| | | | | | | | | | | |
Vote Summary Report |
| Jul 01, 2006 - Jun 30, 2007 |
| |
MATRIX/LMH VALUE FUND - matrix |
| |
| Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
| Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
| |
| 07/20/06 - A | Tidewater Inc. *TDW* | 886423102 | 05/24/06 | 97,800 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Declassify the Board of Directors | For | For | | Mgmt |
| | 4 | Approve Omnibus Stock Plan | For | For | | Mgmt |
| |
| |
| 09/08/06 - A | Freddie Mac *FRE* | 313400301 | 06/30/06 | 14,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Report on Charitable Contributions | Against | Against | | ShrHoldr |
| |
| |
| 11/14/06 - A | Microsoft Corp. *MSFT* | 594918104 | 09/08/06 | 231,000 |
| | 1 | Elect Director William H. Gates, III | For | For | | Mgmt |
| | 2 | Elect Director Steven A. Ballmer | For | For | | Mgmt |
| | 3 | Elect Director James I. Cash, Jr., Ph.D. | For | For | | Mgmt |
| | 4 | Elect Director Dina Dublon | For | For | | Mgmt |
| | 5 | Elect Director Raymond V. Gilmartin | For | For | | Mgmt |
| | 6 | Elect Director David F. Marquardt | For | For | | Mgmt |
| | 7 | Elect Director Charles H. Noski | For | For | | Mgmt |
| | 8 | Elect Director Helmut Panke | For | For | | Mgmt |
| | 9 | Elect Director Jon A. Shirley | For | For | | Mgmt |
| | 10 | Ratify Auditors | For | For | | Mgmt |
| | 11 | Cease Product Sales that Can Be Used to Violate Human Rights | Against | Against | | ShrHoldr |
| | 12 | Amend EEO Statement to Not Reference Sexual Orientation | Against | Against | | ShrHoldr |
| | 13 | Establish Shareholder Advisory Committee | Against | Against | | ShrHoldr |
| |
| |
| 11/15/06 - A | Cisco Systems, Inc. *CSCO* | 17275R102 | 09/18/06 | 170,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Performance-Based and/or Time-Based Equity Awards | Against | For | | ShrHoldr |
| | 4 | Report on Pay Disparity | Against | Against | | ShrHoldr |
| | 5 | Report on Internet Fragmentation | Against | For | | ShrHoldr |
| |
| |
| 01/09/07 - S | Symbol Technologies, Inc. | 871508107 | 12/05/06 | 500,000 |
| | 1 | Approve Merger Agreement | For | For | | Mgmt |
| |
| |
| 01/16/07 - S | American Power Conversion Corp. | 029066107 | 12/06/06 | 123,400 |
| | 1 | Approve Merger Agreement | For | For | | Mgmt |
| | 2 | Adjourn Meeting | For | For | | Mgmt |
| |
| |
| 03/08/07 - A | Tyco International Ltd. *TYC* | 902124106 | 01/12/07 | 196,000 |
| | | Meeting for ADR Holders | | | | |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| |
| |
| 03/08/07 - S | Tyco International Ltd. *TYC* | 902124106 | 01/12/07 | 196,000 |
| | | Meeting for ADR Holders | | | | |
| | 1 | APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANYS COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4 | For | For | | Mgmt |
| | 2 | APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY S AMENDED AND RESTATED BYE-LAWS. | For | For | | Mgmt |
| |
| |
| 03/13/07 - A | Analog Devices, Inc. *ADI* | 032654105 | 01/12/07 | 60,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Performance-Based Equity Awards | Against | For | | ShrHoldr |
| | 4 | Require a Majority Vote for the Election of Directors | Against | For | | ShrHoldr |
| |
| |
| 04/10/07 - A | Morgan Stanley | 617446448 | 02/09/07 | 77,000 |
| | 1 | Elect Director Roy J. Bostock | For | For | | Mgmt |
