FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03785
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series I
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31, 8/31, 10/31, 11/30, 12/31
DATE OF REPORTING PERIOD: 07/01/2008 - 06/30/2009
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series I
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 06/01/2009 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, DIRECTOR, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BALANCED FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT ; SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ACE LTD. MEETING DATE: JUL 14, 2008 | ||||
TICKER: ACE SECURITY ID: G0070K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | Management | For | For |
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | Management | For | For |
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPI RING IN 2009. | Management | For | For |
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | Management | For | For |
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | Management | For | For |
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | Management | For | For |
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | Management | For | For |
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | Management | For | For |
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | Management | For | For |
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | Management | For | For |
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | Management | For | For |
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | Management | For | For |
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | Management | For | For |
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | Management | For | For |
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | Management | For | For |
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | Management | For | For |
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | Management | For | For |
18 | APPROVAL OF THE NAME OF THE COMPANY | Management | For | For |
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | Management | For | For |
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | Management | For | For |
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | For | For |
22 | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | Management | For | For |
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | Management | For | For |
24 | RATIFY AUDITORS | Management | For | For |
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | Management | For | Against |
26 | RATIFY AUDITORS | Management | For | For |
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | Management | For | For |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Elect ion Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: SEP 24, 2008 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | For |
1.2 | Elect Director Robert J. Corti | Management | For | Withhold |
1.3 | Elect Director Frederic R. Crepin | Management | For | For |
1.4 | Elect Director Bruce L. Hack | Management | For | For |
1.5 | Elect Director Brian G. Kelly | Management | For | Withhold |
1.6 | Elect Directo r Robert A. Kotick | Management | For | Withhold |
1.7 | Elect Director Jean-Bernard Levy | Management | For | For |
1.8 | Elect Director Robert J. Morgado | Management | For | Withhold |
1.9 | Elect Director Douglas P. Morris | Management | For | For |
1.10 | Elect Director Rene P. Penisson | Management | For | For |
1.11 | Elect Director Richard Sarnoff | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ACTIVISION, INC. MEETING DATE: JUL 8, 2008 | ||||
TICKER: ATVI SECURITY ID: 004930202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Amend Quorum Requirements | Management | For | For |
6 | Adopt Supermajority Vote Requir ement for Amendments | Management | For | For |
7 | Prohibit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
8 | Permit Directors Designated by Vivendi Certain Voting Powers | Management | For | For |
9 | Amend Certificate of Incorporation to Limit Certain Business Activities | Management | For | For |
10 | Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities | Management | For | For |
11 | Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares | Management | For | For |
12 | Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision | Management | For | For |
13 | Amend Certificate of Incorporation to Restrict Business Combination Provision | Management | For | For |
14 | Prohibit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
15 | Adjourn Meeting | Management | For | For |
ADVANCED SEMICONDUCTOR ENGINEERING INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: ASX SECURITY ID: 00756M404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Aprove 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Injection to Issue New Shares or Global Depository Receipt or Convertible Bonds | Management | For | For |
4 | Amend Procedures Governing the Acquisition and Disposal of Assets | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Amend Articles of Association | Management | For | Against |
8.1 | Elect Jason Chang as Director | Management | For | For |
8.2 | Elect Richard Chang as Director | Management | For | For |
8.3 | Elect Tien Wu as Director | Management | For | For |
8.4 | Elect Joseph Tung as Director | Management | For | For |
8.5 | Elect Raymond Lo as Director | Management | For | For |
8.6 | Elect Jeffrey Chen as Director | Management | For | For |
8.7 | Elect Ta-Lin Hsu as Director | Management | For | For |
8.8 | Elect Shen-Fu Yu as Director | Management | For | For |
8.9 | Elect Yuan-Yi Tseng as Supervisor | Management | For | For |
8.10 | Elect John Ho as Supervisor | Management | For | For |
8.11 | Elect Tien-Szu Chen as Supervisor | Management | For | For |
8.12 | Elect Samuel Liu as Supervisor | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Sto ck Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: CA0084741085 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Directo r Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William O. Albertini | Management | For | For |
1.2 | Elect Director Lee M. Thomas | Management | For | For |
1.3 | Elect Director John C. Van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director Joseph A. Madri | Management | For | For |
1.4 | Elect Director Larry L. Mathis | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Ruedi E. Waeger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: OCT 6, 2008 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation Required to Consummate the Merger Agreement | Management | For | For |
3 | Amend Articles of Incorporation and Bylaws to Make Additional Changes | Management | For | For |
4.1 | Elect Director Glen Tullman | Management | For | For |
4.2 | Elect Director M. Fazle Husain | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
ALSTOM MEETING DATE: JUN 23, 2009 | ||||
TICKER: ALO SECURITY ID: FR0010220475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Manageme nt | For | For |
4 | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | Management | For | For |
5 | Approve Transaction with Patrick Kron | Management | For | For |
6 | Ratify PricewaterhouseCoopers Audit as Auditor | Management | For | For |
7 | Ratify Mazars as Auditor | Management | For | For |
8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
9 | Ratify Patrick de Cambourg as Alternate Auditor | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Au thorize Filing of Required Documents/Other Formalities | Management | For | For |
ALTERA CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director Gregory E. Myers | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director Dinyar S. Devitre | Management | For | For |
4 | Elect Director Thomas F. Farrell | Management | For | For |
5 | Elect Director Robert E. R. Huntley | Management | For | For |
6 | Elect Director Thomas W. Jones | Management | For | For |
7 | Elect Director George Munoz | Management | For | For |
8 | Elect Director Nabil Y. Sakkab | Management | For | For |
9 | Elect Director Michael E. Szymanczyk | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Reduce Tobacco Harm to Health | Shareholder | Against | Abstain |
12 | Report on Marketing Practices on the Poor | Shareholder | Against | Abstain |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Adopt Human Rights Protocols for Company and Suppliers | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
AMEREN CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Brauer | Management | For | For |
1.2 | Elect Director Susan S. Elliott | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.6 | Elect Director James C. Johnson | Management | For | For |
1.7 | Elect Director Charles W. Mueller | Management | For | For |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.9 | Elect Director Gary L. Rainwater | Management | For | For |
1.10 | Elect Director Harvey Saligman | Management | For | For |
1.11 | Elect Director Patrick T. Stokes | Management | For | For |
1.12 | Elect Director Thomas R. Voss | Management | For | For |
1.13 | Elect Director Jack D. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Releases of Radioactive Materials from Callaway Facility | Shareholder | Against | Abstain |
AMERICAN ELECTRIC POWER CO. MEETING DATE: APR 28, 2009 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Lionel L. Nowell III | Management | For | For |
1.9 | Elect Director Richard L. Sandor | Management | For | For |
1.10 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.11 | Elect Director Sara Martinez Tucker | Management | For | For |
1.12 | Elect Director John F. Turner | Management | For | For |
2 | Eliminate Cumulative Voting and Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS CO. MEETING DATE: APR 27, 2009 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.F. Akerson | Manag ement | For | For |
1.2 | Elect Director C. Barshefsky | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director K.I. Chenault | Management | For | For |
1.5 | Elect Director P. Chernin | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. Mcginn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S Reinemund | Management | For | For |
1 .11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Elect Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Agains t | Against |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | A pprove Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Champy | Management | For | For |
1.2 | Elect Director Yves-Andre Istel | Management | For | For |
1.3 | Elect Director Neil Novich | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
ANHEUSER-BUSCH COMPANIES, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: BUD SECURITY ID: 035229103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: BE0003793107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensation and Nomination Committee to Determine Effective Total Number of Subscript ion Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Managem ent | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 6, 2008 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Victoria F. Haynes | Management | For | For |
4 | Elect Director Antonio Maciel Neto | Management | For | For |
5 | Elect Director Patrick J. Moore | Management | For | For |
6 | Elect Director M. Brian Mulroney | Management | For | For |
7 | Elect Director Thomas F. O Neill | Management | For | For |
8 | Elect Director Kelvin R. Westbrook | Management | For | For |
9 | Elect Director Patricia A. Woertz | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARMH SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.32 P ence Per Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Inglis as Director | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 210,020 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,020 | Management | For | For |
8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,600 | Management | For | For |
9 | Authorise 126,012,000 Ordinary Shares for Market Purchase | Management | For | For |
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROV AL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMP LOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director J ohn B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
ATMI, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATMI SECURITY ID: 00207R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen H. Mahle | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Douglas A. Neugold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director John R. Irwin | Management | For | For |
1.4 | Elect Director Robert W. Burgess | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AURORA OIL & GAS CORP. MEETING DATE: AUG 29, 2008 | ||||
TICKER: AOG SECURITY ID: 052036100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. 1 | Elect Director William W. Deneau | Management | For | For |
1.2 | Elect Director Richard M. Deneau | Management | For | For |
1.3 | Elect Director John E. McDevitt | Management | For | For |
1.4 | Elect Director Gary J. Myles | Management | For | For |
1.5 | Elect Director Wayne G. Schaeffer | Management | For | For |
1.6 | Elect Director Kevin D. Stulp | Management | For | For |
1.7 | Elect Director Earl V. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
& nbsp; | ||||
---|---|---|---|---|
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
BAJAJ AUTO LTD. MEETING DATE: JUL 10, 2008 | ||||
TICKER: SECURITY ID: INE917I01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 20.00 Per Share | Management | For | For |
3 | Reappoint Rahul Bajaj as Director | Management | For | For |
4 | Reappoint Rajiv Bajaj as Director | Management | For | For |
5 | Reappoint Sanjiv Bajaj as Director | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Bajaj as Director | Management | For | For |
8 | Appoint D.S. Me hta as Director | Management | For | For |
9 | Appoint K.R. Podar as Director | Management | For | For |
10 | Appoint Shekhar Bajaj as Director | Management | For | For |
11 | Appoint D.J.B. Rao as Director | Management | For | For |
12 | Appoint J.N. Godrej as Director | Management | For | For |
13 | Appoint S.H. Khan as Director | Management | For | For |
14 | Appoint S. Kirloskar as Director | Management | For | For |
15 | Appoint N. Chandra as Director | Management | For | For |
16 | Appoint N. Pamnani as Director | Management | For | For |
17 | Appoint M. Kejriwal as Director | Management | For | For |
18 | Appoint P. Murari as Director | Management | For | For |
19 | Appoint N. Bajaj as Director | Management | For | For |
BAJAJ HOLDINGS & INVESTMENT LTD. MEETING DATE: J UL 10, 2008 | ||||
TICKER: SECURITY ID: INE118A01012 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 20.00 Per Share | Management | For | For |
3 | Reappoint M. Bajaj as Director | Management | For | For |
4 | Reappoint R. Bajaj as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Appointment and Remuneration of V.S. Raghavan, Manager and Chief Executive Officer (Operations) | Management | For | For |
BALL CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BANGKOK BANK PUBLIC CO. LTD MEETING DATE: APR 10, 2009 | ||||
TICKER: SECURITY ID: TH0001010014 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous AGM | Management | For | For |
2 | Accept 2008 Operating Results | Management | None | None |
3 | Acknowledge Audit Committee's Report | Management | None | None |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Allocation of Income for Legal Reserves and Payment of Dividend of THB 3.00 per Share | Management | For | For |
6.1 | Elect Staporn Kavitanon as Director | Management | For | For |
6.2 | Elect Chartsiri Sophonpanich as Director | Management | For | For |
6.3 | Elect Deja Tulananda as Director | Management | For | For |
6.4 | Elect Mongkolchaleam Yugala as Director | Management | For | For |
6.5 | Elect Suvarn Thansathit as Director | Management | For | For |
6.6 | Elect Amorn Chandarasomboon as Director | Management | For | For |
7 | Approve Remuneration of Directors | Management | None | For |
8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
10 | Other Business | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willi am Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | E lect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Ame nd Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BEAZER HOMES USA, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: BZH SECURITY ID: 07556Q105 | ||||
Prop osal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laurent Alpert | Management | For | Against |
2 | Elect Director Brian C. Beazer | Management | For | Against |
3 | Elect Director Peter G. Leemputte | Management | For | Against |
4 | Elect Director Ian J. McCarthy | Management | For | Against |
5 | Elect Director Larry T. Solari | Management | For | Against |
6 | Elect Director Stephen P. Zelnak, Jr. | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
8 | Approve Stock Option Exchange Program | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
BEBE STORES, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: BEBE SECURITY ID: 075571109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manny Mashouf | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director Cynthia Cohen | Management | For | For |
1.4 | Elect Director Corrado Federico | Management | For | For |
1.5 | Elect Director Caden Wang | Management | For | For |
1.6 | Elect Director Gregory Scott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: AUG 1, 2008 | ||||
TICKER: BHARTI SECURITY ID: INE397D01016 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint B. Currimjee as Director | Management | For | For |
3 | Reappoint Chua Sock Koong as Director | Management | For | For |
4 | Reappoint Rajan B. Mittal as Director | Management | For | For |
5 | Reappoint Rakesh B. Mittal as Director | Management | For | For |
6 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Th eir Remuneration | Management | For | For |
7 | Appoint M. Sentinelli as Director | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BLACKROCK, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Demchak | Management | For | For |
1.2 | Elect Director Kenneth B. Dunn | Management | For | For |
1.3 | Elect Director Laurence D. Fink | Management | For | For |
1.4 | Elect Director Robert S. Kapito | Management | For | For |
1.5 | Elect Director Brian T. Moynihan | Management | For | For |
1.6 | Elect Director Thomas H. O'Brien | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: BRBVMFACNOR3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | Did Not Vote |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Op tions | Management | For | Did Not Vote |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | Did Not Vote |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | Did Not Vote |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | Did Not Vote |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | Did Not Vote |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | Did Not Vote |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | Did Not Vote |
9 | Amend Article 29 to Correct Spelling | Management | For | Did Not Vote |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | Did Not Vote |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | Did Not Vote |
12 | Amend Article 39 re: Substitution of CEO | Management | For | Did Not Vote |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | Did Not Vote |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | Did Not Vote |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | Did Not Vote |
16 | Consolidate Articles | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P1728M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | Did Not Vote |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | Did Not Vote |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | Did Not Vote |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | Did Not Vote |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | Did Not Vote |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | Did Not Vote |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | Did Not Vote |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | Did Not Vote |
9 | Amend Article 29 to Correct Spelling | Management | For | Did Not Vote |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | Did Not Vote |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | Did Not Vote |
12 | Amend Article 39 re: Substitution of CEO | Management | For | Did Not Vote |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | Did Not Vote |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | Did Not Vote |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | Did Not Vote |
16 | Consolidate Articles | Management | For | Did Not Vote |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA &nbs p; SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Exec utive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director Ronald Kirk | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director James E. Oesterreicher | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adopt Purchasing Preference for Suppliers Using CAK | Shareholder | Against | Abstain |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend A rticles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 30, 2009 | ||||
TICKER: BTI SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 61.6 Pence Per Ordinary Share | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 (a) | Re-elect Paul Adams as Director | Management | For | For |
6 (b) | Re-elect Jan du Plessis as Director | Management | For | For |
6 (c) | Re-elect Robert Lerwill as Director | Management | For | For |
6 (d) | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
7 | Elect Gerry Murphy as Director | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 166,359,108 | Management | For | For |
9 | Authorise Iss ue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,953,866 | Management | For | For |
10 | Authorise 199,600,000 Ordinary Shares for Market Purchase | Management | For | For |
11 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 1,000,000 | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
13 | Adopt New Articles of Association with Effect from 01 October 2009 | Management | For | For |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Withhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BROOKS AUTOMATION, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: BRKS SECURITY ID: 114340102 | ||||
Proposal No | Proposal | Proposed By | Management Recomm endation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Robert J. Lepofsky | Management | For | For |
1.3 | Elect Director Joseph R. Martin | Management | For | For |
1.4 | Elect Director John K. McGillicuddy | Management | For | For |
1.5 | Elec t Director Krishna G. Palepu | Management | For | For |
1.6 | Elect Director C.S. Park | Management | For | For |
1.7 | Elect Director Kirk P. Pond | Management | For | For |
1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
1.9 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 8, 2009 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
1a | Elect Octavio Caraballo as Director | Management | For | For |
1b | Elect Francis Coppinger as Director | Management | For | For |
1c | Elect Larry G. Pillard as Director | Management | For | For |
1d | Elect Alberto Weisser as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Equity Incentive Plan | Management | For | Against |
C. R. BARD, INC. ME ETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James B. Stake | Management | For | For |
2 | Elect Director John P. Wiehoff | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
&n bsp; | ||||
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CA INC MEETING DATE: SEP 9, 2008 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond J. Bromark | Management | For | For |
2 | Elect Director Alfonse M. D'Amato | Managemen t | For | For |
3 | Elect Director Gary J. Fernandes | Management | For | For |
4 | Elect Director Robert E. La Blanc | Management | For | For |
5 | Elect Director Christopher B. Lofgren | Management | For | For |
6 | Elect Director William E. McCracken | Management | For | For |
7 | Elect Director John A. Swainson | Management | For | For |
8 | Elect Director Laura S. Unger | Management | For | For |
9 | Elect Director Arthur F. Weinbach | Management | For | For |
10 | Elect Director Ron Zambonini | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADBURY PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: CBY SECURITY ID: 12721E102 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 11.1 Pence Per Ordinary Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Roger Carr as Director | Management | For | For |
5 | Re-elect Todd Stitzer as Director | Management | For | For |
6 | Elect Baroness Hogg as Director | Management | For | For |
7 | Elect Colin Day as Director | Management | For | For |
8 | Elect Andrew Bonfield as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 45,410,520 and an Additional Amount Pursuant to a Rights Issue of up to GBP 90,821,040 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,811,578 | Management | For | For |
14 | Authorise Market Purchase of up to GBP 13,623,156 | Management | For | For |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less than 14 Clear Days' Notice | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: CA1363851017 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR CATHERINE M. BEST | Management | For | For |
1.2 | DIRECTOR N. MURRAY EDWARDS | Management | For | For |
1.3 | DIRECTOR HON. GARY A. FILMON | Management | For | For |
1.4 | DIRECTOR AMB. GORDON D. GIFFIN | Management | For | For |
1.5 | DIRECTOR JOHN G. LANGILLE | Management | For | For |
1.6 | DIRECTOR STEVE W. LAUT | Management | For | For |
1.7 | DIRECTOR KEITH A.J. MACPHAIL | Management | For | For |
1.8 | DIRECTOR ALLAN P. MARKIN | Management | For | For |
1.9 | DIRECTOR HON. FRANK J. MCKENNA | Management | For | For |
1.10 | DIRECTOR JAMES S. PALMER | Management | For | For |
1.11 | DIRECTOR ELDON R. SMITH | Management | For | For |
1.12 | DIRECTOR DAVID A. TUER | Management | For | For |
2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CARDIONET, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: BEAT SECURITY ID: 14159L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy H. Thurman | Management | For | Withhold |
1.2 | Elect Director Kirk E. Gorman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
CARTER'S, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CRI SECURITY ID: 146229109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Fulton | Management | For | For |
1.2 | Elect Director John R. Welch | Management | For | For |
1.3 | Elect Director Thomas E. Whiddon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derrill Cody | Management | For | Against |
1.2 | Elect Director Michael P. Johnson | Management | For | Against |
1.3 | Elect Director David M. McClanahan | Management | For | Against |
1.4 | Elect Director Robert T. O'Connell | Management | For | Against |
1.5 | Elect Director Susan O. Rheney | Management | For | Against |
1.6 | Elect Director Michael E. Shannon | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | R atify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Against | For |
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD MEETING DATE: MAY 15, 2009 | ||||
TICKER: CETV SECURITY ID: G20045202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald S. Lauder as Director | Management | For | For |
1.2 | Elect Herbert A. Granath as Director | Management | For | For |
1.3 | Elect Frank Ehmer as Director | Manag ement | For | For |
1.4 | Elect Charles R. Frank, Jr. as Director | Management | For | For |
1.5 | Elect Herbert Kloiber as Director | Management | For | For |
1.6 | Elect Igor Kolomoisky as Director | Management | For | Withhold |
1.7 | Elect Alfred W. Langer as Director | Management | For | For |
1.8 | Elect Bruce Maggin as Director | Management | For | For |
1.9 | Elect Ann Mather as Director | Management | For | For |
1.10 | Elect Duco Sickinghe as Director | Management | For | For |
1.11 | Elect Christian Stahl as Director | Management | For | For |
1.12 | Elect Eric Zinterhofer as Director | Management | For | For |
2 | Approve Issuance and Sale of Shares to TW Media Holdings LLC | Management | For | For |
3 | Amendment and Restatement of Amended and Restated 1995 Stock Incentive Plan | Management | For | Against |
4 | Appoinment of Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Management | For | Withhold |
1.2 | Elect Director David R. Harvey | Management | For | Withhold |
1.3 | Elect Director John D. Johnson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
1.3 | Elect Director John D. Johnson | Shareholder | Withhold | None |
2 | Ratify Auditors | Management | For | None |
3 | Approve Omnibus Stock Plan | Management | For | None |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURI TY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CHINA OVERSEAS LAND & INVESTMENT LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: HK0688002218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Chen Bin as Director | Management | For | For |
2b | Reelect Zhu Yijian as Director | Management | For | For |
2c | Reelect Luo Liang as Director | Management | For | Against |
2d | Reelect Li Kwok Po, David as Director | Management | For | For |
2e | Reelect Fan Hsu Lai Tai, Rita as Director | Management | For | For |
3 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Final Dividend of HK$0.07 Per Share | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CHINA OVERSEAS LAND & INVESTMENT LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: HK0688002218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve CSCECL Group Engagement Agreement and Related Cap | Management | For | For |
2 | Approve CSC Group Engagement Agreement and Related Cap | Management | For | For |
CHRISTOPHER & BANKS CORP MEETING DATE: JUL 30, 2008 | ||||
TICKER: CBK SECURITY ID: 171046105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry C. Barenbaum | Management | For | Withhold |
1.2 | Elect Director Martin L. Bassett | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | Withhold |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Other Business | Management | For | Against |
CIENA CORPORATION MEETING DATE: MAR 25, 2009 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Bradley, Ph.D. | Management | For | For |
1.2 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIPLA LIMITED MEETING DATE: AUG 28, 2008 | ||||
TICKER: CIPLA SECURITY ID: INE059A01026 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint M.R. Raghavan as Director | Management | For | For |
4 | Approve R.S. Bharucha & Co. and R.G.N. Price & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Appoint P.B. Patel as Director | Management | For | For |
6 | Approve Reappointment and Remuneration of Y.K. Hamied, Managing Director | Management | For | For |
7 | Approve Reappointment and Remuneration of M.K. Hamied, Joint Managing Director | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Mana gement | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | El ect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: JUL 24, 2008 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Other Business | Management | For | Against |
CLEARWIRE CORP MEETING DATE: NOV 20, 2008 | ||||
TICKER: CLWR SECURITY ID: 185385309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate of Incorporation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
5 | BR Note: Unless check Yes Box, to Extent that You have not Voted on Matter in Person or By Proxy, Proxies are Authorized to V ote in Their Discretion Any Matter Properly Before the SP Mtg and Adj. or Postponement of SP Mtg. Mark For =Yes or Against =No | Management | None | Against |
CLEARWIRE CORP MEETING DATE: JUN 17, 2009 | ||||
TICKER: CLWR SECURITY ID: 18538Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. Mccaw | Management | For | For |
1.2 | Elect Director Jose A. Collazo | Management | For | For |
1.3 | Elect Director Keith O. Cowan | Management | For | For |
1.4 | Elect Director Peter L.S. Currie | Management | F or | For |
1.5 | Elect Director Steven L. Elfman | Management | For | For |
1.6 | Elect Director Dennis S. Hersch | Management | For | For |
1.7 | Elect Director Daniel R. Hesse | Management | For | For |
1.8 | Elect Director Frank Ianna | Management | For | For |
1.9 | Elect Director Sean Maloney | Management | For | Withhold |
1.10 | Elect Director Brian P. McAndrews | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CLOROX COMPANY, THE MEETING DATE: NOV 19, 2008 | ||||
TICKER: CLX SECURITY ID: 189054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel Boggan, Jr . | Management | For | Against |
2 | Elect Director Richard H. Carmona | Management | For | Against |
3 | Elect Director Tully M. Friedman | Management | For | Against |
4 | Elect Director George J. Harad | Management | For | Against |
5 | Elect Director Donald R. Knauss | Management | For | Against |
6 | Elect Director Robert W. Matschullat | Management | For | Against |
7 | Elect Director Gary G. Michael | Management | For | Against |
8 | Elect Director Edward A. Mueller | Management | For | Against |
9 | Elect Director Jan L. Murley | Management | For | Against |
10 | Elect Director Pamela Thomas-Graham | Management | For | Against |
11 | Elect Director Carolyn M. Ticknor | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
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CMS ENERGY CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director David W. Joos | Management | For | For |
1.5 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.6 | Elect Director Michael T. Monahan | Management | For | For |
1.7 | Elect Director Joseph F. Paquette, Jr. | Management | For | For |
1.8 | Elect Director Percy A. Pierre | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Kenneth Whipple | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
COACH, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | Withhold |
1.2 | Elect Dire ctor Susan Kropf | Management | For | Withhold |
1.3 | Elect Director Gary Loveman | Management | For | Withhold |
1.4 | Elect Director Ivan Menezes | Management | For | Withhold |
1.5 | Elect Director Irene Miller | Management | For | Withhold |
1.6 | Elect Director Keith Monda | Management | For | Withhold |
1.7 | Elect Director Michael Murphy | Management | For | Withhold |
1.8 | Elect Director Jide Zeitlin | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
&n bsp; | ||||
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COCA COLA ICECEK SANAYI A.S. MEETING DATE: APR 28, 2009 | ||||
TICKER: CCOLA SECURITY ID: TRECOLA00011 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Manage ment | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
9 | Approve Allocation of Income | Management | For | Did Not Vote |
10 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
11 | Approve Director Remuneration | Management | For | Did Not Vote |
12 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
13 | Ratify External Auditors | Management | For | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COCA-COLA ENTERPRISES INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CCE SECURITY ID: 191219104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ca lvin Darden | Management | For | For |
1.2 | Elect Director Donna A. James | Management | For | For |
1.3 | Elect Director Thomas H. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Submit Severance Agreement to (Change in control) to Shareholder Vote | Shareholder | Against | For |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
COCA-COLA FEMSA S.A.B. DE C.V. MEETING DATE: MAR 23, 2009 | ||||
TICKER: KOF SECURITY ID: 191241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports in Accordance With Article 172 of Corporate Law | Management | For | For |
2 | Receive Report on the Company's Tax Obligations in Accordance With Section XX of Article 86 of Income Tax | Management | For | For |
3 | Approve Allocation of Income and Dividends of MXN 0.72 Per Share | Management | For | For |
4 | Set Aggregate Nominal Amount of Share Repurchase Reserve at MXN 400 Million | Management | For | For |
5 | Elect Principal and Alternates Members to the Board of Directors and Board Secretary; Verify Director's Independency as Per New Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Against |
6 | Approve Integration Plan of Financing and Planning Committee, Audit Committee, and Corporate Practices Committee; Elect Chairman of the Said Committees; and Fix Their Respective Remuneration | Management | For | Against |
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
COGENT INC MEETING DATE: JUL 24, 2008 | ||||
TICKER: COGT SECURITY ID: 19239Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Management | For | For |
1.2 | Elect Director John C. Bolger | Management | For | For |
1.3 | Elect Director John P. Stenbit | Management | For | For |
1.4 | Elect Director Kenneth R. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COLGATE-PALMOLIVE CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cahill | Management | For | For |
1.2 | Elect Director Jill K. Conway | Management | For | For |
1.3 | Elect Director Ian Cook | Management | For | For |
1.4 | Elect Director Ellen M. Hancock | Management | For | For |
1.5 | Elect Director David W. Johnson | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Delano E. Lewis | Management | For | For |
1.8 | Elect Director J. Pedro Reinhard | Management | For | For |
1.9 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employe e Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Again st | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
COM STOCK RESOURCES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland O. Burns | Management | For | For |
1.2 | Elect Director David K. Lockett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONC HO RESOURCES, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: AUG 7, 2008 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe R. Davis | Management | For | Withhold |
1.2 | Elect Director Hugh N. West | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | El ect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director James R. Curtiss | Management | For | For |
5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
6 | Elect Director Nancy Lampton | Management | For | For |
7 | Elect Director Robert J. Lawless | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director Mayo A. Shattuck III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G241 82100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2009 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Management | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COTT CORPORATION MEETING DATE: MAY 1, 2009 | ||||
TICKER: BCB SECURITY ID: CA22163N1069 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benadiba | Management | For | Against |
1.2 | Elect Director George A. Burnett | Management | For | Against |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | Against |
1.5 | Elect Director Stephen H. Halperin | Management | For | Against |
1.6 | Elect Director Betty Jane Hess | Management | For | Against |
1.7 | Elect Director Gregory Monahan | Management | For | Against |
1.8 | Elect Director Mario Pilozzi | Management | For | Against |
1.9 | Elect Director Andrew Prozes | Management | For | Against |
1.10 | Elect Director Eric Rosenfeld | Management | For | Again st |
1.11 | Elect Director Graham Savage | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
COTT CORPORATION MEETING DATE: MAY 1, 2009 | ||||
TICKER: BCB SECURITY ID: 22163N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MARK BENADIBA | Management | For | Withhold |
1.2 | DIRECTOR GEORGE A. BURNETT | Management | For | Withhold |
1.3 | DIRECTOR JERRY FOWDEN | Management | For | For |
1.4 | DIRECTOR DAVID T. GIBBONS | Management | For | Withhold |
1.5 | DIRECTOR STEPHEN H. HALPERIN | Management | For | Withhold |
1.6 | DIRECTOR BETTY JANE HESS | Management | For | Withhold |
1.7 | DIRECTOR GREGORY MONAHAN | Management | For | Withhold |
1.8 | DIRECTOR MARIO PILOZZI | M anagement | For | Withhold |
1.9 | DIRECTOR ANDREW PROZES | Management | For | Withhold |
1.10 | DIRECTOR ERIC ROSENFELD | Management | For | Withhold |
1.11 | DIRECTOR GRAHAM SAVAGE | Management | For | Withhold |
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Managemen t | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREDENCE SYSTEMS CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: CMOS SECURITY ID: 225302108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
&nbs p; | ||||
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CROWN HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
1.4 | Elect Director William G. Little | Management | For | Withhold |
1.5 | Elect Director Hans J. Loliger | Management | For | Withhold |
1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: AU000000CSL8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
CSX CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | M anagement | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CYMER, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Peter J. Simone | Management | For | For |
1.7 | Elect Director Young K. Sohn | Management | For | For |
1.8 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Other Business | Management | For | Against |
DABUR INDIA LTD. MEETING DATE: JUL 10, 2008 | ||||
TICKER: DABUR SECURITY ID: INE016A01026 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of 0.75 Per Share and Approve Final Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint Anand Burman as Director | Management | For | For |
4 | Reappoint P.D. Narang as Director | Management | For | For |
5 | Reappoint R.C. Bhargava as Director | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Burman as Director | Management | For | For |
8 | Approve Appointment and Remuneration of Amit Burman, Executive Director of Dabur Nepal Pvt Ltd | Management | For | For |
9 | Approve Appointment and Remuneration of G. Burman, Executive Director of Dabur International Ltd | Management | For | For |
10 | Approve Remuneration of S. Burman, Executive Director of Dabur International Ltd | Management | For | For |
11 | Amend Main Object Clause III (A) of the Memorandum of Association | Management | For | For |
12 | Approve Trans fer of Register of Members, Annual Returns, Documents and Certificates to the Registered Office of the Company at 8/3, Asaf Ali Road, New Delhi-110002 | Management | For | For |
DABUR INDIA LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: DABUR SECURITY ID: INE016A01026 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Main Objects Clause III (A) of the Memorandum of Association | Management | For | For |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | Withhold |
1.2 | Elect Director Odie C. Donald | Management | For | Withhold |
1.3 | Elect Director David H. Hughes | Management | For | Withhold |
1.4 | Elect Director Charles A Ledsinger, Jr. | Management | For | Withhold |
1.5 | Elect Director William M. Lewis, Jr. | Management | For | Withhold |
1.6 | Elect Director Connie Mack, III | Management | For | Withhold |
1.7 | Elect Director Andrew H. (Drew) Madsen | Management | For | Withhold |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Withhold |
1.9 | Elect Director Michael D. Rose | Management | For | Withhold |
1.10 | Elect Director Maria A. Sastre | Management | For | Withhold |
1.11 | Elect Director Jack A. Smith | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Rat ify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DEUTSCHE BOERSE AG MEETING DATE: MAY 20, 2009 | ||||
TICKER: DB1 SECURITY ID: DE0005810055 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5a | Elect Richard Berliand to the Supervisory Board | Management | For | For |
5b | Elect Joachim Faber to the Supervisory Board | Management | For | For |
5c | Elect Manfred Gentz to the Supervisory Board | M anagement | For | For |
5d | Elect Richard Hayden to the Supervisory Board | Management | For | For |
5e | Elect Craig Heimark to the Supervisory Board | Management | For | For |
5f | Elect Konrad Hummler to the Supervisory Board | Management | For | For |
5g | Elect David Krell to the Supervisory Board | Management | For | For |
5h | Elect Hermann-Josef Lamberti to the Supervisory Board | Management | For | For |
5i | Elect Friedrich Merz to the Supervisory Board | Management | For | For |
5j | Elect Thomas Neisse to the Supervisory Board | Management | For | For |
5k | Elect Gerhard Roggemann to the Supervisory Board | Management | For | For |
5l | Elect Erhard Schipporeit to th e Supervisory Board | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
7a | Amend Articles Re: Terms of Convocation of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
7b | Amend Articles Re: Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rig hts Directive) | Management | For | For |
7c | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
8 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: APR 9, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean S. Adler | Management | For | For |
1.2 | Elect Director Terrance R. Ahern | Management | For | For |
1.3 | Elect Director Robert H. Gidel | Management | For | For |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.5 | Elect Director Volker Kraft | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1. 7 | Elect Director Craig Macnab | Management | For | For |
1.8 | Elect Director Scott D. Roulston | Management | For | For |
1.9 | Elect Director Barry A. Sholem | Management | For | For |
1.10 | Elect Director William B. Summers, Jr. | Management | For | For |
1.11 | Elect Director Scott A. Wolstein | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC. MEETING DATE: SEP 9, 2008 | ||||
TICKER: DTPI SECURITY ID: 25269L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Anderson | Management | For | For |
1.2 | Elect Director Adam J. Gutstein | Management | For | For |
1.3 | Elect Director Michael E. Mikolajczyk | Management | For | For |
1.4 | Elect Director Javier Rubio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for H ealth Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 21, 2009 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Robert M. Devlin | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director E. Follin Smith | Management | For | For |
1.11 | Elect Director Lawrence A.Weinbach | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Manage ment | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Beck | Management | For | Withhold |
1.2 | Elect Director J. David Wargo | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DLF LTD MEETING DATE: JUN 8, 2009 | ||||
TICKER: SECURITY ID: INE271C01023 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer of Wind Power Business to DLF Wind Power Pvt Ltd | Management | For | For |
2 | Confirm Duties and Functions of K.P. Singh and R. Singh as Chairman and Vice-Chai rman, Respectively, and Approve Their Remuneration | Management | For | For |
DNB NOR ASA (FRMLY DNB HOLDING ASA (FORMERLY DEN NORSKE BANK AS)) MEETING DATE: APR 21, 2009 | ||||
TICKER: DNBNOR SECURITY ID: NO0010031479 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividend | Management | For | Did Not Vote |
4 | Reelect Seven Supervisory Board Members; Elect Three New Supervisory Board Members; Reelect 15 Deputy Members to Supervisory Board | Management | For | Did Not Vote |
5 | Reelect Frode Hassel (Chair), Thorstein Overland (Vice Chair), and Svein Eriksen as Members of Control Committee; Elect Karl Hovden as New Member of Control Committee; Reelect Svein Brustad and Merethe Smith as Deputy Members of Control Committee | Management | For | Did Not Vote |
6a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
DPL INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: DPL SECURITY ID: 233293109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Bishop | Management | For | For |
1.2 | Elect Director Frank F. Gallaher | Management | For | For |
1.3 | Elect Director Lester L. Lyles | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Patsley | Management | For | Against |
1.2 | Elect Director M. Anne Szostak | Management | For | Against |
1.3 | Elect Director Michael F. Weinstein | Management | For | Against |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
DUKE ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: DUK SECURITY ID: 26441C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | Withhold |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | Withhold |
1.3 | Elect Director Michael G. Browning | Management | For | Withhold |
1.4 | Elect Directo r Daniel R. DiMicco | Management | For | Withhold |
1.5 | Elect Director Ann Maynard Gray | Management | For | Withhold |
1.6 | Elect Director James H. Hance, Jr | Management | For | Withhold |
1.7 | Elect Director James T. Rhodes | Management | For | Withhold |
1.8 | Elect Director James E. Rogers | Management | For | Withhold |
1.9 | Elect Director Philip R. Sharp | Management | For | Withhold |
1.10 | Elect Director Dudley S. Taft | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
; | ||||
---|---|---|---|---|
DYNEGY, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: DYN SECURITY ID: 26817G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Biegler | Management | For | For |
1.2 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
1.3 | Elect Director Victor E. Grijalva | Management | For | For |
1.4 | Elect Director Patricia A. Hammick | Management | For | For |
1.5 | Elect Director George L. Mazanec | Management | For | For |
1.6 | Elect Director Howard B. Sheppard | Management | For | For |
1.7 | Elect Director William L. Trubeck | Management | For | For |
1.8 | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
E.I. DU PONT DE NEMOURS & CO. MEETING DATE: APR 29, 2009 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | E lect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn Hewson | Management | For | For |
10 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
11 | Elect Director Lois D. Juliber | Management | For | For |
12 | Elect Director Ellen J. Kullman | Management | For | For |
13 | Elect Director William K. Reily | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
EAGLE TEST SYSTEMS, INC. MEETING DATE: NOV 7, 2008 | ||||
TICKER: EGLT SECURITY ID: 270006109 | ||||
Proposal No | Proposal | Proposed By | Management Recom mendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnib us Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ECOLAB, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie S. Biller | Management | For | For |
1.2 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.3 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EDISON INTERNATIONAL MEETING DATE: APR 23, 2009 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.2 | Elect Director France A. Cordova | Management | For | For |
1.3 | El ect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Charles B. Curtis | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director James M. Rosser | Management | For | For |
1.9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.10 | Elect Director Thomas C. Sutton | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director Ja mes L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robert W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.10 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Directo r Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
EMBOTELLADORA ANDINA S.A. MEETING DATE: APR 14, 2009 | ||||
TICKER: AKO.B SECURITY ID: 29081P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors | Management | For | For |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 26, 2009 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill G. Armstrong | Management | For | Withhold |
1.2 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.3 | Elect Director Pamela M. Nicholson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ENERGY RESOURCES OF AUSTRALIA LTD. MEETING DATE: APR 22, 2009 | ||||
TICKER: ERA SECURITY ID: AU000000ERA9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Chairman and Chief Executive Review | Management | None | None |
2 | Receive and Consider Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | None | None |
3 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
4(i) | Elect Chris Salisbury as Director | Management | For | For |
4(ii) | Elect David Kl ingner as Director | Management | For | For |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Manage ment Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQT CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip G. Behrman | Management | For | Withhold |
1.2 | Elect Director A. Bray Cary, Jr. | Management | For | Withhold |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | Withhold |
1.4 | Elect Director Lee T. Todd, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ESTEE LAUDER COMPANIES INC., THE MEETING DATE: NOV 7, 2008 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendat ion | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Leonard A. Lauder | Management | For | For |
1.3 | Elect Director Ronald S. Lauder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify A uditors | Management | For | For |
EV3, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommen dation | Vote Cast |
1 | Elect Director Jeffrey B. Child | Management | For | Against |
2 | Elect Director John L. Miclot | Management | For | Against |
3 | Elect Director Thomas E. Timbie | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Ele ct Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPEDIA INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | El ect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withho ld |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FEI COMPANY MEETING DATE: MAY 14, 2009 | ||||
TICKER: FEIC SECURITY ID: 30241L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence A. Bock | Management | For | For |
1.2 | Elect Director Wilfred J. Corrigan | Management | For | For |
1.3 | Elect Director Don R. Kania | Management | For | For |
1.4 | Elect Director Thomas F. Kelly | Management | For | For |
1.5 | Elect Director William W. Lattin | Management | For | For |
1.6 | Elect Director Jan C. Lobbezoo | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director James T. Richardson | Management | For | For |
1.9 | Elect Director Richard H. Wills | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Manag ement | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Amend Article Fourth, Section (A)2)(D) of the Second Amended Articles of Incorporation, as Amended, to Revise the Terms of the Authorized, Unissued Shares of Preferred Stock, Without Parvalue, All as More Fully Described in the Proxy Statement | Management | For | For |
FINISAR CORP. MEETING DATE: AUG 28, 2008 | ||||
TICKER: FNSR SECURITY ID: 31787A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2.1 | Elect Director Jerry S. Rawls | Management | For | For |
2.2 | Elect Director Dominique Trempont | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FINMECCANICA SPA MEETING DATE: JUL 31, 2008 | ||||
TICKER: FNC SECURITY ID: IT0003856405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Increase in the Maximum Amount of EUR 1.4 Billion With Preemptive Rights | Management | For | Did Not Vote |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Manag ement | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Simple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of Shares Required to Call Special Shareholder Meeting | Shareholder | Against | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
2 | RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
3 | RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR OF FLE XTRONICS. | Management | For | For |
4 | RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
6 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For |
7 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. | Management | For | For |
8 | APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. | Management | For | For |
9 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. | Management | For | For |
10 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. | Management | For | For |
FLOWSERVE CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: FLS SECURITY ID: 34354P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Fix | Management | For | For |
1.2 | Elect Director Lewis M. Kling | Management | For | For |
1.3 | Elect Director James O. Rollans | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) M EETING DATE: MAR 25, 2009 | ||||
TICKER: FMX SECURITY ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2008; Report of the CEO; Report of the Audit and Corporate Practices Committee | Management | For | For |
2 | Accept Tax Report on Compliance of Fiscal Obligations in Accordance with Article 86 of Income Tax Law | Mana gement | For | For |
3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.08 per Series B Shares; MXN 0.10 per Series D Shares; Corresponding to a Total of MXN 0.40 per B Unit and MXN 0.48 per BD Unit | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion in Accordance with Article 56 of the Securities Market Law | Management | For | For |
5 | Elect Proprietary and Alternate Directors, Board Secretaries, Qualification of Independence; Approve their Remuneration | Manageme nt | For | Against |
6 | Approve Integration of Committees on 1) Finance and Planning, 2) Audit and 3) Corporate Practices; Appoint Respective Chairmen; and Approve their Remuneration | Management | For | For |
7 | Appoint delegates for the execution and formalization of the meeting's resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORMFACTOR, INC. MEETING DATE: OCT 8, 2008 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
FORTUNE BRANDS, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: FO SECURITY ID: 349631101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Carbonari | Management | For | Withhold |
1.2 | Elect Director Ann F. Hackett | Management | For | Withhold |
1.3 | Elect Director David M. Thomas | Management | For | Withhold |
1.4 | Elect Director Ronald V. Waters, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
FPL GRO UP, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: FPL SECURITY ID: 302571104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | Withhold |
1.2 | Elect Director Robert M. Beall, II | Management | For | Withhold |
1.3 | Elect Director J. Hyatt Brown | Management | For | Withhold |
1.4 | Elect Director James L. Camaren | Management | For | Withhold |
1.5 | Elect Director J. Brian Ferguson | Management | For | Withhold |
1.6 | Elect Director Lewis Hay, III | Management | For | Withhold |
1.7 | Elect Director Toni Jennings | Management | For | Withhold |
1.8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | Withhold |
1.9 | Elect Director Rudy E. Schupp | Management | For | Withhold |
1.10 | Elect Director Michael H. Thaman | Management | For | Withhold |
1.11 | Elect Director Hansel E. Tookes, II | Management | For | Withhold |
1.12 | Elect Director Paul R. Tregurtha | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FREEPORT-MCMORAN COPP ER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GAME GROUP PLC, THE MEETING DATE: JUL 3, 2008 | ||||
TICKER: GMG SECURITY ID: GB0007360158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Final Dividend of 2.97 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Peter Lewis as Director | Management | For | For |
5 | Re-elect Ishbel Macpherson as Director | Management | For | For |
6 | Re-elect Lisa Morgan as Director | Management | For | For |
7 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Managemen t | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,747,802 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 862,170 | Management | For | For |
11 | Authorise 34,486,814 Ordinary Shares for Market Purchase | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
GATX CORP. MEETING DATE: APR 24, 2009 | ||||
TICKER: GMT SECURITY ID: 361448103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne L. Arvia | Management | For | For |
1.2 | Elect Director Richard Fairbanks | Management | For | Withhold |
1.3 | Elect Director Deborah M. Fretz | Management | For | Withhold |
1.4 | Elect Director Ernst A. Haberli | Management | For | Withhold |
1.5 | Elect Director Brian A. Kenney | Management | For | Withhold |
1.6 | Elect Director Mark G. McGrath | Management | For | Withhold |
1.7 | Elect Director James B. Ream | Management | For | Withhold |
1.8 | Elect Director David S. Sutherland | Management | For | Withhold |
1.9 | Elect Director Casey J. Sylla | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
---|---|---|---|---|
GENERAL DYNAMICS CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas D. Chabraja | Management | For | Against |
2 | Elect Director James S. Crown | Management | For | Against |
3 | Elect Director William P. Fricks | Management | For | Against |
4 | Elect Director Jay L. Johnson | Management | For | Against |
5 | Elect Director George A. Joulwan | Management | For | Against |
6 | Elect Director Paul G. Kaminski | Management | For | Against |
7 | Elect Director John M. Keane | Management | For | Against |
8 | Elect Director Deborah J. Lucas | Management | For | Against |
9 | Elect Director Lester L. Lyles | Management | For | Against |
10 | Elect Director J. Christopher Reyes | Management | For | Against |
11 | Elect Director Robert Walmsley | Management | For | Against |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
16 | Adopt a Policy in whi ch the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | For | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Mana gement | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Directo r Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Clerico | Management | For | Withhold |
1.2 | Elect Director Edward P. Djerejian | Managemen t | For | Withhold |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | Withhold |
1.4 | Elect Director William J. Dore | Management | For | Withhold |
1.5 | Elect Director Larry E. Farmer | Management | For | Withhold |
1.6 | Elect Director Edgar G. Hotard | Management | For | Withhold |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director James L. Payne | Management | For | Withhold |
1.9 | Elect Director Michael J. Pollock | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GLOBAL UNICHIP CORP MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: TW0003443008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendment on the Proc edures for Loans to Other Parties and Endorsement and Guarantee Guidelines | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GREEN MOUNTAIN COFFEE ROASTERS, INC . MEETING DATE: MAR 12, 2009 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Davis | Management | For | For |
1.2 | Elect Director Jules A. del Vecchio | Management | For | For |
1.3 | Elect Director Robert P. Stiller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GREY WOLF, INC. MEETING DATE: JUL 15, 2008 | ||||
TICKER: GW SECURITY ID: 397888108 | ||||
Pro posal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | Against |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 3, 2008 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian F. Carroll | Management | For | Withhold |
1.2 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
HARRIS CORP. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis Hay III | Management | For | For |
2 | Elect Director Karen Katen | Management | For | For |
3 | Elect Director Stephen P. Kaufman | Management | For | For |
4 | Elect Director Hansel E. Tookes II | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management R ecommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edwar d J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Aga inst |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect D irector Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Managem ent | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HLTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Joseph E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Dire ctor Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shar eholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | El ect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HUMANA INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
1.2 | Elect Direct or Frank A. D'Amelio | Management | For | Against |
1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
1.4 | Elect Director Kurt J. Hilzinger | Management | For | Against |
1.5 | Elect Director Michael B. McCallister | Management | For | Against |
1.6 | Elect Director William J. McDonald | Management | For | Against |
1.7 | Elect Director William E. Mitchell | Management | For | For |
1.8 | Elect Director James J. O'Brien | Management | For | Against |
1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Gerlach, Jr. | Management | For | Withhold |
1.2 | Elect Director D. James Hilliker | Management | For | Withhold |
1.3 | Elect Director Jonathan A. Levy | Management | For | Withhold |
1.4 | Elect Director Gene E. Little | Management | For | Withhold |
