR Mgmt For For
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
TO HOLD OFFICE FROM THE CONCLUSION OF THIS YEAR'S AGM
UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
12 TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT Mgmt For For
COMMITTEE, TO DETERMINE THE REMUNERATION OF THE
AUDITORS
13 TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET Mgmt For For
OUT ON PAGES 119 TO 127 (INCLUSIVE) OF THE ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
14 TO APPROVE THE DIRECTORS' REMUNERATION REPORT AS SET Mgmt For For
OUT ON PAGES 114 TO 139 (INCLUSIVE) (EXCLUDING THE
DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 119
TO 127 (INCLUSIVE)) OF THE ANNUAL REPORT FOR THE YEAR
ENDED 31 DECEMBER 2020
15 APPROVAL OF POLICY RELATED AMENDMENTS TO THE COMPANY'S Mgmt For For
LONG-TERM INCENTIVE PLAN
16 APPROVAL OF NEW US EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
17 RENEWAL OF SAVINGS-RELATED SHARE OPTION SCHEME Mgmt For For
18 AUTHORITY TO ALLOT ORDINARY SHARES Mgmt For For
19 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
20 SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT
21 PURCHASE OF OWN ORDINARY SHARES Mgmt For For
22 NOTICE OF GENERAL MEETINGS Mgmt For For
23 AMENDMENTS TO ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA Agenda Number: 713712683
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144 Meeting Type: MIX
Ticker: Meeting Date: 21-May-2021
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT 11 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING
REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE
FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE
BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF
THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO
NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN
PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 11 MAY 2021:PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
103192100603-34 AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR 2020
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND Mgmt For For
SETTING OF THE DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR 2020
4 REGULATED AGREEMENTS Mgmt For For
5 AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE Mgmt For For
OF THEM, IN ORDER TO ALLOW THE COMPANY TO TRADE ITS
OWN SHARES, EXCEPT DURING A PUBLIC OFFERING PERIOD,
WITHIN THE CONTEXT OF A SHARE BUYBACK PROGRAMME WITH A
MAXIMUM PURCHASE PRICE OF EUR 180 PER SHARE
6 APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO Mgmt For For
MANAGERS
7 APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
8 APPROVAL OF THE INFORMATION ON THE COMPENSATION OF Mgmt For For
CORPORATE OFFICERS
9 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR Mgmt For For
AWARDED TO MR. FLORENT MENEGAUX FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR Mgmt For For
AWARDED TO MR. YVES CHAPOT FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR Mgmt For For
AWARDED TO MR. MICHEL ROLLIER FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
12 RATIFICATION OF THE CO-OPTATION OF MR. JEAN-MICHEL Mgmt For For
SEVERINO AS MEMBER OF THE SUPERVISORY BOARD AS A
REPLACEMENT FOR MR. CYRILLE POUGHON, WHO RESIGNED
13 APPOINTMENT OF MR. WOLF-HENNING SCHEIDER AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
14 AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE Mgmt For For
OF THEM, IN ORDER TO REDUCE THE CAPITAL BY CANCELLING
SHARES
15 AMENDMENTS TO THE BY-LAWS RELATING TO THE FINANCIAL Mgmt For For
RIGHTS OF GENERAL PARTNERS
16 AMENDMENTS TO THE BY-LAWS RELATING TO THE TERMS AND Mgmt For For
CONDITIONS OF THE MANAGERS' COMPENSATION
17 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU Non-Voting
ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT
THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 713451021
--------------------------------------------------------------------------------------------------------------------------
Security: G23296208 Meeting Type: AGM
Ticker: Meeting Date: 04-Feb-2021
ISIN: GB00BD6K4575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE AND ADOPT THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS AND THE AUDITOR'S REPORT THEREON
2 RECEIVE AND ADOPT THE REMUNERATION POLICY Mgmt For For
3 RECEIVE AND ADOPT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
4 ELECT IAN MEAKINS AS A DIRECTOR Mgmt For For
5 RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
7 RE-ELECT KAREN WITTS AS A DIRECTOR Mgmt For For
8 RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For
9 RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For
10 RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For
11 RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For
12 RE-ELECT ANNE-FRANCOISE NESMES AS A DIRECTOR Mgmt For For
13 RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
14 RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt For For
15 REAPPOINT KPMG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S Mgmt For For
REMUNERATION
17 DONATIONS TO POLITICAL ORGANISATIONS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For
20 ADDITIONAL AUTHORITY TO ALLOT SHARES FOR CASH IN Mgmt For For
LIMITED CIRCUMSTANCES
21 AUTHORITY TO PURCHASE SHARES Mgmt For For
22 ADOPTION OF ARTICLES OF ASSOCIATION Mgmt For For
23 REDUCE GENERAL MEETING NOTICE PERIODS: TO AUTHORISE Mgmt For For
THE DIRECTORS TO CALL A GENERAL MEETING OF THE
COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT
LESS THAN 14 CLEAR WORKING DAYS' NOTICE, PROVIDED THAT
THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE
DATE OF THE PASSING OF THIS RESOLUTION
CMMT 16 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO MODIFICATION OF THE TEXT OF RESOLUTION 23. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CONVATEC GROUP PLC Agenda Number: 713720793
--------------------------------------------------------------------------------------------------------------------------
Security: G23969101 Meeting Type: AGM
Ticker: Meeting Date: 07-May-2021
ISIN: GB00BD3VFW73
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT DR JOHN MCADAM AS DIRECTOR Mgmt For For
5 RE-ELECT KARIM BITAR AS DIRECTOR Mgmt For For
6 RE-ELECT FRANK SCHULKES AS DIRECTOR Mgmt For For
7 RE-ELECT MARGARET EWING AS DIRECTOR Mgmt For For
8 RE-ELECT BRIAN MAY AS DIRECTOR Mgmt For For
9 RE-ELECT RICK ANDERSON AS DIRECTOR Mgmt For For
10 RE-ELECT DR REGINA BENJAMIN AS DIRECTOR Mgmt For For
11 RE-ELECT STEN SCHEIBYE AS DIRECTOR Mgmt For For
12 ELECT HEATHER MASON AS DIRECTOR Mgmt For For
13 ELECT CONSTANTIN COUSSIOS AS DIRECTOR Mgmt For For
14 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
15 AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For
19 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For
IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES Mgmt For For
21 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO Mgmt For For
WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 714226645
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102 Meeting Type: AGM
Ticker: Meeting Date: 24-Jun-2021
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Liability System Mgmt For For
for Directors, Transition to a Company with
Supervisory Committee, Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Supervisory Mgmt For For
Committee Member Inaba, Yoshiharu
3.2 Appoint a Director who is not Audit and Supervisory Mgmt For For
Committee Member Yamaguchi, Kenji
3.3 Appoint a Director who is not Audit and Supervisory Mgmt For For
Committee Member Michael J. Cicco
3.4 Appoint a Director who is not Audit and Supervisory Mgmt For For
Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Supervisory Mgmt For For
Committee Member Sumikawa, Masaharu
3.6 Appoint a Director who is not Audit and Supervisory Mgmt For For
Committee Member Yamazaki, Naoko
4.1 Appoint a Director who is Audit and Supervisory Mgmt For For
Committee Member Kohari, Katsuo
4.2 Appoint a Director who is Audit and Supervisory Mgmt For For
Committee Member Mitsumura, Katsuya
4.3 Appoint a Director who is Audit and Supervisory Mgmt For For
Committee Member Imai, Yasuo
4.4 Appoint a Director who is Audit and Supervisory Mgmt For For
Committee Member Yokoi, Hidetoshi
4.5 Appoint a Director who is Audit and Supervisory Mgmt For For
Committee Member Tomita, Mieko
5 Approve Details of the Compensation to be received by Mgmt For For
Directors (Excluding Directors who are Audit and
Supervisory Committee Members)
6 Approve Details of the Compensation to be received by Mgmt For For
Directors who are Audit and Supervisory Committee
Members
7 Approve Details of the Restricted-Share Compensation Mgmt For For
to be received by Directors (Excluding Directors who
are Audit and Supervisory Committee Members and
Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
FOXTONS GROUP PLC Agenda Number: 713727824
--------------------------------------------------------------------------------------------------------------------------
Security: G3654P100 Meeting Type: AGM
Ticker: Meeting Date: 22-Apr-2021
ISIN: GB00BCKFY513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For
2 APPROVE REMUNERATION REPORT Mgmt Against Against
3 RE-ELECT IAN BARLOW AS DIRECTOR Mgmt For For
4 RE-ELECT NICHOLAS BUDDEN AS DIRECTOR Mgmt For For
5 RE-ELECT PATRICK FRANCO AS DIRECTOR Mgmt For For
6 RE-ELECT ALAN GILES AS DIRECTOR Mgmt Against Against
7 RE-ELECT RICHARD HARRIS AS DIRECTOR Mgmt For For
8 RE-ELECT SHEENA MACKAY AS DIRECTOR Mgmt For For
9 RE-ELECT ROSIE SHAPLAND AS DIRECTOR Mgmt For For
10 REAPPOINT BDO LLP AS AUDITORS Mgmt For For
11 AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF Mgmt For For
AUDITORS
12 AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE Mgmt For For
13 AUTHORISE ISSUE OF EQUITY Mgmt For For
14 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For
15 AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For
IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
16 AUTHORISE MARKET PURCHASE OF ORDINARY SHARES Mgmt For For
17 AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO Mgmt For For
WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE&CO. KGAA Agenda Number: 712956741
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263 Meeting Type: AGM
Ticker: Meeting Date: 28-Aug-2020
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY Non-Voting
ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL
URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE
BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 RESOLUTION ON THE APPROVAL OF THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS OF FRESENIUS SE&CO. KGAA FOR THE FISCAL
YEAR 2019
2 RESOLUTION ON THE ALLOCATION OF THE DISTRIBUTABLE Mgmt For For
PROFIT: DIVIDENDS OF EUR 0.84 PER SHARE
3 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE Mgmt For For
GENERAL PARTNER FOR THE FISCAL YEAR 2019
4 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE Mgmt For For
SUPERVISORY BOARD FOR THE FISCAL YEAR 2019
5 ELECTION OF THE AUDITOR AND GROUP AUDITOR FOR THE Mgmt For For
FISCAL YEAR 2020 AND OF THE AUDITOR FOR THE POTENTIAL
REVIEW OF FINANCIAL INFORMATION DURING THE COURSE OF
THE YEAR: PRICEWATERHOUSECOOPERS GMBH
6 REQUEST FOR APPROVAL OF THE AMENDMENT TO ARTICLE 15 Mgmt For For
(2) OF THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE&CO. KGAA Agenda Number: 713839895
--------------------------------------------------------------------------------------------------------------------------
Security: D27348263 Meeting Type: AGM
Ticker: Meeting Date: 21-May-2021
ISIN: DE0005785604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY Non-Voting
ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL
URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE
BALLOT ON PROXYEDGE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR Mgmt For For
FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.88 Mgmt For For
PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR Mgmt For For
2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT MICHAEL ALBRECHT TO THE SUPERVISORY BOARD Mgmt For For
8.2 ELECT MICHAEL DIEKMANN TO THE SUPERVISORY BOARD Mgmt For For
8.3 ELECT WOLFGANG KIRSCH TO THE SUPERVISORY BOARD Mgmt For For
8.4 ELECT IRIS LOEW-FRIEDRICH TO THE SUPERVISORY BOARD Mgmt For For
8.5 ELECT KLAUS-PETER MUELLER TO THE SUPERVISORY BOARD Mgmt For For
8.6 ELECT HAUKE STARS TO THE SUPERVISORY BOARD Mgmt For For
9.1 ELECT MICHAEL DIEKMANN AS MEMBER OF THE JOINT Mgmt For For
COMMITTEE
9.2 ELECT HAUKE STARS AS MEMBER OF THE JOINT COMMITTEE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 713733928
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118 Meeting Type: AGM
Ticker: Meeting Date: 13-May-2021
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF Non-Voting
"ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO
ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconews/sehk/2021
/0329/2021032900638.pdf AND
https://www1.hkexnews.hk/listedco/listconews/sehk/2021
/0329/2021032900622.pdf
CMMT 22 APR 2021: DELETION OF COMMENT Non-Voting
1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020
2.1 TO RE-ELECT MR. FRANCIS LUI YIU TUNG AS A DIRECTOR Mgmt For For
2.2 TO RE-ELECT MR. JOSEPH CHEE YING KEUNG AS A DIRECTOR Mgmt For For
2.3 TO RE-ELECT MR. JAMES ROSS ANCELL AS A DIRECTOR Mgmt For For
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO Mgmt For For
FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK Mgmt For For
SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE Mgmt Against Against
ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 Mgmt Against Against
5 TO APPROVE THE ADOPTION OF THE NEW SHARE OPTION SCHEME Mgmt Against Against
OF THE COMPANY
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Agenda Number: 714246964
--------------------------------------------------------------------------------------------------------------------------
Security: X3232T104 Meeting Type: OGM
Ticker: Meeting Date: 17-Jun-2021
ISIN: GRS419003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
1. SUBMISSION AND APPROVAL OF THE COMPANY'S STANDALONE Mgmt For For
AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2020 (01/01/2020 - 31/12/2020) AND OF
THE RELEVANT BOARD OF DIRECTORS' AND AUDITORS' REPORT
2. APPROVAL OF THE OVERALL MANAGEMENT OF THE COMPANY AND Mgmt For For
DISCHARGE OF THE STATUTORY AUDITORS OF THE COMPANY FOR
THE FINANCIAL YEAR 2020 (01/01/2020 - 31/12/2020)
3. ELECTION OF AUDITING COMPANY FOR THE STATUTORY AUDIT Mgmt For For
OF THE COMPANY'S STANDALONE AND CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2021 (01/01/2021 -
31/12/2021) AND THE ISSUANCE OF THE ANNUAL TAX REPORT
4. APPROVAL OF THE DISTRIBUTION OF NET PROFITS FOR THE Mgmt For For
FINANCIAL YEAR 2020 (01/01/2020 - 31/12/2020)
5. APPROVAL OF THE DISTRIBUTION OF PART OF THE COMPANY'S Mgmt For For
NET PROFITS OF THE FINANCIAL YEAR 2020 (01/01/2020 -
31/12/2020) TO EXECUTIVE MEMBERS OF THE BOARD OF
DIRECTORS AND OTHER SENIOR MANAGEMENT PERSONNEL OF THE
COMPANY
6. SUBMISSION FOR DISCUSSION AND VOTING OF THE Mgmt Against Against
REMUNERATION REPORT OF THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR 2020 (01/01/2020 - 31/12/2020)
7. AMENDMENT OF THE COMPANY'S REMUNERATION POLICY Mgmt Against Against
8 APPROVAL OF THE FIT AND PROPER POLICY Mgmt For For
9.1. ANNOUNCEMENT OF THE ELECTION OF A NEW MEMBER OF THE Non-Voting
BOARD OF DIRECTORS IN REPLACEMENT OF A RESIGNED MEMBER
9.2.1 ELECTION OF TWO NEW BOD MEMBERS - APPOINTMENT OF Mgmt For For
INDEPENDENT MEMBERS (ITEMISED BALLOT) - PROF. DR
NICOLE CONRAD-FORKER LL.M
9.2.2 ELECTION OF TWO NEW BOD MEMBERS - APPOINTMENT OF Mgmt For For
INDEPENDENT MEMBERS (ITEMISED BALLOT) - VASILIKI
KARAGIANNI
10. RESOLUTION ON THE COMPANY'S AUDIT COMMITTEE SPECIFICS Mgmt For For
11. APPROVAL FOR THE ACQUISITION OF THE COMPANY'S OWN Mgmt For For
SHARES (SHARE BUY-BACK PROGRAMME)
12. SUBMISSION OF THE AUDIT COMMITTEE ANNUAL REPORT Non-Voting
CMMT 04 JUN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT
UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT
THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE
CMMT 04 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUMA SAB DE CV Agenda Number: 713818360
--------------------------------------------------------------------------------------------------------------------------
Security: P4948K121 Meeting Type: AGM
Ticker: Meeting Date: 23-Apr-2021
ISIN: MXP4948K1056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION OF THE REPORTS REFERRED TO IN ARTICLE 28 Mgmt For For
SECTION IV OF THE SECURITIES MARKET LAW AND ARTICLE
NINETEENTH SECTION IV OF THE CORPORATE BYLAWS,
CORRESPONDING TO THE FISCAL YEAR ENDED AS OF DECEMBER
31, 2020, INCLUDING THE FINANCIAL STATEMENTS OF GRUMA,
S.A.B. DE C.V. FOR THE PERIOD COMPRISED FROM JANUARY
1ST TO DECEMBER 31, 2020, FOR THE DISCUSSION AND
APPROVAL THEREOF, AS THE CASE MAY BE
II PROPOSAL AND, AS THE CASE MAY BE, APPROVAL OF THE Mgmt For For
ALLOCATION OF PROFITS FOR THE PERIOD MENTIONED IN THE
PRECEDING ITEM I ABOVE, INCLUDING, AS THE CASE MAY BE,
THE PROCEDURE FOR THE PAYMENT OF DIVIDENDS, IF
DECLARED BY THE MEETING
III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF FUNDS TO Mgmt For For
BE USED FOR THE PURCHASE OF OWN SHARES AND REPORT ON
THE TRANSACTIONS PERFORMED BY THE FUND FOR THE
REPURCHASE OF SHARES
IV ELECTION AND,OR RATIFICATION OF THE REGULAR AND Mgmt For For
ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS AND
SECRETARY, AS WELL AS OF THE CHAIRMAN AND
VICE-CHAIRMAN OF SUCH CORPORATE BODY, ASSESSMENT OF
THE INDEPENDENCE OF THE MEMBERS THEREOF BODY, PROPOSED
WITH THE INDEPENDENT CAPACITY AND DETERMINATION OF
COMPENSATIONS THERETO, AS WELL AS THE COMPENSATIONS
CORRESPONDING TO THE MEMBERS OF THE AUDIT AND
CORPORATE PRACTICES COMMITTEES OF THE BOARD OF
DIRECTORS
V ELECTION OF THE CHAIRMEN OF THE COMPANY'S AUDIT AND Mgmt For For
CORPORATE PRACTICES COMMITTEES
VI DESIGNATION OF SPECIAL REPRESENTATIVES TO COMPLY WITH Mgmt For For
AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUMA SAB DE CV Agenda Number: 713825149
--------------------------------------------------------------------------------------------------------------------------
Security: P4948K121 Meeting Type: EGM
Ticker: Meeting Date: 23-Apr-2021
ISIN: MXP4948K1056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ANALYSIS, DISCUSSION AND, WHERE APPROPRIATE, APPROVAL Mgmt For For
OF A PROPOSAL TO CANCEL 11,285,140 ELEVEN MILLION TWO
HUNDRED EIGHTY FIVE THOUSAND AND ONE HUNDRED FORTY
ORDINARY, NOMINATIVE SHARES, WITHOUT EXPRESSION OF
NOMINAL VALUE, SERIES B, CLASS I, ISSUED BY THE
COMPANY AND WHICH HAVE BEEN REPURCHASED BY THE SAME
AND AS A CONSEQUENCE OF THE ABOVE, REDUCTION OF THE
FIXED PORTION OF THE CAPITAL STOCK AND AMENDMENT TO
ARTICLE SIX OF THE COMPANY BYLAWS
II ANALYSIS, DISCUSSION AND, WHERE APPROPRIATE, APPROVAL Mgmt Against Against
OF A PROPOSAL TO MODIFY ARTICLES ELEVENTH REQUIREMENTS
FOR THE ACQUISITION AND SALE OF COMPANY SHARES AND
THIRTY SEVENTH RIGHT OF ATTENDANCE OF THE COMPANY
BYLAWS
III APPOINTMENT OF SPECIAL DELEGATES WHO FULFILL AND Mgmt For For
FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING
--------------------------------------------------------------------------------------------------------------------------
HELIOS TOWERS PLC Agenda Number: 713692083
--------------------------------------------------------------------------------------------------------------------------
Security: G4431S102 Meeting Type: AGM
Ticker: Meeting Date: 15-Apr-2021
ISIN: GB00BJVQC708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
2 TO APPROVE THE ANNUAL STATEMENT BY THE CHAIRMAN OF THE Mgmt For For
REMUNERATION COMMITTEE AND THE DIRECTORS' REMUNERATION
REPORT
3 TO ELECT SALLY ASHFORD AS A DIRECTOR Mgmt For For
4 TO ELECT CAROLE WAMUYU WAINAINA AS A DIRECTOR Mgmt For For
5 TO ELECT MANJIT DHILLON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR SAMUEL JONAH, KBE, OSG AS A DIRECTOR Mgmt For For
7 TO RE-ELECT KASH PANDYA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT TOM GREENWOOD AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MAGNUS MANDERSSON AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ALISON BAKER AS A DIRECTOR Mgmt For For
11 TO RE-ELECT RICHARD BYRNE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT DAVID WASSONG AS A DIRECTOR Mgmt For For
13 TO RE-ELECT TEMITOPE LAWANI AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY Mgmt For For
15 TO FIX THE REMUNERATION OF THE AUDITORS Mgmt For For
16 TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS Mgmt For For
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE HT UK SHARE PURCHASE PLAN Mgmt For For
19 TO APPROVE THE HT GLOBAL SHARE PURCHASE PLAN Mgmt For For
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 TO ALLOT EQUITY SECURITIES FOR CASH Mgmt For For
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For
23 TO AUTHORISE THE DIRECTORS TO CALL A 14 DAY NOTICE Mgmt For For
PERIOD FOR GENERAL MEETINGS
24 TO ADOPT THE ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HELIOS TOWERS PLC Agenda Number: 714186500
--------------------------------------------------------------------------------------------------------------------------
Security: G4431S102 Meeting Type: OGM
Ticker: Meeting Date: 04-Jun-2021
ISIN: GB00BJVQC708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE ACQUISITION BY THE COMPANY OF ALL OF THE Mgmt For For
ISSUED SHARE CAPITAL OF A NEWLY INCORPORATED HOLDING
COMPANY INTO WHICH PASSIVE TOWER INFRASTRUCTURE ASSETS
REPRESENTING 2,890 SITES WILL BE CONTRIBUTED BY OMAN
TELECOMMUNICATIONS COMPANY
CMMT 24 MAY 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED Non-Voting
FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INDIAN ENERGY EXCHANGE LTD Agenda Number: 713016613
--------------------------------------------------------------------------------------------------------------------------
Security: Y39237139 Meeting Type: AGM
Ticker: Meeting Date: 28-Aug-2020
ISIN: INE022Q01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE AUDITED Mgmt For For
STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE
REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE
AUDITORS THEREON, AND IN THIS REGARD, TO PASS THE
FOLLOWING RESOLUTIONS AS ORDINARY RESOLUTIONS: I.
"RESOLVED THAT THE AUDITED STANDALONE FINANCIAL
STATEMENTS INCLUDING THE BALANCE SHEET OF THE COMPANY
AS AT MARCH 31, 2020, THE STATEMENT OF PROFIT AND
LOSS, THE STATEMENT OF CHANGES IN EQUITY AND THE CASH
FLOW STATEMENT FOR THE YEAR ENDED ON THAT DATE
TOGETHER WITH ALL THE NOTES ANNEXED AND THE DIRECTORS'
AND AUDITORS' REPORTS THEREON, PLACED BEFORE THE
MEETING, BE AND ARE HEREBY CONSIDERED AND ADOPTED."
II. "RESOLVED THAT THE AUDITED CONSOLIDATED FINANCIAL
STATEMENTS INCLUDING CONSOLIDATED BALANCE SHEET OF THE
COMPANY AS AT MARCH 31, 2020, THE CONSOLIDATED
STATEMENT OF PROFIT AND LOSS, THE CONSOLIDATED
STATEMENT OF CHANGES IN EQUITY AND THE CASH FLOW
STATEMENT FOR THE YEAR ENDED ON THAT DATE TOGETHER
WITH ALL THE NOTES ANNEXED AND THE AUDITORS' REPORTS
THEREON, PLACED BEFORE THE MEETING, BE AND ARE HEREBY
CONSIDERED AND ADOPTED"
2 TO CONFIRM THE PAYMENT OF INTERIM DIVIDEND OF RS. 2.50 Mgmt For For
(TWO RUPEES FIFTY PAISE) PER EQUITY SHARE OF FACE
VALUE OF RS. 1/- (RUPEES ONE) EACH FOR THE FINANCIAL
YEAR ENDING MARCH 31, 2020, BASED ON THE FINANCIAL
PERFORMANCE OF THE COMPANY FOR THE PERIOD ENDED
DECEMBER 31, 2019, AND IN THIS REGARD, TO PASS THE
FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION:
"RESOLVED THAT AN INTERIM DIVIDEND OF RS. 2.50/- PER
EQUITY SHARE OF FACE VALUE OF RS. 1/- EACH ABSORBING
RS. 9,028.63 LAKH (INCLUDING RS. 1,539.72 LAKH TOWARDS
DIVIDEND DISTRIBUTION TAX), FOR THE FINANCIAL YEAR
ENDED MARCH 31, 2020 BASED ON THE FINANCIAL
PERFORMANCE OF THE COMPANY FOR THE PERIOD ENDED
DECEMBER 31, 2019, PAID ON MARCH 24, 2020 BE AND IS
HEREBY NOTED AND CONFIRMED AS THE FINAL DIVIDEND FOR
THE FINANCIAL YEAR 2019-20"
3 TO APPOINT MR. GAUTAM DALMIA (DIN 00009758), WHO Mgmt For For
RETIRES BY ROTATION AS A DIRECTOR AND IN THIS REGARD,
TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS
OF SECTION 152 OF THE COMPANIES ACT, 2013, MR. GAUTAM
DALMIA (DIN 00009758), WHO RETIRES BY ROTATION AT THIS
MEETING AND BEING ELIGIBLE HAS OFFERED HIMSELF FOR
RE-APPOINTMENT, BE AND IS HEREBY RE-APPOINTED AS A
DIRECTOR OF THE COMPANY, LIABLE TO RETIRE BY ROTATION"
4 APPOINTMENT OF MR. AMIT GARG (DIN: 06385718) AS A Mgmt For For
NON-EXECUTIVE AND NON-INDEPENDENT DIRECTOR OF THE
COMPANY
5 APPROVAL FOR PAYMENT OF REMUNERATION IN THE FORM OF Mgmt Against Against
COMMISSION TO MR. SATYANARAYAN GOEL (DIN: 02294069),
NON-EXECUTIVE CHAIRMAN OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
INDIAN ENERGY EXCHANGE LTD Agenda Number: 713502400
--------------------------------------------------------------------------------------------------------------------------
Security: Y39237139 Meeting Type: OTH
Ticker: Meeting Date: 09-Feb-2021
ISIN: INE022Q01020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR
THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE,
YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED
CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A
VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU
1 SALE/TRANSFER/DISPOSAL OR DIVESTMENT OF INVESTMENTS OR Mgmt For For
SHARES HELD BY THE COMPANY IN INDIAN GAS EXCHANGE
LIMITED, A WHOLLY OWNED SUBSIDIARY COMPANY
2 ALTERATION OF THE ARTICLES OF ASSOCIATION ("AOA") OF Mgmt For For
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
JC DECAUX SA Agenda Number: 713911964
--------------------------------------------------------------------------------------------------------------------------
Security: F5333N100 Meeting Type: MIX
Ticker: Meeting Date: 20-May-2021
ISIN: FR0000077919
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN
THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE
COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE
THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN
THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM
ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY
PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE
CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR
CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL
INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER
OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND
PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE
FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE
BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF
THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO
NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN
PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
104142100906-45 AND
https://www.journal-officiel.gouv.fr/balo/document/202
105032101281-53 AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU Non-Voting
ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT
THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE.
1 APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2020 - APPROVAL OF EXPENSES
NON-DEDUCTIBLE FOR TAX PURPOSES
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED DECEMBER 31, 2020
3 ALLOCATION OF PROFITS FOR THE FINANCIAL YEAR ENDED Mgmt For For
DECEMBER 31, 2020
4 STATUTORY AUDITORS' SPECIAL REPORT ON AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLES L. 225-86 ET SEQ. OF THE
COMMERCIAL CODE - ACKNOWLEDGEMENT OF THE ABSENCE OF
NEW AGREEMENTS
5 REAPPOINTMENT OF MR. MICHEL BLEITRACH AS MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
6 REAPPOINTMENT OF MR. JEAN-PIERRE DECAUX AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
7 REAPPOINTMENT OF MR. JEAN-FRANCOIS DUCREST AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
8 REAPPOINTMENT OF MR. PIERRE MUTZ AS MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD
9 DETERMINATION OF THE AMOUNT OF REMUNERATION OF THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
10 APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN Mgmt Against Against
OF THE EXECUTIVE BOARD AND MEMBERS OF THE EXECUTIVE
BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE
COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN Mgmt For For
OF THE SUPERVISORY BOARD AND MEMBERS OF THE
SUPERVISORY BOARD IN ACCORDANCE WITH ARTICLE L.