| | 2 | Elect Director Erskine B. Bowles | For | For | | Mgmt |
| | 3 | Elect Director Howard J. Davies | For | For | | Mgmt |
| | 4 | Elect Director C. Robert Kidder | For | For | | Mgmt |
| | 5 | Elect Director John J. Mack | For | For | | Mgmt |
| | 6 | Elect Director Donald T. Nicolaisen | For | For | | Mgmt |
| | 7 | Elect Director Charles H. Noski | For | For | | Mgmt |
| | 8 | Elect Director Hutham S. Olayan | For | For | | Mgmt |
| | 9 | Elect Director Charles E. Phillips, Jr. | For | For | | Mgmt |
| | 10 | Elect Director Griffith Sexton | For | For | | Mgmt |
| | 11 | Elect Director Laura D. Tyson | For | For | | Mgmt |
| | 12 | Elect Director Klaus Zumwinkel | For | Against | | Mgmt |
| | 13 | Ratify Auditors | For | For | | Mgmt |
| | 14 | Approve Omnibus Stock Plan | For | Against | | Mgmt |
| | 15 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | | ShrHoldr |
| | 16 | Approve Report of the Compensation Committee | Against | For | | ShrHoldr |
| |
| |
| 04/10/07 - A | The Bank Of New York Mellon Corp. *BK* | 064057102 | 02/20/07 | 69,700 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | | ShrHoldr |
| | 4 | Restore or Provide for Cumulative Voting | Against | For | | ShrHoldr |
| | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | | ShrHoldr |
| |
| |
| 04/17/07 - A | Citigroup Inc. *C* | 172967101 | 02/21/07 | 128,000 |
| | 1 | Elect Director C. Michael Armstrong | For | For | | Mgmt |
| | 2 | Elect Director Alain J.P. Belda | For | For | | Mgmt |
| | 3 | Elect Director George David | For | For | | Mgmt |
| | 4 | Elect Director Kenneth T. Derr | For | For | | Mgmt |
| | 5 | Elect Director John M. Deutch | For | For | | Mgmt |
| | 6 | Elect Director Roberto Hernandez Ramirez | For | For | | Mgmt |
| | 7 | Elect Director Klaus Kleinfeld | For | For | | Mgmt |
| | 8 | Elect Director Andrew N. Liveris | For | For | | Mgmt |
| | 9 | Elect Director Anne Mulcahy | For | For | | Mgmt |
| | 10 | Elect Director Richard D. Parsons | For | For | | Mgmt |
| | 11 | Elect Director Charles Prince | For | For | | Mgmt |
| | 12 | Elect Director Judith Rodin | For | For | | Mgmt |
| | 13 | Elect Director Robert E. Rubin | For | For | | Mgmt |
| | 14 | Elect Director Franklin A. Thomas | For | For | | Mgmt |
| | 15 | Ratify Auditors | For | For | | Mgmt |
| | 16 | Report on Government Service of Employees | Against | Against | | ShrHoldr |
| | 17 | Report on Political Contributions | Against | For | | ShrHoldr |
| | 18 | Report on Charitable Contributions | Against | Against | | ShrHoldr |
| | 19 | Approve Report of the Compensation Committee | Against | For | | ShrHoldr |
| | 20 | Report on Pay Disparity | Against | Against | | ShrHoldr |
| | 21 | Separate Chairman and CEO Positions | Against | Against | | ShrHoldr |
| | 22 | Stock Retention/Holding Period | Against | Against | | ShrHoldr |
| | 23 | Restore or Provide for Cumulative Voting | Against | Against | | ShrHoldr |
| | 24 | Amend Bylaws to Permit Shareholders to Call Special Meetings | Against | For | | ShrHoldr |
| |
| |
| 04/25/07 - A | Bank of America Corp. *BAC* | 060505104 | 03/02/07 | 120,084 |
| | 1 | Elect Director William Barnet, III | For | For | | Mgmt |
| | 2 | Elect Director Frank P. Bramble, Sr. | For | For | | Mgmt |
| | 3 | Elect Director John T. Collins | For | For | | Mgmt |
| | 4 | Elect Director Gary L. Countryman | For | For | | Mgmt |