2 | Amend Omn ibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Aldinger | Management | For | For |
1.2 | Elect Director Marvin D. Brailsford | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Don H. Davis, Jr. | Management | For | For |
1.5 | Elect Director Robert C. McCormack | Management | For | For |
1.6 | Elect Director Robert S. Morrison | Management | For | For |
1.7 | Elect Director James A. Skinner | Management | For | For |
1.8 | Elect Director Harold B. Smith | Management | For | For |
1.9 | Elect Director David B. Speer | Management | For | For |
1.10 | Elect Director Pamela B. Strobel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
IMMUCOR, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: BLUD SECURITY ID: 452526106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Clouser | Management | For | For |
1.2 | Elect Director G. De Chirico | Management | For | Withhold |
1.3 | Elect Director Ralph A. Eatz | Management | For | Withhold |
1.4 | Elect Director Jack Goldstein | Management | For | Withhold |
1.5 | Elect Director Hiroshi Hoketsu | Management | For | Withhold |
1.6 | Elect Director Paul V. Holland | Management | For | For |
1.7 | Elect Director Ronny B. Lancaster | Management | For | Withhold |
1.8 | Elect Director Chris E. Perkins | Management | For | For |
1.9 | Elect Director Joseph E. Rosen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INBEV(FRMLY INTERBREW) MEETING DATE: SEP 29, 2008 | ||||
TICKER: INB SECURITY ID: B5064A107 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Anheuser-Busch | Management | For | Did Not Vote |
2 | Amend Articles Re: Change Company's Name in Anheuser-Busch Inbev | Management | For | Did Not Vote |
3 | Approve Issuance of Shares with Preemptive Rights in Connection with Acquisition up to EUR 10 Billion | Management | For | Did Not Vote |
4 | Approve Terms and Conditions o f Issuance of Shares Under Item 3 | Management | For | Did Not Vote |
5 | Approve Suspensive Conditions For Issuance of Shares under Item 3 | Management | For | Did Not Vote |
6 | Approve Powers of Attorney to the Board and to the the CEO and CFO for the Implementation of Approved Resolutions | Management | For | Did Not Vote |
7 | Elect August Busch IV as Director | Management | For | Did Not Vote |
8 | Approve Change of Control Clause of USD 45 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
9 | Approve Change of Control Clause of USD 9.8 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
10 | Authorize Sabine Chalmers and Benoit Loore to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authoriz e Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
&n bsp; | ||||
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INOTERA MEMORIES INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: SECURITY ID: TW0003474003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of the Accumulated Losses of the Company | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | Management | For | For |
5 | Approve Release of Restrictions on Competitive Activities of Director | Management | For | For |
6 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
INTEGRA LIFESCIENCES HOLDINGS CORP. MEETING DATE: JUL 9, 2008 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Keith Bradley | Management | For | For |
3 | Elect Director Richard E. Caruso | Management | For | For |
4 | Elect Director Stuart M. Essig | Management | For | For |
5 | Elect Director Neal Moszkowski | Management | For | For |
6 | Elect Director Christian S. Schade | Management | For | For |
7 | Elect Director James M. Sullivan | Management | For | For |
8 | Elect Director Anne M. VanLent | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
INTEGRATED DEVICE TECHNOLOGY, INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: IDTI SECURITY ID: 458118106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Schofield | Management | For | For |
1.2 | Elect Director Lew Eggebrecht | Management | For | For |
1.3 | Elect Director Gordon Parnell | Management | For | For |
1.4 | Elect Director Ron Smith | Management | For | For |
1.5 | Elect Director Nam P. Suh | Management | For | For |
1.6 | Elect Director T.L. Tewksbury III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
IVANHOE MINES LTD. MEETING DATE: MAY 8, 2009 | ||||
TICKER: IVN SECURITY ID: CA46579N1033 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Friedland | Management | For | For |
1.2 | Elect Director David Huberman | Management | For | For |
1.3 | Elect Director John Macken | Management | For | For |
1.4 | Elect Director Peter Meredith | Management | For | For |
1.5 | Elect Director Bret Clayton | Management | For | For |
1.6 | Elect Director Kjeld Thygesen | Management | For | For |
1.7 | Elect Director Robert Hanson | Management | For | For |
1.8 | Elect Director Markus Faber | Management | For | For |
1.9 | Elect Director Howard Balloch | Managemen t | For | For |
1.10 | Elect Director David Korbin | Management | For | For |
1.11 | Elect Director R. Edward Flood | Management | For | For |
1.12 | Elect Director Livia Mahler | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Equity Incentive Plan | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | Fo r |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Manageme nt | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Arc her | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amen d Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KIMBERLY-CLARK CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | Against |
1.2 | Elect Director Dennis R. Beresford | Management | For | Against |
1.3 | Elect Director John F. Bergstrom | Management | For | Against |
1.4 | Elect Director Abelardo E. Bru | Management | For | Against |
1.5 | Elect Director Robert W. Decherd | Management | For | Against |
1.6 | Elect Director Thomas J. Falk | Management | For | Against |
1.7 | Elect Director Mae C. Jemison | Management | For | Against |
1.8 | Elect Director Ian C. Read | Management | For | Against |
1.9 | Elect Director G. Craig Sullivan | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
KOHL'S CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director R. Lawrence Montgomery | Management | For | For |
8 | Elect Director Frank V. Sica | Management | For | For |
9 | Elect Director Peter M. Sommerhauser | Management | For | For |
10 | Elect Di rector Stephanie A. Streeter | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KRAFT FOODS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ajay Banga | Management | For | For |
1.2 | Elect Director Myra M. Hart | Management | For | For |
1.3 | Elect Director Lois D. Juliber | Management | For | For |
1.4 | Elect Director Mark D. Ketchum | Management | For | For |
1.5 | Elect Director Richard A. Lerner | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
1.8 | Elect Director Irene B. Rosenfeld | Management | For | For |
1.9 | Elect Director Deborah C. Wright | Management | For | For |
1.10 | Elect Director Frank G. Zarb | Management | For | For |
2 | Amend Omnibus Stock Plan | Mana gement | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
KROGER CO., THE MEETING DATE: JUN 25, 2009 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Don W. Mcgeorge | Management | For | For |
8 | Elect Director W. Rodney Mcmullen | Management | For | For |
9 | Elect Director Jorge P. Montoya | Management | For | For |
10 | Elect Director Clyde R. Moore | Management | For | For |
11 | Elect Director Susan M. Phillips | Management | For | For |
12 | Elect Director Steven R. Rogel | Management | For | For |
13 | Elect Director James A. Runde | Management | For | For |
14 | Elect Director Ronald L. Sargent | Management | For | For |
15 | Elect Director Bobby S. Shackouls | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Increase Purchasing of Cage Free Eggs | Shareholder | Against | Abstain |
18 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
LA-Z-BOY INC. MEETING DATE: AUG 20, 2008 | ||||
TICKER: LZB SECURITY ID: 505336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt L. Darrow | Management | For | For |
1.2 | Elect Director James W. Johnston | Management | For | For |
1.3 | Elect Director H. George Levy | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | Withhold |
1.3 | Elect Director Robert V. LaPenta | Management | For | Withhold |
1.4 | Elect Di rector Mark H. Rachesky | Management | For | Withhold |
1.5 | Elect Director Michael B. Targoff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withh old |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditor s | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LI & FUNG LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 494 SECURITY ID: BMG5485F1445 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.33 Per Share | Management | For | For |
3a | Reelect Franklin Warren McFarlan Director | Management | For | Against |
3b | Reelect Spencer Theodore Fung as Director | Management | For | Against |
3c | Reelect Martin Tang Yue Nien as Director | Management | For | Against |
4 | Authorize Directors' Fees and Additional Remuneration to Non-Executive Directors on Board Committees | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
LIBERTY GLOBAL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect D irector John P. Cole, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard R. Green | Management | For | Withhold |
1.3 | Elect Director David E. Rapley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abs tain |
LIGHTHOUSE CALEDONIA ASA MEETING DATE: MAR 3, 2009 | ||||
TICKER: SECURITY ID: NO0010393630 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive Proposal for Financial Restructuring | Management | None | Did Not Vote |
4 | Approve Interim Balance Sheet | Management | For | Did Not Vote |
5 | Approve NOK 42 Million Reduction i n Share Capital by Lowering Par Value; Approve NOK 286 Million Reduction in Share Premium Fund | Management | For | Did Not Vote |
6 | Approve Issuance of 1.5 Billion Shares for a Private Placement; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Approve Increase in Share Capital of Up to NOK 20 Million by Issuing Shares for a Private Placement to Shareholders who Were not Offered to Participate in the Share Capital Increase under Item 6 | Management | For | Did Not Vote |
8 | Approve 100:1 Reverse Stock Split | Management | For | Did Not Vote |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Direct or Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Agains t | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LTX CORPORATION MEETING DATE: AUG 28, 2008 | ||||
TICKER: LTXX SECURITY ID: 502392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Charter to Increase Authorized Shares and Change Name | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: MAY 14, 2009 | ||||
TICKER: MC SECURITY ID: FR0000121014 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
5 | Reelect Antoine Arnault as Director | Management | For | For |
6 | Reelect Antoine Bernheim as Director | Management | For | For |
7 | Reelect Albert Frere as Director | Management | For | For |
8 | Reelect Pierre Gode as Director | Management | For | For |
9 | Reelect Lord Powell of Bayswater as Director | Management | For | For |
10 | Elect Yves-Thilbaut de Silguy as Director | Management | For | For |
11 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptiv e Rights up to Aggregate Nominal Amount of EUR 50 Million, with the Possibility Not to Offer them to the Public for an Amount Representing 20 Percent per Year | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Votes under Items 13 and 14 Above | Management | For | For |
16 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Amend Articles 11 and 23 of Bylaws Re: Shareholding Requirements for Directors and Double Voting Rights | Management | For | For |
MACRONIX INTERNATIONAL CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: TW0002337003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends | Management | For | For |
4 | Approve Dismissal of Supervisors to be Replaced by Auditing Committee | Management | For | For |
5 | Amend the Company's Internal Policies | Management | For | F or |
5.a | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
5.b | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
6 | Approve Issuance of Securities | Management | For | For |
7 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
MAKO SURGICAL CORP. MEETING DATE: JAN 27, 2009 | ||||
TICKER: MAKO SECURITY ID: 560879108 | ||||
Proposal No | Proposal | Propo sed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
MAKO SURGICAL CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: MAKO SECUR ITY ID: 560879108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Federico | Management | For | For |
1.2 | Elect Director Maurice R. Ferre, M.D. | Management | For | For |
1.3 | Elect Director Frederic H. Moll, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MANPOWER INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.2 | Elect Director John R. Walter | Management | For | For |
1.3 | Elect Director Marc J. Bolland | Management | For | For |
1.4 | Elect Director Ulice Payne, Jr. | Management | For | For |
2 | Elect Director Roberto Mendoza | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Implement MacBride Principles | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
MARINEMAX, INC. MEETING DATE: FEB 17, 2009 | ||||
TICKER: HZO SECURITY ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. McGill Jr. | Management | For | For |
2 | Elect Director John B. Furman | Management | For | For |
3 | Elect Director Robert S. Kant | Management | For | For |
; | ||||
---|---|---|---|---|
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Gwendolyn S. King | Management | For | For |
1.3 | Elect Director Marc D. Oken | Management | For | For |
1.4 | Elect Director David A. Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MASIMO CORP. MEETING DATE: JUN 16, 2009 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Cahill | Management | For | For |
1.2 | Elect Director Robert Coleman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MATTSON TECHNOLOGY, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: MTSN SECURITY ID: 577223100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Jochen A. Melchior | Management | For | For |
1.2 | Elect Director Shigeru Nakayama | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: JUL 28, 2008 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mr. Thomas E. Darcy | Management | For | For |
1.2 | Elect Director Mr. Denis J. O'Leary | Management | For | For |
1.3 | Elect Director Mr. Robert W. Pangia | Management | For | For |
1.4 | Elect Director Mr. Carl Bass | Management | For | For |
1.5 | Elect Director Mr. Jeffrey A. Miller | Management | For | For |
1.6 | Elect Director Mr. Anthony Zingale | Management | For | For |
2 | Approve Executive In centive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 23, 2008 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director James V. Napier | Management | For | For |
10 | Elect Director Jane E. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDIATEK INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: 2454 SECURITY ID: TW0002454006 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capi talization of 2008 Dividends and Employee Profit Sharing, | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures on Endorsement and Guarantee | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6.1 | Elect Ming-kai Tsai (Shareholder ID Number: 1) as Director | Management | For | For |
6.2 | Elect Jyh-jer Cho (Shareholder ID Number: 2) as Director | Management | For | For |
6.3 | Elect Ching-jiang Hsieh (Shareholder ID Number: 11) as Director | Management | For | For |
6.4 | Elect National Taiwan University (Shareholder ID Number: 23053) as Director | Management | For | For |
6.5 | Elect National Chiao Tung University (Shareholder ID Number: 23286) as Director | Management | For | For |
6.6 | Elect National Tsing Hua University (Shareholder ID Number: 48657) as Supervisor | Management | For | For |
6.7 | Elect National Cheng Kung University (Shareholder ID Number: 76347) as Supervisor | Management | For | For |
6.8 | Elect MediaTek Capital Corp. (Shareholder ID Number: 2471) as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METROPCS COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Jack F. Callahan, Jr. | Management | For | For |
2 | Ratify Aud itors | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 15, 2008 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | Withhold |
1.2 | Elect Director Albert J. Hugo-Martinez | Management | For | Withhold |
1.3 | Elect Director L.B. Day | Management | For | Withhold |
1.4 | Elect Director Matthew W. Chapman | Management | For | Withhold |
1.5 | Elect Director Wade F. Meyercord | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU &n bsp; SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICRUS ENDOVASCULAR CORPORATION MEETING DATE: SEP 16, 2008 | ||||
TICKER: MEND SECURITY ID: 59518V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Nelson Hopkins | Management | For | Withhold |
1.2 | Elect Director Francis J. Shammo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.2 | Elect Director Frans G. De Cock | Management | For | For |
1.3 | Elect Director Larry W. McCurdy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Propo sal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen A. Smith Bogart | Management | For | Withhold |
1.2 | Elect Director James C. Moyer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore Iannuzzi | Management | For | For |
1.2 | Elect Director Robert J. Chrenc | Management | For | For |
1.3 | Elect Director John Gaulding | Management | For | For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1.5 | Elect Director Ronald J. Kramer | Management | For | For |
1.6 | Elect Director Roberto Tunioli | Management | For | For |
1.7 | Elect Director Timothy T. Yates | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 .1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
& nbsp; | ||||
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MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MYR GROUP INC/DELAWARE MEETING DATE: MAY 12, 2009 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack L. Alexander | Management | For | Withhold |
1.2 | Elect Director Betty R. Johnson | Management | For | Withhold |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vo te Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Aga inst |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NATIONAL SEMICONDUCTOR CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian L. Halla | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director John T. Dickson | Management | For | For |
6 | Elect Director Robert J. Frankenberg | Management | For | For |
7 | Elect Director Modesto A. Maidique | Management | For | For |
8 | Elect Director Edward R. McCracken | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATION AL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NETAPP, INC. MEETING DATE: SEP 2, 2008 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Carol A. Bartz | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Thomas Georgens | Management | For | For |
1.7 | Elect Director Edward Kozel | Management | For | For |
1.8 | Elect Director Mark Leslie | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director George T. Shaheen | Management | For | For |
1.11 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP INC MEETING DATE: MAY 11, 2009 | ||||
TICKER: EDU SECURITY ID: 647581107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Resolution As Set Out In Paragraph 1 Of The Notice Of Annual General Meeting Regarding Amendments To The Company's 2006 Share Incentive Plan. | Management | For | Against |
2 | The Resolution As Set Out In Paragraph 2 Of The Notice Of Annual General Meeting Regarding The Appointment Of John Zhuang Yang Asan as Independent Director. | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Franc s 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NORTHERN TRUST CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Managem ent | For | For |
1.5 | Elect Director Arthur L. Kelly | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Harold B. Smith | Management | For | For |
1.11 | Elect Director William D. Smithburg | Management | For | For |
1.12 | Elect Director Enrique J. Sosa | Management | For | For |
1.13 | Elect Director Charles A. Tribbett III | Management | For | For |
1.14 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
NORWEGIAN PROPERTY ASA MEETING DATE: JUL 16, 2008 | ||||
TICKER: SECURITY ID: NO0010317811 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Elect Directors | Shareholder | None | Did Not Vote |
5 | Elect Members of Nominating Committee | Shareholder | None | Did Not Vote |
6a | Approve Remuneration for Chairman of the Board in the Amount of NOK 150,000 per Month | Management | None | Did Not Vote |
6b | Approve Stock Option Plan for Chairman of the Board | Management | None | Did Not Vote |
&nb sp; | ||||
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NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director J. David Litster | Management | For | For |
1.5 | Elect Director Yoshio Nishi | Management | For | For |
1.6 | Elect Director Glen G. Possley | Management | For | For |
1.7 | Elect Director Ann D. Rhoads | Management | For | For |
1.8 | Elect Director William R. Spivey | Management | For | For |
1.9 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus P lan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 18, 2009 | ||||
TICKER: NOVOB SECURITY ID: DK0060102614 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 6 per Share | Management | For | Did Not Vote |
5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5d | Reelect Pamela Kirby as Director | Managem ent | For | Did Not Vote |
5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5f | Elect Hannu Ryopponen as New Director | Management | For | Did Not Vote |
5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 14 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7.3.1 | Amend Articles Re: Change ''Koebenhavns Fondsboers'' to ''NASDAQ OMX Copenhagen'' | Management | For | Did Not Vote |
7.3.2 | Amend Existing Authorization to Issue Class B Shares to Employees; Reduce Authorization Amount to DKK 3 Million | M anagement | For | Did Not Vote |
7.3.3 | Amend Existing Authorization to Issue Shares With or Without Preemptive Rights; Reduce Authorization Amount to DKK 107 Million | Management | For | Did Not Vote |
7.3.4 | Amend Articles Re: Add Item 'Approval of Remuneration of Directors' to Standard AGM Agenda | Management | For | Did Not Vote |
8 | Other Business | Management | None | Did Not Vote |
NUCOR CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Harvey B. Gantt | Management | For | For |
1.3 | Elect Director Bernard L. Kasriel | Management | For | For |
1.4 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for th e Election of Directors | Shareholder | Against | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
NV ENERGY INC MEETING DATE: APR 30, 2009 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan F. Clark | Management | For | For |
1.2 | Elect Director Theodore J. Day | Management | For | Withhold |
1.3 | Elect Director Stephen E. Frank | Management | For | For |
1.4 | Elect Director Maureen T. Mullarkey | Management | For | For |
1.5 | Elect Director Donald D. Snyder | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | Withhold |
1.2 | Elect Director Mark L. Perry | Management | For | Withhold |
1.3 | Elect Director Mark A. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elec t Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OFFICEMAX INCORPORATED MEETING DATE: APR 15, 2009 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposa l | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | For |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | For |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | For |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | For |
8 | Elect Director David M. Szymanski | Management | For | For |
9 | Ratify Auditors | Management | For | For |
OGE ENERGY CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne Brunetti | Management | For | For |
1.2 | Elect Director John Groendyke | Management | For | For |
1.3 | Elect Director Robert Kelley | Management | For | For |
1.4 | Elect Director Robert Lorenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
OMNICOM GROUP INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Errol M. Cook | Management | For | For |
1.7 | Elect Director Susan S. Denison | Management | For | For |
1.8 | Elect Director Michael A. Henning | Management | For | For |
1.9 | Elect Director John R. Murphy | Management | For | For |
1.10 | Elect Director John R. Purcell | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard, Ph.D. | Management | For | For |
1.2 | Elect Director Antonio J. Grillo-Lopez, M.D. | Management | For | For |
1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OPTI CANADA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: OPC SECURITY ID: CA68383K1093 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Ian W. Delaney | Management | For | For |
2.2 | Elect Director Charles L. Dunlap | Management | For | For |
2.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
2.4 | Elect Director Christopher Slubicki | Management | For | For |
2.5 | Elect Director James M. Stanford | Management | For | For |
2.6 | Elect Director Bruce Waterman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | Fo r |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Managemen t | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ORTHOFIX INTERNATIONAL MEETING DATE: JUN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Charles W. Federic as Director | Management | For | For |
1.4 | Elect Guy J. Jordan as Director | Management | For | For |
1.5 | Elect Thomas J. Kester as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Manage ment | For | For |
1.8 | Elect Walter P.Von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weissl as Director | Management | For | For |
2 | Amend Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PACCAR INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director William G. Reed, Jr. | Management | For | For |
1.3 | Elect Director Warren R. Staley | Management | For | For |
1.4 | Elect Director Charles R. Williamson | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: MAY 22, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jan H. Holsboer as Director | Management | For | For |
1.2 | Elect Kevin M. Twomey as Director | Management | For | For |
2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Employee Share Plan | Management | For | For |
4 | Amend Non-Employee Director Share Plan | Management | For | Against |
5 | Approve Term Extension of Swiss Share Purchase Plan | Management | For | Against |
6A | Approve Elimination of Supermajority Vote Requirement | Management | For | For |
6B | Amend Bylaws Re: Advance Notice Provisions | Management | For | For |
6C | Amend Bylaws Re: Limitations on Ownership and Voting | Management | For | Against |
6D | Amend Bylaws Re: Idemnification Provisions | Management | For | For |
6E | Amend Bylaws Re: Election, Disqualification and Removal of Director Provisions | Management | For | Against |
6F | Amend Bylaws Re: Other Changes | Management | For | For |
PATTERSON COMPANIES INC. MEETING DATE: SEP 8, 2008 | ||||
TICKER: PDCO SECURITY ID: 703395103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald E. Ezerski | Management | For | For |
1.2 | Elect Director Andre B. Lacy | Management | For | For |
2 | Approve Profit Sharing Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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PEDIATRIX MEDICAL GROUP, INC. MEETING DATE: SEP 24, 2008 | ||||
TICKER: PDX SECURITY ID: 705324101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
PEPCO HOLDINGS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: POM SECURITY ID: 713291102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | Withhold |
1.2 | Elect Director Terence C. Golden | Management | For | Withhold |
1.3 | Elect Director Patrick T. Harker | Management | For | For |
1.4 | Elect Director Frank O. Heintz | Management | For | Withhold |
1.5 | Elect Director Barbara J. Krumsiek | Management | For | Withhold |
1.6 | Elect Director George F. MacCormack | Management | For | Withhold |
1.7 | Elect Director Lawrence C. Nussdorf | Management | For | Withhold |
1.8 | Elect Director Joseph M. Rigby | Management | For | Withhold |
1.9 | Elect Director Frank K. Ross | Management | For | Withhold |
1.10 | Elect Director Pauline A. Schneider | Management | For | Withhold |
1.11 | Elect Director Lester P. Silverman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
& nbsp; | ||||
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PEPSI BOTTLING GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: PBG SECURITY ID: 713409100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda G. Alvarado | Management | For | Against |
1.2 | Elect Director Barry H. Beracha | Management | For | Against |
1.3 | Elect Director John C. Compton | Management | For | Against |
1.4 | Elect Director Eric J. Foss | Management | For | Against |
1.5 | Elect Director Ira D. Hall | Management | For | Against |
1.6 | Elect Director Susan D. Kronick | Management | For | Against |
1.7 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.8 | Elect Director John A. Quelch | Management | For | Against |
1.9 | Elect Director Javier G. Teruel | Management | For | Against |
1.10 | Elect Director Cynthia M. Trudell | Management | For | Against |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R .L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PERDIGAO S.A. MEETING DATE: DEC 18, 2008 | ||||
TICKER: PDAGF SECURITY ID: BRPRGAACNOR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Aborption of Assets Held by Subsidiaries Perdigao Agroindustrial SA, Perdigao Agroindustrial Mato Grosso Ltda, Batavia SA Industria de Alimentos, and Maroca & Russo Industria e Comercio Ltda | Management | For | Did Not Vote |
2 | Approve Agreement to Spin Off Assets held by Perdigao Agroindustrial SA to the Subsidiaries Perdigao Agroindustrial Mato Grosso Ltda, Batavia SA Industria de Alimentos, and Maroca & Russo Industria e Comercio Ltda | Management | For | Did Not Vote |
3 | Approve Absorption of Perdigao Agroindustr ial Mato Grosso Ltda, Batavia SA Industria de Alimentos, and Maroca & Russo Industria e Comercio Ltda | Management | For | Did Not Vote |
PERDIGAO S.A. MEETING DATE: FEB 27, 2009 | ||||
TICKER: PDAGF SECURITY ID: BRPRGAACNOR4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Book Value of Perdigao Agroindustrial SA | Management | For | For |
2 | Approve Appraisal Report by Independent Firm | Management | For | For |
3 | Approve Absorption of Perdigao Agroindustrial SA | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: FEB 28, 2009 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Share Incentive Plan Re: Maximum Number of Shares for Award | M anagement | For | Against |
2 | Amend Share Incentive Plan Re: Repricing | Management | For | Against |
3 | Amend Share Incentive Plan Re: Exercise Price | Management | For | Against |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
PERNOD RICARD MEETING DATE: NOV 5, 2008 | ||||
TICKER: RI SECURITY ID: FR0000120693 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.32 per Share | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Patrick Ricard | Management | For | For |
6 | Approve Transactio n with Pierre Pringuet | Management | For | For |
7 | Reelect Patrick Ricard as Director | Management | For | For |
8 | Reelect Pierre Pringuet as Director | Management | For | For |
9 | Reelect Rafael Gonzalez-Gallarza as Director | Management | For | For |
10 | Elect Wolfgang Colberg as Director | Management | For | For |
11 | Elect Cesar Giron as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Management | For | For |
13 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PETRO-CANADA MEETING DATE: JUN 4, 2009 | ||||
TICKER: PCA SECURITY ID: CA71644E1025 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Suncor Energy Inc | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Ron A. Brenneman | Management | For | For |
3.2 | Elect Director Hans Brenninkmeyer | Management | For | For |
3.3 | Elect Director Claude Fontaine | Management | For | For |
3.4 | Elect Director Paul Haseldonckx | Management | For | For |
3.5 | Elect Director Thomas E. Kierans | Management | For | For |
3.6 | Elect Director Brian F. MacNeill | Management | For | For |
3.7 | Elect Director Maureen McCaw | Management | For | For |
3.8 | Elect Director Paul D. Melnuk | Management | For | For |
3.9 | Elect Director Guylaine Saucier | Management | For | For |
3.10 | Elect Director James W. Simpson | Management | For | For |
3.11 | Elect Director Daniel L. Valot | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Manag ement | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE &nbs p; SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | F or | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. San ger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PG&E CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director C. Lee Cox | Management | For | For |
3 | Elect Director Peter A. Darbee | Management | For | For |
4 | Elect Director Maryellen C. Herringer | Management | For | For |
5 | Elect Director Roger H. Kimmel | Management | For | For |
6 | Elect Director Richard A. Meserve | Management | For | For |
7 | Elect Director Forrest E. Miller | Management | For | For |
8 | Elect Director Barbara L. Rambo | Management | For | For |
9 | Elect Director Barry Lawson Williams | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
12 | Reincorporate in Another State [California to North Dakota ] | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Pr oposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PINN ACLE WEST CAPITAL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-John son | Management | For | For |
1.4 | Elect Director Michael L. Gallagher | Management | For | For |
1.5 | Elect Director Pamela Grant | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director William S. Jamieson | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.11 | Elect Director W. Douglas Parker | Management | For | For |
1.12 | Elect Director William J. Post | Management | For | For |
1.13 | Elect Director William L. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Shareholder | Against | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Propo sal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elec t Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Pu rchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Joel L. Fleishman | Management | For | For |
1.3 | Elect Terry S. Semel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PORTS DESIGN LTD MEETING DATE: JUN 2, 2009 | ||||
TICKER: 589 SECURITY ID: BMG718481242 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
3a1 | Reelect Han Kiat Edward Tan as Director | Management | For | Against |
3a2 | Reelect Kai Tai Alfred Chan as Director | Management | For | Against |
3a3 | Reelect Pierre Frank Bourque as Director | Management | For | Against |
3a4 | Reelect Julie Ann Enfield as Director | Management | For | Against |
3a5 | Reelect Rodney Ray Cone as Director | Management | For | Against |
3a6 | Reelect Wei Lynn Valarie Fong as Director | Management | For | Against |
3a7 | Reelect Lara Magno Lai as Director | Management | For | Against |
3b | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director R onald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PPL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: PP L SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Conway | Management | For | For |
1.2 | Elect Director E. Allen Deaver | Management | For | For |
1.3 | Elect Director James H. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRAXAIR, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PX & nbsp; SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | Withhold |
1.2 | Elect Director Nance K. Dicciani | Management | For | Withhold |
1.3 | Elect Director Edward G. Galante | Management | For | Withhold |
1.4 | Elect Director Claire W. Gargalli | Management | For | Withhold |
1.5 | Elect Director Ira D. Hall | Management | For | Withhold |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | Withhold |
1.7 | Elect Director Larry D. McVay | Management | For | Withhold |
1.8 | Elect Director Wayne T. Smith | Management | For | Withhold |
1.9 | Elect Director H. Mitchell Watson, Jr. | Management | For | Withhold |
1.10 | Elect Director Robert L. Wood | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRICELINE.COM INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Right to Call Special Meetings | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PRINCIPAL FINANCIAL GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: PFG SECURITY ID: 74251V102 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1 | Elect Director J. Barry Griswell | Management | For | For |
2 | Elect Director Richard L. Keyser | Management | For | For |
3 | Elect Director Arjun K. Mathrani | Management | For | For |
4 | Elect Director Elizabeth E. Tallett | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROGRESS ENERGY, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PGN SECURITY ID: 743263105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Bostic, Jr. | Management | For | For |
2 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
3 | Elect Director James B. Hyler, Jr. | Management | For | For |
4 | Elect Director William D. Johnson | Management | For | For |
5 | Elect Director Robert W. Jones | Management | For | For |
6 | Elect Director W. Steven Jones | Mana gement | For | For |
7 | Elect Director E. Marie McKee | Management | For | For |
8 | Elect Director John H. Mullin, III | Management | For | For |
9 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
10 | Elect Director Carlos A. Saladrigas | Management | For | For |
11 | Elect Director Theresa M. Stone | Management | For | For |
12 | Elect Director Alfred C. Tollison, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
PROLOGIS MEETING DATE: MAY 20, 2009 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | Withhold |
1.2 | Elect Director George L. Fotiades | Management | For | Withhold |
1.3 | Elect Director Christine N. Garvey | Management | For | Withhold |
1.4 | Elect Director Lawrence V. Jackson | Management | For | Withhold |
1.5 | Elect Director Donald P. Jacobs | Management | For | Withhold |
1.6 | Elect Director Walter C. Rakowich | Management | For | Withhold |
1.7 | Elect Director D. Michael Steuert | Management | For | Withhold |
1.8 | Elect Director J. Andre Teixeira | Management | For | Withhold |
1.9 | Elect Director William D. Zollars | Management | For | Withhold |
1.10 | Elect Director Andrea M. Zulberti | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PROMISE CO LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 8574 SECURITY ID: JP3833750007 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Handling of Net Loss | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
7 | Approve Deep Discount Stock Option Plan | Management | For | Against |
PRONOVA BIOPHARMA ASA MEETING DATE: MAY 5, 2009 | ||||
TICKER: SECURITY ID: NO0010382021 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Recieve President's Report | Management | None | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Treatment of Net Loss | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors in the Amounts of NOK 240,000 for Shareholder Elected Members, and NOK 120,000 for Employee Elected Members | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9 | Reelect Tone Oestensen as Member of Nominating Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Creation of NOK 601,500 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
14 | Approve Increase in Size of Board by One Additional Director Elected by Employees of Pronova BioPharma Danmark A/S | Management | For | Did Not Vote |
15 | Elect Directors | Management | For | Did Not Vote |
PSS WORLD MEDICAL, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: PSSI SECURITY ID: 69366A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Alvin R. Carpenter | Management | For | For |
1.3 | Elect Director Stephen H. Rogers | Management | For | For |
PUBLIC POWER CORPORATION S.A. MEETING DATE: JUL 31, 2008 | ||||
TICKER: PPC SECURITY ID: GRS434003000 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | Did Not Vote |
PUBLIC SERVICE ENTERPRISE GROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: PEG &nbs p; SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director Conrad K. Harper | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Thomas A. Renyi | Management | For | For |
1.6 | Elect Director Hak Cheol Shin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Ree lect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. N elles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUANTA SERVICES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director John R. Co lson | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ralph R. Disibio | Management | For | For |
1.5 | Elect Director Bernard Fried | Management | For | For |
1.6 | Elect Director Louis C. Golm | Management | For | For |
1.7 | Elect Director Worthing F. Jackman | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director John R. Wilson | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Harris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executiv e Incentive Bonus Plan | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Ri chard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RAYTHEON CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Frederic M. Poses | Management | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | Elect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
REGIS CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | For |
1.2 | Elect Director Paul D. Finkelstein | Management | For | For |
1.3 | Elect Director Thomas L. Gregory | Management | For | For |
1.4 | Elect Director Van Zandt Hawn | Management | For | For |
1.5 | Elect Director Susan S. Hoyt | Management | For | For |
1.6 | Elect Director David B. Kunin | Management | For | For |
1.7 | Elect Director Stephen Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: NOV 25, 2008 | ||||
TICKER: RGA.A SECURITY ID: 759351505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 20, 2009 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W. A. Boot | Management | For | For |
1.3 | Elect Director Stuart I. Greenbaum | Management | For | For |
1.4 | Elect Director A. Greig Woodring | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RENAULT MEETING DATE: MAY 6, 2009 | ||||
TICKER: RNO SECURITY ID: FR0000131906 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Reelect Dominique de la Garanderie as Director | Management | For | For |
6 | Elect Takeshi Isayama as Director | Management | For | For |
7 | Elect Alain J.P. Bel da as Director | Management | For | For |
8 | Elect Philippe Chartier as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Michel Sailly Representative of Employee Shareholders to the Board | Management | For | For |
10 | Approve Auditor's Report | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 500 Million | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | None | None |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | None | None |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: NO0010112675 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approv e Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
1 1 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: NO0010112675 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; A pprove Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
RICHTEK TECHNOLOGY CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: 6286 SECURITY ID: TW0006286008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
9 | Transact Other Business (Non-Voting) | Management | None | None |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | Withhold |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | Withhold |
1.3 | Elect Director Sharon D. Garrett | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDS.B SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | For |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Management | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Burd | Management | For | For |
1.2 | Elect Director Janet E. Grove | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Paul Hazen | Management | For | For |
1.5 | Elect Director Frank C. Herringer | Management | For | For |
1.6 | Elect Director Robert I. MacDonnell | Management | For | For |
1.7 | Elect Director Kenneth W. Oder | Management | For | For |
1.8 | Elect Director Rebecca A. Stirn | Management | For | For |
1.9 | Elect Director William Y. Tauscher | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Giuriceo | Management | For | For |
1.2 | Elect Director Robert R. McMaster | Management | For | For |
1.3 | Elect Director M. Miller De Lombera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2009 | ||||
TICKER: 5930 SECURITY ID: KR7005930003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share | Management | For | For |
2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
2.2 | Elect Four Inside Directors (Bundled) | Management | For | For |
2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | P roposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Eli Harari | Management | For | Withhold |
1.2 | Elect Director Irwin Federman | Management | For | Withhold |
1.3 | Elect Director Steven J. Gomo | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director Catherine P. Lego | Management | For | Withhold |
1.6 | Elect Director Michael E. Marks | Management | For | Withhold |
1.7 | Elect Director Dr. James D. Meindl | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulati ve Voting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SANDRIDGE ENERGY, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: SD SECURITY ID: 80007P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Daniel W. Jordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Directo r Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Agains t | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SEALED AIR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director T. J. Dermot Dunphy | Managem ent | For | For |
5 | Elect Director Charles F. Farrell, Jr. | Management | For | For |
6 | Elect Director William V. Hickey | Management | For | For |
7 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
8 | Elect Director Kenneth P. Manning | Management | For | For |
9 | Elect Director William J. Marino | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2009 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Waltrip | Management | For | For |
1.2 | Elect Director Anthony L. Coelho | Management | For | For |
1.3 | Elect Director A.J. Foyt, Jr. | Management | For | For |
1.4 | Elect Director Edward E. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: 8199 SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Approve Profit Distribution Plan Final Distribution Plan and Distribution of the Final Dividend | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Lau Wai Kit as Independent Non-Executive Director | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Transfer of Listing of H Shares from the Growth Enterprise Market (GEM) to the Main Board of the Stock Exchange (Proposed Transfer) | Management | For | For |
2 | Amend Articles of Association | Management | Fo r | For |
3 | Authorize Board and Company Secretary to Do All Such Acts and Things and to Do All Such Steps in Connection with the Proposed Transfer | Management | For | For |
4 | Adopt Amended Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: 8199 SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Transfer of Listing of H Shares from the Growth Enterprise Market (GEM) to the Main Board of the Stock Exchange (Proposed Transfer) | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Authorize Board and Company Secretary to Do All Such Acts and Things and to Do All Such Steps in Connection with the Proposed Transfer | Management | For | For |
4 | Adopt Amended Articles of Association | Management | For | For |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Manage ment | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SI SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROPRIATION OF NET INCOME | Management | For | For |
2 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: RUDI LAMPRECHT (UNTIL 31.12.2007) | Management | For | For |
3 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: JURGEN RADOMSKI (UNTIL 31.12.2007) | Management | For | For |
4 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. SHAREF (UNTIL 31.12.2007) | Management | For | For |
5 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: KLAUS WUCHERER (UNTIL 31.12.2007) | Management | For | For |
6 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER LOSCHER | Management | For | For |
7 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | Management | For | For |
8 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HEINRICH HIESINGER | Management | For | For |
9 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JOE KAESER | Management | For | For |
10 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) | Management | For | For |
11 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | Management | For | For |
12 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER : ERICH R. REINHARDT (UNTIL 30.04.2008) | Management | For | For |
13 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HERMANN REQUARDT | Management | For | For |
14 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF 01.01.2008) | Management | For | For |
15 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER Y. SOLMSSEN | Management | For | For |
16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | Management | For | For |
17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN | Management | For | For |
18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | Management | For | For |
19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | Management | For | For |
20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA (AS OF 24.01.2008) | Management | For | For |
21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD BIELETZKI (UNTIL 03.12.2007) | Management | For | For |
22 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN (AS OF 24.01.2008) | Management | For | For |
23 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHN DAVID COOMBE (UNTIL 24.01.2008) | Management | For | Fo r |
24 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HILDEGARD CORNUDET (UNTIL 24.01.2008) | Management | For | For |
25 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN (AS OF 24.01.2008) | Management | For | For |
26 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL (AS OF 24.01.2008) | Management | For | For |
27 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT GRUBE (UNTIL 24.01.2008) | Management | For | For |
28 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS (AS OF 24.01.2008) | Management | For | For |
29 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | Management | For | For |
30 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK | Management | For | For |
31 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERTHOLD HUBER | Managemen t | For | For |
32 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN (AS OF 24.01.2008) | Management | For | For |
33 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WALTER KROLL (UNTIL 24.01.2008) | Management | For | For |
34 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | Management | For | For |
35 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAE L MIROW (UNTIL 24.01.2008) | Management | For | For |
36 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS (AS OF 24.01.2008) | Management | For | For |
37 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | Management | For | For |
38 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: THOMAS RACKOW (UNTIL 24.01.2008) | Management | For | For |
39 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON (AS OF 24.01.2008) | Management | For | For |
40 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | Management | For | For |
41 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALBRECHT SCHMIDT (UNTIL 24.01.2008) | Management | For | For |
42 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | Management | For | F or |
43 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG (AS OF 24.01.2008) | Management | For | For |
44 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER VON SIEMENS (UNTIL 24.01.2008) | Management | For | For |
45 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JERRY I. SPEYER (UNTIL 24.01.2008) | Management | For | For |
46 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN (AS OF 24.01.2008) | Management | For | For |
47 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | Management | For | For |
48 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
49 | ACQUISITION AND USE OF SIEMENS SHARES | Management | For | For |
50 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF SIEMENS SHARES | Management | For | For |
51 | CREATION OF AN AUTHORIZED CAPITAL 2009 | Management | For | For |
52 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2009 | Management | For | For |
53 | ADJUSTMENTS TO THE SUPERVISORY BOARD REMUNERATION | Management | For | For |
54 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO ELECTIONS | Management | For | For |
SILICON LABORATORIES INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey B. Cash | Management | For | For |
1.2 | Elect Director Necip Sayiner | Management | For | For |
1.3 | Elect Director David R. Welland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
SILICONWARE PRECISION INDUSTRIES CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SPIL SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
SILVER WHEATON CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: SLW SECURITY ID: CA8283361076 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Green | Management | For | For |
1.2 | Elect Director John H. Alschuler, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SLC AGRICOLA SA MEETING DATE: APR 6, 2009 | ||||
TICKER: SECURITY ID: BRSLCEACNOR2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers, and Non-Executive Directors | Management | For | Against |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: AUG 27, 2008 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Burrus, Jr. | Management | For | For |
1.2 | Elect Director Hon. Carol T. Crawford | Management | For | For |
1.3 | Elect Director David C. Nelson | Management | For | For |
1.4 | Elect Director Gaoning Ning | Management | For | For |
1.5 | Elect Director Frank S. Royal, M.D. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SONY FINANCIAL HOLDINGS INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 8729 SECURITY ID: JP3435350008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
SOUTHERN UNION CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | Withhold |
1.2 | Elect Director Michal Barzuza | Management | For | Withhold |
1.3 | Elect Director Stephen C. Beasley | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | Withhold |
1.5 | Elect Director Frank W. Denius | Management | For | Withhold |
1.6 | Elect Director Michael J. Egan | Management | For | For |
1.7 | Elect Director Kurt A. Gitter | Management | For | Withhold |
1.8 | Elect Director Herbert H. Jacobi | Management | For | Withhold |
1.9 | Elect Director Thomas N. McCarter, III | Management | For | Withhold |
1.10 | Elect Director George Rountree, III | Management | For | Withhold |
1.11 | Elect Director Allan D. Scherer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: MAR 19, 2009 | ||||
TICKER: CRUZ3 SECURITY ID: BRCRUZACNOR0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
4 | Authorize Capitalization of Reserves | Management | For | For |
5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
; | ||||
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SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SRA INTERNATIONAL, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: SRX SECURITY ID: 78464R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Barter | Management | For | For |
1.2 | Elect Director Larry R. Ellis | Management | For | For |
1.3 | Elect Director Miles R. Gilburne | Management | For | For |
1.4 | Elect Director Gail R. Wilensky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Daniel J. Starks | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
& nbsp; | ||||
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STANDARD CHARTERED PLC MEETING DATE: MAY 7, 2009 | ||||
TICKER: STAN SECURITY ID: GB0004082847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 42.32 US Cents Per Ordinary Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Jamie Dundas as Director | Management | For | For |
5 | Re-elect Rudolph Markham as Director | Management | For | For |
6 | Re-elect Ruth Markland as Director | Management | For | For |
7 | Re-elect Richard Meddings as Director | Management | For | For |
8 | Re-elect John Peace as Director | Management | For | For |
9 | Elect Steve Bertamini as Director | Management | For | For |
10 | Elect John Paynter as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
14 | Increase Auth. Share Capital from USD 2,816,000,000, GBP 500,000,000 and EUR 1,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000 | Management | For | For |
15 | Issue Equity with Rights up to USD 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme | Management | For | For |
16 | Extend Directors' Authority to Issue Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Resolution 18 | Management | For | For |
17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50 | Management | For | For |
18 | Authorise 189,697,263 Ordinary Shares for Market Purchase | Management | For | For |
19 | Authorise Market Purchase of 477,500 Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00 | Management | For | For |
20 | Adopt New Articles of Association | Management | For | For |
21 | Ap prove That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
STANDARD PACIFIC CORP. MEETING DATE: AUG 18, 2008 | ||||
TICKER: SPF SECURITY ID: 85375C101 | ||||
Proposal No | Pro posal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay V ishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontes ted Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
STATOILHYDRO ASA (FORMERLY STATOIL ASA) MEETING DATE: MAY 19, 2009 | ||||
TICKER: STO SECURITY ID: 85771P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect Olaug Svarva as Chairman of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
5 | Designate Inspectors of Minutes of Meeti ng | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.25 per Share (NOK 4.40 as Ordinary Dividend and NOK 2.85 as Special Dividend) | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
8 | Elect One Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
9 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
10 | Authorize Repurchase and Reissuance of Shares up to NOK 15 Million Aggregate Par Value for Share Saving Scheme for Employees | Management | For | Did Not Vote |
11 | Change Company Name to Statoil ASA; Amend Corporate Purpose: Include Other Forms of Energy | Management | For | Did Not Vote |
12 | Withdraw Company From Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
STERICYCLE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote C ast |
1.1 | Elect Director Mark C. Miller | Management | For | For |
1.2 | Elect Director Jack W. Schuler | Management | For | For |
1.3 | Elect Director Thomas D. Brown | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director Jonathan T. Lord, M.D. | Management | For | For |
1.7 | Elect Director John Patience | Management | For | For |
1.8 | Elect Director Ronald G. Spaeth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: CA8672291066 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SUN SECURITY ID: 86764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. J. Darnall | Management | For | For |
1.2 | Elect Director G. W. Edwards | Management | For | For |
1.3 | Elect Director L. L. Elsenhans | Management | For | For |
1.4 | Elect Director U. O. Fairbairn | Management | For | For |
1.5 | Elect Director T. P. Gerrity | Management | For | For |
1.6 | Elect Director R. B. Greco | Management | For | For |
1.7 | Elect Director J. P. Jones, III | Management | For | For |
1.8 | Elect Director J. G. Kaiser | Management | For | For |
1.9 | Elect Director J. W. Rowe | Management | For | For |
1.10 | Elect Director J. K. Wulff | Management | For | For |
2 | Amend Non-Employee Director Stock Optio n Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | Withhold |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director James M. Funk | Management | For | Withhold |
1.4 | Elect Director Terence E. Hall | Management | For | Withhold |
1.5 | Elect Director E.E. 'Wyn' Howard, III | Management | For | Withhold |
1.6 | Elect Director Justin L. Sullivan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SYCAMORE NETWORKS, INC. MEETING DATE: JAN 6, 2009 | ||||
TICKER: SCMR SECURITY ID: 871206108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Smith | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSMWF SECURITY ID: TW0002330008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve to Amend the Company's Internal Policies | Management | For | For |
4.1 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
4.2 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Elect Morris Chang, ID No. 4515 as Director | Management | For | Against |
5.2 | Elect F.C. Tseng, ID No. 104 as Director | Management | For | Against |
5.3 | Elect Rick Tsai, ID No. 7252 as Director | Management | For | Against |
5.4 | Elect Tain-Jy Chen (Represen tative of National Development Fund, Executive Yuan), ID No. 1 as Director | Management | For | Against |
5.5 | Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director | Management | For | For |
5.6 | Elect Stan Shih, ID No. 534770 as Independent Director | Management | For | For |
5.7 | Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director | Management | For | For |
5.8 | Elect Thomas J. Engibous, ID No. 135021464 as Independent Director | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TCF FINANCIAL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bieber | Management | For | Withhold |
1.2 | Elect Director Theodore J. Bigos | Management | For | For |
1.3 | Elect Director William A. Cooper | Management | For | Withhold |
1.4 | Elect Director Thomas A. Cusick | Management | For | Withhold |
1.5 | Elect Director Gregory J. Pulles | Management | For | Withhold |
1.6 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.7 | Elect Director Douglas A. Scovanner | Management | For | Withhold |
1.8 | Elect Director Barry N. Winslow | Management | For | Withhold |
2 | Amend Executive Incenti ve Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TELLABS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bo Hedfors | Management | For | For |
1.2 | Elect Director Michael E. Lavin | Management | For | For |
1.3 | Elect Director Jan H. Suwinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Albert Carnesale | Management | For | For |
1.4 | Elect Director Edwin J. Gillis | Management | For | For |
1.5 | Elect Director Vincent M. O'Reilly | Management | For | For |
1.6 | Elect Director Paul J. Tufano | Management | For | For |
1.7 | Elect Director Roy A. Vallee | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Ma nagement | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsl ey | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
THQ INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.6 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.7 | Elect Director Cindy B. Taylor | Management | For | For |
1.8 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.9 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | Fo r | For |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director Davi d C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | P rovide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TOKYO ELECTRON LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 8035 SECURITY ID: JP3571400005 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
2.13 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TOYOTA MOTOR CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7203 SECURITY ID: 892331307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Alloc ation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3 | Elect 29 Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRAVELERS COMPANIES, INC., TH E MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Manageme nt | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
TRINITY INDUSTRIES, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: TRN SECURITY ID: 896522109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | Withhold |
1.2 | Elect Director Rhys J. Best | Management | For | Withhold |