22-10-26 II OF THE COMMERCIAL CODE
12 APPROVAL OF THE COMPENSATION PAID OR GRANTED IN Mgmt For For
RESPECT OF THE FINANCIAL YEAR ENDED DECEMBER 31, 2020
TO ALL CORPORATE OFFICERS (MEMBERS OF THE EXECUTIVE
BOARD AND THE SUPERVISORY BOARD)
13 APPROVAL OF THE COMPENSATION PAID OR GRANTED TO Mgmt For For
JEAN-CHARLES DECAUX, CHAIRMAN OF THE EXECUTIVE BOARD,
FOR THE YEAR ENDED DECEMBER 31, 2020
14 APPROVAL OF THE COMPENSATION PAID OR GRANTED TO Mgmt For For
JEAN-FRANCOIS DECAUX, MEMBER OF THE EXECUTIVE BOARD
AND CHIEF EXECUTIVE OFFICER, FOR THE YEAR ENDED
DECEMBER 31, 2020
15 APPROVAL OF THE COMPENSATION PAID OR GRANTED TO Mgmt Against Against
EMMANUEL BASTIDE, DAVID BOURG AND DANIEL HOFER,
MEMBERS OF THE BOARD OF DIRECTORS, FOR THE YEAR ENDED
DECEMBER 31, 2020
16 APPROVAL OF THE COMPENSATION PAID OR GRANTED TO GERARD Mgmt For For
DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE
YEAR ENDED DECEMBER 31, 2020
17 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO Mgmt For For
OPERATE ON THE COMPANY'S SHARES WITHIN THE FRAMEWORK
OF THE MECHANISM UNDER ARTICLE L. 22-10-62 OF THE
COMMERCIAL CODE
18 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO Mgmt For For
REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF
TREASURY SHARES
19 DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE Mgmt Against Against
BOARD TO ISSUE ORDINARY SHARES AND/OR EQUITY
SECURITIES GIVING ACCESS TO OTHER SECURITIES OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES
AND/OR SECURITIES GIVING ACCESS TO SECURITIES TO BE
ISSUED, WITH MAINTENANCE OF THE PREFERENTIAL
SUBSCRIPTION RIGHT
20 DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL Mgmt Against Against
RIGHT TO SUBSCRIPTION, BY PUBLIC OFFER UNDER ARTICLE
L.411-2 OF THE MONETARY AND FINANCIAL CODE
21 DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL Mgmt Against Against
RIGHT TO SUBSCRIPTION, BY AN OFFER REFERRED TO IN
ARTICLE L 411-2 OF THE MONETARY AND FINANCIAL CODE
22 AUTHORISATION GRANTED TO THE EXECUTIVE BOARD, IN THE Mgmt Against Against
EVENT OF THE ISSUE WITH CANCELLATION OF SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES
AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF
DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO
EQUITY SECURITIES
23 DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE Mgmt Against Against
BOARD TO INCREASE THE NUMBER OF SHARES OR SECURITIES
GIVING ACCESS TO SECURITIES TO ISSUE (OVER-ALLOTMENT
OPTION) IN CASE OF ISSUANCE WITH THE REMOVAL OR
MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT
24 DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE Mgmt Against Against
BOARD TO INCREASE THE CAPITAL BY THE ISSUANCE OF
ORDINARY SHARES AND/OR SECURITIES GIVING ACCESS TO THE
CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL TO
REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR
SECURITIES GIVING ACCESS TO THE CAPITAL
25 DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE Mgmt For For
BOARD TO INCREASE THE SHARE CAPITAL BY INCORPORATION
OF RESERVES, PROFITS OR PREMIUMS
26 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO Mgmt Against Against
GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS WITH
REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN
FAVOUR OF SALARIED EMPLOYEES AND CORPORATE OFFICERS OF
THE GROUP OR SOME OF THEM, WAIVER BY THE SHAREHOLDERS
OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT
27 AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO Mgmt Against Against
PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR
NEW SHARES WITH REMOVAL OF THE PREFERENTIAL
SUBSCRIPTION RIGHT IN FAVOUR OF THE SALARIED EMPLOYEES
AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM
28 DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE Mgmt For For
BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OR SECURITIES GIVING ACCESS TO
SECURITIES TO ISSUE RESERVED FOR MEMBERS OF SAVINGS
PLANS, WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION
RIGHT IN FAVOUR OF THESE MEMBERS
29 DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE Mgmt For For
BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OR SECURITIES GIVING ACCESS TO
SECURITIES TO BE ISSUED RESERVED FOR CATEGORIES OF
BENEFICIARIES WITHIN THE FRAMEWORK OF AN EMPLOYEE
SHAREHOLDING OPERATION, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT
30 DELEGATION TO BE GIVEN TO THE SUPERVISORY BOARD TO Mgmt Against Against
HARMONIZE THE COMPANY'S BYLAWS
31 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAFARGEHOLCIM LTD Agenda Number: 713905834
--------------------------------------------------------------------------------------------------------------------------
Security: H4768E105 Meeting Type: AGM
Ticker: Meeting Date: 04-May-2021
ISIN: CH0012214059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
528775 DUE TO RECEIPT OF ADDITIONAL RESOLUTION 7. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE
NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED
AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL
BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR
TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND
THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD
1.2 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt For For
THE PERSONS ENTRUSTED WITH MANAGEMENT
3.1 APPROPRIATION OF AVAILABLE EARNINGS: THE BOARD OF Mgmt For For
DIRECTORS' MOTION IS THAT THE AVAILABLE EARNINGS OF
CHF 14,824 MILLION (COMPRISING RETAINED EARNINGS OF
CHF 13,343 MILLION CARRIED FORWARD FROM THE PREVIOUS
YEAR AND NET INCOME FOR 2020 OF CHF 1,481 MILLION) BE
CARRIED FORWARD TO THE NEW ACCOUNT
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION Mgmt For For
RESERVES: THE BOARD OF DIRECTORS' MOTION IS TO
DISTRIBUTE CHF 2.00 PER REGISTERED SHARE OF CHF 2.00
PAR VALUE UP TO AN AMOUNT OF CHF 1,224 MILLION
4.1 CHANGE OF NAME OF HOLDING COMPANY: THE BOARD OF Mgmt For For
DIRECTORS' MOTION IS TO AMEND THE FIRST PART OF ART. 1
OF THE ARTICLES OF INCORPORATION AS FOLLOWS (CHANGES
ARE HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER THE NAME
HOLCIM LTD (HOLCIM AG) (HOLCIM S.A.) SHALL EXIST A
CORPORATION UNDER SWISS LAW, OF UNDETERMINED DURATION
4.2 RELOCATION OF REGISTERED OFFICE OF HOLDING COMPANY Mgmt For For
5.1.1 RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND Mgmt For For
RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS
5.1.2 RE-ELECTION OF PROF. DR. PHILIPPE BLOCK AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.1.3 RE-ELECTION OF KIM FAUSING AS A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.4 RE-ELECTION OF COLIN HALL AS A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.5 RE-ELECTION OF NAINA LAL KIDWAI AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.1.6 RE-ELECTION OF PATRICK KRON AS A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.7 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
5.1.8 RE-ELECTION OF JURG OLEAS AS A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.1.9 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.110 RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.111 RE-ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.2.1 ELECTION OF JAN JENISCH AS A MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
5.3.1 RE-ELECTION OF COLIN HALL AS A MEMBER OF THE Mgmt For For
NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
5.3.2 RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE Mgmt For For
NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
5.3.3 RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF Mgmt For For
THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
5.3.4 RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A Mgmt For For
MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE
COMMITTEE
5.4.1 ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE Mgmt For For
NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE
5.5.1 RE-ELECTION OF THE AUDITOR: CONFERRAL OF THE MANDATE Mgmt For For
FOR THE AUDITOR FOR THE FINANCIAL YEAR 2021 ON
DELOITTE AG, ZURICH, SWITZERLAND
5.5.2 RE-ELECTION OF THE INDEPENDENT PROXY: RE-ELECTION OF Mgmt For For
DR. SABINE BURKHALTER KAIMAKLIOTIS OF VOSER ATTORNEYS
AT LAW, STADTTURMSTRASSE 19, 5401 BADEN, SWITZERLAND,
AS THE INDEPENDENT PROXY FOR A TERM OF OFFICE OF ONE
YEAR, EXPIRING AFTER THE COMPLETION OF THE ANNUAL
GENERAL MEETING 2022
6.1 COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT Mgmt For For
TERM OF OFFICE
6.2 COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE Mgmt For For
FINANCIAL YEAR 2022
7 GENERAL INSTRUCTIONS ON UNANNOUNCED PROPOSALS/NEW Mgmt Against Against
ITEMS ON THE AGENDA. FOR = IN ACCORDANCE WITH THE
BOARD OF DIRECTORS, AGAINST = REJECTION, ABSTAIN =
ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115 Meeting Type: MIX
Ticker: Meeting Date: 15-Apr-2021
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING
REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS
DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA
TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO
YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE
FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE
BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF
THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO
NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN
PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO MODIFICATION OF TEXT OF COMMENT AND CHANGE IN
NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL
URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
103102100415-30
1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR AND Mgmt For For
SETTING OF THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN Mgmt Against Against
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MR. ANTOINE ARNAULT Mgmt Against Against
AS DIRECTOR
6 RENEWAL OF THE TERM OF OFFICE OF MR. NICOLAS BAZIRE AS Mgmt Against Against
DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES DE Mgmt Against Against
CROISSET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF MR. YVES-THIBAULT DE Mgmt For For
SILGUY AS DIRECTOR
9 APPOINTMENT OF MR. M. OLIVIER LENEL AS DEPUTY Mgmt For For
STATUTORY AUDITOR, AS A REPLACEMENT FOR MR. PHILIPPE
CASTAGNAC WHO RESIGNED
10 APPROVAL OF THE CHANGES MADE FOR THE FINANCIAL YEAR Mgmt For For
2020 TO THE DIRECTORS' COMPENSATION POLICY
11 APPROVAL OF THE CHANGES MADE FOR THE YEAR 2020 TO THE Mgmt Against Against
COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICER
12 APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. Mgmt Against Against
22-10-9 I OF THE FRENCH COMMERCIAL CODE
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE Mgmt Against Against
FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL
YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
14 APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE Mgmt Against Against
FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL
YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE
OFFICER
15 APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS Mgmt For For
16 APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN Mgmt Against Against
AND CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE COMPENSATION POLICY OF THE DEPUTY Mgmt Against Against
CHIEF EXECUTIVE OFFICER
18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD Mgmt For For
OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A
MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, I.E. A
MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION EUROS
19 AUTHORIZATION TO THE BOARD OF DIRECTORS, FOR A PERIOD Mgmt For For
OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE
REPURCHASE OF ITS OWN SHARES
20 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt For For
A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL
BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHERS
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt For For
A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHTS
22 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt Against Against
A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, BY WAY OF A
PUBLIC OFFERING, COMMON SHARES, AND/OR EQUITY
SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES
OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT
SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
WITH A PRIORITY RIGHT OPTION
23 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt Against Against
A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES,
AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER
EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE
ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE
ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED
INVESTORS OR A LIMITED CIRCLE OF INVESTORS
24 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt Against Against
A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER
OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE RIGHT OF SUBSCRIPTION IN THE
CONTEXT OF OVER-ALLOTMENT OPTIONS IN THE EVENT OF
SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES
PROPOSED
25 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt Against Against
A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS
REMUNERATION OF SECURITIES CONTRIBUTED TO ANY PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
26 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, FOR A Mgmt For For
PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE
LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR
EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY
SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR
CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO THE
CAPITAL, GRANTED TO THE COMPANY
27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, FOR A PERIOD Mgmt Against Against
OF 26 MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS, OR SHARE PURCHASE OPTIONS TO
EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE COMPANY AND
RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE
CAPITAL
28 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR Mgmt For For
A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF
THE MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S),
WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL
29 SETTING OF THE OVERALL CEILING FOR IMMEDIATE OR FUTURE Mgmt For For
CAPITAL INCREASES DECIDED BY VIRTUE OF DELEGATIONS OF
AUTHORITY
30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS CONCERNING THE Mgmt For For
STATUTORY AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115 Meeting Type: OGM
Ticker: Meeting Date: 28-May-2021
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN.
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
104212101036-48 AND
https://www.journal-officiel.gouv.fr/balo/document/202
105072101411-55 AND PLEASE NOTE THAT THE MEETING TYPE
CHANGED FROM EGM TO OGM AND ADDITTION OF CDI COMMENT
AND CHANGE IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY
2021 AND ADDITION OF BALO LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE
REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER
DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND
PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY
INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS
TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE
CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS
WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON
THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE
REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING
ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN
MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO
TAKE THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW.
PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE
FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE
BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF
THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO
NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN
PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED Mgmt For For
SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 11-Dec-2020
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Ph.D. Mgmt For For
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, M.D. Mgmt For For
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for fiscal year 2021 and to
authorize, in a binding vote, the Board of Directors,
acting through the Audit Committee, to set the
auditor's remuneration.
3. To approve, in a non-binding advisory vote, named Mgmt For For
executive officer compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to issue shares. Mgmt For For
5. To renew the Board's authority to opt out of Mgmt For For
pre-emption rights.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 713713469
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649 Meeting Type: AGM
Ticker: Meeting Date: 15-Apr-2021
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
508495 DUE TO RECEIPT OF CHANGE IN VOTING STAUS FOR
RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS
ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW
AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL Mgmt For For
STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY Mgmt For For
VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt For For
OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE Mgmt For For
SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE
FINANCIAL YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF Mgmt For For
MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI Mgmt For For
DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: Mgmt For For
RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO Mgmt For For
ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN Mgmt For For
M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA Mgmt For For
CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: Mgmt For For
PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: Mgmt For For
KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: Mgmt For For
KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK Mgmt For For
BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: Mgmt For For
DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE Mgmt For For
JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE Mgmt For For
SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: Mgmt For For
PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: Mgmt For For
PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK Mgmt For For
BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: Mgmt For For
KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG Mgmt For For
LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN Mgmt For For
DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
5.2 APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD Mgmt For For
6 CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Mgmt For For
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) Mgmt For For
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED Shr Against For
PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING,
I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN
PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN
PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD
OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET
UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 714183427
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101 Meeting Type: AGM
Ticker: Meeting Date: 24-Jun-2021
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Details of the Performance-based Stock Mgmt For For
Compensation to be received by Directors
3 Approve Details of the Compensation to be received by Mgmt For For
Directors
4 Shareholder Proposal: Remove a Director Shibutani, Shr Against For
Naoki
--------------------------------------------------------------------------------------------------------------------------
NORMA GROUP SE Agenda Number: 713855318
--------------------------------------------------------------------------------------------------------------------------
Security: D5813Z104 Meeting Type: AGM
Ticker: Meeting Date: 20-May-2021
ISIN: DE000A1H8BV3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH Non-Voting
21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND
THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE
JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES.
AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE
END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN
THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO
MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO
ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE
TOTAL SHARE CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON Non-Voting
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS
SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB
CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND Non-Voting
DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH
TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE
COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR Non-Voting
FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 Mgmt For For
PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MICHAEL Mgmt For For
SCHNEIDER FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRIEDRICH Mgmt For For
KLEIN FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ANNETTE Mgmt For For
STIEVE FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LARS Mgmt For For
BERG FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RITA Mgmt For For
FORST FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUENTER Mgmt For For
HAUPTMANN FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KNUT Mgmt For For
MICHELBERGER FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ERIKA Mgmt For For
SCHULTE FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARK Mgmt For For
WILHELMS FOR FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 ELECT MIGUEL BORREGO TO THE SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: ELECTRONIC COMMUNICATION Mgmt For For
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 713572988
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150 Meeting Type: AGM
Ticker: Meeting Date: 02-Mar-2021
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED Non-Voting
FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND Non-Voting
MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT
YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A MARKET
REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES
ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT
THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE
INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE
PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST
THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT
ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED
FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING
RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING
YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF Mgmt For For
NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE 2020 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS AND THE EXECUTIVE COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS Mgmt For For
PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5 FURTHER SHARE REPURCHASES Mgmt For For
6.1 VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON
THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE
BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL
MEETING TO THE 2022 ANNUAL GENERAL MEETING
6.2 VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON
THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022
6.3 VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE
ON THE 2020 COMPENSATION REPORT
7.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
7.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
7.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
7.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
7.5 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.6 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
7.7 RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
7.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD Mgmt For For
OF DIRECTORS
7.9 RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
7.10 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.11 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.12 RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS
7.13 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
8.1 RE-ELECTION OF PATRICE BULA TO THE COMPENSATION Mgmt For For
COMMITTEE
8.2 RE-ELECTION OF BRIDGETTE HELLER TO THE COMPENSATION Mgmt For For
COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI TO THE COMPENSATION Mgmt For For
COMMITTEE
8.4 RE-ELECTION OF WILLIAM T. WINTERS TO THE COMPENSATION Mgmt For For
COMMITTEE
8.5 ELECTION OF SIMON MORONEY AS NEW MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THE RE-ELECTION OF
PRICEWATERHOUSECOOPERS AG AS AUDITOR FOR THE FINANCIAL
YEAR STARTING ON JANUARY 1, 2021
10 RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER
ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT
PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
11 AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE ARTICLES OF Mgmt For For
INCORPORATION
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS Mgmt Against Against
UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO
THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING
TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
(FOR = ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR
ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
PC JEWELLER LTD Agenda Number: 712959355
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75W109 Meeting Type: AGM
Ticker: Meeting Date: 07-Aug-2020
ISIN: INE785M01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A) THE AUDITED Mgmt Against Against
STANDALONE FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2020, THE REPORTS OF
THE BOARD OF DIRECTORS AND STATUTORY AUDITORS THEREON;
AND B) THE AUDITED CONSOLIDAED FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31,
2020 AND THE REPORT OF STATUTORY AUDITORS THEREON
2 TO APPOINT A DIRECTOR IN PLACE OF SHRI RAMESH KUMAR Mgmt For For
SHARMA (DIN: 01980542), WHO RETIRES BY ROTATION AND
BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT
3 TO APPOINT STATUTORY AUDITORS AND FIX THEIR Mgmt For For
REMUNERATION: M/S WALKER CHANDIOK & CO LLP, CHARTERED
ACCOUNTATNTS (FIRM REGISTRATION NO. 001076N/N500013)
("WCC") WERE INITIALLY APPOINTED AS JOINT STATUTORY
AUDITORS AT AN EXTRA-ORDINARY GENERAL MEETING OF THE
COMPANY HELD ON MARCH 28, 2011. AT THE 10TH ANNUAL
GENERAL MEETING ("AGM") OF THE COMPANY HELD ON
SEPTEMBER 19, 2015 MEMBERS APPROVED THE APPOINTMENT OF
WCC AS STATUTORY AUDITORS FOR SECOND TERM OF 5
CONSECUTIVE YEARS FROM THE CONCLUSION OF THE SAID AGM
TILL THE CONCLUSION OF THE 15TH AGM. HENCE, ON EXPIRY
OF THEIR SECOND TERM AT THE CONCLUSION OF THIS AGM,
WCC WOULD MANDATORILY RETIRE AS STATUTORY AUDITORS OF
THE COMPANY. WCC WERE PAID RS. 1.30 CRORE (EXCLUSIVE
OF GST) TOWARDS AUDIT FEE FOR THE FINANCIAL YEAR
2019-20, OTHER SERVICES INCLUDING LIMITED REVIEWS AND
REIMBURSEMENT OF EXPENSES INCURRED. THE BOARD OF
DIRECTORS ON THE RECOMMENDATION OF AUDIT COMMITTEE
RECOMMENDED THE APPOINTMENT OF M/S ARUN K. AGARWAL &
ASSOCIATES, CHARTERED ACCOUNTANTS (FIRM REGISTRATION
NO.003917N) ("AKA"), AS STATUTORY AUDITORS OF THE
COMPANY FOR 5 CONSECUTIVE YEARS FROM THE CONCLUSION OF
THIS AGM TILL THE CONCLUSION OF THE 20TH AGM, FOR THE
APPROVAL OF MEMBERS. THEY WILL BE PAID SUCH
REMUNERATION AS MAY BE MUTUALLY AGREED BETWEEN THEM
AND THE BOARD OF DIRECTORS OF THE COMPANY PLUS
APPLICABLE TAXES AND REIMBURSEMENT OF OUT-OF-POCKET
EXPENSES INCURRED. AUDIT COMMITTEE CONSIDERED VARIOUS
PARAMETERS LIKE MARKET STANDING OF THE FIRM, CLIENTELE
SERVED, COMPETENCY AND UNDERSTANDING OF THE COMPANY AS
WELL AS ITS BUSINESS, AND FOUND AKA TO BE BEST SUITED
TO HANDLE THE AUDIT OF THE FINANCIAL STATEMENTS OF THE
COMPANY. AKA WERE ESTABLISHES IN 1983 AND HAS
EXPERTISE IN HANDLING ASSIGNMENTS OF MEDIUM TO VERY
LARGE ORGANISATIONS INCLUDING PSUS, BANKS AND LISTED
ENTITIES LIKE ONGC LIMITED, CONTAINER CORPORATION OF
INDIA LIMITED, FIITJEE LIMITED ETC. THE FIRM IS
EMPANELLED WITH C&AG, RBI, SFIO AND IBA ETC. THEIR
PEER REVIEW CERTIFICATE IS VALID TILL APRIL 19, 2021.
AKA HAVE GIVEN THEIR CONSENT TO ACT AS THE AUDITORS OF
THE COMPANY AND HAVE CONFIRMED THAT THEIR APPOINTMENT,
IF MADE, WILL BE IN ACCORDANCE WITH THE CONDITIONS
PRESCRIBED UNDER SECTIONS 139 AND 141 OF THE COMPANIES
ACT, 2013 AND THE PROVISIONS OF THE COMPANIES (AUDIT
AND AUDITORS) RULES, 2014. TO CONSIDER AND, IF THOUGHT
FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTION: "RESOLVED THAT PURSUANT TO THE PROVISIONS
OF SECTIONS 139, 142 AND OTHER APPLICABLE PROVISIONS,
IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE
COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING
ANY STATUTORY MODIFICATIONS OR RE-ENACTMENTS THEREOF,
FOR THE TIME BEING IN FORCE), M/S ARUN K. AGARWAL &
ASSOCIATES, CHARTERED ACCOUNTATNTS (FIRM REGISTRATION
NO.003917N) BE AND ARE HEREBY APPOINTED AS STATUTORY
AUDITORS OF THE COMPANY FOR 5 (FIVE) CONSECUTIVE YEARS
IN PLACE OF THE RETIRING AUDITORS M/S WALKER CHANDIOK
& CO LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO.
001076N/N500013) TO HOLD OFFICE FROM THE CONCLUSION OF
THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF THE
20TH ANNUAL GENERAL MEETING OF THE COMPANY AT SUCH
REMUNERATION AS MAY BE MUTUALLY AGREED BETWEEN THE
BOARD OF DIRECTORS OF THE COMPANY AND THE AUDITORS
PLUS APPLICABLE TAXES AND REIMBURSEMENT OF
OUT-OF-POCKET EXPENSES INCURRED"
--------------------------------------------------------------------------------------------------------------------------
PC JEWELLER LTD Agenda Number: 713487432
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75W109 Meeting Type: OTH
Ticker: Meeting Date: 26-Jan-2021
ISIN: INE785M01013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR
THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE,
YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED
CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A
VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU
1 INCREASE IN AUTHORISED SHARE CAPITAL AND ALTERATION IN Mgmt For For
THE CAPITAL CLAUSE OF MEMORANDUM OF ASSOCIATION
2 ISSUANCE OF UPTO 7,03,30,000 EQUITY SHARES ON Mgmt For For
PREFERENTIAL BASIS TO SHRI BALRAM GARG, PROMOTER OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PRETIUM RESOURCES INC. Agenda Number: 935393607
--------------------------------------------------------------------------------------------------------------------------
Security: 74139C102 Meeting Type: Annual and Special
Ticker: PVG Meeting Date: 04-May-2021
ISIN: CA74139C1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at eight (8). Mgmt For For
2 DIRECTOR
Richard O'Brien Mgmt For For
Jacques Perron Mgmt For For
George Paspalas Mgmt For For
David Smith Mgmt For For
Faheem Tejani Mgmt For For
Jeane Hull Mgmt For For
Thomas Peregoodoff Mgmt For For
Maryse Saint-Laurent Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP as Auditors Mgmt For For
of the Company for the ensuing year and authorizing
the Directors to fix their remuneration.
4 To consider, and if deemed appropriate, pass, with or Mgmt Against Against
without variation, an ordinary resolution ratifying,
confirming and approving the amendments to the
Company's Advance Notice Policy, which sets out the
advance notice requirements for director nominations.
5 To authorize and approve a non-binding advisory Mgmt For For
resolution accepting the Company's approach to
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 713857211
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107 Meeting Type: AGM
Ticker: Meeting Date: 28-May-2021
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
3 TO DECLARE A FINAL DIVIDEND OF 101.6P PER ORDINARY Mgmt For For
SHARE
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT JEFF CARR AS A DIRECTOR Mgmt For For
6 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
14 TO ELECT OLIVIER BOHUON AS A DIRECTOR Mgmt For For
15 TO ELECT MARGHERITA DELLA VALLE AS A DIRECTOR Mgmt For For
16 TO REAPPOINT KPMG LLP AS THE EXTERNAL AUDITOR Mgmt For For
17 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE Mgmt For For
EXTERNAL AUDITOR'S REMUNERATION
18 TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS Mgmt For For
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
20 TO RENEW THE DIRECTORS' POWER TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS IN RESPECT OF UP TO 5 PER CENT OF ISSUED SHARE
CAPITAL
21 TO AUTHORISE THE DIRECTORS' POWER TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS IN RESPECT OF UP TO AN ADDITIONAL 5
PER CENT OF ISSUED SHARE CAPITAL
22 TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
23 TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION Mgmt For For
24 TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING Mgmt For For
ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 713609038
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100 Meeting Type: AGM
Ticker: Meeting Date: 17-Mar-2021
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG GUK Mgmt Against Against
2.1.2 ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN Mgmt Against Against
2.2.1 ELECTION OF INSIDE DIRECTOR: GIM GI NAM Mgmt For For
2.2.2 ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK Mgmt For For
2.2.3 ELECTION OF INSIDE DIRECTOR: GO DONG JIN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE Mgmt Against Against
MEMBER: KIM SUNWOOK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 17 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 713760329
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104 Meeting Type: AGM
Ticker: Meeting Date: 12-May-2021
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS Non-Voting
OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING
RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES
TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER
EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS
USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY Non-Voting
ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL
URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE
BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS Non-Voting
FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO
SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE
AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP
OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR
PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER
INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR Non-Voting
FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 Mgmt For For
PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR Mgmt For For
2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR Mgmt For For
2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 Mgmt For For
6.1 ELECT QI LU TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS Mgmt For For
ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS
UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION
APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
8 AMEND CORPORATE PURPOSE Mgmt For For
9 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAVILLS PLC Agenda Number: 713832928
--------------------------------------------------------------------------------------------------------------------------
Security: G78283119 Meeting Type: AGM
Ticker: Meeting Date: 12-May-2021
ISIN: GB00B135BJ46
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2020 ANNUAL REPORT AND ACCOUNTS THE Mgmt For For
DIRECTORS REPORTS AND THE AUDITORS REPORT ON THE 2020
ANNUAL REPORT AND ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Mgmt For For
IN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020
03 TO DECLARE A FINAL DIVIDEND OF 17.0P PER ORDINARY Mgmt For For
SHARE
04 TO RE ELECT NICHOLAS FERGUSON AS A DIRECTOR Mgmt For For
05 TO RE ELECT MARK RIDLEY AS A DIRECTOR Mgmt For For
06 TO RE ELECT TIM FRESHWATER AS A DIRECTOR Mgmt For For
07 TO RE ELECT SIMON SHAW AS A DIRECTOR Mgmt For For
08 TO RE ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
09 TO RE ELECT FLORENCE TONDU MELIQUE AS A DIRECTOR Mgmt For For
10 TO RE ELECT DANA ROFFMAN AS A DIRECTOR Mgmt For For
11 TO RE APPOINT PHILIP LEE AS A DIRECTOR Mgmt For For
12 TO RE APPOINT RICHARD ORDERS AS A DIRECTOR Mgmt For For
13 TO APPOINT ERNST AND YOUNG LLP AS THE AUDITORS Mgmt For For
14 TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS Mgmt For For
REMUNERATION
15 TO AUTHORISE THE EXTENSION OF THE SAVILLS PLC Mgmt For For
PERFORMANCE SHARE PLAN
16 TO RENEW THE DIRECTORS POWER TO ALLOT SHARES Mgmt For For
17 TO AUTHORISE A GENERAL DISAPPLICATION OF STATUTORY PRE Mgmt For For
EMPTION RIGHTS
18 TO AUTHORISE AN ADDITIONAL DISAPPLICATION OF STATUTORY Mgmt For For
PRE EMPTION RIGHTS
19 TO RENEW THE COMPANY'S AUTHORITY TO PURCHASE ITS OWN Mgmt For For
SHARES
20 TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS ON Mgmt For For
14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
SPECTRIS PLC Agenda Number: 713834679
--------------------------------------------------------------------------------------------------------------------------
Security: G8338K104 Meeting Type: AGM
Ticker: Meeting Date: 14-May-2021
ISIN: GB0003308607
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE FINANCIAL YEAR ENDED 31 31 DECEMBER
2020
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT SET OUT Mgmt For For
ON PAGES 78 TO 97 OF THE ANNUAL REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER 2020
03 TO DECLARE A FINAL DIVIDEND OF 46.5P PER ORDINARY Mgmt For For
SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO
BE PAID ON 30 JUNE 2021
04 TO RE-ELECT KARIM BITAR AS A NON-EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
05 TO RE-ELECT DEREK HARDING AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
06 TO RE-ELECT ANDREW HEATH AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
07 TO RE-ELECT ULF QUELLMANN AS A NON-EXECUTIVE DIRECTOR Mgmt For For
OF THE COMPANY
08 TO RE-ELECT WILLIAM BILL SEEGER AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
09 TO RE-ELECT CATHY TURNER AS A NON-EXECUTIVE DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT KJERSTI WIKLUND AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-ELECT MARK WILLIAMSON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY Mgmt For For
13 TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS Mgmt For For
REMUNERATION
14 TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES Mgmt For For
15 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY SHARES FOR Mgmt For For
CASH ON A NON PRE-EMPTIVE BASIS
16 TO EMPOWER THE DIRECTORS TO ALLOT ORDINARY SHARES FOR Mgmt For For
CASH ON A NON PRE-EMPTIVE BASIS FOR PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS OF UP TO 5 PERCENT
17 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF Mgmt For For
SHARES
18 TO ALLOW THE PERIOD OF NOTICE FOR GENERAL MEETINGS OF Mgmt For For
THE COMPANY OTHER THAN ANNUAL GENERAL MEETINGS TO BE
NOT LESS THAN 14 CLEAR DAYS NOTICE
19 TO ADOPT NEW ARTICLES OF ASSOCIATION IN PLACE OF AND Mgmt For For
IN SUBSTITUTION FOR THE EXISTING ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163 Meeting Type: AGM
Ticker: Meeting Date: 20-May-2021
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconews/sehk/2021
/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconews/sehk/2021
/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO FIX THEIR REMUNERATION:
PRICEWATERHOUSECOOPERS AS AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE Mgmt Against Against
NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Mgmt For For
REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY Mgmt Against Against
ADDING THE NUMBER OF SHARES REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO MODIFICATION OF THE TEXT OF RESOLUTION 4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163 Meeting Type: EGM
Ticker: Meeting Date: 20-May-2021
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconews/sehk/2021
/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A
VOTING OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA LITERATURE Mgmt Against Against
LIMITED
--------------------------------------------------------------------------------------------------------------------------
TGS-NOPEC GEOPHYSICAL COMPANY ASA Agenda Number: 713963329
--------------------------------------------------------------------------------------------------------------------------
Security: R9138B102 Meeting Type: AGM
Ticker: Meeting Date: 11-May-2021
ISIN: NO0003078800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF Non-Voting
ATTORNEY (POA) REQUIREMENTS VARY BY CUSTODIAN. GLOBAL
CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD
ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER
POA. IN THE ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU HAVE ANY
QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE Non-Voting
RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE
ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE
TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND
TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE
DAY AFTER THE MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO Non-Voting
VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK
OF BEING REJECTED. THANK YOU
1 OPEN MEETING; REGISTRATION OF ATTENDING SHAREHOLDERS Non-Voting
AND PROXIES
2 ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF Mgmt No vote
MINUTES OF MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt No vote
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt No vote
5 APPROVE REMUNERATION OF AUDITORS Mgmt No vote
6 CHANGE COMPANY NAME TO TGS ASA Mgmt No vote
7 AMEND CORPORATE PURPOSE Mgmt No vote
8.A ELECT HENRY H. HAMILTON (CHAIR) AS DIRECTOR Mgmt No vote
8.B ELECT MARK LEONARD AS DIRECTOR Mgmt No vote
8.C ELECT WENCHE AGERUP AS DIRECTOR Mgmt No vote
8.D ELECT IRENE EGSET AS DIRECTOR Mgmt No vote
8.E ELECT CHRISTOPHER GEOFFREY FINLAYSON AS DIRECTOR Mgmt No vote
8.F ELECT GRETHE KRISTIN MOEN AS DIRECTOR Mgmt No vote
8.G ELECT SVEIN HARALD OYGARD AS DIRECTOR Mgmt No vote
9 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
10.A ELECT CHRISTINA STRAY AS MEMBER OF NOMINATING Mgmt No vote
COMMITTEE
10.B ELECT GLEN OLE RODLAND AS MEMBER OF NOMINATING Mgmt No vote
COMMITTEE
11 APPROVE REMUNERATION OF NOMINATING COMMITTEE Mgmt No vote
12 DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT Non-Voting
13 APPROVE REMUNERATION POLICY AND OTHER TERMS OF Mgmt No vote
EMPLOYMENT FOR EXECUTIVE MANAGEMENT
14 APPROVE LONG TERM INCENTIVE PLAN CONSISTING OF PSUS Mgmt No vote
AND RSUS
15 AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF Mgmt No vote
REPURCHASED SHARES
16 APPROVE NOK 12,525 REDUCTION IN SHARE CAPITAL VIA Mgmt No vote
SHARE CANCELLATION
17 APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE Mgmt No vote
RIGHTS
18 AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS Mgmt No vote
CMMT 22 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 713755912
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100 Meeting Type: MIX
Ticker: Meeting Date: 28-May-2021
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD Non-Voting
SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL
CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL
CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR Non-Voting
FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE
VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY
BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS
MEETING, YOU (OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE
CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED
BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS
SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR
A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST
SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST
SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY
ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT
THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING
REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE
FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER
14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE
BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF
THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO
NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN
PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU Non-Voting
ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT
THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/document/202
103312100724-39 AND
https://www.journal-officiel.gouv.fr/balo/document/202
105072101494-55 PLEASE NOTE THAT THIS IS A REVISION DUE
TO CHANGE IN NUMBERING OF RESOLUTIONS AND MODIFICATION
OF THE TEXT IN COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
3 ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
4 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A Mgmt For For
PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE
COMPANY'S SHARES
5 AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND Mgmt For For
FOLLOWING OF THE FRENCH COMMERCIAL CODE
6 RENEWAL OF THE TERM OF OFFICE OF MR. PATRICK POUYANNE Mgmt Against Against
AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE-MARIE IDRAC Mgmt For For
AS DIRECTOR
8 APPOINTMENT OF MR. JACQUES ASCHENBROICH AS DIRECTOR Mgmt For For
9 APPOINTMENT OF MR. GLENN HUBBARD AS DIRECTOR Mgmt For For
10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS MENTIONED IN
SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH
COMMERCIAL CODE
11 APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS Mgmt For For
12 APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL Mgmt For For
ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS
OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR
AWARDED IN RESPECT OF THIS FINANCIAL YEAR TO MR.