| | 5 | Elect Director Tommy R. Franks | For | For | | Mgmt |
| | 6 | Elect Director Charles K. Gifford | For | For | | Mgmt |
| | 7 | Elect Director W. Steven Jones | For | For | | Mgmt |
| | 8 | Elect Director Kenneth D. Lewis | For | For | | Mgmt |
| | 9 | Elect Director Monica C. Lozano | For | For | | Mgmt |
| | 10 | Elect Director Walter E. Massey | For | For | | Mgmt |
| | 11 | Elect Director Thomas J. May | For | For | | Mgmt |
| | 12 | Elect Director Patricia E. Mitchell | For | For | | Mgmt |
| | 13 | Elect Director Thomas M. Ryan | For | For | | Mgmt |
| | 14 | Elect Director O. Temple Sloan, Jr. | For | For | | Mgmt |
| | 15 | Elect Director Meredith R. Spangler | For | For | | Mgmt |
| | 16 | Elect Director Robert L. Tillman | For | For | | Mgmt |
| | 17 | Elect Director Jackie M. Ward | For | For | | Mgmt |
| | 18 | Ratify Auditors | For | For | | Mgmt |
| | 19 | Prohibit Executive Stock-Based Awards | Against | Against | | ShrHoldr |
| | 20 | Change Size of Board of Directors | Against | Against | | ShrHoldr |
| | 21 | Separate Chairman and CEO Positions | Against | Against | | ShrHoldr |
| |
| |
| 04/25/07 - A | Chevron Corporation *CVX* | 166764100 | 03/12/07 | 90,000 |
| | 1 | Elect Director Samuel H. Armacost | For | For | | Mgmt |
| | 2 | Elect Director Linnet F. Deily | For | For | | Mgmt |
| | 3 | Elect Director Robert E. Denham | For | For | | Mgmt |
| | 4 | Elect Director Robert J. Eaton | For | For | | Mgmt |
| | 5 | Elect Director Sam Ginn | For | For | | Mgmt |
| | 6 | Elect Director Franklyn G. Jenifer | For | For | | Mgmt |
| | 7 | Elect Director Sam Nunn | For | For | | Mgmt |
| | 8 | Elect Director David J. O'Reilly | For | For | | Mgmt |
| | 9 | Elect Director Donald B. Rice | For | For | | Mgmt |
| | 10 | Elect Director Peter J. Robertson | For | For | | Mgmt |
| | 11 | Elect Director Kevin W. Sharer | For | For | | Mgmt |
| | 12 | Elect Director Charles R. Shoemate | For | For | | Mgmt |
| | 13 | Elect Director Ronald D. Sugar | For | For | | Mgmt |
| | 14 | Elect Director Carl Ware | For | For | | Mgmt |
| | 15 | Ratify Auditors | For | For | | Mgmt |
| | 16 | Reduce Supermajority Vote Requirement | For | For | | Mgmt |
| | 17 | Adopt Human Rights Policy | Against | For | | ShrHoldr |
| | 18 | Adopt Greenhouse Gas Emission Reduction Goals | Against | Against | | ShrHoldr |
| | 19 | Adopt Animal Welfare Policy | Against | Against | | ShrHoldr |
| | 20 | Separate Chairman and CEO Positions | Against | For | | ShrHoldr |
| | 21 | Approve/Amend Terms of Existing Poison Pill | Against | Against | | ShrHoldr |
| | 22 | Report on Market Specific Environmental Laws | Against | Against | | ShrHoldr |
| |
| |
| 04/25/07 - A | General Electric Co. *GE* | 369604103 | 02/26/07 | 187,000 |
| | 1 | Elect Directors | For | Split | | Mgmt |
| | 1.1 | Elect Director James I. Cash, Jr. --- For | | | | |
| | 1.2 | Elect Director William M. Castell --- For | | | | |
| | 1.3 | Elect Director Ann M. Fudge --- For | | | | |
| | 1.4 | Elect Director Claudio X. Gonzalez --- Withhold | | | | |
| | 1.5 | Elect Director Susan Hockfield --- For | | | | |
| | 1.6 | Elect Director Jerry R. Immelt --- For | | | | |
| | 1.7 | Elect Director Andrea Jung --- For | | | | |
| | 1.8 | Elect Director Alan G. Lafley --- For | | | | |
| | 1.9 | Elect Director Robert W. Lane --- For | | | | |