1.3 | Elect Director David W. Biegler | Management | For | Withhold |
1.4 | Elect Director Leldon E. Echols | Management | For | Withhold |
1.5 | Elect Director Ronald J. Gafford | Management | For | Withhold |
1.6 | Elect Director Ronald W. Haddock | Management | For | Withhold |
1.7 | Elect Director Jess T. Hay | Management | For | Withhold |
1.8 | Elect Director Adrian Lajous | Management | For | Withhold |
1.9 | Elect Director Diana S. Natalicio | Management | For | Withhold |
1.10 | Elect Director Timothy R. Wallace | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gary | Management | For | Withhold |
1.2 | Elect Director Charles Scott Gibson | Management | For | Withhold |
1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
1.4 | Elect Director Ralph G. Quinsey | Management | For | Withhold |
1.5 | Elect Director Walden C. Rhines | Management | For | Withhold |
1.6 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.7 | Elect Director Willis C. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Director/Officer Liability and Indemnification | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
TRIUMPH GROUP, INC. MEETING DATE: JUL 24, 2008 | ||||
TICKER: TGI SECURITY ID: 896818101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Ill | Management | For | Withhold |
1.2 | Elect Director Richard C. Gozon | Management | For | Withhold |
1.3 | Elect Director Claude F. Kronk | Management | For | Wit hhold |
1.4 | Elect Director William O. Albertini | Management | For | Withhold |
1.5 | Elect Director George Simpson | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 6, 2009 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Richard L. Bond | Management | For | For |
1.4 | Elect Director Lloyd V. Hackley | Management | For | For |
1.5 | Elect Director Jim Kever | Management | For | For |
1.6 | Elect Director Kevin M. McNamara | Manageme nt | For | For |
1.7 | Elect Director Brad T. Sauer | Management | For | For |
1.8 | Elect Director Jo Ann R. Smith | Management | For | For |
1.9 | Elect Director Barbara A. Tyson | Management | For | For |
1.10 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Rat ify Auditors | Management | For | For |
3 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
4 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Re port on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNILEVER N.V. MEETING DATE: OCT 29, 2008 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment of Paul Polman as Executive Director | Management | For | For |
UNILEVER N.V. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Ap prove Discharge of Executive Directors | Management | For | For |
4 | Approve Discharge of Non-Executive Directors | Management | For | For |
5 | Elect L.A. Lawrence as Executive Director | Management | For | For |
6 | Elect P.G.J.M. Polman as Executive Director | Management | For | For |
7 | Reelect L. Brittan of Spennithorne as Non-Executive Director | Management | For | For |
8 | Reelect W. Dik as Non-Executive Director | Management | For | For |
9 | Reelect C.E. Golden as Non-Executive Director | Management | For | For |
10 | Reelect B.E. Grote as Non-Executive Director | Management | For | For |
11 | Reelect N. Murthy as Non-Executive Director | Management | For | For |
12 | Reelect H. Nyasulu as Non-Executive Director | Management | For | For |
13 | Reelect K.J. Storm as Non-Executive Director | Management | For | For |
14 | Reelect M. Treschow as Non-Executive Director | Management | For | For |
15 | Reelect J. van der Veer as Non-Executive Director | Management | For | For |
16 | Elect L.O. Fresco as Non-Executive Director | Management | For | For |
17 | Elect A.M. Fudge as Non-Executive Director | Management | For | For |
18 | Elect P. Walsh as Non-Executive Director | Management | For | For |
19 | Ratify PwC as Auditors | Management | For | For |
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
23.1 | Amend Articles Re: Move to Quarterly Dividends | Management | For | For |
23.2 | Amend Articles Re: Move to Quarterly Dividends | Management | For | For |
24 | Allow Questions | Management | None | None |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Dire ctor Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNISOURCE ENERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: UNS SECURITY ID: 909205106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Bonavia | Management | For | Withhold |
1.2 | Elect Director Lawrence J. Aldrich | Management | For | Withhold |
1.3 | Elect Director Barbara M. Baumann | Management | For | Withhold |
1.4 | Elect Director Larry W. Bickle | Management | For | Withhold |
1.5 | Elect Director Elizabeth T. Bilby | Management | For | Withhold |
1.6 | Elect Director Harold W. Burlingame | Management | For | Withhold |
1.7 | Elect Director John L. Carter | Management | For | Withhold |
1.8 | Elect Director Robert A. Elliott | Management | For | Withhold |
1.9 | Elect Director D aniel W. L. Fessler | Management | For | Withhold |
1.10 | Elect Director Louise L. Francesconi | Management | For | Withhold |
1.11 | Elect Director Warren Y. Jobe | Management | For | Withhold |
1.12 | Elect Director Ramiro G. Peru | Management | For | Withhold |
1.13 | Elect Director Gregory A. Pivirotto | Management | For | Withhold |
1.14 | Elect Director Joaquin Ruiz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNISYS CORP. MEETING DATE: JUL 24, 2008 | ||||
TICKER: UIS SECURITY ID: 909214108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Bolduc | Management | For | Withhold |
1.2 | Elect Director James J. Duderstadt | Management | For | Withhold |
1.3 | Elect Director Matthew J. Espe | Management | For | Withhold |
1.4 | Elect Director Denise K. Fletcher | Management | For | Withhold |
1.5 | Elect Director Clay B. Lifflander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
UNITED THERAPEUTICS CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Kurzweil | Management | For | Withhold |
1.2 | Elect Director Martine Rothblatt, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Louis Sullivan, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNUM GROUP MEETING DATE: MAY 22, 2009 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Godwin | Management | For | For |
1.2 | Elect Director Thomas Kinser | Management | For | For |
1.3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Muhl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
URANIUM ONE INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: UUU SECURITY ID: CA91701P1053 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Telfer | Management | For | For |
1.2 | Elect Director Andrew Adams | Management | For | For |
1.3 | Elect Director Massimo Carello | Management | For | For |
1.4 | Elect Director David Hodgson | Management | For | For |
1.5 | Elect Director D. Jean Nortier | Management | For | For |
1.6 | Elect Director Terry Rosenberg | Management | For | For |
1.7 | Elect Director Phillip Shirvington | Management | For | For |
1.8 | Elect Director Mark Wheatley | Management | For | For |
1.9 | Elect Director Kenneth Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Rolling 10% Stock Option Plan | Management | For | Against |
4 | Change Location of Registered Office/Headquarters | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: URBN ; SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | Withhold |
1.2 | Elect Director Robert H. Strouse | Management | For | Withhold |
1.3 | Elect Director Glen T. Senk | Management | For | Withhold |
1.4 | Elect Director Joel S. Lawson III | Management | For | Withhold |
1.5 | Elect Director Richard A. Hayne | Management | For | Withhold |
1.6 | Elect Director Harry S. Cherken, Jr. | Management | For | Withhold |
2 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VAIL RESORTS, INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director Joe R. Micheletto | Management | For | For |
1.7 | Elect Director John T. Redmond | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
1.9 | Elect Director William P. Stiritz | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VALEANT PHARMACEUTICALS INTL. MEETING DATE: MAY 12, 2009 | ||||
TICKER: VRX SECUR ITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Ingram | Management | For | For |
2 | Elect Director Lawrence N. Kugelman | Management | For | For |
3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: FR0000120354 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transactions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Management | For | For |
8 | Ratify Appointment of Jean-Francois Cirelli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Man agement | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIGY LIMITED MEETING DATE: APR 14, 2009 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Edward Grady as Director | Management | For | For |
2 | Reelect Ernest Godshalk as Director | Management | For | For |
3 | Reelect Bobby Cheng as Director | Management | For | For |
4 | Reelect Keith Barnes as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Cash Compensation to Non-Employee Directors; Pro Rated Cash Compensation to New Non-Employee Directors; and Additional Cash Compensation to the Lead Independent Director and Chairperson of the Audit Committee for Services Rendered | Management | For | For |
7 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect D irector Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Pr ohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payment s to Senior Executives | Shareholder | Against | Against |
VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. Alan McCollough | Management | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Managem ent Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C83 9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VIS A INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VITERRA INC MEETING DATE: MAR 11, 2009 | ||||
TICKER: VT SECURITY ID: CA92849T1084 | ||||
Prop osal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Birks | Management | For | For |
1.2 | Elect Director Vic Bruce | Management | For | For |
1.3 | Elect Director Thomas Chambers | Management | For | For |
1.4 | Elect Director Dallas Howe | Manageme nt | For | For |
1.5 | Elect Director Harold Milavsky | Management | For | For |
1.6 | Elect Director Herb Pinder Jr. | Management | For | For |
1.7 | Elect Director Mayo Schmidt | Management | For | For |
1.8 | Elect Director Larry Ruud | Management | For | For |
1.9 | Elect Direc tor Bonnie DuPont | Management | For | For |
1.10 | Elect Director Tim Hearn | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 14, 2009 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
W. R. BERKLEY CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: WRB SECURITY ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Berkley | Management | For | For |
1.2 | Elect Director George G. Daly | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Managemen t | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect D irector Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Ag ainst | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALGREEN CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | El ect Director William C. Foote | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director Alan G. Mcnally | Management | For | For |
1.4 | Elect Director Cordell Reed | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Marilou M. Von Ferstel | Management | For | For |
1.10 | Elect Director Charles R. Walgreen III | M anagement | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WATERS CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: WAT SECURITY ID: 941848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt, Ph.D. | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher, M.D. | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING D ATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WELLPOINT, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr., M.D. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Julie A. Hill | Management | For | For |
5 | Elect Director Ramiro G. Peru | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Manage ment | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Management | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Director Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Management | For | For |
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | For |
2 | Elect Director Kathleen A. Cote | Management | For | For |
3 | Elect Director John F. Coyne | Management | For | For |
4 | Elect Director Henry T. DeNero | Management | For | For |
5 | Elect Director William L. Kimsey | Management | For | For |
6 | Elect Director Michael D. Lambert | Management | For | For |
7 | Elect Director Matthew E. Massengill | Management | For | For |
8 | Elect Director Roger H. Moore | Management | For | For |
9 | Elect Director Thomas E. Pardun | Management | For | For |
10 | Elect Director Arif Shakeel | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajor ity Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WILLBROS GROUP INC MEETING DATE: FEB 2, 2009 | ||||
TICKER: WG SECURITY ID: 969199108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG WILLBROS GROUP, INC., ( WILLBROS DELAWARE ), WILLBROS GROUP, INC., ( WILLBROS PANAMA ), AND WILLBROS MERGER, INC. | Management | For | For |
2 | PROPOSAL TO APPROVE POSTPONEMENT S OR ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | Withhold |
1.2 | Elect Director Charles P. Garcia | Management | For | Withhold |
1.3 | Elect Director Jeffrey C. Girard | Management | For | Withhold |
1.4 | Elect Director Yvonne R. Jackson | Management | For | Withhold |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | Withhold |
1.6 | Elect Director Peter L. Lynch | Management | For | Withhold |
1.7 | Elect Director James P. Olson | Management | For | Withhold |
1.8 | Elect Director Terry Peets | Management | For | Withhold |
1.9 | Elect Director Richard E. Rivera | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WISCONSIN ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Ramesh Shah as a Director | Management | For | For |
5 | Reelect Neeraj Bhargava as a Director | Management | For | For |
6 | Approve Rem uneration of Directors, Including the Grant of Equity Awards | Management | For | For |
WPP GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: SECURITY ID: GB00B0J6N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement; Approve Reduction and Subsequent Increase in Cap,; Capitalise Reserves; Issue Equity with Rights; Adopt Replacement and Continuing Share Plans; Ensure Satisfaction of Outstanding and Existing Awards; Amend Art. of Assoc. | Management | For | For |
2 | Reduce Amount Standing to Credit of New WPP's Share Premium Account (Including Amount Arising Pursuant to Scheme) in Its Entirety (or up to Such Amount Approved by Jersey Court) by Crediting Such Amount to a Reserve of Profit to be Available to New WPP | Management | For | For |
3 | Approve Change of Company Name to WPP 2008 plc | Management | For | For |
4 | Approve Delisting of WPP Shares from the Official List | Management | For | For |
5 | Authorise the New WPP Directors to Ensure that the Sponsoring Companies of the Inherited Share Plans are Able to Satisfy Existing Awards Under the Inherited Share Plans Using Newly Issued New WPP Shares or New WPP Treasury Shares | Management | For | For |
WPP GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: SECURITY ID: GB00B0J6N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | Management | For | For |
X5 RETAIL GROUP N.V. MEETING DATE: OCT 29, 2008 | ||||
TICKER: SECURITY ID: US98387E1064 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Elect Stephan DuCharme to Supervisory Board | Management | For | Against |
2b | Approve Remuneration of Stephan DuCharme | Management | For | Against |
3 | Approve Performance Related Remuneration of Herve Defforey and Carlos Criado-Perez Trefault | Management | For | For |
4 | Amend Articles Re: Share Repurchase Authorizations and Transfer of Shares Held by Company | Management | For | Against |
5 | Other Business (Non-Voting) | Management | None | None |
XCEL ENERGY INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Coney Burgess | Management | For | For |
1.2 | Elect Director Fredric W. Corrigan | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Richard C. Kelly | Management | For | For |
1.5 | Elect Director Albert F. Moreno | Management | For | For |
1.6 | Elect Director Margaret R. Preska | Management | For | For |
1.7 | Elect Director A. Patricia Sampson | Management | For | For |
1.8 | Elect Director Richard H. Truly | Management | For | For |
1.9 | Elect Director David A. Westerlund | Management | For | For |
1.10 | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
YAHOO!, INC. MEETING DATE: AUG 1, 2008 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Pro posal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director Eric Hippeau | Management | For | For |
1.4 | Elect Director Vyomes h Joshi | Management | For | For |
1.5 | Elect Director Arthur H. Kern | Management | For | For |
1.6 | Elect Director Robert A. Kotick | Management | For | For |
1.7 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.8 | Elect Director Gary L. Wilson | Management | For | For |
1.9 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pay For Superior Performance | Shareholder | Against | Against |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Lucian A. Bebchuk | Shareholder | For | Did Not Vote |
1.2 | Elect Director Frank J. Biondi, Jr. | Shareholder | For | Did Not Vote |
1.3 | Elect Director John H. Chapple | Shareholder | For | Did Not Vote |
1.4 | Elect Director Mark Cuban | Shareholder | For | Did Not Vote |
1.5 | Elect Director Adam Dell | Shareholder | For | Did Not Vote |
1.6 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.7 | Elect Director Keith A, Meister | Shareholder | For | Did Not Vote |
1.8 | Elect Director Edward H. Meyer | Shareholder | For | Did Not Vote |
1.9 | Elect Director Brian S. Posner | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Pay For Superior Performance | Shareholder | For | Did Not Vote |
4 | Adopt Policies to Protect Freedom o f Access to the Internet | Shareholder | Against | Did Not Vote |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Did Not Vote |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
T ICKER: YRI SECURITY ID: CA98462Y1007 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.4 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.5 | Elect Director Nigel Lees | Management | For | For |
1.6 | Elect Director Dino Titaro | Management | For | For |
1.7 | Elect Director John Begeman | Management | For | For |
1.8 | Elect Director Robert Horn | Management | For | For |
1.9 | Elect Director Richard Graff | Management | For | For |
1.10 | Elect Director Carl Renzoni | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAY 19, 2009 | ||||
TICKER: 763 SECURITY ID: CNE1000004Y2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts | Management | For | For |
6 | Approve Connected Transaction with a Related Party and the Related Annual Cap | Management | For | Against |
7 | Approve Application to the National Developement Bank for a $2.5 Billion Composite Credit Facility | Management | For | Against |
8 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 15.7 Billion Composite Credit Facility | Management | For | Against |
9a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2008 | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12a | Amend Articles Re: Registered Capital | Management | For | For |
12b | Amend Articles of Association and Shareholders' General Meeting | Management | For | Against |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAY 19, 2009 | ||||
TICKER: 763 SECURITY ID: CNE1000004Y2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2008 | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: JUN 30, 2009 | ||||
TICKER: 763 SECURITY ID: CNE1000004Y2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Qu Xiaohui as an Independent Non-Executive Director | Management | For | For |
1b | Elect Chen Naiwei as an Independent Non-Executive Director | Management | For | For |
1c | Elect Wei Wei as an Independent Non-Executive Director | Management | For | For |
2 | Approve Provision of Guarantee by the Company for a Subsidiary | Management | For | For |
3 | Approve Provision of Performance Guarantee for PT. ZTE Indonesia | Shareholder | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Shareholder | None | Against |
ZUMIEZ INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ZUMZ SECURITY ID: 989817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Brooks | Management | For | For |
2 | Elect Director Matthew L. Hyde | Management | For | For |
3 | Elect Director James M. Weber | Management | For | For |
4 | Approve Repricing of Options | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ZUMTOBEL AG MEETING DATE: JUL 29, 2008 | ||||
TICKER: SECURITY ID: AT0000837307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/ 2008 | Management | None | Did Not Vote |
2 | Approve Allocation of Income for Fiscal 2007/2008 | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Supervisory Board for Fiscal 2007/2008 | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board Members for Fiscal 2008/2009 | Management | For | Did Not Vote |
5 | Elect Supervisory Board Members | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Amend Articles Re: Second Deputy Chairman of Supervisory Board | Management | For | Did Not Vote |
8 | Ratify Auditors for Fiscal 2008/2009 | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY ADVISOR DIVIDEND GROWTH FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTOR S: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | For | For |
ACCO BRANDS CORPORATION MEETING DATE: MAY 19, 2009 | ||||
TICKER: ABD SECURITY ID: 00081T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Thomas Hargrove | Management | For | For |
1.2 | Elect Director Robert H. Jenkins | Management | For | For |
1.3 | Elect Director Robert J. Keller | Management | For | For |
1.4 | Elect Director Michael Norkus | Management | For | For |
1.5 | Elect Director Norman H. Wesley | Management | For | For |
2 | Other Business | Management | For | Against |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recomm endation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Direc tor James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | Withhold |
1.2 | Elect Director John C. Brouillard | Management | For | Withhold |
1.3 | Elect Director Darren R. Jackson | Management | For | Withhold |
1.4 | Elect Director William S. Oglesby | Management | For | Withhold |
1.5 | Elect Director Gilbert T. Ray | Management | For | Withhold |
1.6 | Elect Director Carlos A. Saladrigas | Management | For | Withhold |
1.7 | Elect Director Francesca M. Spinelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Director Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Director Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard K raft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Pro posal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey T. Crowley | Management | For | For |
1.2 | Elect Director Don L. Chapman | Management | For | For |
1.3 | Elect Director Lewis H. Jordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALEXANDER & BALDWIN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AXB SECURITY ID: 014482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | Withhold |
1.2 | Elect Director Michael J. Chun | Management | For | Withhold |
1.3 | Elect Director W. Allen Doane | Management | For | Withhold |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | Withhold |
1.5 | Elect Director Charles G. King | Management | For | Withhold |
1.6 | Elect Director Constance H. Lau | Management | For | Withhold |
1.7 | Elect Director Douglas M. Pasquale | Management | For | Withhold |
1.8 | Elect Director Maryanna G. Shaw | Management | For | Withhold |
1.9 | Elect Director Jeffrey N. Watanabe | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. P yott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALTERA CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director Gregory E. Myers | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purc hase Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
AMEDISYS, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: AMED SECURITY ID: 023436108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Borne | Management | For | For |
1.2 | Elect Director Larry R. Graham | Management | For | For |
1.3 | Elect Director Ronald A. LaBorde | Management | For | For |
1.4 | Elect Director Jake L. Netterville | Management | For | For |
1.5 | Elect Director David R. Pitts | Management | For | For |
1.6 | Elect Director Peter F. Ricchiuti | Management | For | For |
1.7 | Elect Director Donald A. Washburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN APPAREL INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: APP SECURITY ID: 023850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dir ector Robert Greene | Management | For | Withhold |
1.2 | Elect Director Allan Mayer | Management | For | Withhold |
1.3 | Elect Director Keith Miller | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AMERICAN APPAREL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: APP SECURITY ID: 023850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacob Capps | Management | For | For |
1.2 | Elect Director Adrian Kowalewski | Management | For | For |
1.3 | Elect Director Neil Richardson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AMMD SECURITY ID: 02744M108 | ||||
Proposal No | Proposa l | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony P. Bihl, III, | Management | For | Withhold |
1.2 | Elect Director Jane E. Kiernan | Management | For | Withhold |
1.3 | Elect Director Thomas E. Timbie | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren D. Knowlton | Management | For | For |
2 | Elect Director Jeffrey Noddle | Management | For | For |
3 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
4 | Ratify Auditors | Management | Fo r | For |
AMETEK, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
AMPHENOL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ANALOG DEVICES, INC. ME ETING DATE: MAR 10, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Champy | Management | For | For |
1.2 | Elect Director Yves-Andre Istel | Management | For | For |
1.3 | Elect Director Neil Novich | Managem ent | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
&nb sp; | ||||
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ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Manage ment | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vot e |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade R egistry | Management | For | Did Not Vote |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCELORMITTAL MEETING DATE: MAY 12, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Acknowledge Allocation of Income and Dividends | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 0.1875 per Share | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Approve Retirement of Directors | Management | For | Did Not Vote |
8 | Reelect Narayanan Vaghul as Director | Management | For | Did Not Vote |
9 | Reelect Wilbur L. Ross as Director | Management | For | Did Not Vote |
10 | Reelect Francois Pinault as Director | Management | For | Did Not Vote |
11 | Approve Share Repurchase Program | Management | For | Did Not Vote |
12 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
13 | Approve Bonus Plan | Management | For | Did Not Vote |
14 | Approve Stock Option Plan | Management | For | Did Not Vote |
15 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elec t Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARES CAP CORP MEETING DATE: MAY 4, 2009 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory W. Penske | Management | For | For |
1.2 | Elect Director Robert L. Rosen | Management | For | For |
1.3 | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify A uditors | Management | For | For |
3 | Approve Sale of Common Shares Below Net Asset Value | Management | For | For |
4 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ART TECHNOLOGY GROUP, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ARTG SECURITY ID: 04289L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Held | Management | For | For |
1.2 | Elect Director Phyllis S. Swersky | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Audito rs | Management | For | For |
ASBURY AUTOMOTIVE GROUP. INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1.1 | Elect Director Janet M. Clarke | Management | For | For |
1.2 | Elect Director Dennis E. Clements | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus St ock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ASSURANT INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles John Koch | Management | For | Withhold |
1.2 | Elect Director H. Carroll Mackin | Management | For | Withhold |
1.3 | Elect Director Robert B. Pollock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | R eport on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shar eholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
ATMEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Directo r Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ATOS ORIGIN MEETING DATE: MAY 26, 2009 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | M anagement | For | For |
5 | Approve Transaction with Wilbert Kieboom Re: Severance Payments | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Elect Mrs. Jean Fleming as Representative of Employee Shareholders to the Board | Management | For | For |
8 | Elect Benoit Orfila as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Daniel Coulon as Representative of Employee Shareholders to the Board | Management | For | For |
10 | Elect Raymonde Tournois as Representative of Employee Shareholders to the Board | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20,915,236 | Management | For | For |
12 | Authorize Issuance of Equ ity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of Up to EUR 10 Million for Future Exchange Offers | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 20,915,236 | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 1.57 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | Against |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTONATION, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AN SECURITY ID: 05329W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Rick L. Burdick | Management | For | For |
1.3 | Elect Director William C. Crowley | Management | For | For |
1.4 | Elect Director David B . Edelson | Management | For | For |
1.5 | Elect Director Kim C. Goodman | Management | For | For |
1.6 | Elect Director Robert R. Grusky | Management | For | For |
1.7 | Elect Director Michael E. Maroone | Management | For | For |
1.8 | Elect Director Carlos A. Migoya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AVERY DENNISON CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cardis | Management | For | For |
1.2 | Elect Director David E.I. Pyott | Management | For | For |
1.3 | Elect Director Dean A. Scarborough | Management | For | For |
1.4 | Elect Director Julia A. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
AXCELIS TECHNOLOGIES INC MEETING DATE: MAY 6, 2009 | ||||
TICKER: ACLS SECURITY ID: 054540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Jennings | Management | For | For |
1.2 | Elect Director Mary G. Puma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulat ive Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BANK SARASIN & CIE. MEETING DATE: APR 22, 2009 | ||||
TICKER: SECURITY ID: H382 2H286 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Issuance of Cash or Title Options in Connection with Share Capital Reduction | Management | For | Did Not Vote |
3.3 | Approve CHF 39.8 Million Reduction in Share Capital | Management | For | Did Not Vote |
3.4 | Approve CHF 1.9 Million Pool of Capital to Guarantee Cash or Title Options | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants or Convertible Bonds with Preemptive Rights; Approve CHF 1.2 Million Increase to Existing Pool of Capit al to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve CHF 154,000 Increase to Existing Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Amend Articles Re: Shareholding Requirement for Proposing Voting Resolutions at AGM | Management | For | Did Not Vote |
7 | Elect Pim Mol as Director | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
9 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SEC URITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Ma nagement | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | Withhold |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BLACK & DECKER CORP., THE MEETING DATE: APR 30, 2009 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Norman R. Augustine | Management | For | For |
1.3 | Elect Director Barbara L. Bowles | Management | For | For |
1.4 | Elect Director George W. Buckley | Management | For | For |
1.5 | Elect Director M. Anthony Burns | Management | For | For |
1.6 | Elect Director Kim B. Clark | Management | For | For |
1.7 | Elect Director Manuel A. Fernandez | Management | For | For |
1.8 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.9 | Elect Director Anthony Luiso | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director Mark H. Willes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Ma nagement Recommendation | Vote Cast |
1 | Approve Absorbtion of Bolsa de Valores de Sao Paulo SA, and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
2 | Appoint PricewaterhouseCoopers to Appraise Proposed Absorption | Management | For | For |
3 | Approve Appraisal of Proposed Absorption | Management | For | For |
4 | Ratify Votes Cast during the Shareholder Meetings of Bolsa de Valores de Sao Paulo SA and Companhia Brasilei ra de Liquidacao e Custodia | Management | For | For |
5 | Ratify Director Appointed by the Board in Accordance with Art. 150 of the Brazilian Corporations Law | Management | For | For |
6 | Authorize Administrators to Execute Approved Resolutions | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | For |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | For |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | For |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | For |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | For |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nomina tions Committee | Management | For | For |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | For |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | For |
9 | Amend Article 29 to Correct Spelling | Management | For | For |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | For |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | For |
12 | Amend Article 39 re: Substitution of CEO | Management | For | For |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | For |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | For |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | For |
16 | Consolidate Articles | Management | For | For |
BORG-WARNER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1 .2 | Elect Director Alexis P. Michas | Management | For | For |
1.3 | Elect Director Richard O. Schaum | Management | For | For |
1.4 | Elect Director Thomas T. Stallkamp | Management | For | For |
1.5 | Elect Director Dennis C. Cuneo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Prop osal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Ma nagement | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ra tify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director Mark J. Schulte | Management | For | For |
1.3 | Elect Director Samuel Waxman | Management | For | For |
2 | Ratify A uditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BRUKER CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony W. Keller | Management | For | For |
1.2 | Elect Director Richard D. Kniss | Management | For | For |
1.3 | Elect Director Joerg C. Laukien | Management | For | For |
1.4 | Elect Director Willia m A. Linton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BURLINGTON NORTHERN SANTA FE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: BNI SECURITY ID: 12189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Donald G. Cook | Management | For | For |
1.3 | Elect Director Vilma S. Martinez | Management | For | For |
1.4 | El ect Director Marc F. Racicot | Management | For | For |
1.5 | Elect Director Roy S. Roberts | Management | For | For |
1.6 | Elect Director Matthew K. Rose | Management | For | For |
1.7 | Elect Director Marc J. Shapiro | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
1.10 | Elect Director J. Steven Whisler | Management | For | For |
1.11 | Elect Director Edward E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | S hareholder | Against | Abstain |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
BYD COMPANY LTD MEETING DATE: MAR 9, 2009 | ||||
TICKER: SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve the Issuance of Medium-Term Notes With a Total Principal Amount of Not More Than RMB 4 Billion in the People's Republic of China | Management | For | For |
1b | Authorize Board to Deal With All Matters Relating to the Issue of the Medium-Term Notes | Management | For | For |
2a | Approve Proposal Allowing the Company to Send or Supply Corporate Communications to the H Shareholders Through the Company's Website | Management | For | For |
2b | Authorize Board to Do All Such Matters Necessary for the Purpose of Effecting Corporate Communications to the H Shareholders Through the Company's Website | Management | For | For |
BYD COMPANY LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Other Business (Voting) | Management | For | Against |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Amend Articles Re: Business Scope | Management | For | For |
11 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | M anagement | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Charles D. Ferris | Management | For | For |
1.3 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.4 | Elect Director John R. Ryan | Management | For | For |
1.5 | Elect Director Vincent Tese | Management | For | For |
1.6 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | In crease Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | El ect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAMPBELL SOUP CO. MEETING DATE: NOV 20, 2008 | ||||
TICKER: CPB SECURITY ID: 134429109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Paul R. Charron | Management | For | For |
1.3 | Elect Director Douglas R. Conant | Management | For | For |
1.4 | Elect Director Bennett Dorrance | Management | For | For |
1.5 | Elect Director Harvey Golub | Management | For | For |
1.6 | Elect Director Randall W. Larrimore | Management | For | For |
1.7 | Elect Director Mary Alice D. Malone | Management | For | For |
1.8 | Elect Director Sara Mathew | Management | For | For |
1.9 | Elect Director David C. Patterson | Management | For | For |
1.10 | Elect Director Charles R. Perrin | Management | For | For |
1.11 | Elect Director A. Barry Rand | Management | For | For |
1.12 | Elect Director George Strawbridge, Jr. | Management | For | For |
1.13 | Elect Director Les C. Vinney | Man agement | For | For |
1.14 | Elect Director Charlotte C. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advi sory Vote on Executive Compensation | Management | For | For |
CAPITALSOURCE, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Byrnes | Management | For | For |
1.2 | Elect Director John K. Delaney | Management | For | For |
1.3 | Elect Director Sara L. Grootwassink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITOL BANCORP LTD. MEETING DATE: DEC 10, 2008 | ||||
TICKER: CBC SECURITY ID: 14056D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Preferred Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | Withhold |
1.2 | Elect Director R. Kerry Clark | Management | For | Withhold |
1.3 | Elect Director Calvin Darden | Management | For | Withhold |
1.4 | Elect Director John F. Finn | Management | For | Withhold |
1.5 | Elect Director Philip L. Francis | Management | For | Withhold |
1.6 | Elect Director Gregory B. Kenny | Management | For | Withhold |
1.7 | Elect Director J. Michael Losh | Management | For | Withhold |
1.8 | Elect Director John B. McCoy | Management | For | Withhold |
1.9 | Elect Director Richard C. Notebaert | Management | For | Withhold |
1.10 | Elect Director Michael D. O'Halleran | Management | For | Withhold |
1.11 | Elect Director David W. Raisbeck | Management | For | Withhold |
1.12 | Elect Director Jean G. Spaulding | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
6 | Amend Articles of Incorporation to State that Common Shares Have No Stated Capital | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Dir ectors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Direc tor Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director John N. Foy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
CC MEDIA HOLDINGS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: CCMO SECURITY ID: 12502P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David C. Abrams | Management | For | Against |
2 | Elect Director Steven W. Barnes | Management | For | Against |
3 | Elect Director Richard J. Bressler | Management | For | Against |
4 | Elect Director Charles A. Brizius | Management | For | Against |
5 | Elect Director John P. Connaughton | Management | For | Against |
6 | Elect Director Blair E. Hendrix | Management | For | Against |
7 | Elect Director Jonathon S. Jacobson | Management | Fo r | Against |
8 | Elect Director Ian K. Loring | Management | For | Against |
9 | Elect Director Mark P. Mays | Management | For | Against |
10 | Elect Director Randall T. Mays | Management | For | Against |
11 | Elect Director Scott M. Sperling | Management | For | Against |
12 | Elect Director Kent R. Weldon | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CENTRAL GARDEN & PET CO. MEETING DATE: FEB 9, 2009 | ||||
TICKER: CENT SECURITY ID: 153527106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Brown | Management | For | For |
1.2 | Elect Director B.M. Pennington III | Management | For | For |
1.3 | Elect Director John B. Balousek | Management | For | For |
1.4 | Elect Director David N. Chichester | Management | For | For |
1.5 | Elect Director Alfred A. Piergallini | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Aud itors | Management | For | For |
CERMAQ ASA MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: R1536Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors in the Amount of NOK 862,000 for 2008 | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors in the Amounts of NOK 340,000 to the Chairman, NO K 195,000 to the Vice Chairman, NOK 170,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
9 | Reelect Astrid Soegaard as Director for a Two-Year Term; Elect Jan Korssjoeen, Helge Midttun, and Rebekka Herlofsen as New Directors for Two-Year Terms | Management | For | Did Not Vote |
10 | Reelect Lise Lindbaeck as Member of Nominating Committee for a Two-Year Term | Management | For | Did Not Vote |
11a | Require Publication of Corporate Social Responsi bility Reports | Shareholder | Against | Did Not Vote |
11b | Establish Committee or Authorize the Audit Committee to Evaluate the Company's Operations Regarding Management of Sickness as well as Environmental Responsibilities | Shareholder | Against | Did Not Vote |
CF INDUSTRIES H OLDINGS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
1.2 | Elect Director David R. Harvey | Management | For | For |
1.3 | Elect Director John D. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Stephen A. Furbacher | Shareholder | Withhold | None |
1.2 | Elect Director David R. Harvey | Shareholder | Withhold | None |
1.3 | Elect Director John D. Johnson | Shareholder | Withhold | None |
2 | Ratify Auditors | Management | For | None |
3 | Approve Omnibus Stock Plan | Management | For | None |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHICAGO BRIDGE & IRON CO. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CBI SECURITY ID: 167250109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR PHILIP K. ASHERMAN | Management | For | For |
1.2 | DIRECTOR L. RICHARD FLURY | Management | For | For |
1.3 | DIRECTOR W. CRAIG KISSEL | Management | For | For |
2 | TO AUTHORIZE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT BOARD IN ENGLISH LANGUAGE. | Management | For | For |
3 | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOAR D FROMLIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES. | Management | For | For |
4 | TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITYIN RESPECT OF THE EXERCISE OF THEIR DUTIES. | Management | For | For |
5 | TO APPROVE THE FINAL DIVIDEND IN AN AMOUNT OF $0.16 PER SHARE. | Management | For | For |
6 | APPROVE EXTENSION OF AUTHORITY OF OUR MANAGEMENT BOARD TO REPURCHASE UP TO 10% OF ISSUED SHARE CAPITAL OF THE COMPANY. | Management | For | For |
7 | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For |
8 | AMEND ARTICLES OF ASSOCIATION TO PROVIDE THAT MANDATORYRETIREMENT DATE OF DIRECTORS WHO ATTAIN AGE OF SEVENTY-TWO WILLBE THE DAY ON WHICH ANNUAL MEETING IS HELD. | Management | For | For |
9 | TO APPROVE THE AMENDMENT OF THE 2008 LONG-TERM INCENTIVE PLAN. | Management | For | Against |
10 | TO APPROVE THE AMENDMENT OF THE CHICAGO BRIDGE & IRO N 2001 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
11 | APPROVE EXTENSION OF AUTHORITY OF SUPERVISORY BOARD TO ISSUE AND/OR GRANT RIGHTS TO ACQUIRE SHARES, NEVER TO EXCEED NUMBER OF AUTHORIZED BUT UNISSUED SHARES. | Management | For | For |
12 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Management | None | None |
CINCINNATI BELL INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: CBB SECURITY ID: 171871106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L. Byrnes | Management | For | Withhold |
1.2 | Elect Director Jakki L. Haussler | Management | For | Withhold |
1.3 | Elect Director Mark Lazarus | Management | For | For |
1.4 | Elect Director Craig F. Maier | Management | For | Withhold |
1.5 | Elect Director Alex Shumate | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CIT GROUP INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect D irector Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M. Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | Elect Director Seymour Sternberg | Management | For | Again st |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect Director Lois M. Van Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
CLEAN HARBORS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. McKim | Management | For | For |
1.2 | Elect Director John T. Preston | Management | For | For |
1.3 | Elect Director Lorne R. Waxlax | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
CLEAR CHANNEL COMMUNICATIONS, INC. MEETING DATE: JUL 24, 2008 | ||||
TICKER: CCU SECURITY ID: 184502102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Other Business | Management | For | Against |
CLEARWATER PAPER CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: CLW SECURITY ID: 18538R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Boh A. Dickey | Management | For | Against |
2 | Elect Director Gordon L. Jones | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CLOROX C OMPANY, THE MEETING DATE: NOV 19, 2008 | ||||
TICKER: CLX SECURITY ID: 189054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel Boggan, Jr. | Management | For | Against |
2 | Elect Director Richard H. Carmona | Management | For | Against |
3 | Elect Director Tully M. Friedman | Management | For | Against |
4 | Elect Director George J. Harad | Management | For | Against |
5 | Elect Director Donald R. Knauss | Management | For | Against |
6 | Elect Director Robert W. Matschullat | Management | For | Against |
7 | Elect Director Gary G. Michael | Management | For | Against |
8 | Elect Director Edward A. Mueller | Management | For | Against |
9 | Elect Director Jan L. Murley | Management | For | Against |
10 | Elect Director Pamela Thomas-Graham | Management | For | Against |
11 | Elect Director Carolyn M. Ticknor | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
CMS ENERGY CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director David W. Joos | Management | For | For |
1.5 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.6 | Elect Director Michael T. Monahan | Management | For | For |
1.7 | Elect Director Joseph F. Paquette, Jr. | Management | For | For |
1.8 | Elect Director Percy A. Pierre | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | El ect Director Kenneth Whipple | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Sh areholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COHEN & STEERS, INC MEETING DATE: MAY 8, 2009 | ||||
TICKER: CNS SECURITY ID: 19247A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Cohen | Management | For | For |
1.2 | Elect Director Robert H. Steers | Management | For | For |
1.3 | Elect Director Richard E. Bruce | Management | For | For |
1.4 | Elect Director Peter L. Rhein | Management | For | For |
1.5 | Elect Director Richard P. Simon | Management | For | For |
1.6 | Elect Director Edmond D. Villani | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COLLECTIVE BRANDS INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PSS SECURITY ID: 19421W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mylle H. Mangum | Management | For | Withhold |
1.2 | Elect Director John F. Mcgovern | Management | For | Withhold |
1.3 | Elect Director D. Scott Olivet | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
COMPANHIA VALE DO RIO DOCE MEETING DATE: MAY 22, 2009 | ||||
TICKER: VALE SECURITY ID: 204412209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPRECIATION OF THE MANAGEMENTS REPORT AND ANALYSIS, DISCUSSIONAND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDINGDECEMBER 31, 2008 | Management | For | For |
2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEARAND APPROVAL OF THE INVESTMENT BUDGET FOR VALE | Management | For | For |
3 | APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For |
4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For |
5 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT ANDFISCAL COUNCIL MEMBERS | Management | For | For |
6 | TO CHANGE THE LEGAL NAME OF THE COMPANY TO VALE S.A. , WITH THECONSEQUENT AMENDMENT OF ARTICLE 1 OF VALE S BY-LAWS INACCORDANCE WITH THE NEW GLOBAL BRAND UNIFICATION | Management | For | For |
7 | TO ADJUST ARTICLE 5 OF VALE S BY-LAWS TO REFLECT THE CAPITALINCREASE RESOLVED IN THE BOARD OF DIRECTORS MEETINGS HELD ONJULY 22, 2008 AND AUGUST 05, 2008 | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland O. Burns | Management | For | For |
1.2 | Elect Director David K. Lockett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
& nbsp; | ||||
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CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Management | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONTINENT AL RESOURCES INC/OK MEETING DATE: MAY 28, 2009 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Grant | Management | For | For |
1.2 | Elect Director Ellis L. McCain | Management | For | For |
1.3 | Elect Director Mark E. Monroe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis Aranguren-Trellez | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director William S. Norman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COVENTRY HEALTH CARE INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CVH SECURITY ID: 222862104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel N. Mendelson | Management | For | For |
1.2 | Elect Director Rodman W. Moorhead | Management | For | For |
1.3 | Elect Director Ti mothy T. Weglicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Manage ment | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | Fo r |
3 | Adjourn Meeting | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 24, 2009 | ||||
TICKER: CS SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Manageme nt | Management | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CYMER, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Direct or Peter J. Simone | Management | For | For |
1.7 | Elect Director Young K. Sohn | Management | For | For |
1.8 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
; | ||||
---|---|---|---|---|
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | F or |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL, INC. MEETING DATE: MAY 12, 20 09 | ||||
TICKER: XRAY SECURITY ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy L Dixon | Management | For | For |
1.2 | Elect Director Leslie A. Jones | Management | For | For |
1.3 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Audito rs for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Me dia Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: APR 9, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean S. Adler | Management | For | For |
1.2 | Elect Director Terrance R. Ahern | Management | For | For |
1.3 | Elect Director Robert H. Gidel | Management | For | For |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.5 | Elect Director Volker Kraft | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1.7 | Elect Director Craig Macnab | Management | For | For |
1.8 | Elect Director Scott D. Roulston | Management | For | For |
1.9 | Elect Director Barry A. Sholem | Management | For | For |
1.10 | Elect Director William B. Summers, Jr. | Management | For | For |
1.11 | Elect Director Scott A. Wolstein | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 19, 2009 | ||||
T ICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | Withhold |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIEBOLD, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: DBD SECURITY ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis V. Bockius, III | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Richard L. Crandall | Man agement | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Phillip B. Lassiter | Management | For | For |
1.6 | Elect Director John N. Lauer | Management | For | For |
1.7 | Elect Director Eric J. Roorda | Management | For | For |
1.8 | Elect Director Thomas W. Swidarski | Management | For | For |
1.9 | Elect Director Henry D.G. Wallace | Management | For | For |
1.10 | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DINEEQUITY, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DIN SECURITY ID: 254423106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Frederick Christie | Management | For | For |
1.2 | Elect Director Richard J. Dahl | Management | For | For |
1.3 | Elect Director Patrick W. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 21, 2009 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Robert M. Devlin | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director E. Follin Smith | Management | For | For |
1.11 | Elect Director Lawrence A.Weinbach | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISH NETWORK CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James DeFranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Stock Option Exchange Program | Management | For | Aga inst |
DOREL INDUSTRIES INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: DII.B SECURITY ID: 25822C205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martin Schwartz, Jeff Segel, Alan Schwartz, Jeffrey Schwartz, Maurice Tousson, Harold "Sonny" Gordon, Dian Cohen, Alain Benedetti, Richard Markee and Rupert Duchesne as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Executive Deferred Share Unit Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
DUSA PHARMACEUTICALS, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: DUSA SECURITY ID: 266898105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Abeles | Management | For | For |
1.2 | Elect Director David M. Bartash | Management | For | For |
1.3 | Elect Director Alexander W. Casdin | Management | For | For |
1.4 | Elect Director Robert F. Doman | Management | For | For |
1.5 | Elect Director Jay M. Haft | Management | For | For |
1.6 | Elect Director Marvin E. Lesser | Management | For | For |
1.7 | Elect Director Richard C. Lufkin | Management | For | For |
1.8 | Elect Director Magnus Moliteus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director James L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robert W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.1 0 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Auston | Management | For | For |
1.2 | Elect Director K. Ross Cory | Management | For | For |
1.3 | Elect Director Robert R. Gilmore | Management | For | For |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
1.5 | Elect Director Hugh C. Morris | Management | Fo r | For |
1.6 | Elect Director Wayne D. Lenton | Management | For | For |
1.7 | Elect Director Jonathan Rubenstein | Management | For | For |
1.8 | Elect Director Donald M. Shumka | Management | For | For |
1.9 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Amend Incentive Stock Option Plans | Management | For | For |
5 | Adopt By-Law No. 1 | Management | For | For |
6 | Change Location of Annual Meeting | Management | For | For |
EMERITUS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect D irector Stuart Koenig | Management | For | For |
1.2 | Elect Director Robert Marks | Management | For | For |
1.3 | Elect Director David Niemiec | Management | For | For |
1.4 | Elect Director Richard Macedonia | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 26, 2009 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill G. Armstrong | Management | For | Withhold |
1.2 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.3 | Elect Director Pamela M. Nicholson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ENERGYSOLUTIONS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: ES SECURITY ID: 292756202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R Steve Creamer | Management | For | For |
1.2 | Elect Director J. Barnie Beasley Jr. | Management | For | For |
1.3 | Elect Director Jordan W. Clements | Management | For | For |
1.4 | Elect Director E. Gail De Planque | Management | For | For |
1.5 | Elect Director J.I. 'Chip' Everest | Management | For | For |
1.6 | Elect Director Lance L. Hirt | Management | For | For |
1.7 | Elect Director Robert A. Whitman | Management | For | For |
1.8 | Elect Director David W. Winder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | Against |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Direct or Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQT CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip G. Behrman | Management | For | Withhold |
1.2 | Elect Director A. Bray Cary, Jr. | Management | For | Withhold |
1.3 | Elect Director Barbara S. Jeremiah | Management | For | Withhold |
1.4 | Elect Director Lee T. Todd, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Man agement | For | For |
ESTEE LAUDER COMPANIES INC., THE MEETING DATE: NOV 7, 2008 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Leonard A. Lauder | Management | For | For |
1.3 | Elect Director Ronald S. Lauder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Propo sed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ele ct Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
1.10 | Elect Director Stephen A. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. McGarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
FEDERAL-MOGUL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: FDML SECURITY ID: 313549404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director George Feldenkreis | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
1.5 | Elect Director J. Michael Laisure | Management | For | For |
1.6 | Elect Director Keith A. Meister | Management | For | For |
1.7 | Elect Director David S. Schechter | Management | For | For |
1.8 | Elect Director Neil S. Subin | Management | For | For |
1.9 | Elect Director James H. Vandenberghe | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | Withhold |
1.2 | Elect Director Thomas M. Hagerty | Management | For | Withhold |
1.3 | Elect Director Keith W. Hughes | Management | For | Withhold |
1.4 | Elect Director Richard N. Massey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FINMECCANICA SPA MEETING DATE: APR 29, 2009 | ||||
TICKER: FNC SECURITY ID: T4502J151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.1 | Slate Submitted by the Italian Ministry o Economy and Finance | Management | None | Did Not Vote |
2.2 | Slate Submitted by Mediobanca Spa | Management | None | Did Not Vote |
2.3 | Slate Submitted by Institutional Investors | Management | None | Did Not Vote |
3 | Appoint Chairman of the Internal Statutory Auditors | Management | For | Did Not Vote |
4 | Approve Remuneration of Internal Statutory Auditors | Management | For | Did Not Vote |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER : FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | M anagement | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Si mple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of Shares Required to Call Special Shareholder Meeting | Shareholder | Against | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA) MEETING DATE: MAR 25, 2009 | ||||
TICKER: FMX SECURITY ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2008; Report of the CEO; Report of the Audit and Corporate Practices Committee | Management | For | For |
2 | Accept Tax Report on Compliance of Fiscal Obligations in Accordance with Article 86 of Income Tax Law | Management | For | For |
3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.08 per Series B Shares; MXN 0.10 per Series D Shares; Corresponding to a Total of MXN 0.40 per B Unit and MXN 0.48 per BD Unit | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve to a M aximum Amount of up to MXN 3 Billion in Accordance with Article 56 of the Securities Market Law | Management | For | For |
5 | Elect Proprietary and Alternate Directors, Board Secretaries, Qualification of Independence; Approve their Remuneration | Management | For | Against |
6 | Approve Integration of Committees on 1) Finance and Planning, 2) Audit and 3) Corporate Practices; Appoint Respective Chairmen; and Approve their Remuneration | Management | For | For |
7 | Appoint delegates for the execution and formalization of the meeting's resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORTRESS INVESTMENT GROUP LLC MEETING DATE: JUN 18, 2009 | ||||
TICKER: FIG SECURITY ID: 34958B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Kauffman | Management | For | For |
1.2 | Elect Director Michael E. Novogratz | Management | For | For |
1.3 | Elect Director Takumi Shibata | Management | For | Withhold |
2 | Ratify Audito rs | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FRANCO-NEVADA CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FNV SECURITY ID: 351858105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lassonde | Management | For | For |
1.2 | Elect Director David Harquail | Management | For | For |
1.3 | Elect Director David R. Peterson | Management | For | For |
1.4 | Elect Director Louis Gignac | Management | For | For |
1.5 | Elect Director Graham Farquharson | Management | For | For |
1.6 | Elect Director Randall Oliphant | Management | For | For |
1.7 | Elect Director Derek W. Evans | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Restricted Share Unit Plan | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Robert D. Joffe | Management | For | For |
5 | Elect Director Charles B. Johnson | Management | For | For |
6 | Elect Director Gregory E. Johnson | Management | For | For |
7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
8 | Elect Director Thomas H. Kean | Management | For | For |
9 | Elect Director Chutta Ratnathicam | Management | For | For |
10 | Elect Director Peter M. Sacerdote | Management | For | For |
11 | Elect Director Laura Stein | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 7, 2009 | ||||
TICKER: FME SECURITY ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Su pervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
FRONTIER OIL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Gibbs | Management | For | Withhold |
1.2 | Elect Director Douglas Y. Bech | Management | For | Withhold |
1.3 | Elect Director G. Clyde Buck | Management | For | Withhold |
1.4 | Elect Director T. Michael Dossey | Management | For | Withhold |
1.5 | Elect Director Michael C. Jennings | Management | For | Withhold |
1.6 | Elect Director James H. Lee | Management | For | Withhold |
1.7 | Elect Director Paul B. Loyd, Jr. | Management | For | Withhold |
1.8 | Elect Director Michael E. Rose | Management | For | Withhold |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENOPTIX, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: GXDX SECURITY ID: 37243V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence R. McCarthy, Ph.D. | Management | For | For |
1.2 | Elect Director Christine A. White, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualif ied Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GEOEYE INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.7 | Elect Director Matthew M. O'Connell | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | M anagement | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Om nibus Stock Plan | Management | For | Against |