PATRICK POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER
13 APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN Mgmt Against Against
AND CHIEF EXECUTIVE OFFICER
14 OPINION ON THE COMPANY'S AMBITION IN TERMS OF Mgmt For For
SUSTAINABLE DEVELOPMENT AND ENERGY TRANSITION TOWARDS
CARBON NEUTRALITY AND ITS OBJECTIVES IN THIS AREA BY
2030
15 AMENDMENT OF THE CORPORATE NAME TO TOTALENERGIES SE Mgmt For For
AND TO ARTICLE 2 OF THE BY-LAWS
16 AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A Mgmt For For
PERIOD OF THIRTY-EIGHT MONTHS, IN ORDER TO PROCEED
WITH FREE ALLOCATIONS OF EXISTING SHARES OF THE
COMPANY OR SHARES TO BE ISSUED TO EMPLOYEES AND
EXECUTIVE CORPORATE OFFICERS OF THE GROUP, OR TO SOME
OF THEM, ENTAILING THE WAIVER BY THE SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE SHARES TO
BE ISSUED
17 DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER
TO PROCEED, UNDER THE CONDITIONS PROVIDED FOR BY
ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR
CODE, WITH CAPITAL INCREASES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN
--------------------------------------------------------------------------------------------------------------------------
USS CO.,LTD. Agenda Number: 714203154
--------------------------------------------------------------------------------------------------------------------------
Security: J9446Z105 Meeting Type: AGM
Ticker: Meeting Date: 15-Jun-2021
ISIN: JP3944130008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ando, Yukihiro Mgmt For For
2.2 Appoint a Director Seta, Dai Mgmt For For
2.3 Appoint a Director Yamanaka, Masafumi Mgmt For For
2.4 Appoint a Director Akase, Masayuki Mgmt For For
2.5 Appoint a Director Ikeda, Hiromitsu Mgmt For For
2.6 Appoint a Director Tamura, Hitoshi Mgmt For For
2.7 Appoint a Director Kato, Akihiko Mgmt For For
2.8 Appoint a Director Takagi, Nobuko Mgmt For For
3.1 Appoint a Corporate Auditor Goto, Kenichi Mgmt For For
3.2 Appoint a Corporate Auditor Miyake, Keiji Mgmt For For
3.3 Appoint a Corporate Auditor Ogawa, Jun Mgmt For For
TST International Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 02-Jun-2021
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
5. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
7. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
8. A stockholder proposal regarding a report on Shr Against For
whistleblower policies and practices, if properly
presented at the meeting.
9. A stockholder proposal regarding a report on Shr Against For
charitable contributions, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on risks Shr For Against
related to anticompetitive practices, if properly
presented at the meeting.
11. A stockholder proposal regarding a transition to a Shr Against For
public benefit corporation, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
AUTOHOME, INC. Agenda Number: 935322379
--------------------------------------------------------------------------------------------------------------------------
Security: 05278C107 Meeting Type: Special
Ticker: ATHM Meeting Date: 02-Feb-2021
ISIN: US05278C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: THAT the share Mgmt For For
capital of the Company be re-organized as follows,
effective as of February 5, 2021 (the "Variation of
Share Capital"): a. all the authorized Class A
Ordinary Shares (whether issued or unissued) and Class
B Ordinary Shares (whether issued or unissued) in the
authorized share capital of the Company be, and hereby
are, re-designated as Ordinary Shares, such that
following such re designated as Ordinary Shares, such
that following such re- ...(due to space limits, see
proxy material for full proposal).
2. IT IS RESOLVED as a special resolution: THAT the Mgmt For For
adoption of the Fifth Amended and Restated Memorandum
of Association and Articles of Association in
substitution for and to the exclusion of the Company's
currently effective fourth amended and restated
memorandum of association and articles of association
be, and hereby is, approved and confirmed in all
respects, effective as of February 5, 2021.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 935354251
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100 Meeting Type: Annual and Special
Ticker: CP Meeting Date: 21-Apr-2021
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
The Hon. John Baird Mgmt For For
Isabelle Courville Mgmt For For
Keith E. Creel Mgmt For For
Gillian H. Denham Mgmt For For
Edward R. Hamberger Mgmt For For
Rebecca MacDonald Mgmt For For
Edward L. Monser Mgmt For For
Matthew H. Paull Mgmt For For
Jane L. Peverett Mgmt For For
Andrea Robertson Mgmt For For
Gordon T. Trafton Mgmt For For
02 Appointment of Auditor as named in the Proxy Circular. Mgmt For For
03 Advisory vote to approve Compensation of the Mgmt For For
Corporation's Named Executive Officers as described in
the Proxy Circular.
04 Vote on a special resolution to approve the Share Mgmt For For
Split as described in the Proxy Circular.
05 Vote to approve the Shareholder Proposal as described Shr For For
in the Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
ENDAVA PLC Agenda Number: 935306248
--------------------------------------------------------------------------------------------------------------------------
Security: 29260V105 Meeting Type: Annual
Ticker: DAVA Meeting Date: 16-Dec-2020
ISIN: US29260V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and approve the Company's annual accounts Mgmt For For
for the financial year ended 30 June 2020 and the
associated reports of the Directors and auditors (the
"2020 Annual Report and Accounts").
2. To approve the remuneration report of the directors of Mgmt Against Against
the Company (the "Directors") set out in the 2020
Annual Report and Accounts.
3. To re-appoint KPMG LLP as auditors of the Company to Mgmt For For
hold office from the conclusion of the AGM until the
conclusion of the AGM of the Company to be held in
2021 and to authorise the Directors to fix the
auditors' remuneration.
4. To re-elect Mr. J. Cotterell as a Director. Mgmt For For
5. To re-elect Mr. M. Thurston as a Director. Mgmt For For
6. To re-elect Mr. A. Allan as a Director. Mgmt For For
7. To re-elect Mr. B. Druskin as a Director. Mgmt For For
8. To re-elect Mr. D. Pattillo as a Director. Mgmt For For
9. To re-elect Ms. S. Connal as a Director. Mgmt For For
10. To re-elect Mr. T. Smith as a Director. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106 Meeting Type: Annual
Ticker: JD Meeting Date: 23-Jun-2021
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Company's dual foreign name.
2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Second Amended and Restated
Memorandum of Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY Agenda Number: 935333144
--------------------------------------------------------------------------------------------------------------------------
Security: 647581107 Meeting Type: Special
Ticker: EDU Meeting Date: 08-Mar-2021
ISIN: US6475811070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As an ordinary resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Extraordinary General Meeting (to
approve the share subdivision).
S2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Extraordinary General Meeting (to
approve the adoption of the Company's dual foreign
name).
S3. As a special resolution: Resolution No. 3 set out in Mgmt For For
the Notice of the Extraordinary General Meeting (to
approve the adoption of the Amended M&AA).
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935389418
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108 Meeting Type: Annual
Ticker: NICE Meeting Date: 28-Apr-2021
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Board of the Mgmt No vote
Company: David Kostman
1B. To Elect Non-executive Director to the Board of the Mgmt No vote
Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Board of the Mgmt No vote
Company: Yehoshua (Shuki) Ehrlich
1D. To Elect Non-executive Director to the Board of the Mgmt No vote
Company: Leo Apotheker
1E. To Elect Non-executive Director to the Board of the Mgmt No vote
Company: Joe Cowan
2. To Elect an outside Director to the Board of the Mgmt No vote
Company: Zehava Simon
2B. Regarding proposal 2, indicate whether you are a Mgmt No vote
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "For" = Yes or "Against" =
No.
3. To reapprove the Company's Compensation Policy. Mgmt No vote
3A. Regarding proposal 3, indicate whether you are a Mgmt No vote
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "For" = Yes or "Against" =
No.
4. To approve CEO Equity Plan. Mgmt No vote
4A. Regarding proposal 4, indicate whether you are a Mgmt No vote
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "For" = Yes or "Against" =
No.
5. To re-appoint the Company's independent auditors and Mgmt No vote
to authorize the Board to set their remuneration.
* Management position unknown
TST International Growth Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935263195
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108 Meeting Type: Annual
Ticker: NICE Meeting Date: 10-Sep-2020
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Board of the Mgmt For For
Company: David Kostman
1B. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Yehoshua (Shuki) Ehrlich
1D. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Leo Apotheker
1E. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Joe Cowan
2. To approve and ratify current D&O insurance and terms Mgmt For For
for future D&O insurance.
2A. Regarding proposal 2, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "for" = yes or "against" =
no.
3. To approve the extension of the CEO Bonus Plan. Mgmt For For
3A. Regarding proposal 3, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "for" = yes or "against" =
no.
4. To re-appoint the Company's independent auditors and Mgmt For For
to authorize the Board to set their remuneration.
* Management position unknown
TST International Small Cap Fund
--------------------------------------------------------------------------------------------------------------------------
KORNIT DIGITAL LTD. Agenda Number: 935247444
--------------------------------------------------------------------------------------------------------------------------
Security: M6372Q113 Meeting Type: Annual
Ticker: KRNT Meeting Date: 12-Aug-2020
ISIN: IL0011216723
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a To re-elect Mr. Ofer Ben Zur for a three-year term as Mgmt No vote
a Class II director of the Company, until the
Company's annual general meeting of shareholders in
2023 and until his successor is duly elected and
qualified.
1b To re-elect Ms. Lauri Hanover for a three-year term as Mgmt No vote
a Class II director of the Company, until the
Company's annual general meeting of shareholders in
2023 and until her successor is duly elected and
qualified.
1c To re-elect Mr. Gabi Seligsohn for a three-year term Mgmt No vote
as a Class II director of the Company, until the
Company's annual general meeting of shareholders in
2023 and until his successor is duly elected and
qualified.
2. To re-elect Mr. Yehoshua (Shuki) Nir for a two-year Mgmt No vote
term as a Class I director of the Company, until the
Company's annual general meeting of shareholders in
2022 and until his successor is duly elected and
qualified.
3. Re-appointment of Kost Forer Gabbay & Kasierer, Mgmt No vote
registered public accounting firm, a member firm of
Ernst & Young Global, as the Company's independent
registered public accounting firm for the year ending
December 31, 2020 and until the Company's 2021 annual
general meeting of shareholders, and to authorize the
Company's board of directors (or the audit committee
thereof) to fix such accounting firm's annual
compensation.
4. Re-adoption and amendment of the compensation policy Mgmt No vote
for the Company's office holders (as defined in the
Israeli Companies Law, 5759-1999 (the "Companies
Law")).
4a By checking the box marked "FOR", the undersigned Mgmt No vote
hereby confirms that he, she or it is not a
"controlling shareholder" and does not have a
"personal interest" (i.e., a conflict of interest) in
the approval of Proposal 4 (in each case as defined in
the Companies Law and described in the Proxy
Statement). If the undersigned or a related party of
the undersigned is a controlling shareholder or has
such a conflict of interest, check the box
"AGAINST".[MUST COMPLETE ITEM 4A]
5 Approval of an amended compensation package for Mr. Mgmt No vote
Ronen Samuel, the Company's chief executive officer.
5a By checking the box marked "FOR", the undersigned Mgmt No vote
hereby confirms that he, she or it is not a
"controlling shareholder" and does not have a
"personal interest" (i.e., a conflict of interest) in
the approval of Proposal 5 (in each case as defined in
the Companies Law and described in the Proxy
Statement). If the undersigned or a related party of
the undersigned is a controlling shareholder or has
such a conflict of interest, check the box "AGAINST".
[MUST COMPLETE ITEM 5A]
6. Approval of the terms of an updated annual Mgmt No vote
compensation package for all current and future
non-employee directors of the Company, including cash
compensation, grants of restricted share units and
other customary compensation elements.
* Management position unknown
TST Large Cap Focused Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 26-May-2021
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Huttenlocher Mgmt For For
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Rubinstein Mgmt For For
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Stonesifer Mgmt For For
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY Shr For Against
AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr For Against
DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935328939
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 11-Mar-2021
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2021.
3. Advisory vote to approve the compensation of named Mgmt Against Against
executive officers.
4. Stockholder proposal, if properly presented, to adopt Shr For Against
a policy that the Chair of the Board be an Independent
Director.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 23-Feb-2021
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments".
5. A shareholder proposal entitled "Shareholder Proposal Shr Against For
to Improve Executive Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 30-Apr-2021
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. McCallister Mgmt For For
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt Against Against
4. Stockholder Right to Act by Written Consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109 Meeting Type: Annual
Ticker: BDX Meeting Date: 26-Jan-2021
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
4. Shareholder proposal seeking to lower the ownership Shr For Against
threshold required to call a special shareholders
meeting, if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 01-May-2021
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the reporting of Shr For Against
climate-related risks and opportunities.
3. Shareholder proposal regarding diversity and inclusion Shr For Against
reporting.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 04-May-2021
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Approval of the Company's 2021 Stock Award and Mgmt For For
Incentive Plan.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Approval of an Amendment to the Certificate of Mgmt For For
Incorporation to Lower the Ownership Threshold for
Special Shareholder Meetings to 15%.
6. Shareholder Proposal on Adoption of a Board Policy Shr For Against
that the Chairperson of the Board be an Independent
Director.
7. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
8. Shareholder Proposal to Lower the Ownership Threshold Shr For Against
for Special Shareholder Meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 02-Jun-2021
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our independent Mgmt For For
auditors.
4. Shareholder Proposal: To conduct independent Shr Against For
investigation and report on risks posed by failing to
prevent sexual harassment.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 24-Feb-2021
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 28-Apr-2021
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthère I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation. Mgmt For For
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2021.
4. Amendment and Restatement of the Company's Certificate Mgmt For For
of Incorporation to Decrease the Ownership Threshold
for Stockholders to Call a Special Meeting.
5. Right to Act by Written Consent. Shr For Against
6. Annual Disclosure of EEO-1 Data. Shr For Against
7. Annual Report on Plastic Pollution. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935381020
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Contested Annual
Ticker: XOM Meeting Date: 26-May-2021
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Goff Mgmt For For
Kaisa Hietala Mgmt For For
Alexander A. Karsner Mgmt For For
Anders Runevad Mgmt Withheld Against
MGT NOM. M.J. Angelakis Mgmt For For
MGT NOM. Susan K. Avery Mgmt For For
MGT NOM. Angela F Braly Mgmt For For
MGT NOM. Ursula M Burns Mgmt For For
MGT NOM. K. C. Frazier Mgmt For For
MGT NOM. J. L. Hooley Mgmt For For
MGT NOM. J. W. Ubben Mgmt For For
MGT NOM. D. W. Woods Mgmt For For
2. Company proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm to audit
the Company's financial statements for 2021.
3. Company proposal to approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named Executive
Officers.
4. Independent Chairman Mgmt Against Against
5. Special Shareholder Meetings Mgmt For For
6. Report on Scenario Analysis Mgmt For For
7. Report on Environment Expenditures Mgmt Against Against
8. Report on Political Contributions Mgmt For For
9. Report on Lobbying Mgmt For For
10. Report on Climate Lobbying Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 21-Sep-2020
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA GRIFFITH Mgmt For For
1C. Election of Director: JOHN C. ("CHRIS") INGLIS Mgmt For For
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratify the appointment of Ernst & Young LLP as FedEx's Mgmt For For
independent registered public accounting firm for
fiscal year 2021.
4. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
5. Stockholder proposal regarding political disclosure. Shr For Against
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
7. Stockholder proposal regarding shareholder right to Shr For Against
act by written consent.
8. Stockholder proposal regarding integrating ESG metrics Shr Against For
into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935278843
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105 Meeting Type: Annual
Ticker: FOXA Meeting Date: 12-Nov-2020
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR Mgmt No vote
INFORMATIONAL PURPOSES ONLY.
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935354237
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101 Meeting Type: Annual
Ticker: HCA Meeting Date: 28-Apr-2021
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Jr Mgmt For For
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Stockholder proposal, if properly presented at the Shr For Against
meeting, requesting that the Board of Directors take
the steps necessary to allow stockholders to act by
written consent.
5. Stockholder proposal, if properly presented at the Shr Against For
meeting, requesting a report on the feasibility of
increasing the impact of quality metrics on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203 Meeting Type: Annual
Ticker: HLT Meeting Date: 19-May-2021
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Nassetta Mgmt For For
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2021.
3. Approval, in a non-binding advisory vote, of the Mgmt Against Against
compensation paid to the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 04-May-2021
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2021
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 27-Apr-2021
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Thomas Buberl Mgmt For For
1B. Election of Director for one year term: Michael L. Mgmt For For
Eskew
1C. Election of Director for one year term: David N. Farr Mgmt For For
1D. Election of Director for one year term: Alex Gorsky Mgmt For For
1E. Election of Director for one year term: Michelle J. Mgmt For For
Howard
1F. Election of Director for one year term: Arvind Krishna Mgmt For For
1G. Election of Director for one year term: Andrew N. Mgmt For For
Liveris
1H. Election of Director for one year term: F. William Mgmt For For
McNabb III
1I. Election of Director for one year term: Martha E. Mgmt For For
Pollack
1J. Election of Director for one year term: Joseph R. Mgmt For For
Swedish
1K. Election of Director for one year term: Peter R. Voser Mgmt For For
1L. Election of Director for one year term: Frederick H. Mgmt For For
Waddell
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal Requesting the Company Publish Shr For For
Annually a Report Assessing its Diversity, Equity and
Inclusion Efforts.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106 Meeting Type: Annual
Ticker: JD Meeting Date: 23-Jun-2021
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Company's dual foreign name.
2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Second Amended and Restated
Memorandum of Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 22-Apr-2021
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt Against Against
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Access to Shr For Against
COVID-19 Vaccines and Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935392869
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 27-May-2021
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bagué Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Tina Ju Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Jeetendra I. Patel Mgmt For For
1I. Election of Director: Sheila A. Penrose Mgmt For For
1J. Election of Director: Ann Marie Petach Mgmt For For
1K. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation.
3. Approval of the Amended and Restated 2019 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105 Meeting Type: Annual
Ticker: MRK Meeting Date: 25-May-2021
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Lavizzo-Mourey Mgmt For For
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of the Company's Mgmt For For
independent registered public accounting firm for
2021.
4. Shareholder proposal concerning a shareholder right to Shr For Against
act by written consent.
5. Shareholder proposal regarding access to COVID-19 Shr For Against
products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 15-Jun-2021
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2021.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. To consider a stockholder proposal regarding a by-law Shr Against For
amendment for an annual vote and report on climate
change; if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 03-Jun-2021
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Richard N. Barton
1B. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Rodolphe Belmer
1C. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Bradford L. Smith
1D. Election of Class I Director to hold office until the Mgmt Abstain Against
2024 Annual Meeting: Anne M. Sweeney
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Stockholder proposal entitled, "Proposal 4 - Political Shr For Against
Disclosures," if properly presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 - Simple Shr For Against
Majority Vote," if properly presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Proposal Shr Against For
to Improve the Executive Compensation Philosophy," if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 04-Nov-2020
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt Withheld Against
Naomi O. Seligman Mgmt For For
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Named Mgmt Against Against
Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Incentive Mgmt For For
Plan.
4. Ratification of Selection of Independent Registered Mgmt For For
Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
6. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935278487
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104 Meeting Type: Annual
Ticker: PH Meeting Date: 28-Oct-2020
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda A. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Åke Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending June 30, 2021.
3. Approval of, on a non-binding, advisory basis, the Mgmt For For
compensation of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935359112
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109 Meeting Type: Annual
Ticker: PM Meeting Date: 05-May-2021
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brant Bonin Bough Mgmt For For
1B. Election of Director: André Calantzopoulos Mgmt For For
1C. Election of Director: Michel Combes Mgmt For For
1D. Election of Director: Juan José Daboub Mgmt For For
1E. Election of Director: Werner Geissler Mgmt For For
1F. Election of Director: Lisa A. Hook Mgmt For For
1G. Election of Director: Jun Makihara Mgmt For For
1H. Election of Director: Kalpana Morparia Mgmt For For
1I. Election of Director: Lucio A. Noto Mgmt For For
1J. Election of Director: Jacek Olczak Mgmt For For
1K. Election of Director: Frederik Paulsen Mgmt For For
1L. Election of Director: Robert B. Polet Mgmt For For
1M. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Compensation. Mgmt For For
3. Ratification of the Selection of Independent Auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 26-Apr-2021
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1G. Election of Director: Margaret L. O'Sullivan Mgmt For For
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1N. Election of Director: Robert O. Work Mgmt Against Against
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Executive Mgmt For For
Annual Incentive Plan.
5. Approve Amendment to the Raytheon Technologies Mgmt For For
Corporation 2018 Long-Term Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Bylaw. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 10-Jun-2021
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to increase the number of shares reserved for
issuance.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive officers.
5. A stockholder proposal requesting that the Board of Shr Against For
Directors take steps necessary to transition
Salesforce to a Public Benefit Corporation, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 07-Apr-2021
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Chevardière Mgmt For For
1.2 Election of Director: Miguel M. Galuccio Mgmt For For
1.3 Election of Director: Olivier Le Peuch Mgmt For For
1.4 Election of Director: Tatiana A. Mitrova Mgmt For For
1.5 Election of Director: Maria M. Hanssen Mgmt For For
1.6 Election of Director: Mark G. Papa Mgmt For For
1.7 Election of Director: Henri Seydoux Mgmt For For
1.8 Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2020; our consolidated statement of
income for the year ended December 31, 2020; and our
Board of Directors' declarations of dividends in 2020,
as reflected in our 2020 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2021.
5. Approval of an amendment and restatement of the 2017 Mgmt For For
Schlumberger Omnibus Stock Incentive Plan.
6. Approval of an amendment and restatement of the Mgmt For For
Schlumberger Discounted Stock Purchase Plan.
7. Approval of an amendment and restatement of the 2004 Mgmt For For
Stock and Deferral Plan for Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935345101
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2021
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn A. Byrne Mgmt For For
1B. Election of Director: Maggie Timoney Mgmt For For
1C. Election of Director: George Tsunis Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
5. Approval to amend the Bank's Organization Certificate Mgmt For For
to increase the authorized common stock of the Bank.
6. Approval to amend the 2004 Equity Plan to increase the Mgmt For For
number of shares of the Bank's common stock.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935382717
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100 Meeting Type: Annual
Ticker: SSNC Meeting Date: 19-May-2021
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan E. Michael Mgmt For For
2. The approval of the compensation of the named Mgmt For For
executive officers.
3. The ratification of PricewaterhouseCoopers LLP as Mgmt For For
SS&C's independent registered public accounting firm
for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 17-Mar-2021
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Jr. Mgmt For For
1B. Election of Director: Rosalind G. Brewer (Withdrawn) Mgmt Abstain Against
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jørgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our executive officer Mgmt Against Against
compensation.
3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
fiscal 2021.
4. Employee Board Representation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 22-Apr-2021
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2021.
4. Stockholder proposal to permit shareholder action by Shr For Against
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 29-Apr-2021
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay).
3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against
Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2021.
5. Shareholder Proposal Regarding Shareholder Right to Shr For Against
Act by Written Consent.
6. Shareholder Proposal Regarding a Report on the Effects Shr For Against
of the Use of Mandatory Arbitration.
7. Shareholder Proposal Regarding Conversion to a Public Shr Against For
Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 13-Oct-2020
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Jr. Mgmt For For
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve the Company's Executive Mgmt For For
Compensation (the "Say on Pay" vote).
4. Approval of The Procter & Gamble Company International Mgmt For For
Stock Ownership Plan, As Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Eliminate Shr For Against
Deforestation.
6. Shareholder Proposal - Annual Report on Diversity. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 09-Mar-2021
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Lagomasino Mgmt For For
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2021.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
5. Shareholder proposal requesting non-management Shr Against For
employees on director nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107 Meeting Type: Special
Ticker: TCOM Meeting Date: 18-Mar-2021
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of the Mgmt For For
175,000,000 issued and unissued ordinary shares of a
nominal or par value of US$0.01 each in the capital of
the Company be and is hereby subdivided into eight
ordinary shares of a nominal or par value of
US$0.00125 each in the capital of the Company (the
"Subdivision"), such that, following the Subdivision,
the authorised share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000 ordinary
shares of a nominal or par value of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 07-Jun-2021
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2021.
4. Approval of an amendment to the UnitedHealth Group Mgmt For For
1993 Employee Stock Purchase Plan.
5. If properly presented at the 2021 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal set forth in
the proxy statement requesting a reduction of the
share ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 26-Jan-2021
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of compensation paid Mgmt For For
to our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Incentive Mgmt For For
Compensation Plan, as amended and restated.
5. Approval of an amendment to our Certificate of Mgmt For For
Incorporation to enable the adoption of a special
meeting right for Class A common stockholders.
6. To vote on a stockholder proposal requesting Shr For Against
stockholders' right to act by written consent, if
properly presented.
7. To vote on a stockholder proposal to amend our Shr Against For
principles of executive compensation program, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 08-Jun-2021
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2022.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For
future advisory votes concerning the compensation of
our named executive officers.
TST Large Cap Fund
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 28-Jan-2021
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of the Mgmt For For
Company's named executive officers.
3. Approval of the Air Products and Chemicals, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935381640
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 20-May-2021
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John T. Casteen III Mgmt For For
1B. Election of Director: Dinyar S. Devitre Mgmt For For
1C. Election of Director: William F. Gifford, Jr. Mgmt For For
1D. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1E. Election of Director: W. Leo Kiely III Mgmt For For
1F. Election of Director: Kathryn B. McQuade Mgmt For For
1G. Election of Director: George Muñoz Mgmt For For
1H. Election of Director: Mark E. Newman Mgmt For For
1I. Election of Director: Nabil Y. Sakkab Mgmt For For
1J. Election of Director: Virginia E. Shanks Mgmt For For
1K. Election of Director: Ellen R. Strahlman Mgmt For For
2. Ratification of the Selection of Independent Mgmt For For
Registered Public Accounting Firm.
3. Non-Binding Advisory Vote to Approve the Compensation Mgmt For For
of Altria's Named Executive Officers.
4. Shareholder Proposal - Review and Report on Underage Shr Against For
Tobacco Prevention Policies and Marketing Practices.
5. Shareholder Proposal - Disclosure of Lobbying Policies Shr Against For
and Practices.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 23-Feb-2021
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments".
5. A shareholder proposal entitled "Shareholder Proposal Shr Against For
to Improve Executive Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 01-May-2021
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt Withheld Against
David S. Gottesman Mgmt Withheld Against
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt Withheld Against
Meryl B. Witmer Mgmt Withheld Against
2. Shareholder proposal regarding the reporting of Shr For Against
climate-related risks and opportunities.
3. Shareholder proposal regarding diversity and inclusion Shr For Against
reporting.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101 Meeting Type: Annual
Ticker: BLK Meeting Date: 26-May-2021
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Johnson Mgmt For For
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Domit Mgmt For For
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, of the Mgmt For For
compensation for named executive officers.
3. Ratification of the appointment of Deloitte LLP as Mgmt For For
BlackRock's independent registered public accounting
firm for the fiscal year 2021.
4A. Approve amendments to BlackRock's Amended and Restated Mgmt For For
Certificate of Incorporation to: Provide shareholders
with the right to call a special meeting.
4B. Approve amendments to BlackRock's Amended and Restated Mgmt For For
Certificate of Incorporation to: Eliminate certain
supermajority vote requirements.
4C. Approve amendments to BlackRock's Amended and Restated Mgmt For For
Certificate of Incorporation to: Eliminate certain
provisions that are no longer applicable and make
certain other technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public benefit
corporation.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 04-May-2021
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, M.D. Mgmt For For
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation of our Named Mgmt For For
Executive Officers.
3. Approval of the Company's 2021 Stock Award and Mgmt For For
Incentive Plan.
4. Ratification of the Appointment of an Independent Mgmt For For
Registered Public Accounting Firm.
5. Approval of an Amendment to the Certificate of Mgmt For For
Incorporation to Lower the Ownership Threshold for
Special Shareholder Meetings to 15%.
6. Shareholder Proposal on Adoption of a Board Policy Shr For Against
that the Chairperson of the Board be an Independent
Director.
7. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
8. Shareholder Proposal to Lower the Ownership Threshold Shr For Against
for Special Shareholder Meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102 Meeting Type: Annual
Ticker: KMX Meeting Date: 29-Jun-2021
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Peter J. Bensen
1B. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Ronald E.
Blaylock
1C. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Sona Chawla
1D. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Thomas J.
Folliard
1E. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Shira Goodman
1F. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Robert J.
Hombach
1G. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: David W.
McCreight
1H. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: William D. Nash
1I. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Mark F. O'Neil
1J. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Pietro Satriano
1K. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Marcella
Shinder
1L. Election of Director for a one year term expiring at Mgmt For For
the 2022 Annual Shareholder's Meeting: Mitchell D.