| | 1.10 | Elect Director Ralph S. Larsen --- For | | | | |
| | 1.11 | Elect Director Rochelle B. Lazarus --- For | | | | |
| | 1.12 | Elect Director Sam Nunn --- For | | | | |
| | 1.13 | Elect Director Roger S. Penske --- For | | | | |
| | 1.14 | Elect Director Robert J. Swieringa --- For | | | | |
| | 1.15 | Elect Director Douglas A. Warner III --- For | | | | |
| | 1.16 | Elect Director Robert C. Wright --- For | | | | |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Adopt Majority Vote Standard in Director Elections | For | For | | Mgmt |
| | 4 | Approve Omnibus Stock Plan | For | For | | Mgmt |
| | 5 | Company-Specific-Approve Material Terms of Senior Officer Performance Goals | For | For | | Mgmt |
| | 6 | Provide for Cumulative Voting | Against | For | | ShrHoldr |
| | 7 | Company-Specific -- Adopt Policy on Overboarded Directors | Against | For | | ShrHoldr |
| | 8 | Company-Specific -- One Director from the Ranks of Retirees | Against | Against | | ShrHoldr |
| | 9 | Separate Chairman and CEO Positions | Against | For | | ShrHoldr |
| | 10 | Limit Dividend and Dividend Equivalent Payments to Executives | Against | For | | ShrHoldr |
| | 11 | Report on Charitable Contributions | Against | Against | | ShrHoldr |
| | 12 | Report on Global Warming | Against | Against | | ShrHoldr |
| | 13 | Adopt Ethical Criteria for Military Contracts | Against | Against | | ShrHoldr |
| | 14 | Report on Pay Disparity | Against | Against | | ShrHoldr |
| |
| |
| 04/26/07 - A | Johnson & Johnson *JNJ* | 478160104 | 02/27/07 | 55,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Require a Majority Vote for the Election of Directors | Against | For | | ShrHoldr |
| | 4 | Submit Supplemental Executive Retirement Plans to Shareholder vote | Against | For | | ShrHoldr |
| |
| |
| 04/26/07 - A | Pfizer Inc. *PFE* | 717081103 | 03/01/07 | 227,396 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Restore or Provide for Cumulative Voting | Against | For | | ShrHoldr |
| | 4 | Report on Animal Testing Policies | Against | Against | | ShrHoldr |
| | 5 | Amend Animal Welfare Policy | Against | Against | | ShrHoldr |
| | 6 | Require Director Nominee Qualifications | Against | Against | | ShrHoldr |
| |
| |
| 04/26/07 - A | Wyeth *WYE* | 983024100 | 03/02/07 | 130,000 |
| | 1 | Elect Director Robert Essner | For | For | | Mgmt |
| | 2 | Elect Director John D. Feerick | For | For | | Mgmt |
| | 3 | Elect Director Frances D. Fergusson | For | For | | Mgmt |
| | 4 | Elect Director Victor F. Ganzi | For | For | | Mgmt |
| | 5 | Elect Director Robert Langer | For | For | | Mgmt |
| | 6 | Elect Director John P. Mascotte | For | For | | Mgmt |
| | 7 | Elect Director Raymond J. McGuire | For | For | | Mgmt |
| | 8 | Elect Director Mary Lake Polan | For | For | | Mgmt |
| | 9 | Elect Director Bernard Poussot | For | For | | Mgmt |
| | 10 | Elect Director Gary L. Rogers | For | For | | Mgmt |
| | 11 | Elect Director Ivan G. Seidenberg | For | For | | Mgmt |
| | 12 | Elect Director Walter V. Shipley | For | For | | Mgmt |
| | 13 | Elect Director John R. Torell III | For | For | | Mgmt |
| | 14 | Ratify Auditors | For | For | | Mgmt |
| | 15 | Reduce Supermajority Vote Requirement | For | For | | Mgmt |
| | 16 | Amend Omnibus Stock Plan | For | For | | Mgmt |
| | 17 | Adopt Animal Welfare Policy | Against | Against | | ShrHoldr |