GLOBAL BIO-CHEM TECHNOLOGY GROUP CO. LTD. MEETING DATE: MAY 29, 2009 | ||||
TICKER: 809 SECURITY ID: G3919S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Liu Xiaoming as Director | Management | For | Against |
3b | Reelect Xu Zhouwen as Director | Management | For | Against |
3c | Reelect Wang Tieguang as Director | Management | For | Against |
3d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Clerico | Management | For | Withhold |
1.2 | Elect Director Edward P. Djerejian | Management | For | Withhold |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | Withhold |
1.4 | Elect Director William J. Dore | Management | For | Withhold |
1.5 | Elect Director Larry E. Farmer | Management | For | Withhold |
1.6 | Elect Director Edgar G. Hotard | Management | For | Withhold |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director Ja mes L. Payne | Management | For | Withhold |
1.9 | Elect Director Michael J. Pollock | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | El ect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajo rity Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOODRICH PETROLEUM CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: GDP SECURITY ID: 382410405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry Goodrich | Management | For | For |
1.2 | Elect Director Patrick E. Malloy, III | Management | For | Fo r |
1.3 | Elect Director Michael J. Perdue | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG & nbsp; SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Cont ributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GREAT LAKES DREDGE & DOCK COMPANY MEETING DATE: MAY 6, 2009 | ||||
TICKER: GLDD SECURITY ID: 390607109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce J. Biemeck | Management | For | For |
1.2 | Elect Director Thomas S. Souleles | Management | For | For |
1.3 | Elect Director Jason G. Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl J. Hesterberg | Management | For | For |
1.2 | Elect Director Beryl Raff | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYMBOREE CORP., THE MEETING DATE: JUN 9, 2009 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew K. McCauley | Management | For | For |
1.2 | Elect Director Gary M. Heil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of S ecurities | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Reco mmendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Ele ct Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Manag ement | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.2 | Elect Director Vicki B. Escarra | Management | For | For |
1.3 | Elect Director Thomas T. Farley | Management | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Patrick Foley | Management | For | For |
1.6 | Elect Director Jay M. Gellert | Management | For | For |
1.7 | Elect Director Roger F. Greaves | Management | For | For |
1.8 | Elect Director Bruce G. Willison | Management | For | For |
1.9 | Elect Director Frederick C. Yeager | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | A gainst |
4 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.2 | Elect Director John W. Chidsey | Management | For | For |
1.3 | Elect Director Donald L. Correll | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director Charles M. Elson | Management | For | For |
1.6 | Elect Director Jay Grinney | Management | For | For |
1.7 | Elect Director Jon F. Hanson | Management | For | For |
1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | M anagement | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HELIX ENERGY SOLUT IONS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Transier | Management | For | Withhold |
1.2 | Elect Director T. William Porter | Management | For | Withhold |
1.3 | Elect Director James A. Watt | Management | For | Withhold |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hamme rgren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gene H. Anderson | Management | For | For |
1.2 | Elect Director David J. Hartzell , Ph.D. | Management | For | For |
1.3 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOLLY CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.P. Berry | Management | For | For |
1.2 | Elect Director M.P. Clifton | Management | For | For |
1.3 | Elect Director L.E. Echols | Management | For | For |
1.4 | Elect Director M.R. Hickerson | Management | For | For |
1.5 | Elect Director T.K. Matthews, II | Management | For | For |
1.6 | Elect Director R.G. McKenzie | Management | For | For |
1.7 | Elect Director J.P. Reid | Management | Fo r | For |
1.8 | Elect Director P.T. Stoffel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HOOKER FURNITURE CORP. MEETING DATE: JUN 9, 2009 | ||||
TICKER: HOFT SECURITY ID: 439038100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For |
1.2 | Elect Director W.c. Beeler, Jr. | Management | For | For |
1.3 | Elect Director John L. Gregory, III | Management | For | For |
1.4 | Elect Director Mark F. Schreiber | Management | For | For |
1.5 | Elect Director David G. Sweet | Management | For | For |
1.6 | Elect Director Henry G. Williamson, Jr | Management | For | For |
IMMUCOR, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: BLUD SECURITY ID: 452526106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Clouser | Management | For | For |
1.2 | Elect Director G. De Chirico | Management | For | Withhold |
1.3 | Elect Director Ral ph A. Eatz | Management | For | Withhold |
1.4 | Elect Director Jack Goldstein | Management | For | Withhold |
1.5 | Elect Director Hiroshi Hoketsu | Management | For | Withhold |
1.6 | Elect Director Paul V. Holland | Management | For | For |
1.7 | Elect Director Ronny B. Lancaster | Management | For | Withhold |
1.8 | Elect Director Chris E. Perkins | Management | For | For |
1.9 | Elect Director Joseph E. Rosen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 3, 2009 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 42.2 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Graham Blashill as Director | Management | For | For |
5 | Re-elect Dr Pierre Jungels as Director | Management | For | For |
6 | Elect Jean-Dominique Comolli as Director | Management | For | For |
7 | Elect Bruno Bich as Director | Management | For | For |
8 | Elect Berge Setrakian as Director | Management | For | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Organisations or Independent Election Candi dates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,500,000 | Management | For | For |
13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | Management | For | For |
14 | Authorise 106,794,000 Ordinary Shares for Market Purchase | Ma nagement | For | For |
IMS HEALTH INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: RX SECURITY ID: 449934108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Eugene Lockhart | Management | For | Against |
2 | Elect Director Bradley T. Sheares | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
INFORMA PLC MEETING DATE: MAY 8, 2009 | ||||
TICKER: INF SECURITY ID: G4771A117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 3.9 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Derek Mapp as Director | Management | For | For |
4 | Re-elect Peter Rigby as Director | Management | For | For |
5 | Re-elect Adam Walker as Director | Management | For | For |
6 | Re-elect Dr Pamel a Kirby as Director | Management | For | For |
7 | Re-elect John Davis as Director | Management | For | For |
8 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 600,000 to GBP 750,000 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 141,706 and an Additional Amount Pursuant to a Rights Issue of up to GBP 141,706 | Management | For | For |
14 | Amend Informa 2005 Management Long - -Term Incentive Scheme | Management | For | For |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
16 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,256 | Management | For | For |
17 | Authorise 42,511,883 Ordinary Shares for Market Purchase | Management | For | For |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: G4771A117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Apply Credit in Paying Up Informa New Ord. Shares; Issue Equity with Pre-emptive Rights; Reclassify Shares; Amend and Adopt Articles of Assoc. | Management | For | For |
2 | Approve Reduction of Share Capital of New Informa by Cancelling and Extinguishing Paid Up Capital (26.9 Pence on Each Issued Ordinary Share) and by Reducing the Nominal Value of Each Ordinary Share to 0.1 Pence; Cancel New Informa's Share Premium Account | Management | For | For |
3 | Approve Change of Company Name to Informa Group plc | Management | For | For |
4 | Approve Delisting of the Informa Shares from the Official List | Management | For | For |
5a | Approve The Informa 2009 Investment Plan | Management | For | For |
5b | Approve Informa 2009 US Stock Purchase Plan | Management | For | For |
5c | Approve Informa 2009 Management Long Term Incentive Plan | Management | For | For |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: G4771A117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sche me of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pidwell | Management | For | For |
1.2 | Elect Director Sohaib Abbasi | Management | For | For |
1.3 | Elect Director Geoffrey W. Squire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Man agement | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: IART SECURITY ID: 457985208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Against |
2 | Elect Director Keith Bradley | Management | For | Against |
3 | Elect Director Richard E. Caruso | Management | For | Against |
4 | Elect Director Stuart M. Essig | Management | For | Against |
5 | Elect Director Neal Moszkowski | Management | For | Against |
6 | Elect Director Raymond G. Murphy | Management | For | For |
7 | Elect Director Christian S. Schade | Management | For | Against |
8 | Elect Director James M. Sullivan | Management | For | Against |
9 | Elect Director Anne M. Vanlent | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTERNATIONAL RECTIFIER CORP. MEETING DATE: JAN 9, 2009 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Dahl | Management | For | For |
1.2 | Elect Director Rochus E. Vogt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IPC THE HOSPITALIST CO INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPCM SECURITY ID: 44984A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Brooks | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Manageme nt | For | For |
1.3 | Elect Director R. Jeffrey Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
IVANHOE MINES LTD. MEETING DATE: MAY 8, 2009 | ||||
TICKER: IVN SECURITY ID: 46579N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Friedland | Management | For | For |
1.2 | Elect Director David Huberman | Management | For | For |
1.3 | Elect Director John Macken | Management | For | For |
1.4 | Elect Director Peter Meredith | Management | For | For |
1.5 | Elect Director Bret Clayton | Management | For | For |
1.6 | Elect Director Kjeld Thygesen | Management | For | For |
1.7 | Elect Director Robert Hanson | Management | For | For |
1.8 | Elect Director Markus Faber | Management | For | For |
1.9 | Elect Director Howard Balloch | Management | For | For |
1.10 | Elect Director David Korbin | Management | For | For |
1.11 | Elect Director R. Edward Flood | Management | For | For |
1.12 | Elect Director Livia Mahler | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Equity Incentive Plan | Management | For | For |
JAMES RIVER COAL CO MEETING DATE: JUN 10, 2009 | ||||
TICKER: JRCC SECURITY ID: 470355207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald J. FlorJancic | Management | For | For |
1.2 | Elect Director Joseph H. Vipperman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
JONES LANG LASALLE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colin Dyer | Management | For | For |
2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
3 | Elect Director DeAnne Julius | Management | For | For |
4 | Elect Director Ming Lu | Management | For | For |
5 | Elect Director Lauralee E. Martin | Management | For | For |
6 | Elect Director Sheila A. Penrose | Management | For | For |
7 | Elect Director David B. Rickard | Management | For | For |
8 | Elect Director Roger T. Staubach | Management | For | For |
9 | Elect Director Thomas C. Theobald | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Other Busi ness | Management | For | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elec t Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Sha reholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KIMBERLY-CLARK CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | Against |
1.2 | Elect Director Dennis R. Beresford | Management | For | Against |
1.3 | Elect Director John F. Bergstrom | Management | For | Against |
1.4 | Elect Director Abelardo E. Bru | Management | For | Against |
1.5 | Elect Director Robert W. Decherd | Management | For | Against |
1.6 | Elect Director Thomas J. Falk | Management | For | Against |
1.7 | Elect Director Mae C. Jemison | Management | For | Against |
1.8 | Elect Director Ian C. Read | Management | For | Against |
1.9 | Elect Director G. Craig Sullivan | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Kohrt, Ph.D. | Management | For | For |
1.2 | Elect Director C. Thomas Smith | Management | For | For |
1.3 | Elect Director Donald E. Steen | Management | For | For |
1.4 | Elect Director Craig R. Callen | Management | For | F or |
2 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KROGER CO., THE MEETING DATE: JUN 25, 2009 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Don W. Mcgeorge | Management | For | For |
8 | Elect Director W. Rodney Mcmullen | Manageme nt | For | For |
9 | Elect Director Jorge P. Montoya | Management | For | For |
10 | Elect Director Clyde R. Moore | Management | For | For |
11 | Elect Director Susan M. Phillips | Management | For | For |
12 | Elect Director Steven R. Rogel | Management | For | For |
13 | Elect D irector James A. Runde | Management | For | For |
14 | Elect Director Ronald L. Sargent | Management | For | For |
15 | Elect Director Bobby S. Shackouls | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Increase Purchasing of Cage Free Eggs | Shareholder | Against | Abstain |
18 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Pro posal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 28, 2009 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Di rector Edward H. McDermott | Management | For | For |
1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.6 | Elect Director Anna Reilly | Management | For | For |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.8 | Elect Director Wendell Reilly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
LEROY SEAFOOD GROUP ASA MEETING DATE: DEC 12, 2008 | ||||
TICKER: SECURITY ID: R4279D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Elect Hege Bakken as Director | Management | For | Did Not Vote |
LEROY SEAFOOD GROUP ASA MEETING DATE: MAY 26, 2009 | ||||
TICKER: SECURITY ID: R4279D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ope n Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income; Approve Remuneration to Directors in the Amount of NOK 300,000 to Chair, and NOK 150,000 to Other Directors; Approve Remuneration of Auditor | Management | For | Did Not Vote |
6 | Reelect Fons Brusselmans as Director; Elect Arne Moegster as New Director; Appoint Ole Moegster as Chairman; Elect Members of Nominating Committee; Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
8 | Approve Creation of NOK 1.2 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | Did Not Vote |
9 | Approve Creation of NOK 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
LI BERTY MEDIA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director M. Lavoy Robison | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIHIR GOLD LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Al ister Maitland as Director | Management | For | For |
3 | Elect Geoff Loudon as Director | Management | For | For |
4 | Approve PricewaterhouseCoppers as Auditor | Management | For | For |
5 | Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan | Management | For | Against |
6 | Ratify Past Issue of 171.67 Million O rdinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009 | Management | For | For |
7 | Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009 | Management | For | For |
LINE AR TECHNOLOGY CORP. MEETING DATE: NOV 5, 2008 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director David S. Lee | Management | For | For |
1.3 | Elect Director Lothar Maier | Management | For | For |
1.4 | Elect Director Richard M. Moley | Management | For | For |
1.5 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LKQ CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: LKQX SECURITY ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Clinton Allen | Management | For | For |
2 | Elect Director Robert M. Devlin | Management | For | For |
3 | Elect Director Donald F. Flynn | Management | For | For |
4 | Elect Director Kevin F. Flynn | Management | For | For |
5 | Elect Director Ronald G. Foster | Management | For | For |
6 | Elect Director Joseph M. Holsten | Management | For | For |
7 | Elect Director Paul M. Meister | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director William M. Webster, IV | Management | For | For |
10 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LOEWS CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.E. Berman | Management | For | For |
2 | Elect Director J.L. Bower | Mana gement | For | For |
3 | Elect Director C.M. Diker | Management | For | For |
4 | Elect Director P.J. Fribourg | Management | For | For |
5 | Elect Director W.L. Harris | Management | For | For |
6 | Elect Director P.A. Laskawy | Management | For | For |
7 | Elect Director K. Mille r | Management | For | For |
8 | Elect Director G.R. Scott | Management | For | For |
9 | Elect Director A.H. Tisch | Management | For | For |
10 | Elect Director J.S. Tisch | Management | For | For |
11 | Elect Director J.M. Tisch | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles to Simplify and Update Charter | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
&nb sp; | ||||
---|---|---|---|---|
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 10, 2008 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lori Holland | Management | For | For |
1.2 | Elect Director Stephen M. Jennings | Management | For | For |
1.3 | Elect Director Bruce R. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LUBRIZOL CORP., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest J. F armer, Sr. | Management | For | For |
1.2 | Elect Director Michael J. Graff | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.2 | Approve Control Share Acquisition | Management | For | For |
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Management | For | For |
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Management | For | Against |
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4.4 | Amend the Regulations in Accordance with Ohio Law | Management | For | For |
LUMBER LIQUIDATORS INC MEETING DATE: MAY 21, 2009 | ||||
T ICKER: LL SECURITY ID: 55003Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas T. Moore | Management | For | For |
1.2 | Elect Director Richard D. Tadler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAIDEN HLDGS LTD MEETING DATE: APR 30, 2009 | ||||
TICKER: MHLD SECURITY ID: G5753U112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect B arry D. Zyskind as Director | Management | For | For |
1.2 | Elect Raymond M. Neff as Director | Management | For | For |
1.3 | Elect Simcha Lyons as Director | Management | For | For |
1.4 | Elect Yehuda L. Neuberger as Director | Management | For | For |
1.5 | Elect Stephen H. Nigro as Director | Management | For | F or |
2.1 | Elect Max G. Caviet as Director of Maiden Insurance Company Ltd. | Management | For | For |
2.2 | Elect Arturo M. Raschbaum as Director of Maiden Insurance Company Ltd. | Management | For | For |
2.3 | Elect John Marshaleck as Director of Maiden Insurance Company Ltd. | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify BDO Seidman LLP as Auditors of the Company and Arthur Morris and Company as Auditors of Maiden Insurance Company Ltd | Management | For | For |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
P roposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive CEO's Report | Management | None | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA | Management | For | Did Not Vote |
8 | Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve Remuneration of Nominating Committee and Auditors | Management | For | Did Not Vote |
10 | Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term | Management | For | Did Not Vote |
11 | Reelect Erling Lind, Merete Haugli an d Yngve Myhre as Members of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13 | Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
14 | Instruct Board to Consider Establishing Committee or Authorising Existing Committee to Assess Company's Operations in Terms of Handling Diseases in Accordance with General Environmental Management Responsibility | Shareholder | Against | Did Not Vote |
MARINEMAX, INC. MEETING DATE: FEB 17, 2009 | ||||
TICKER: HZO SECURITY ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Managem ent Recommendation | Vote Cast |
1 | Elect Director William H. McGill Jr. | Management | For | For |
2 | Elect Director John B. Furman | Management | For | For |
3 | Elect Director Robert S. Kant | Management | For | For |
& nbsp; | ||||
---|---|---|---|---|
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Gwendolyn S. King | Management | For | For |
1.3 | Elect Director Marc D. Oken | Management | For | For |
1.4 | Elect Director David A. Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: DEC 15, 2008 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MCAFEE, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: MFE SECURITY ID: 579064106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie G. Denend | Management | For | For |
1.2 | Elect Director David G. DeWalt | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
MCCORMICK & SCHMICKS SEAFOOD RESTAURANTS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MSSR SECURITY ID: 579793100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Rice Edmonds | Management | For | Against |
2 | Elect Director William T. Freeman | Management | For | Against |
3 | Elect Director Emanuel N. Hilario | Management | For | Against |
4 | Elect Director Elliott H. Jurgensen, Jr. | Management | For | Against |
5 | Elect Director Jeffrey D. Klein | Management | For | Against |
6 | Elect Director James R. Parish | Management | For | Against |
7 | Elect Director David B. Pittaway | Management | For | Against |
8 | Elect Director Douglas L. Schmick | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | M anagement | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDNAX, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | Withhold |
1.2 | Elect Director Waldemar A Carlo | Management | For | Withhold |
1.3 | Elect Director Michael B. Fernandez | Management | For | Withhold |
1.4 | Elect Director Roger K. Freeman | Management | For | Withhold |
1.5 | Elect Director Paul G. Gabos | Management | For | Withhold |
1.6 | Elect Director Dany Garcia | Management | For | Withhold |
1.7 | Elect Director Pascal J. Goldschmidt | Management | For | Withhold |
1.8 | Elect Director Roger J. Medel | Management | For | Withhold |
1.9 | Elect Director Manuel Kadre | Management | For | Withhold |
1.10 | Elect Director Enrique J. Sosa | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Michael McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MENS WEARHOUSE, INC., THE MEETING DATE: JUN 23, 2009 | ||||
TICKER: MW SECURITY ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Zimmer | Management | For | For |
1.2 | Elect Director David H. Edwab | Management | For | For |
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.4 | Elect Director Michael L. Ray | Management | For | For |
1.5 | Elect Director Sheldon I. Stein | Management | For | For |
1.6 | Elect Director Deepak Chopra | Management | For | For |
1.7 | Elect Director William B. Sechrest | Management | For | For |
1.8 | Elect Director Larry R. Katzen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERITAGE HOMES CORP MEETING DATE: FEB 16, 2009 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Ownership Limitations | Management | For | For |
MERITAGE HOMES CORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Ax | Management | For | For |
1.2 | Elect Director Robert G. Sarver | Management | For | For |
1.3 | Elect Director Gerald W. Haddock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direc tor C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MS FT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Fre edom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MISYS PLC MEETING DATE: SEP 30, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 4.95 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Al-Noor Ramji as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,679,761 | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 275,863 | Management | For | For |
8 | Authorise up to GBP 503,928 for Market Purchase | Management | For | For |
9 | Authorise the Company and Its Subsidiaries to Make Political Donations to EU Political Organisations up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
10 | Adopt New Articles of Association | Management | For | For |
11 | Approve The Misys Omnibus Share Plan | Management | For | For |
12 | Authorise the Directors to Establish Schedules to or Further Share Plans Based on the Omnibus Plan but Modified to Take Account of Local Tax, Exchange Control or Securities Laws in Overseas Territories | Management | For | For |
13 | Approve The Misys Share Incentive Plan | Management | For | For |
14 | Authorise the Directors to Establish Schedules to or Further Share Plans Based on the SIP but Modified to Take Account of Local Tax, Exchange Control or Securities Laws in Overseas Territories | Management | For | For |
MISYS PLC MEETING DATE: OCT 6, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger of the Company's Subsidiary Misys Healthcare and Patriot Merger Company, LLC, a Subsidiary of Allscripts; Approve Purchase by the Company or its Designee of Either 18,857,152 or 18,957,152 Shares of Newly Issued Allscripts Common Stock | Management | For | For |
MISYS PLC MEETING DATE: DEC 9, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Allscripts Healthcare Solutions, Inc. Amended and Restated 1993 Stock Incentive Plan | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordi nary Shares | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Managemen t | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
3.15 | Elect Director | Management | For | Against |
3.16 | Elect Director | Management | For | For |
3.17 | Elect Director | Management | For | Against |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
4.3 | Appoint Statutory Auditor | Management | For | Against |
4.4 | Appoint Statutory Auditor | Management | For | For |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.2 | Elect Director Frans G. De Cock | Manageme nt | For | For |
1.3 | Elect Director Larry W. McCurdy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore Iannuzzi | Management | For | For |
1.2 | Elect Director Robert J. Chrenc | Management | For | For |
1.3 | Elect Director John Gaulding | Management | For | For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1.5 | Elect Director Ronald J. Kramer | Management | For | For |
1.6 | Elect Director Roberto Tunioli | Management | For | For |
1.7 | Elect Director Timothy T. Yates | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD MEETING DATE: MAY 20, 2009 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.0 | Fix Number at 12 and Elect four Class A Directors | Management | For | For |
1.1 | Elect Anthony Taylor as Director | Management | For | For |
1.2 | Elect John D. Collins as Director | Management | For | For |
1.3 | Elect Allan W. Fulkerson as Director | Management | For | For |
1.4 | Elect Candace L. Straight as Director | Management | For | For |
2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.2 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.3 | Elect Christopher L. Harris as Director of M ontpelier Reinsurance Ltd. | Management | For | For |
2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd. | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | Fo r |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Managem ent | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory V ote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Sharehold er | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
MYR GROUP INC/DELAWARE MEETING DATE: MAY 12, 2009 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack L. Alexander | Management | For | Withhold |
1.2 | Elect Director Betty R. Johnson | Management | For | Withhold |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | F or | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NATIONAL SEMICONDUCTOR CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian L. Halla | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director John T. Dickson | Management | For | For |
6 | Elect Director Robert J. Frankenberg | Management | For | For |
7 | Elect Director Modesto A. Maidique | Management | For | For |
8 | Elect Director Edward R. McCracken | Management | For | For |
9 | Rati fy Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NAVITAS LTD. MEETING DATE: NOV 20, 2008 | ||||
TICKER: SECURITY ID: Q6630H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | Management | None | For |
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3 | Elect Peter Larsen as Director | Management | For | For |
4 | Elect Peter Campbell as Director | Management | For | For |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B . Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NEXEN INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.B. Berry | Management | For | For |
1.2 | Elect Director R.G. Bertram | Management | For | For |
1.3 | Elect Director D.G. Flanagan | Management | For | For |
1.4 | Elect Director S.B. Jackson | Management | For | For |
1.5 | Elect Director K.J. Jenkins | Management | For | For |
1.6 | Elect Director A.A. McLellan | Management | For | For |
1.7 | Elect Director E.P. Newell | Management | For | For |
1.8 | Elect Director T.C. O'Neill | Management | For | For |
1.9 | Elect Director M.F. Romanow | Management | For | For |
1.10 | Elect Director F.M. Saville | Management | For | For |
1.11 | Elect Director J.M. Willson | Management | For | For |
1.12 | Elect Director V.J. Zaleschuk | Management | For | For |
2 | Approve Deloitte & Tou che LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8604 SECURITY ID: 65535H208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Approve Creation of New Classes of Preferred Shares - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director Junichi Ujiie | Management | For | Against |
2.2 | Elect Director Kenichi Watanabe | Management | For | Against |
2.3 | Elect Director Takumi Shibata | Management | For | Against |
2.4 | Elect Director Masanori I tatani | Management | For | Against |
2.5 | Elect Director Yoshifumi Kawabata | Management | For | Against |
2.6 | Elect Director Masaharu Shibata | Management | For | For |
2.7 | Elect Director Hideaki Kubori | Management | For | For |
2.8 | Elect Director Haruo Tsuji | Management | For | For |
2.9 | Elect Director Fumihide Nomura | Management | For | Against |
2.10 | Elect Director Masahiro Sakane | Management | For | For |
2.11 | Elect Director Tsuguoki Fujinuma | Management | For | For |
2.12 | Elect Director Hajime Sawabe | Management | For | For |
3 | Approve Stock Option Plan and Deep-Discount Option Plan | Managemen t | For | Against |
NORTHROP GRUMMAN CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis W. Coleman | Management | For | For |
2 | Elect Director Thomas B. Fargo | Management | For | For |
3 | Elect Director Victor H. Fazio | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Stephen E. Frank | Management | For | For |
6 | Elect Director Bruce S. Gordon | Management | For | For |
7 | Elect Director Madeleine Kleiner | Management | For | For |
8 | Elect Director Karl J. Krapek | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director Aulana L. Peters | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
NORTHWEST AIRLINES C ORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
NORTHWESTERN CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: NWE SECURITY ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.3 | Elect Director Dana J. Dykhouse | Management | For | For |
1.4 | Elect Director Julia L. Johnson | Management | For | For |
1.5 | Elect Director Philip L. Maslowe | Management | For | For |
1.6 | Elect Director D. Louis Peoples | Management | For | For |
1.7 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Elect Director Dorothy M. Bradley | Management | For | For |
NVR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Donahue | Management | For | For |
1.2 | Elect Director William A. Moran | Management | For | For |
1.3 | Elect Director Alfred E. Festa | Management | For | For |
1.4 | Elect Director W. Grady Rosier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Stock Retention/Holding Peri od | Shareholder | Against | Against |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ORLY SECURITY ID: 686091109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles H. O'Reilly, Jr | Management | For | For |
1.2 | Elect Director John Murphy | Management | For | For |
1.3 | Elect Director Ronald Rashkow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqu alified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 15, 2009 | ||||
TICKER: OMX SEC URITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | For |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | For |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | For |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | For |
8 | Elect Director David M. Szymanski | Management | For | For |
9 | Ratify Auditors | Management | For | For |
OGE ENERGY CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: OGE SECURITY ID: 670837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne Brunetti | Management | For | For |
1.2 | Elect Director John Groendyke | Management | For | For |
1.3 | Elect Director Robert Kelley | Management | For | For |
1.4 | Elect Director Robert Lorenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 18, 2009 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | For |
1.7 | Elect Director John D. Kasarda, Ph.D. | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPEN TEXT CORP. MEETING DATE: DEC 9, 2008 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P Thomas Jenkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elec t as Director - H Garfield Emerson | Management | For | For |
1.4 | Elect as Director - Randy Fowlie | Management | For | For |
1.5 | Elect as Director - Gail Hamilton | Management | For | For |
1.6 | Elect as Director - Brian Jackman | Management | For | For |
1.7 | Elect as Director - Stephen J Sadler | Management | For | For |
1.8 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.9 | Elect as Director - Katharine B Stevenson | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
OPTI CANADA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: OPC SECURITY ID: 68383K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | M anagement | For | For |
2.1 | Elect Director Ian W. Delaney | Management | For | For |
2.2 | Elect Director Charles L. Dunlap | Management | For | For |
2.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
2.4 | Elect Director Christopher Slubicki | Management | For | For |
2.5 | Elect Director James M. Stanford | Management | For | For |
2.6 | Elect Director Bruce Waterman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ORBITAL SCIENCES CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: ORB SECURITY ID: 685564106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Hanisee | Management | For | For |
1.2 | Elect Director James G. Roche | Management | For | For |
1.3 | Elect Director Harrison H. Schmitt | Management | For | For |
1.4 | Elect Director James R. Thompson | Manag ement | For | For |
1.5 | Elect Director Scott L. Webster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: JUN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Charles W. Federic as Director | Management | For | For |
1.4 | Elect Guy J. Jordan as Director | Management | For | For |
1.5 | Elect Thomas J. Kester as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P.Von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weissl as Director | Management | For | For |
2 | Amend Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
OWENS CORNING ME ETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Managemen t | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PACTIV CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director K. Dane Brooksher | Management | For | For |
1.3 | Elect Director Robert J. Darnall | Management | For | For |
1.4 | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1.5 | Elect Director N. Thomas Linebarger | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Richard L. Wambold | Management | For | For |
1.8 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARKER DRILLING CO. MEETING DATE: APR 21, 2009 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direcctor R. Rudolph Reinfrank | Management | For | For |
1.2 | Elect Direcctor Robert W. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PENN VIRGINIA CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PVA SECURITY ID: 707882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward B. Cloues | Management | For | For |
1.2 | Elect Director A. James Dearlove | Management | For | For |
1.3 | Elect Director Robert Garrett | Management | For | For |
1.4 | Elect Director Keith D. Horton | Management | For | For |
1.5 | Elect Director Marsha R. Perelman | Management | For | For |
1.6 | Elect Director William H. Shea, Jr. | Management | For | For |
1.7 | Elect Director Philippe van M arcke de Lummen | Management | For | For |
1.8 | Elect Director Gary K. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Agains t | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PEROT SYSTEMS CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PER SECURITY ID: 714265105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross Perot | Management | For | For |
1.2 | Elect Director Ross Perot, Jr. | Management | For | For |
1.3 | Elect Director Peter A. Altabef | Management | For | For |
1.4 | Elect Director Steven Blasnik | Management | For | For |
1.5 | Elect Director John S.T. Gallagher | Management | For | For |
1.6 | Elect Director Carl Hahn | Management | For | For |
1.7 | Elect Director DeSoto Jordan | Management | For | For |
1.8 | Elect Director Caroline (Caz) Matthews | Management | For | For |
1.9 | Elect Director Thomas Meurer | Management | For | For |
1.10 | Elect Director Cecil H. (C. H.) Moore, Jr. | Management | For | For |
1.11 | Elect Director Anthony J. Principi | Management | For | For |
1.12 | Elect Director Anuroop (Tony) Singh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETRO-CANADA MEETING DATE: JUN 4, 2009 | ||||
TICKER: PCA SECURITY ID: 71644E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Suncor Energy Inc | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Ron A. Brenneman | Management | For | For |
3.2 | Elect Director Hans Brenninkmeyer | Management | For | For |
3.3 | Elect Director Claude Fontaine | Management | For | For |
3.4 | Elect Director Paul Haseldonckx | Management | For | For |
3.5 | Elect Director Thomas E. Kierans | Management | For | For |
3.6 | Elect Director Brian F. MacNeill | Management | For | For |
3.7 | Elect D irector Maureen McCaw | Management | For | For |
3.8 | Elect Director Paul D. Melnuk | Management | For | For |
3.9 | Elect Director Guylaine Saucier | Management | For | For |
3.10 | Elect Director James W. Simpson | Management | For | For |
3.11 | Elect Director Daniel L. Valot | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Managemen t | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PICO HOLDINGS, INC. MEETING DATE: MA Y 15, 2009 | ||||
TICKER: PICO SECURITY ID: 693366205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Walter Foulkrod, III, Esq. | Management | For | Withhold |
1.2 | Elect Director Richard D. Ruppert, MD | Management | For | Withhold |
2 | Ratify Auditors | Man agement | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delim itros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS LTD MEETING DATE: APR 29, 2009 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
1.3 | Elect A. John Hass as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | F or |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Peter T. Pruitt as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PRINCETON REVIEW, INC. (THE) MEETING DATE: JUN 23, 2009 | ||||
TICKER: REVU SECURITY ID: 742352107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Katzman | Management | For | Withhold |
1.2 | Elect Dir ector David Lowenstein | Management | For | Withhold |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROLOGIS MEETING DATE: MAY 20, 2009 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | Withhold |
1.2 | Elect Director George L. Fotiades | Management | For | Withhold |
1. 3 | Elect Director Christine N. Garvey | Management | For | Withhold |
1.4 | Elect Director Lawrence V. Jackson | Management | For | Withhold |
1.5 | Elect Director Donald P. Jacobs | Management | For | Withhold |
1.6 | Elect Director Walter C. Rakowich | Management | For | Withhold |
1.7 | Elect Director D. Michael Steuert | Management | For | Withhold |
1.8 | Elect Director J. Andre Teixeira | Management | For | Withhold |
1.9 | Elect Director William D. Zollars | Management | For | Withhold |
1.10 | Elect Director Andrea M. Zulberti | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PROMISE CO LTD. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 8574 SECURITY ID: J64083108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Handling of Net Loss | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
7 | Approve Deep Discount Stock Option Plan | Management | For | Against |
PUBLIC POWER CORPORATION S.A. MEETING DATE: JUN 25, 2009 | ||||
TICKER: PPC SECURITY ID: X7023M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
4 | Ratify Director Appointments | Management | For | Did Not Vote |
5 | Amend Company Articles | Management | For | Did Not Vote |
6 | Approve Director Remuneration | Management | For | Did Not Vote |
7 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
8 | Other Business | Management | For | Did Not Vote |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: P HM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | With hold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Sh areholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from California to Delaware | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
QUEST SOFTWARE, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Raymond J. Lane | Management | For | For |
1.3 | Elect Director Douglas F. Garn | Management | For | For |
1.4 | Elect Director Augustine L. Nieto II | Management | For | For |
1.5 | Elect Director K evin M. Klausmeyer | Management | For | For |
1.6 | Elect Director Paul A. Sallaberry | Management | For | For |
1.7 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Har ris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q ; SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
R. R. DONNELLEY & SONS CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director E.V. (Rick) Goings | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Susan M. Ivey | Management | For | For |
7 | Elect Director Thomas S. Johnson | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Mi chael T. Riordan | Management | For | For |
10 | Elect Director Oliver R. Sockwell | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
RALCORP HOLDINGS, INC. MEETING DATE: JAN 27, 2009 | ||||
TICKER: RAH SECURITY ID: 751028101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Banks | Management | For | For |
1.2 | Elect Director Jack W. Goodall | Management | For | For |
1.3 | Elect Director Joe R. Micheletto | Management | For | For |
1.4 | Elect Director David P. Skarie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RAYTHEON CO.MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Frederic M. Poses | Manag ement | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | El ect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
RED BACK MINING INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RBI SECURITY ID: 756297107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Clark | Management | For | For |
1.2 | Elect Director Lukas H. Lundin | Management | For | For |
1.3 | Elect Director Robert F. Chase | Management | For | For |
1.4 | Elect Director Brian D. Edgar | Management | For | For |
1.5 | Elect Director Michael W. Hunt | Management | For | For |
1.6 | Elect Director Harry N. Michael | Management | For | For |
1.7 | Elect Director George L. Brack | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Approve Stock Option Plan Grants and Authorize Board to Amend Terms of Existing Options | Management | For | Against |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: NOV 25, 2008 | ||||
TICKER: RGA.A SECURITY ID: 759351505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Eli minate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 20, 2009 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W. A. Boot | Management | For | For |
1.3 | Elect Director Stuart I. Greenbaum | Management | For | For |
1.4 | Elect Director A. Greig Woodring | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | A pprove Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omis sion of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEET ING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital wi thout Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 12, 2009 | ||||
TICKER: SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Affiliation Agreement with Rheinmetall Dienstleistungszentrum Altmark GmbH | Management | For | For |
RITE AID CORP. MEETING DATE: DEC 2, 2008 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
2 | Reduce Authorized Common | Management | For | Against |
RITE AID CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Elect Director Joseph B. Anderson, Jr. | Management | For | Against |
3 | Elect Director Michel Coutu | Management | For | Against |
4 | Elect Director James L. Donald | Management | For | Against |
5 | Elect Director John T. Standley | Management | For | Against |
6 | Elect Director Marcy Syms | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shar eholder | Against | Abstain |
8 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROSETTA RESOURCES INC M EETING DATE: MAY 8, 2009 | ||||
TICKER: ROSE SECURITY ID: 777779307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy L. Limbacher | Management | For | Withhold |
1.2 | Elect Director D. Henry Houston | Management | For | Withhold |
1.3 | Elect Director Richard W. Beckler | Management | For | Withhold |
1.4 | Elect Director Donald D. Patteson, Jr. | Management | For | Withhold |
1.5 | Elect Director Josiah O. Low III | Management | For | Withhold |
1.6 | Elect Director Philip L. Frederickson | Management | For | For |
1.7 | Elect Director Matthew D. Fitzgerald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ROWAN COMPANIES, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: RDC & nbsp; SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Hix | Management | For | For |
1.2 | Elect Director Robert E. Kramek | Management | For | For |
1.3 | Elect Director Frederick R. Lausen | Management | For | For |
1.4 | Elect Director Lawrence J. Ruisi | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RRI ENERGY INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: RRI SECURITY ID: 74971X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. William Barnett | Management | For | For |
2 | Elect Director Mark M. Jacobs | Management | For | For |
3 | Elect Director Steven L. Miller | Management | For | For |
4 | Elect Director Laree E. Perez | Management | For | For |
5 | Elect Director Evan J. Silverstein | Management | For | For |
6 | Ratify Auditors | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 .1 | Elect Director Steven A. Burd | Management | For | For |
1.2 | Elect Director Janet E. Grove | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Paul Hazen | Management | For | For |
1.5 | Elect Director Frank C. Herringer | Management | For | For |
1.6 | Elect Director Robert I. MacDonnell | Management | For | For |
1.7 | Elect Director Kenneth W. Oder | Management | For | For |
1.8 | Elect Director Rebecca A. Stirn | Management | For | For |
1.9 | Elect Director William Y. Tauscher | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
SAFT GROUPE SA MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: F7758P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
2 | Approve Consolidated Financial Statements and Discharge Management Board, Supervisory Board, and Auditors | Management | For | For |
3 | Approve Dividends of EUR 0.68 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Authorize Repurchase of Up to 135,000 Shares (to Favour Liquidity of Shares) | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 200,000 for Fiscal Year 2009 | Management | For | For |
9 | Authorize up to EUR 300,000 of Issued Capital for Use in Stock Option Plan | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9.5 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 3.7 Million | Management | For | For |
12 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 10 and 11 at EUR 9.5 Million | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | Against |
14 | Subject to Approval of Item 7, Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SANDISK CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Eli Harari | Management | For | Withhold |
1.2 | Elect Director Irwin Federman | Management | For | Withhold |
1.3 | Elect Director Steven J. Gomo | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director Catherine P. Lego | Management | For | Withhold |
1.6 | Elect Director Michael E. Marks | Management | For | Withhold |
1.7 | Elect Director Dr. James D. Meindl | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Amend Omnibus Stock Plan | Mana gement | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SAPIENT CORPORATION MEETING DATE: JUN 4, 2009 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Her mann Buerger | Management | For | For |
1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Bruce D. Parker | Management | For | For |
1.7 | Elect Director Ashok Shah | Management | For | For |
1.8 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SEMITOOL, INC. MEETING DATE: MAR 5, 2009 | ||||
TICKER: SMTL SECURITY ID: 816909105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymon F. Thompson | Management | For | For |
1.2 | Elect Director Howard E. Bateman | Management | For | For |
1.3 | Elect Director Donald P. Baumann | Management | For | For |
1.4 | Elect Director Timothy C. Dodkin | Management | For | For |
1.5 | Elect Director Daniel J. Eigeman | Management | For | For |
1.6 | Elect Director Charles P. Grenier | Management | For | For |
1.7 | Elect Director Steven C. Stahlberg | Management | For | For |
1.8 | Elect Director Steven R. Thompson | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2009 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Waltrip | Management | For | For |
1.2 | Elect Director Anthony L. Coelho | Management | For | For |
1.3 | Elect Director A.J. Foyt, Jr. | Management | For | For |
1.4 | Elect Director Edward E. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHAW GROUP INC., THE MEETING DATE: JAN 28, 2009 | ||||
TICKER: SGR SECURITY ID: 820280105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
1.2 | Elect Director James F. Barker | Management | For | For |
1.3 | Elect Director Thos. E. Capps | Management | For | For |
1.4 | Elect Director Daniel A. Hoffler | Management | For | For |
1.5 | Elect Director David W. Hoyle | Management | For | For |
1.6 | Elect Director Micha el J. Mancuso | Management | For | For |
1.7 | Elect Director Albert D. McAlister | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
5 | Other Business | Management | For | Against |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SHIRE PLC MEETING DATE: APR 28, 2009 | ||||
TICKER: SHPGY SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2008. | Management | For | For |
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2008. | Management | For | For |
3 | TO RE-ELECT DR BARRY PRICE AS A DIRECTOR OF THE COMPANY. | Management | For | For |
4 | TO RE-APPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2010. | Management | For | For |
5 | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Management | For | For |
6 | TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT SECURI TIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED. | Management | For | For |
7 | TO RESOLVE THAT, SUBJECT TO THE PASSING OF THE PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
8 | TO RESOLVE THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SI SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROPRIATION OF NET INCOME | Management | For | For |
2 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: RUDI LAMPRECHT (UNTIL 31.12.2007) | Management | For | For |
3 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: JURGEN RADOMSKI (UNTIL 31.12.2007) | Management | For | For |
4 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. SHAREF (UNTIL 31.12.2007) | Management | For | For |
5 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: KLAUS WUCHERER (UNTIL 31.12.2007) | Management | For | For |
6 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER LOSCHER | Management | For | For |
7 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | Management | For | For |
8 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HEINR ICH HIESINGER | Management | For | For |
9 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JOE KAESER | Management | For | For |
10 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) | Management | For | For |
11 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | Management | For | For |
12 | R ATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: ERICH R. REINHARDT (UNTIL 30.04.2008) | Management | For | For |
13 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HERMANN REQUARDT | Management | For | For |
14 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF 01.01.2008) | Management | For | For |
15 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER Y. SOLMSSEN | Management | For | For |
16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | Management | For | For |
17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN | Management | For | For |
18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | Management | For | For |
19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | Management | For | For |
20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA (AS OF 24.01.2008) | Management | For | For |
21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD BIELETZKI (UNTIL 03.12.2007) | Management | For | For |
22 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN (AS OF 24.01.2008) | Management | For | For |
23 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHN DAVID COOMBE (UNTIL 24.01.2008) | Management | For | For |
24 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HILDEGARD CORNUDET (UNTIL 24.01.2008) | Management | For | For |
25 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN (AS OF 24.01.2008) | Management | For | For |
26 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL (AS OF 24.01.2008) | Management | For | For |
27 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT GRUBE (UN TIL 24.01.2008) | Management | For | For |
28 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS (AS OF 24.01.2008) | Management | For | For |
29 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | Management | For | For |
30 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK | Management | For | For |
31 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOAR D: BERTHOLD HUBER | Management | For | For |
32 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN (AS OF 24.01.2008) | Management | For | For |
33 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WALTER KROLL (UNTIL 24.01.2008) | Management | For | For |
34 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | Management | For | For |
35 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL MIROW (UNTIL 24.01.2008) | Management | For | For |
36 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS (AS OF 24.01.2008) | Management | For | For |
37 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | Management | For | For |
38 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: THOMAS RACKOW (UNTIL 24.01.2008) | Management | For | For |
39 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON (AS OF 24.01.2008) | Management | For | For |
40 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | Management | For | For |
41 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALBRECHT SCHMIDT (UNTIL 24.01.2008) | Management | For | For |
42 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | Management | For | For |
43 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG (AS OF 24.01.2008) | Management | For | For |
44 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER VON SIEMENS (UNTIL 24.01.2008) | Management | For | For |
45 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JERRY I. SPEYER (UNTIL 24.01.2008) | Management | For | For |
46 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN (AS OF 24.01.2008) | Management | For | For |
47 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | Management | For | For |
48 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
49 | ACQUISITION AND USE OF SIEMENS SHARES | Management | For | For |
50 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF SIEMENS SHARES | Ma nagement | For | For |
51 | CREATION OF AN AUTHORIZED CAPITAL 2009 | Management | For | Against |
52 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2009 | Management | For | For |
53 | ADJUSTMENTS TO THE SUPERVISORY BOARD REMUNERATION | Management | For | For |
54 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO ELECTIONS | Management | F or | For |
SILVER WHEATON CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: SLW SECURITY ID: 828336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eduardo Luna | Management | For | For |
1.2 | Elect Director Peter D. Barnes | Management | For | For |
1.3 | Elect Director Lawrence I. Bell | Management | For | For |
1.4 | Elect Director John A. Brough | Management | For | For |
1.5 | Elect Director R. Peter Gillin | Management | For | For |
1.6 | Elect Director Douglas M. Holtby | Management | For | For |
1.7 | Elect Director Wade D. Nesmith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
4 | Amend Share Option Plan | Management | For | Against |
SL GREEN REALTY CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Green | Management | For | For |
1.2 | Elect Director John H. Alschuler, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SLM CORPORATION (SALLIE MAE) MEETING DATE: MAY 22, 2009 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Dire ctor William M. Diefenderfer, III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect D irector Barry L. Williams | Management | For | For |
17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
18 | Approve Omnibus Stock Plan | Management | For | Against |
19 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SNAP-ON INCORPORATED MEETING DATE: APR 23, 2009 | ||||
TICKER: SNA SECURITY ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce S. Chelberg | Management | For | For |
1.2 | Elect Director Karen L. Daniel | Management | For | For |
1.3 | Elect Director Nathan J. Jones | Management | For | For |
1.4 | Elect Director Arthur L. Kelly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Bruton Smith | Management | For | For |
1.2 | Elect Director B. Scott Smith | Management | For | For |
1.3 | Elect Director David B. Smith | Management | For | For |
1.4 | Elect Director William I. Belk | Management | For | For |
1.5 | Elect Director William R. Brooks | Management | For | For |
1.6 | Elect Director Victor H. Doolan | Management | For | For |
1.7 | Elect Director Robert Heller | Management | For | For |
1.8 | Elect Director Robert L. Rewey | Management | For | For |
1.9 | Elect Director David C. Vorhoff | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
SONIC CORP. MEETING DATE: JAN 15, 2009 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Maples | Management | For | For |
1.2 | Elect Director J. Larry Nichols | Management | For | For |
1.3 | Elect Director Frank E. Richardson | Management | For | For |
SONOVA HOLDING AG (FORMERL Y PHONAK HOLDING AG) MEETING DATE: JUN 10, 2009 | ||||
TICKER: SOON SECURITY ID: H8024W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Andy Rihs as Director | Management | For | Did Not Vote |
4.1.2 | Reelect William Dearstyne as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Robert Spoerry as Director | Management | For | Did Not Vote |
4.2.1 | Elect Anssi Vanjoki as Director | Management | For | Did Not Vote |
4.2.2 | Elect Ronald van der Vis as Director | Management | For | Did Not Vote |
4.2.3 | Elect Valentin Rueda as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Approve Creation of CHF 165,576 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Approve CHF 35,925 Reduction in Share Capital | Management | For | Did Not Vote |
SOURCEFIRE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: FIRE SECURITY ID: 83616T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Polk | Management | For | Withhold |
1.2 | Elect Director Michael Cristinziano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | El ect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPARTECH CORP. MEETING DATE: MAR 11, 2009 | ||||
TICKER: SEH SECURITY ID: 847220209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victoria M. Holt | Management | For | For |
1.2 | Elect Director Walter J. Klein | Management | For | For |
1.3 | Elect Director Craig A. Wolfanger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Managemen t | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STANLEY FURNITURE COMPANY, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: STLY SECURITY ID: 854305208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Haley | Management | For | For |
1.2 | Elect Director Albert L. Prillaman | Management | For | For |
STANLEY WORKS, THE MEETING DATE: APR 23, 2009 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick D. Campbell | Man agement | For | Withhold |
1.2 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
STEEL DYNAMICS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: STLD SECURITY ID: 858119100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Busse | Management | For | For |
1.2 | Elect Director Mark D. Millett | Management | For | For |
1.3 | Elect Director Richard P. Teets, Jr. | Management | For | For |
1.4 | Elect Director John C. Bates | Management | For | For |
1.5 | Elect Director Frank D. Byrne, M.D. | Management | For | For |
1.6 | Elect Director Paul B. Edgerley | Management | For | For |
1.7 | Elect Director Richard J. Freeland | Management | For | For |
1.8 | Elect Director Dr. Jurgen Kolb | Management | For | For |
1.9 | Elect Director James C. Marcuccilli | Management | For | For |
1.10 | Elect Director Joseph D. Ruffolo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
STEWART ENTERPRISES, INC. MEETING DATE: APR 2, 2009 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | Withhold |
1.2 | Elect Director Thomas M. Kitchen | Management | For | Withhold |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | Withhold |
1.4 | Elect Director James W. McFarland | Management | For | Withhold |
1.5 | Elect Director Ronald H. Patron | Management | For | Withhold |
1.6 | Elect Director Michael O. Read | Management | For | Withhold |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | Withhold |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUNOCO, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: SUN SECURITY ID: 8 6764P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. J. Darnall | Management | For | For |
1.2 | Elect Director G. W. Edwards | Management | For | For |
1.3 | Elect Director L. L. Elsenhans | Management | For | For |
1.4 | Elect Director U. O. Fairbairn | Management | For | For |
1.5 | Elect Director T. P. Gerrity | Management | For | For |
1.6 | Elect Director R. B. Greco | Management | For | For |
1.7 | Elect Director J. P. Jones, III | Management | For | For |
1.8 | Elect Director J. G. Kaiser | Management | For | For |
1.9 | Elect Director J. W. Rowe | Management | For | For |