Steenrod
2. To ratify the appointment of KPMG LLP as independent Mgmt For For
registered public accounting firm.
3. To vote on an advisory resolution to approve the Mgmt For For
compensation of our named executive officers.
4. To vote on a shareholder proposal regarding a report Shr Against For
on political contributions, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 10-Dec-2020
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Johnson Mgmt For For
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt Abstain Against
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco from Mgmt For For
California to Delaware.
3. Approval of amendment and restatement of the 2005 Mgmt For For
Stock Incentive Plan.
4. Approval, on an advisory basis, of executive Mgmt For For
compensation.
5. Ratification of PricewaterhouseCoopers LLP as Cisco's Mgmt For For
independent registered public accounting firm for
fiscal 2021.
6. Approval to have Cisco's Board adopt a policy to have Shr Against For
an independent Board chairman.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935400666
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100 Meeting Type: Annual
Ticker: CTXS Meeting Date: 04-Jun-2021
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Murray J. Demo Mgmt For For
1D. Election of Director: Ajei S. Gopal Mgmt For For
1E. Election of Director: David J. Henshall Mgmt For For
1F. Election of Director: Thomas E. Hogan Mgmt For For
1G. Election of Director: Moira A. Kilcoyne Mgmt For For
1H. Election of Director: Robert E. Knowling, Jr. Mgmt For For
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2021.
3. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
4. Shareholder proposal regarding simple majority voting Shr For
provisions.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr Against For
6. A shareholder proposal regarding child exploitation. Shr Against For
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr Against For
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 21-Sep-2020
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA GRIFFITH Mgmt For For
1C. Election of Director: JOHN C. ("CHRIS") INGLIS Mgmt For For
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratify the appointment of Ernst & Young LLP as FedEx's Mgmt For For
independent registered public accounting firm for
fiscal year 2021.
4. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
5. Stockholder proposal regarding political disclosure. Shr For Against
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
7. Stockholder proposal regarding shareholder right to Shr For Against
act by written consent.
8. Stockholder proposal regarding integrating ESG metrics Shr Against For
into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FOX CORPORATION Agenda Number: 935278843
--------------------------------------------------------------------------------------------------------------------------
Security: 35137L105 Meeting Type: Annual
Ticker: FOXA Meeting Date: 12-Nov-2020
ISIN: US35137L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO YOU FOR Mgmt No vote
INFORMATIONAL PURPOSES ONLY.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 22-Apr-2021
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt Against Against
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Access to Shr Against For
COVID-19 Vaccines and Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 28-May-2021
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named executive Mgmt For For
officer compensation in fiscal 2020.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Lowe's independent registered public accounting
firm for fiscal 2021.
4. Shareholder proposal regarding amending the Company's Shr For Against
proxy access bylaw to remove shareholder aggregation
limits.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935406238
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106 Meeting Type: Annual
Ticker: MLM Meeting Date: 13-May-2021
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: Anthony R. Foxx Mgmt For For
1E. Election of Director: John J. Koraleski Mgmt For For
1F. Election of Director: C. Howard Nye Mgmt For For
1G. Election of Director: Laree E. Perez Mgmt For For
1H. Election of Director: Thomas H. Pike Mgmt For For
1I. Election of Director: Michael J. Quillen Mgmt For For
1J. Election of Director: Donald W. Slager Mgmt For For
1K. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
as independent auditors.
3. Approval, by a non-binding advisory vote, of the Mgmt For For
compensation of Martin Marietta Materials, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 935351938
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406 Meeting Type: Annual
Ticker: NSRGY Meeting Date: 15-Apr-2021
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of the Annual Review, the financial Mgmt For For
statements of Nestlé S.A. and the consolidated
financial statements of the Nestlé Group for 2020.
1B Acceptance of the Compensation Report 2020 (advisory Mgmt For For
vote).
2 Discharge to the members of the Board of Directors and Mgmt For For
of the Management.
3 Appropriation of profit resulting from the balance Mgmt For For
sheet of Nestlé S.A. (proposed dividend) for the
financial year 2020.
4AA Re-election of the member of the Board of Director: Mgmt For For
Paul Bulcke, as member and Chairman
4AB Re-election of the member of the Board of Director: Mgmt For For
Ulf Mark Schneider
4AC Re-election of the member of the Board of Director: Mgmt For For
Henri de Castries
4AD Re-election of the member of the Board of Director: Mgmt For For
Renato Fassbind
4AE Re-election of the member of the Board of Director: Mgmt For For
Pablo Isla
4AF Re-election of the member of the Board of Director: Mgmt For For
Ann M. Veneman
4AG Re-election of the member of the Board of Director: Mgmt For For
Eva Cheng
4AH Re-election of the member of the Board of Director: Mgmt For For
Patrick Aebischer
4AI Re-election of the member of the Board of Director: Mgmt For For
Kasper Rorsted
4AJ Re-election of the member of the Board of Director: Mgmt For For
Kimberly A. Ross
4AK Re-election of the member of the Board of Director: Mgmt For For
Dick Boer
4AL Re-election of the member of the Board of Director: Mgmt For For
Dinesh Paliwal
4AM Re-election of the member of the Board of Director: Mgmt For For
Hanne Jimenez de Mora
4B Election to the Board of Director: Lindiwe Majele Mgmt For For
Sibanda
4CA Election of the member of the Compensation Committee: Mgmt For For
Pablo Isla
4CB Election of the member of the Compensation Committee: Mgmt For For
Patrick Aebischer
4CC Election of the member of the Compensation Committee: Mgmt For For
Dick Boer
4CD Election of the member of the Compensation Committee: Mgmt For For
Kasper Rorsted
4D Election of the statutory auditors Ernst & Young Ltd: Mgmt For For
Lausanne branch.
4E Election of the Independent Representative Hartmann Mgmt For For
Dreyer, Attorneys-at-law.
5A Approval of the compensation of the Board of Mgmt For For
Directors.
5B Approval of the compensation of the Executive Board. Mgmt For For
6 Capital reduction (by cancellation of shares). Mgmt For For
7 Support of Nestlé's Climate Roadmap (advisory vote). Mgmt For For
8 In the event of any yet unknown new or modified Shr Against For
proposal by a shareholder during the General Meeting,
I instruct the Independent Representative to vote as
follows.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 935347307
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107 Meeting Type: Annual
Ticker: NEU Meeting Date: 22-Apr-2021
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Phyllis L. Cothran Mgmt For For
1.2 Election of Director: Mark M. Gambill Mgmt For For
1.3 Election of Director: Bruce C. Gottwald Mgmt For For
1.4 Election of Director: Thomas E. Gottwald Mgmt For For
1.5 Election of Director: Patrick D. Hanley Mgmt For For
1.6 Election of Director: H. Hiter Harris, III Mgmt For For
1.7 Election of Director: James E. Rogers Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Corporation
for the fiscal year ending December 31, 2021.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
the named executive officers of NewMarket Corporation.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 935363046
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108 Meeting Type: Annual
Ticker: NSC Meeting Date: 13-May-2021
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Mitchell E. Daniels, Jr. Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: John C. Huffard, Jr. Mgmt For For
1e. Election of Director: Christopher T. Jones Mgmt For For
1f. Election of Director: Thomas C. Kelleher Mgmt For For
1g. Election of Director: Steven F. Leer Mgmt For For
1h. Election of Director: Michael D. Lockhart Mgmt For For
1i. Election of Director: Amy E. Miles Mgmt For For
1j. Election of Director: Claude Mongeau Mgmt For For
1k. Election of Director: Jennifer F. Scanlon Mgmt For For
1l. Election of Director: James A. Squires Mgmt For For
1m. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG LLP, Mgmt For For
independent registered public accounting firm, as
Norfolk Southern's independent auditors for the year
ending December 31, 2021.
3. Approval of the advisory resolution on executive Mgmt For For
compensation, as disclosed in the proxy statement for
the 2021 Annual Meeting of Shareholders.
4. Proposal regarding revisions to ownership requirements Shr For Against
for proxy access.
5. Proposal regarding a report on lobbying activity Shr Against For
alignment with Paris Climate Agreement.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935362121
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107 Meeting Type: Annual
Ticker: ORLY Meeting Date: 13-May-2021
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of appointment of Ernst & Young LLP, as Mgmt For For
independent auditors for the fiscal year ending
December 31, 2021.
4. Shareholder proposal entitled "Improve Our Catch-22 Shr For Against
Proxy Access."
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935344503
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 22-Apr-2021
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: Susan Desmond-Hellmann Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: Dan R. Littman Mgmt For For
1I. Election of Director: Shantanu Narayen Mgmt For For
1J. Election of Director: Suzanne Nora Johnson Mgmt For For
1K. Election of Director: James Quincey Mgmt For For
1L. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as independent Mgmt For For
registered public accounting firm for 2021.
3. 2021 advisory approval of executive compensation. Mgmt For For
4. Shareholder proposal regarding independent chair Shr Against For
policy.
5. Shareholder proposal regarding political spending Shr Against For
report.
6. Shareholder proposal regarding access to COVID-19 Shr Against For
products.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 935390283
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100 Meeting Type: Annual
Ticker: STOR Meeting Date: 27-May-2021
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Donovan Mgmt For For
Mary B. Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Tawn Kelley Mgmt For For
Catherine D. Rice Mgmt For For
Einar A. Seadler Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
Christopher H. Volk Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 22-Apr-2021
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent registered
public accounting firm for 2021.
4. Stockholder proposal to permit shareholder action by Shr For Against
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105 Meeting Type: Annual
Ticker: SCHW Meeting Date: 13-May-2021
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger II Mgmt For For
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt Against Against
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Touche LLP Mgmt For For
as independent auditors.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Stockholder Proposal requesting disclosure of lobbying Shr For Against
policy, procedures and oversight; lobbying
expenditures; and participation in organizations
engaged in lobbying.
5. Stockholder Proposal requesting declassification of Shr For Against
the board of directors to elect each director
annually.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 20-May-2021
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP. Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Contributions Shr For Against
Congruency Analysis.
6. Shareholder Proposal Regarding Report on Prison Labor Shr Against For
in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935369050
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 07-May-2021
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Griffith Mgmt For For
1H. Election of Director: Devin C. Johnson Mgmt For For
1I. Election of Director: Jeffrey D. Kelly Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our executive Mgmt For For
compensation program.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2021.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 13-May-2021
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Compensation Mgmt For For
3 Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
4 Shareholder Action by Written Consent Shr For Against
5 Amend Clawback Policy Shr For Against
6 Shareholder Ratification of Annual Equity Awards Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 26-Jan-2021
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of compensation paid Mgmt For For
to our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Incentive Mgmt For For
Compensation Plan, as amended and restated.
5. Approval of an amendment to our Certificate of Mgmt For For
Incorporation to enable the adoption of a special
meeting right for Class A common stockholders.
6. To vote on a stockholder proposal requesting Shr For Against
stockholders' right to act by written consent, if
properly presented.
7. To vote on a stockholder proposal to amend our Shr Against For
principles of executive compensation program, if
properly presented.
TST Large Company Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101 Meeting Type: Annual
Ticker: ADBE Meeting Date: 20-Apr-2021
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: Amy Banse Mgmt For For
1B. Election of Director for a term of one year: Melanie Mgmt For For
Boulden
1C. Election of Director for a term of one year: Frank Mgmt For For
Calderoni
1D. Election of Director for a term of one year: James Mgmt For For
Daley
1E. Election of Director for a term of one year: Laura Mgmt For For
Desmond
1F. Election of Director for a term of one year: Shantanu Mgmt For For
Narayen
1G. Election of Director for a term of one year: Kathleen Mgmt For For
Oberg
1H. Election of Director for a term of one year: Dheeraj Mgmt For For
Pandey
1I. Election of Director for a term of one year: David Mgmt For For
Ricks
1J. Election of Director for a term of one year: Daniel Mgmt For For
Rosensweig
1K. Election of Director for a term of one year: John Mgmt For For
Warnock
2. Approve the Adobe Inc. 2019 Equity Incentive Plan, as Mgmt For For
amended, to increase the available share reserve by 6
million shares.
3. Ratify the appointment of KPMG LLP as our independent Mgmt For For
registered public accounting firm for our fiscal year
ending on December 3, 2021.
4. Approve, on an advisory basis, the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt Against Against
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305 Meeting Type: Annual
Ticker: GOOGL Meeting Date: 02-Jun-2021
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal shareholder Shr For Against
voting, if properly presented at the meeting.
5. A stockholder proposal regarding the nomination of Shr For Against
human rights and/or civil rights expert to the board,
if properly presented at the meeting.
6. A stockholder proposal regarding a report on Shr For Against
sustainability metrics, if properly presented at the
meeting.
7. A stockholder proposal regarding a report on takedown Shr For Against
requests, if properly presented at the meeting.
8. A stockholder proposal regarding a report on Shr Against For
whistleblower policies and practices, if properly
presented at the meeting.
9. A stockholder proposal regarding a report on Shr Against For
charitable contributions, if properly presented at the
meeting.
10. A stockholder proposal regarding a report on risks Shr For Against
related to anticompetitive practices, if properly
presented at the meeting.
11. A stockholder proposal regarding a transition to a Shr Against For
public benefit corporation, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 26-May-2021
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Huttenlocher Mgmt For For
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Rubinstein Mgmt For For
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Stonesifer Mgmt For For
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt Against Against
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING Shr For Against
MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY Shr For Against
AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE Shr For Against
DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935249602
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108 Meeting Type: Special
Ticker: AON Meeting Date: 26-Aug-2020
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of the aggregate scheme Mgmt For For
consideration pursuant to the transaction.
2. Approve any motion by the chair of the Aon EGM to Mgmt For For
adjourn the Aon EGM, or any adjournments thereof, to
another time and place if necessary or appropriate to
solicit additional proxies if there are insufficient
votes at the time of the Aon EGM to approve Proposal
1.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935399041
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108 Meeting Type: Annual
Ticker: AON Meeting Date: 02-Jun-2021
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Byron O. Spruell Mgmt For For
1L. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers.
3. Ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
4. Re-appoint Ernst & Young Chartered Accountants as the Mgmt For For
Company's statutory auditor under Irish law.
5. Authorize the Board or the Audit Committee of the Mgmt For For
Board to determine the remuneration of Ernst & Young
Chartered Accountants, in its capacity as the
Company's statutory auditor under Irish law.
6. Amend Article 190 of the Company's Articles of Mgmt For For
Association.
7. Authorize the Board to capitalize certain of the Mgmt For For
Company's non-distributable reserves.
8. Approve the creation of distributable profits by the Mgmt For For
reduction and cancellation of the amounts capitalized
pursuant to the authority given under Proposal 7.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11-Nov-2020
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Auditors. Mgmt For For
4. Stockholder proposal, if properly presented at the Shr Against For
meeting, to prepare a Report on Employee
Representation on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 06-May-2021
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelda J. Connors Mgmt For For
1B. Election of Director: Charles J. Dockendorff Mgmt For For
1C. Election of Director: Yoshiaki Fujimori Mgmt For For
1D. Election of Director: Donna A. James Mgmt For For
1E. Election of Director: Edward J. Ludwig Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: David J. Roux Mgmt For For
1H. Election of Director: John E. Sununu Mgmt For For
1I. Election of Director: Ellen M. Zane Mgmt For For
2. To approve, on a non-binding, advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. To consider and vote upon a stockholder proposal Shr Against For
requesting a report to stockholders describing any
benefits to the company related to employee
participation in company governance.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935382870
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106 Meeting Type: Annual
Ticker: BURL Meeting Date: 19-May-2021
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael Goodwin Mgmt For For
1b. Election of Class II Director: William P. McNamara Mgmt For For
1c. Election of Class II Director: Michael O'Sullivan Mgmt For For
1d. Election of Class II Director: Jessica Rodriguez Mgmt For For
2. Ratification of appointment of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered certified
public accounting firm for the fiscal year ending
January 29, 2022.
3. Approval, on a non-binding, advisory basis, of the Mgmt For For
compensation of the Company's named executive officers
("Say-On-Pay").
4. Approval of stockholder proposal regarding the setting Shr Against For
of target amounts for CEO compensation, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104 Meeting Type: Annual
Ticker: EPAM Meeting Date: 08-Jun-2021
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold office for a Mgmt For For
three year term: Arkadiy Dobkin
1B. Election of Class III Director to hold office for a Mgmt For For
three year term: Robert E. Segert
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
our fiscal year ending December 31, 2021.
3. To approve, on an advisory and non-binding basis, the Mgmt For For
compensation for our named executive officers as
disclosed in this Proxy Statement.
4. To approve, on an advisory and non-binding basis, the Mgmt 1 Year For
frequency in which future advisory votes on the
compensation for our named executive officers will
occur.
5. To approve the EPAM Systems, Inc. 2021 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 26-May-2021
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve an amendment to the director compensation Mgmt Against Against
policy.
4. A shareholder proposal regarding dual class capital Shr For Against
structure.
5. A shareholder proposal regarding an independent chair. Shr For Against
6. A shareholder proposal regarding child exploitation. Shr For Against
7. A shareholder proposal regarding human/civil rights Shr Against For
expert on board.
8. A shareholder proposal regarding platform misuse. Shr For Against
9. A shareholder proposal regarding public benefit Shr Against For
corporation.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109 Meeting Type: Annual
Ticker: FTNT Meeting Date: 18-Jun-2021
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Ken Xie
1.2 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Michael Xie
1.3 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Kelly Ducourty
1.4 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Kenneth A. Goldman
1.5 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Ming Hsieh
1.6 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Jean Hu
1.7 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: William Neukom
1.8 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Judith Sim
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
Fortinet's independent registered accounting firm for
the fiscal year ending December 31, 2021.
3. Advisory vote to approve named executive officer Mgmt For For
compensation, as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102 Meeting Type: Annual
Ticker: GPN Meeting Date: 29-Apr-2021
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Jr. Mgmt For For
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers for 2020.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the year ending December 31, 2021.
4. Advisory vote on shareholder proposal regarding Shr For Against
shareholder right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103 Meeting Type: Annual
Ticker: INTU Meeting Date: 21-Jan-2021
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
Intuit's independent registered public accounting firm
for the fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106 Meeting Type: Annual
Ticker: JD Meeting Date: 23-Jun-2021
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Company's dual foreign name.
2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Annual General Meeting to approve
the adoption of the Second Amended and Restated
Memorandum of Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104 Meeting Type: Annual
Ticker: MA Meeting Date: 22-Jun-2021
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: José Octavio Reyes Lagunes Mgmt For For
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard for
2021.
4. Approval of the amendment and restatement of the Mgmt For For
Mastercard Incorporated 2006 Long Term Incentive Plan.
5. Approval of the amendment and restatement of the Mgmt For For
Mastercard Incorporated 2006 Non-Employee Director
Equity Compensation Plan.
6. Approval of amendments to Mastercard's Certificate of Mgmt For For
Incorporation to remove supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 02-Dec-2020
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935419499
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 15-Jun-2021
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
James L. Dinkins Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2021.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. To consider a stockholder proposal regarding a by-law Shr Against For
amendment for an annual vote and report on climate
change; if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109 Meeting Type: Annual
Ticker: NBIX Meeting Date: 19-May-2021
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt For For
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt For For
2. Advisory vote to approve the compensation paid to the Mgmt For For
Company's named executive officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104 Meeting Type: Annual
Ticker: NVDA Meeting Date: 03-Jun-2021
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for fiscal year
2022.
4. Approval of an amendment to our charter to increase Mgmt For For
the number of authorized shares of common stock from 2
billion shares to 4 billion shares.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103 Meeting Type: Annual
Ticker: PYPL Meeting Date: 26-May-2021
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditor
for 2021.
4. Stockholder proposal - Stockholder right to act by Shr For Against
written consent.
5. Stockholder Proposal - Assessing Inclusion in the Shr Against For
Workplace.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 935405995
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103 Meeting Type: Annual
Ticker: SIRI Meeting Date: 03-Jun-2021
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Blau Mgmt For For
Eddy W. Hartenstein Mgmt For For
Robin P. Hickenlooper Mgmt For For
James P. Holden Mgmt For For
Gregory B. Maffei Mgmt Withheld Against
Evan D. Malone Mgmt For For
James E. Meyer Mgmt Withheld Against
Jonelle Procope Mgmt For For
Michael Rapino Mgmt For For
Kristina M. Salen Mgmt For For
Carl E. Vogel Mgmt For For
Jennifer C. Witz Mgmt For For
David M. Zaslav Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 07-Jun-2021
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2021.
4. Approval of an amendment to the UnitedHealth Group Mgmt For For
1993 Employee Stock Purchase Plan.
5. If properly presented at the 2021 Annual Meeting of Shr For Against
Shareholders, the shareholder proposal set forth in
the proxy statement requesting a reduction of the
share ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 26-Jan-2021
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernández-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of compensation paid Mgmt For For
to our named executive officers.
3. Ratification of the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Incentive Mgmt For For
Compensation Plan, as amended and restated.
5. Approval of an amendment to our Certificate of Mgmt For For
Incorporation to enable the adoption of a special
meeting right for Class A common stockholders.
6. To vote on a stockholder proposal requesting Shr For Against
stockholders' right to act by written consent, if
properly presented.
7. To vote on a stockholder proposal to amend our Shr Against For
principles of executive compensation program, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103 Meeting Type: Annual
Ticker: ZTS Meeting Date: 20-May-2021
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Leatherberry Mgmt For For
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive compensation Mgmt For For
(Say on Pay).
3. Ratification of appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2021.
4. Shareholder proposal regarding simple majority vote. Shr For Against
TST Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935352586
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100 Meeting Type: Annual
Ticker: AME Meeting Date: 06-May-2021
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three years term: Tod E. Mgmt For For
Carpenter
1B. Election of Director for three years term: Karleen M. Mgmt For For
Oberton
2. Approval, by advisory vote, of the compensation of Mgmt For For
AMETEK, Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 11-Mar-2021
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
Applied Materials' named executive officers for fiscal
year 2020.
3. Ratification of the appointment of KPMG LLP as Applied Mgmt For For
Materials' independent registered public accounting
firm for fiscal year 2021.
4. Approval of the amended and restated Employee Stock Mgmt For For
Incentive Plan.
5. Approval of the Omnibus Employees' Stock Purchase Mgmt For For
Plan.
6. Shareholder proposal to adopt a policy, and amend our Shr Against For
governing documents as necessary, to require the
Chairman of the Board to be independent whenever
possible including the next Chairman of the Board
transition.
7. Shareholder proposal to improve the executive Shr Against For
compensation program and policy to include CEO pay
ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109 Meeting Type: Annual
Ticker: AJG Meeting Date: 11-May-2021
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: J. Patrick Gallagher, Jr. Mgmt For For
1E. Election of Director: David S. Johnson Mgmt For For
1F. Election of Director: Kay W. McCurdy Mgmt For For
1G. Election of Director: Christopher C. Miskel Mgmt For For
1H. Election of Director: Ralph J. Nicoletti Mgmt For For
1I. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Young LLP Mgmt For For
as our Independent Auditor for the fiscal year ending
December 31, 2021.
3. Approval, on an Advisory Basis, of the Compensation of Mgmt For For
our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ASCENDIS PHARMA A S Agenda Number: 935429527
--------------------------------------------------------------------------------------------------------------------------
Security: 04351P101 Meeting Type: Annual
Ticker: ASND Meeting Date: 28-May-2021
ISIN: US04351P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Chairman of the Meeting. Mgmt For For
2. Report on the Company's Activities during the Past Mgmt For For
Year.
3. Presentation of Audited Annual Report with Auditor's Mgmt For For
Statement for Approval and Discharge of the Board of
Directors and Management.
4. Resolution on Application of Profits or Covering of Mgmt For For
Losses as per the Adopted Annual Report.
5A. Election of Board Member for Class I, with a term Mgmt Against Against
expiring at the annual general meeting held in 2023:
James I. Healy
5B. Election of Board Member for Class I, with a term Mgmt For For
expiring at the annual general meeting held in 2023:
Jan MØller Mikkelsen
5C. Election of Board Member for Class I, with a term Mgmt For For
expiring at the annual general meeting held in 2023:
Lisa Morrison
6. Election of State-authorized Public Auditor. Mgmt For For
7A. The Board of Directors is authorized to increase the Mgmt For For
Company's share capital by up to nominal DKK 9,000,000
without pre-emptive subscription right for the
Company's shareholder. The capital increase must be
carried out at market price.
7B. The Board of Directors is authorized to issue up to Mgmt For For
nominal 2,000,000 new warrants to management,
employees and consultants. The exercise price of such
warrants shall be determined by the Board of Directors
and shall equal at least to the market price of the
shares at the time of issuance.
7C. The Board of Directors is authorized, to purchase up Mgmt For For
to nominal DKK 2,000,000 shares or American Depositary
Shares representing a corresponding amount of shares
in the Company as treasury shares. The minimum price
per share shall be DKK 1 and the maximum price per
share shall not exceed the market price.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935385357
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101 Meeting Type: Annual
Ticker: BMRN Meeting Date: 25-May-2021
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaimé Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt Withheld Against
Elaine J. Heron Mgmt For For
Maykin Ho Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt For For
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the independent Mgmt For For
registered public accounting firm for BioMarin for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's Named Executive Officers as disclosed in
the Proxy Statement.
4. To approve an amendment to the 2017 Equity Incentive Mgmt For For
Plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 935340846
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103 Meeting Type: Annual
Ticker: CE Meeting Date: 15-Apr-2021
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean S. Blackwell Mgmt For For
1B. Election of Director: William M. Brown Mgmt For For
1C. Election of Director: Edward G. Galante Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: David F. Hoffmeister Mgmt For For
1F. Election of Director: Dr. Jay V. Ihlenfeld Mgmt For For
1G. Election of Director: Deborah J. Kissire Mgmt For For
1H. Election of Director: Kim K.W. Rucker Mgmt For For
1I. Election of Director: Lori J. Ryerkerk Mgmt For For
1J. Election of Director: John K. Wulff Mgmt For For
2. Ratification of the selection of KPMG LLP as our Mgmt For For
independent registered public accounting firm for
2021.
3. Advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935375320
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105 Meeting Type: Annual
Ticker: CMG Meeting Date: 18-May-2021
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil W. Flanzraich Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the compensation of our Mgmt For For
executive officers as disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the year ending December 31, 2021.
4. Shareholder Proposal - Written Consent of Shr Against For
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 01-Jun-2021
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Zein Abdalla
1B. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Vinita Bali
1C. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Maureen Breakiron-Evans
1D. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Archana Deskus
1E. Election of Director to serve until the 2022 annual Mgmt For For
meeting: John M. Dineen
1F. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Brian Humphries
1G. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Joseph M. Velli
1J. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of the company's named executive
officers.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered public
accounting firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the board of Shr Against For
directors take action as necessary to permit
shareholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109 Meeting Type: Annual
Ticker: CSGP Meeting Date: 02-Jun-2021
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Nassetta Mgmt For For
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered public
accounting firm for 2021.
3. Proposal to approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Proposal to approve the adoption of the Company's Mgmt For For
Fourth Amended and Restated Certificate of
Incorporation to increase the total number of shares
of common stock that the Company is authorized to
issue from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number of shares of
capital stock that the Company is authorized to issue
from 62,000,000 to 1,202,000,000.
5. Proposal to approve the amendment and restatement of Mgmt For For
the CoStar Employee Stock Purchase Plan to increase
the number of shares authorized for issuance
thereunder.
6. Stockholder proposal regarding simple majority vote, Shr For Against
if properly presented.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935320870
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109 Meeting Type: Annual
Ticker: DHI Meeting Date: 20-Jan-2021
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of director: Michael R. Buchanan Mgmt For For
1E. Election of director: Michael W. Hewatt Mgmt For For
1F. Election of director: Maribess L. Miller Mgmt For For
2. Approval of the advisory resolution on executive Mgmt For For
compensation.
3. Ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107 Meeting Type: Annual
Ticker: DXCM Meeting Date: 20-May-2021
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office until 2024 Mgmt For For
Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office until 2024 Mgmt For For
Annual Meeting: Nicholas Augustinos
1.3 Election of Class I Director to hold office until 2024 Mgmt For For
Annual Meeting: Bridgette P. Heller
2. To ratify the selection by the Audit Committee of our Mgmt For For
Board of Directors of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory resolution Mgmt For For
to approve executive compensation.
4. To approve the amendment and restatement of our Mgmt For For
Certificate of Incorporation to declassify our Board
of Directors.
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 935345315
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105 Meeting Type: Annual
Ticker: ESS Meeting Date: 11-May-2021
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith R. Guericke Mgmt For For
Maria R. Hawthorne Mgmt For For
Amal M. Johnson Mgmt For For
Mary Kasaris Mgmt For For
Irving F. Lyons, III Mgmt For For
George M. Marcus Mgmt For For
Thomas E. Robinson Mgmt For For
Michael J. Schall Mgmt For For
Byron A. Scordelis Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm for the
Company for the year ending December 31, 2021.
3. Advisory vote to approve the Company's named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106 Meeting Type: Annual
Ticker: ETSY Meeting Date: 11-Jun-2021
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve until our 2024 Mgmt Abstain Against
Annual Meeting: Gary S. Briggs
1B. Election of Class III Director to serve until our 2024 Mgmt Abstain Against
Annual Meeting: Edith W. Cooper
1C. Election of Class III Director to serve until our 2024 Mgmt Abstain Against
Annual Meeting: Melissa Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303 Meeting Type: Annual
Ticker: EXPE Meeting Date: 09-Jun-2021
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To be voted Mgmt For For
upon by the holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt Abstain Against
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt Abstain Against
1G. Election of Director: Craig Jacobson (To be voted upon Mgmt Abstain Against
by the holders of Expedia Group, Inc.'s Common Stock
voting as a separate class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Menendez-Cambo (To be Mgmt For For
voted upon by the holders of Expedia Group, Inc.'s
Common Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt Abstain Against
1M. Election of Director: Alexander von Furstenberg Mgmt For For
1N. Election of Director: Julie Whalen (To be voted upon Mgmt For For
by the holders of Expedia Group, Inc.'s Common Stock
voting as a separate class.)
2. Approval of the Expedia Group, Inc. 2013 Employee Mgmt For For
Stock Purchase Plan, as amended and restated, and the
Expedia Group, Inc. 2013 International Stock Purchase
Plan, as amended and restated, including an amendment
to increase the number of shares authorized for
issuance thereunder by 1,000,000.
3. Ratification of appointment of Ernst & Young LLP as Mgmt For For
Expedia Group's independent registered public
accounting firm for the year ending December 31, 2021.
4. Stockholder proposal on political contributions and Shr For Against
expenditures, if properly presented at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105 Meeting Type: Annual
Ticker: FLT Meeting Date: 10-Jun-2021
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Steven T. Mgmt For For
Stull
1B. Election of Director for a one-year term: Michael Mgmt For For
Buckman
1C. Election of Director for a one-year term: Thomas M. Mgmt For For
Hagerty
1D. Election of Director for a one-year term: Mark A. Mgmt For For
Johnson
1E. Election of Director for a one-year term: Archie L. Mgmt For For
Jones, Jr.
