Vote Summary Report | ||||||||||
| Jul 01, 2003 - Jun 30, 2004 | ||||||||||
MATRIX/LMH VALUE FUND | ||||||||||
| Mtg | Company/ | Mgmt | Vote | Record | Shares | |||||
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted | |||
| 04/23/04 - A | Abbott Laboratories *ABT* | 002824100 | 02/25/04 | 110,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Drug Pricing | Against | Against | ShrHoldr | ||||||
| 4 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 5 | Prohibit Awards to Executives | Against | Against | ShrHoldr | ||||||
| 6 | Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | ShrHoldr | ||||||
| 08/21/03 - A | Adaptec, Inc. *ADPT* | 00651F108 | 06/25/03 | 300,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director Carl J. Conti --- For | |||||||||
| 1.2 | Elect Director Victoria L. Cotten --- For | |||||||||
| 1.3 | Elect Director Lucie J. Fjeldstad --- Withhold | |||||||||
| 1.4 | Elect Director Joseph S. Kennedy --- For | |||||||||
| 1.5 | Elect Director Ilene H. Lang --- Withhold | |||||||||
| 1.6 | Elect Director Robert J. Loarie --- Withhold | |||||||||
| 1.7 | Elect Director Robert N. Stephens --- For | |||||||||
| 1.8 | Elect Director Dr. Douglas E. Van Houweling --- For | |||||||||
| 2 | Amend Employee Stock Purchase Plan | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | Against | Mgmt | ||||||
| 04/26/04 - A | American Express Co. *AXP* | 025816109 | 02/27/04 | 125,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director Daniel F. Akerson --- For | |||||||||
| 1.2 | Elect Director Charlene Barshefsky --- For | |||||||||
| 1.3 | Elect Director William G. Bowen --- For | |||||||||
| 1.4 | Elect Director Ursula M. Burns --- For | |||||||||
| 1.5 | Elect Director Kenneth I. Chenault --- For | |||||||||
| 1.6 | Elect Director Peter R. Dolan --- For | |||||||||
| 1.7 | Elect Director Vernon E. Jordan, Jr. --- Withhold | |||||||||
| 1.8 | Elect Director Jan Leschly --- For | |||||||||
| 1.9 | Elect Director Richard A. McGinn --- For | |||||||||
| 1.10 | Elect Director Edward D. Miller --- For | |||||||||
| 1.11 | Elect Director Frank P. Popoff --- For | |||||||||
| 1.12 | Elect Director Robert D. Walter --- For | |||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Establish Term Limits for Directors | Against | Against | ShrHoldr | ||||||
| 4 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 05/19/04 - A | American International Group, Inc. *AIG* | 026874107 | 03/26/04 | 131,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 3 | Approve Non-Employee Director Stock Option Plan | For | For | Mgmt | ||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||
| 5 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 6 | Divest from Tobacco Equities | Against | Against | ShrHoldr | ||||||
| 7 | Link Executive Compensation to Predatory Lending | Against | Against | ShrHoldr | ||||||
| 06/10/04 - A | American Power Conversion Corp. *APCC* | 029066107 | 04/14/04 | 348,400 | ||||||
| 1 | Fix Number of Directors | For | For | Mgmt | ||||||
| 2 | Elect Directors | For | Split | Mgmt | ||||||
| 2.1 | Elect Director Rodger B. Dowdell, Jr. --- Withhold | |||||||||
| 2.2 | Elect Director Emanuel E. Landsman --- Withhold | |||||||||
| 2.3 | Elect Director Neil E. Rasmussen --- Withhold | |||||||||
| 2.4 | Elect Director Ervin F. Lyon --- Withhold | |||||||||
| 2.5 | Elect Director James D. Gerson --- For | |||||||||
| 2.6 | Elect Director John G. Kassakian --- For | |||||||||
| 2.7 | Elect Director John F. Keane, Sr. --- For | |||||||||
| 2.8 | Elect Director Ellen B. Richstone --- For | |||||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||
| 03/17/04 - S | Bank of America Corp. *BAC* | 060505104 | 01/26/04 | 37,000 | ||||||
| 1 | Approve Merger Agreement | For | For | Mgmt | ||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Increase Authorized Common Stock | For | For | Mgmt | ||||||
| 4 | Adjourn Meeting | For | Against | Mgmt | ||||||
| 05/26/04 - A | Bank of America Corp. *BAC* | 060505104 | 04/07/04 | 114,742 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Change Date of Annual Meeting | Against | Against | ShrHoldr | ||||||