1.10 | Elect Director J. K. Wulff | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | Fo r |
1.2 | Elect Director David I. Fuente | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | Withhold |
1.2 | Elect Director Enoch L. Dawkins | Management | For | Withhold |
1.3 | Elect Director James M. Funk | Management | For | Withhold |
1.4 | Elect Director Terence E. Hall | Management | For | Withhold |
1.5 | E lect Director E.E. 'Wyn' Howard, III | Management | For | Withhold |
1.6 | Elect Director Justin L. Sullivan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SYMRISE AG MEETING DATE: MAY 11, 2009 | ||||
TICKER: SECURITY ID: D827A1108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TALISMAN ENERGY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: TLM SECURITY ID: 87425E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christiane Bergevin | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director William R.P. Dalton | Management | For | For |
1.4 | Elect Director Kevin S. Dunne | Management | For | For |
1.5 | Elect Director John A. Manzoni | Management | For | For |
1.6 | Elect Director Stella M. Thompson | Management | For | For |
1.7 | Elect Director John D. Watson | Management | For | For |
1.8 | Elect Director Robert G. Welty | Management | For | For |
1.9 | Elect Director Charles R. Williamson | Management | For | For |
1.10 | Elect Director Charles W. Wilson | Management | For | For |
1.11 | Elect Director Charles M. Winograd | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend By-Laws No. 1 | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Pro posal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Pl an | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN ; SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TIC KER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Roy Vagelos | Management | For | For |
1.2 | Elect Director Rick E Winningham | Management | For | For |
1.3 | Elect Director Jeffrey M. Drazan | Management | For | For |
1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.5 | Elect Director Arnold J. Levine | Management | For | For |
1.6 | Elect Director Burton G. Malkiel | Management | For | For |
1.7 | Elect Director William H. Wa ltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Lewent | Management | For | For |
1.2 | Elect Director Peter J. Manning | Management | For | For |
1.3 | Elect Director Jim P. Manzi | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | E lect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Ag ainst |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TIMMINCO LIMITED MEETING DATE: MAY 15, 2009 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heinz C. Schimmelbusch | Management | For | For |
1.2 | Elect Director Arthur R. Spector | Management | For | For |
1.3 | Elect Director John C. Fox | Management | For | For |
1.4 | Elect Director John W.W. Hick | Management | For | For |
1.5 | Elect Director Jack L. Messman | Management | For | For |
1.6 | Elect Director Michael D. Winfield | Management | For | For |
1.7 | Elect Director Mickey M. Yaksich | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEAS EOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did N ot Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
TRIPLE-S MANAGEMENT CORPORATION MEETING DATE: APR 26, 2009 | ||||
TICKER: GTS SECURITY ID: 896749108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis A. Clavell-Rodriguez | Management | For | For |
1.2 | Elect Director Vicente J. Leon-Irizarry | Manage ment | For | For |
1.3 | Elect Director Jesus R. Sanchez-Colon | Management | For | For |
TUESDAY MORNING CORP. MEETING DATE: NOV 14, 2008 | ||||
TICKER: TUES SECURITY ID: 899035505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Quinnell | Management | For | For |
1.2 | Elect Director Kathleen Mason | Management | For | For |
1.3 | Elect Director William J. Hunckler, III | Management | For | For |
1.4 | Elect Director Robin P. Sela ti | Management | For | For |
1.5 | Elect Director Starlette Johnson | Management | For | For |
1.6 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.7 | Elect Director David B. Green | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TWEEN BRANDS INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: TWB & nbsp;SECURITY ID: 901166108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth M. Eveillard | Management | For | Withhold |
1.2 | Elect Director Fredric M. Roberts | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal P lace of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of As sociation Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 6, 2009 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Richard L. Bond | Management | For | For |
1.4 | Elect Director Lloyd V. Hackley | Management | For | For |
1.5 | Elect Director Jim Kever | Management | For | For |
1.6 | Elect Director Kevin M. McNamara | Management | For | For |
1.7 | Elect Director Brad T. Sauer | Management | For | For |
1.8 | Elect Director Jo Ann R. Smith | Management | For | For |
1.9 | Elect Director Barbara A. Tyson | Management | For | For |
1.10 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
4 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
UCBH HOLDINGS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UCBH SECURITY ID: 90262T308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard T. Hoover | Management | For | For |
2 | Elect Director Joseph J. Jou | Management | For | Against |
3 | Elect Director David S. Ng | Management | For | Against |
4 | Elect Director Daniel P. Riley | Management | For | For |
5 | Elect Director Qingyuan Wan | Management | For | Against |
6 | Increase Authorized Common Stock | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
UDR, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert C. Larson | Management | For | For |
1.7 | Elect Director Thomas R. Oliver | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Mark J. Sandler | Management | For | For |
1.10 | Elect Director Thomas W. Toomey | Management | For | For |
1.11 | Elect Director Thomas C. Wajnert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
UNIBAI L RODAMCO SE MEETING DATE: MAY 14, 2009 | ||||
TICKER: UL SECURITY ID: F95094110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | App rove Allocation of Income and Dividends of EUR 5.50 per Share | Management | For | For |
4 | Approve Transfer from Distribuable Dividends and Premium Account to Shareholders for an Amount of EUR 2 per Share | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Reelect Mary Harris as Supervisory Board Member | Management | For | For |
7 | Reelect Jean-Louis Laurens as Supervisory Board Member | Management | For | For |
8 | Reelect Alec Pelmore as Supervisory Board Member | Management | For | For |
9 | Reelect M.F.W. van Oordt as Supervisory Board Member | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellat ion of Repurchased Shares | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 47 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12 and 13 | Man agement | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
20 | Amend Article 10.1 of Bylaws Re: Management Board Composition | Management | For | For |
21 | Transform Company Into a European Company | Management | For | For |
22 | Change Company Name to Unibail Rodamco SE, Pursuant to Adoption of Item 21 | Management | For | For |
23 | Adopt New Articles of Association, Subject to Approval of Item 21 | Management | For | For |
24 | Authorize Transfer of Outstanding Authorizations Granted to Management Board to New Management Board, Subject to Approval of Item 21 Above | Management | For | For |
25 | Subject to Approval of Items 21 and 23 Above, Reelect M. Robert F.W. van Oordt as Supervisory Board Member | Management | For | For |
26 | Subject to Ap proval of Items 21 and 23 Above, Elect Francois Jaclot as Supervisory Board Member | Management | For | For |
27 | Subject to Approval of Items 21 and 23 Above, Elect Jacques Dermagne as Supervisory Board Member | Management | For | For |
28 | Subject to Approval of Items 21 and 23 Above, Elect Henri Moulard as Supervisory Board Member | Management | For | For |
29 | Subject to Approval of Items 21 and 23 Above, Elect Yves Lyon-Caen as Supervisory Board Member | Management | For | For |
30 | Subject to Approval of Items 21 and 23 Above, Elect Jean-Louis Laurens as Supervisory Board Member | Management | For | For |
31 | Subject to Approval of Items 21 and 23 Above, Elect Frans J.G.M. Cremers as Supervisory Board Member | Management | For | For |
32 | Subject to Approval of Items 21 and 23 Above, Elect Robert Ter Haar as Supervisory Board Member | Management | For | For |
33 | Subject to Approval of Items 21 and 23 Above, Elect Bart R. Okkens as Superviso ry Board Member | Management | For | For |
34 | Subject to Approval of Items 21 and 23 Above, Elect Jos W.B. Westerburgen as Supervisory Board Member | Management | For | For |
35 | Subject to Approval of Items 21 and 23 Above, Elect Mary Harris as Supervisory Board Member | Management | For | For |
36 | Subject to Approval of Items 21 and 23 Above, Elect Alec Pelmore as Supervisory Board Member | Management | For | For |
37 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 875,000 | Management | For | For |
38 | Reappoint Ernst & Young Audit, Deloitte Marque and Gendrot SA as Auditors, and Barbier Frinault et Autres, and Mazars and Guerard as Deputy Auditors | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UNILEVER N.V. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNA SECURITY ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Directors | Management | For | For |
4 | Approve Discharge of Non-Executive Directors | Management | For | For |
5 | Elect L.A. Lawrence as Executive Director | Management | For | For |
6 | Elect P.G.J.M. Polman as Executive Director | Management | For | For |
7 | Reelect L. Brittan of Spennithorne as Non-Executive Director | Management | For | For |
8 | Reelect W. Dik as Non-Executive Director | Management | For | For |
9 | Reelect C.E. Golden as Non-Executive Director | Management | For | For |
10 | Reelect B.E. Grote as Non-Executive Director | Management | For | For |
11 | Reelect N. Murthy as Non-Executive Director | Management | For | For |
12 | Reelect H. Nyasulu as Non-Executive Director | Management | For | For |
13 | Reelect K.J. Storm as Non-Executive Director | Management | For | For |
14 | Reelect M. Treschow as Non-Executive Director | Management | For | For |
15 | Reelect J. van der Veer as Non-Executive Director | Management | For | For |
16 | Elect L.O. Fresco as Non-Executive Director | Management | For | For |
17 | Elect A.M. Fudge as Non-Executive Director | Management | For | For |
18 | Elect P. Walsh as Non-Executive Director | Management | For | For |
19 | Ratify PwC as Auditors | Management | For | For |
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
23a | Amend Articles Re: Move to Quarterly Dividends | Manageme nt | For | For |
23b | Amend Articles Re: Move to Quarterly Dividends | Management | For | For |
24 | Allow Questions | Management | None | None |
UNION PACIF IC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNISYS CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: UIS SECURITY ID: 909214108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Edward Coleman | Management | For | For |
1.2 | Elect Director Leslie F. Kenne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
UNITE GROUP PLC, THE MEETING DATE: MAY 15, 2009 | ||||
TICKER: UTG SECURITY ID: G9283N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Phil White as Director | Management | For | Against |
4 | Re-elect Stuart Beevor as Director | Management | For | Against |
5 | Re-elect Nicholas Porter as Director | Management | For | Against |
6 | Re-elect Nigel Hall as Director | Management | For | Against |
7 | Reappoint KPMG Audit Plc as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 10,359,653 and an Additional A mount Pursuant to a Rights Issue of up to GBP 10,359,653 | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,553,948 | Management | For | For |
10 | Adopt New Articles of Association | Management | For | For |
11 | Subject to and Conditional Upon the Passing of Resolution 10, Approve That a General Meeting Other Than an Annual General Meeting May Be Called Upon Not Less Than 14 Clear Days' Notice | Management | For | For |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Manag ement | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
UNITE D THERAPEUTICS CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Kurzweil | Management | For | Withhold |
1.2 | Elect Director Martine Rothblatt, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Louis Su llivan, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
UNIVERSAL TRUCKLOAD SVCS INC MEETING DATE: JUN 12, 2009 | ||||
TICKER: UACL SECURITY ID: 91388P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald B. Cochran | Management | For | For |
1.2 | Elect Director Matthew T. Moroun | Management | For | For |
1.3 | Elect Director Manuel J. Moroun | Management | For | For |
1.4 | Elect Director Joseph J. Casaroll | Management | For | For |
1.5 | Elect Director Daniel C. Sullivan | Management | For | For |
1.6 | Elect Director Richard P. Urban | Management | For | For |
1.7 | Elect Director Ted B. Wahby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
URANIUM ONE INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: UUU SECURITY ID: 91701P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Telfer | Management | For | For |
1.2 | Elect Director Andrew Adams | Management | For | For |
1.3 | Elect Director Massimo Carello | Management | For | For |
1.4 | Elect Director David Hodgson | Management | For | For |
1.5 | Elect Director D. Jean Nortier | Management | For | For |
1.6 | Elect Director Terry Rosenberg | Management | For | For |
1.7 | Elect Director Phillip Shirvington | Management | For | For |
1.8 | Ele ct Director Mark Wheatley | Management | For | For |
1.9 | Elect Director Kenneth Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Rolling 10% Stock Option Plan | Management | For | Against |
4 | Change Location of Registered Office/Headquarters | Managem ent | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | Withhold |
1.2 | Elect Director Robert H. Strouse | Management | For | Withhold |
1.3 | Elect Director Glen T. Senk | Management | For | Withhold |
1.4 | Elect Director Joel S. Lawson III | Management | For | Withhold |
1.5 | Elect Director Richard A. Hayne | Management | For | Withhold |
1.6 | Elect Director Harry S. Cherken, Jr. | Management | For | Withhold |
2 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
URS CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Jesse Arnelle | Management | For | Against |
2 | Elect Director Armen Der Marderosian | Management | For | Against |
3 | Elect Director Mickey P. Foret | Management | For | Against |
4 | Elect Director Lydia H. Kennard | Management | For | Against |
5 | Elect Director Martin M. Koffel | Management | For | Against |
6 | Elect Director Joseph W. Ralston | Management | For | Against |
7 | Elect Director John D. Roach | Management | For | Against |
8 | Elect Director Douglas W. Stotlar | Management | For | Against |
9 | Elect Director William P. Sullivan | Management | For | Against |
10 | Elect Director William D. Walsh | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
VAIL RESORTS, INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | Fo r | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director Joe R. Micheletto | Management | For | For |
1.7 | Elect Director John T. Redmond | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
1.9 | Elect Director William P. Stiritz | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SE CURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Elect Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: F95922104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transactions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Management | For | For |
8 | Ratify Appointment of Jean-Francois Cir elli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Appr ove Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
VALSPAR CORP., THE MEETING DATE: FEB 25, 2009 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Bode | Management | For | Withhold |
1.2 | Elect Director Susan S. Boren | Management | For | Withhold |
1.3 | Elect Director Jeffrey H. Curler | Management | For | Withhold |
1.4 | Elect Director Stephen D. Newlin | Management | For | Withhold |
2.0 | Approve Omnibus Stock Plan | Management | For | Against |
3.0 | Ratify Auditors | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | M anagement | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Ma nagement | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VIVUS, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: VVUS SECURITY ID: 928551100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virgil A. Pl ace, M.D. | Management | For | For |
1.2 | Elect Director Leland F. Wilson | Management | For | For |
1.3 | Elect Director Mark B. Logan | Management | For | For |
1.4 | Elect Director Charles J. Casamento | Management | For | For |
1.5 | Elect Director Linda M. Dairiki Shortliffe, M.D. | Management | For | For |
1.6 | Elect Director Graham Strachan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 14, 2009 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Foote | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director Alan G. Mcnally | Management | For | For |
1.4 | Elect Director Cordell Reed | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Marilou M. Von Ferstel | Management | For | For |
1.10 | Elect Director Charles R. Walgreen III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ra tify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: WFSL SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Clearman | Management | For | For |
1.2 | Elect Director James J. Doud, Jr. | Management | For | For |
1.3 | Elect Director H. Dennis Halvorson | Management | For | For |
1.4 | Elect Director Roy M. Whitehead | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WEIGHT WATCHERS INTERNATIONAL, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: WTW SECURITY ID: 948626106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha Johnson Evans | Management | For | Withhold |
1.2 | Elect Director Sacha Lainovic | Management | For | Withhold |
1.3 | Elect Director Christopher J. Sobecki | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr., M.D. | Management | For | For |
2 | Elect Director Susan B. Bayh | Ma nagement | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Julie A. Hill | Management | For | For |
5 | Elect Director Ramiro G. Peru | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | Fo r | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WHIRLP OOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WINTRUST FINANCIAL CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WTFC SECURITY ID: 97650W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director Joseph F. Damico | Management | For | For |
1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Direc tor Charles H. James III | Management | For | For |
1.8 | Elect Director Albin F. Moschner | Management | For | For |
1.9 | Elect Director Thomas J. Neis | Management | For | For |
1.10 | Elect Director Christopher J. Perry | Management | For | For |
1.11 | Elect Director Hollis W. Rademacher | Management | For | For |
1.12 | Elect Director Ingrid S. Stafford | Management | For | For |
1.13 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: FEB 13, 2009 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend 2006 Incentive Award Plan | Management | For | For |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 15, 2009 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. McTavish | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director Regina O. Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | Withhold |
1.2 | Elect Director Per G. H. Lofberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XSTRATA PLC MEETING DATE: MAY 5, 2009 | ||||
TICKER: XTA SECURITY ID: G9826T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Re-elect Ivan Glasenberg as Director | Management | For | Did Not Vote |
4 | Re-elect Trevor Reid as Director | Management | For | Did Not Vote |
5 | Re-elect Santiago Zaldumbide as Director | Management | For | Did Not Vote |
6 | Elect Peter H ooley as Director | Management | For | Did Not Vote |
7 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | Did Not Vote |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 488,835,270 in Connection with an Offer by Way of Rights Issue; Otherwise up to USD 488,835,270 | Management | For | Did Not Vote |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 73,325 ,290.50 | Management | For | Did Not Vote |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.4 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.5 | Elect Director Nigel Lees | Management | For | For |
1.6 | Elect Director Dino Titaro | Management | For | For |
1.7 | Elect Director John Begeman | Management | For | For |
1.8 | Elect Director Robert Horn | Management | For | For |
1.9 | Elect Director Richard Graff | Management | For | For |
1.10 | Elect Director Carl Renzoni | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR DYNAMIC CAPITAL APPRECIATION FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
1.2 | Elect Director Michael S. Jeffries | Management | For | Withhold |
1.3 | Elect Director John W. Kessler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Death Benefits/Golden Coffins | Sh areholder | Against | Against |
AEROPOSTALE, INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: ARO SECURITY ID: 007865108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian R. Geiger | Management | For | For |
1.2 | Elect Director Bodil Arlander | Management | For | For |
1.3 | Elect Director Ronald R. Beegle | Management | For | For |
1.4 | Elect Director John N. Haugh | Management | For | For |
1.5 | Elect Director Robert B. Chavez | Management | For | For |
1.6 | Elect Director Mindy C. Meads | Management | For | For |
1.7 | Elect Director John D. Howard | Management | For | For |
1.8 | Elect Director David B. Vermylen | Management | For | For |
1.9 | Elect Director Karin Hirtler-Garvey | Management | For | For |
1.10 | Elect Director Evelyn Dilsaver | Management | For | For |
1.11 | Elect Director Thomas P. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
---|---|---|---|---|
ALCATEL LUCENT MEETING DATE: MAY 29, 2009 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Ratify Appointment of Phillipe Camus as Director | Management | For | For |
5 | Ratify Appointment of Ben Verwaayen as Director | Management | For | For |
6 | Ratify Appointment of Stuart E. Eizenstat as Director | Management | For | For |
7 | Ratify Appointment of Louis R. Hughes as Director | Management | For | For |
8 | Ratify Appointment of Jean C. Monty as Director | Management | For | For |
9 | Ratify Appointment of Olivier Piou as Director | Management | For | For |
10 | Reelect Sylvia Jay as Director | Management | For | For |
11 | Reelect Jean-Cyril Spinetta as Director | Management | For | For |
12 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transaction | Management | For | For |
13 | Approve Transaction with Philippe Camus Re: Benefits of Free Shares Granted | Management | For | For |
14 | Approve Transaction with Ben Verwaayen Re: Benefits of Free Shares and Stock Options Granted | Management | For | For |
15 | Approve Transaction with Ben Verwaayen Re: Pension Benefits | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.350 Million | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 18 to 20 at EUR 2.270 Million | Management | For | For |
22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
25 | Amendments or new resolutions proposed at the meeting | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALSTOM MEETING DATE: JUN 23, 2009 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
4 | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | Management | For | For |
5 | Approve Transaction with Patrick Kron | Management | For | For |
6 | Ratify PricewaterhouseCoopers Audit as Auditor | Management | For | For |
7 | Ratify Mazars as Auditor | Management | For | For |
8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
9 | Ratify Patrick de Cambourg as Alternate Auditor | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice E. Page | Management | For | For |
2 | Elect Director J. Thomas Presby | Management | For | For |
3 | Elect Director Gerald E. Wedren | Management | Fo r | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ANGLOGOLD ASHANTI LTD MEETING DATE: MAY 15, 2009 | ||||
TICKER: AU SECURITY ID: 035128206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | Management | For | For |
2 | Re-appoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
3 | Reelect RP Edey as Director | Management | For | For |
4 | Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time | Management | For | For |
5 | Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital | Management | For | For |
6 | Approve Remuneration of Non-Executive Directors | Management | For | For |
7 | Authorise Directors to Issue Convertible Bonds | Management | For | For |
8 | Approve Increase in Authorized Share Capital | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elect Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Sharehold er | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
BROWN SHOE COMPANY, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: BWS SECURITY ID: 115736100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mario L. Baeza | Management | For | For |
1.2 | Elect Director Joseph L. Bower | Management | For | For |
1.3 | Elect Director Julie C. Esrey | Management | For | For |
1.4 | Elect Director Carla Hendra | Management | For | For |
1.5 | Elect Director Michael F. Neidorff | Management | For | For |
1.6 | Elect Director Harold B. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 6, 2009 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | Withhold |
1.2 | Elect Director William R. Cooper | Management | For | Withhold |
1.3 | Elect Director Scott S. Ingraham | Management | For | Withhold |
1.4 | Elect Director Lewis A. Levey | Management | For | Withhold |
1.5 | Elect Director William B. McGuire, Jr. | Management | For | Withhold |
1.6 | Elect Director William F. Paulsen | Management | For | Withhold |
1.7 | Elect Director D. Keith Oden | Management | For | Withhold |
1.8 | Elect Director F. Gardner Parker | Management | For | Withhold |
1.9 | Elect Director Steven A. Webster | Management | For | Withhold |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CAREER EDUCATION CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director David W. Devonshire | Management | For | For |
1.3 | Elect Director Patrick W. Gross | Management | For | For |
1.4 | Elect Director Gregory L. Jackson | Management | For | For |
1.5 | Elect Director Thomas B. Lally | Management | For | For |
1.6 | Elect Director Steven H. Lesnik | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Directo r Edward A. Snyder | Management | For | For |
1.9 | Elect Director Leslie T. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARMAX INC MEETING DATE: JUN 23, 2009 | ||||
TICKER: KMX SECURITY ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Garten | Management | For | For |
1.2 | Elect Director Vivian M. Stephenson | Management | For | For |
1.3 | Elect Direct or Beth A. Stewart | Management | For | For |
1.4 | Elect Director William R. Tiefel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ele ct Director Daniel M. Dickinson | Management | For | For |
1.2 | Elect Director David R. Goode | Management | For | For |
1.3 | Elect Director James W. Owens | Management | For | For |
1.4 | Elect Director Charles D. Powell | Management | For | For |
1.5 | Elect Director Joshua I. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
6 | Adopt Simple Majority Vote Standard | Shareholder | Against | For |
7 | Limitation on Compensation Consultant Services | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Lobbying Priorities | Shareholder | Against | Abstain |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | F or |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CBEYOND, INC MEETING DATE: JUN 12, 2009 | ||||
TICKER: CBEY SECURITY ID: 149847105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors D. Scott Luttrell | Management | For | For |
1.2 | Elect Directors James N. Perry, Jr. | Management | For | Withhold |
1.3 | Elect Directors Martin Mucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
CENTENNIAL COMMUNICATIONS CORP MEETING DATE: SEP 25, 2008 | ||||
TICKER: CYCL SECURITY ID: 15133V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren C. Battistoni | Management | For | For |
1.2 | Elect Director Michael R. Coltrane | Management | For | For |
1.3 | Elect Director Anthony J. De Nicola | Management | For | For |
1.4 | Elect Director Thomas E. McInerney | Management | For | For |
1.5 | Elect Director John J. Mueller | Management | For | For |
1.6 | Elect Director James P. Pellow | Management | For | For |
1.7 | Elect Director Raymond A. Ranelli | Management | For | For |
1.8 | Elect Director Scott N. Schneider | Management | For | For |
1.9 | Elect Director Michael J. Small | Management | For | For |
1.10 | Elect Director Paul H. Sunu | Management | For | For |
1.11 | Elect Director J. Stephen Vanderwoude | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHICO'S FAS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: CHS SECURITY ID: 168615102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross E. Roeder | Management | For | For |
1.2 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | P roposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Exec utive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CONTINENTAL AIRLINES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAL SECURITY ID: 210795308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | Withhold |
1.2 | Elect Director Lawrence W. Kellner | Management | For | Withhold |
1.3 | Elect Director Douglas H. McCorkindale | Management | For | Withhold |
1 .4 | Elect Director Henry L. Meyer, III | Management | For | Withhold |
1.5 | Elect Director Oscar Munoz | Management | For | Withhold |
1.6 | Elect Director Jeffery A. Smisek | Management | For | Withhold |
1.7 | Elect Director Karen Hastie Williams | Management | For | Withhold |
1.8 | Elect Director Ronald B. Woodard | Management | For | Withhold |
1.9 | Elect Director Charles A. Yamarone | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Reincorporate in Another State | Shareholder | Against | Against |
6 | Note from Broadridge: Please vote FOR if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote AGAINST if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen | Management | None | For |
COPART, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: CPRT SECURITY ID: 217204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willis J. Johnson | Management | For | For |
1.2 | Elect Director A. Jayson Adair | Management | For | For |
1.3 | Elect Director James E. Meeks | Management | For | For |
1.4 | Elect Director Steven D. Cohan | Management | For | For |
1.5 | Elect Director Daniel J. Englander | Management | For | For |
1.6 | Elect Director Barry Rosenstein | Management | For | For |
1.7 | Elect Director Thomas W. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORPORATE EXECUTIVE BOARD CO. (THE) MEETING DATE: JUN 11, 2009 | ||||
TICKER: EXBD SECURITY ID: 21988R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.2 | Elect Director Gregor S. Bailar | Management | For | For |
1.3 | Elect Director Stephen M. Carter | Management | For | For |
1.4 | Elect Director Gordon J. Coburn | Management | For | For |
1.5 | Elect Director Nancy J. Karch | Management | For | For |
1.6 | Elect Director David W. Kenny | Management | For | For |
1.7 | Elect Director Daniel O. Leemon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CPI INTERNATIONAL INC MEETING DATE: FEB 24, 2009 | ||||
TICKER: CPII SECURITY ID: 12618M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Joe Caldarelli | Management | Fo r | Withhold |
1.2 | Elect Director Michael F. Finley | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DEALERTRACK HOLDINGS INC MEETING DATE: JUN 17, 2009 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Foy | Managemen t | For | For |
1.2 | Elect Director Howard L. Tischler | Management | For | For |
1.3 | Elect Director James David Power III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Amend Omn ibus Stock Plan | Management | For | Against |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Managem ent Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Again st |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Managemen t | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DIANA SHIPPING INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DSX SECURITY ID: Y2066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a. | Elect Simeon P. Palios as Director | Management | For | For |
1.b. | Elect Anastassis C. Margaronis as Director | Management | For | For |
1.c. | Elect Ioannis G. Zafirakis as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Steven P. Eng | Management | For | For |
1.3 | Elect Director Gary F. Hromadko | Management | For | For |
1.4 | Elect Director Scott G. Kriens | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENESCO INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: GCO SECURITY ID: 371532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director William F. Blaufuss, Jr | Management | For | For |
1.4 | Elect Director James W. Bradford | Management | For | For |
1.5 | Elect Director Robert V. Dale | Management | For | For |
1.6 | Elect Director Robert J. Dennis | Management | For | For |
1.7 | Elect Director Matthew C. Diamond | Management | For | For |
1.8 | Elect Director Marty G. Dickens | Management | For | For |
1.9 | Elect Director Ben T. Harris | Management | For | For |
1.10 | Elect Director Kathleen Mason | Management | For | For |
1.11 | Elect Director Hal N. Pennington | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GUESS?, INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: GES SECURITY ID: 401617105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos Alberini | Management | For | For |
1.2 | Elect Director Alice Kane | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYMBOREE CORP., THE MEETING DATE: JUN 9, 2009 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew K. McCauley | Management | For | For |
1.2 | Elect Director Gary M. Heil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HOT TOPIC, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: HOTT SECURITY ID: 441339108 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn D'An | Management | For | For |
1.2 | Elect Director Lisa M. Harper | Management | For | For |
1.3 | Elect Director W. Scott Hedrick | Management | For | For |
1.4 | Elect Director Elizabeth McLaughlin | Management | For | For |
1.5 | Elect Director Bruce Quinnell | Management | For | For |
1.6 | Elect Director Andrew Schuon | Management | For | For |
1.7 | Elect Director Thomas G. Vellios | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Borelli | Management | For | For |
2 | Elect Director Reginald K. Brack | Management | For | For |
3 | Elect Director Jocelyn Carter-Miller | Management | For | For |
4 | Elect Director Jill M. Considine | Management | For | For |
5 | Elect Director Richard A. Goldst ein | Management | For | For |
6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
7 | Elect Director H. John Greeniaus | Management | For | For |
8 | Elect Director William T. Kerr | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ITT EDUCATIONAL SERVICES, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ESI SECURITY ID: 45068B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joanna T. Lau | Management | For | For |
1.2 | Elect Director Samuel L. Odle | Management | For | For |
1.3 | Elect Director John A. Yena | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JAMES RIVER COAL CO MEETING DATE: JUN 10, 2009 | ||||
TICKER: JRCC SECURITY ID: 470355207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald J. FlorJancic | Management | For | For |
1.2 | Elect Director Joseph H. Vipperman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KLA-TENCOR CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOHL'S CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director R. Lawrence Montgomery | Management | For | For |
8 | Elect Director Frank V. Sica | Management | For | For |
9 | Elect Director Peter M. Sommerhauser | Management | For | For |
10 | Elect Director Stephanie A. Streeter | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
K ULICKE & SOFFA INDUSTRIES, INC. MEETING DATE: FEB 10, 2009 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garrett E. Pierce | Management | For | For |
1.2 | Elect Director C. William Zadel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elku s, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | Withhold |
1.3 | Elect Director Robert V. LaPenta | Management | For | Withhold |
1.4 | Elect Director Mark H. Rachesky | Management | For | Withhold |
1.5 | Elect Director Michael B. Targoff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Managem ent | For | Against |
LORILLARD, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Almon | Management | For | Withhold |
1.2 | Elect Director Kit D. Dietz | Management | For | Withhold |
1.3 | Elect Director Nigel Travis | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Manageme nt | For | For |
MACERICH CO., THE MEETING DATE: JUN 8, 2009 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director James S. Cownie | Management | For | For |
3 | Elect Director Mason G. Ross | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Increase Authorized Common Stock | Management | For | For |
MEDIACOM COMMUNICATIONS CORP. MEETING DATE: JUN 16, 2009 | ||||
TICKER: MCCC SECURITY ID: 58446K105 | ||||
Prop osal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rocco B. Commisso | Management | For | For |
1.2 | Elect Director Mark E. Stephan | Management | For | For |
1.3 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.4 | Elect Director Natale S. Ricciardi | Management | For | For |
1.5 | Elect Director Scott W. Seaton | Management | For | For |
1.6 | Elect Director Robert L. Winikoff | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MENS WEARHOUSE, INC., THE MEETING DATE: JUN 23, 2009 | ||||
TICKER: MW SECURITY ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Zimmer | Management | For | For |
1.2 | Elect Director David H. Edwab | Management | For | For |
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.4 | Elect Director Michael L. Ray | Management | For | For |
1.5 | Elect Director Sheldon I. Stein | Management | For | For |
1.6 | Elect Director Deepak Chopra | Management | For | For |
1.7 | Elect Director William B. Sechrest | Management | For | For |
1.8 | Elect Director Larry R. Katzen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID : 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: FEB 16, 2009 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Renew Authorized Common Stock | Management | For | Did Not Vote |
2 | Eliminate Preemptive Rights under Item 1 | Management | For | Did Not Vote |
3 | Amend Bylaws Re: Article 5 | Management | For | Did Not Vote |
4 | Amend Bylaws Re: Article 5 | Management | For | Did Not Vote |
5 | Ratify Past Issuance of New Shares | Management | For | Did Not Vote |
6 | Approve Past Amendment of Articles | Management | For | Did Not Vote |
7 | Change Date of Annual Meeting and Amend Articles Accordingly | Management | For | Did Not Vote |
8 | Amend Corporate Purpose and Amend Articles Accordingly | Management | For | Did Not Vote |
9.1 | Amend Article 6 - Equity Related | Management | For | Did Not Vote |
9.2 | Approve Introduction in Share Ownership Disclosure Threshold and Amend Bylwas Accordingly | Management | For | Did Not Vote |
9.3 | Amend Article 7 - Board Related | Management | For | Did Not Vote |
9.4 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.5 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.6 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.7 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.8 | Amend Article 8 - Board Related | Management | For | Did Not Vote |
9.9 | Amend Article 11 - Board Related | Management | For | Did Not Vote |
9.10 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.11 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.12 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
9.13 | Amend Article 21 - Non-Routine | Management | For | Did Not Vote |
MILLICOM INTERNATIONAL CELLULAR S.A. MEETING DATE: MAY 26, 2009 | ||||
TICKER: MICC SECURITY ID: L6388F110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Chairman of Bo ard of Directors to Chair Meeting | Management | None | Did Not Vote |
2 | Elect Secretary and Scrutineer of Meeting | Management | For | Did Not Vote |
3 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
4 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
5 | Approve Allocation of Income | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
8 | Reelect Kent Atkinson as Director | Management | For | Did Not Vote |
9 | Reelect Maria Brunell Livfors as Director | Management | For | Did Not Vote |
10 | Reelect Donna Cordner as Director | Management | For | Did Not Vote |
11 | Reelect Daniel Johannesson as Director | Management | For | Did Not Vote |
12 | Reelect Michel Massart as Director | Management | For | Did Not Vote |
13 | Reelect Allen Sangines-Krause as Director | Management | For | Did Not Vote |
14 | Reelect Paul Donovan as Director | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers Sarl as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration of Directors | Management | For | Did Not Vote |
17a | Approve Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Board To Delegate Powers To CEO and Board Chairman To Set Conditions of Share Repurchase Program Within Limits Set Out In Item 17a | Management | For | Did Not Vote |
17c | Authorize Board to (a) Purchase Repurchased Shares from Subsidiary or Third Party, (b) Pay Such Shares with Distributable Reserves or Share Premium Account, (c) Transfer Purchased Shares for LTIP, and/or (d) Use Repurchased Shares For Merger/Acquisitions | Management | For | Did Not Vote |
17d | Authorize Board to Ratify and Execute Items 17a to 17c | Management | For | Did Not Vote |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
& nbsp; | ||||
---|---|---|---|---|
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NEW YORK & CO INC MEETING DATE: JUN 29, 2009 | ||||
TICKER: NWY SECURITY ID: 649295102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bodil M. Arlander | Management | For | For |
1.2 | Elect Director Philip M. Carpenter III | Management | For | For |
1.3 | Elect Director Richard P. Crystal | Management | For | For |
1.4 | Elect Director David H. Edwab | Management | For | For |
1.5 | Elect Director John D. Howard | Management | For | For |
1.6 | Elect Director Louis Lipschitz | Management | For | For |
1.7 | Elect Director Edward W. Moneypenny | Management | For | For |
1.8 | Elect Director Grace Nichols | Management | For | For |
1.9 | Elect Director Richard L. Perkal | Management | For | For |
1.10 | Elect Director Arthur E. Reiner | Management | For | For |
1.11 | Elect Director Pamela Grunder Sheiffer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Repricing of Options | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NOKIA CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: NOK SECURITY ID: 654902204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Calling the Meeting to Order | Management | None | Did Not Vote |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | None | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | None | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | Did Not Vote |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12.1 | Reelect Georg Ehrnrooth as Director | Management | For | Did Not Vote |
12.2 | Reelect Lalita D. Gupte as Director | Management | For | Did Not V ote |
12.3 | Reelect Bengt Holmstrom as Director | Management | For | Did Not Vote |
12.4 | Reelect Henning Kagermann as Director | Management | For | Did Not Vote |
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Management | For | Did Not Vote |
12.6 | Reelect Per Karlsson as Director | Management | For | Did Not Vote |
12.7 | Reelect Jorma Ollila as Director | Management | For | Did Not Vote |
12.8 | Reelect Marjorie Scardino as Director | Management | For | Did Not Vote |
12.9 | Reelect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.10 | Reelect Keijo Suila as Directors as Director | Management | For | Did Not Vote |
12.11 | Elect Isabel Marey-Semper as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Management | None | Did Not Vote |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: NVLS &nbs p; SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director J. David Litster | Management | For | For |
1.5 | Elect Director Yoshio Nishi | Management | For | For |
1.6 | Elect Director Glen G. Possley | Management | For | For |
1.7 | Elect Director Ann D. Rhoads | Management | For | For |
1.8 | Elect Director William R. Spivey | Management | F or | For |
1.9 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PADDY POWER (FRMRLY. POWER LEISURE) MEETING DATE: MAY 14, 2009 | ||||
TICKER: PAP SECURITY ID: G68673105 | ||||
Proposal No | Proposal | Proposed By | Manage ment Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Padraig O Riordain as a Director | Management | For | Against |
4a | Reelect Fintan Drury as a Director | Management | For | Against |
4b | Reelect Tom Grace as a Director | Management | For | Against |
4c | Reelect Jack Massey as a Director | Management | For | Against |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Amend Articles Re: Electronic Shareholder Communications and Appointment of Multiple Proxies | Management | For | For |
10 | Amend Rules of Paddy Power PLC 2004 Long Term Incentive Plan | Management | For | For |
PAREXEL INTERNATIONAL CORP. MEETING DATE: DEC 11, 2008 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Fortune | Management | For | For |
1.2 | Elect Director Ellen M. Zane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PETROLEO BRASILEIRO MEETING DATE: APR 8, 2009 | ||||
TICKER: PBR SECURITY ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | M anagement Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends for Fiscal 2008 | Management | For | For |
4 | Elect Directors | Management | For | For |
5 | Elect Board Chairman | Management | For | For |
6 | Elect Fiscal Council Members and Alternates | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
; | ||||
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PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Man agement | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | Withhold |
1.2 | Elect Director Virgil D. Thompson | Management | For | Withhold |
1.3 | Elect Director Neal C. Bradsher | Management | For | Withhold |
1.4 | Elect Director David Young | Management | For | Withhold |
1.5 | Elect Director Stephen C. Farrell | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elec t Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
REDECARD SA MEETING DATE: SEP 17, 2008 | ||||
TICKER: SECURITY ID: P79941103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Registered Headquarters | Management | For | For |
2 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
3 | Amend Article 2 to Reflect the New Location of the Company's Headquarters | Management | For | For |
4 | Consolidate Articles | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Manageme nt | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SEMTECH CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: SMTC SECURITY ID: 816850101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen M. Antle | Management | For | For |
1.2 | Elect Director W. Dean Baker | Management | For | For |
1.3 | Elect Director James P. Burra | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director James T. Lindstrom | Management | For | For |
1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.8 | Elect Director John L. Piotrowski | Management | For | For |
1.9 | Elect Director James T. Schraith | Management | Fo r | For |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STAGE STORES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: SSI SECURITY ID: 85254C305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan Barocas | Management | For | For |
2 | Elect Director Michael Glazer | Management | For | For |
3 | Elect Director Andrew Hall | Management | For | For |
4 | Elect Director John Mentzer | Management | For | For |
5 | Elect Director William Montgoris | Management | For | For |
6 | Elect Director Sharon Mosse | Management | For | For |
7 | Elect Director James Scarborough | Management | For | For |
8 | Elect Director David Schwartz | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TALBOTS, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: TLB SECURITY ID: 874161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elec t Director John W. Gleeson | Management | For | For |
1.2 | Elect Director Tsutomu Kajita | Management | For | For |
1.3 | Elect Director Motoya Okada | Management | For | For |
1.4 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.5 | Elect Director Yoshihiro Sano | Management | For | For |
1.6 | Elect Director Trudy F. Sullivan | Management | For | For |
1.7 | Elect Director Susan M. Swain | Management | For | For |
1.8 | Elect Director Isao Tsuruta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TCF FINANCIAL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bieber | Management | For | Withhold |
1.2 | Elect Director Theodore J. Bigos | Management | For | For |
1.3 | Elect Director William A. Cooper | Management | For | Withhold |
1.4 | Elect Director Thomas A. Cusick | Management | For | Withhold |
1.5 | Elect Director Gregory J. Pulles | Management | For | Withhold |
1.6 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.7 | Elect Director Douglas A. Scovanner | Management | For | Withhold |
1.8 | Elect Director Barry N. Winslow | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TECHNE CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: TECH SECURITY ID: 878377100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Oland | Management | For | For |
1.2 | Elect Director Roger C. Lucas | Management | For | For |
1.3 | Elect Director Howard V. O'Connell | Management | For | For |
1.4 | Elect Director G. Arthur Herbert | Management | For | For |
1.5 | Elect Director R.C. Steer | Management | For | For |
1.6 | Elect Director Robert V. Baumgartner | Management | For | For |
1.7 | Elect Director C.A. Dinarello | Management | For | For |
1.8 | Elect Director K.A. Holbrook | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UAL CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
1.7 | Elect Director James J. O?Connor | Management | For | Withhold |
1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
1.9 | Elect Director David J. Vitale | Management | For | Withhold |
1.10 | Elect Director John H. Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
US AIRWAYS GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: LCC SECURITY ID: 90341W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Baum | Management | For | For |
1.2 | Elect Director Matthew J. Hart | Management | For | For |
1.3 | Elect Director Richard C. Kraemer | Management | For | For |
1.4 | Elect Director Cheryl G. Krongard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Increase Authorized C ommon Stock | Management | For | For |
VCA ANTECH, INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: WOOF SECURITY ID: 918194101 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director John M. Baumer | Management | For | For |
1.2 | Elect Director Frank Reddick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
&n bsp; | ||||
---|---|---|---|---|
VORNADO REALTY TRUST MEETING DATE: MAY 14, 2009 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dire ctor Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Manageme nt | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Exec utive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Management | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Director Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Management | For | For |
4 | Amend Advance Notice Proced ures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WET SEAL, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: WTSLA SECURITY ID: 961840105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vot e Cast |
1.1 | Elect Director Jonathan Duskin | Management | For | For |
1.2 | Elect Director Sidney M. Horn | Management | For | For |
1.3 | Elect Director Harold D. Kahn | Management | For | For |
1.4 | Elect Director Kenneth M. Reiss | Management | For | For |
1.5 | Elect Director Alan Siegel | Management | For | For |
1.6 | Elect Director Edmond S. Thomas | Management | For | For |
1.7 | Elect Director Henry D. Winterstern | Management | For | For |
1.8 | Elect Director Michael Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Managem ent | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholde r | Against | For |
WILLBROS GROUP INC MEETING DATE: FEB 2, 2009 | ||||
TICKER: WG SECURITY ID: 969199108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG WILLBROS GROUP, INC., ( WILLBROS DELAWARE ), WILLBROS GROUP, INC., ( WILLBROS PANAMA ), AND WILLBROS MERGER, INC. | Management | For | For |
2 | PROPOSAL TO APPROVE POSTPONEMENTS OR ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For |
WILLBROS GROUP INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Dipaolo | Management | For | For |
2 | Elect Director Robert R. Harl | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2009 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Propo sal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | Withhold |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Gary D. Henley | Management | For | Withhold |
1.5 | Elect Director John L. Miclot | Management | For | Withhold |
1.6 | Elect Director Amy S. Paul | Management | For | Withhold |
1.7 | Elect Director Robert J. Quillinan | Management | For | Withhold |
1.8 | Elect Director David D. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
XTO ENERGY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Phillip R. Kevil | Management | For | Against |
2.2 | Elect Director Herbert D. Simons | Management | For | Against |
2.3 | Elect Director Vaughn O. Vennerberg II | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Execu tives | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY GROWTH FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: CA0084741085 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
ALCON INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ACL SECURITY ID: H01301102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC.AND THE 2008 CONSOL IDATED FINANCIAL STATEMENTS OF ALCON, INC.AND SUBSIDIARIES | Management | For | Did Not Vote |
2 | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TOSHAREHOLDERS FOR THE FINANCIAL YEAR 2008 | Management | For | Did Not Vote |
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THEFINANCIAL YEAR 2008 | Management | For | Did Not Vote |
4 | ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS | Management | For | Did Not Vote |
5 | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | Management | For | Did Not Vote |
6 | ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER | Management | For | Did Not Vote |
7 | ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE | Management | For | Did Not Vote |
8 | ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D. | Management | For | Did Not Vote |
9 | ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ | Management | For | Did Not Vote |
10 | APPROVAL OF SHARE CANCELLATION | Management | For | Did Not Vote |
11 | EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
AMERICAN APPAREL INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: APP SECURITY ID: 023850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Greene | Management | For | Withhold |
1.2 | Elect Director Allan Mayer | Management | For | Withhold |
1.3 | Elect Director Keith Miller | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AMERICAN APPAREL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: APP SECURITY ID: 023850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacob Capps | Management | For | For |
1.2 | Elect Director Adrian Kowalewski | Management | For | For |
1.3 | Elect Director Neil Richardson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AMERICAN EXPRESS CO. MEETING DATE: APR 27, 2009 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.F. Akerson | Management | For | For |
1.2 | Elect Director C. Barshefsky | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director K.I. Chenault | Management | For | For |
1.5 | Elect Director P. Chernin | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. Mcginn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Elect Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Champy | Management | For | For |
1.2 | Elect Director Yves-Andre Istel | Management | For | For |
1.3 | Elect Director Neil Novich | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1 .8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Ale xander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU/ SECURITY ID: GB0055007982 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU/ SECURITY ID: GB0055007982 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwise up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
BAIDU.COM INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: BIDU SECURITY ID: 056752108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | Against |
2 | Amend Articles of Association Re: Iss ue and Purchase of Shares | Management | For | Against |
3 | Change Company Name to Baidu, Inc. | Management | For | Against |
4 | Adopt New Memorandum and Articles of Association | Management | For | Against |
5 | Amend 2000 Option Plan | Management | For | Against |
6 | Approve 2008 Share Incentive Plan | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elec t Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. v on Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | Fo r |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BRK.A SECURITY ID: 084670207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Susan L. Decker | Management | For | For |
1.5 | Elect Director William H. Gates III | Management | For | For |
1.6 | Elect Director David S. Gottesman | Management | For | For |
1.7 | Elect Director Charlotte Guyman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | Withhold |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability t o Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Wit hhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BYD COMPANY LTD MEETING DATE: DEC 3, 2008 | ||||
TICKER: SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Terms of the Subscription Agreement Between the Company and MidAmerican Energy Hldgs. Co. | Management | For | For |
1b | Authorize Board to Deal With Any Matters or Take any Actions in Connection with the Direct New Issue | Management | For | For |
2 | Amend Articles of Associaton | Management | For | For |
3 | Elect David L. Sokol as Non-Executive Director and Approve Director's Remuneration of RMB 150,000 Per Year | Management | For | For |
BYD COMPANY LTD MEETING DATE: DEC 3, 2008 | ||||
TICKER: SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Subscription Agreement and Authorize Wang Chuan-fu to Execute the Subscription Agreement and Approve the Implementation of the Direct New Issue | Management | For | For |
2 | Authorize Board to Deal With Any Matters or Take Any Actions in Connection with the Direct New Issue | Management | For | For |
BYD COMPANY LTD MEETING DATE: MAR 9, 2009 | ||||
TICKER: SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve the Issuance of Medium-Term Notes With a Total Principal Amount of Not More Than RMB 4 Billion in the People's Republic of China | Management | For | For |
1b | Authorize Board to Deal With All Matters Relating to the Issue of the Medium-Term Notes | Management | For | For |
2a | Approve Proposal Allowing the Company to Send or Supply Corporate Communications to the H Shareholders Through the Company's Website | Management | For | For |
2b | Authorize Board to Do All Such Matters Necessary for the Purpose of Effecting Corporate Communications to the H Shareholders Through the Company's Website | Management | For | For |
BYD COMPANY LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: SECURITY ID: CNE100000296 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Other Business (Voting) | Management | For | Against |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Amend Articles Re: Business Scope | Management | For | For |
11 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHARLES SCHWAB CORP., THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Bechtle | Management | For | For |
1.2 | Elect Director W alter W. Bettinger II | Management | For | For |
1.3 | Elect Director C. Preston Butcher | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
4 | Amend Corporate Executive Bonus Plan | Shareholder | Against | Against |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus St ock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHIPOTLE MEXICAN GRILL INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: CMG SECURITY ID: 169656204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Ells | Management | For | For |
1.2 | Elect Director Patrick J. Flynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Directo r Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | Against |
1.2 | Elect Director Alain J.P. Belda | Management | For | Against |
1.3 | Elect Director John M. Deutch | Management | For | Against |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | Against |
1.5 | Elect Director Andrew N. Liveris | Management | For | Against |
1.6 | Elect Director Anne Mulcahy | Management | For | Against |
1.7 | Elect Director Michael E. O'Neill | Management | For | Against |
1.8 | Elect Director Vikram Pandit | Management | For | Against |
1.9 | Elect Director Richard D. Parsons | Management | For | Against |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | Against |
1.11 | Elect Director Judith Rodin | Management | For | Against |
1.12 | Elect Director Robert L. Ryan | Management | For | Against |
1.13 | Elect Director Anthony M. Santomero | Management | For | Against |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lend ing Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
CLARCOR, INC. MEETING DATE: MAR 23, 2009 | ||||
TICKER: CLC SECURITY ID: 179895107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Marc Adam | Management | For | Withhold |
1.2 | Elect Director James W. Bradford, Jr. | Management | For | Withhold |
1.3 | Elect Director James L . Packard | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director C athleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COLGATE-PALMOLIVE CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cahill | Management | For | For |
1.2 | Elect Director Jill K. Conway | Management | For | For |
1.3 | Elect Director Ian Cook | Management | For | For |
1.4 | Elect Director Ellen M. Hancock | Management | For | For |
1.5 | Elect Director David W. Johnson | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Delano E. Lewis | Managemen t | For | For |
1.8 | Elect Director J. Pedro Reinhard | Management | For | For |
1.9 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Rati fy Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Riem an | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2009 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Management | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Dire ctor | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 24, 2009 | ||||
TICKER: CS SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: AU000000CSL8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: XRAY SECURITY ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy L Dixon | Management | For | For |
1.2 | Elect Director Leslie A. Jones | Management | For | For |
1.3 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DSW, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay L. Schottenstein | Management | For | For |
1.2 | Elect Director Michael R. MacDonald | Management | For | For |
1.3 | Elect Director Philip B. Miller | Management | For | For |
1.4 | Elect Director James D. Robbins | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
ECOLAB, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie S. Biller | Management | For | For |
1.2 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.3 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Dire ctors | Shareholder | Against | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 3, 2009 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Managem ent Recommendation | Vote Cast |