1F. Election of Director for a one-year term: Hala G. Mgmt For For
Moddelmog
1G. Election of Director for a one-year term: Jeffrey S. Mgmt For For
Sloan
2. Ratify the reappointment of Ernst & Young LLP as Mgmt For For
FLEETCOR's independent public accounting firm for
2021.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
4. Shareholder proposal for a shareholder right to act by Shr For Against
written consent, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109 Meeting Type: Annual
Ticker: FTNT Meeting Date: 18-Jun-2021
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Ken Xie
1.2 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Michael Xie
1.3 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Kelly Ducourty
1.4 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Kenneth A. Goldman
1.5 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Ming Hsieh
1.6 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Jean Hu
1.7 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: William Neukom
1.8 Election of Director to serve for a term of one year Mgmt For For
until the next annual meeting: Judith Sim
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
Fortinet's independent registered accounting firm for
the fiscal year ending December 31, 2021.
3. Advisory vote to approve named executive officer Mgmt For For
compensation, as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102 Meeting Type: Annual
Ticker: GPN Meeting Date: 29-Apr-2021
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Jr. Mgmt For For
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers for 2020.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the year ending December 31, 2021.
4. Advisory vote on shareholder proposal regarding Shr For Against
shareholder right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 935406341
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100 Meeting Type: Annual
Ticker: HUBS Meeting Date: 03-Jun-2021
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office until the Mgmt Against Against
2024 Annual Meeting: Brian Halligan
1B. Election of Class I Director to hold office until the Mgmt Against Against
2024 Annual Meeting: Ron Gill
1C. Election of Class I Director to hold office until the Mgmt Against Against
2024 Annual Meeting: Jill Ward
2. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935238875
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100 Meeting Type: Annual
Ticker: ICLR Meeting Date: 21-Jul-2020
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ms. Mary Pendergast Mgmt For For
1.2 Election of Director: Professor Hugh Brady Mgmt For For
1.3 Election of Director: Mr. Rónán Murphy Mgmt For For
1.4 Election of Director: Ms. Julie O'Neill Mgmt For For
2. To review the Company's affairs and consider the Mgmt For For
Accounts and Reports
3. To authorise the fixing of the Auditors' Remuneration Mgmt For For
4. To authorise the Company to allot shares Mgmt For For
5. To disapply the statutory pre-emption rights Mgmt For For
6. To disapply the statutory pre-emption rights for Mgmt For For
funding capital investment or acquisitions
7. To authorise the Company to make market purchases of Mgmt For For
shares
8. To authorise the price range at which the Company can Mgmt For For
reissue shares that it holds as treasury shares
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935429616
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100 Meeting Type: Special
Ticker: ICLR Meeting Date: 15-Jun-2021
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The proposal to approve the issuance of ICON ordinary Mgmt For For
shares to PRA stockholders pursuant to the merger
agreement, which is referred to as the ICON share
issuance proposal.
2. The proposal to adjourn the ICON EGM to solicit Mgmt For For
additional proxies if there are not sufficient votes
to approve the ICON share issuance proposal, which is
referred to as the ICON adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104 Meeting Type: Annual
Ticker: IEX Meeting Date: 12-May-2021
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three years: Mgmt For For
WILLIAM M. COOK
1B. Election of Director for a term of three years: MARK Mgmt For For
A. BUTHMAN
1C. Election of Director for a term of three years: Mgmt For For
LAKECIA N. GUNTER
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104 Meeting Type: Annual
Ticker: IDXX Meeting Date: 12-May-2021
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm. To ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
current fiscal year (Proposal Two).
3. Advisory Vote on Executive Compensation. To approve a Mgmt For For
nonbinding advisory resolution on the Company's
executive compensation (Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935387642
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101 Meeting Type: Annual
Ticker: PODD Meeting Date: 27-May-2021
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wayne A.I. Frederick MD Mgmt For For
Shacey Petrovic Mgmt For For
Timothy J. Scannell Mgmt For For
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of certain executive officers.
3. To ratify the appointment of Grant Thornton LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935413411
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109 Meeting Type: Annual
Ticker: LYV Meeting Date: 10-Jun-2021
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maverick Carter Mgmt For For
1B. Election of Director: Ariel Emanuel Mgmt Abstain Against
1C. Election of Director: Ping Fu Mgmt For For
1D. Election of Director: Jeffrey T. Hinson Mgmt For For
1E. Election of Director: Chad Hollingsworth Mgmt For For
1F. Election of Director: James Iovine Mgmt For For
1G. Election of Director: James S. Kahan Mgmt For For
1H. Election of Director: Gregory B. Maffei Mgmt Against Against
1I. Election of Director: Randall T. Mays Mgmt For For
1J. Election of Director: Michael Rapino Mgmt For For
1K. Election of Director: Mark S. Shapiro Mgmt For For
1L. Election of Director: Dana Walden Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Live Nation Entertainment's independent registered
public accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935399534
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100 Meeting Type: Annual
Ticker: MASI Meeting Date: 27-May-2021
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Mr. Joe Kiani Mgmt For For
2. To ratify the selection of Grant Thornton as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year ended January 1, 2022.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 935348311
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105 Meeting Type: Annual
Ticker: MTD Meeting Date: 06-May-2021
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTORS: Robert F. Spoerry Mgmt For For
1.2 ELECTION OF DIRECTOR: Wah-Hui Chu Mgmt For For
1.3 ELECTION OF DIRECTOR: Domitille Doat-Le Bigot Mgmt For For
1.4 ELECTION OF DIRECTOR: Olivier A. Filliol Mgmt For For
1.5 ELECTION OF DIRECTOR: Elisha W. Finney Mgmt For For
1.6 ELECTION OF DIRECTOR: Richard Francis Mgmt For For
1.7 ELECTION OF DIRECTOR: Michael A. Kelly Mgmt For For
1.8 ELECTION OF DIRECTOR: Thomas P. Salice Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE METTLER-TOLEDO INTERNATIONAL INC. 2013 Mgmt For For
EQUITY INCENTIVE PLAN (AMENDED AND RESTATED EFFECTIVE
AS OF MAY 6, 2021).
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 18-Aug-2020
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public accounting
firm of Microchip for the fiscal year ending March 31,
2021.
3. Proposal to approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named executives.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106 Meeting Type: Annual
Ticker: MDB Meeting Date: 29-Jun-2021
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt Withheld Against
Dev Ittycheria Mgmt Withheld Against
John McMahon Mgmt Withheld Against
2. Approval, on a non-binding advisory basis, of the Mgmt For For
compensation of our named executive officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for our fiscal year
ending January 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935348006
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100 Meeting Type: Annual
Ticker: MSCI Meeting Date: 27-Apr-2021
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Wayne Edmunds Mgmt For For
1D. Election of Director: Catherine R. Kinney Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Sandy C. Rattray Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Marcus L. Smith Mgmt For For
1I. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our executive Mgmt For For
compensation, as described in these proxy materials.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent auditor.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935341278
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108 Meeting Type: Annual
Ticker: NCR Meeting Date: 20-Apr-2021
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Gregory Blank Mgmt For For
1C. Election of Director: Catherine L. Burke Mgmt For For
1D. Election of Director: Deborah A. Farrington Mgmt For For
1E. Election of Director: Michael D. Hayford Mgmt For For
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Kirk T. Larsen Mgmt For For
1H. Election of Director: Frank R. Martire Mgmt For For
1I. Election of Director: Martin Mucci Mgmt For For
1J. Election of Director: Matthew A. Thompson Mgmt For For
2. To approve, on a non-binding and advisory basis, the Mgmt For For
compensation of the named executive officers as more
particularly described in the proxy materials.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2021 as more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935263195
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108 Meeting Type: Annual
Ticker: NICE Meeting Date: 10-Sep-2020
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Board of the Mgmt For For
Company: David Kostman
1B. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Yehoshua (Shuki) Ehrlich
1D. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Leo Apotheker
1E. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Joe Cowan
2. To approve and ratify current D&O insurance and terms Mgmt For For
for future D&O insurance.
2A. Regarding proposal 2, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "for" = yes or "against" =
no.
3. To approve the extension of the CEO Bonus Plan. Mgmt For For
3A. Regarding proposal 3, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "for" = yes or "against" =
no.
4. To re-appoint the Company's independent auditors and Mgmt For For
to authorize the Board to set their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935389418
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108 Meeting Type: Annual
Ticker: NICE Meeting Date: 28-Apr-2021
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Board of the Mgmt For For
Company: David Kostman
1B. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Yehoshua (Shuki) Ehrlich
1D. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Leo Apotheker
1E. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Joe Cowan
2. To Elect an outside Director to the Board of the Mgmt For For
Company: Zehava Simon
2B. Regarding proposal 2, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "For" = Yes or "Against" =
No.
3. To reapprove the Company's Compensation Policy. Mgmt For For
3A. Regarding proposal 3, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "For" = Yes or "Against" =
No.
4. To approve CEO Equity Plan. Mgmt For For
4A. Regarding proposal 4, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "For" = Yes or "Against" =
No.
5. To re-appoint the Company's independent auditors and Mgmt For For
to authorize the Board to set their remuneration.
--------------------------------------------------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC. Agenda Number: 935421204
--------------------------------------------------------------------------------------------------------------------------
Security: 77313F106 Meeting Type: Annual
Ticker: RCKT Meeting Date: 14-Jun-2021
ISIN: US77313F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roderick Wong Mgmt Abstain Against
1B. Election of Director: Carsten Boess Mgmt For For
1C. Election of Director: Pedro Granadillo Mgmt Abstain Against
1D. Election of Director: Gotham Makker Mgmt Abstain Against
1E. Election of Director: Gaurav Shah Mgmt Abstain Against
1F. Election of Director: David P. Southwell Mgmt Abstain Against
1G. Election of Director: Naveen Yalamanchi Mgmt Abstain Against
1H. Election of Director: Elisabeth Böjrk Mgmt For For
2. Ratification of the appointment of EisnerAmper LLP as Mgmt For For
the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approval of the compensation of the Company's named Mgmt For For
executive officers, on a non-binding, advisory basis.
4. Non-binding advisory approval of the frequency of Mgmt 1 Year For
future stockholder advisory votes on the compensation
of the Company's named executive officers as being
held every year, every two years or every three years.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109 Meeting Type: Annual
Ticker: ROK Meeting Date: 02-Feb-2021
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the compensation of Mgmt For For
the Corporation's named executive officers.
C. To approve the selection of Deloitte & Touche LLP as Mgmt For For
the Corporation's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102 Meeting Type: Annual
Ticker: ROKU Meeting Date: 10-Jun-2021
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until the 2024 Mgmt Abstain Against
annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until the 2024 Mgmt Abstain Against
annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until the 2024 Mgmt For For
annual meeting: Laurie Simon Hodrick
2. Advisory vote to approve our named executive officer Mgmt Against Against
compensation.
3. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 935372778
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103 Meeting Type: Annual
Ticker: ROST Meeting Date: 19-May-2021
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Gunnar Bjorklund Mgmt For For
1B. Election of Director: Michael J. Bush Mgmt For For
1C. Election of Director: Sharon D. Garrett Mgmt For For
1D. Election of Director: Michael J. Hartshorn Mgmt For For
1E. Election of Director: Stephen D. Milligan Mgmt For For
1F. Election of Director: Patricia H. Mueller Mgmt For For
1G. Election of Director: George P. Orban Mgmt For For
1H. Election of Director: Gregory L. Quesnel Mgmt For For
1I. Election of Director: Larree M. Renda Mgmt For For
1J. Election of Director: Barbara Rentler Mgmt For For
1K. Election of Director: Doniel N. Sutton Mgmt For For
2. Advisory vote to approve the resolution on the Mgmt For For
compensation of the named executive officers.
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for the fiscal year ending January 29, 2022.
4. To vote on a stockholder proposal regarding executive Shr Abstain Against
share retention, if properly presented at the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 935266191
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103 Meeting Type: Annual
Ticker: RPM Meeting Date: 08-Oct-2020
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie A. Lagacy Mgmt For For
Robert A. Livingston Mgmt For For
Frederick R. Nance Mgmt For For
William B. Summers, Jr. Mgmt For For
2. Approve the Company's executive compensation. Mgmt For For
3. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935369668
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104 Meeting Type: Annual
Ticker: SGEN Meeting Date: 14-May-2021
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for term expiring in Mgmt For For
2024: Felix J. Baker, Ph.D.
1B. Election of Class II Director for term expiring in Mgmt For For
2024: Clay B. Siegall, Ph.D
1C. Election of Class II Director for term expiring in Mgmt For For
2024: Nancy A. Simonian, M.D.
2. Approve, on an advisory basis, the compensation of Mgmt For For
Seagen's named executive officers as disclosed in the
accompanying proxy statement.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as Seagen's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935422624
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104 Meeting Type: Annual
Ticker: SPLK Meeting Date: 17-Jun-2021
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Sara Baack Mgmt For For
1B. Election of Class III Director: Sean Boyle Mgmt For For
1C. Election of Class III Director: Douglas Merritt Mgmt For For
1D. Election of Class III Director: Graham Smith Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for our fiscal year ending January 31, 2022.
3. To approve, on an advisory basis, the compensation of Mgmt Against Against
our named executive officers, as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935236768
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100 Meeting Type: Annual
Ticker: STE Meeting Date: 28-Jul-2020
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Feldmann Mgmt For For
1c. Re-election of Director: Dr. Jacqueline B. Kosecoff Mgmt For For
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Rosebrough, Jr. Mgmt For For
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Steeves Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending March 31, 2021.
3. To appoint Ernst & Young Chartered Accountants as the Mgmt For For
Company's Irish statutory auditor under the Act to
hold office until the conclusion of the Company's next
Annual General Meeting.
4. To authorize the Directors of the Company or the Audit Mgmt For For
Committee to determine the remuneration of Ernst &
Young Chartered Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive officers
as disclosed pursuant to the disclosure rules of the
Securities and Exchange Commission, including the
Compensation Discussion and Analysis and the tabular
and narrative disclosure contained in the Company's
proxy statement dated June 12, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935377881
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103 Meeting Type: Annual
Ticker: SYF Meeting Date: 20-May-2021
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Jr. Mgmt For For
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Vote. Mgmt 1 Year For
4. Ratification of Selection of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm of the Company for
2021.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935345593
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105 Meeting Type: Annual
Ticker: TDY Meeting Date: 28-Apr-2021
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Denise R. Cade Mgmt For For
Simon M. Lorne Mgmt For For
Wesley W. von Schack Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered public
accounting firm for fiscal year 2021.
3. Approval of a non-binding advisory resolution on the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 935401834
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105 Meeting Type: Special
Ticker: TDY Meeting Date: 13-May-2021
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance (the "Teledyne Share Issuance Mgmt For For
Proposal") of Teledyne Technologies Incorporated
("Teledyne") common stock, $0.01 par value per share,
in connection with the transactions contemplated by
the Agreement and Plan of Merger, dated as of January
4, 2021, by and among Teledyne, Firework Merger Sub I,
Inc., a Delaware corporation and a wholly owned
subsidiary of Teledyne, Firework Merger Sub II, LLC,
and FLIR Systems, Inc.
2. To approve one or more adjournments of the Teledyne Mgmt For For
Special Meeting, if necessary or appropriate, to
solicit additional proxies if there are insufficient
votes to approve the Teledyne Share Issuance Proposal
at the time of the Teledyne Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
THE AZEK COMPANY INC Agenda Number: 935381183
--------------------------------------------------------------------------------------------------------------------------
Security: 05478C105 Meeting Type: Annual
Ticker: AZEK Meeting Date: 18-May-2021
ISIN: US05478C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie B. Bailey Mgmt Withheld Against
Ashfaq Qadri Mgmt Withheld Against
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent registered public accounting
firm for our fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935329715
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402 Meeting Type: Annual
Ticker: COO Meeting Date: 17-Mar-2021
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen E. Jay Mgmt For For
1B. Election of Director: William A. Kozy Mgmt For For
1C. Election of Director: Jody S. Lindell Mgmt For For
1D. Election of Director: Teresa S. Madden Mgmt For For
1E. Election of Director: Gary S. Petersmeyer Mgmt For For
1F. Election of Director: Robert S. Weiss Mgmt For For
1G. Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm for The
Cooper Companies, Inc. for the fiscal year ending
October 31, 2021.
3. An advisory vote on the compensation of our named Mgmt For For
executive officers as presented in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935408927
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103 Meeting Type: Annual
Ticker: TT Meeting Date: 03-Jun-2021
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: April Miller Boise Mgmt For For
1J. Election of Director: Karen B. Peetz Mgmt For For
1K. Election of Director: John P. Surma Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of the Company's Mgmt For For
named executive officers.
3. Approval of the appointment of independent auditors of Mgmt For For
the Company and authorization of the Audit Committee
of the Board of Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' existing Mgmt For For
authority to issue shares.
5. Approval of the renewal of the Directors' existing Mgmt For For
authority to issue shares for cash without first
offering shares to existing shareholders. (Special
Resolution)
6. Determination of the price range at which the Company Mgmt For For
can re-allot shares that it holds as treasury shares.
(Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935331873
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100 Meeting Type: Annual
Ticker: TDG Meeting Date: 18-Mar-2021
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) compensation paid to Mgmt For For
the Company's named executive officers.
3. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent accountants for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107 Meeting Type: Annual
Ticker: TRU Meeting Date: 11-May-2021
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Bosworth Mgmt For For
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Thomas L. Monahan, III Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
LLP as TransUnion's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102 Meeting Type: Annual
Ticker: TWLO Meeting Date: 16-Jun-2021
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt Withheld Against
Byron Deeter Mgmt Withheld Against
Jeffrey Epstein Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Approval of, on a non-binding advisory basis, the Mgmt Against Against
compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935406086
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303 Meeting Type: Annual
Ticker: ULTA Meeting Date: 02-Jun-2021
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine A. Halligan Mgmt For For
David C. Kimbell Mgmt For For
George R. Mrkonic Mgmt For For
Lorna E. Nagler Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for our
fiscal year 2021, ending January 29, 2022.
3. To vote on an advisory resolution to approve the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935371283
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101 Meeting Type: Annual
Ticker: WCN Meeting Date: 14-May-2021
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one year term: Mgmt For For
Edward E. "Ned" Guillet
1B. Election of Director to serve for a one year term: Mgmt For For
Michael W. Harlan
1C. Election of Director to serve for a one year term: Mgmt For For
Larry S. Hughes
1D. Election of Director to serve for a one year term: Mgmt For For
Worthing F. Jackman
1E. Election of Director to serve for a one year term: Mgmt For For
Elise L. Jordan
1F. Election of Director to serve for a one year term: Mgmt For For
Susan "Sue" Lee
1G. Election of Director to serve for a one year term: Mgmt For For
Ronald J. Mittelstaedt
1H. Election of Director to serve for a one year term: Mgmt For For
William J. Razzouk
2. Say on Pay - Approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named executive
officers as disclosed in the proxy statement.
3. Appoint Grant Thornton LLP as the Company's Mgmt For For
independent registered public accounting firm until
the close of the Company's 2022 Annual Meeting of
Shareholders and authorize the Company's Board of
Directors to fix the remuneration of the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935390308
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101 Meeting Type: Annual
Ticker: WSM Meeting Date: 02-Jun-2021
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Esi Eggleston Bracey Mgmt For For
1.3 Election of Director: Scott Dahnke, Chair Mgmt For For
1.4 Election of Director: Anne Mulcahy Mgmt For For
1.5 Election of Director: William Ready Mgmt For For
1.6 Election of Director: Sabrina Simmons Mgmt For For
1.7 Election of Director: Frits van Paasschen Mgmt For For
2. The amendment of our 2001 Long-Term Incentive Plan. Mgmt For For
3. An advisory vote to approve executive compensation. Mgmt For For
4. Ratification of the selection of Deloitte & Touche LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101 Meeting Type: Annual
Ticker: XLNX Meeting Date: 05-Aug-2020
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Vanderslice Mgmt For For
2. Proposal to approve, on an advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
3. Proposal to ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935346735
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101 Meeting Type: Special
Ticker: XLNX Meeting Date: 07-Apr-2021
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Merger, Mgmt For For
dated October 26, 2020, as it may be amended from time
to time, which is referred to as the "merger
agreement," among Advanced Micro Devices, Inc., which
is referred to as "AMD," Thrones Merger Sub, Inc., a
wholly owned subsidiary of AMD, which is referred to
as "Merger Sub," and Xilinx, which proposal is
referred to as the "Xilinx merger proposal".
2. Proposal to approve, on a non-binding advisory basis, Mgmt For For
the compensation that may be paid or become payable to
Xilinx's named executive officers that is based on or
otherwise relates to the transactions contemplated by
the merger agreement, which proposal is referred to as
the "Xilinx compensation proposal".
3. Proposal to approve the adjournment of the Xilinx Mgmt For For
special meeting, if necessary or appropriate, to
solicit additional proxies if there are insufficient
votes at the time of the Xilinx special meeting to
approve the Xilinx merger proposal or to ensure that
any supplement or amendment to the accompanying joint
proxy statement/prospectus is timely provided to
Xilinx stockholders, which proposal is referred to as
the "Xilinx adjournment proposal".
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935367210
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101 Meeting Type: Annual
Ticker: ZEN Meeting Date: 18-May-2021
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Archana Agrawal Mgmt For For
1B. Election of Class I Director: Hilarie Koplow-McAdams Mgmt Against Against
1C. Election of Class I Director: Michelle Wilson Mgmt Against Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Zendesk's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Non-binding advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
TST Ohio Tax-Free Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
TST Sands Capital Emerging Markets Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 30-Sep-2020
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum and Mgmt For For
Articles of Association to expressly permit completely
virtual shareholders' meetings and reflect such
updates as are detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To serve for a Mgmt For For
three year term or until such director's successor is
elected or appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve for a Mgmt For For
three year term or until such director's successor is
elected or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK (To serve Mgmt For For
for a three year term or until such director's
successor is elected or appointed and duly qualified).
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company for the fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935285583
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102 Meeting Type: Special
Ticker: BGNE Meeting Date: 20-Nov-2020
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the grant of an option to acquire shares to Amgen Mgmt For For
Inc. ("Amgen") to allow Amgen to subscribe for
additional shares under a specific mandate in an
amount necessary to enable it to increase (and
subsequently maintain) its ownership at approximately
20.6% of the Company's outstanding share capital, up
to an aggregate of 75,000,000 ordinary shares during
the option term, pursuant to the terms of the Restated
Amendment No. 2 dated September 24, 2020 to the Share
Purchase Agreement ...Due to space limits, see proxy
material for full proposal.
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935345745
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109 Meeting Type: Annual
Ticker: GLOB Meeting Date: 02-Apr-2021
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the consolidated accounts of the Company Mgmt For For
prepared under EU IFRS and IFRS as of and for the
financial year ended December 31, 2020.
3. Approval of the Company's annual accounts under LUX Mgmt For For
GAAP as of and for the financial year ended December
31, 2020.
4. Allocation of results for the financial year ended Mgmt For For
December 31, 2020.
5. Vote on discharge (quitus) of the members of the Board Mgmt For For
of Directors for the proper exercise of their mandate
during the financial year ended December 31, 2020.
6. Approval of the cash and share based compensation Mgmt For For
payable to the non-executive members of the Board of
Directors for the financial year ending on December
31, 2021.
7. Appointment of PricewaterhouseCoopers, Société Mgmt For For
coopérative as independent auditor for the annual
accounts and the EU IFRS consolidated accounts of the
Company for the financial year ending on December 31,
2021.
8. Appointment of Price Waterhouse & Co. S.R.L. as Mgmt For For
independent auditor for the IFRS consolidated accounts
of the Company for the financial year ending on
December 31, 2021.
9. Re-appointment of Mr. Martín Migoya as member of the Mgmt For For
Board of Directors for a term ending on the date of
the Annual General Meeting of Shareholders of the
Company to be held in 2024.
10. Re-appointment of Mr. Philip Odeen as member of the Mgmt For For
Board of Directors for a term ending on the date of
the Annual General Meeting of Shareholders of the
Company to be held in 2024.
11. Re-appointment of Mr. Richard Haythornthwaite as Mgmt For For
member of the Board of Directors for a term ending on
the date of the Annual General Meeting of Shareholders
of the Company to be held in 2024.
12. Appointment of Ms. Maria Pinelli as member of the Mgmt For For
Board of Directors for a term ending on the date of
the Annual General Meeting of Shareholders of the
Company to be held in 2022.
13. Approval and ratification of the adoption and Mgmt For For
implementation of the Globant S.A. 2021 Employee Stock
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON CHINA MEDITECH LTD Agenda Number: 935366016
--------------------------------------------------------------------------------------------------------------------------
Security: 44842L103 Meeting Type: Annual
Ticker: HCM Meeting Date: 28-Apr-2021
ISIN: US44842L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and adopt the audited financial statements Mgmt For For
and the reports of the directors and independent
auditor for the year ended December 31, 2020.
2A. To re-elect Mr Simon To as a director. Mgmt For For
2B. To re-elect Mr Christian Hogg as a director. Mgmt For For
2C. To re-elect Mr Johnny Cheng as a director. Mgmt For For
2D. To re-elect Dr Weiguo Su as a director. Mgmt For For
2E. To re-elect Dr Dan Eldar as a director. Mgmt For For
2F. To re-elect Ms Edith Shih as a director. Mgmt For For
2G. To re-elect Mr Paul Carter as a director. Mgmt For For
2H. To re-elect Dr Karen Ferrante as a director. Mgmt For For
2I. To re-elect Mr Graeme Jack as a director. Mgmt For For
2J. To re-elect Professor Tony Mok as a director. Mgmt For For
3. To re-appoint PricewaterhouseCoopers as the auditor of Mgmt For For
the Company and authorise the board of directors to
fix the auditor's remuneration.
4A. Ordinary Resolution No. 4(A): To grant a general Mgmt For For
mandate to the directors of the Company to issue
additional shares.
4B. Special Resolution No. 4(B): To disapply pre-emption Mgmt For For
rights (general power).
4C. Special Resolution No. 4(C): To disapply pre-emption Mgmt For For
rights (in connection with an equity raise).
4D. Ordinary Resolution No. 4(D): To grant a general Mgmt For For
mandate to the directors of the Company to repurchase
shares of the Company.
5. Special Resolution No. 5: To change the English name Mgmt For For
of the Company to "HUTCHMED (China) Limited" and the
Chinese name of the Company (to approve the adoption
of the Company's dual foreign name).
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102 Meeting Type: Annual
Ticker: MELI Meeting Date: 08-Jun-2021
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolás Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte & Co. S.A. Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY Agenda Number: 935333144
--------------------------------------------------------------------------------------------------------------------------
Security: 647581107 Meeting Type: Special
Ticker: EDU Meeting Date: 08-Mar-2021
ISIN: US6475811070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As an ordinary resolution: Resolution No. 1 set out in Mgmt For For
the Notice of the Extraordinary General Meeting (to
approve the share subdivision).
S2. As a special resolution: Resolution No. 2 set out in Mgmt For For
the Notice of the Extraordinary General Meeting (to
approve the adoption of the Company's dual foreign
name).
S3. As a special resolution: Resolution No. 3 set out in Mgmt For For
the Notice of the Extraordinary General Meeting (to
approve the adoption of the Amended M&AA).
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL, LTD-CIA Agenda Number: 935243701
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101 Meeting Type: Annual
Ticker: PAGS Meeting Date: 29-Jul-2020
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the consolidated financial Mgmt For For
statements for the year ended December 31, 2019
together with the auditor's report, as filed with the
U.S. Securities and Exchange Commission in the
Company's annual report on Form 20-F on April 22, 2020
2.1 Re-election of Director: Luis Frias Mgmt For For
2.2 Re-election of Director: Maria Judith de Brito Mgmt Abstain Against
2.3 Re-election of Director: Eduardo Alcaro Mgmt Abstain Against
2.4 Re-election of Director: Noemia Mayumi Fukugauti Mgmt Abstain Against
Gushiken
2.5 Re-election of Director: Cleveland Prates Teixeira Mgmt For For
2.6 Re-election of Director: Marcia Nogueira de Mello Mgmt For For
2.7 Re-election of Director: Ricardo Dutra da Silva Mgmt For For
3. To sanction the ratification of a Long-Term Incentive Mgmt For For
Plan (the "LTIP Goals") in the form approved by the
directors and as filed with the U.S. Securities and
Exchange Commission in the Company's annual report on
Form 20-F on April 22, 2020, subject to the number of
Shares granted under the LTIP Goals in any financial
year not exceeding one percent of the total issued and
outstanding Shares of the Company in any such year.
4. To ratify and confirm all actions taken by the Mgmt For For
directors and officers of the Company in relation to
the business of the Company during the financial year
ended December 31, 2019 and up to the date of the
Annual General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL, LTD-CIA Agenda Number: 935425567
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101 Meeting Type: Annual
Ticker: PAGS Meeting Date: 01-Jun-2021
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Luis Frias Mgmt For For
1B. Re-election of Director: Maria Judith de Brito Mgmt Abstain Against
1C. Re-election of Director: Eduardo Alcaro Mgmt Abstain Against
1D. Re-election of Director: Noemia Mayumi Fukugauti Mgmt Abstain Against
Gushiken
1E. Re-election of Director: Cleveland Prates Teixeira Mgmt For For
1F. Re-election of Director: Marcia Nogueira de Mello Mgmt For For
1G. Re-election of Director: Ricardo Dutra da Silva Mgmt For For
2. To receive and adopt the consolidated financial Mgmt For For
statements for the year ended December 31, 2020
together with the auditor's report, as filed with the
U.S. Securities and Exchange Commission in the
Company's annual report on Form 20-F on or around
April 26, 2021.
3. To sanction the ratification of a Long-Term Incentive Mgmt For For
Plan (the "LTIP Goals") in the form approved by the
directors and as filed with the U.S. Securities and
Exchange Commission in the Company's annual report on
Form 20-F on or around April 26, 2021, subject to the
number of Shares granted under the LTIP Goals in any
financial year not exceeding one percent of the total
issued and outstanding Shares of the Company in any
such year.
4. To ratify and confirm all actions taken by the Mgmt For For
directors and officers of the Company in relation to
the business of the Company during the financial year
ended December 31, 2020 and up to the date of the
Annual General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100 Meeting Type: Annual
Ticker: TSM Meeting Date: 08-Jun-2021
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Financial Mgmt For For
Statements.
2) Based on recent amendments to the "Template of Mgmt For For
Procedures for Election of Director" by the Taiwan
Stock Exchange, to approve amendments to the ballot
format requirement for election of Directors set forth
in TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee restricted stock Mgmt For For
awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107 Meeting Type: Special
Ticker: TCOM Meeting Date: 18-Mar-2021
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of the Mgmt For For
175,000,000 issued and unissued ordinary shares of a
nominal or par value of US$0.01 each in the capital of
the Company be and is hereby subdivided into eight
ordinary shares of a nominal or par value of
US$0.00125 each in the capital of the Company (the
"Subdivision"), such that, following the Subdivision,
the authorised share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000 ordinary
shares of a nominal or par value of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
YANDEX N.V. Agenda Number: 935286042
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108 Meeting Type: Annual
Ticker: YNDX Meeting Date: 29-Oct-2020
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the 2019 annual statutory accounts of the Mgmt For For
Company.
2. Proposal to discharge the directors from their Mgmt For For
liability towards the Company for their management
during the 2019 financial year.
3. Proposal to re-appoint Arkady Volozh as an executive Mgmt For For
member of the Board of Directors for a four-year term.