| | 18 | Report on Policy to Limit Drug Supply to Canada | Against | For | | ShrHoldr |
| | 19 | Report on Political Contributions | Against | For | | ShrHoldr |
| | 20 | Claw-back of Payments under Restatements | Against | For | | ShrHoldr |
| | 21 | Company-Specific - Interlocking Directorship | Against | Against | | ShrHoldr |
| | 22 | Disclose Information-Proposal Withdrawn. No Vote Required | Against | Abstain | | ShrHoldr |
| | 23 | Separate Chairman and CEO Positions | Against | For | | ShrHoldr |
| | 24 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | | ShrHoldr |
| |
| |
| 04/27/07 - A | Merrill Lynch & Co., Inc. | 590188108 | 02/28/07 | 32,100 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Restore or Provide for Cumulative Voting | Against | For | | ShrHoldr |
| | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | | ShrHoldr |
| | 5 | Performance-Based and/or Time-Based Equity Awards | Against | For | | ShrHoldr |
| |
| |
| 05/08/07 - A | 3M CO *MMM* | 88579Y101 | 03/09/07 | 81,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Reduce Supermajority Vote Requirement | For | For | | Mgmt |
| | 4 | Rescind Fair Price Provision | For | For | | Mgmt |
| | 5 | Approve Executive Incentive Bonus Plan | For | For | | Mgmt |
| | 6 | Approve Executive Incentive Bonus Plan | For | For | | Mgmt |
| | 7 | Pay For Superior Performance | Against | For | | ShrHoldr |
| |
| |
| 05/08/07 - A | Boston Scientific Corp. *BSX* | 101137107 | 03/09/07 | 391,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Declassify the Board of Directors | For | For | | Mgmt |
| | 3 | Approve Increase in Size of Board | For | For | | Mgmt |
| | 4 | Approve Repricing of Options | For | For | | Mgmt |
| | 5 | Stock Retention/Holding Period | Against | For | | ShrHoldr |
| | 6 | Ratify Auditors | For | For | | Mgmt |
| | 7 | Other Business | For | Against | | Mgmt |
| |
| |
| 05/09/07 - A | ConocoPhillips *COP* | 20825C104 | 03/12/07 | 92,000 |
| | 1 | Elect Director James E. Copeland, Jr. | For | For | | Mgmt |
| | 2 | Elect Director Kenneth M. Duberstein | For | For | | Mgmt |
| | 3 | Elect Director Ruth R. Harkin | For | For | | Mgmt |
| | 4 | Elect Director William R. Rhodes | For | For | | Mgmt |
| | 5 | Elect Director J. Stapleton Roy | For | For | | Mgmt |
| | 6 | Elect Director William E. Wade, Jr. | For | For | | Mgmt |
| | 7 | Ratify Auditors | For | For | | Mgmt |
| | 8 | Report on Political Contributions | Against | Against | | ShrHoldr |
| | 9 | Report on Renewable Energy Sources | Against | Against | | ShrHoldr |
| | 10 | Require Director Nominee Qualifications | Against | Against | | ShrHoldr |
| | 11 | Report on Environmental Damage from Drilling in the National Petroleum Reserve | Against | For | | ShrHoldr |
| | 12 | Report on Indigenous Peoples Rights Policies | Against | Against | | ShrHoldr |
| | 13 | Report on Community Impact of Operations | Against | Against | | ShrHoldr |
| |
| |
| 05/10/07 - A | Western Union Co *WU* | 959802109 | 03/12/07 | 235,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Approve Omnibus Stock Plan | For | For | | Mgmt |
| | 3 | Approve Executive Incentive Bonus Plan | For | For | | Mgmt |
| | 4 | Ratify Auditors | For | For | | Mgmt |
| |
| |