1.1 | Elect Director A.A. Busch III | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director H. Green | Management | For | For |
1.4 | Elect Director W.R. Johnson | Management | For | For |
1.5 | Elect Director J.B. Menzer | Management | For | For |
1.6 | Elect Director V.R. Loucks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mar k L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Man agement | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FASTENAL CO. MEETING DATE: APR 21, 2009 | ||||
TICKER: FAST SECURITY ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Kierlin | Management | For | For |
1.2 | Elect Director Stephen M. Slaggie | Management | For | For |
1.3 | Elect Director Michael M. Gostomski | Management | For | For |
1.4 | Elect Director Hugh L. Miller | Management | For | For |
1.5 | Elect Director Willard D. Oberton | Management | For | For |
1.6 | Elect Director Michael J. Dolan | Management | For | For |
1.7 | Elect Director Reyne K. Wisecup | Management | For | For |
1.8 | Elect Director Michael J. Ancius | Management | For | For |
1.9 | Elect Director Scott A. Satterlee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIRST AMERICAN CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | For |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director J. David Chatham | Management | For | For |
1.4 | Elect Director Glenn C. Christenson | Management | For | For |
1.5 | Elect Director William G. Davis | Management | For | For |
1.6 | Elect Director James L. Doti | Management | For | For |
1.7 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.8 | Elect Director Christopher V. Greetham | Management | For | For |
1.9 | Elect Director Parker S. Kennedy | Management | For | For |
1.10 | Elect Director Thomas C. O'Brien | Management | For | For |
1.11 | Elect Director Frank E. O'Bryan | Management | For | For |
1.12 | Elect Director Roslyn B. Payne | Management | For | For |
1.13 | Elect Director D. Van Skilling | Management | For | For |
1.14 | Elect Director Patrick F. Stone | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FLOWERS FOODS, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: FLO SECURITY ID: 343498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe E. Beverly | Management | For | For |
1.2 | Elect Director Amos R. McMullian | Management | For | For |
1.3 | Elect Director J.V. Shields, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | Fo r | For |
FOCUS MEDIA HOLDING LTD. MEETING DATE: OCT 13, 2008 | ||||
TICKER: FMCN SECURITY ID: 34415V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ELECTION OF YING WU AS THE DIRECTOR TO SERVE ON THE BOARD OF DIRECTORS FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR S SUCCESSOR IS ELECTED AND DULY QUALIFIED, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | Management | For | For |
2 | RATIFY AUDITORS | Management | For | For |
FTI CONSULTING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Callaghan | Management | For | For |
1.2 | Elect Director Matthew F. McHugh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GENOMIC HEALTH INC MEETING DATE: JUN 8, 2009 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott, Ph.D. | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Brook H. Byers | Management | For | For |
1.5 | Elect Director Fred E. Cohen, M.D. | Management | For | For |
1.6 | Elect Director Samuel D. Colella | Management | For | For |
1.7 | Elect Director Ginger L. Graham | Management | For | For |
1.8 | Elect Director Randall S. Livingston | Managemen t | For | For |
1.9 | Elect Director Woodrow A. Myers, Jr., M.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Man agement | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Ele ct Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Managemen t | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Managem ent | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Directo r Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withh old |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | Fo r |
4 | Ratify Auditors | Management | For | For |
ISRAEL CHEMICALS LTD. MEETING DATE: NOV 10, 2008 | ||||
TICKER: ICL SECURITY ID: IL0002810146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
JMP GROUP INC MEETING DATE: JUN 8, 2009 | ||||
TICKER: JMP SECURITY ID: 46629U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Jolson | Management | For | For |
1.2 | Elect Director Craig R. Johnson | Management | For | For |
1.3 | Elect Director Mark L. Lehmann | Management | For | For |
1.4 | Elect Director Carter D. Mack | Management | For | For |
1.5 | Elect Director Edward J. Sebastian | Management | For | For |
1.6 | Elect Director Glenn H. Tongue | Management | For | For |
1.7 | Elect Director Kenneth M. Karmin | Management | For | For |
1.8 | Elect Director Harris S. Barton | Management | For | For |
1.9 | Elect Director H. Mark Lunenburg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 200 9 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director C harles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | A mend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KNOT, INC., THE MEETING DATE: MAY 20, 2009 | ||||
TICKER: KNOT SECURITY ID: 499184109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ira Carlin | Management | For | Withhold |
1.2 | Elect Director Eileen Naughton | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qu alified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 54866 1107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LULUL EMON ATHLETICA, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine M. Day | Management | For | For |
1.2 | Elect Director Martha A.M. Morfitt | Management | For | For |
1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
MARRIOT T INTERNATIONAL INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Lawrence W. Kellner | Management | For | For |
1.5 | Elect Director Debra L. Lee | Management | For | For |
1.6 | Elect Director George Munoz | Management | For | For |
1.7 | Elect Director Harry J. Pearce | Management | For | For |
1.8 | Elect Director Steven S. Reinemund | Management | For | For |
1.9 | Elect Director W. Mitt Romney | Management | For | For |
1.10 | Elect Director William J. Shaw | Management | For | For |
1.11 | Elect Director Lawrence M. Small | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Batt ery Cage Hens | Shareholder | Against | Abstain |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: OCT 17, 2008 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Li Xiting as Director | Management | For | For |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Elect Lin Jixun as Director | Management | For | For |
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | Management | For | For |
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | Management | For | For |
6 | Establish Range for Board Size | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen A. Smith Bogart | Management | For | Withhold |
1.2 | Elect Director James C. Moyer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: M S SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NSRGY SECURITY ID: 641069406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
6 | MARK THE FOR BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRES ENTATIVE, MR. JEAN-LUDOVIC HARTMAN | Management | None | Did Not Vote |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Domenik | Management | For | For |
1.2 | Elect Director Douglas Broyles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUTRAL TANDEM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: TNDM SECURITY ID: 64128B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rian J. Wren | Management | For | For |
1.2 | Elect Director James P. Hynes | Management | For | For |
1.3 | Elect Director Dixon R. Doll | Management | For | For |
1.4 | Elect Director Peter J. Barris | Management | For | For |
1.5 | Elect Director Robert C. Hawk | Management | For | For |
1.6 | Elect Director Lawrence M. Ingeneri | Management | For | For |
1.7 | Elect Director G. Edward Evans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NORTHERN TRUST CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Arthur L. Kelly | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Harold B. Smith | Management | For | For |
1.11 | Elect Director William D. Smithburg | Management | For | For |
1.12 | Elect Director Enrique J. Sosa | Management | For | For |
1.13 | Elect Director Charles A. Trib bett III | Management | For | For |
1.14 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 18, 2009 | ||||
TICKER: NOVOB SECURITY ID: DK0060102614 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 6 per Share | Management | For | Did Not Vote |
5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5f | Elect Hannu Ryopponen as New Director | Management | For | Did Not Vote |
5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
7.1 | Approve DKK 14 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7.3.1 | Amend Articles Re: Change ''Koebenhavns Fondsboers'' to ''NASDAQ OMX Copenhagen'' | Management | For | Did Not Vote |
7.3.2 | Amend Existing Authorization to Issue Class B Shares to Employees; Reduce Authorization Amount to DKK 3 Million | Management | For | Did Not Vote |
7.3.3 | Amend Existing Authorization to Issue Shares With or Without Preemptive Rights; Reduce Authorization Amount to DKK 107 Million | Management | For | Did Not Vote |
7.3.4 | Amend Articles Re: Add Item 'Approval of Remuneration o f Directors' to Standard AGM Agenda | Management | For | Did Not Vote |
8 | Other Business | Management | None | Did Not Vote |
NUVASIVE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Farrell, Ph.D. | Management | For | For |
1.2 | Elect Director Lesley H. Howe | Management | For | For |
1.3 | Elect Director Eileen M. More | Management | For | For |
2 | Ratify Auditors | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ORLY SECURITY ID: 686091109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles H. O'Reilly, Jr | Management | For | For |
1.2 | Elect Director John Murphy | Management | For | For |
1.3 | Elect Director Ronald Rashkow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OX Y SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OSI PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: OSIP SECURITY ID: 671040103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | Withhold |
1.2 | Elect Director Colin Goddard, Ph.D. | Management | For | Withhold |
1 .3 | Elect Director Santo J. Costa | Management | For | Withhold |
1.4 | Elect Director Joseph Klein, III | Management | For | Withhold |
1.5 | Elect Director Kenneth B. Lee, Jr. | Management | For | Withhold |
1.6 | Elect Director Viren Mehta | Management | For | Withhold |
1.7 | Elect Director David W. Niemiec | Management | For | Withhold |
1.8 | Elect Director Herbert M. Pinedo, M.D., Ph.D. | Management | For | Withhold |
1.9 | Elect Director Katharine B. Stevenson | Management | For | Withhold |
1.10 | Elect Director John P. White | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PACCAR INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | M anagement | For | For |
1.2 | Elect Director William G. Reed, Jr. | Management | For | For |
1.3 | Elect Director Warren R. Staley | Management | For | For |
1.4 | Elect Director Charles R. Williamson | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PETROLEO BRASILEIRO MEETING DATE: NOV 24, 2008 | ||||
TICKER: PBR SECURITY ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorption of 17 de Maio Participacoes SA | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.1 0 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | Fo r | For |
2 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authori ze Board to Fix Their Remuneration | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Frederick P. Furth | Management | For | For |
1.3 | Elect Director Edward W. Gibbons | Management | For | For |
1.4 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.5 | Elect Director Barbara J. Novogradac | Management | For | For |
1.6 | Elect Director Robert J. Pace | Management | For | For |
1.7 | Elect Director Frederick A. Richman | Management | For | For |
1.8 | Elect Director J. Stephen Schaub | Management | For | For |
1.9 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Certificate of Incorporation | Management | For | For |
SAIC INC MEETING DATE: JUN 19, 2009 | ||||
TICKER: SAI SECURITY ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director France A. Cordova | Management | For | For |
1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
1.3 | Elect Director Jere A. Drummond | Management | For | For |
1.4 | Elect Director John J. Hamre | Management | For | For |
1.5 | Elect Director Miriam E. John | Management | For | For |
1.6 | Elect Director Anita K. Jones | Management | For | For |
1.7 | Elect Director John P. J umper | Management | For | For |
1.8 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1.9 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1.10 | Elect Director Louis A. Simpson | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICK ER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Execu tive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SEQUENOM, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SQNM & nbsp; SECURITY ID: 817337405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst-Gunter Afting | Management | For | Withhold |
1.2 | Elect Director Charles R. Cantor | Management | For | Withhold |
1.3 | Elect Director John A. Fazio | Management | For | Withhold |
1.4 | Elect Director Harry F. Hixson, Jr. | Management | For | Withhold |
1.5 | Elect Director Richard A. Lerner | Management | For | Withhold |
1.6 | Elect Director Ronald M. Lindsay | Management | For | Withhold |
1.7 | Elect Director Harry Stylli | Management | For | Withhold |
1.8 | Elect Director Kathleen M. Wiltsey | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERG Y CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paas schen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STERICYCLE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SRCL SECURITY ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Miller | Management | For | For |
1.2 | Elect Director Jack W. Schuler | Management | For | For |
1.3 | Elect Direc tor Thomas D. Brown | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director Jonathan T. Lord, M.D. | Management | For | For |
1.7 | Elect Director John Patience | Management | For | For |
1.8 | Elect Director Ronald G. Spaeth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Dr. Charlotte F. Beason | Management | For | For |
1.3 | Elect Director William E. Brock | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Todd A. Milano | Management | For | For |
1.8 | Elect Director G. Thomas Waite, III | Ma nagement | For | For |
1.9 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c . Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT &nb sp;SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensa tion | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Lewent | Management | For | For |
1.2 | Elect Director Peter J. Manning | Management | For | For |
1.3 | Elect Director Jim P. Manzi | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TJX COMPANIES, INC., THEMEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | Fo r |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | F or |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL TECHNICAL I NSTITUTE, INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: UTI SECURITY ID: 913915104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger S. Penske | Management | For | For |
2 | Elect Director Linda J. Srere | Management | For | For |
3 | Elect Director John C. White | Management | For | For |
4 | Ratify Auditors | Management | For | For |
USG CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: USG SECURITY ID: 903293405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Armario | Management | For | Withhold |
1.2 | Elect Director W. Douglas Ford | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISA INC. MEETI NG DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuth en | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VMWARE INC MEETING DATE: SEP 9, 2008 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 14, 2009 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Mana gement | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elec t Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named E xecutive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Aga inst |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Manageme nt | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direct or Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WILLIS GROUP HOLDINGS LTD MEETING DATE: APR 22, 2009 | ||||
TICKER: WSH SECURITY ID: G96655108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William W. Bradley as Director | Management | For | Against |
1.2 | Elect Joseph A. Califano as Director | Management | For | Against |
1.3 | Elect Anna C. Catalano as Director | Management | For | Against |
1.4 | Elect Sir Roy Gardner as Director | Management | For | Against |
1.5 | Elect Sir Jeremy Hanley as Director | Management | For | Against |
1.6 | Elect Robyn S. Kravit as Director | Management | For | Against |
1.7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
1.8 | Elect Wendy E. Lane as Director | Management | For | Against |
1.9 | Elect James F. McCann as Director | Management | For | Against |
1.10 | Elect Joseph J. Plumeri as Director | Management | For | Against |
1.11 | Elect Douglas B. Roberts as Director | Management | For | Against |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WNS HOLDINGS LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: WNS SECURITY ID: 92932M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Ramesh Shah as a Director | Management | For | For |
5 | Reelect Neeraj Bhargava as a Director | Management | For | For |
6 | Approve Remuneration of Directors, Including the Grant of Equity Awards | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY INCOME FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Secur ities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M CO MEETING DATE: MAY 12, 2009 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendatio n | Vote Cast |
1.1 | Elect Director Linda G. Alvarado | Management | For | Against |
1.2 | Elect Director George W. Buckley | Management | For | Against |
1.3 | Elect Director Vance D. Coffman | Management | For | Against |
1.4 | Elect Director Michael L. Eskew | Management | For | Against |
1.5 | Elect Director W. James Farrell | Management | For | Against |
1.6 | Elect Director Herbert L. Henkel | Management | For | Against |
1.7 | Elect Director Edward M. Liddy | Management | For | Against |
1.8 | Elect Director Robert S. Morrison | Management | For | Against |
1.9 | Elect Director Aulana L. Peters | Management | For | Against |
1.10 | Elect Director Robert J. Ulrich | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Fin ancial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Paym ent Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William O. Albertini | Management | For | For |
1.2 | Elect Director Lee M. Thom as | Management | For | For |
1.3 | Elect Director John C. Van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
ALCOA INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn S. Fuller | Management | For | For |
1.2 | Elect Director Judith M. Gu eron | Management | For | For |
1.3 | Elect Director Patricia F. Russo | Management | For | For |
1.4 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elec t Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
ANADARKO PETROLEUM CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director John W. Poduska, Sr. | Management | For | For |
1.4 | Elect Director Paula Rosput Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend EEO Policy to Prohibit Discriminati on based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direct or Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Ma nagement | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
AVERY DENNISON CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cardis | Management | For | For |
1.2 | Elect Director David E.I. Pyott | Management | For | For |
1.3 | Elect Director Dean A. Scarborough | Management | For | For |
1.4 | Elect Director Julia A. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Mari a Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | Fo r | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory V ote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholde r | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Dire ctor Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Manageme nt | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BLACK & DECKER CORP., THE MEETING DATE: APR 30, 2009 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Norman R. Augustine | Management | For | For |
1.3 | Elect Director Barbara L. Bowles | Management | For | For |
1.4 | Elect Director George W. Buckley | Management | For | For |
1.5 | Elect Director M. Anthony Burns | Management | For | For |
1.6 | Elect Director Kim B. Clark | Management | For | For |
1.7 | Elect Director Manuel A. Fernandez | Management | For | For |
1.8 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.9 | Elect Director Anthony Luiso | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director Mark H. Willes | Management | For | For |
2 | Ratify Audit ors | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommen dation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Manag ement | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recom mendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
BURLINGTON NORTHERN SANTA FE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: BNI SECURITY ID: 12189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Donald G. Cook | Management | For | For |
1.3 | Elect Director Vilma S. M artinez | Management | For | For |
1.4 | Elect Director Marc F. Racicot | Management | For | For |
1.5 | Elect Director Roy S. Roberts | Management | For | For |
1.6 | Elect Director Matthew K. Rose | Management | For | For |
1.7 | Elect Director Marc J. Shapiro | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
1.10 | Elect Director J. Steven Whisler | Management | For | For |
1.11 | Elect Director Edward E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: DK0010181759 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CATERPILLAR INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Dickinson | Management | For | For |
1.2 | Elect Director David R. Goode | Management | For | For |
1.3 | Elect Director Jam es W. Owens | Management | For | For |
1.4 | Elect Director Charles D. Powell | Management | For | For |
1.5 | Elect Director Joshua I. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
6 | Adopt Simple Majority Vote Standard | Shareholder | Against | For |
7 | Limitation on Compensation Consultant Services | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Lobbying Priorities | Shareholder | Against | Abstain |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CHRISTOPHER & BANKS CORP MEETING DATE: JUL 30, 2008 | ||||
TICKER: CBK SECURITY ID: 171046105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry C. Barenbaum | Management | For | Withhold |
1.2 | Elect Director Martin L. Bassett | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | Withhold |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Other Business | Management | For | Against |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CIT GROUP INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect Director Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M. Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | Elect Director Seymour Sternberg | Management | For | Against |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect D irector Lois M. Van Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | For |
1.2 | Elect Director Alain J.P. Belda | Management | For | For |
1.3 | Elect Director John M. Deutch | Management | For | For |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.5 | Elect Director Andrew N. Liveris | Management | For | For |
1.6 | Elect Director Anne Mulcahy | Management | For | For |
1.7 | Elect Director Michael E. O'Neill | Management | For | For |
1.8 | Elect Director Vikram Pandit | Management | For | For |
1.9 | Elect Directo r Richard D. Parsons | Management | For | For |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Robert L. Ryan | Management | For | For |
1.13 | Elect Director Anthony M. Santomero | Management | For | For |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
CLOROX COMPANY, THE MEETING DATE: NOV 19, 2008 | ||||
TICKER: CLX SECURITY ID: 189054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel Boggan, Jr. | Management | For | Against |
2 | Elect Director Richard H. Carmona | Management | For | Against |
3 | Elect Director Tully M. Friedman | Management | For | Against |
4 | Elect Director George J. Harad | Management | For | Against |
5 | Elect Director Donald R. Knauss | Management | For | Against |
6 | Elect Director Robert W. Matschullat | Management | For | Against |
7 | Elect Director Gary G. Michael | Management | For | Against |
8 | Elect Director Edward A. Mueller | Management | For | Against |
9 | Elect Director Jan L. Murley | Management | For | Against |
10 | Elect Director Pamela Thomas-Graham | Management | For | Against |
11 | Elect Director Carolyn M. Ticknor | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COACH, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | El ect Director Lew Frankfort | Management | For | Withhold |
1.2 | Elect Director Susan Kropf | Management | For | Withhold |
1.3 | Elect Director Gary Loveman | Management | For | Withhold |
1.4 | Elect Director Ivan Menezes | Management | For | Withhold |
1.5 | Elect Director Irene Miller | Management | For | With hold |
1.6 | Elect Director Keith Monda | Management | For | Withhold |
1.7 | Elect Director Michael Murphy | Management | For | Withhold |
1.8 | Elect Director Jide Zeitlin | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | F or | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Pur chase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2009 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | Against |
1.2 | Elect Director Richard H. Auchinleck | Management | For | Against |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Ruth R. Harkin | Management | For | Against |
1.6 | Elect Director Harold W. McGraw III | Management | For | Against |
1.7 | Elect Director James J. Mulva | Management | For | Against |
1.8 | Elect Director Harald J. Norvik | Management | For | Against |
1.9 | Elect Director William K. Reilly | Management | For | Against |
1.10 | Elect Director Bobby S. Shackouls | Management | For | Against |
1.11 | Elect Director Victoria J. Tschinkel | Management | For | Against |
1.12 | Elect Director Kathryn C. Turner | Management | For | Against |
1.13 | Elect Director William E. Wade, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
9 | Require D irector Nominee Qualifications | Shareholder | Against | Against |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Ma jority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Mana gement | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2 007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV &n bsp; SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 24, 2009 | ||||
TICKER: CS SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DEVON ENERGY CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: DVN SECURITY ID: 25179M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Howard | Management | For | Withhold |
1.2 | Elect Director Michael M. Kanovsky | Management | For | Withhold |
1.3 | Elect Director J. Todd Mitchell | Management | For | Withhold |
1.4 | Elect Director J. Larry Nichols | Management | For | Withhold |
2 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
E.I. DU PONT DE NEMOURS & CO. MEETING DATE: APR 29, 2009 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn Hewson | Management | For | For |
10 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
11 | Elect Director Lois D. Juliber | Management | For | For |
12 | Elect Director Ellen J. Kullman | Management | For | For |
13 | Elect Director William K. Reily | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EATON CORPORATION MEETING DAT E: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Manage ment | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director W. Paul Fitzgerald | Management | For | For |
7 | Elect Director Edmund F. Ke lly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Permit Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECUR ITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
ESTEE LAUDER COMPANIES INC., THE MEETING DATE: NOV 7, 2008 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Leonard A. Lauder | Management | For | For |
1.3 | Elect Director Ronald S. Lauder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | E lect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: IT0001976403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Managemen t | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIFTH THIRD BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Amend Article Fourth, Section (A)2)(D) of the Second Amended Articles of Incorporation, as Amended, to Revise the Terms of the Authorized, Unissued Shares of Preferred Stock, Without Parvalue, All as More Fully Described in the Proxy Statement | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Robert D. Joffe | Management | For | For |
5 | Elect Director Charles B. Johnson | Management | For | For |
6 | Elect Director Gregory E. Johnson | Management | For | For |
7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
8 | Elect Director Thomas H. Kean | Management | For | For |
9 | Elect Director Chutta Ratnathicam | Management | For | For |
10 | Elect Director Peter M. Sacerdote | Management | For | For |
11 | Elect Director Laura Stein | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
GENERAL DYNAMICS CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas D. Chabraja | Management | For | Against |
2 | Elect Director James S. Crown | Management | For | Against |
3 | Elect Director William P. Fricks | Management | For | Against |
4 | Elect Director Jay L. Johnson | Management | For | Against |
5 | Elect Director George A. Joulwan | Management | For | Against |
6 | Elect Director Paul G. Kaminski | Management | For | Against |
7 | Elect Director John M. Keane | Management | For | Against |
8 | Elect Director Deborah J. Lucas | Management | For | Against |
9 | Elect Director Lester L. Lyles | Management | For | Against |
10 | Elect Director J. Christopher Reyes | Management | For | Against |
11 | Elect Director Robert Walmsley | Management | For | Against |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management R ecommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | For | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
GENERAL MILLS, INC. MEETING DATE: SEP 22, 2008 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bradbury H. Anderson | Management | For | For |
2 | Elect Director Paul Danos | Management | For | For |
3 | Elect Director William T. Esrey | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Heidi G. Miller | Management | For | For |
7 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
8 | Elect Director Steve Odland | Management | For | For |
9 | Elect Director Kendall J. Powell | Management | For | For |
10 | Elect Director Lois E. Quam | Management | For | For |
11 | Elect Director Michael D . Rose | Management | For | For |
12 | Elect Director Robert L. Ryan | Management | For | For |
13 | Elect Director Dorothy A. Terrell | Management | For | For |
14 | Ratify Auditors | Management | For | For |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GO LDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT & nbsp; SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
H.B. FULLER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juliana L. Chugg | Management | For | Withhold |
1.2 | Elect Director Richard L. Marcantonio | Management | For | Withhold |
1.3 | Elect Director Alfredo L. Rovira | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL & nbsp; SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2009 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Donald A. James | Management | For | For |
1.3 | Elect Dire ctor James A. Norling | Management | For | For |
1.4 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Against |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HCP INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Fanning, Jr. | Management | For | For |
1.2 | Elect Director James F. Flahe rty III | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director David B. Henry | Management | For | For |
1.5 | Elect Director Lauralee E. Martin | Management | For | For |
1.6 | Elect Director Michael D. McKee | Management | For | For |
1.7 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.8 | Elect Director Peter L. Rhein | Management | For | For |
1.9 | Elect Director Kenneth B. Roath | Management | For | For |
1.10 | Elect Director Richard M. Rosenberg | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HERSHEY CO, THE MEETING DATE: APR 30, 2009 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.F. Cavanaugh | Management | For | Withhold |
1.2 | Elect Director C.A. Davis | Management | For | Withhold |
1.3 | Elect Director A.G. Langbo | Management | For | Withhold |
1.4 | Elect Director J.E. Nevels | Management | For | Withhold |
1.5 | Elect Director T.J. Ridge | Management | For | Withhold |
1.6 | Elect Director D.L. Shedlarz | Management | For | For |
1.7 | Elect Director C.B. Strauss | Management | For | Withhold |
1.8 | Elect Director D.J. West | Management | For | Withhold |
1.9 | Elect Director L.S. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Moure y | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HUNTINGTON BANCSHARES INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Gerlach, Jr. | Management | For | Withhold |
1.2 | Elect Director D. James Hilliker | Management | For | Withhold |
1.3 | Elect Director Jonathan A. Levy | Management | For | Withhold |
1.4 | Elect Director Gene E. Little | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Aldinger | Management | For | For |
1.2 | Elect Director Marvin D. Brailsford | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Don H. Davis, Jr. | Management | For | For |
1.5 | Elect Director Robert C. McCormack | Management | For | For |
1.6 | Elect Director Robert S. Morrison | Management | For | For |
1.7 | Elect Director James A. Skinner | Management | For | For |
1.8 | Elect Director Harold B. Smith | Management | For | For |
1.9 | Elect Director David B. Speer | Management | For | For |
1.10 | Elect Director Pamela B. Strobel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
INFORMA PLC MEETING DATE: MAY 8, 2009 | ||||
TICKER: INF SECURITY ID: GB0002625654 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Final Dividend of 3.9 Pence Per Ordinary Share | Management | For | Did Not Vote |
3 | Re-elect Derek Mapp as Director | Management | For | Did Not Vote |
4 | Re-elect Peter Rigby as Director | Management | For | Did Not Vote |
5 | Re-elect Adam Walker as Director | Management | For | Did Not Vote |
6 | Re-elect Dr Pamela Kirby as Director | Management | For | Did Not Vote |
7 | Re-elect John Davis as Director | Management | For | Did Not Vote |
8 | Re-elect Dr Brendan O'Neill as Director | Management | For | Did Not Vote |
9 | Approve Remuneration Report | Management | For | Did Not Vote |
10 | Reappoint Deloitte LLP as Auditors of the Company | Managemen t | For | Did Not Vote |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
12 | Approve Increase in Authorised Ordinary Share Capital from GBP 600,000 to GBP 750,000 | Management | For | Did Not Vote |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 141,706 and an Additional Amount Pursuant to a Rights Issue of up to GBP 141,706 | Management | For | Did Not Vote |
14 | Amend Informa 2005 Management Long-Term Incentive Scheme | Management | For | Did Not Vote |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | Did Not Vote |
16 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 21,256 | Management | For | Did Not Vote |
17 | Authorise 42,511,88 3 Ordinary Shares for Market Purchase | Management | For | Did Not Vote |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: GB0002625654 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Apply Credit in Paying Up Informa New Ord. Shares; Issue Equity with Pre-emptive Rights; Reclassify Shares; Amend and Adopt Articles of Assoc. | Management | For | For |
2 | Approve Reduction of Share Capital of New Informa by Cancelling and Extinguishing Paid Up Capital (26.9 Pence on Each Issued Ordinary Share) and by Reducing the Nominal Value of Each Ordinary Share to 0.1 Pence; Cancel New Informa's Share Premium Account | Management | For | For |
3 | Approve Change of Company Name to Informa Group plc | Management | For | For |
4 | Approve Delisting of the Informa Shares from the Official List | Management | For | For |
5a | Approve The Informa 2009 Investment Plan | Management | For | For |
5b | Approve Informa 2009 US Stock Purchase Plan | Management | For | For |
5c | Approve Informa 2009 Management Long Term Incen tive Plan | Management | For | For |
INFORMA PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: INF SECURITY ID: GB0002625654 | ||||
Proposal No | Proposal | Proposed By | Management Rec ommendation | Vote Cast |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECUR ITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compens ation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company L imited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Ele ct Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTERP UBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Borelli | Management | For | For |
2 | Elect Director Reginald K. Brack | Management | For | For |
3 | Elect Director Jocelyn Cart er-Miller | Management | For | For |
4 | Elect Director Jill M. Considine | Management | For | For |
5 | Elect Director Richard A. Goldstein | Management | For | For |
6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
7 | Elect Director H. John Greeniaus | Management | For | For |
8 | Elect Director William T. Kerr | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
J. C. PENNE Y CO., INC (HLDG CO) MEETING DATE: MAY 15, 2009 | ||||
TICKER: JCP SECURITY ID: 708160106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colleen C. Barrett | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director Maxine K. Clark | Management | For | For |
4 | Elect Director Thomas J. Engibous | Management | For | For |
5 | Elect Director Kent B. Foster | Management | For | For |
6 | Elect Director Ken C. Hicks | Management | For | For |
7 | Elect Director Burl Osborne | Management | For | For |
8 | Elect Director Leonard H. Roberts | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director R. Gerald Turner | Management | For | For |
11 | Elect Director Myron E. Ullman, III | Management | For | For |
12 | Elect Director Mary Beth West | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
& nbsp; | ||||
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JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | A dvisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclo se Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KEYCORP M EETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KIMBERLY-CLARK CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | Against |
1.2 | Elect Director Dennis R. Beresford | Management | For | Against |
1.3 | Elect Director John F. Bergstrom | Management | For | Against |
1.4 | Elect Director Abelardo E. Bru | Management | For | Aga inst |
1.5 | Elect Director Robert W. Decherd | Management | For | Against |
1.6 | Elect Director Thomas J. Falk | Management | For | Against |
1.7 | Elect Director Mae C. Jemison | Management | For | Against |
1.8 | Elect Director Ian C. Read | Management | For | Against |
1.9 | Elect Director G. Craig Sullivan | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
KOHL'S CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director R. Lawrence Montgomery | Management | For | For |
8 | Elect Director Frank V. Sica | Management | For | For |
9 | Elect Director Peter M. Sommerhauser | Management | For | For |
10 | Elect Director Stephanie A. Streeter | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
KRAFT FOODS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ajay Banga | Management | For | For |
1.2 | Elect Director Myra M. Hart | Management | For | For |
1.3 | Elect Director Lois D. Juliber | Management | For | For |
1.4 | Elect Director Mark D. Ketchum | Management | For | For |
1.5 | Elect Director Richard A. Lerner | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
1.8 | Elect Director Irene B. Rosenfeld | Management | For | For |
1.9 | Elect Director Deborah C. Wright | Management | For | For |
1.10 | Elect Director Frank G. Zarb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
LENNAR CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: LEN S ECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Sherrill W. Hudson | Management | For | For |
1.4 | Elect Director R. Kirk Landon | Management | For | For |
1.5 | Elect Director Sidney Lapidus | Management | For | For |
1.6 | Elect Director Stuart A. Miller | Management | For | For |
1.7 | Elect Director Donna E. Shalala | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LIBERTY GLOBAL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Cole, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard R. Green | Management | For | Withhold |
1.3 | Elect Director David E. Rapley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
LINDE AG MEETING DATE: MAY 15, 2009 | ||||
TICKER: LIN SECURITY ID: DE0006483001 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocat ion of Income and Dividends of EUR 1.80 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Cancellation of Unused Pool of Conditional Capital | Management | For | For |
8 | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
LIZ CLAIBORNE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LIZ SECURITY ID: 539320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bernard W. Aronson | Management | For | Against |
2 | Elect Director Kenneth B. Gilman | Management | For | Against |
3 | Elect Director Nancy J. Karch | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shar eholder | Against | Against |
MACY'S INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Karl M. von der Heyden | Management | For | For |
1.1 0 | Elect Director Craig E. Weatherup | Management | For | For |
1.11 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
MAGNA INTERNATIONAL INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: MG.A SECURITY ID: 559222401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Stronach | Management | For | For |
1.2 | Elect Director Michael D. Harris | Management | For | For |
1.3 | Elect Director Lady Barbara Judge | Management | For | For |
1.4 | Elect Director Louis E. Lataif | Management | For | For |
1.5 | Elect Director Donald Resnick | Management | For | For |
1.6 | Elect Director Belinda Stronach | Management | For | For |
1.7 | Elect Director Franz Vranitzky | Management | For | For |
1.8 | Elect Director Donald J. Walker | Management | For | For |
1.9 | Elect Director Sie gfried Wolf | Management | For | For |
1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAGNA INTERNATIONAL INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: MG.A SECURITY ID: CA5592224011 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Stronach | Management | For | For |
1.2 | Elect Director Michael D. Harris | Management | For | For |
1.3 | Elect Director Lady Barbara Judge | Management | For | For |
1.4 | Elect Director Louis E. Lataif | Management | For | For |
1.5 | Elect Director Donald Resnick | Management | For | For |
1.6 | Elect Director Belinda Stronach | Management | For | For |
1.7 | Elect Director Franz Vranitzky | Management | For | For |
1.8 | Elect Director Donald J. Walker | Management | For | For |
1.9 | Elect Director Siegfried Wolf | Management | For | For |
1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T homas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sir Michael Rake | Management | For | For |
1.2 | Elect Director Kurt L. Schmoke | Management | For | For |
1.3 | Elect Director Sidney Taurel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancel lation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director Ryosuke Tamakoshi | Management | For | For |
3.2 | Elect Director Haruya Uehara | Management | For | For |
3.3 | Elect Director Nobuo Kuroyanagi | Management | For | For |
3.4 | Elect Director Kyota Omori | Management | For | For |
3.5 | Elect Director Saburo Sano | Management | For | For |
3.6 | Elect Director Hiroshi Saito | Management | For | For |
3.7 | Elect Director Nobushige Kamei | Management | For | For |
3.8 | Elect Director Shintaro Yasuda | Management | For | For |
3.9 | Elect Director K atsunori Nagayasu | Management | For | For |
3.10 | Elect Director Fumiyuki Akikusa | Management | For | For |
3.11 | Elect Director Kazuo Takeuchi | Management | For | For |
3.12 | Elect Director Kinya Okauchi | Management | For | For |
3.13 | Elect Director Kaoru Wachi | Management | For | For |
3.14 | Elect Director Takashi Oyamada | Management | For | For |
3.15 | Elect Director Akio Harada | Management | For | Against |
3.16 | Elect Director Ryuji Araki | Management | For | For |
3.17 | Elect Director Takuma Otoshi | Management | For | Against |
4.1 | Appoint Statutory Auditor Tetsuo Maeda | Management | For | For |
4.2 | Appoint Statutory Auditor Tsutomu Takasuka | Management | For | For |
4.3 | Appoint Statutory Auditor Kunie Okamoto | Management | For | For |
4.4 | Appoint Statutory Auditor Yasushi Ikeda | Management | For | For |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: MGI SECURITY ID: 60935Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Certificate of Incorporation to Provide for Proportional Voting of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6.1 | Elect Director Thomas M. Hagerty | Management | For | A gainst |
6.2 | Elect Director Jess T. Hay | Management | For | Against |
6.3 | Elect Director Scott L. Jaeckel | Management | For | Against |
6.4 | Elect Director Seth W. Lawry | Management | For | Against |
6.5 | Elect Director Pamela H. Patsley | Management | For | Against |
6.6 | Elect Director Ganesh B. Rao | Management | For | Against |
6.7 | Elect Director Othonn Ruiz Montemayor | Management | For | Against |
6.8 | Elect Director Anthony P. Ryan | Management | For | Against |
6.9 | Elect Director Albert M. Teplin | Management | For | Against |
7.1 | Elect Class II Director Jess T. Hay | Management | For | Against |
7.2 | Elect Class II Director Pamela H. Patsley | Management | For | Against |
7.3 | Elect Class II Director Ganesh B. Rao | Management | For | Against |
7.4 | Elect Class II Director Othonn Ruiz Montemayor | Management | For | Against |
7.5 | Elect Class II Director Anthony P. Ryan | Management | For | Against |
7.6 | Elect Class II Director Albert M. Teplin | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD MEETING DATE: MAY 20, 2009 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.0 | Fix Number at 12 and Elect four Class A Directors | Management | For | For |
1.1 | Elect Anthony Taylor as Director | Management | For | For |
1.2 | Elect John D. Collins as Director | Management | For | For |
1.3 | Elect Allan W. Fulkerson as Director | Management | For | For |
1.4 | Elect Candace L. Straight as Director | Management | For | For |
2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.2 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd. | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1. 2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Inc ome and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen E. Clancy | Management | For | For |
1.2 | Elect Director Robert S. Farrell | Management | For | For |
1.3 | Elect Director Joseph R. Ficalora | Management | For | For |
1.4 | Elect Director James J. O'Donovan | Management | For | For |
1.5 | Elect Director Hanif W. Da hya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | E lect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NUCOR CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Harvey B. Gantt | Management | For | For |
1.3 | Elect Director Bernard L. Kasriel | Management | For | For |
1.4 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Ray mond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwe ll | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TI CKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1 .10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PUB LIC SERVICE ENTERPRISE GROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director Conrad K. Harper | Management | For | For |
1.3 | Elect Director Shirl ey Ann Jackson | Management | For | For |
1.4 | Elect Director David Lilley | Management | For | For |
1.5 | Elect Director Thomas A. Renyi | Management | For | For |
1.6 | Elect Director Hak Cheol Shin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ele ct Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP t o Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RADIOSHACK CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RSH SECURITY ID: 750438103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Belatti | Management | For | For |
2 | Elect Director Julian C. Day | Management | For | For |
3 | Elect Director Daniel R. Feehan | Management | For | For |
4 | Elect Director H. Eugene Lockhart | Management | For | For |
5 | Elect Director Jack L. Messman | Management | For | For |
6 | Elect Director Thomas G. Plaskett | Man agement | For | For |
7 | Elect Director Edwina D. Woodbury | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Executive Incentive Bonus Plan | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
REGAL-BELOIT CORP. MEETING DATE: APR 27, 2009 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Frederick Kasten, Jr. | Management | For | For |
1.2 | Elect Director Henry W. Knueppel | Management | For | For |
1.3 | Elect Director Dean A. Foate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 12, 2009 | ||||
TICKER: SECURITY ID: DE0007030009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve All ocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancel lation of Repurchased Shares | Management | For | For |
7 | Approve Affiliation Agreement with Rheinmetall Dienstleistungszentrum Altmark GmbH | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDS.B SECURITY ID: 780259107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | Fo r |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Mana gement | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Management | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDS.B SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | For |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Management | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
; | ||||
---|---|---|---|---|
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Dale Pond | Management | For | Withhold |
1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
SENIOR HOUSING PROPERTIES TRUST MEETING DATE: MAY 18, 2009 | ||||
TICKER: SNH SECURITY ID: 81721M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Somers | Management | For | For |
1.2 | Elect Director Barry M. Portnoy | Management | For | For |
SLM CORPORATION (SALLIE MAE) MEETING DATE: MAY 22, 2009 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director William M. Diefenderfer, III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E . Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
18 | Approve Omnibus Stock Plan | Management | For | Against |
19 | Ratify Auditors | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC MEETING DATE: APR 21, 2009 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | For |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeffrey L. Turner | Management | For | For |
1.9 | Elect Director James L. Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Managem ent | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SPX CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Kearny | Management | For | For |
1.2 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ST ANLEY WORKS, THE MEETING DATE: APR 23, 2009 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick D. Campbell | Management | For | Withhold |
1.2 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Zim merman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthu r M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorpor ate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Dir ector J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Ame nd Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Peter W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | A gainst |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOLL BROTHERS, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Blank | Management | For | For |
1.2 | Elect Director Roger S. Hillas | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 15, 2009 | ||||
TICKER: TOT SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Thierry Desmarest | Management | For | For |
6 | Approve Transaction with Christophe de Margerie | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Management | For | For |
9 | Reelect Daniel Bouton as Director | Management | For | Against |
10 | Reelect Bertrand Collomb as Director | Management | For | For |
11 | Reelect Christophe de Margerie as Director | Management | For | For |
12 | Reelect Michel Pebereau as Director | Management | For | For |
13 | Electe Patrick Artus as Director | Management | For | For |
14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | Management | For | For |
A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans | Shareholder | Against | Against |
B | Amend Article 11 of Bylaws Re: Nomination of Employee's Shareholder Representative to the Board of Directors | Shareholder | Against | Against |
C | Approve Restricted Stock Plan for Employee | Shareholder | Against | Against |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | F or | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | E lect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Man agement | For | For |
UBS AG MEETING DATE: APR 15, 2009 | ||||
TICKER: UBS SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve 2009 Compensation Model | Management | For | Did Not Vote |
2 | Approve Carrying Forward of Net Loss | Management | For | Did Not Vote |
3.1.1 | Reelect Peter Voser as Director | Management | For | Did Not Vote |
3.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
3.1.3 | Reelect Sally Bott as Director | Management | For | Did Not Vote |
3.1.4 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
3.1.5 | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
3.1.6 | Reelect William Parrett as Director | Management | For | Did Not Vote |
3.2.1 | Elect Kaspar Villiger as Director | Management | For | Did Not Vote |
3.2.2 | Elect Michel Demare as Director | Management | For | Did Not Vote |
3.2.3 | Elect Ann Goodbehere as Director | Management | For | Did Not Vote |
3.2.4 | Elect Axel Lehmann as Director | Management | For | Did Not Vote |
3.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
3.4 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
4 | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5 | Approve Creation of CHF 29.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Direct or Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Wi thhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: FR0000120354 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Trans actions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Management | For | For |
8 | Ratify Appointment of Jean-Francois Cirelli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Rela ted to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Autho rize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Managemen t | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Requ ire Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Directo r Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Absta in |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 1 0, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Howard Lester | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Patrick J. Connolly | Management | For | For |
1.4 | Elect Director Adrian T. Dillon | Management | For | For |
1.5 | Elect Director Anthony A. Greener | Management | For | For |
1.6 | Elect Director Ted W. Hall | Management | For | For |
1.7 | Elect Director Michael R. Lynch | Management | For | For |
1.8 | Elect Director Richard T. Robertson | Management | For | For |
1.9 | Elect Director David B. Zenoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
WISCONSIN ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditor s | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 21, 2009 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recomme ndation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director N. J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director Ann N. Reese | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR EQUITY VALUE FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | For | For |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Re commendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
AGILENT TECHNOLOGIES INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Sullivan | Management | For | Withhold |
1.2 | Elect Director Robert J. Herbold | Management | For | Withhold |
1.3 | Elect Director Koh Boon Hwee | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
AIRTRAN HOLDINGS, INC. MEETING DATE : MAY 20, 2009 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey T. Crowley | Management | For | For |
1.2 | Elect Director Don L. Chapman | Management | For | For |
1.3 | Elect Director Lewis H. Jordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMERISOURCEBERGEN CORP MEETING DATE: FEB 19, 2009 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Gozon | Management | For | For |
2 | Elect Director Michael J. Long | Management | For | For |
3 | Elect Director J. Lawrence Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TI CKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Again st |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
AMPHENOL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Champy | Management | For | For |
1.2 | Elect Director Yves-Andre Istel | Management | For | For |
1.3 | Elect Director Neil Novich | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Managemen t | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
APPLIED BIOSYSTEMS INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: ABI SECURITY ID: 038149100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
&n bsp; | ||||
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APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARKEMA MEETING DATE: JUN 15, 2009 | ||||
TICKER: ; SECURITY ID: F0392W125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | F or | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with Thierry Le Henaff (CEO) Re: Severance Payments | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Thierry Le Henaff as Director | Management | For | For |
8 | Reelect Francois Enaud as Director | Management | For | For |
9 | Reelect Bernard Kasriel as Director | Management | For | For |
10 | Reelect Laurent Mignon as Director | Management | For | For |
11 | ReelectThierry Morin as Director | Management | For | For |
12 | Reelect Jean-Pierre Seeuws as Director | Management | For | For |
13 | Reelect Tidjane Thiam as Director | Management | For | For |
14 | Reelect Philippe Vassor as Director | Management | For | For |
15 | Elect Marc Pandraud as Director | Management | For | For |
16 | Amend Article 10.1.2 of Bylaws: Directors' Length of Term | Management | For | For |
17 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAP ITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Management | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
AUTOZONE, INC. MEETING DATE: DEC 17, 2008 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J.R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Managem ent | For | For |
2 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AXIS CAPITAL HOLDINGS LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICHAEL A. BUTT | Management | For | For |
1.2 | DIRECTOR JOHN R. CHARMAN | Management | For | For |
1.3 | DIRECTOR CHARLES A. DAVIS | Management | For | For |
1.4 | DIRECTOR SIR ANDREW LAR GE | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES. | Management | For | For |
3 | TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
4 | TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEA R ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE. | Management | For | For |
B2W COMPANHIA GLOBAL DE VAREJO MEETING DATE: JUL 2, 2008 | ||||
TICKER: SECURITY ID: P19055113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize BRL 350 Million Issuance of Debentures to the Public | Management | For | For |
2 | Authorize Board to Execute Approved Resolution | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. L ewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Withhold |
1.2 | Elect Director C. William D. Birchall | Management | For | Withhold |
1.3 | Elect Director Donald J. Carty | Management | For | Withhold |
1.4 | Elect Director Gustavo Cisneros | Management | For | Withhold |
1.5 | Elect Director Marshall A. Cohen | Management | For | Withhold |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Withhold |
1.7 | Elect Director Robert M. Franklin | Management | For | Withhold |
1.8 | Elect Director Peter C. Godsoe | Management | For | Withhold |
1.9 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.10 | Elect Director Brian Mulroney | Management | For | Withhold |
1.11 | Elect Director Anthony Munk | Management | For | Withhold |
1.12 | Elect Director Peter Munk | Management | For | Withhold |
1.13 | Elect Director Aaron W. Regent | Management | For | Withhold |
1.14 | Elect Director Steven J. Shapiro | Management | For | Withhold |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix T heir Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BEAZER HOMES USA, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: BZH SECURITY ID: 07556Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Laurent Alpert | Management | For | Against |
2 | Elect Director Brian C. Beazer | Management | For | Against |
3 | Elect Director Peter G. Leemputte | Management | For | Against |
4 | Elect Director Ian J. McCarthy | Management | For | Against |
5 | Elect Director Larry T. Solari | Management | For | Against |
6 | Elect Director Stephen P. Zelnak, Jr. | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
8 | Approve Stock Option Exchange Program | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BLACK & DECKER CORP., THE MEETING DATE: APR 30, 2009 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Norman R. Augustine | Management | For | For |
1. 3 | Elect Director Barbara L. Bowles | Management | For | For |
1.4 | Elect Director George W. Buckley | Management | For | For |
1.5 | Elect Director M. Anthony Burns | Management | For | For |
1.6 | Elect Director Kim B. Clark | Management | For | For |
1.7 | Elect Director Manuel A. Fernandez | Management | For | For |
1.8 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.9 | Elect Director Anthony Luiso | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director Mark H. Willes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendat ion | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
BRINK'S HOME SECURITY HOLDING S, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CFL SECURITY ID: 109699108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allen | Management | For | For |
1.2 | Elect Director Michael S. Gilliland | Management | For | For |
2 | Ratify Auditors | Mana gement | For | For |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE PH ARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITOL BANCORP LTD. MEETING DATE: DEC 10, 2008 | ||||
TICKER: CBC SECURITY ID: 14056D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Preferred Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: K36628111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Ma nagement | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend A uthorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CARPENTER TECHNOLOGY CORP. MEETING DATE: OCT 13, 2008 | ||||
TICKE R: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. McMaster | Management | For | For |
1.2 | Elect Director Gregory A. Pratt | Management | For | For |
1.3 | Elect Director Anne L. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | F or | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director John N. Foy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Agai nst | For |
CHARLES SCHWAB CORP., THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Bechtle | Management | For | For |