4. Proposal to re-appoint Mikhail Parakhin as a Mgmt For For
non-executive member of the Board of Directors for a
one-year term.
5. Authorization to cancel 1,429,984 of the Company's Mgmt For For
outstanding Class C Shares.
6. Appointment of the external auditor of the Company's Mgmt For For
consolidated financial statements and statutory
accounts for the 2020 financial year.
7. Authorization to designate the Board of Directors to Mgmt For For
issue Class A Shares.
8. Authorization to designate the Board of Directors to Mgmt For For
exclude pre-emptive rights.
9. Authorization of the Board of Directors to acquire Mgmt For For
shares in the Company.
--------------------------------------------------------------------------------------------------------------------------
YANDEX N.V. Agenda Number: 935462729
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108 Meeting Type: Annual
Ticker: YNDX Meeting Date: 28-Jun-2021
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Prior approval of the proposed resolution of the Board Mgmt For For
of Directors to resolve upon the legal merger of the
Company (acquiring company) with Yandex.Market B.V.
(disappearing company).
2. Approval of the 2020 annual statutory accounts of the Mgmt For For
Company.
3. Proposal to discharge the directors from their Mgmt For For
liability towards the Company for their management
during the 2020 financial year.
4. Proposal to re-appoint John Boynton as a non-executive Mgmt For For
member of the Board of Directors for a four-year term.
5. Proposal to re-appoint Esther Dyson as a non-executive Mgmt For For
member of the Board of Directors for a four-year term.
6. Proposal to re-appoint Ilya Strebulaev as a Mgmt For For
nonexecutive member of the Board of Directors for a
four-year term.
7. Proposal to appoint Alexander Moldovan as a Mgmt For For
nonexecutive member of the Board of Directors for a
four-year term.
8. Appointment of the external auditor of the Company's Mgmt For For
consolidated financial statements and statutory
accounts for the 2021 financial year.
9. Authorization to designate the Board of Directors to Mgmt For For
issue Class A Shares.
10. Authorization to designate the Board of Directors to Mgmt For For
exclude pre-emptive rights.
11. Authorization of the Board of Directors to acquire Mgmt For For
shares in the Company.
TST Sands Capital International Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
TST Small Company Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935242785
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100 Meeting Type: Annual
Ticker: EGHT Meeting Date: 10-Aug-2020
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan R. Martin Mgmt For For
Vikram Verma Mgmt For For
Eric Salzman Mgmt For For
Jaswinder Pal Singh Mgmt For For
Vladimir Jacimovic Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending March 31, 2021.
3. To approve proposed amendments to the 8x8, Inc. Mgmt For For
Amended and Restated 1996 Employee Stock Purchase
Plan, including the reservation of 3,000,000
additional shares thereunder.
4. To vote, on an advisory and non-binding basis, on the Mgmt For For
compensation of the Company's named executive officers
(as set forth in the proxy statement).
--------------------------------------------------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION Agenda Number: 935272714
--------------------------------------------------------------------------------------------------------------------------
Security: 006739106 Meeting Type: Annual
Ticker: ADUS Meeting Date: 27-Oct-2020
ISIN: US0067391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Earley Mgmt For For
Steven I. Geringer Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP, an independent registered public accounting firm,
as our independent auditor for the fiscal year ending
December 31, 2020.
3. To approve, on an advisory, non-binding basis, the Mgmt For For
compensation of the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION Agenda Number: 935431419
--------------------------------------------------------------------------------------------------------------------------
Security: 006739106 Meeting Type: Annual
Ticker: ADUS Meeting Date: 16-Jun-2021
ISIN: US0067391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Dirk Allison Mgmt For For
Mark L. First Mgmt For For
Darin J. Gordon Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP, an independent registered public accounting firm,
as our independent auditor for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory, non-binding basis, the Mgmt For For
compensation of the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935333966
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105 Meeting Type: Special
Ticker: AJRD Meeting Date: 09-Mar-2021
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Merger Agreement and the transactions Mgmt For For
contemplated thereby.
2. Adjournment of the Special Meeting, if necessary or Mgmt For For
appropriate, to solicit additional proxies if there
are insufficient votes to adopt the Merger Agreement
and the transactions contemplated thereby at the time
of the Special Meeting.
3. Adoption of a non-binding, advisory proposal to Mgmt Against Against
approve certain compensation payable to Aerojet
Rocketdyne's named executive officers in connection
with the Merger.
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Agenda Number: 935396348
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108 Meeting Type: Annual
Ticker: MDRX Meeting Date: 25-May-2021
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elizabeth A. Altman Mgmt For For
1B. Election of Director: Mara G. Aspinall Mgmt For For
1C. Election of Director: Paul M. Black Mgmt For For
1D. Election of Director: P. Gregory Garrison Mgmt For For
1E. Election of Director: Jonathan J. Judge Mgmt For For
1F. Election of Director: Michael A. Klayko Mgmt For For
1G. Election of Director: Dave B. Stevens Mgmt For For
1H. Election of Director: David D. Stevens Mgmt For For
1I. Election of Director: Carol J. Zierhoffer Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935402759
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106 Meeting Type: Annual
Ticker: AEO Meeting Date: 03-Jun-2021
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Janice E. Page Mgmt For For
1.2 Election of Director: David M. Sable Mgmt For For
1.3 Election of Director: Noel J. Spiegel Mgmt For For
2. Proposal Two. Ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered public
accounting firm for the fiscal year ending January 29,
2022.
3. Proposal Three. Hold an advisory vote on the Mgmt Against Against
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC. Agenda Number: 935419007
--------------------------------------------------------------------------------------------------------------------------
Security: 035255108 Meeting Type: Annual
Ticker: ANIK Meeting Date: 16-Jun-2021
ISIN: US0352551081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen O. Richard Mgmt For For
1B. Election of Director: Jeffery S. Thompson Mgmt For For
2. Approval of the amendment to the Anika Therapeutics, Mgmt Against Against
Inc. 2017 Omnibus Incentive Plan.
3. Approval of the Anika Therapeutics, Inc. 2021 Employee Mgmt For For
Stock Purchase Plan.
4. Ratification of Deloitte & Touche LLP as the Company's Mgmt For For
independent registered public accounting firm.
5. Advisory vote on the compensation of the Company's Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARCOSA, INC. Agenda Number: 935357500
--------------------------------------------------------------------------------------------------------------------------
Security: 039653100 Meeting Type: Annual
Ticker: ACA Meeting Date: 04-May-2021
ISIN: US0396531008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Joseph Alvarado Mgmt For For
1B. Election of Class II Director: Jeffrey A. Craig Mgmt For For
1C. Election of Class II Director: John W. Lindsay Mgmt For For
1D. Election of Class III Director: Rhys J. Best Mgmt For For
1E. Election of Class III Director: David W. Biegler Mgmt For For
1F. Election of Class III Director: Antonio Carrillo Mgmt For For
2. Approve, on an Advisory Basis, Named Executive Officer Mgmt For For
Compensation.
3. Ratify the Appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARITZIA INC Agenda Number: 713023721
--------------------------------------------------------------------------------------------------------------------------
Security: 04045U102 Meeting Type: AGM
Ticker: Meeting Date: 16-Sep-2020
ISIN: CA04045U1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN Non-Voting
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO
1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: BRIAN HILL Mgmt For For
1.2 ELECTION OF DIRECTOR: JENNIFER WONG Mgmt For For
1.3 ELECTION OF DIRECTOR: ALDO BENSADOUN Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN E. CURRIE Mgmt For For
1.5 ELECTION OF DIRECTOR: RYAN HOLMES Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID LABISTOUR Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN MONTALBANO Mgmt For For
1.8 ELECTION OF DIRECTOR: MARNI PAYNE Mgmt For For
1.9 ELECTION OF DIRECTOR: GLEN SENK Mgmt For For
1.10 ELECTION OF DIRECTOR: MARCIA SMITH Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR Mgmt For For
OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
ASGN INCORPORATED Agenda Number: 935417736
--------------------------------------------------------------------------------------------------------------------------
Security: 00191U102 Meeting Type: Annual
Ticker: ASGN Meeting Date: 17-Jun-2021
ISIN: US00191U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director for the three-year Mgmt For For
period expiring at our 2024 Annual Meeting: Joseph W.
Dyer
1.2 Election of Class II Director for the three-year Mgmt For For
period expiring at our 2024 Annual Meeting: Mariel A.
Joliet
1.3 Election of Class II Director for the three-year Mgmt For For
period expiring at our 2024 Annual Meeting: Marty R.
Kittrell
1.4 Election of Class II Director for the three-year Mgmt For For
period expiring at our 2024 Annual Meeting: Carol
Lindstrom
2. Proposal to approve on a non-binding advisory basis Mgmt For For
the Company's executive compensation for the year
ended December 31, 2020.
3. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered public
accounting firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935317328
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103 Meeting Type: Annual
Ticker: AZPN Meeting Date: 29-Jan-2021
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bradicich Mgmt For For
Adriana Karaboutis Mgmt For For
Georgia Keresty Mgmt For For
2. Ratify the appointment of KPMG as our independent Mgmt For For
registered public accounting firm for fiscal 2021.
3. Approve, on an advisory basis, the compensation of our Mgmt For For
named executive officers as identified in the Proxy
Statement for the annual meeting (so-called "say on
pay").
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935380686
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 27-Apr-2021
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Nominee: Melinda Litherland Mgmt For For
1.2 Election of Nominee: Arnold A. Pinkston Mgmt For For
2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For
as the Company's independent auditors.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935270570
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104 Meeting Type: Annual
Ticker: TECH Meeting Date: 29-Oct-2020
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt For For
2D. Election of Director: Joseph D. Keegan Mgmt For For
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt For For
2I. Election of Director: Rupert Vessey Mgmt For For
3. Cast a non-binding vote on named executive officer Mgmt For For
compensation.
4. Approve an amendment and restatement to the Company's Mgmt For For
Second Amended and Restated 2010 Equity Incentive Plan
to allocate 1,300,000 additional shares to the Plan
reserve and to make certain additional amendments.
5. Ratify the appointment of the Company's independent Mgmt For For
registered public accounting firm for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
CARGURUS, INC. Agenda Number: 935402672
--------------------------------------------------------------------------------------------------------------------------
Security: 141788109 Meeting Type: Annual
Ticker: CARG Meeting Date: 02-Jun-2021
ISIN: US1417881091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lori Hickok Mgmt Withheld Against
Greg Schwartz Mgmt Withheld Against
Jason Trevisan Mgmt Withheld Against
2. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for its fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CERENCE INC. Agenda Number: 935320933
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109 Meeting Type: Annual
Ticker: CRNC Meeting Date: 11-Feb-2021
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To elect Class II director named below to hold office Mgmt Against Against
until the 2023 Annual Meeting of Stockholders: Sanjay
Jha
1.2 To elect Class II director named below to hold office Mgmt Against Against
until the 2023 Annual Meeting of Stockholders: Alfred
Nietzel
2. To ratify the appointment of BDO USA LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935393481
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103 Meeting Type: Annual
Ticker: CHE Meeting Date: 17-May-2021
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection of Mgmt For For
PricewaterhouseCoopers LLP as independent accountants
for 2021.
3. Advisory vote to approve executive compensation. Mgmt For For
4. Stockholder proposal requesting a semi-annual report Shr For Against
on (a) the Company's policies on political spending,
and (b) political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107 Meeting Type: Annual
Ticker: CLH Meeting Date: 02-Jun-2021
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Company's executive Mgmt For For
compensation.
3. To approve the Company's Amended and Restated Mgmt For For
Management Incentive Plan.
4. To ratify the selection by the Audit Committee of the Mgmt For For
Company's Board of Directors of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the current fiscal year.
5. To ratify, on an advisory basis, an exclusive forum Mgmt Against Against
amendment to the Company's By-Laws.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935351483
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302 Meeting Type: Annual
Ticker: CCOI Meeting Date: 28-Apr-2021
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt For For
Steven D. Brooks Mgmt For For
Lewis H. Ferguson, III Mgmt Withheld Against
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt Withheld Against
Marc Montagner Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
independent registered public accountants for the
fiscal year ending December 31, 2021.
3. To approve an amendment and restatement of the Mgmt For For
Company's 2017 Incentive Award Plan including an
increase in the number of shares available for
issuance thereunder by 1.2 million shares.
4. Non-binding advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935373338
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108 Meeting Type: Annual
Ticker: OFC Meeting Date: 13-May-2021
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Trustee: Thomas F. Brady Mgmt For For
1B) Election of Trustee: Stephen E. Budorick Mgmt For For
1C) Election of Trustee: Robert L. Denton, Sr. Mgmt For For
1D) Election of Trustee: Philip L. Hawkins Mgmt For For
1E) Election of Trustee: David M. Jacobstein Mgmt For For
1F) Election of Trustee: Steven D. Kesler Mgmt For For
1G) Election of Trustee: Letitia A. Long Mgmt For For
1H) Election of Trustee: Raymond L. Owens Mgmt For For
1I) Election of Trustee: C. Taylor Pickett Mgmt For For
1J) Election of Trustee: Lisa G. Trimberger Mgmt For For
2) Ratification of the Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3) Approval, on an Advisory Basis, of Named Executive Mgmt For For
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 935346557
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105 Meeting Type: Annual
Ticker: CR Meeting Date: 26-Apr-2021
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin R. Benante Mgmt For For
1B. Election of Director: Donald G. Cook Mgmt For For
1C. Election of Director: Michael Dinkins Mgmt For For
1D. Election of Director: Ronald C. Lindsay Mgmt For For
1E. Election of Director: Ellen McClain Mgmt For For
1F. Election of Director: Charles G. McClure, Jr. Mgmt For For
1G. Election of Director: Max H. Mitchell Mgmt For For
1H. Election of Director: Jennifer M. Pollino Mgmt For For
1I. Election of Director: John S. Stroup Mgmt For For
1J. Election of Director: James L.L. Tullis Mgmt For For
2. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
independent auditors for the Company for 2021.
3. Say on Pay - An advisory vote to approve the Mgmt For For
compensation paid to certain executive officers.
4. Proposal to approve the 2018 Amended & Restated Stock Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION Agenda Number: 935355986
--------------------------------------------------------------------------------------------------------------------------
Security: 231561101 Meeting Type: Annual
Ticker: CW Meeting Date: 06-May-2021
ISIN: US2315611010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Adams Mgmt For For
Lynn M. Bamford Mgmt For For
Dean M. Flatt Mgmt For For
S. Marce Fuller Mgmt For For
Bruce D. Hoechner Mgmt For For
Glenda J. Minor Mgmt For For
Anthony J. Moraco Mgmt For For
John B. Nathman Mgmt For For
Robert J. Rivet Mgmt For For
Peter C. Wallace Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for 2021.
3. An advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 935360343
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100 Meeting Type: Annual
Ticker: EHC Meeting Date: 06-May-2021
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Greg D. Carmichael
1B. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: John W. Chidsey
1C. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Donald L. Correll
1D. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Yvonne M. Curl
1E. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Charles M. Elson
1F. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Joan E. Herman
1G. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Leo I. Higdon, Jr.
1H. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Leslye G. Katz
1I. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Patricia A. Maryland
1J. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: John E. Maupin, Jr.
1K. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Nancy M. Schlichting
1L. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: L. Edward Shaw, Jr.
1M. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Mark J. Tarr
1N. Election of Director to serve until 2022 Annual Mgmt For For
Meeting: Terrance Williams
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for 2021.
3. An advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935390411
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106 Meeting Type: Annual
Ticker: ENV Meeting Date: 12-May-2021
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Valerie Mosley Mgmt For For
Gregory Smith Mgmt For For
2. The approval, on an advisory basis, of 2020 executive Mgmt For For
compensation.
3. The ratification of KPMG LLP as the independent Mgmt For For
registered public accounting firm for the fiscal year
ending December 31, 2021.
4. The approval of the Envestnet, Inc. Long-Term Mgmt For For
Incentive Plan, as amended through the Fifth
Amendment.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935424301
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105 Meeting Type: Annual
Ticker: EVR Meeting Date: 17-Jun-2021
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the executive Mgmt For For
compensation of our Named Executive Officers.
3. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 935413182
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104 Meeting Type: Annual
Ticker: EXLS Meeting Date: 16-Jun-2021
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Garen Staglin Mgmt For For
1B. Election of Director: Rohit Kapoor Mgmt For For
1C. Election of Director: Anne Minto Mgmt For For
1D. Election of Director: Som Mittal Mgmt For For
1E. Election of Director: Clyde Ostler Mgmt For For
1F. Election of Director: Vikram Pandit Mgmt For For
1G. Election of Director: Kristy Pipes Mgmt For For
1H. Election of Director: Nitin Sahney Mgmt For For
1I. Election of Director: Jaynie Studenmund Mgmt For For
2. The ratification of the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for fiscal year 2021.
3. The approval, on a non-binding advisory basis, of the Mgmt For For
compensation of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 935359302
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101 Meeting Type: Annual
Ticker: FNB Meeting Date: 11-May-2021
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Bena Mgmt For For
William B. Campbell Mgmt For For
James D. Chiafullo Mgmt For For
Vincent J. Delie, Jr. Mgmt For For
Mary Jo Dively Mgmt For For
Robert A. Hormell Mgmt For For
David J. Malone Mgmt For For
Frank C. Mencini Mgmt For For
David L. Motley Mgmt For For
Heidi A. Nicholas Mgmt For For
John S. Stanik Mgmt For For
William J. Strimbu Mgmt For For
2. Advisory approval of the 2020 named executive officer Mgmt Against Against
compensation.
3. Ratification of appointment of Ernst & Young LLP as Mgmt For For
F.N.B.'s independent registered public accounting firm
for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 935382387
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104 Meeting Type: Annual
Ticker: FL Meeting Date: 19-May-2021
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve for One-Year Term: Alan Mgmt For For
D. Feldman
1B. Election of Director to Serve for One-Year Term: Mgmt For For
Richard A. Johnson
1C. Election of Director to Serve for One-Year Term: Mgmt For For
Guillermo G. Marmol
1D. Election of Director to Serve for One-Year Term: Mgmt For For
Matthew M. McKenna
1E. Election of Director to Serve for One-Year Term: Mgmt For For
Darlene Nicosia
1F. Election of Director to Serve for One-Year Term: Mgmt For For
Steven Oakland
1G. Election of Director to Serve for One-Year Term: Ulice Mgmt For For
Payne, Jr.
1H. Election of Director to Serve for One-Year Term: Mgmt For For
Kimberly Underhill
1I. Election of Director to Serve for One-Year Term: Mgmt For For
Tristan Walker
1J. Election of Director to Serve for One-Year Term: Dona Mgmt For For
D. Young
2. Advisory Approval of the Company's Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 935380763
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101 Meeting Type: Annual
Ticker: FWRD Meeting Date: 19-May-2021
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald W. Allen Mgmt For For
Ana B. Amicarella Mgmt For For
Valerie A. Bonebrake Mgmt For For
C. Robert Campbell Mgmt For For
R. Craig Carlock Mgmt For For
G. Michael Lynch Mgmt For For
George S. Mayes, Jr. Mgmt For For
Chitra Nayak Mgmt For For
Scott M. Niswonger Mgmt For For
Javier Polit Mgmt For For
Richard H. Roberts Mgmt For For
Thomas Schmitt Mgmt For For
Laurie A. Tucker Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
independent registered public accounting firm of the
Company.
3. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers (the "say
on pay vote").
--------------------------------------------------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP. Agenda Number: 935354364
--------------------------------------------------------------------------------------------------------------------------
Security: 35138V102 Meeting Type: Annual
Ticker: FOXF Meeting Date: 07-May-2021
ISIN: US35138V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Dennison Mgmt For For
Sidney Johnson Mgmt For For
Ted Waitman Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as our Mgmt For For
independent public accountants for fiscal year 2021.
3. To approve, on an advisory basis, the resolution Mgmt For For
approving the compensation of Fox Factory Holding
Corp.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935368995
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109 Meeting Type: Annual
Ticker: FTDR Meeting Date: 12-May-2021
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Richard P. Fox Mgmt For For
1B. Election of Class II Director: Brian P. McAndrews Mgmt For For
1C. Election of Class II Director: Rexford J. Tibbens Mgmt For For
1D. Election of Class III Director: Anna C. Catalano Mgmt For For
1E. Election of Class III Director: William C. Cobb Mgmt For For
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2021.
3. Advisory vote to approve the Company's named executive Mgmt For For
officer compensation.
4. To approve amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to eliminate
certain supermajority voting requirements and clarify
provisions related to advancement of expenses.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935354011
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105 Meeting Type: Annual
Ticker: GBCI Meeting Date: 28-Apr-2021
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Robert A. Cashell, Jr. Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Kristen L. Heck Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
George R. Sutton Mgmt For For
2. To approve an amendment to the amended and restated Mgmt For For
articles of incorporation of Glacier Bancorp, Inc.
(the "Company") to provide for indemnification of
directors and officers of the Company.
3. To vote on an advisory (non-binding) resolution to Mgmt For For
approve the compensation of the Company's named
executive officers.
4. To ratify the appointment of BKD, LLP as the Company's Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935413156
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208 Meeting Type: Annual
Ticker: GMED Meeting Date: 03-Jun-2021
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David D. Davidar Mgmt Against Against
1b. Election of Director: James R. Tobin Mgmt For For
1c. Election of Director: Stephen T. Zarrilli Mgmt For For
2. The approval of the 2021 Equity Incentive Plan. Mgmt Against Against
3. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for the year ending December 31, 2021.
4. To approve, in an advisory vote, the compensation of Mgmt For For
the Company's named executive officers (the Say-on-Pay
Vote).
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935423323
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106 Meeting Type: Annual
Ticker: LOPE Meeting Date: 16-Jun-2021
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Lisa Graham Keegan Mgmt For For
1.5 Election of Director: Chevy Humphrey Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 935362967
--------------------------------------------------------------------------------------------------------------------------
Security: 390607109 Meeting Type: Annual
Ticker: GLDD Meeting Date: 05-May-2021
ISIN: US3906071093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lasse J. Petterson Mgmt For For
1B. Election of Director: Kathleen M. Shanahan Mgmt For For
2. To ratify Deloitte & Touche LLP as the Company's Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on a non-binding advisory basis, the Mgmt For For
Company's executive compensation.
4. To approve the Great Lakes Dredge & Dock Corporation Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935229725
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100 Meeting Type: Annual
Ticker: HAE Meeting Date: 21-Jul-2020
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher A. Simon Mgmt For For
Robert E. Abernathy Mgmt For For
Michael J. Coyle Mgmt For For
Charles J. Dockendorff Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
3. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending April 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935360545
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104 Meeting Type: Annual
Ticker: HR Meeting Date: 11-May-2021
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd J. Meredith Mgmt For For
John V. Abbott Mgmt For For
Nancy H. Agee Mgmt For For
Edward H. Braman Mgmt For For
Ajay Gupta Mgmt For For
James J. Kilroy Mgmt For For
Peter F. Lyle, Sr. Mgmt For For
John Knox Singleton Mgmt For For
Christann M. Vasquez Mgmt For For
2. To ratify the appointment of BDO USA, LLP as the Mgmt For For
independent registered public accounting firm for the
Company and its subsidiaries for the Company's 2021
fiscal year.
3. To approve, on a non-binding advisory basis, the Mgmt For For
following resolution: RESOLVED, that the shareholders
of Healthcare Realty Trust Incorporated approve, on a
non-binding advisory basis, the compensation of the
Named Executive Officers as disclosed pursuant to Item
402 of Regulation S-K in the Company's proxy statement
for the 2021 Annual Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 935339540
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101 Meeting Type: Special
Ticker: HMSY Meeting Date: 26-Mar-2021
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, dated as of Mgmt For For
December 20, 2020, by and among HMS Holdings Corp.
("HMS"), Gainwell Acquisition Corp. ("Gainwell"),
Mustang MergerCo Inc., a wholly owned subsidiary of
Gainwell ("Merger Sub"), and Gainwell Intermediate
Holding Corp., and approve the transactions
contemplated thereby, including the merger of Merger
Sub with and into HMS (the "Merger"), with HMS
continuing as the surviving corporation and a wholly
owned subsidiary of Gainwell (the "Merger Proposal").
2. To approve, on an advisory non-binding basis, the Mgmt For For
compensation that may be paid or become payable to
HMS's named executive officers in connection with the
Merger.
3. To approve the adjournment of the Special Meeting to a Mgmt For For
later date or dates, if necessary or appropriate,
including to solicit additional proxies if there are
insufficient votes to approve the Merger Proposal at
the time of the Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935393013
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208 Meeting Type: Annual
Ticker: IART Meeting Date: 14-May-2021
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt For For
1D. Election of Director: Shaundra D. Clay Mgmt For For
1E. Election of Director: Stuart M. Essig Mgmt For For
1F. Election of Director: Barbara B. Hill Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt For For
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year 2021.
3. The proposal to approve the Fifth Amended and Restated Mgmt For For
2003 Equity Incentive Plan.
4. A non-binding resolution to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935380357
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108 Meeting Type: Annual
Ticker: ITT Meeting Date: 19-May-2021
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Fanandakis Mgmt For For
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt Abstain Against
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the 2021 fiscal year.
3. Approval of an advisory vote on executive Mgmt For For
compensation.
4. A shareholder proposal regarding special shareholder Shr For Against
meetings.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL, INC Agenda Number: 935357839
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102 Meeting Type: Annual
Ticker: JCOM Meeting Date: 07-May-2021
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ressler Mgmt For For
1B. Election of Director: Vivek Shah Mgmt For For
1C. Election of Director: Douglas Y. Bech Mgmt For For
1D. Election of Director: Sarah Fay Mgmt For For
1E. Election of Director: W. Brian Kretzmer Mgmt For For
1F. Election of Director: Jonathan F. Miller Mgmt For For
1G. Election of Director: Stephen Ross Mgmt For For
1H. Election of Director: Pamela Sutton-Wallace Mgmt For For
1I. Election of Director: Scott C. Taylor Mgmt For For
2. To provide an advisory vote on the compensation of J2 Mgmt For For
Global's named executive officers.
3. To ratify the appointment of BDO USA, LLP to serve as Mgmt For For
J2 Global's independent auditors for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
JELD-WEN HOLDING, INC. Agenda Number: 935350265
--------------------------------------------------------------------------------------------------------------------------
Security: 47580P103 Meeting Type: Annual
Ticker: JELD Meeting Date: 29-Apr-2021
ISIN: US47580P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tracey I. Joubert Mgmt For For
Cynthia Marshall Mgmt For For
Gary S. Michel Mgmt For For
Anthony Munk Mgmt For For
David G. Nord Mgmt For For
Suzanne L. Stefany Mgmt For For
Bruce M. Taten Mgmt For For
Roderick C. Wendt Mgmt For For
Steven E. Wynne Mgmt For For
2. To approve, by non-binding advisory vote, the Mgmt For For
compensation of our named executive officers.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as our independent auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION Agenda Number: 935363096
--------------------------------------------------------------------------------------------------------------------------
Security: 477839104 Meeting Type: Annual
Ticker: JBT Meeting Date: 14-May-2021
ISIN: US4778391049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: C. Maury Devine Mgmt For For
1B. Election of Director: Emmanuel Lagarrigue Mgmt For For
1C. Election of Director: James M. Ringler Mgmt For For
2. Approve, on an advisory basis, a non-binding Mgmt For For
resolution regarding the compensation of named
executive officers.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2021.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 935383036
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106 Meeting Type: Annual
Ticker: KBR Meeting Date: 19-May-2021
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: Stuart J. B. Bradie Mgmt For For
1C. Election of Director: Lynn A. Dugle Mgmt For For
1D. Election of Director: Lester L. Lyles Mgmt For For
1E. Election of Director: Wendy M. Masiello Mgmt For For
1F. Election of Director: Jack B. Moore Mgmt For For
1G. Election of Director: Ann D. Pickard Mgmt For For
1H. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named executive officer Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the independent Mgmt For For
registered public accounting firm to audit the
consolidated financial statements for KBR, Inc. as of
and for the year ending December 31, 2021.
4. Approve the Amended and Restated KBR, Inc. 2006 Stock Mgmt For For
and Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH, INC. Agenda Number: 935337990
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207 Meeting Type: Special
Ticker: MGLN Meeting Date: 31-Mar-2021
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, dated as of Mgmt For For
January 4, 2021 (as it may be amended from time to
time, the "Merger Agreement"), by and among Magellan
Health, Inc., Centene Corporation and Mayflower Merger
Sub, Inc.
2. To approve, by a non-binding advisory vote, the Mgmt For For
compensation that may be paid or become payable to the
named executive officers of Magellan Health, Inc. that
is based on or otherwise relates to the merger
contemplated by the Merger Agreement.
3. To approve the adjournment of the special meeting to a Mgmt For For
later date or time if necessary or appropriate,
including to solicit additional proxies in favor of
the proposal to adopt the Merger Agreement if there
are insufficient votes at the time of the special
meeting to adopt the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935330035
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104 Meeting Type: Annual
Ticker: MMS Meeting Date: 16-Mar-2021
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John J. Haley Mgmt For For
1B. Election of Class II Director: Jan D. Madsen Mgmt For For
1C. Election of Class III Director: Bruce L. Caswell Mgmt For For
1D. Election of Class III Director: Richard A. Montoni Mgmt For For
1E. Election of Class III Director: Raymond B. Ruddy Mgmt For For
2. The approval of 2021 Omnibus Incentive Plan. Mgmt For For
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent public accountants for our 2021
fiscal year.
4. Advisory vote to approve the compensation of the Named Mgmt For For
Executive Officers.
5. A shareholder proposal pertaining to the disclosure by Shr For Against
the Company of certain lobbying expenditures and
activities.
--------------------------------------------------------------------------------------------------------------------------
MISSION PRODUCE INC. Agenda Number: 935341420
--------------------------------------------------------------------------------------------------------------------------
Security: 60510V108 Meeting Type: Annual
Ticker: AVO Meeting Date: 13-Apr-2021
ISIN: US60510V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Beebe Mgmt Withheld Against
Stephen W. Bershad Mgmt Withheld Against
Jay A. Pack Mgmt Withheld Against
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
independent registered public accounting firm for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MODIVCARE INC Agenda Number: 935421557
--------------------------------------------------------------------------------------------------------------------------
Security: 60783X104 Meeting Type: Annual
Ticker: MODV Meeting Date: 15-Jun-2021
ISIN: US60783X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Todd J. Carter Mgmt For For
1B. Election of Class III Director: Frank J. Wright Mgmt For For
1C. Election of Class III Director: Garth Graham, MD Mgmt For For
2. A non-binding advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm of the
Company to serve for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935263195
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108 Meeting Type: Annual
Ticker: NICE Meeting Date: 10-Sep-2020
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Board of the Mgmt For For
Company: David Kostman
1B. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Yehoshua (Shuki) Ehrlich
1D. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Leo Apotheker
1E. To Elect Non-executive Director to the Board of the Mgmt For For
Company: Joe Cowan
2. To approve and ratify current D&O insurance and terms Mgmt For For
for future D&O insurance.
2A. Regarding proposal 2, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "for" = yes or "against" =
no.
3. To approve the extension of the CEO Bonus Plan. Mgmt For For
3A. Regarding proposal 3, indicate whether you are a Mgmt Against
"controlling shareholder" or have a personal benefit
or other personal interest in this proposal. If you
mark "YES", please contact the Company as specified in
the Proxy Statement. Mark "for" = yes or "against" =
no.