| 05/11/07 - A | Novellus Systems, Inc. *NVLS* | 670008101 | 03/30/07 | 61,500 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Amend Omnibus Stock Plan | For | For | | Mgmt |
| | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | | Mgmt |
| | 4 | Ratify Auditors | For | For | | Mgmt |
| |
| |
| 05/15/07 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | 03/16/07 | 109,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Put Repricing of Stock Options to Shareholder Vote | Against | Against | | ShrHoldr |
| | 4 | Performance-Based and/or Time-Based Equity Awards | Against | For | | ShrHoldr |
| | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | | ShrHoldr |
| | 6 | Separate Chairman and CEO Positions | Against | Against | | ShrHoldr |
| | 7 | Provide for Cumulative Voting | Against | For | | ShrHoldr |
| | 8 | Require a Majority Vote for the Election of Directors | Against | For | | ShrHoldr |
| | 9 | Report on Political Contributions | Against | Against | | ShrHoldr |
| | 10 | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | Against | Against | | ShrHoldr |
| |
| |
| 05/16/07 - A | American International Group, Inc. *AIG* | 026874107 | 03/23/07 | 102,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Approve Omnibus Stock Plan | For | For | | Mgmt |
| | 4 | Performance-Based and/or Time-Based Equity Awards | Against | For | | ShrHoldr |
| |
| |
| 05/16/07 - A | Intel Corp. *INTC* | 458140100 | 03/19/07 | 290,000 |
| | 1 | Elect Director Craig R. Barrett | For | For | | Mgmt |
| | 2 | Elect Director Charlene Barshefsky | For | Against | | Mgmt |
| | 3 | Elect Director Susan L. Decker | For | For | | Mgmt |
| | 4 | Elect Director D. James Guzy | For | For | | Mgmt |
| | 5 | Elect Director Reed E. Hundt | For | For | | Mgmt |
| | 6 | Elect Director Paul S. Otellini | For | For | | Mgmt |
| | 7 | Elect Director James D. Plummer | For | For | | Mgmt |
| | 8 | Elect Director David S. Pottruck | For | For | | Mgmt |
| | 9 | Elect Director Jane E. Shaw | For | For | | Mgmt |
| | 10 | Elect Director John L. Thornton | For | For | | Mgmt |
| | 11 | Elect Director David B. Yoffie | For | For | | Mgmt |
| | 12 | Ratify Auditors | For | For | | Mgmt |
| | 13 | Amend Omnibus Stock Plan | For | For | | Mgmt |
| | 14 | Approve Executive Incentive Bonus Plan | For | For | | Mgmt |
| | 15 | Limit Executive Compensation | Against | Against | | ShrHoldr |
| |
| |
| 05/18/07 - A | Time Warner Inc *TWX* | 887317105 | 03/30/07 | 358,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Reduce Supermajority Vote Requirement | For | For | | Mgmt |
| | 4 | Advisory Vote to Ratify Named Executive Officers'Compensation | Against | For | | ShrHoldr |
| | 5 | Separate Chairman and CEO Positions | Against | Against | | ShrHoldr |
| | 6 | Company Specific- Adopt Simple Majority Vote | Against | For | | ShrHoldr |
| | 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | | ShrHoldr |
| | 8 | Company-Specific- Stockholder Ratification of Director Compensation, When a Stockholder Rights Plan Has Been Adopted | Against | Against | | ShrHoldr |
| |
| |
| 05/22/07 - A | Vishay Intertechnology, Inc. *VSH* | 928298108 | 04/05/07 | 406,100 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| | 3 | Approve Stock Option Plan Grants | For | For | | Mgmt |
| | 4 | Approve Stock Option Plan | For | For | | Mgmt |
| |
| |
| 05/24/07 - S | The Bank Of New York Mellon Corp. *BK* | 064057102 | 04/12/07 | 41,000 |