| 4 | Adopt Nomination Procedures for the Board | Against | Against | ShrHoldr | ||||||
| 5 | Charitable Contributions | Against | Against | ShrHoldr | ||||||
| 6 | Establish Independent Committee to Review Mutual Fund Policy | Against | Against | ShrHoldr | ||||||
| 7 | Adopt Standards Regarding Privacy and Information Security | Against | Against | ShrHoldr | ||||||
| 05/04/04 - A | Baxter International Inc. *BAX* | 071813109 | 03/05/04 | 319,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||
| 05/04/04 - A | Bristol-Myers Squibb Co. *BMY* | 110122108 | 03/08/04 | 213,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 4 | Cease Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 5 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
| 6 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | ShrHoldr | ||||||
| 7 | Require Affirmative Vote of a Majority of the Shares to Elect Directors | Against | Against | ShrHoldr | ||||||
| 04/20/04 - A | Citigroup Inc. *C* | 172967101 | 02/27/04 | 174,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
| 4 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 5 | Prohibit Awards to Executives | Against | Against | ShrHoldr | ||||||
| 6 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||
| 05/18/04 - A | Comerica Inc. *CMA* | 200340107 | 03/22/04 | 46,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Approve Employee Stock Purchase Plan | For | For | Mgmt | ||||||
| 3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||
| 08/11/03 - A | Computer Sciences Corporation *CSC* | 205363104 | 06/13/03 | 25,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 05/12/04 - A | CVS Corporation *CVS* | 126650100 | 03/15/04 | 234,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||
| 4 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
| 05/25/04 - A | Fannie Mae *FNM* | 313586109 | 04/06/04 | 28,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Amend Employee Stock Purchase Plan | For | For | Mgmt | ||||||
| 4 | Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||
| 03/17/04 - S | FleetBoston Financial Corp. | 339030108 | 01/26/04 | 140,000 | ||||||
| 1 | Approve Merger Agreement | For | For | Mgmt | ||||||
| 2 | Adjourn Meeting | For | Against | Mgmt | ||||||
| 03/31/04 - A | Freddie Mac *FRE* | 313400301 | 02/20/04 | 29,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 04/28/04 - A | General Electric Co. *GE* | 369604103 | 03/01/04 | 260,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director James I. Cash, Jr. --- For | |||||||||
| 1.2 | Elect Director Dennis D. Dammerman --- For | |||||||||
| 1.3 | Elect Director Ann M. Fudge --- For | |||||||||
| 1.4 | Elect Director Claudio X. Gonzalez --- Withhold | |||||||||
| 1.5 | Elect Director Jeffrey R. Immelt --- For | |||||||||
| 1.6 | Elect Director Andrea Jung --- For | |||||||||
| 1.7 | Elect Director Alan G. Lafley --- For | |||||||||
| 1.8 | Elect Director Kenneth G. Langone --- For | |||||||||
| 1.9 | Elect Director Ralph S. Larsen --- For | |||||||||
| 1.10 | Elect Director Rochelle B. Lazarus --- For | |||||||||
| 1.11 | Elect Director Sam Nunn --- For | |||||||||
| 1.12 | Elect Director Roger S. Penske --- For | |||||||||
| 1.13 | Elect Director Robert J. Swieringa --- For | |||||||||
| 1.14 | Elect Director Douglas A. Warner III --- For | |||||||||
| 1.15 | Elect Director Robert C. Wright --- For | |||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Provide for Cumulative Voting | Against | Against | ShrHoldr | ||||||
| 5 | Eliminate Animal Testing | Against | Against | ShrHoldr | ||||||
| 6 | Report on Nuclear Fuel Storage Risks | Against | Against | ShrHoldr | ||||||
| 7 | Report on PCB Clean-up | Against | Against | ShrHoldr | ||||||
| 8 | Report on Foreign Outsourcing | Against | Against | ShrHoldr | ||||||
| 9 | Prepare Sustainability Report | Against | Against | ShrHoldr | ||||||
| 10 | Limit Composition of Management Development and Compensation Committee to Independent Directors | Against | Against | ShrHoldr | ||||||
| 11 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
| 12 | Limit Awards to Executives | Against | Against | ShrHoldr | ||||||
| 13 | Limit Board Service for Other Companies | Against | For | ShrHoldr | ||||||