4. To re-appoint the Company's independent auditors and Mgmt For For
to authorize the Board to set their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935318558
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100 Meeting Type: Annual
Ticker: NUAN Meeting Date: 02-Feb-2021
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt For For
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt For For
Sanjay Vaswani Mgmt For For
2. To approve a non-binding advisory resolution regarding Mgmt For For
Executive Compensation.
3. To ratify the appointment of BDO USA, LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2021.
4. To approve a non-binding shareholder proposal to Shr For Against
require a shareholder right to written consent.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935253966
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105 Meeting Type: Special
Ticker: NUVA Meeting Date: 10-Sep-2020
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Restated Mgmt For For
Certificate of Incorporation to increase the number of
shares of our common stock authorized for issuance
from 120,000,000 shares to 150,000,000 shares
2. To approve the adjournment of the Special Meeting to a Mgmt For For
later date or dates, if necessary or appropriate, to
solicit additional proxies if there are insufficient
votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935377704
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105 Meeting Type: Annual
Ticker: NUVA Meeting Date: 18-May-2021
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Vickie L. Capps Mgmt For For
1.2 Election of Class II Director: John A. DeFord, Ph.D Mgmt For For
1.3 Election of Class II Director: R. Scott Huennekens Mgmt For For
1.4 Election of Class II Director: Siddhartha C. Kadia, Mgmt For For
Ph.D.
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. Approval of a non-binding advisory resolution Mgmt For For
regarding the compensation of the Company's named
executive officers for the fiscal year ended December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935347256
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107 Meeting Type: Annual
Ticker: ONB Meeting Date: 29-Apr-2021
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew E. Goebel Mgmt For For
Jerome F. Henry, Jr. Mgmt For For
Daniel S. Hermann Mgmt For For
Ryan C. Kitchell Mgmt For For
Phelps L. Lambert Mgmt For For
Austin M. Ramirez Mgmt For For
James C. Ryan, III Mgmt For For
Thomas E. Salmon Mgmt For For
Randall T. Shepard Mgmt For For
Rebecca S. Skillman Mgmt For For
Derrick J. Stewart Mgmt For For
Katherine E. White Mgmt For For
Linda E. White Mgmt For For
2. Approval of amendment to the Old National Bancorp Mgmt For For
Amended and Restated 2008 Incentive Compensation Plan.
3. Ratification of prior awards made under the Old Mgmt For For
National Bancorp Amended and Restated 2008 Incentive
Compensation Plan.
4. Approval of a non-binding advisory proposal on Mgmt For For
Executive Compensation.
5. Ratification of the appointment of Crowe LLP as the Mgmt For For
independent registered public accounting firm of the
Company for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935395776
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109 Meeting Type: Annual
Ticker: OMCL Meeting Date: 25-May-2021
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall A. Lipps Mgmt For For
Vance B. Moore Mgmt For For
Mark W. Parrish Mgmt For For
2. Say on Pay - An advisory vote to approve named Mgmt For For
executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Incentive Mgmt For For
Plan, as amended, to among other items, add an
additional 1,100,000 shares of common stock to the
number of shares authorized for issuance under the
plan.
4. Proposal to ratify the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935362513
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105 Meeting Type: Annual
Ticker: ONTO Meeting Date: 11-May-2021
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leo Berlinghieri Mgmt For For
1.2 Election of Director: Edward J. Brown, Jr. Mgmt For For
1.3 Election of Director: David B. Miller Mgmt For For
1.4 Election of Director: Michael P. Plisinski Mgmt For For
1.5 Election of Director: Bruce C. Rhine Mgmt For For
1.6 Election of Director: Christopher A. Seams Mgmt For For
1.7 Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of our named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 935426622
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309 Meeting Type: Annual
Ticker: OXM Meeting Date: 15-Jun-2021
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Thomas C. Chubb III Mgmt For For
1.2 Election of Class II Director: John R. Holder Mgmt For For
1.3 Election of Class II Director: Stephen S. Lanier Mgmt For For
1.4 Election of Class II Director: Clarence H. Smith Mgmt For For
1.5 Election of Class III Director: Milford W. McGuirt Mgmt For For
2. Ratify the selection of Ernst & Young LLP to serve as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2021.
3. Proposal to approve, by a non-binding, advisory vote, Mgmt For For
the compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935375192
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105 Meeting Type: Annual
Ticker: PPBI Meeting Date: 17-May-2021
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ayad A. Fargo Mgmt For For
1B. Election of Director: Steven R. Gardner Mgmt For For
1C. Election of Director: Joseph L. Garrett Mgmt For For
1D. Election of Director: Jeffrey C. Jones Mgmt For For
1E. Election of Director: M. Christian Mitchell Mgmt For For
1F. Election of Director: Barbara S. Polsky Mgmt For For
1G. Election of Director: Zareh H. Sarrafian Mgmt For For
1H. Election of Director: Jaynie M. Studenmund Mgmt For For
1I. Election of Director: Cora M. Tellez Mgmt For For
1J. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935343284
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102 Meeting Type: Annual
Ticker: PSN Meeting Date: 20-Apr-2021
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark K. Holdsworth Mgmt Withheld Against
Steven F. Leer Mgmt For For
M. Christian Mitchell Mgmt Withheld Against
David C. Wajsgras Mgmt For For
2. Ratification of appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered accounting
firm for fiscal year 2021.
3. To approve, by non-binding advisory vote, the Mgmt For For
compensation program for the Company's named executive
officers, as disclosed in the Compensation Discussion
and Analysis of the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PREMIER, INC. Agenda Number: 935285343
--------------------------------------------------------------------------------------------------------------------------
Security: 74051N102 Meeting Type: Annual
Ticker: PINC Meeting Date: 04-Dec-2020
ISIN: US74051N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John T. Bigalke Mgmt For For
Helen M. Boudreau Mgmt For For
Stephen R. D'Arcy Mgmt For For
Marc D. Miller Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
to serve as our independent registered public
accounting firm for fiscal year 2021.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers as disclosed in the proxy
statement for the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
PROG HOLDINGS, INC. Agenda Number: 935433691
--------------------------------------------------------------------------------------------------------------------------
Security: 74319R101 Meeting Type: Annual
Ticker: PRG Meeting Date: 22-Jun-2021
ISIN: US74319R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy T. Betty Mgmt For For
1B. Election of Director: Douglas C. Curling Mgmt For For
1C. Election of Director: Cynthia N. Day Mgmt For For
1D. Election of Director: Curtis L. Doman Mgmt For For
1E. Election of Director: Steven A. Michaels Mgmt For For
1F. Election of Director: Ray M. Robinson Mgmt For For
1G. Election of Director: James Smith Mgmt For For
2. Approval of a non-binding advisory resolution to Mgmt For For
approve the Company's executive compensation.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2021.
4. Amendment to the PROG Holdings, Inc. Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935409296
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103 Meeting Type: Annual
Ticker: PGNY Meeting Date: 02-Jun-2021
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Holstein Mgmt For For
Jeff Park Mgmt Withheld Against
David Schlanger Mgmt Withheld Against
2. To ratify the selection of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To vote, on a non-binding advisory basis, whether a Mgmt 1 Year For
non-binding advisory vote on the compensation program
for Progyny, Inc.'s named executive officers should be
held every one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935410693
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303 Meeting Type: Annual
Ticker: QLYS Meeting Date: 09-Jun-2021
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey P. Hank Mgmt For For
Sumedh Thakar Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as Mgmt For For
Qualys, Inc.'s independent registered public
accounting firm for its fiscal year ending December
31, 2021.
3. To approve, on an advisory and non-binding basis, the Mgmt Against Against
compensation of Qualys, Inc.'s named executive
officers as described in the Proxy Statement.
4. To approve Qualys, Inc.'s 2021 Employee Stock Purchase Mgmt For For
Plan and its material terms.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935394851
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102 Meeting Type: Annual
Ticker: PWR Meeting Date: 27-May-2021
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Austin, Jr. Mgmt For For
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt For For
1.4 Election of Director: Bernard Fried Mgmt For For
1.5 Election of Director: Worthing F. Jackman Mgmt For For
1.6 Election of Director: David M. McClanahan Mgmt For For
1.7 Election of Director: Margaret B. Shannon Mgmt For For
1.8 Election of Director: Pat Wood, III Mgmt For For
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Quanta's Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's independent
registered public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET, INC. Agenda Number: 935272219
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100 Meeting Type: Annual
Ticker: QNST Meeting Date: 29-Oct-2020
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Glickman Mgmt For For
Robin Josephs Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as QuinStreet, Inc.'s
independent registered public accounting firm for the
fiscal year ending June 30, 2021.
3. Approval, by advisory vote, of the compensation Mgmt For For
awarded to QuinStreet, Inc.'s named executive officers
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 935251304
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104 Meeting Type: Annual
Ticker: ROLL Meeting Date: 09-Sep-2020
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Michael J. Hartnett Mgmt For For
Dolores J. Ennico Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year 2021.
3. To consider a resolution regarding the stockholder Mgmt Against Against
advisory vote on named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REXNORD CORPORATION Agenda Number: 935234980
--------------------------------------------------------------------------------------------------------------------------
Security: 76169B102 Meeting Type: Annual
Ticker: RXN Meeting Date: 23-Jul-2020
ISIN: US76169B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas D. Christopoul Mgmt For For
John S. Stroup Mgmt For For
Peggy N. Troy Mgmt For For
2. Advisory vote to approve the compensation of Rexnord Mgmt For For
Corporation's named executive officers, as disclosed
in "Compensation Discussion and Analysis" and
"Executive Compensation" in the Proxy Statement.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
Rexnord Corporation's independent registered public
accounting firm for the transition period from April
1, 2020, to December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
REXNORD CORPORATION Agenda Number: 935350277
--------------------------------------------------------------------------------------------------------------------------
Security: 76169B102 Meeting Type: Annual
Ticker: RXN Meeting Date: 04-May-2021
ISIN: US76169B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd A. Adams Mgmt For For
Theodore D. Crandall Mgmt For For
Rosemary M. Schooler Mgmt For For
Robin A. Walker-Lee Mgmt For For
2. Advisory vote to approve the compensation of Rexnord Mgmt For For
Corporation's named executive officers, as disclosed
in "Compensation Discussion and Analysis" and
"Executive Compensation" in the Proxy Statement.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
Rexnord Corporation's independent registered public
accounting firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SKYLINE CHAMPION Agenda Number: 935239714
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105 Meeting Type: Annual
Ticker: SKY Meeting Date: 29-Jul-2020
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith Anderson Mgmt For For
Michael Berman Mgmt For For
Timothy Bernlohr Mgmt For For
Eddie Capel Mgmt For For
John C. Firth Mgmt For For
Michael Kaufman Mgmt For For
Erin Mulligan Nelson Mgmt For For
Gary E. Robinette Mgmt For For
Mark Yost Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Skyline Champion's independent registered public
accounting firm.
3. To consider a non-binding advisory vote on fiscal 2020 Mgmt For For
compensation paid to Skyline Champion's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 935352954
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102 Meeting Type: Annual
Ticker: SKYW Meeting Date: 04-May-2021
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry C. Atkin Mgmt For For
W. Steve Albrecht Mgmt For For
Russell A. Childs Mgmt For For
Smita Conjeevaram Mgmt For For
Meredith S. Madden Mgmt For For
Ronald J. Mittelstaedt Mgmt For For
Andrew C. Roberts Mgmt For For
Keith E. Smith Mgmt For For
Steven F. Udvar - Hazy Mgmt For For
James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE, INC. Agenda Number: 935380333
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107 Meeting Type: Annual
Ticker: SPSC Meeting Date: 19-May-2021
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Archie Black Mgmt For For
1B. Election of Director: James Ramsey Mgmt For For
1C. Election of Director: Marty Reaume Mgmt For For
1D. Election of Director: Tami Reller Mgmt For For
1E. Election of Director: Philip Soran Mgmt For For
1F. Election of Director: Anne Sempowski Ward Mgmt For For
1G. Election of Director: Sven Wehrwein Mgmt For For
2. Ratification of the selection of KPMG LLP as the Mgmt For For
independent auditor of SPS Commerce, Inc. for the
fiscal year ending December 31, 2021.
3. Advisory approval of the compensation of the named Mgmt For For
executive officers of SPS Commerce, Inc.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935360747
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102 Meeting Type: Annual
Ticker: STAG Meeting Date: 03-May-2021
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the year ending
December 31, 2021.
3. The approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935392794
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108 Meeting Type: Annual
Ticker: SHOO Meeting Date: 26-May-2021
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchell S. Klipper Mgmt For For
Maria Teresa Kumar Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt For For
Ravi Sachdev Mgmt For For
Robert Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN,
LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC EDUCATION, INC. Agenda Number: 935348018
--------------------------------------------------------------------------------------------------------------------------
Security: 86272C103 Meeting Type: Annual
Ticker: STRA Meeting Date: 27-Apr-2021
ISIN: US86272C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Silberman Mgmt For For
1B. Election of Director: J. Kevin Gilligan Mgmt For For
1C. Election of Director: Robert R. Grusky Mgmt For For
1D. Election of Director: Dr. Charlotte F. Beason Mgmt For For
1E. Election of Director: Rita D. Brogley Mgmt For For
1F. Election of Director: Dr. John T. Casteen, III Mgmt For For
1G. Election of Director: H. James Dallas Mgmt For For
1H. Election of Director: Nathaniel C. Fick Mgmt For For
1I. Election of Director: Jerry L. Johnson Mgmt For For
1J. Election of Director: Karl McDonnell Mgmt For For
1K. Election of Director: William J. Slocum Mgmt For For
1L. Election of Director: G. Thomas Waite, III Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's Independent registered public
accounting firm for the fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TACTILE SYSTEMS TECHNOLOGY, INC. Agenda Number: 935365090
--------------------------------------------------------------------------------------------------------------------------
Security: 87357P100 Meeting Type: Annual
Ticker: TCMD Meeting Date: 17-May-2021
ISIN: US87357P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Burke Mgmt For For
Sheri Dodd Mgmt For For
Raymond Huggenberger Mgmt For For
Deepti Jain Mgmt For For
Richard Nigon Mgmt For For
Daniel Reuvers Mgmt For For
Kevin Roche Mgmt For For
Peter Soderberg Mgmt For For
2. Ratify the appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2021.
3. Approve, on an advisory basis, the 2020 compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935338043
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103 Meeting Type: Special
Ticker: TCF Meeting Date: 25-Mar-2021
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Merger, dated as Mgmt For For
of December 13, 2020 (as it may be amended from time
to time), by and between TCF Financial Corporation
("TCF") and Huntington Bancshares Incorporated
("Huntington"), pursuant to which TCF will merge with
and into Huntington, with Huntington surviving the
merger (the "TCF merger proposal").
2. Approval of, on an advisory (non-binding) basis, the Mgmt For For
merger- related named executive officer compensation
that will or may be paid to TCF's named executive
officers in connection with the merger (the "TCF
compensation proposal").
3. Approval of the adjournment of the special meeting of Mgmt For For
TCF shareholders to a later date or dates, if
necessary or appropriate, to solicit additional
proxies if, immediately prior to such adjournment,
there are not sufficient votes at the time of the TCF
special meeting to approve the TCF merger proposal or
to ensure that any supplement or amendment to this
joint proxy statement/prospectus is timely provided to
holders of TCF common stock (the "TCF adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 935358071
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109 Meeting Type: Annual
Ticker: TXRH Meeting Date: 13-May-2021
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Crawford Mgmt For For
Gregory N. Moore Mgmt For For
Curtis A. Warfield Mgmt For For
Kathleen M. Widmer Mgmt For For
James R. Zarley Mgmt For For
2. Proposal to ratify the appointment of KPMG LLP as Mgmt For For
Texas Roadhouse's independent auditors for 2021.
3. Say on Pay - An advisory vote on the approval of Mgmt For For
executive compensation.
4. Proposal to approve the Texas Roadhouse, Inc. 2021 Mgmt Against Against
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC. Agenda Number: 935388175
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101 Meeting Type: Annual
Ticker: ENSG Meeting Date: 27-May-2021
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher R. Christensen Mgmt For For
1B. Election of Director: Daren J. Shaw Mgmt For For
2. Ratification of appointment of Deloitte & Touche LLP Mgmt For For
as independent registered public accounting firm for
2021.
3. Approval, on an advisory basis, of our named executive Mgmt For For
officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935353881
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103 Meeting Type: Annual
Ticker: BLD Meeting Date: 03-May-2021
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Robert Buck Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the Company's
independent registered public accounting firm for the
Company's fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD. Agenda Number: 935260985
--------------------------------------------------------------------------------------------------------------------------
Security: M87915274 Meeting Type: Annual
Ticker: TSEM Meeting Date: 17-Sep-2020
ISIN: IL0010823792
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Amir Elstein Mgmt For For
1B. Election of Director: Mr. Russell Ellwanger Mgmt For For
1C. Election of Director: Mr. Kalman Kaufman Mgmt For For
1D. Election of Director: Mr. Alex Kornhauser Mgmt For For
1E. Election of Director: Ms. Dana Gross Mgmt For For
1F. Election of Director: Mr. Ilan Flato Mgmt For For
1G. Election of Director: Mr. Rami Guzman Mgmt For For
1H. Election of Director: Mr. Yoav Chelouche Mgmt For For
1I. Election of Director: Ms. Iris Avner Mgmt For For
1J. Election of Director: Ms. Michal Vakrat Wolkin Mgmt For For
1K. Election of Director: Mr. Avi Hasson Mgmt For For
2. TO APPOINT Mr. Amir Elstein as the Chairman of the Mgmt For For
Board of Directors to serve until the next annual
meeting of shareholders and until his successor is
duly appointed and approve the terms of his
compensation in such capacity, as described in
Proposal 2 of the Proxy Statement, in compliance with
the Company's Amended Compensation Policy.
3. TO APPROVE the amended Compensation Policy, in the Mgmt For For
form attached as Exhibit A to the Proxy Statement.
3A. Do you have a "Personal Interest" (as defined in the Mgmt Against
Proxy Statement) with respect to the subject matter of
Proposal 3? If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal 3. Mark
"for" = yes or "against" = no.
4. TO APPROVE the increase in the annual base salary of Mgmt For For
Mr. Russell Ellwanger, the Company's chief executive
officer, as described in Proposal 4 of the Proxy
Statement.
4A. Do you have a "Personal Interest" (as defined in the Mgmt Against
Proxy Statement) with respect to the subject matter of
Proposal 4? If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal 4. Mark
"for" = yes or "against" = no.
5. TO APPROVE the award of equity-based compensation to Mgmt For For
Mr. Russell Ellwanger, the Company's chief executive
officer, as described in Proposal 5 of the Proxy
Statement.
5A. Do you have a "Personal Interest" (as defined in the Mgmt Against
Proxy Statement) with respect to the subject matter of
Proposal 5? If you do not vote FOR=YES or AGAINST=NO
your vote will not count for the Proposal 5. Mark
"for" = yes or "against" = no.
6. TO APPROVE amended terms of compensation for each of Mgmt For For
the members of the Company's Board of Directors (other
than Amir Elstein and Russell Ellwanger), as described
in Proposal 6 of the Proxy Statement, subject to their
appointment as directors under Proposal 1 and subject
to the approval of the Amended Compensation Policy.
7. TO APPROVE the proposed equity grant to each of the Mgmt For For
members of the Company's Board of Directors (other
than to Amir Elstein and Russell Ellwanger), as
described in Proposal 7 of the Proxy Statement,
subject to their appointment as directors under
Proposal 1 and subject to approval of the Amended
Compensation Policy.
8. TO APPROVE the appointment of Brightman Almagor Zohar Mgmt For For
& Co, Certified Public Accountants, a firm in the
Deloitte Global Network, as the independent public
registered accountants of the Company for the year
ending December 31, 2020 and for the period commencing
January 1, 2021 and until the next annual shareholders
meeting, and to further authorize the Audit Committee
of the Board of Directors to determine the
remuneration of such auditors in accordance with the
volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE HOMES, INC. Agenda Number: 935344565
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109 Meeting Type: Annual
Ticker: TPH Meeting Date: 21-Apr-2021
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas F. Bauer Mgmt For For
1B. Election of Director: Lawrence B. Burrows Mgmt For For
1C. Election of Director: Daniel S. Fulton Mgmt For For
1D. Election of Director: Steven J. Gilbert Mgmt For For
1E. Election of Director: Vicki D. McWilliams Mgmt For For
1F. Election of Director: Constance B. Moore Mgmt For For
2. Approval, on a non-binding, advisory basis, of the Mgmt For For
compensation of Tri Pointe Homes, Inc.'s named
executive officers.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Tri Pointe Homes, Inc.'s independent registered
public accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERICEL CORPORATION Agenda Number: 935348981
--------------------------------------------------------------------------------------------------------------------------
Security: 92346J108 Meeting Type: Annual
Ticker: VCEL Meeting Date: 28-Apr-2021
ISIN: US92346J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Zerbe Mgmt For For
Alan L. Rubino Mgmt For For
Heidi Hagen Mgmt For For
Steven Gilman Mgmt For For
Kevin McLaughlin Mgmt For For
Paul Wotton Mgmt For For
Dominick C. Colangelo Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
Vericel Corporation's named executive officers.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as Vericel Corporation's Independent Registered
Public Accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935427179
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100 Meeting Type: Annual
Ticker: VRNT Meeting Date: 17-Jun-2021
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
Linda Crawford Mgmt For For
John Egan Mgmt For For
Reid French Mgmt For For
Stephen Gold Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
independent registered public accountants for the year
ending January 31, 2022.
3. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers as
disclosed in the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VOCERA COMMUNICATIONS,INC. Agenda Number: 935397958
--------------------------------------------------------------------------------------------------------------------------
Security: 92857F107 Meeting Type: Annual
Ticker: VCRA Meeting Date: 04-Jun-2021
ISIN: US92857F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John N. McMullen Mgmt For For
1.2 Election of Director: Sharon L. O'Keefe Mgmt For For
1.3 Election of Director: Ronald A. Paulus Mgmt For For
2. Proposal to ratify appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public accounting
firm for the fiscal year ending December 31, 2021.
3. Non-binding advisory vote on compensation of our named Mgmt For For
executive officers.
4. Proposal to approve Vocera's 2021 Equity Incentive Mgmt For For
Plan.
5. Proposal to approve Vocera's Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION Agenda Number: 935355467
--------------------------------------------------------------------------------------------------------------------------
Security: 947890109 Meeting Type: Annual
Ticker: WBS Meeting Date: 22-Apr-2021
ISIN: US9478901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: William L. Mgmt For For
Atwell
1B. Election of Director for one year term: John R. Ciulla Mgmt For For
1C. Election of Director for one year term: Elizabeth E. Mgmt For For
Flynn
1D. Election of Director for one year term: E. Carol Mgmt For For
Hayles
1E. Election of Director for one year term: Linda H. Mgmt For For
Ianieri
1F. Election of Director for one year term: Laurence C. Mgmt For For
Morse
1G. Election of Director for one year term: Karen R. Osar Mgmt For For
1H. Election of Director for one year term: Mark Pettie Mgmt For For
1I. Election of Director for one year term: Lauren C. Mgmt For For
States
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers of the
Company (Proposal 2).
3. To ratify the appointment by the Board of Directors of Mgmt For For
KPMG LLP as the independent registered public
accounting firm of Webster Financial Corporation for
the year ending December 31, 2021 (Proposal 3).
4. To approve the Webster Financial Corporation 2021 Mgmt For For
Stock Incentive Plan, which amends and restates the
Webster Financial Corporation 1992 Stock Option Plan
(Proposal 4).
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109 Meeting Type: Annual
Ticker: WAL Meeting Date: 15-Jun-2021
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: Michael Patriarca Mgmt For For
1I. Election of Director: Robert Sarver Mgmt For For
1J. Election of Director: Bryan Segedi Mgmt For For
1K. Election of Director: Donald Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, executive Mgmt For For
compensation.
3. Ratify the appointment of RSM US LLP as the Company's Mgmt For For
independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WNS (HOLDINGS) LIMITED Agenda Number: 935265113
--------------------------------------------------------------------------------------------------------------------------
Security: 92932M101 Meeting Type: Annual
Ticker: WNS Meeting Date: 24-Sep-2020
ISIN: US92932M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the audited annual accounts of the Company Mgmt For For
for the financial year ended March 31, 2020, together
with the auditors' report.
2. Re-appointment of Grant Thornton India LLP as the Mgmt For For
auditors of the Company.
3. Approval of auditors' remuneration for the financial Mgmt For For
year ending March 31, 2021.
4. Re-election of the Class II Director, Mr. Michael Mgmt For For
Menezes.
5. Re-election of the Class II Director, Mr. Keith Mgmt For For
Haviland.
6. Re-election of the Class II Director, Mr. Keshav R Mgmt For For
Murugesh.
7. Approval of Directors' remuneration for the period Mgmt For For
from the Annual General Meeting until the next annual
general meeting of the Company to be held in respect
of the financial year ending March 31, 2021.
8. Increase in the Ordinary Shares/American Depositary Mgmt Against Against
Shares, ("ADSs") available for grant under the
Company's 2016 Incentive Award Plan as may be amended
and restated pursuant to and in accordance with terms
thereof ("the 2016 Incentive Award Plan") by 2.2
Million Ordinary Shares/ADSs (representing 4.4% of the
total outstanding share capital as at June 30, 2020)
and the adoption of Company's Second Amended and
Restated 2016 Incentive Award Plan to reflect such
increase, substantially in the form set out in
Appendix B to this Proxy Statement.
9. To authorize the purchase of ADSs, effective from Mgmt Against Against
April 1, 2021("the Effective Date") and up to (and
excluding) the date of the third anniversary of the
Effective Date, subject to a minimum and maximum price
and an aggregate limit on the ADSs to be purchased
(the "Repurchase Plan.").
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935317239
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103 Meeting Type: Annual
Ticker: WWD Meeting Date: 27-Jan-2021
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Thomas A. Gendron Mgmt For For
1.2 Election of Director: Daniel G. Korte Mgmt For For
1.3 Election of Director: Ronald M. Sega Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Independent Registered Public
Accounting Firm for the fiscal year ending September
30, 2021.
3. Proposal for the advisory resolution regarding the Mgmt For For
compensation of the Company's named executive
officers.
4. Proposal for the approval of an amendment to the Mgmt For For
amended and restated Woodward, Inc. 2017 Omnibus
Incentive Plan.
5. Stockholder proposal entitled "Proposal to Increase Shr Against For
Diversity of Director Nominees".
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 935402406
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101 Meeting Type: Annual
Ticker: ZUMZ Meeting Date: 02-Jun-2021
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. Brooks Mgmt For For
1B. Election of Director: Steve P. Louden Mgmt For For
1C. Election of Director: James P. Murphy Mgmt For For
2. Ratification of the selection of Moss Adams LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending January 29, 2022
(fiscal 2021).
TST Value Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106 Meeting Type: Annual
Ticker: AAP Meeting Date: 26-May-2021
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation of our Mgmt For For
named executive officers.
3. Ratify the appointment of Deloitte & Touche LLP Mgmt For For
(Deloitte) as our independent registered public
accounting firm for 2021.
4. Advisory vote on the stockholder proposal, if Shr Against For
presented at the Annual Meeting, regarding amending
our proxy access rights to remove the shareholder
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 935326377
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100 Meeting Type: Annual
Ticker: ACM Meeting Date: 24-Feb-2021
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley W. Buss Mgmt For For
1B. Election of Director: Robert G. Card Mgmt For For
1C. Election of Director: Diane C. Creel Mgmt For For
1D. Election of Director: Jacqueline C. Hinman Mgmt For For
1E. Election of Director: Lydia H. Kennard Mgmt For For
1F. Election of Director: W. Troy Rudd Mgmt For For
1G. Election of Director: Clarence T. Schmitz Mgmt For For
1H. Election of Director: Douglas W. Stotlar Mgmt For For
1I. Election of Director: Daniel R. Tishman Mgmt For For
1J. Election of Director: Sander van't Noordende Mgmt For For
1K. Election of Director: General Janet C. Wolfenbarger Mgmt For For
2. Ratify the selection of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2021.
3. Advisory vote to approve the Company's executive Mgmt For For
compensation.
4. Stockholder proposal regarding lobbying disclosure. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 28-Jan-2021
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt Against Against
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of the Mgmt For For
Company's named executive officers.
3. Approval of the Air Products and Chemicals, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTICE USA, INC. Agenda Number: 935425036
--------------------------------------------------------------------------------------------------------------------------
Security: 02156K103 Meeting Type: Annual
Ticker: ATUS Meeting Date: 16-Jun-2021
ISIN: US02156K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Drahi Mgmt For For
1B. Election of Director: Gerrit Jan Bakker Mgmt For For
1C. Election of Director: Manon Brouillette Mgmt Abstain Against
1D. Election of Director: David Drahi Mgmt Against Against
1E. Election of Director: Dexter Goei Mgmt For For
1F. Election of Director: Mark Mullen Mgmt For For
1G. Election of Director: Dennis Okhuijsen Mgmt For For
1H. Election of Director: Charles Stewart Mgmt For For
1I. Election of Director: Raymond Svider Mgmt For For
2. To ratify the appointment of the Company's Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 04-May-2021
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one year: Thomas J. Mgmt For For
Baltimore
1B. Election of Director for a term of one year: Charlene Mgmt For For
Barshefsky
1C. Election of Director for a term of one year: John J. Mgmt For For
Brennan
1D. Election of Director for a term of one year: Peter Mgmt For For
Chernin
1E. Election of Director for a term of one year: Ralph de Mgmt For For
la Vega
1F. Election of Director for a term of one year: Michael Mgmt For For
O. Leavitt
1G. Election of Director for a term of one year: Theodore Mgmt For For
J. Leonsis
1H. Election of Director for a term of one year: Karen L. Mgmt For For
Parkhill
1I. Election of Director for a term of one year: Charles Mgmt For For
E. Phillips
1J. Election of Director for a term of one year: Lynn A. Mgmt For For
Pike
1K. Election of Director for a term of one year: Stephen Mgmt For For
J. Squeri
1L. Election of Director for a term of one year: Daniel L. Mgmt For For
Vasella
1M. Election of Director for a term of one year: Lisa W. Mgmt For For
Wardell
1N. Election of Director for a term of one year: Ronald A. Mgmt For For
Williams
1O. Election of Director for a term of one year: Mgmt For For
Christopher D. Young
2. Ratification of appointment of PricewaterhouseCoopers Mgmt Against Against
LLP as independent registered public accounting firm
for 2021.
3. Approval, on an advisory basis, of the Company's Mgmt For For
executive compensation.
4. Shareholder proposal relating to action by written Shr For Against
consent.
5. Shareholder proposal relating to annual report on Shr Against For
diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935359136
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784 Meeting Type: Annual
Ticker: AIG Meeting Date: 12-May-2021
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: JAMES COLE, JR. Mgmt For For
1b. Election of Director: W. DON CORNWELL Mgmt For For
1c. Election of Director: BRIAN DUPERREAULT Mgmt For For
1d. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1e. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1f. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1g. Election of Director: LINDA A. MILLS Mgmt For For
1h. Election of Director: THOMAS F. MOTAMED Mgmt For For
1i. Election of Director: PETER R. PORRINO Mgmt For For
1j. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1k. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1l. Election of Director: THERESE M. VAUGHAN Mgmt For For
1m. Election of Director: PETER S. ZAFFINO Mgmt For For
2. To vote, on a non-binding advisory basis, to approve Mgmt For For
executive compensation.