1.2 | Elect Director Walter W. Bettinger II | Management | For | For |
1.3 | Elect Director C. Preston Butcher | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt a Policy in which the Company will not Make or Promise t o Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
4 | Amend Corporate Executive Bonus Plan | Shareholder | Against | Against |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 1667 64100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Dire ctor Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | Against |
1.2 | Elect Director Alain J.P. Belda | Management | For | Against |
1.3 | Elect Director John M. Deutch | Management | For | Against |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | Against |
1.5 | Elect Director Andrew N. Liveris | Management | For | Against |
1.6 | Elect Director Anne Mulcahy | Management | For | Against |
1.7 | Elect Director Michael E. O'Neill | Management | For | Against |
1.8 | Elect Director Vikram Pandit | Management | For | Against |
1.9 | Elect Director Richard D. Parsons | Management | For | Against |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | Against |
1.11 | Elect Director Judith Rodin | Management | For | Against |
1.12 | Elect Director Robert L. Ryan | Management | For | Agai nst |
1.13 | Elect Director Anthony M. Santomero | Management | For | Against |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Wi lliams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COGENT INC MEETING DATE: JUL 24, 2008 | ||||
TICKER: COGT SECURITY ID: 19239Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Management | For | For |
1.2 | Elect Director John C. Bolger | Management | For | For |
1.3 | Elect Director John P. Stenbit | Management | For | For |
1.4 | Elect Director Kenneth R. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMERICA INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lillian Bauder | Management | For | For |
2 | Elect Director Richard G. Lindner | Management | For | For |
3 | Elect Director Robert S. Taubman | Management | For | Against |
4 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Mana gement | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2009 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | Against |
1.2 | Elect Director Richard H. Auchinleck | Management | For | Against |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Ruth R. Harkin | Management | For | Against |
1.6 | Elect Director Harold W. McGraw III | Management | For | Against |
1.7 | Elect Director James J. Mulva | Management | For | Against |
1.8 | Elect Director Harald J. Norvik | Management | For | Against |
1.9 | Elect Director William K. Reilly | Management | For | Against |
1.10 | Elect Director Bobby S. Shackouls | Management | For | Against |
1.11 | Elect Director Victoria J. Tschinkel | Management | For | Against |
1.12 | Elect Director Kathryn C. Turner | Management | For | Against |
1.13 | Elect Director William E. Wade, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
9 | Require Director Nominee Qualifications | Shareholder | Against | Against |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: AUG 7, 2008 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe R. Davis | Management | For | Withhold |
1.2 | Elect Director Hugh N. West | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditor s | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect C hristopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors a nd Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
D.R. HORTON, INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchana n | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Other Business | Management | For | Against |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Bil lion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DYCOM INDUSTRIES, INC. MEETING DATE: NOV 25, 2008 | ||||
TICKER: DY SECURITY ID: 267475101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | Withhold |
1.2 | Elect Director Charles B. Coe | Management | For | Withhold |
1.3 | Elect Director Patricia L. Higgins | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Other Business | Management | For | Against |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | Fo r | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
ENDURANCE SPECIALTY HOLDINGS LTD MEETING DATE: MAY 14, 2009 | ||||
TICKER: ENH SECURITY ID: G30397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven W. Carlsen as Director of Endurance Specialty Holdings Ltd. | Management | For | For |
1.2 | Elect Kenneth J. LeStrange as Director of Endurance Specialty Holdings Ltd. | Management | For | For |
1.3 | Elect William J. Raver as Director of Endurance Specialty Holdings Ltd. | Management | For | For |
1.4 | Elect Steven W. Carlsen as Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.5 | Elect David S. Cash as Director of Endurance Specialty Insuranc e Ltd. | Management | For | For |
1.6 | Elect Kenneth J. LeStrange as Director of Endurance Specialty Insurance Ltd. | Management | For | For |
1.7 | Elect Alan Barlow as Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.8 | Elect William H. Bolinder as Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.9 | Elect Steven W. Carlsen as Director of Endu rance Worldwide Holdings Limited | Management | For | For |
1.10 | Elect Kenneth J. Lestrange as Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.11 | Elect Simon Minshall as Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.12 | Elect Brendan R. O'Neill as Director of Endurance Worldwide Holdings Limited | Management | For | For |
1.13 | Elect Ala n Barlow as Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.14 | Elect William H. Bolinder as Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.15 | Elect Steven W. Carlsen as Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.16 | Elect Kenneth J. Lestrange as Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.17 | Elect Simon Minshall as Director of Endurance Worldwide Insurance Limited | Management | For | For |
1.18 | Elect Brendan R. O'Neill as Director of Endurance Worldwide Insurance Limited | Management | For | For |
2 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1 .7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | Fo r | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposa l | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETI NG DATE: NOV 11, 2008 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Farooq Kathwari | Management | For | Withhold |
1.2 | Elect Director John P. Birkelund | Management | For | Withhold |
2 | Ratify Auditors | Managem ent | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Manage ment | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Rat ify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FEDERAL-MOGUL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: FDML SECURITY ID: 313549404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director George Feldenkreis | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
1.5 | Elect Director J. Michael Laisure | Management | For | For |
1.6 | Elect Director Keith A. Meister | Management | For | For |
1.7 | Elect Director David S. Schechter | Management | For | For |
1.8 | Elect Director Neil S. Subin | Management | For | For |
1.9 | Elect Director James H. Vandenberghe | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | Withhold |
1.2 | Elect Director Thomas M. Hagerty | Management | For | Withhold |
1.3 | Elect Director Keith W. Hughes | Management | For | Withhold |
1.4 | Elect Director Richard N. Massey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Simple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of S hares Required to Call Special Shareholder Meeting | Shareholder | Against | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
; | ||||
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FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
2 | RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
3 | RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
4 | RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
6 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For |
7 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. | Management | For | For |
8 | APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. | Management | For | For |
9 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. | Management | For | For |
10 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORMFACTOR, INC. MEETING DATE: OCT 8, 2 008 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Ri chards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Management | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | Elect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L loyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
H&R BLOCK, INC. MEETING DATE: SEP 4, 2008 | ||||
TICKER: HRB SECURITY ID: 093671105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director Thomas M. Bloch | Management | For | For |
3 | Elect Director Richard C. Breeden | Management | For | For |
4 | Elect Director Robert A. Gerard | Management | For | For |
5 | Elect Director Len J. Lauer | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Tom D. Seip | Management | For | For |
8 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
9 | Elect Director Russell P. Smyth | Management | For | For |
10 | Elect Director Christianna Wood | Management | For | For |
11 | Amend Articles of Incorporation to Require an Indepen dent Chairman | Management | For | For |
12 | Approve Decrease in Size of Board | Management | For | For |
13 | Impose Director Term Limits | Management | For | For |
14 | Limit Voting Rights of Preferred Stock | Management | For | For |
15 | Advisory Vote on Executive Compensation - Approve Application of Compensation Philosophy, Policies and Procedures | Management | For | For |
16 | Approve Deferred Compensation Plan | Management | For | Against |
17 | Ratify Auditors | Management | For | For |
HEICO CORPORATION MEETING DAT E: MAR 27, 2009 | ||||
TICKER: HEI SECURITY ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Albert Morrison, Jr. | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2. | Ratify Auditors | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick T. Ryan | Management | For | Withhold |
1.2 | Elect Director Rolf A. Classon | Management | For | Withhold |
1.3 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | F or |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetin gs | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambr ano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Dir ector Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KB HOME MEETING DATE: APR 2, 2009 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Timothy W. Finchem | Management | For | For |
1.3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.4 | Elect Director Robert L. Johnson | Management | For | For |
1.5 | Elect Director Melissa Lora | Management | For | For |
1.6 | Elect Director Michael G. McCaffery | Management | For | For |
1.7 | Elect Director Jeffrey T. Mezger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Pay For Superior Performance | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KINROSS GOLD CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Brough | Management | For | For |
1.2 | Elect Director Wilson N. Brumer | Management | For | For |
1.3 | Elect Director Tye W. Burt | Management | For | For |
1.4 | Elect Director John K. Carrington | Management | For | For |
1.5 | Elect Director John M.H. Huxley | Management | For | For |
1.6 | Elect Director John A. Keyes | Management | For | For |
1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
1.8 | Elect Director George F. Michals | Management | For | For |
1.9 | Elect Director John E. Oliver | Management | For | For |
1.10 | Elect Director Terence C.W. Reid | Management | For | For |
2 | Approve K PMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
KLA-TENCOR CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: KLAC &n bsp; SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Propose d By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETI NG DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
LIGHTHOUSE CALEDONIA ASA MEETING DATE: MAR 3, 2009 | ||||
TICKER: SECURITY ID: R4323E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive P roposal for Financial Restructuring | Management | None | Did Not Vote |
4 | Approve Interim Balance Sheet | Management | For | Did Not Vote |
5 | Approve NOK 42 Million Reduction in Share Capital by Lowering Par Value; Approve NOK 286 Million Reduction in Share Premium Fund | Management | For | Did Not Vote |
6 | Approve Issuance of 1.5 Billion Shares for a Private Placement; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Approve Increase in Share Capital of Up to NOK 20 Million by Issuing Shares for a Private Placement to Shareholders who Were not Offered to Participate in the Share Capital Increase under Item 6 | Management | For | Did Not Vote |
8 | Approve 100:1 Reverse Stock Split | Management | For | Did Not Vote |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LUBRIZOL CORP., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest J. Farmer, Sr. | Management | For | For |
1.2 | Elect Director Michael J. Graff | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.2 | Approve Control Share Acquisition | Management | For | For |
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Management | For | For |
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Management | For | Against |
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4.4 | Amend the Regulations in Accordance with Ohio Law | Management | For | For |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive CEO's Report | Management | None | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA | Management | For | Did Not Vote |
8 | Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve Remuneration of Nominating Committee and Auditors | Management | For | Did Not Vote |
10 | Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term | Management | For | Did Not Vote |
11 | Reelect Erling Lind, Merete Haugli and Yngve Myhre as Members of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13 | Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
14 | Instruct Board to Consider Establishing Committee or Authorising Existing Committee to Assess Company's Operations in Terms of Handling Diseases in Accordance with General Environmental Management Responsibility | Shareholder | Against | Did Not Vote |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommen dation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incent ive Bonus Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Direc tor Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Dir ector | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERITAGE HOMES CORP MEETING DATE: FEB 16, 2009 | ||||
TICKER: MTH &nbs p; SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Ownership Limitations | Management | For | For |
MERITAGE HOMES CORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Ax | Management | For | For |
1.2 | Elect Director Robert G. Sarver | Management | For | For |
1.3 | Elect Directo r Gerald W. Haddock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Directo r Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 15, 2008 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | Withhold |
1.2 | El ect Director Albert J. Hugo-Martinez | Management | For | Withhold |
1.3 | Elect Director L.B. Day | Management | For | Withhold |
1.4 | Elect Director Matthew W. Chapman | Management | For | Withhold |
1.5 | Elect Director Wade F. Meyercord | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Rat ify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NALCO HOLDING COMPANY MEETING DATE: MAY 1, 2009 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Erik Fyrwald | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Paul J. Norris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | El ect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director D aniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NCI INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Terry W. Glasgow | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | For |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | For |
1.6 | Elect Director J. Patrick McMahon | Management | For | For |
1.7 | Elect Director Gurvinder P. Singh | Management | For | For |
1.8 | Elect Director Stephen L. Waechter | Management | For | For |
1.9 | Elect Director Daniel R. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NCR CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Nuti | Management | For | For |
1.2 | Elect Director Gary Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
1.4 | Elect Director Quincy Allen | Management | For | For |
1.5 | Elect Director Richard L. Clemmer | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NEWS CORPORATION MEETING DATE: OCT 17, 2008 | ||||
TICKER: NWS SECURITY ID: 65248E203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Chernin | Management | For | For |
2 | Elect Director Sir Roderick I. Eddington | Management | For | For |
3 | Elect Director Mark Hurd | Management | For | For |
4 | Elect Director Andrew S.B. Knight | Management | For | For |
5 | Elect Director James R. Murdoch | Management | For | For |
6 | Elect Director K. Rupert Murdoch | Management | For | For |
7 | Elect Director Jose Maria Aznar | Management | For | For |
8 | Elect Director Natalie Bancroft | Management | For | For |
9 | Elect Director Peter L. Barnes | Management | For | For |
10 | Elect Director Kenneth E. Cowley | Management | For | For |
11 | Elect Director David F. DeVoe | Management | For | For |
12 | Elect Director Viet Dinh | Management | For | For |
13 | Elect Director Lachlan K. Murdoch | Management | For | For |
14 | Elect Director Thomas J. Perkins | Management | For | For |
15 | E lect Director Arthur M. Siskind | Management | For | For |
16 | Elect Director John L. Thornton | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Declassify the Board of Directors | Management | For | For |
&nbs p; | ||||
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NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NORTHROP GRUMMAN CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis W. Coleman | Management | For | For |
2 | Elect Director Thomas B. Fargo | Management | For | For |
3 | Elect Director Victor H. Fazio | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Stephen E. Frank | Management | For | For |
6 | Elect Director Bruce S. Gordon | Management | For | For |
7 | Elect Director Madeleine Kleiner | Management | For | For |
8 | Elect Director Karl J. Krapek | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director Aulana L. Peters | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
NVR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Donahue | Management | For | For |
1.2 | Elect Director William A. Moran | Management | For | For |
1.3 | Elect Director Alfred E. Festa | Management | For | For |
1.4 | Elect Director W. Grady Rosier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Stock Retention/Holding Period | Shareholder | Against | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 15, 2009 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | For |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | For |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | For |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | For |
8 | Elect Director David M. Szymanski | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Mana gement | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smi th, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACCAR INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director William G. Reed, Jr. | Management | For | For |
1.3 | Elect Director Warren R. Staley | Management | For | For |
1.4 | Elect Director Charles R. Williamson | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PACIFIC CONTINENTAL CORP. MEETING DATE: APR 20, 2009 | ||||
TICKER: PCBK SECURITY ID: 69412V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Ballin | Management | For | For |
1.2 | Elect Director Hal Brown | Management | For | For |
1.3 | Elect Director Cathi Hatch | Management | For | For |
1.4 | Elect Director Michael E. Heijer | Management | For | For |
1.5 | Elect Director Michael Holcomb | Management | For | For |
1.6 | Elect Director Michael Holzgang | Management | For | For |
1.7 | Elect Director Donald Krahmer, Jr. | Management | For | For |
1.8 | Elect Director Donald Montgomery | Management | For | For |
1.9 | Elect Director John Rickman | Management | For | For |
1.10 | Elect Director R. Jay Tejera | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
PACTIV CORP. MEETING DATE: MAY 15, 2009 | ||||
TICKER: PTV SECURITY ID: 695257105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director K. Dane Brooksher | Management | For | For |
1.3 | Elect Director Robert J. Darnall | Management | For | For |
1.4 | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1.5 | Elect Director N. Thomas Linebarger | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Richard L. Wambold | Management | For | For |
1.8 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACWEST BANCORP MEETING DATE: MAY 12, 2009 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | Withhold |
1.2 | Elect Director Stephen M. Dunn | Management | For | Withhold |
1.3 | Elect Director John M. Eggemeyer | Management | For | Withhold |
1.4 | Elect Director Barry C. Fitzpatrick | Management | For | Withhold |
1.5 | Elect Director George E. Langley | Management | For | Withhold |
1.6 | Elect Director Susan E. Lester | Management | For | Withhold |
1.7 | Elect Director Timothy B. Matz | Management | For | Withhold |
1.8 | Elect Director Arnold W. Messer | Management | For | Withhold |
1.9 | Elect Director Daniel B. Platt | Management | For | Withhold |
1.10 | Elect Director John W. Rose | Management | For | For |
1.11 | Elect Director Robert A. Stine | Mana gement | For | Withhold |
1.12 | Elect Director Matthew P. Wagner | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
4 | Other Business | Management | For | Against |
PATRIOT COAL CORPORATION MEETING DATE: JUL 22, 2008 | ||||
TICKER: PCX SECURITY ID: 70336T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
PEDIATRIX MEDICAL GROUP, INC. MEETING DATE: SEP 24, 2008 | ||||
TICKER: PDX SECURITY ID: 705324101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
PETRO-CANADA MEETING DATE: JUN 4, 2009 | ||||
TICKER: PCA SECURITY ID: 71644E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Suncor Energy Inc | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Ron A. Brenneman | Management | For | For |
3.2 | Elect Director Hans Brenninkmeyer | Management | For | For |
3.3 | Elect Director Claude Fontaine | Management | For | For |
3.4 | Elect Director Paul Haseldonckx | Management | For | For |
3.5 | Elect Director Thomas E. Kierans | Management | For | For |
3.6 | Elect Director Brian F. MacNeill | Management | For | For |
3.7 | Elect Director Maureen McCaw | Management | For | For |
3.8 | Elect Director Paul D. Melnuk | Management | For | For |
3.9 | Elect Director Guylaine Saucier | Management | For | For |
3.10 | Elect Director James W. Simpson | Management | For | For |
3.11 | Elect Director Daniel L. Valot | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. K indler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Share holder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Directo r Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Joel L. Fleishman | Management | For | For |
1.3 | Elect Terry S. Semel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. B uschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PSS WORLD MEDICAL, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER : PSSI SECURITY ID: 69366A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Alvin R. Carpenter | Management | For | For |
1.3 | Elect Director Stephen H. Rogers | Management | For | For |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Aw ards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
R. R. DONNELLEY & SONS CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director E.V. (Rick) Goings | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Susan M. Ivey | Management | For | For |
7 | Elect Director Thomas S. Johnson | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Michael T. Riordan | Management | For | For |
10 | Elect Director Oliver R. Sockwell | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | F or |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RAYTHEON CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Frederic M. Poses | Management | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | Elect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/ Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: NOV 25, 2008 | ||||
TICKER: RGA.A SECURITY ID: 759351505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
REMY COINTREAU MEETING DATE: SEP 16, 2008 | ||||
TICKER: RCO SECURITY ID: F7725A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
5 | Approve Transaction with CEO Re: Severance Payment | Management | For | For |
6 | Approve Discharge of Board of Directors | Management | For | For |
7 | Reelect Dominique Heriard Dubreuil as Directo r | Management | For | For |
8 | Reelect Brian Ivory as Director | Management | For | For |
9 | Elect Patrick Thomas as Director | Management | For | For |
10 | Reappoint Auditeurs et Conseils Associes as Auditor | Management | For | For |
11 | Ratify Olivier Lelong as Alternate Auditor | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 320,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | Against |
20 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
21 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
22 | Amend Article 8 of Bylaws to Comply with Regulatory Framework Re: Form and Transfer of Shares | Management | For | Against |
23 | Amend Article 21 of Bylaws Re: Length of Term for Censors | Management | For | For |
24 | Amend Article 23 of Bylaws to Comply with Regulatory Framework Re: General Meetings | Management | For | Against |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
1.2 | Elect Neill A. Currie as Director | Management | For | For |
1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Direct or John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RYLAND GROUP, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elec t Director R. Chad Dreier | Management | For | For |
1.2 | Elect Director Leslie M. Frecon | Management | For | For |
1.3 | Elect Director Roland A. Hernandez | Management | For | For |
1.4 | Elect Director William L. Jews | Management | For | For |
1.5 | Elect Director Ned Mansour | Management | For | For |
1.6 | Elect Director Robert E. Mellor | Management | For | For |
1.7 | Elect Director Norman J. Metcalfe | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
2 | Approve Stock Ownership Limitations | Management | For | For |
3 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Giuriceo | Management | For | For |
1.2 | Elect Director Robert R. McMaster | Management | For | For |
1.3 | Elect Director M. Miller De Lombera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Managem ent | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SRA INTERNATIONAL, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: SRX SECURITY ID: 78464R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Barter | Management | For | For |
1.2 | Elect Director Larry R. Ellis | Management | For | For |
1.3 | Elect Director Miles R. Gilburne | Management | For | For |
1.4 | Elect Director Gail R. Wilensky | Management | For | For |
2 | Ratify Auditors | Manage ment | For | For |
STANLEY WORKS, THE MEETING DATE: APR 23, 2009 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick D. Campbell | Management | For | Withhold |
1.2 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
STANLEY, INC. MEETING DATE: AUG 13, 2008 | ||||
TICKER: SXE SECURITY ID: 854532108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip O. Nolan | Management | For | Withhold |
1.2 | Elect Director George H. Wilson | Management | For | Withhold |
1.3 | Elect Director William E. Karlson | Management | For | Withhold |
1.4 | Elect Direct or Lawrence A. Gallagher | Management | For | Withhold |
1.5 | Elect Director James C. Hughes | Management | For | Withhold |
1.6 | Elect Director Richard L. Kelly | Management | For | Withhold |
1.7 | Elect Director Charles S. Ream | Management | For | Withhold |
1.8 | Elect Director John P. Riceman | Management | For | Withhold |
1.9 | Elect Director Jimmy D. Ross | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STEWART ENTERPRISES, INC. MEETING DATE: APR 2, 2009 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | Withhold |
1.2 | Elect Director Thomas M. Kitchen | Management | For | Withhold |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | Withhold |
1.4 | Elect Director James W. McFarland | Management | For | Withhold |
1.5 | Elect Director Ronald H. Patron | Management | For | Withhold |
1.6 | Elect Director Micha el O. Read | Management | For | Withhold |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | Withhold |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Manage ment | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT &n bsp; SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TCF FINANCIAL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bieber | Management | For | Withhold |
1.2 | Elect Director Theodore J. Bigos | Management | For | For |
1.3 | Elect Dir ector William A. Cooper | Management | For | Withhold |
1.4 | Elect Director Thomas A. Cusick | Management | For | Withhold |
1.5 | Elect Director Gregory J. Pulles | Management | For | Withhold |
1.6 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.7 | Elect Director Douglas A. Scovanner | Management | For | Withhold |
1.8 | Elect Director Barry N. Winslow | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Appr ove Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
THQ INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Managem ent | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Management | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOWER SEMICONDUCTOR LTD. MEETING DATE: AUG 7, 2008 | ||||
TICKER: TSEM SECURITY ID: M87915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPOINT MR. ALEX KORNHAUSER TO A THREE-YEAR TERM AS AN EXTERNAL DIRECTOR OF THE COMPANY. | Management | For | For |
2 | TO APPROVE THE TERMS OF COMPENSATION AND THE PERFORMANCE-BASED BONUS OF OUR CHIEF EXECUTIVE OFFICER AND DIRECTOR MR. RUSSELL ELLWANGER. | Management | For | For |
TOWER SEMICONDUCTOR LTD. MEETING DATE: SEP 24, 2008 | ||||
TICKER: TSEM SECURITY ID: M87915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR MR. DOV MORAN | Management | For | For |
1.2 | ELECT DIRECTOR MR. RUSSELL ELLWANGER | Management | For | For |
1.3 | ELECT DIRECTOR MR. NIR GILAD | Management | For | For |
1.4 | ELECT DIRECTOR MR. KALMAN KAUFMAN | Management | For | For |
1.5 | ELECT DIRECTOR MR. RON MOSKOVITZ | Management | For | For |
2 | TO APPOINT MR. DOV MORAN AS CHAIRMAN OF THE BOARD OF DIRECTORS OF THE COMPANY. | Management | For | For |
3 | RATIFY AUDITORS | Management | For | For |
4 | TO INCREASE THE NUMBER OF THE COMPANY S AUTHORIZED ORDINARY SHARES TO 1,100,000,000 AND AUTHORIZED SHARE CAPITAL TO NIS 1,100,000,000 AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO REFLECT SUCH INCREASE. | Management | For | Against |
5 | APPROVE (1) CONVERSION OF $200 MILLION IN DEBT UNDER CREDIT FACILITY AGREEMENT INTO COMPANY SECURITIES; (2) CONVERSION OF APPROXIMATELY $50 MILLION IN DEBT, OWED BY THE COMPANY TO ISRAEL CORPORATION LTD., INTO COMPANY SECURITIES | Management | For | For |
6 | DO YOU HAVE A PERSONAL INTEREST WITH RESPECT TO THE SUBJECT MATTER OF PROPOSAL 5? MARK FOR = YES OR AGAINST = NO. | Management | None | Against |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I D IRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director Laurie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
TUESDAY MORNING CORP. MEETING DATE: NOV 14, 2008 | ||||
TICKER: TUES SECURITY ID: 899035505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Quinnell | Management | For | For |
1.2 | Elect Director Kathleen Mason | Management | For | For |
1.3 | Elect Director William J. Hunckler, III | Management | For | For |
1.4 | Elect Director Robin P. Selati | Management | For | For |
1.5 | Elect Director Starlette Johnson | Management | For | For |
1.6 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.7 | Elect Director David B. Green | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Ma nagement | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 6, 2009 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Richard L. Bond | Management | For | For |
1.4 | Elect Director Lloyd V. Hackley | Management | For | For |
1.5 | Elect Director Jim Kever | Management | For | For |
1.6 | Elect Director Kevin M. McNamara | Management | For | For |
1.7 | Elect Director Brad T. Sauer | Management | For | For |
1.8 | Elect Director Jo Ann R. Smith | Management | For | For |
1.9 | Elect Director Barbara A. Tyson | Management | For | For |
1.10 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
4 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Mana gement | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
VAIL RESORTS, INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director Joe R. Micheletto | Management | For | For |
1.7 | Elect Director John T. Redmond | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
1.9 | Elect Director William P. Stiritz | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA &n bsp; SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1 .5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compens ation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. A lan McCollough | Management | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of I ncorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recomm endation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Ele ct Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 14, 2009 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Offi cers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | Withhold |
1.2 | Elect Director Charles P. Garcia | Management | For | Withhold |
1.3 | Elect Director Jeffrey C. Girard | Management | For | Withhold |
1.4 | Elect Director Yvonne R. Jackson | Management | For | Withhold |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | Withhold |
1.6 | Elect Director Peter L. Lynch | Management | For | Withhold |
1.7 | Elect Director James P. Olson | Management | For | Withhold |
1.8 | Elect Director Terry Peets | Management | For | Withhold |
1.9 | Elect Director Richard E. Rivera | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Hanson | Management | For | For |
1.2 | Elect Director Gerald C. Kitch | Management | For | For |
1.3 | Elect Director Robert J. Olson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WISCONSIN ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1 .6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employ ee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FIFTY FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: APR 29, 2009 | ||||
TICKER: ALLL11 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors and Fiscal Council Members | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Amend Article 25 | Manag ement | For | For |
6 | Amend Article 31 | Management | For | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Wit hout Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Au thorize Compensation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Dire ctor Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ASHMORE GLOBAL OPPORTUNITES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: SECURITY ID: G0608P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Voluntary Winding-Up of Company | Management | Against | Against |
ASHMORE GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: ASHM SECURITY ID: G0609C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 8.34 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Nick Land as Director | Mana gement | For | For |
4 | Elect Graeme Dell as Director | Management | For | For |
5 | Elect Jonathan Asquith as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
8 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Political Candidates up to GBP 0.02M, to Political Org. Other Than Political Parties up to GBP 0.02M and Incur EU Political Expenditure up to GBP 0.02M | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,107.50 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,544.62 | Management | For | For |
11 | Authorise 70,892,500 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BHARAT HEAVY E LECTRICALS LTD. MEETING DATE: SEP 17, 2008 | ||||
TICKER: BHEL IN SECURITY ID: Y0882L117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 6.25 Per Share | Management | For | For |
3 | Reappoint A.K. Aggarwal as Director | Management | For | For |
4 | Reappoint M. Gupta as Director | Management | For | For |
5 | Reappoint S. Datta as Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Appoint S. Ravi as Director | Management | For | For |
8 | Appoint B.S. Meena as Director | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | Did Not Vote |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | Did Not Vote |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | Did Not Vote |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | Did Not Vote |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | Did Not Vote |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | Did Not Vote |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | Did Not Vote |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Managem ent | For | Did Not Vote |
9 | Amend Article 29 to Correct Spelling | Management | For | Did Not Vote |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | Did Not Vote |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | Did Not Vote |
12 | Amend Article 39 re: Substitution of CEO | Management | For | Did Not Vote |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | Did Not Vote |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | Did Not Vote |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | Did Not Vote |
16 | Consolidate Articles | Management | For | Did Not Vote |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pe pper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECUR ITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORP MEETING DATE: MAY 13, 2009 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Baker Cunningham | Management | For | Withhold |
1.2 | Elect Director Sheldon R. Erikson | Management | For | Withhold |
1.3 | Elect Director Douglas L. Foshee | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenife r | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals fo r Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CHUBB CORP., THE MEETING DATE: APR 28, 2009 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird | Management | For | For |
1.2 | Elect Director Sheila P. Burke | Management | For | For |
1.3 | Elect Director James I. Cash, Jr. | Management | For | For |
1.4 | Elect Director Joel J. Cohen | Management | For | For |
1.5 | Elect Director John D. Finnegan | Management | For | For |
1.6 | Elect Director Klaus J. Mangold | Management | For | For |
1.7 | Elect Director Martin G. McGuinn | Management | For | For |
1.8 | Elect Director Lawrence M. Small | Management | For | For |
1.9 | Elect Director Jess Soderberg | Management | For | For |
1.10 | Elect Director Daniel E. Somers | Management | For | For |
1.11 | Elect Director Karen Hasti e Williams | Management | For | For |
1.12 | Elect Director James M. Zimmerman | Management | For | For |
1.13 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COCA-COLA HELLENIC BOTTLING CO. MEETING DATE: JUN 18, 2009 | ||||
TICKER: CCH SECURITY ID: 1912EP104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
4 | Approve Director Remuneration | Management | For | Did Not Vote |
5 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
6 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
7 | Elect Members of Audit Committee | Management | For | Did Not Vote |
8 | Amend Stock Option Plan | Management | For | Did Not Vote |
9 | Approve Stock Option Plan | Management | For | Did Not Vote |
COSAN SA INDUSTRIA E COMERCIO MEETING DATE: AUG 29, 2008 | ||||
TICKER: CSAN3 SECURITY ID: P31573101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports fo r Fiscal Year Ended April 30, 2008 | Management | For | Did Not Vote |
2 | Elect Corporate Bodies | Management | For | Did Not Vote |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Did Not Vote |
4 | Change Fiscal Year End to March 31 and Amend Article 31 Accordingly | Management | For | Did Not Vote |
5 | Approve Acquisition of Us ina Benalcool SA | Management | For | Did Not Vote |
CSX CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Man agement Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elec t Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DEVRY INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Brown | Management | Fo r | For |
1.2 | Elect Director Lisa W. Pickrum | Management | For | For |
1.3 | Elect Director Fernando Ruiz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herb ert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | Withhold |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Dire ctor Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | E lect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FISERV, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. P. Kearney | Management | For | For |
1.2 | Elect Director P. J. Kight | Management | For | For |
1.3 | Elect Director J. W. Yabuki | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC . MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
FTI CONSULTING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Callaghan | Management | For | For |
1.2 | Elect Director Matthew F. McHugh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141 G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | El ect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GREENHILL & CO., INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: GHL SECURITY ID: 395259104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Greenhill | Management | For | For |
1.2 | Elect Director Scott L. Bok | Management | For | For |
1.3 | Elect Director Simon A. Borrows | Management | For | For |
1.4 | Elect Director John C. Danforth | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Stephen L. Key | Management | For | For |
1.7 | Elect Director Robert T. Blakely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INBEV(FRMLY INTERBREW) MEETING DATE: SEP 29, 2008 | ||||
TICKER: INB SECURITY ID: B5064A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Anheuser-Busch | Management | For | Did Not Vote |
2 | Amend Articles Re: Change Company's Name in Anheuser-Busch Inbev | Management | For | Did Not Vote |
3 | Approve Issuance of Shares with Preemptive Rights in Connection with Acquisition up to EUR 10 Billion | Management | For | Did Not Vote |
4 | Approve Terms and Conditions of Issuance of Shares Under Item 3 | Management | For | Did Not Vote |
5 | Approve Suspensive Conditions For Issuance of Shares under Item 3 | Management | For | Did Not Vote |
6 | Approve Powers of Attorney to the Board and to the the CEO and CFO for the Implementation of Approved Resolutions | Management | For | Did Not Vote |
7 | Elect August Busch IV as Director | Management | For | Di d Not Vote |
8 | Approve Change of Control Clause of USD 45 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
9 | Approve Change of Control Clause of USD 9.8 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
10 | Authorize Sabine Chalmers and Benoit Loore to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 3, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Bittman | Management | For | For |
1.2 | Elect Director Richard R. Burt | Management | For | For |
1.3 | Elect Director Patti S. Hart | Management | For | For |
1.4 | Elect Director Robert A. Mathewson | Management | For | For |
1.5 | Elect Director Thomas J. Matthews | Management | For | For |
1.6 | Elect Dire ctor Robert Miller | Management | For | For |
1.7 | Elect Director Frederick B. Rentschler | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Elect Director Philip G. Satre | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Propos al No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Mana gement | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN ST ANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent B oard Chairman | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Re duction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfi rm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
PHILLIPS-VAN HEUSEN CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | Withhold |
1.2 | Elect Director Emanuel Chirico | Management | For | Withhold |
1.3 | Elect Director Edward H. Cohen | Management | For | Withhold |
1.4 | Elect Director Joseph B. Fuller | Management | For | Withhold |
1.5 | Elect Director Margaret L. Jenkins | Management | For | Withhold |
1.6 | Elect Director Bruce Maggin | Management | For | Withhold |
1.7 | Elect Director V. James Marino | Management | For | Withhold |
1.8 | Elect Director Henry Nasella | Management | For | Withhold |
1.9 | Elect Director Rita M. Rodriguez | Management | For | Withhold |
1.10 | Elect Director Craig Rydin | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Manageme nt | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 26, 2009 | ||||
TICKE R: SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Directors' Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Against |
2 | Elect Commissioners | Management | For | Against |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Directo r Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.1 1 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
&n bsp; | ||||
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TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
VISA INC. MEETING DATE : OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
& nbsp; | ||||
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VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Manag ement | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC.MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Manage ment | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect D irector Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Agai nst | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | F or |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
1 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: WMI SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
1.2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
1.3 | Elect Director Patrick W. Gross | Management | For | For |
1.4 | Elect Director John C. Pope | Management | For | For |
1.5 | Elect Director W. Robert Reum | Management | For | For |
1.6 | Elect Director Steven G. Rothmeier | Management | For | For |
1.7 | Elect Director David P. Steiner | Management | For | For |
1.8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Manag ement | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Director Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Management | For | For |
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
CALPINE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | Withhold |
1.2 | Elect Director Jack A. Fusco | Management | For | Withhold |
1.3 | Elect Director Robert C. Hinckley | Management | For | Withhold |
1.4 | Elect Director David C. Merritt | Management | For | Withhold |
1.5 | Elect Director W. Benjamin Moreland | Management | For | Withhold |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.8 | Elect Director William J. Patterson | Management | For | Withhold |
1.9 | Elect Director J. Stuart Ryan | Management | For | Withhold |
2 | Establish Range For Board Size | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH & INCOME FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1 .9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | Fo r | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ACE LTD. MEETING DATE: JUL 14, 2008 | ||||
TICKER: ACE &nb sp;SECURITY ID: G0070K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | Management | For | For |
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | Management | For | For |
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | Management | For | For |
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | Management | For | For |
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | Management | For | For |
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | Management | For | For |
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | Management | For | For |
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | Management | For | For |
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | Management | For | For |
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | Management | For | For |
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | Management | For | For |
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | Management | For | For |
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | Management | For | For |
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | Management | For | For |
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPA NY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | Management | For | For |
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | Management | For | For |
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | Management | For | For |
18 | APPROVAL OF THE NAME OF THE COMPANY | Management | For | For |
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | Management | For | For |
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | Management | For | For |
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | Management | For | For |
22 | CONFIR MATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | Management | For | For |
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | Management | For | For |
24 | RATIFY AUDITORS | Management | For | For |
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | Management | For | Against |
26 | RA TIFY AUDITORS | Management | For | For |
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | Management | For | For |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ADOBE SYSTEMS INC. MEETING DATE: APR 1, 2009 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. Burgess | Management | For | For |
2 | Elect Director Carol Mills | Management | For | For |
3 | Elect Director Daniel Rosensweig | Management | For | For |
4 | Elect Director Robert Sedgewick | Management | For | For |
5 | Elect Director John E. Warnock | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 4, 2009 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Amos | Management | For | For |
1.2 | Elect Director John Shelby Amos, II | Management | For | For |
1.3 | Elect Director Paul S. Amos, II | Management | For | For |
1.4 | Elect Director Yoshiro Aoki | Management | For | For |
1.5 | Elect Director Michael H. Armacost | Management | For | For |
1.6 | Elect Director Kriss Cloninger, III | Management | For | For |
1.7 | Elect Director Joe Frank Harris | Management | For | For |
1.8 | Elect Director Elizabeth J. Hudson | Management | For | For |
1.9 | Elect Director Kenneth S. Janke, Sr. | Management | For | For |
1.10 | Elect Director Douglas W. Johnson | Management | For | For |
1.11 | Elect Director Robert B. Johnson | Management | For | For |
1.12 | Elect Director Charles B. Knapp | Management | For | For |
1.13 | Elect Director E. Stephen Purdom | Management | For | For |
1.14 | Elect Director Barbara K. Rimer | Management | For | For |
1.15 | Elect Director Marvin R. Schuster | Management | For | For |
1.16 | Elect Director David Gary Thompson | Management | For | For |
1.17 | Elect Director Robert L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Managem ent | For | For |
3 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Ayer | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
1.4 | Elect Director Mark R. Hamilton | Management | For | For |
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.6 | Elect Director R. Marc Langland | Management | For | For |
1.7 | Elect Director Dennis F. Madsen | Management | For | For |
1.8 | Elect Director Byron I. Mallott | Management | For | For |
1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALCON INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ACL SECURITY ID: H01301102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC.AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC.AND SUBSIDIARIES | Management | For | Did Not Vote |
2 | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TOSHAREHOLDERS FOR THE FINANCIAL YEAR 2008 | Management | For | Did Not Vote |
3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THEFINANCIAL YEAR 2008 | Management | For | Did Not Vote |
4 | ELECTION OF KPMG AG, ZUG, AS GROUP AND PARENT COMPANY AUDITORS | Management | For | Did Not Vote |
5 | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | Management | For | Did Not Vote |
6 | ELECTION TO THE BOARD OF DIRECTORS: KEVIN BUEHLER | Management | For | Did Not Vote |
7 | ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE | Management | For | Did Not Vote |
8 | ELECTION TO THE BOARD OF DIRECTORS: JOAN MILLER, M.D. | Management | For | Did Not Vote |
9 | ELECTION TO THE BOARD OF DIRECTORS: HERMANN WIRZ | Management | For | Did Not Vote |
10 | APPROVAL OF SHARE CANCELLATION | Management | For | Did Not Vote |
11 | EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | Did Not Vote |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALSTOM MEETING DATE: JUN 23, 2009 | ||||
TICKER: ALO SECURITY ID: FR0010220475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
4 | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | Management | For | For |
5 | Approve Transaction with Patrick Kron | Management | For | For |
6 | Ratify PricewaterhouseCoopers Audit as Auditor | Management | For | For |
7 | Ratify Mazars as Auditor | Management | For | For |
8 | Ratify Yves Nicolas as Alternate Auditor | Management | For | For |
9 | Ratify Patrick de Cambourg as Alternate Auditor | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALTERA CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director Gregory E. Myers | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Manageme nt | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Manage ment | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Direct or Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS CO. MEETING DATE: APR 27, 2009 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.F. Akerson | Management | For | For |
1.2 | Elect Director C . Barshefsky | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director K.I. Chenault | Management | For | For |
1.5 | Elect Director P. Chernin | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. Mcginn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Elect Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A . Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren D. Knowlton | Management | For | For |
2 | Elect Director Jeffrey Noddle | Management | For | For |
3 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
&nbs p; | ||||
---|---|---|---|---|
APACHE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick M. Bohen | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E . Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARMH SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.32 Pence Per Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Inglis as Director | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 210,020 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,020 | Management | For | For |
8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,600 | Manag ement | For | For |
9 | Authorise 126,012,000 Ordinary Shares for Market Purchase | Management | For | For |
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZ ATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MO NTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONA L ORDINARY SHARES. | Management | For | For |
AT&T INC MEETING DATE: APR 24, 2009 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management R ecommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director William F. Aldinger III | Management | For | For |
1.3 | Elect Director Gilbert F. Amelio | Management | For | For |
1.4 | Elect Director Reuben V. Anderson | Management | For | For |
1.5 | Elect Director James H. Blanchard | Management | For | For |
1.6 | Elect Director August A. Busch III | Management | For | For |
1.7 | Elect Director Jaime Chico Pardo | Management | For | For |
1.8 | Elect Director James P. Kelly | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Lynn M. Martin | Management | For | For |
1.11 | Elect Director John B. McCoy | Management | For | For |
1.12 | Elect Director Mary S. Metz | Management | For | For |
1.13 | Elect Director Joyce M. Roche | Management | For | For |
1.14 | Elect Director Laura D Andrea Tyson | Ma nagement | For | For |
1.15 | Elect Director Patricia P. Upton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Ame nd Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Exclude Pension Credits ftom Earnings Performance Measure | Shareholder | Against | Against |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU/ SECURITY ID: GB0055007982 | ||||
Proposal No | Proposal | Proposed By | Management Rec ommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU/ SECURITY ID: GB0055007982 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwis e up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BARR PHARMACEUTICALS INC MEETING DATE: NOV 21, 2008 | ||||
TICKER: BRL SECURITY ID: 068306109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appro ve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Withhold |
1.2 | Elect Director C. William D. Birchall | Management | For | Withhold |
1.3 | Elect Director Donald J. Carty | Management | For | Withhold |
1.4 | Elect Director Gustavo Cisneros | Management | For | Withhold |
1.5 | Elect Director Marshall A. Cohen | Management | For | Withhold |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Withhold |
1.7 | Elect Director Robert M. Franklin | Management | For | Withhold |
1.8 | Elect Director Peter C. Godsoe | Management | For | Withhold |
1.9 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.10 | Elect Director Brian Mulroney | Management | For | Withhold |
1.11 | Elect Director Anthony Munk | Management | For | Withhold |
1.12 | Elect Director Peter Munk | Management | For | Withhold |
1.13 | Elect Director Aaron W. Re gent | Management | For | Withhold |
1.14 | Elect Director Steven J. Shapiro | Management | For | Withhold |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: CA0679011084 | ||||
Proposal No | Proposal | Proposed By | Management Recomme ndation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Against |
1.2 | Elect Director C. William D. Birchall | Management | For | Against |
1.3 | Elect Director Donald J. Carty | Management | For | Against |
1.4 | Elect Director Gustavo Cisneros | Management | For | Against |
1.5 | Elect Director Marshall A. Cohen | Management | For | Against |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Against |
1.7 | Elect Director Robert M. Franklin | Management | For | Against |
1.8 | Elect Director Peter C. Godsoe | Management | For | Against |
1.9 | Elect Director J. Brett Harvey | Management | For | Against |
1.10 | Elect Director Brian Mulroney | Management | For | Against |
1.11 | Elect Director Anthony Munk | Management | For | Against |
1.12 | Elect Director Peter Munk | Management | For | Against |
1.13 | Elect Director Aaron W. Regent | Management | For | Against |
1.14 | Elect Director Steven J. Shapiro | Management | For | Against |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Against |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BRK.A SECURITY ID: 084670108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Susan L. Decker | Management | For | For |
1.5 | Elect Director Wi lliam H. Gates III | Management | For | For |
1.6 | Elect Director David S. Gottesman | Management | For | For |
1.7 | Elect Director Charlotte Guyman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Superm ajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | Did Not Vote |
1.2 | Elect Director Alan B. Glassberg | Management | For | Did Not Vote |
1.3 | Elect Director Robert W. Pangia | Management | For | Did Not Vote |
1.4 | Elect Director William D. Young | Management | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Did Not Vote |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | For |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | For |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | For |
1.4 | Elect Director David Sidransky | Shareholder | For | For |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | For |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB CO. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director L. Andreotti | Management | For | For |
2 | Elect Director L. B. Campbell | Management | For | For |
3 | Elect Director J. M. Cornelius | Management | For | For |
4 | Elect Director L. J. Freeh | Management | For | For |
5 | Elect Director L. H. Glimcher | Management | For | For |
6 | Elect Director M. Grobstein | Management | For | For |
7 | Elect Director L. Johansson | Management | For | For |
8 | Elect Director A. J. Lacy | Management | For | For |
9 | Elect Director V. L. Sato | Management | For | For |
10 | Elect Director T. D. West, Jr. | Management | For | For |
11 | Elect Director R. S. Willia ms | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Withhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Ma nagement | For | Withhold |
1.5 | Elect Director Scott A. McGregor | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Sally J. Smith | Management | For | For |
2.2 | Elect Director Dale M. Applequist | Management | For | For |
2.3 | Elect Director Robert W. MacDonald | Management | For | For |
2.4 | Elect Director Warren E. Mack | Management | For | For |
2.5 | Elect Director J. Oliver Maggard | Management | For | For |
2.6 | Elect Director Michael P. Johnson | Management | For | For |
2.7 | Elect Director James M. Damian | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Purchasing Preference for Suppliers Using CAK | Shareholder | Ag ainst | Abstain |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Managemen t | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | Withhold |
1.8 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.9 | Elect Director Brian T. Swette | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 06 7383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James B. Stake | Management | For | For |
2 | Elect Director John P. Wiehoff | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORP MEETING DATE: MAY 13, 2009 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Baker Cunningham | Management | For | Withhold |
1.2 | Elect Director Sheldon R. Erikson | Management | For | Withhold |
1.3 | Elect Director Douglas L. Foshee | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | F or | For |
CARNIVAL CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICKY ARISON | Management | For | For |
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | Management | For | For |
1.3 | DIRECTOR ROBERT H. DICKINSON | Management | For | For |
1.4 | DIRECTOR ARNOLD W. DONALD | Management | For | For |
1.5 | DIRECTOR PIER LUIGI FOSCHI | Management | For | For |
1.6 | DIRECTOR HOWARD S. FRANK | Management | For | For |
1.7 | DIRECTOR RICHARD J. GLASIER | Management | For | For |
1.8 | DIRECTOR MODESTO A. MAIDIQUE | Management | For | For |
1.9 | DIRECTOR SIR JOHN PARKER | Management | For | For |
1.10 | DIRECTOR PETER G. RATCLIFFE | Ma nagement | For | For |
1.11 | DIRECTOR STUART SUBOTNICK | Management | For | For |
1.12 | DIRECTOR LAURA WEIL | Management | For | For |
1.13 | DIRECTOR RANDALL J. WEISENBURGER | Management | For | For |
1.14 | DIRECTOR UZI ZUCKER | Management | For | For |
2 | TO RE-APPOINT PRICEW ATERHOUSECOOPERS LLP AS INDEPENDENTAUDITORS FOR CARNIVAL PLC. | Management | For | For |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Management | For | For |
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | Management | For | For |
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | Management | For | For |
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | Management | For | For |
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHAR ES BY CARNIVAL PLC. | Management | For | For |
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Management | For | For |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Man agement | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHARLES SCHWAB CORP., THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Bechtle | Management | For | For |
1.2 | Elect Director Walter W. Bettinger II | Management | For | For |
1.3 | Elect Director C. Preston Butcher | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