| 14 | Separate Chairman and CEO Positions | Against | Against | ShrHoldr | ||||||
| 15 | Hire Advisor/Maximize Shareholder Value | Against | Against | ShrHoldr | ||||||
| 16 | Adopt a Retention Ratio for Executives and Directors | Against | Against | ShrHoldr | ||||||
| 17 | Require 70% to 80% Independent Board | Against | Against | ShrHoldr | ||||||
| 18 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 05/18/04 - A | Guidant Corp. *GDT* | 401698105 | 03/11/04 | 140,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Expense Stock Options | Against | For | ShrHoldr | ||||||
| 05/19/04 - A | Intel Corp. *INTC* | 458140100 | 03/22/04 | 320,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director Craig R. Barrett --- For | |||||||||
| 1.2 | Elect Director Charlene Barshefsky --- For | |||||||||
| 1.3 | Elect Director E. John P. Browne --- For | |||||||||
| 1.4 | Elect Director Andrew S. Grove --- For | |||||||||
| 1.5 | Elect Director D. James Guzy --- Withhold | |||||||||
| 1.6 | Elect Director Reed E. Hundt --- For | |||||||||
| 1.7 | Elect Director Paul S. Otellini --- For | |||||||||
| 1.8 | Elect Director David S. Pottruck --- For | |||||||||
| 1.9 | Elect Director Jane E. Shaw --- For | |||||||||
| 1.10 | Elect Director John L. Thornton --- For | |||||||||
| 1.11 | Elect Director David B. Yoffie --- For | |||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Expense Stock Options | Against | For | ShrHoldr | ||||||
| 5 | Limit/Prohibit Awards to Executives | Against | For | ShrHoldr | ||||||
| 6 | Performance- Based/Indexed Options | Against | For | ShrHoldr | ||||||
| 05/25/04 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 04/02/04 | 161,500 | ||||||
| 1 | Approve Merger Agreement | For | For | Mgmt | ||||||
| 2 | Elect Directors | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||
| 4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 5 | Adjourn Meeting | For | Against | Mgmt | ||||||
| 6 | Establish Term Limits for Directors | Against | Against | ShrHoldr | ||||||
| 7 | Charitable Contributions | Against | Against | ShrHoldr | ||||||
| 8 | Political Contributions | Against | Against | ShrHoldr | ||||||
| 9 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
| 10 | Provide Adequate Disclosure for over the counter Derivatives | Against | Against | ShrHoldr | ||||||
| 11 | Auditor Independence | Against | Against | ShrHoldr | ||||||
| 12 | Submit Non-Employee Director Compensation to Vote | Against | Against | ShrHoldr | ||||||
| 13 | Report on Pay Disparity | Against | Against | ShrHoldr | ||||||
| 06/25/04 - A | Kyocera Corp. | 501556203 | 03/31/04 | 94,400 | ||||||
Meeting for Holders of ADRs | ||||||||||
| 1 | APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE 50TH FISCAL YEAR. (PLEASE SEE PAGE 2 OF THE COMPANY S NOTICE OF MEETING ENCLOSED). | For | For | Mgmt | ||||||
| 2 | APPROVAL OF THE AMENDMENTS OF THE ARTICLES OF INCORPORATION. | For | Against | Mgmt | ||||||
| 3 | ELECTION OF TWO (2) CORPORATE AUDITORS. (PLEASE SEE PAGE 4 OF THE COMPANY S NOTICE OF MEETING ENCLOSED). (A) OSAMU NISHIEDA (B) SHINJI KURIHARA | For | Against | Mgmt | ||||||
| 4 | APPROVAL OF THE PAYMENT OF RETIREMENT ALLOWANCES TO A RETIRING CORPORATE AUDITOR. (PLEASE SEE PAGE 5 OF THE COMPANY S NOTICE OF MEETING ENCLOSED). | For | For | Mgmt | ||||||
| 5 | APPROVAL OF THE ISSUANCE OF STOCK ACQUISITION RIGHTS FOR GRANTING STOCK OPTION. (PLEASE SEE PAGES 5-8 OF THE COMPANY S NOTICE OF MEETING). | For | For | Mgmt | ||||||
| 05/05/04 - A | Leggett & Platt, Inc. *LEG* | 524660107 | 03/15/04 | 112,100 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Amend Employee Stock Purchase Plan | For | For | Mgmt | ||||||
| 4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 06/09/04 - A | Liberty Media Corp. *L* | 530718105 | 04/21/04 | 280,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director Robert R. Bennett --- Withhold | |||||||||
| 1.2 | Elect Director Paul A. Gould --- For | |||||||||
| 1.3 | Elect Director John C. Malone --- Withhold | |||||||||
| 2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||