3. To vote on a proposal to approve the American Mgmt For For
International Group, Inc. 2021 Omnibus Incentive Plan.
4. To act upon a proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2021.
5. To vote on a shareholder proposal to give shareholders Shr Against For
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103 Meeting Type: Annual
Ticker: ANTM Meeting Date: 26-May-2021
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation of our named Mgmt For For
executive officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt Against Against
independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
ARAMARK Agenda Number: 935318471
--------------------------------------------------------------------------------------------------------------------------
Security: 03852U106 Meeting Type: Annual
Ticker: ARMK Meeting Date: 02-Feb-2021
ISIN: US03852U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Greg Creed Mgmt For For
1C. Election of Director: Calvin Darden Mgmt For For
1D. Election of Director: Richard W. Dreiling Mgmt For For
1E. Election of Director: Irene M. Esteves Mgmt For For
1F. Election of Director: Daniel J. Heinrich Mgmt For For
1G. Election of Director: Bridgette P. Heller Mgmt For For
1H. Election of Director: Paul C. Hilal Mgmt For For
1I. Election of Director: Karen M. King Mgmt For For
1J. Election of Director: Stephen I. Sadove Mgmt For For
1K. Election of Director: Arthur B. Winkleblack Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
Aramark's independent registered public accounting
firm for the fiscal year ending October 1, 2021.
3. To approve, in a non-binding advisory vote, the Mgmt For For
compensation paid to the named executive officers.
4. Non-binding advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes on named executive officer
compensation.
5. To approve Aramark's Third Amended and Restated 2013 Mgmt For For
Stock Incentive Plan.
6. To approve Aramark's 2021 Employee Stock Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101 Meeting Type: Annual
Ticker: AVGO Meeting Date: 05-Apr-2021
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Hartenstein Mgmt For For
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's independent
registered public accounting firm for the fiscal year
ending October 31, 2021.
3. Approval of an amendment and restatement of Broadcom's Mgmt For For
2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Broadcom's Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 26-May-2021
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt Against Against
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Jr. Mgmt For For
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt Against Against
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of PricewaterhouseCoopers Mgmt Against Against
LLP as Independent Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
4. Reduce Scope 3 Emissions. Shr For Against
5. Report on Impacts of Net Zero 2050 Scenario. Shr For Against
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr For Against
8. Independent Chair. Shr For Against
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104 Meeting Type: Annual
Ticker: CB Meeting Date: 20-May-2021
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, standalone Mgmt For For
financial statements and consolidated financial
statements of Chubb Limited for the year ended
December 31, 2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal reserves (by Mgmt For For
way of release and allocation to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG (Zurich) as our Mgmt For For
statutory auditor.
4B Ratification of appointment of PricewaterhouseCoopers Mgmt Against Against
LLP (United States) as independent registered public
accounting firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special audit firm. Mgmt For For
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt Against Against
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Téllez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman of the Board Mgmt For For
of Directors.
7A Election of Director of the Compensation Committee: Mgmt For For
Michael P. Connors
7B Election of Director of the Compensation Committee: Mgmt For For
Mary Cirillo
7C Election of Director of the Compensation Committee: Mgmt For For
Frances F. Townsend
8 Election of Homburger AG as independent proxy. Mgmt For For
9 Approval of the Chubb Limited 2016 Long-Term Incentive Mgmt For For
Plan, as amended and restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors until the next Mgmt For For
annual general meeting.
11B Compensation of Executive Management for the next Mgmt For For
calendar year.
12 Advisory vote to approve executive compensation under Mgmt For For
U.S. securities law requirements.
A If a new agenda item or a new proposal for an existing Mgmt Against Against
agenda item is put before the meeting, I/we hereby
authorize and instruct the independent proxy to vote
as follows.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424 Meeting Type: Annual
Ticker: C Meeting Date: 27-Apr-2021
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, IV Mgmt For For
1J. Election of Director: Renée J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt Against Against
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Wynaendts Mgmt For For
1P. Election of Director: Ernesto Zedillo Ponce de Leon Mgmt For For
2. Proposal to ratify the selection of KPMG LLP as Citi's Mgmt Against Against
independent registered public accounting firm for
2021.
3. Advisory vote to approve Citi's 2020 Executive Mgmt Against Against
Compensation.
4. Approval of additional authorized shares under the Mgmt For For
Citigroup 2019 Stock Incentive Plan.
5. Stockholder proposal requesting an amendment to Citi's Shr For Against
proxy access by-law provisions pertaining to the
aggregation limit.
6. Stockholder proposal requesting an Independent Board Shr Against For
Chairman.
7. Stockholder proposal requesting non-management Shr Against For
employees on director nominee candidate lists.
8. Stockholder proposal requesting a report disclosing Shr For Against
information regarding Citi's lobbying payments,
policies and activities.
9. Stockholder proposal requesting a racial equity audit Shr Against For
analyzing Citi's adverse impacts on nonwhite
stakeholders and communities of color.
10. Stockholder proposal requesting that the Board approve Shr Against For
an amendment to Citi's Certificate of Incorporation to
become a Public Benefit Corporation and to submit the
proposed amendment to stockholders for approval.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS Agenda Number: 935401163
--------------------------------------------------------------------------------------------------------------------------
Security: G25839104 Meeting Type: Annual
Ticker: CCEP Meeting Date: 26-May-2021
ISIN: GB00BDCPN049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Receipt of the Report and Accounts. Mgmt For For
O2 Approval of the Directors' Remuneration Report. Mgmt For For
O3 Election of Manolo Arroyo Mgmt For For
O4 Election of John Bryant Mgmt For For
O5 Election of Christine Cross Mgmt For For
O6 Election of Brian Smith Mgmt For For
O7 Election of Garry Watts Mgmt For For
O8 Re-election of Jan Bennink Mgmt For For
O9 Re-election of José Ignacio Comenge Mgmt For For
O10 Re-election of Damian Gammell Mgmt For For
O11 Re-election of Nathalie Gaveau Mgmt For For
O12 Re-election of Álvaro Gómez-Trénor Aguilar Mgmt For For
O13 Re-election of Thomas Johnson Mgmt For For
O14 Re-election of Dagmar Kollmann Mgmt Against Against
O15 Re-election of Alfonso Líbano Daurella Mgmt For For
O16 Re-election of Mark Price Mgmt For For
O17 Re-election of Mario Rotllant Solá Mgmt For For
O18 Re-election of Dessi Temperley Mgmt For For
O19 Reappointment of the Auditor. Mgmt For For
O20 Remuneration of the Auditor. Mgmt For For
O21 Political Donations. Mgmt For For
O22 Authority to allot new shares. Mgmt For For
O23 Waiver of mandatory offer provisions set out in Rule 9 Mgmt For For
of the Takeover Code.
S24 General authority to disapply pre-emption rights. Mgmt For For
S25 General authority to disapply pre-emption rights in Mgmt For For
connection with an acquisition or specified capital
investment.
S26 Authority to purchase own shares on market. Mgmt For For
S27 Authority to purchase own shares off market. Mgmt For For
S28 Notice period for general meetings other than AGMs. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 935406973
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 01-Jun-2021
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Zein Abdalla
1B. Election of Director to serve until the 2022 annual Mgmt Against Against
meeting: Vinita Bali
1C. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Maureen Breakiron-Evans
1D. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Archana Deskus
1E. Election of Director to serve until the 2022 annual Mgmt For For
meeting: John M. Dineen
1F. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Brian Humphries
1G. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Leo S. Mackay, Jr.
1H. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Michael Patsalos-Fox
1I. Election of Director to serve until the 2022 annual Mgmt Against Against
meeting: Joseph M. Velli
1J. Election of Director to serve until the 2022 annual Mgmt For For
meeting: Sandra S. Wijnberg
2. Approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of the company's named executive
officers.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt Against Against
as the company's independent registered public
accounting firm for the year ending December 31, 2021.
4. Shareholder proposal requesting that the board of Shr Against For
directors take action as necessary to permit
shareholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 02-Jun-2021
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt Withheld Against
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our independent Mgmt Against Against
auditors.
4. Shareholder Proposal: To conduct independent Shr For Against
investigation and report on risks posed by failing to
prevent sexual harassment.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935363779
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104 Meeting Type: Annual
Ticker: CTVA Meeting Date: 07-May-2021
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: James C. Collins, Jr. Mgmt For For
1C. Election of Director: Klaus A. Engel Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Janet P. Giesselman Mgmt For For
1F. Election of Director: Karen H. Grimes Mgmt For For
1G. Election of Director: Michael O. Johanns Mgmt For For
1H. Election of Director: Rebecca B. Liebert Mgmt For For
1I. Election of Director: Marcos M. Lutz Mgmt For For
1J. Election of Director: Nayaki Nayyar Mgmt For For
1K. Election of Director: Gregory R. Page Mgmt For For
1L. Election of Director: Kerry J. Preete Mgmt For For
1M. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
2021.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100 Meeting Type: Annual
Ticker: CVS Meeting Date: 13-May-2021
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
registered public accounting firm for 2021.
3. Say on Pay, a proposal to approve, on an advisory Mgmt For For
basis, the Company's executive compensation.
4. Stockholder proposal for reducing the threshold for Shr Against For
our stockholder right to act by written consent.
5. Stockholder proposal regarding our independent Board Shr Against For
Chair.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 24-Feb-2021
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt Against Against
1I. Election of Director: Sherry M. Smith Mgmt Against Against
1J. Election of Director: Dmitri L. Stockton Mgmt Against Against
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte & Touche Mgmt Against Against
LLP as Deere's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105 Meeting Type: Annual
Ticker: DG Meeting Date: 26-May-2021
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Fili-Krushel Mgmt For For
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, III Mgmt For For
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) basis, the Mgmt For For
resolution regarding the compensation of Dollar
General Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Dollar General Corporation's independent registered
public accounting firm for fiscal 2021.
4. To approve the Dollar General Corporation 2021 Stock Mgmt For For
Incentive Plan.
5. To approve an amendment to the amended and restated Mgmt For For
charter of Dollar General Corporation to allow
shareholders holding 25% or more of our common stock
to request special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935343258
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107 Meeting Type: Annual
Ticker: EIX Meeting Date: 22-Apr-2021
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Michael C. Camuñez Mgmt For For
1C. Election of Director: Vanessa C.L. Chang Mgmt Against Against
1D. Election of Director: James T. Morris Mgmt For For
1E. Election of Director: Timothy T. O'Toole Mgmt For For
1F. Election of Director: Pedro J. Pizarro Mgmt For For
1G. Election of Director: Carey A. Smith Mgmt For For
1H. Election of Director: Linda G. Stuntz Mgmt For For
1I. Election of Director: William P. Sullivan Mgmt For For
1J. Election of Director: Peter J. Taylor Mgmt For For
1K. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Public Mgmt Against Against
Accounting Firm.
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
4. Approval of the Edison International Employee Stock Mgmt For For
Purchase Plan.
5. Shareholder Proposal Regarding Proxy Access. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935347597
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101 Meeting Type: Annual
Ticker: EXC Meeting Date: 27-Apr-2021
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt Against Against
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt Against Against
1D. Election of Director: Marjorie Rodgers Cheshire Mgmt For For
1E. Election of Director: Christopher Crane Mgmt For For
1F. Election of Director: Yves de Balmann Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Advisory approval of executive compensation. Mgmt For For
3. Ratification of PricewaterhouseCoopers LLP as Exelon's Mgmt Against Against
Independent Auditor for 2021.
4. A shareholder proposal requesting a report on the Shr Against For
impact of Exelon plans involving electric vehicles and
charging stations with regard to child labor outside
the United States.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935403624
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101 Meeting Type: Special
Ticker: FLIR Meeting Date: 13-May-2021
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger by and among Mgmt For For
Teledyne Technologies Incorporated ("Teledyne"),
Firework Merger Sub I, Inc. ("Merger Sub I"), Firework
Merger Sub II, LLC ("Merger Sub II"), and FLIR
Systems, Inc. ("FLIR"), pursuant to which Merger Sub I
will merge with and into FLIR, with FLIR surviving,
and immediately thereafter FLIR will merge with and
into Merger Sub II ("Mergers"), with Merger Sub II
surviving and continuing as a wholly owned subsidiary
of Teledyne ("FLIR Merger Proposal").
2. To approve, on a non-binding, advisory basis, the Mgmt Against Against
compensation that will or may become payable to FLIR's
named executive officers in connection with the
Mergers.
3. To approve one or more adjournments of the special Mgmt For For
meeting of stockholders of FLIR, if necessary or
appropriate, to solicit additional proxies if there
are insufficient votes to approve the FLIR Merger
Proposal at the time of the special meeting.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 935359338
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 05-May-2021
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Crown Mgmt For For
1B. Election of Director: Rudy F. deLeon Mgmt For For
1C. Election of Director: Cecil D. Haney Mgmt For For
1D. Election of Director: Mark M. Malcolm Mgmt For For
1E. Election of Director: James N. Mattis Mgmt For For
1F. Election of Director: Phebe N. Novakovic Mgmt For For
1G. Election of Director: C. Howard Nye Mgmt For For
1H. Election of Director: Catherine B. Reynolds Mgmt For For
1I. Election of Director: Laura J. Schumacher Mgmt For For
1J. Election of Director: Robert K. Steel Mgmt For For
1K. Election of Director: John G. Stratton Mgmt For For
1L. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Independent Mgmt Against Against
Auditors.
3. Advisory Vote to approve Executive Compensation. Mgmt For For
4. Shareholder Proposal to reduce the ownership threshold Shr For Against
required to call a Special Shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935406872
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107 Meeting Type: Annual
Ticker: HES Meeting Date: 02-Jun-2021
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: T.J. CHECKI
1B. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: L.S. COLEMAN, JR.
1C. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: J. DUATO
1D. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: J.B. HESS
1E. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: E.E. HOLIDAY
1F. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: M.S. LIPSCHULTZ
1G. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: D. MCMANUS
1H. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: K.O. MEYERS
1I. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: K.F. OVELMEN
1J. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: J.H. QUIGLEY
1K. Election of Director to serve for a one-year term Mgmt For For
expiring in 2022: W.G. SCHRADER
2. Advisory approval of the compensation of our named Mgmt For For
executive officers.
3. Ratification of the selection of Ernst & Young LLP as Mgmt For For
our independent registered public accountants for the
year ending December 31, 2021.
4. Approval of amendment no. 1 to our 2017 long term Mgmt For For
incentive plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 935364721
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101 Meeting Type: Annual
Ticker: IFF Meeting Date: 05-May-2021
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Kathryn J.
Boor
1b. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Edward D.
Breen
1c. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Carol Anthony
Davidson
1d. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Michael L.
Ducker
1e. Election of Director for a one-year term expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders: Roger W.
Ferguson, Jr.
1f. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: John F.
Ferraro
1g. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Andreas Fibig
1h. Election of Director for a one-year term expiring at Mgmt Against Against
the 2022 Annual Meeting of Shareholders: Christina
Gold
1i. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Ilene Gordon
1j. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Matthias J.
Heinzel
1k. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Dale F.
Morrison
1l. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Kåre Schultz
1m. Election of Director for a one-year term expiring at Mgmt For For
the 2022 Annual Meeting of Shareholders: Stephen
Williamson
2. Ratify the selection of PricewaterhouseCoopers LLP as Mgmt Against Against
our independent registered public accounting firm for
the 2021 fiscal year.
3. Approve, on an advisory basis, the compensation of our Mgmt For For
named executive officers in 2020.
4. Approve our 2021 Stock Award and Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935353855
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107 Meeting Type: Annual
Ticker: JBHT Meeting Date: 22-Apr-2021
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt For For
1B. Election of Director: Francesca M. Edwardson Mgmt For For
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt For For
1F. Election of Director: Thad Hill Mgmt For For
1G. Election of Director: J. Bryan Hunt, Jr. Mgmt Against Against
1H. Election of Director: Gale V. King Mgmt For For
1I. Election of Director: John N. Roberts III Mgmt For For
1J. Election of Director: James L. Robo Mgmt For For
1K. Election of Director: Kirk Thomspon Mgmt For For
2. To approve an advisory resolution regarding the Mgmt For For
Company's compensation of its named executive
officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent public accountants for calendar
year 2021.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 935315057
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107 Meeting Type: Annual
Ticker: J Meeting Date: 26-Jan-2021
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven J. Demetriou Mgmt For For
1B. Election of Director: Christopher M.T. Thompson Mgmt For For
1C. Election of Director: General Vincent K. Brooks Mgmt For For
1D. Election of Director: Robert C. Davidson, Jr. Mgmt For For
1E. Election of Director: General Ralph E. Eberhart Mgmt For For
1F. Election of Director: Manny Fernandez Mgmt For For
1G. Election of Director: Georgette D. Kiser Mgmt Against Against
1H. Election of Director: Linda Fayne Levinson Mgmt For For
II. Election of Director: Barbara L. Loughran Mgmt For For
IJ. Election of Director: Robert A. McNamara Mgmt For For
1K. Election of Director: Peter J. Robertson Mgmt For For
2. Advisory vote to approve the Company's executive Mgmt For For
compensation.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 18-May-2021
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Approval of Amended and Restated Long-Term Incentive Mgmt For For
Plan effective May 18, 2021.
4. Ratification of independent registered public Mgmt Against Against
accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure congruency Shr Against For
report.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935369961
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107 Meeting Type: Annual
Ticker: LVS Meeting Date: 13-May-2021
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Irwin Chafetz Mgmt Withheld Against
Micheline Chau Mgmt Withheld Against
Patrick Dumont Mgmt Withheld Against
Charles D. Forman Mgmt Withheld Against
Robert G. Goldstein Mgmt Withheld Against
George Jamieson Mgmt For For
Nora M. Jordan Mgmt For For
Charles A. Koppelman Mgmt Withheld Against
Lewis Kramer Mgmt For For
David F. Levi Mgmt Withheld Against
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered public
accounting firm for the year ending December 31, 2021.
3. An advisory (non-binding) vote to approve the Mgmt Against Against
compensation of the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935339300
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104 Meeting Type: Annual
Ticker: LEN Meeting Date: 07-Apr-2021
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Amy Banse
1B. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Rick Beckwitt
1C. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting: Steven L. Gerard
1D. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting: Tig Gilliam
1E. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting: Sherrill W. Hudson
1F. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Jonathan M. Jaffe
1G. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Sidney Lapidus
1H. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting: Teri P. McClure
1I. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting: Stuart Miller
1J. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting: Armando Olivera
1K. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting: Jeffrey Sonnenfeld
2. Approval, on an advisory basis, of the compensation of Mgmt Against Against
our named executive officers.
3. Ratification of the appointment of Deloitte & Touche Mgmt Against Against
LLP as our independent registered public accounting
firm for our fiscal year ending November 30, 2021.
4. Approval of a stockholder proposal regarding our Shr For Against
common stock voting structure.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 28-May-2021
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named executive Mgmt For For
officer compensation in fiscal 2020.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Lowe's independent registered public accounting
firm for fiscal 2021.
4. Shareholder proposal regarding amending the Company's Shr Against For
proxy access bylaw to remove shareholder aggregation
limits.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103 Meeting Type: Annual
Ticker: MDT Meeting Date: 11-Dec-2020
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Ph.D. Mgmt For For
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, M.D. Mgmt For For
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent auditor for fiscal year 2021 and to
authorize, in a binding vote, the Board of Directors,
acting through the Audit Committee, to set the
auditor's remuneration.
3. To approve, in a non-binding advisory vote, named Mgmt For For
executive officer compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to issue shares. Mgmt For For
5. To renew the Board's authority to opt out of Mgmt For For
pre-emption rights.
6. Authorizing the Company and any subsidiary of the Mgmt For For
Company to make overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MGM GROWTH PROPERTIES LLC Agenda Number: 935359504
--------------------------------------------------------------------------------------------------------------------------
Security: 55303A105 Meeting Type: Annual
Ticker: MGP Meeting Date: 05-May-2021
ISIN: US55303A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn Coleman Mgmt For For
1B. Election of Director: Charles Irving Mgmt For For
1C. Election of Director: Paul Salem Mgmt For For
1D. Election of Director: Thomas Roberts Mgmt For For
1E. Election of Director: Daniel J. Taylor Mgmt For For
1F. Election of Director: Corey Sanders Mgmt For For
1G. Election of Director: John M. McManus Mgmt Against Against
2. To ratify the selection of Deloitte & Touche LLP, as Mgmt For For
the independent registered public accounting firm for
the year ending December 31, 2021.
3. To approve, on an advisory basis, the compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935400286
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103 Meeting Type: Annual
Ticker: NYCB Meeting Date: 26-May-2021
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas R. Cangemi Mgmt For For
1B. Election of Director: Hanif "Wally" Dahya Mgmt For For
1C. Election of Director: James J. O'Donovan Mgmt For For
2. The ratification of the appointment of KPMG LLP as the Mgmt Against Against
independent registered public accounting firm of New
York Community Bancorp, Inc. for the fiscal year
ending December 31, 2021.
3. An advisory vote to approve compensation for our Mgmt For For
executive officers disclosed in the accompanying Proxy
Statement.
4. A proposal to amend the Amended and Restated Mgmt For For
Certificate of Incorporation of the Company in order
to phase out the classification of the board of
directors and provide instead for the annual election
of directors.
5. A shareholder proposal requesting board action to Shr For Against
provide shareholders with the right to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 935342333
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104 Meeting Type: Annual
Ticker: NTRS Meeting Date: 20-Apr-2021
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Walker Bynoe Mgmt Against Against
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Dean M. Harrison Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt Against Against
1E. Election of Director: Marcy S. Klevorn Mgmt For For
1F. Election of Director: Siddharth N. (Bobby) Mehta Mgmt Against Against
1G. Election of Director: Michael G. O'Grady Mgmt For For
1H. Election of Director: Jose Luis Prado Mgmt For For
1I. Election of Director: Thomas E. Richards Mgmt For For
1J. Election of Director: Martin P. Slark Mgmt For For
1K. Election of Director: David H. B. Smith, Jr. Mgmt For For
1L. Election of Director: Donald Thompson Mgmt For For
1M. Election of Director: Charles A. Tribbett III Mgmt For For
2. Approval, by an advisory vote, of the 2020 Mgmt For For
compensation of the Corporation's named executive
officers.
3. Ratification of the appointment of KPMG LLP as the Mgmt Against Against
Corporation's independent registered public accounting
firm for the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 04-Nov-2020
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt Withheld Against
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt Withheld Against
Renee J. James Mgmt Withheld Against
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt Withheld Against
2. Advisory Vote to Approve Compensation of Named Mgmt Against Against
Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Incentive Mgmt For For
Plan.
4. Ratification of Selection of Independent Registered Mgmt Against Against
Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
6. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935362133
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104 Meeting Type: Annual
Ticker: PSX Meeting Date: 12-May-2021
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office expiring at Mgmt For For
the 2024 annual meeting of shareholder: Julie L.
Bushman
1B. Election of Director for a term of office expiring at Mgmt Against Against
the 2024 annual meeting of shareholder: Lisa A. Davis
2. Management proposal for the annual election of Mgmt For For
directors.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve our executive compensation. Mgmt For For
5. Shareholder proposal regarding greenhouse gas Shr For Against
emissions targets.
6. Shareholder proposal regarding report on climate Shr Against For
lobbying.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103 Meeting Type: Annual
Ticker: QCOM Meeting Date: 10-Mar-2021
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt Against Against
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt Against Against
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt Against Against
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Vinciquerra Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt Against Against
as our independent public accountants for our fiscal
year ending September 26, 2021.
3. To approve, on an advisory basis, our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935394851
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102 Meeting Type: Annual
Ticker: PWR Meeting Date: 27-May-2021
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Austin, Jr. Mgmt For For
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt For For
1.4 Election of Director: Bernard Fried Mgmt For For
1.5 Election of Director: Worthing F. Jackman Mgmt For For
1.6 Election of Director: David M. McClanahan Mgmt For For
1.7 Election of Director: Margaret B. Shannon Mgmt For For
1.8 Election of Director: Pat Wood, III Mgmt For For
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Quanta's Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Quanta's independent
registered public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101 Meeting Type: Annual
Ticker: RTX Meeting Date: 26-Apr-2021
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1G. Election of Director: Margaret L. O'Sullivan Mgmt For For
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Jr. Mgmt For For
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt Against Against
Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Executive Mgmt For For
Annual Incentive Plan.
5. Approve Amendment to the Raytheon Technologies Mgmt For For
Corporation 2018 Long-Term Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Bylaw. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101 Meeting Type: Annual
Ticker: SWK Meeting Date: 10-May-2021
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
3. To approve the selection of Ernst & Young LLP as the Mgmt For For
Company's independent auditors for the Company's 2021
fiscal year.
4. To consider a management proposal to amend the Mgmt For For
Certificate of Incorporation to allow shareholders to
act by written consent.
5. To consider a management proposal to amend the Mgmt For For
Certificate of Incorporation to eliminate
supermajority vote provisions applicable to the
Company under the Connecticut Business Corporation
Act.
6. To consider a management proposal to amend the Mgmt For For
Certificate of Incorporation to eliminate
supermajority vote provisions of capital stock related
to approval of business combinations with interested
shareholders and clarify when no shareholder vote is
required.
7. To consider a management proposal to amend the Mgmt For For
Certificate of Incorporation to adopt a majority
voting standard in an uncontested election of
Directors.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935341709
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 22-Apr-2021
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt Against Against
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt Against Against
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval of the Mgmt For For
Company's executive compensation.
3. Board proposal to ratify the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent registered
public accounting firm for 2021.
4. Stockholder proposal to permit shareholder action by Shr For Against
written consent.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 29-Apr-2021
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt Against Against
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay).
3. Approval of The Goldman Sachs Amended and Restated Mgmt For For
Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt Against Against
Independent Registered Public Accounting Firm for
2021.
5. Shareholder Proposal Regarding Shareholder Right to Shr For Against
Act by Written Consent.
6. Shareholder Proposal Regarding a Report on the Effects Shr For Against
of the Use of Mandatory Arbitration.
7. Shareholder Proposal Regarding Conversion to a Public Shr Against For
Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Equity Audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304 Meeting Type: Annual
Ticker: USB Meeting Date: 20-Apr-2021
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Ellison-Taylor Mgmt For For
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt Against Against
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst & Young LLP Mgmt Against Against
as our independent auditor for the 2021 fiscal year.
3. An advisory vote to approve the compensation of our Mgmt For For
executives disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 07-Jun-2021
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt Against Against
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt Against Against
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2021.
4. Approval of an amendment to the UnitedHealth Group Mgmt For For
1993 Employee Stock Purchase Plan.
5. If properly presented at the 2021 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal set forth in
the proxy statement requesting a reduction of the
share ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935351154
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100 Meeting Type: Annual
Ticker: VLO Meeting Date: 29-Apr-2021
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: H. Paulett Eberhart
1B. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Joseph W. Gorder
1C. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Kimberly S. Greene
1D. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Deborah P. Majoras
1E. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Eric D. Mullins
1F. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Donald L. Nickles
1G. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Philip J. Pfeiffer
1H. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Robert A. Profusek
1I. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Stephen M. Waters
1J. Election of Director to serve until the 2022 Annual Mgmt Against Against
Meeting of Stockholders: Randall J. Weisenburger
1K. Election of Director to serve until the 2022 Annual Mgmt For For
Meeting of Stockholders: Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Valero's Mgmt For For
independent registered public accounting firm for
2021.
3. Approve, by non-binding vote, the 2020 compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935349363
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 27-Apr-2021
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Mark A. Chancy Mgmt For For
1C. Election of Director: Celeste A. Clark Mgmt For For
1D. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1E. Election of Director: Wayne M. Hewett Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt Against Against
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public accounting
firm for 2021.
4. Shareholder Proposal - Make Shareholder Proxy Access Shr Against For
More Accessible.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to Become a Delaware Public Benefit
Corporation.
6. Shareholder Proposal - Report on Incentive-Based Shr Against For
Compensation and Risks of Material Losses.
7. Shareholder Proposal - Conduct a Racial Equity Audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935373516
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108 Meeting Type: Annual
Ticker: WAB Meeting Date: 19-May-2021
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linda Harty Mgmt For For
Brian Hehir Mgmt For For
Michael Howell Mgmt For For
2. Approve an advisory (non-binding) resolution relating Mgmt For For
to the approval of 2020 named executive officer
compensation.
3. Ratify the appointment of Ernst & Young LLP as our Mgmt Against Against
independent registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249234
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103 Meeting Type: Special
Ticker: WLTW Meeting Date: 26-Aug-2020
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ordinary Resolution to approve the scheme, as Mgmt For For
described in the joint proxy statement, in its
original form or with or subject to any
modification(s), addition(s) or condition(s) approved
or imposed by the High Court of Ireland, and to
authorize the directors of WTW to take all such
actions as they consider necessary or appropriate for
carrying the scheme into effect.
2. Special Resolution to amend the constitution of WTW, Mgmt For For
referred to as the "WTW Constitution," so that any WTW
Shares that are issued on or after the WTW Voting
Record Time will either be subject to the terms of the
scheme or will be immediately and automatically
acquired by Aon for the scheme consideration.
3. Ordinary Resolution to approve, on a non-binding, Mgmt For For
advisory basis, specified compensatory arrangements
between WTW and its named executive officers relating
to the transaction.
4. Ordinary Resolution to approve any motion by the Mgmt For For
chairman of the WTW EGM to adjourn the WTW EGM, or any
adjournments thereof, to solicit additional proxies in
favour of the approval of the resolutions if there are
insufficient votes at the time of the WTW EGM to
approve resolutions 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249246
--------------------------------------------------------------------------------------------------------------------------
Security: G96629111 Meeting Type: Special
Ticker: Meeting Date: 26-Aug-2020
ISIN: IE00B4XGY116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme, as described in the joint proxy Mgmt For For
statement, in its original form or with or subject to
any modification(s), addition(s) or condition(s)
approved or imposed by the High Court of Ireland.
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WILLIS TOWERS WATSON PLC Agenda Number: 935364973
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Security: G96629103 Meeting Type: Annual
Ticker: WLTW Meeting Date: 11-May-2021
ISIN: IE00BDB6Q211
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt For For
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the appointment of (i) Mgmt For For
Deloitte & Touche LLP to audit our financial
statements and (ii) Deloitte Ireland LLP to audit our
Irish Statutory Accounts, and authorize, in a binding
vote, the Board, acting through the Audit Committee,
to fix the independent auditors' remuneration.
3. Approve, on an advisory basis, the named executive Mgmt For For
officer compensation.
4. Renew the Board's existing authority to issue shares Mgmt For For
under Irish law.
5. Renew the Board's existing authority to opt out of Mgmt For For
statutory pre-emption rights under Irish law.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Touchstone Strategic Trust
By (Signature and Title)* /s/ E. Blake Moore, Jr
E. Blake Moore, Jr., President
(principal executive officer)
Date August 31, 2021
*Print the name and title of each signing officer under his or her signature.