| | 1 | Approve Merger Agreement | For | For | | Mgmt |
| | 2 | Adopt Supermajority Vote Requirement for Mergers | For | For | | Mgmt |
| | 3 | Increase Authorized Preferred and Common Stock | For | For | | Mgmt |
| | 4 | Adjourn Meeting | For | For | | Mgmt |
| |
| |
| 05/30/07 - A | First Data Corp. *FDC* | 319963104 | 04/02/07 | 294,000 |
| | 1 | Elect Director David A. Coulter | For | For | | Mgmt |
| | 2 | Elect Director Henry C. Duques | For | For | | Mgmt |
| | 3 | Elect Director Richard P. Kiphart | For | For | | Mgmt |
| | 4 | Elect Director Joan E. Spero | For | For | | Mgmt |
| | 5 | Amend Qualified Employee Stock Purchase Plan | For | For | | Mgmt |
| | 6 | Approve Non-Employee Director Omnibus Stock Plan | For | For | | Mgmt |
| | 7 | Amend Omnibus Stock Plan | For | For | | Mgmt |
| | 8 | Ratify Auditors | For | For | | Mgmt |
| |
| |
| 06/01/07 - A | Wal-Mart Stores, Inc. *WMT* | 931142103 | 04/05/07 | 150,000 |
| | 1 | Elect Director Aida M. Alvarez | For | For | | Mgmt |
| | 2 | Elect Director James W. Breyer | For | For | | Mgmt |
| | 3 | Elect Director M. Michele Burns | For | For | | Mgmt |
| | 4 | Elect Director James I. Cash, Jr. | For | For | | Mgmt |
| | 5 | Elect Director Roger C. Corbett | For | For | | Mgmt |
| | 6 | Elect Director Douglas N. Daft | For | For | | Mgmt |
| | 7 | Elect Director David D. Glass | For | For | | Mgmt |
| | 8 | Elect Director Roland A. Hernandez | For | For | | Mgmt |
| | 9 | Elect Director Allen I. Questrom | For | For | | Mgmt |
| | 10 | Elect Director H. Lee Scott, Jr. | For | For | | Mgmt |
| | 11 | Elect Director Jack C. Shewmaker | For | Against | | Mgmt |
| | 12 | Elect Director Jim C. Walton | For | For | | Mgmt |
| | 13 | Elect Director S. Robson Walton | For | For | | Mgmt |
| | 14 | Elect Director Christopher J. Williams | For | For | | Mgmt |
| | 15 | Elect Director Linda S. Wolf | For | For | | Mgmt |
| | 16 | Ratify Auditors | For | For | | Mgmt |
| | 17 | Report on Charitable Contributions | Against | Against | | ShrHoldr |
| | 18 | Report on Healthcare Policies | Against | Against | | ShrHoldr |
| | 19 | Pay For Superior Performance | Against | For | | ShrHoldr |
| | 20 | Report on Equity Compensation by Race and Gender | Against | For | | ShrHoldr |
| | 21 | Report on Pay Disparity | Against | Against | | ShrHoldr |
| | 22 | Prepare Business Social Responsibility Report | Against | Against | | ShrHoldr |
| | 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | | ShrHoldr |
| | 24 | Report on Political Contributions | Against | For | | ShrHoldr |
| | 25 | Report on Social and Reputation Impact of Failure to Comply with ILO Conventions | Against | Against | | ShrHoldr |
| | 26 | Restore or Provide for Cumulative Voting | Against | For | | ShrHoldr |
| | 27 | Require Director Nominee Qualifications | Against | Against | | ShrHoldr |
| |
| |
| 06/05/07 - A | The Gap, Inc. *GPS* | 364760108 | 04/09/07 | 343,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| |
| |
| 06/06/07 - A | Devon Energy Corp. *DVN* | 25179M103 | 04/09/07 | 28,000 |
| | 1 | Elect Directors | For | For | | Mgmt |
| | 2 | Ratify Auditors | For | For | | Mgmt |
| |
| |
| 06/21/07 - S | Dollar General Corp. | 256669102 | 05/18/07 | 315,700 |
| | 1 | Approve Merger Agreement | For | For | | Mgmt |
| | 2 | Adjourn Meeting | For | For | | Mgmt |
| |
| |