| 04/27/04 - A | Manpower Inc. *MAN* | 56418H100 | 02/17/04 | 58,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 05/20/04 - A | Marsh & McLennan Companies, Inc. *MMC* | 571748102 | 03/22/04 | 55,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 05/20/04 - A | MedImmune, Inc. *MEDI* | 584699102 | 03/31/04 | 465,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||
| 04/27/04 - A | Merck & Co., Inc. *MRK* | 589331107 | 02/24/04 | 182,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Declassify the Board of Directors | For | For | Mgmt | ||||||
| 4 | Prohibit Awards to Executives | Against | Against | ShrHoldr | ||||||
| 5 | Develop Ethical Criteria for Patent Extension | Against | Against | ShrHoldr | ||||||
| 6 | Link Executive Compensation to Social Issues | Against | Against | ShrHoldr | ||||||
| 7 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
| 8 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | ShrHoldr | ||||||
| 04/23/04 - A | Merrill Lynch & Co., Inc. *MER* | 590188108 | 02/24/04 | 150,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Restore or Provide for Cumulative Voting | Against | For | ShrHoldr | ||||||
| 4 | Separate Chairman and CEO Positions | Against | For | ShrHoldr | ||||||
| 04/20/04 - A | Morgan Stanley *MWD* | 617446448 | 02/20/04 | 175,600 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director John W. Madigan --- Withhold | |||||||||
| 1.2 | Elect Director Dr. Klaus Zumwinkel --- For | |||||||||
| 1.3 | Elect Director Sir Howard Davies --- For | |||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Declassify the Board of Directors | Against | For | ShrHoldr | ||||||
| 4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | ShrHoldr | ||||||
| 5 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 03/25/04 - A | Nokia Corp. | 654902204 | 01/30/04 | 472,300 | ||||||
Meeting for Holders of ADRs | ||||||||||
| 1 | APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. | For | For | Mgmt | ||||||
| 2 | APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. | For | For | Mgmt | ||||||
| 3 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | For | For | Mgmt | ||||||
| 4 | Elect Directors | For | For | Mgmt | ||||||
| 5 | Ratify Auditors | For | For | Mgmt | ||||||
| 6 | APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY | For | For | Mgmt | ||||||
| 7 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. | For | For | Mgmt | ||||||
| 8 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. | For | For | Mgmt | ||||||
| 9 | APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. | For | For | Mgmt | ||||||
| 10 | APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. | For | For | Mgmt | ||||||
| 11 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR | None | Against | Mgmt | ||||||
| 04/16/04 - A | Novellus Systems, Inc. *NVLS* | 670008101 | 02/17/04 | 278,400 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Provision of Non-Audit Services by Independent Auditors | Against | Against | ShrHoldr | ||||||
| 4 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
| 05/14/04 - A | Office Depot, Inc. *ODP* | 676220106 | 03/10/04 | 455,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director Lee A. Ault III --- Withhold | |||||||||
| 1.2 | Elect Director Neil R. Austrian --- Withhold | |||||||||
| 1.3 | Elect Director David W. Bernauer --- For | |||||||||
| 1.4 | Elect Director Abelardo E. Bru --- For | |||||||||
| 1.5 | Elect Director David I. Fuente --- Withhold | |||||||||
| 1.6 | Elect Director Brenda J. Gaines --- Withhold | |||||||||
| 1.7 | Elect Director Myra M. Hart --- For | |||||||||
| 1.8 | Elect Director W. Scott Hedrick --- Withhold | |||||||||
| 1.9 | Elect Director James L. Heskett --- Withhold | |||||||||
| 1.10 | Elect Director Patricia H. McKay --- For | |||||||||
| 1.11 | Elect Director Michael J. Myers --- Withhold | |||||||||
| 1.12 | Elect Director Bruce Nelson --- Withhold | |||||||||
| 2 | Amend Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||
| 04/22/04 - A | Pfizer Inc. *PFE* | 717081103 | 02/27/04 | 226,840 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic | Against | Against | ShrHoldr | ||||||
| 5 | Cease Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 6 | Report on Political Contributions/Activities | Against | Against | ShrHoldr | ||||||
| 7 | Establish Term Limits for Directors | Against | Against | ShrHoldr | ||||||
| 8 | Report on Drug Pricing | Against | Against | ShrHoldr | ||||||
| 9 | Limit Awards to Executives | Against | Against | ShrHoldr | ||||||
| 10 | Amend Animal Testing Policy | Against | Against | ShrHoldr | ||||||
| 04/26/04 - A | Symbol Technologies, Inc. *SBL* | 871508107 | 03/01/04 | 454,950 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 3 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||
| 04/13/04 - A | The Bank Of New York Co., Inc. *BK* | 064057102 | 02/23/04 | 230,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 4 | Report on Political Contributions | Against | Against | ShrHoldr | ||||||
| 5 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
| 6 | Limit Composition of Committee to Independent Directors | Against | Against | ShrHoldr | ||||||
| 7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | For | ShrHoldr | ||||||
| 05/12/04 - A | The Gap, Inc. *GPS* | 364760108 | 03/15/04 | 425,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 4 | Limit Executive Compensation | Against | Against | ShrHoldr | ||||||
| 05/18/04 - A | The Interpublic Group of Companies, Inc. *IPG* | 460690100 | 03/26/04 | 286,000 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director David A. Bell --- For | |||||||||
| 1.2 | Elect Director Frank J. Borell --- For | |||||||||
| 1.3 | Elect Director Reginald K. Brack --- For | |||||||||
| 1.4 | Elect Director Jill M. Considine --- For | |||||||||
| 1.5 | Elect Director Christopher J. Coughlin --- For | |||||||||
| 1.6 | Elect Director John J. Donner, Jr. --- For | |||||||||
| 1.7 | Elect Director Richard A. Goldstein --- For | |||||||||
| 1.8 | Elect Director H. John Greenlaus --- For | |||||||||
| 1.9 | Elect Director Michael I. Roth --- For | |||||||||
| 1.10 | Elect Director J. Phillip Samper --- Withhold | |||||||||
| 2 | Approve Omnibus Stock Plan | For | For | Mgmt | ||||||
| 3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Mgmt | ||||||
| 4 | Ratify Auditors | For | For | Mgmt | ||||||
| 5 | MacBride Principles | Against | Against | ShrHoldr | ||||||
| 03/03/04 - A | The Walt Disney Company *DIS* | 254687106 | 01/16/04 | 279,500 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director John E. Bryson --- Withhold | |||||||||
| 1.2 | Elect Director John S. Chen --- For | |||||||||
| 1.3 | Elect Director Michael D. Eisner --- Withhold | |||||||||
| 1.4 | Elect Director Judith L. Estrin --- Withhold | |||||||||
| 1.5 | Elect Director Robert A. Iger --- For | |||||||||
| 1.6 | Elect Director Aylwin B. Lewis --- For | |||||||||
| 1.7 | Elect Director Monica C. Lozano --- For | |||||||||
| 1.8 | Elect Director Robert W. Matschullat --- For | |||||||||
| 1.9 | Elect Director George J. Mitchell --- Withhold | |||||||||
| 1.10 | Elect Director Leo J. O'Donovan, S.J. --- For | |||||||||
| 1.11 | Elect Director Gary L. Wilson --- For | |||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | China Principles | Against | Against | ShrHoldr | ||||||
| 4 | Report on Supplier Labor Standards in China | Against | For | ShrHoldr | ||||||
| 5 | Report on Amusement Park Safety | Against | Against | ShrHoldr | ||||||
| 05/12/04 - A | Vishay Intertechnology, Inc. *VSH* | 928298108 | 03/29/04 | 199,700 | ||||||
| 1 | Elect Directors | For | Split | Mgmt | ||||||
| 1.1 | Elect Director Dr. Felix Zandman --- Withhold | |||||||||
| 1.2 | Elect Director Philippe Gazeau --- Withhold | |||||||||
| 1.3 | Elect Director Zvi Grinfas --- For | |||||||||
| 1.4 | Elect Director Dr. Gerald Paul --- Withhold | |||||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt | ||||||
| 4 | Approve Restricted Stock Plan | For | For | Mgmt | ||||||
| 04/22/04 - A | Wyeth *WYE* | 983024100 | 03/12/04 | 245,000 | ||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||
| 2 | Ratify Auditors | For | For | Mgmt | ||||||
| 3 | Report on Drug Pricing | Against | Against | ShrHoldr | ||||||
| 4 | Amend Animal Testing Policy | Against | Against | ShrHoldr | ||||||
Page Mgmt Rec - Company Management Recommended Vote | ||