4 | Amend Corporate Executive Bonus Plan | Shareholder | Against | Against |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECU RITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | F or |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | For |
1.2 | Elect Director Alain J.P. Belda | Management | For | For |
1.3 | Elect Director John M. Deutch | Management | For | For |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.5 | Elect Director Andrew N. Liveris | Management | For | For |
1.6 | Elect Director Anne Mulcahy | Management | For | For |
1.7 | Elect Director Michael E. O'Neill | Management | For | For |
1.8 | Elect Director Vikram Pandit | Management | For | For |
1.9 | Elect Director Richard D. Parsons | Management | For | For |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Robert L. Ryan | Management | For | For |
1.13 | Elect Director Anthony M. Santomero | Management | For | For |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Pr ovide for Cumulative Voting | Shareholder | Against | Against |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COLGATE-PALMOLIVE CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | P roposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Cahill | Management | For | For |
1.2 | Elect Director Jill K. Conway | Management | For | For |
1.3 | Elect Director Ian Cook | Management | For | For |
1.4 | Elect Director Ellen M. Hancock | Management | For | For |
1.5 | Elect Director David W. Johnson | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Delano E. Lewis | Management | For | For |
1.8 | Elect Director J. Pedro Reinhard | Management | For | For |
1.9 | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis Aranguren-Trellez | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director William S. Norman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | Fo r |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CROWN HOLDINGS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Arnold W. Donald | Management | For | Withhold |
1.4 | Elect Director William G. Little | Management | For | Withhold |
1.5 | Elect Director Hans J. Loliger | Management | For | Withhold |
1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Dir ector Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compe nsation | Shareholder | Against | Abstain |
D.R. HORTON, INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Man agement Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Other Business | Management | For | Against |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | Withhold |
1.2 | Elect Director Odie C. Donald | Management | For | Withhold |
1.3 | Elect Director David H. Hughes | Management | For | Withhold |
1.4 | Elect Director Charles A Ledsinger, Jr. | Management | For | Withhold |
1.5 | Elect Director William M. Lewis, Jr. | Management | For | Withhold |
1.6 | Elect Director Connie Mack, III | Management | For | Withhold |
1.7 | Elect Director Andrew H. (Drew) Madsen | Management | For | Withhold |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Withhold |
1.9 | Elect Director Michael D. Rose | Management | For | Withhold |
1.10 | Elect Director Maria A. Sastre | Management | For | Withhold |
1.11 | Elect Director Jack A. Smith | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acqu isition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect D irector Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Manageme nt | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: M AY 19, 2009 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | Withhold |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 21, 2009 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Robert M. Devlin | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director E. Follin Smith | Management | For | For |
1.11 | Elect Director Lawrence A.Weinbach | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
E.I. DU PONT DE NEMOURS & CO. MEETING DATE: APR 29, 2009 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bodman | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director John T. Dillon | Management | For | For |
8 | Elect Director Eleuthere I. Du Pont | Management | For | For |
9 | Elect Director Marillyn Hewson | Management | For | For |
10 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
11 | Elect Director Lois D. Juliber | Management | For | For |
12 | Elect Director Ellen J. Kullman | Management | For | For |
13 | Elect Director William K. Reily | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vo te Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Manage ment | For | For |
3 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Managem ent | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ECOLAB, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie S. Biller | Man agement | For | For |
1.2 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.3 | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassif y the Board of Directors | Shareholder | Against | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 11, 2008 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Farooq Kathwari | Management | For | Withhold |
1.2 | Elect Director John P. Birkelund | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EVERGREEN SOLAR, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: ESLR SECURITY ID: 30033R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom L. Cadwell | Management | For | For |
1.2 | Elect Director Dr. Pe ter W. Cowden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Directo r Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Agains t | Abstain |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Agai nst |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FEDEX CORPORATION MEETING DATE: SEP 29, 2008 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director August A. Busch IV | Management | For | For |
3 | Elect Director John A. Edwardson | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director J.R. Hyde, III | Management | For | For |
6 | Elect Director Shirley A. Jackson | Management | For | For |
7 | Elect Director Steven R. Loranger | Management | For | For |
8 | Elect Director Gary W. Loveman | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Manage ment | For | For |
11 | Elect Director Paul S. Walsh | Management | For | For |
12 | Elect Director Peter S. Willmott | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Boa rd Chairman | Shareholder | Against | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB &nb sp; SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Simple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of Shares Required to Call Special Shareholder Meeting | Shareholder | Against | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FORD MOTOR COMPANY MEETING DATE: MAY 14, 2009 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.8 | Elect Director Richard A. Manoogian | Management | For | For |
1.9 | Elect Director Ellen R. Marram | Management | For | For |
1.10 | Elect Director Alan Mulally | Management | For | For |
1.11 | Elect Director Homer A. Neal | Management | For | For |
1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve the Issuance of Common Stock | Management | For | For |
4 | Approve the Issuance of Common Stock | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
7 | Adopt Recapitalization Plan | Shareholder | Against | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Require Significant Enforceability of Stockowner Votes | Shareholder | Against | Against |
11 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
12 | Limit Executive Compensation | Shareholder | Against | Against |
FORMFACTOR, INC. MEETING DATE: OCT 8, 2008 | ||||
TICKER: FORM SECURITY ID: 346375108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | Fo r |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | For | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
GENZYME CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas A. Berthiaume | Management | For | For |
2 | Elect Director Gail K. Boudreaux | Management | For | For |
3 | Elect Director Robert J. Carpenter | Management | For | For |
4 | Elect Director Charles L. Cooney | Management | For | For |
5 | Elect Director Victor J. Dzau | Management | For | For |
6 | Elect Director Connie Mack III | Management | For | For |
7 | Elect Director Richard F. Syron | Management | For | For |
8 | Elect Director Henri A. Termeer | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Mad igan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 200 9 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Direc tor Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | M anagement | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus S tock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HARRIS CORP. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis Hay III | Management | For | For |
2 | Elect Director Karen Katen | Management | For | For |
3 | Elect Director Stephen P. Kaufman | Management | For | For |
4 | Elect Director Hansel E. Tookes II | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Against |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. H. Helmerich, III | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. 1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Manageme nt | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL, I NC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Managemen t | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Management | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTERNATIONAL PAPER CO. MEETING DATE: MAY 11, 2009 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors John V. Faraci | Management | For | For |
1.2 | Elect Directors Stacey J. Mobley | Management | For | For |
1.3 | Elect Directors William G. Walter | Management | For | For |
1.4 | Elect Directors J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Permit Right to Call Special Meeting | Managemen t | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
INTERSIL CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Shar e of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KLA-TENCOR CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOHL'S CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director R. Lawrence Montgomery | Management | For | For |
8 | Elect Director Frank V. Sica | Management | For | For |
9 | Elect Director Peter M. Sommerhauser | Management | For | For |
10 | Elect Director Stephanie A. Streeter | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Require a Majority Vote for the Election of Directors | Sharehol der | Against | Against |
KRAFT FOODS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: KFT SECURITY ID: 50075N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ajay Banga | Management | For | For |
1.2 | Elect Director Myra M. Hart | Management | For | For |
1.3 | Elect Director Lois D. Juliber | Management | For | For |
1.4 | Elect Director Mark D. Ketchum | Management | For | For |
1.5 | Elect Director Richard A. Lerner | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
1.8 | Elect Director Irene B. Rosenfeld | Management | For | For |
1.9 | Elect Director Deborah C. Wright | Management | For | For |
1.10 | Elect Director Frank G. Zarb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 28, 2009 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Edward H. McDermott | Management | For | For |
1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.6 | Elect Director Anna Reilly | Management | For | For |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.8 | Elect Director Wendell Reilly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LANDSTAR SYSTEM, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: LSTR SECURITY ID: 515098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry H. Gerkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LOCKHEED MARTIN CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Gwendolyn S. King | Management | For | For |
1.6 | Elect Director James M. Loy | Management | For | For |
1.7 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.8 | Elect Director Joseph W. Ralston | Management | For | For |
1.9 | Elect Director Frank Savage | Management | For | For |
1.10 | Elect Director James Schneider | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
1.13 | Elect Director James R. Ukropina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Off icers' Compensation | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MANNKIND CORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: MNKD SECURITY ID: 56400P201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alfred E. Mann | Management | For | Against |
2 | Elect Director Hakan S. Edstrom | Management | For | Against |
3 | Elect Director Abraham E. Cohen | Management | For | Against |
4 | Elect Director Ronald Consiglio | Management | For | Against |
5 | Elect Director Michael Friedman, M.D. | Management | For | Against |
6 | Elect Director Kent Kresa | Management | For | Against |
7 | Elect Director David H. MacCallum | Management | For | Against |
8 | Elect Director Henry L. Nordhoff | Management | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
MANPOWER INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MAN &nbs p; SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.2 | Elect Director John R. Walter | Management | For | For |
1.3 | Elect Director Marc J. Bolland | Management | For | For |
1.4 | Elect Director Ulice Payne, Jr. | Management | For | For |
2 | Elect Director Roberto Mendoza | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Implement MacBride Principles | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MBIA INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Brown | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Claire L. Gaudiani | Management | For | Fo r |
1.4 | Elect Director Daniel P. Kearney | Management | For | For |
1.5 | Elect Director Kewsong Lee | Management | For | For |
1.6 | Elect Director Laurence H. Meyer | Management | For | For |
1.7 | Elect Director Charles R. Rinehart | Management | For | For |
1.8 | Elect Director John A. Rolls | Management | For | For |
1.9 | Elect Director Richard C. Vaughan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directo r Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Michael McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | F or |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERRILL LYNCH & CO., INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MER SECURITY ID: 590188108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SE CURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | F or |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: OCT 17, 2008 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Li Xiting as Director | Management | For | For |
2 | Reelect Wu Qiyao as Director | Management | For | For |
3 | Elect Lin Jixun as Director | Management | For | For |
4 | Ratify Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2007 | Management | For | For |
5 | Appoint Deloitte Touche Tohmatsu as Auditors for the Fiscal Year 2008 | Management | For | For |
6 | Establish Range for Board Size | Management | For | For |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeti ng | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommenda tion | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C . Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Managemen t | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOVE INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: MOVE SECURITY ID: 62458M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe F. Hanauer | Management | For | For |
1.2 | Elect Director Steven H. Berko witz | Management | For | For |
1.3 | Elect Director William E. Kelvie | Management | For | For |
1.4 | Elect Director Kenneth K. Klein | Management | For | For |
1.5 | Elect Director Geraldine B. Laybourne | Management | For | Withhold |
1.6 | Elect Director V. Paul Unruh | Management | For | For |
1.7 | Elect Director Bruce G. Willison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKE R: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Managem ent | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: CH0038863350 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NSRGY SECURITY ID: 641069406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
6 | MARK THE FOR BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMAN | Management | None | Did Not Vote |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8604 SECURITY ID: JP3762600009 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Approve Creation of New Classes of Preferred Shares - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | Against |
2.2 | Elect Director | Management | For | Against |
2.3 | Elect Director | Management | For | Against |
2.4 | Elect Director | Management | For | Against |
2.5 | Elect Director | Management | For | Against |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | Against |
2.10 | Elect Director | Management | For | For |
2.11 | Elect Director | Management | For | For |
2.12 | Elect Director | Management | For | For |
3 | Approve Stock Option Plan and Deep-Discount Option Plan | Management | For | Against |
NUCOR CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Harvey B. Gantt | Management | For | For |
1.3 | Elect Director Bernard L. Kasriel | Management | For | For |
1.4 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
4 | Declassify the Board of Directors | Shareholder | Again st | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
NVIDIA CORPORATI ON MEETING DATE: MAY 20, 2009 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | Withhold |
1.2 | Elect Director Mark L. Perry | Management | For | Withhold |
1.3 | Elect Director Mark A. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
ORACLE CORP. MEETING DATE: OCT 10, 2008 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey O. Henley | Management | For | For |
1.2 | Elect Director Lawrence J. Ellison | Management | For | For |
1.3 | Elect Director Donald L. Lucas | Management | For | For |
1.4 | Elect Director Michael J. Boskin | Management | For | For |
1.5 | Elect Director Jack F. Kemp | Management | For | For |
1.6 | Elect Director Jeffrey S. Berg | Management | For | For |
1.7 | Elect Director Safra A. Catz | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director H. Raymond Bingham | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | For |
1.12 | Elect Director George H. Conrades | Management | For | For |
1.13 | Elect Director Bruce R. Chizen | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
OSI PHARMACEUTICALS, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: OSIP SECURITY ID: 671040103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ingram | Management | For | Withhold |
1.2 | Elect Director Colin Goddard, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Santo J. Costa | Management | For | Withhold |
1.4 | Elect Director Joseph Klein, III | Management | For | Withhold |
1.5 | Elect Director Kenneth B. Lee, Jr. | Management | For | Withhold |
1.6 | Elect Director Viren Mehta | Management | For | Withhold |
1.7 | Elect Director David W. Niemiec | Management | For | Withhold |
1.8 | Elect Director Herbert M. Pinedo, M.D., Ph.D. | Management | For | Withhold |
1.9 | Elect Director Katharine B. Stevenson | Management | For | Withhold |
1.10 | Elect Director John P. White | Management | F or | Withhold |
2 | Ratify Auditors | Management | For | For |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: MAY 22, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jan H. Holsboer as Director | Management | For | For |
1.2 | Elect Kevin M. Twomey as Director | Management | For | For |
2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Employe e Share Plan | Management | For | For |
4 | Amend Non-Employee Director Share Plan | Management | For | Against |
5 | Approve Term Extension of Swiss Share Purchase Plan | Management | For | Against |
6A | Approve Elimination of Supermajority Vote Requirement | Management | For | For |
6B | Amend Bylaws Re: Advance Notice Provisions | Management | For | For |
6C | Amend Bylaws Re: Limitations on Ownership and Voting | Management | For | Against |
6D | Amend Bylaws Re: Idemnification Provisions | Management | For | For |
6E | Amend Bylaws Re: Election, Disqualification and Removal of Director Provisions | Management | For | Against |
6F | Amend Bylaws Re: Other Changes | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 7, 2008 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dir ector B. Thomas Golisano | Management | For | For |
2 | Elect Director David J. S. Flaschen | Management | For | For |
3 | Elect Director Phillip Horsley | Management | For | For |
4 | Elect Director Grant M. Inman | Management | For | For |
5 | Elect Director Pamela A. Joseph | Management | For | For |
6 | Elect Director Jonathan J. Judge | Management | For | For |
7 | Elect Director Joseph M. Tucci | Management | For | For |
8 | Elect Director Joseph M. Velli | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody S. Lindell | Management | For | For |
1.2 | Elect Director John P. Mclaughlin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PETSMART MEETING DATE: JUN 17, 2009 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rita V. Foley | Management | For | For |
2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
3 | Elect Director Amin I. Khalifa | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORR IS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Ma nagement | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Ap prove Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DATE: AUG 7, 2008 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Joel L. Fleishman | Management | For | For |
1.3 | Elect Terry S. Semel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | Withhold |
1.2 | Elect Director Nance K. Dicciani | Management | For | Withhold |
1.3 | Elect Director Edward G. Galante | Management | For | Withhold |
1.4 | Elect Director Claire W. Gargalli | Management | For | Withhold |
1.5 | Elect Director Ira D. Hall | Management | For | Withhold |
1.6 | Elect Director Raymond W. LeBoeuf | Management | For | Withhold |
1.7 | Elect Director Larry D. McVay | Management | For | Withhold |
1.8 | Elect Director Wayne T. Smith | Management | For | Withhold |
1.9 | Elect Director H. Mitchell Watson, Jr. | Management | For | Withhold |
1.10 | Elect Director Robert L. Wood | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
&nbs p; | ||||
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PRUDENTIAL FINANCIAL INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Frederic K. Becker | Management | For | For |
1.3 | Elect Director Gordon M. Bethune | Management | For | For |
1.4 | Elect Director Gaston Caperton | Management | For | For |
1.5 | Elect Director Gilbert F. Casellas | Management | For | For |
1.6 | Elect Director James G. Cullen | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Mark B. Grier | Management | For | For |
1.9 | Elect Director Jon F. Hanson | Management | For | For |
1.10 | Elect Director Constance J. Horner | Management | For | For |
1.11 | Elect Director Karl J. Krapek | Management | For | For |
1.12 | Elect Director Christi ne A. Poon | Management | For | For |
1.13 | Elect Director John R. Strangfield | Management | For | For |
1.14 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independ ent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Di rector Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from California to Delaware | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
QUEST SOFTWARE, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Smith | Management | For | For |
1.2 | Elect Director Raymond J. Lane | Management | For | For |
1.3 | Elect Director Douglas F. Garn | Management | For | For |
1.4 | Elect Director Augustine L. Nieto II | Management | For | For |
1.5 | Elect Director Kevin M. Klausmeyer | Management | For | For |
1. 6 | Elect Director Paul A. Sallaberry | Management | For | For |
1.7 | Elect Director H. John Dirks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: NO0010112675 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Dir ectors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Directors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | D id Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Com mittee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: NO0010112675 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Acco rdingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM &nb sp;SECURITY ID: CA7609751028 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 13, 2009 | ||||
TICKER: 5930 SECURITY ID: KR7005930003 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividend of KRW 5,00 0 per Common Share | Management | For | For |
2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
2.2 | Elect Four Inside Directors (Bundled) | Management | For | For |
2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dr. Eli Harari | Management | For | Withhold |
1.2 | Elect Director Irwin Federman | Management | For | Withhold |
1.3 | Elect Director Steven J. Gomo | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director Catherine P. Lego | Management | For | Withhold |
1.6 | Elect Director Michael E. Marks | Management | For | Withhold |
1.7 | Elect Director Dr. James D. Meindl | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Ma nagement | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Dir ector | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SCRIPPS NETWORKS INTERACTIVE, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Dale Pond | Management | For | Withhold |
1.3 | Elect Di rector Ronald W. Tysoe | Management | For | Withhold |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SHIRE LTD MEETING DATE: SEP 24, 2008 | ||||
TICKER: SHPGY SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT MR MATTHEW EMMENS AS A DIRECTOR OF THE COMPANY | Management | For | For |
2 | TO ELECT MR ANGUS RUSSELL AS A DIRECTOR OF THE COMPANY | Management | For | For |
3 | TO ELECT MR GRAHAM HETHERINGTON AS A DIRECTOR OF THE COMPANY | Management | For | For |
4 | TO ELECT DR BARRY PRICE AS A DIRECTOR OF THE COMPANY | Management | For | For |
5 | TO ELECT MR DAVID KAPPLER AS A DIRECTOR OF THE COMPANY | Management | For | For |
6 | TO ELECT DR JEFFREY LEIDEN AS A DIRECTOR OF THE COMPANY | Management | For | For |
7 | TO ELECT MR PATRICK LANGOIS AS A DIRECTOR OF THE COMPANY | Management | For | For |
8 | TO ELECT MS KATE NEALON AS A DIRECTOR OF THE COMPANY | Management | For | For |
9 | TO ELECT MR DAVID MOTT AS A DIRECTOR OF THE COMPANY | Management | For | For |
10 | TO ELECT DR MICHAEL ROSENBLATT AS A DIRECTOR OF THE COMPANY | Management | For | For |
11 | RATIFY AUDITORS | Management | For | For |
1 2 | TO AUTHORISE THE AUDIT, COMPLIANCE AND RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Management | For | For |
13 | TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES. | Management | For | For |
14 | TO RESOLVE THAT, SUBJECT TO THE PASSING OF THE PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT EQUITY SECURITIES. | Management | For | For |
15 | TO RESOLVE THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED. | Management | For | For |
16 | TO RESOLVE THAT THE NAME OF THE COMPANY BE CHANGED TO SHIRE PLC AND THAT THE REQUISITE CHANGES BE MADE TO THE COMPANY S MEMORANDUM AND ARTICLES OF ASSOCIATION. | Management | For | For |
SLM CORPORATION (SALLIE MAE) MEETING DATE: MAY 22, 2009 | ||||
T ICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director William M. Diefenderfer, III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Michael E. Martin | Management | For | For |
8 | Elect Director Barry A. Munitz | Management | For | For |
9 | Elect Director Howard H. Newman | Management | For | For |
10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
11 | Elect Director Frank C. Puleo | Management | For | For |
12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
13 | Elect Director Steven L. Shapiro | Management | For | For |
14 | Elect Director J. Terry Strange | Management | For | For |
15 | Elect Director Anthony P. Terracciano | Management | For | For |
16 | Elect Director Barry L. Williams | Management | For | For |
17 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
18 | Approve Omnibus Stock Plan | Management | For | Against |
19 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | Management | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Daniel J. Starks | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. S argent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARBUCKS CORP. MEETING DATE: MAR 18, 2009 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director Barbara Bass | Management | For | For |
3 | Elect Director William W. Bradley | Management | For | For |
4 | Elect Director Mellody Hobson | Management | For | For |
5 | Elect Director Kevin R. Johnson | Management | For | For |
6 | Elect Director Olden Lee | Management | For | For |
7 | Elect Director Sheryl Sandberg | Management | For | For |
8 | Elect Director James G. Shennan, Jr. | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | For |
13 | Ratify Auditors | Management | For | For |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | R atify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURI TY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SYNOVUS FINANCIAL CORP. MEETING DATE: DEC 17, 2008 | ||||
TICKER: SNV SECURITY ID: 87161C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Preferred Stock | Management | For | For |
2 | Amend Bylaws to Authorize Board of Directors to Fix Board Size | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829 107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Ta mke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TE VA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
TIFFANY & CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TIF SECURITY ID: 886547108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Kowalski | Management | For | For |
1.2 | Elect Director Rose Marie Bravo | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Abby F. Kohnstamm | Management | For | For |
1.6 | Elect Director Charles K. Marquis | Management | For | For |
1.7 | Elect Director Pet er W. May | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director William A. Shutzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
; | ||||
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TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | Man agement | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Again st |
3 | Ratify Auditors | Management | For | For |
TOLL BROTHERS, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Blank | Management | For | For |
1.2 | Elect Director Roger S. Hillas | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
&nbs p; | ||||
---|---|---|---|---|
TOYOTA MOTOR CORP. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 7203 SECURITY ID: 892331307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3 | Elect 29 Directors | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
TRAVELERS COMPANIES, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Beller | Management | For | Against |
1.2 | Elect Director John H. Dasburg | Management | For | Against |
1.3 | Elect Director Janet M. Dolan | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Jay S. Fishman | Management | For | Against |
1.6 | Elect Director Lawrence G. Graev | Management | For | Against |
1.7 | Elect Director Patricia L. Higgins | Management | For | Against |
1.8 | Elect Director Thomas R. Hodgson | Management | For | Against |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | Against |
1.10 | Elect Director Robert I. Lipp | Management | For | Against |
1.11 | Elect Director Blythe J. McGarvie | Management | For | Against |
1.12 | Elect Director La urie J. Thomsen | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Direc tor Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UAL CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
1.2 | Elect Director Mary K. Bush | Management | For | Withhold |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
1.7 | Elect Director James J. O?Connor | Management | For | Withhold |
1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
1.9 | Elect Director David J. Vitale | Management | For | Withhold |
1.10 | Elect Director John H. Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Prop osed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Manag ement | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Elect Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | E lect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Prop osal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: DK0010268606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen a s Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. A rnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLPOINT, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr., M.D. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Julie A. Hill | Management | For | For |
5 | Elect Director Ramiro G. Peru | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
---|---|---|---|---|
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Howard Lester | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Patrick J. Connolly | Management | For | For |
1.4 | Elect Director Adrian T. Dillon | Management | For | For |
1.5 | Elect Director A nthony A. Greener | Management | For | For |
1.6 | Elect Director Ted W. Hall | Management | For | For |
1.7 | Elect Director Michael R. Lynch | Management | For | For |
1.8 | Elect Director Richard T. Robertson | Management | For | For |
1.9 | Elect Director David B. Zenoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2009 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | Withhold |
1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
1.4 | Elect Director Gary D. Henley | Management | For | Withhold |
1.5 | Elect Director John L. Miclot | Management | For | Withhold |
1.6 | Elect Director Amy S. Paul | Management | For | Withhold |
1.7 | Elect Director Robert J. Quillinan | Management | For | Withhold |
1.8 | Elect Director David D. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
X ILINX, INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
YAHOO!, INC. MEETING DATE: AUG 1, 2008 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director Eric Hippeau | Management | For | For |
1.4 | Elect Director Vyomesh Joshi | Management | For | For |
1.5 | Elect Director A rthur H. Kern | Management | For | For |
1.6 | Elect Director Robert A. Kotick | Management | For | For |
1.7 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.8 | Elect Director Gary L. Wilson | Management | For | For |
1.9 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pay For Superior Performance | Shareholder | Against | Against |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
Proposal No | Proposa l | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Lucian A. Bebchuk | Shareholder | For | Did Not Vote |
1.2 | Elect Director Frank J. Biondi, Jr. | Shareholder | For | Did Not Vote |
1.3 | Elect Director John H. Chapple | Shareholder | For | Did Not Vote |
1.4 | Elect Director Mark Cuban | Shareholder | For | Did Not Vote |
1.5 | Elect Director Adam Dell | Shareholder | For | Did Not Vote |
1.6 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.7 | Elect Director Keith A, Meister | Shareholder | For | Did Not Vote |
1.8 | Elect Director Edward H. Meyer | Shareholder | For | Did Not Vote |
1.9 | Elect Director Brian S. Posner | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Pay For Superior Performance | Shareholder | For | Did Not Vote |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Did Not Vote |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Did Not Vote |
YAHOO!, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Bartz | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Roy J. Bostock | Management | For | For |
1.4 | Elect Director Ronald W. Burkle | Management | For | For |
1.5 | Elect Director John H. Chapple | Management | For | For |
1.6 | Elect Director Eric Hippeau | Management | For | For |
1.7 | Elect Director Carl C. Icahn | Management | For | For |
1.8 | Elect Director Vyomesh Joshi | Management | For | For |
1.9 | Elect Director Arthur H. Kern | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.11 | Elect Director Gary L. Wilson | Management | For | For |
1.12 | Elect Director Jerry Yang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee St ock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH OPPORTUNITIES FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M CO MEETING DATE: MAY 12, 2009 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lin da G. Alvarado | Management | For | Against |
1.2 | Elect Director George W. Buckley | Management | For | Against |
1.3 | Elect Director Vance D. Coffman | Management | For | Against |
1.4 | Elect Director Michael L. Eskew | Management | For | Against |
1.5 | Elect Director W. James Farrell | Management | For | Against |
1.6 | Elect Director Herbert L. Henkel | Management | For | Against |
1.7 | Elect Director Edward M. Liddy | Management | For | Against |
1.8 | Elect Director Robert S. Morrison | Management | For | Against |
1.9 | Elect Director Aulana L. Peters | Management | For | Against |
1.10 | Elect Director Robert J. Ulrich | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director Joseph A. Madri | Management | For | For |
1.4 | Elect Director Larry L. Mathis | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Ruedi E. Waeger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERICAN P UBLIC EDUCATION, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: APEI SECURITY ID: 02913V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wallace E. Boston, Jr. | Management | For | For |
1.2 | Elect Director Phillip A. Clough | Management | For | For |
1.3 | Elect Director J. Christopher Everett | Management | For | For |
1.4 | Elect Director Barbara G. Fast | Management | For | For |
1.5 | Elect Director F. David Fowler | Management | For | For |
1.6 | Elect Director Jean C. Halle | Management | For | For |
1.7 | Elect Director Timothy J. Landon | Management | For | For |
1.8 | Elect Director David L. Warnock | Management | For | For |
1.9 | Elect Director Timothy T. Weglicki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologo s | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, A llocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Manag ement | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptiv e Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compen sation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. S chmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARCELORMITTAL MEETING DATE: MAY 12, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Acknowledge Allocation of Income and Dividends | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of USD 0.18 75 per Share | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Directors | Management | For | Did Not Vote |
7 | Approve Retirement of Directors | Management | For | Did Not Vote |
8 | Reelect Narayanan Vaghul as Director | Management | For | Did Not Vote |
9 | Reelect Wilbur L. Ross as Director | Management | For | Did Not Vote |
10 | Reelect Francois Pinault as Director | Management | For | Did Not Vote |
11 | Approve Share Repurchase Program | Management | For | Did Not Vote |
12 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
13 | Approve Bonus Plan | Management | For | Did Not Vote |
14 | Approve Stock Option Plan | Management | For | Did Not Vote |
15 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ARCELORMITTAL MEETING DATE: JUN 17, 2009 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital a nd Amend Article 5.5 Accordingly | Management | For | Did Not Vote |
ASHMORE GLOBAL OPPORTUNITES LTD MEETING DATE: OCT 22, 2008 | ||||
TICKER: SECURITY ID: G0608P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Reelect Graeme Dell as a Director | Management | For | For |
4 | Reelect John Roper as a Director | Management | For | For |
5 | Approve Remuneration of Directors | Management | For | For |
1 | Approve Share Repurchase Program | Management | For | For |
ASHMORE GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: ASHM SECURITY ID: G0609C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 8.34 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Nick Land as Director | Management | For | For |
4 | Elect Graeme Dell as Director | Management | For | For |
5 | Elect Jonathan Asquith as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
8 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Political Candidates up to GBP 0.02M, to Political Org. Other Than Political Parties up to GBP 0.02M and Incur EU Political Expenditure up to GBP 0.02M | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,107.50 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,544.62 | Management | For | For |
11 | Authorise 70,892,500 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Hennessy | Management | For | For |
1.2 | Elect Director Craig H. Barratt | Management | For | For |
1.3 | Elect Director Christine King | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Direct or Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
B2W COMPANHIA GLOBAL DE VAREJO MEETING DATE: JUL 2, 2008 | ||||
TICKER: SECURITY ID: P19055113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize BRL 350 Million Issuance of Debentures to the Public | Management | For | For |
2 | Authorize Board to Execute Approved Resolution | Management | For | For |
BAIDU.COM INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: BIDU SECURITY ID: 056752108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | Against |
2 | Amend Articles of Association Re: Issue and Purchase of Shares | Management | For | Against |
3 | Change Company Name to Baidu, Inc. | Management | For | Against |
4 | Adopt New Memorandum and Articles of Association | Management | For | Against |
5 | Amend 2000 Option Plan | Management | For | Against |
6 | Approve 2008 Share Incentive Plan | Management | For | Against |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Withhold |
1.2 | Elect Director C. William D. Birchall | Management | For | Withhold |
1.3 | Elect Director Donald J. Carty | Management | For | Withhold |
1.4 | Elect Director Gustavo Cisneros | Management | For | Withhold |
1.5 | Elect Director Marshall A. Cohen | Management | For | Withhold |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Withhold |
1.7 | Elect Director Robert M. Franklin | Management | For | Withhold |
1.8 | Elect Director Peter C. Godsoe | Management | For | Withhold |
1.9 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.10 | Elect Director Brian Mulroney | Management | For | Withhold |
1.11 | Elect Director Anthony Munk | Management | For | Withhold |
1.12 | Elect Director Peter Munk | Management | For | Withhold |
1.13 | Elect Director Aaron W. Regent | Management | For | Withhold |
1.14 | Elect Director Steven J. Shapiro | Management | For | Withhold |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BAXTER INTERNATIONAL INC. MEETIN G DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Mana gement | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BED BATH & BEYOND INC. MEETING DATE: JUN 30, 2009 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren Eisenberg | Management | For | For |
1.2 | Elect Director Leonard Feinstein | M anagement | For | For |
1.3 | Elect Director Steven H. Temares | Management | For | For |
1.4 | Elect Director Dean S. Adler | Management | For | For |
1.5 | Elect Director Stanley F. Barshay | Management | For | For |
1.6 | Elect Director Klaus Eppler | Management | For | For |
1.7 | Elect Director Patrick R. Gaston | Management | For | For |
1.8 | Elect Director Jordan Heller | Management | For | For |
1.9 | Elect Director Victoria A. Morrison | Management | For | For |
1.10 | Elect Director Fran Stoller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Re-Approve Performance Goals Under Omnibus Stock Plan | Management | For | For |
7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Di rector Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: AUG 1, 2008 | ||||
TICKER: BHARTI SECURITY ID: Y0885K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint B. Currimjee as Director | Management | For | For |
3 | Reappoint Chua Sock Koong as Director | Management | For | For |
4 | Reappoint Rajan B. Mittal as Director | Management | For | For |
5 | Reappoint Rakesh B. Mittal as Director | Management | For | For |
6 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Sentinelli as Director | Management | For | For |
BHARTI AIRTEL LTD(FRMLY BHARTI TELE-VENTURES LTD) MEETING DATE: SEP 24, 2008 | ||||
TICKER: BHARTI SECURITY ID: Y0885K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appointment and Remuneration of M. Kohli, Managing Director | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Prop osal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North D akota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorbtion of Bolsa de Valores de Sao Paulo SA, and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
2 | Appoint PricewaterhouseCoopers to Appraise Proposed Absorption | Management | For | For |
3 | Approve Appraisal of Proposed Absorption | M anagement | For | For |
4 | Ratify Votes Cast during the Shareholder Meetings of Bolsa de Valores de Sao Paulo SA and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
5 | Ratify Director Appointed by the Board in Accordance with Art. 150 of the Brazilian Corporations Law | Management | For | For |
6 | Authorize Administrators to Execute Approved Resolutions | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for F iscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
3 | Elect Directors | Management | For | Did Not Vote |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | For |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | For |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | For |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | For |
5 | Amend Article 22 to Change Dir ector Independence Criteria | Management | For | For |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | For |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | For |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | For |
9 | Amend Article 29 to Correct Spelling | Management | For | For |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | For |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | For |
12 | Amend Article 39 re: Substitution of CEO | Management | For | For |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | For |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | For |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | For |
16 | Consolidate Articles | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Managem ent | For | Against |
BROADCOM CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Farinsky | Management | For | Withhold |
1.2 | Elect Director Nancy H. Handel | Management | For | Withhold |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.4 | Elect Director John Major | Management | For | Withhold |
1.5 | Elect Director Scott A. McGrego r | Management | For | Withhold |
1.6 | Elect Director William T. Morrow | Management | For | Withhold |
1.7 | Elect Director Robert E. Switz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect D irector Sally J. Smith | Management | For | For |
2.2 | Elect Director Dale M. Applequist | Management | For | For |
2.3 | Elect Director Robert W. MacDonald | Management | For | For |
2.4 | Elect Director Warren E. Mack | Management | For | For |
2.5 | Elect Director J. Oliver Maggard | Management | For | For |
2.6 | Elect Director Michael P. Johnson | Management | For | For |
2.7 | Elect Director James M. Damian | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Purchasing Preference for Suppliers Using CAK | Shareholder | Against | Abstain |
BURLINGTON NORTHERN SANTA FE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: BNI SECURITY ID: 12189T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Donald G. Cook | Management | For | For |
1.3 | Elect Director Vilma S. Martinez | Management | For | For |
1.4 | Elect Director Marc F. Racicot | Management | For | For |
1.5 | Elect Director Roy S. Roberts | Management | For | For |
1.6 | Elect Director Matthew K. Rose | Management | For | For |
1.7 | Elect Director Marc J. Shapiro | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
1.10 | Elect Director J. Steven Whisler | Management | For | For |
1.1 1 | Elect Director Edward E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
CATERPILLAR INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Dickinson | Management | For | For |
1.2 | Elect Director David R. Goode | Management | For | For |
1.3 | Elect Director James W. Owens | Management | For | For |
1.4 | Elect Director Charles D. Powell | Management | For | For |
1.5 | Elect Director Joshua I. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
6 | Adopt Simple Majority Vote Standard | Shareholder | Against | For |
7 | Limitation on Compensation Consultant Services | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Lobbying Priorities | Shareholder | Against | Abstain |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH & nbsp;SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CEPHEID MEETING DATE: APR 29, 2009 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Bishop | Management | For | For |
1.2 | Elect Director Thomas D. Brown | Management | For | For |
1.3 | Elect Director Dean O. Morton | Management | Fo r | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHARLES SCHWAB CORP., THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Bechtle | Management | For | For |
1.2 | Elect Director Walter W. Bettinger II | Management | For | For |
1.3 | Elect Director C. Preston Butcher | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
4 | Amend Corporate Executive Bonus Plan | Shareholder | Against | Against |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | Fo r | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
& nbsp; | ||||
---|---|---|---|---|
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Managem ent | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vot e to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | Fo r | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
; | ||||
---|---|---|---|---|
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
&nbs p; | ||||
---|---|---|---|---|
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 21, 2009 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Robert M. Devlin | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director E. Follin S mith | Management | For | For |
1.11 | Elect Director Lawrence A.Weinbach | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Patsley | Management | For | Against |
1.2 | Elect Director M. Anne Szostak | Management | For | Against |
1.3 | Elect Director Michael F. Weinstein | Management | For | Against |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | Fo r |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELIXIS, INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Cohen | Management | For | For |
1.2 | Elect Director George Poste | Management | For | For |
1.3 | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Stock Option Exchange Program | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM &nbs p;SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareho lder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FMC TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: FTI SECURITY ID: 30249U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect DirectorMike R. Bowlin | Management | For | For |
1.2 | Elect DirectorPhilip J. Burguieres | Management | For | For |
1.3 | Elect DirectorPeter D. Kinnear | Management | For | For |
1.4 | Elect Directo rEdward J. Mooney | Management | For | For |
1.5 | Elect DirectorJames M. Ringler | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Direc tor Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Managem ent | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adop t Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GREENHILL & CO., INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: GHL SECURITY ID: 395259104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Greenhill | Management | For | For |
1.2 | Elect Director Scott L. Bok | Management | For | For |
1.3 | Elect Director Simon A. Borrows | Management | For | For |
1.4 | Elect Director John C. Danforth | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Stephen L. Key | Management | For | For |
1.7 | Elect Director Robert T. Blakely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethun e | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Ad opt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SEC URITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INDIABULLS REAL ESTATE LTD MEETING DATE: SEP 5, 2008 | ||||
TICKER: &nbs p;SECURITY ID: Y3912A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 13.50 Per Share | Management | For | For |
3 | Reappoint A. Katoch as Director | Management | For | For |
4 | Reappoint S. Singh as Director | Management | For | For |
5 | Reappoint K. Singh as Director | Management | For | For |
6 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $500 Million | Management | For | Against |
8 | Amend Employees Stock Option Scheme 2006 (ESOS-2006) and Employees Stock Option Scheme 2008 (ESOS-2008) Re: Exercise Period of Options Granted to Employees of the Company | Management | For | For |
9 | Amend ESOS-2006 and ESOS-2008 Re: Exercise Period of Options Granted to Employees of Subsidiaries | Management | For | For |
10 | Amend ESOS-2006 Re: Exercise Period of Options Granted to Employees Equal to or in Excess of 1 Percent of the Issued Capital of the Company | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Mana gement | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERMUNE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars G. Ekman | Management | For | For |
1.2 | Elect Director Jonathan S. Leff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Managemen t | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Ele ct Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. DiMarchi | Management | For | For |
1.2 | Elect Director Frederick T. Muto | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ITT CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ITT SECURITY ID: 450911102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Loranger | Management | For | For |
1.2 | Elect Director Curtis J. Crawford | Management | For | For |
1.3 | Elect Director Christina A. Gold | Management | For | For |
1.4 | Elect Director Ralph F. Hake | Management | For | For |
1.5 | Elect Director John J. Hamre | Management | For | For |
1.6 | Elect Director Paul J. Kern | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Surya N. Mohapatra | Management | For | For |
1.9 | Elect Director Linda S. Sanford | Management | For | For |
1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
JOHNSON & JOHNSON MEETING DATE: APR 23, 2009 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Arnold G. Langbo | Management | For | For |
1.5 | Elect Director Susan L. Lindquist | Management | For | For |
1.6 | Elect Director Leo F. Mullin | Management | For | For |
1.7 | Elect Director Wiliam D. Perez | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director David Satcher | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Cha rter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KNIGHT CAPITAL GROUP, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NITE SECURITY ID: 499005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vo te Cast |
1 | Elect Director William L. Bolster | Management | For | Against |
2 | Elect Director Gary R. Griffith | Management | For | Against |
3 | Elect Director Thomas M. Joyce | Management | For | Against |
4 | Elect Director James W. Lewis | Management | For | For |
5 | Elect Director Thomas C. Lockburner | Management | For | Against |
6 | Elect Director James T. Milde | Management | For | Against |
7 | Elect Director Christopher C. Quick | Management | For | For |
8 | Elect Director Laurie M. Shahon | Management | For | Against |
9 | Approve Executive Incentive Bonus Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
LAZARD LTD MEETING DATE: APR 28, 2009 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven J. Heyer as Director | Management | For | For |
1.2 | Elect Sylvia Jay as Director | Management | For | For |
1.3 | Elect Vernon E. Jordan Jr. as Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | Withhold |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | Withhold |
1.3 | Elect Director Robert V. LaPenta | Management | For | Withhold |
1.4 | Elect Director Mark H. Rachesky | Management | For | Withhold |
1.5 | Elect Director Michael B. Targoff | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LULULEMON ATHLETICA, INC. ME ETING DATE: JUN 10, 2009 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine M. Day | Management | For | For |
1.2 | Elect Director Martha A.M. Morfitt | Management | For | For |
1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
MASTERCARD INCORPORATED MEETIN G DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Management | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MEDCO HEALTH SOLUTIONS, INC. M EETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. Shenk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
METROPCS COMMUNICATIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Jack F. Callahan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Di rector Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NEUROGESX INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: NGSX SECURITY ID: 641252101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean Jacques Bienaime | Management | For | For |
1.2 | Elect Director Robert Nelsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NHN CORP. MEETING DATE: NOV 14, 2008 | ||||
TICKER: 35420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
2 | Elect Hwang In-Joon as Inside Director | Management | For | For |
3 | Elect Member of Audit Committee Who Will Also Be Outside Director | Management | For | For |
NHN CORP. MEETING DATE: MAR 30, 2009 | ||||
TICKER: 35420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect One Inside Director and Two Outside Directors (Bundled) | Management | For | Against |
4 | Elect Two Members of Audit Committee | Management | For | For |
5 | Appro ve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
6 | Amend Terms of Severance Payments to Executives | Management | For | For |
7 | Approve Spin-Off Agreement | Management | For | For |
NINTENDO CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 7974 SECURITY ID: J51699106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 780 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
NORTHERN TRUST CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Arthur L. Kelly | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Harold B. Smith | Management | For | For |
1.11 | Elect Director William D. Smithburg | Management | For | For |
1.12 | Elect Director Enrique J. Sosa | Management | For | For |
1.13 | Elect Director Charles A. Tribbett III | Management | For | For |
1.14 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NUCOR CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Harvey B. Gantt | Management | For | For |
1.3 | Elect Director Bernard L. Kasriel | Management | For | For |
1.4 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
NVIDIA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | Withhold |
1.2 | Elect Director Mark L . Perry | Management | For | Withhold |
1.3 | Elect Director Mark A. Stevens | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect D irector John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SECURITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Com pensation | Shareholder | Against | Abstain |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PETROLEO BRASILEIRO MEETING DATE: APR 8, 2009 | ||||
TICKER: PBR SECURITY ID: 71654V408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | Fo r | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends for Fiscal 2008 | Management | For | For |
4 | Elect Directors | Management | For | For |
5 | Elect Board Chairman | Management | For | For |
6 | Elect Fiscal Council Members and Alternates | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim Helu | Manageme nt | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | Withhold |
1.2 | Elect Director Alan D. Bickell | Mana gement | For | Withhold |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | Withhold |
1.4 | Elect Director James Fiebiger | Management | For | Withhold |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.6 | Elect Director E. Floyd Kvamme | Management | For | Withhold |
1.7 | Elect Director Steven J. Sharp | Management | For | Withhold |
1.8 | Elect Director William George | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcrof t | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUANTA SERVICES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director John R. Colson | Management | For | For |
1.3 | Elect Director J. Michal Conaway | Management | For | For |
1.4 | Elect Director Ralph R. Disib io | Management | For | For |
1.5 | Elect Director Bernard Fried | Management | For | For |
1.6 | Elect Director Louis C. Golm | Management | For | For |
1.7 | Elect Director Worthing F. Jackman | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director John R. Wilson | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
---|---|---|---|---|
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIGEL PHARMACEUTICALS, INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Gower | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director Donald G. Payan, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Craig Conway | Management | For | For |
1.3 | Elect Director Alan Hassenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Ramsey | Management | For | For |
1.2 | Elect Director Sanford Robertson | Management | For | For |
1.3 | Elect Director Maynard Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDRIDGE ENERGY, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: SD &n bsp; SECURITY ID: 80007P307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Daniel W. Jordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO D ECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | El ect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clay B. Siegall | Management | For | For |
1.2 | Elect Director Felix Baker | Manage ment | For | For |
1.3 | Elect Director Daniel F. Hoth | Management | For | Withhold |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SIGNATURE BANK MEETING DATE: APR 22, 2009 | ||||
TICKER: SBNY SECURITY ID: 82669G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Byrne | Management | For | For |
1.2 | Elect Director Alfonse M. D'Amato | Management | For | For |
1.3 | Elect Director Jeffrey W. Meshel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Reduce Supe rmajority Vote Requirement | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Charter to Delete Obsolete or Unnecessary Provisions | Management | For | For |
5.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
5.2 | Elect Director Linda Walker Bynoe | Management | For | For |
5.3 | Elect Director Karen N. Horn | Management | For | For |
5.4 | Elect Director Reuben S. Leibowitz | Management | For | For |
5.5 | Elect Director J. Albert Smith, Jr. | Management | For | For |
5.6 | Elect Director Pieter S. van den Berg | Management | For | For |
5.7 | Elect Director Allan Hubbard | Management | For | For |
5.8 | Elect Director Daniel C. Smith | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
; | ||||
---|---|---|---|---|
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Poli tical Contributions | Shareholder | Against | Abstain |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Pl an | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Dr. Charlotte F. Beason | Management | For | For |
1.3 | Elect Director William E. Brock | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Todd A. Milano | Management | For | For |
1.8 | Elect Director G. Thomas Waite, III | Management | For | For |
1.9 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SUCCESSFACTORS, INC MEETING DATE: MAY 22, 2009 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric C.W. Dunn | Management | For | For |
1.2 | Elect Director David N. Strohm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUZLON ENERGY LTD MEETING DATE: JUL 30, 2008 | ||||
TICKER: SECURITY ID: Y8315Y119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reappoint P.K. Khaitan as Director | Management | For | For |
4 | Reappoint A. Dhawan as Director | Management | For | For |
5 | Approve SNK & Co. and S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 50 Billion | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Divide nds and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TEXAS INSTRUMENTS, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. R. Adams | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D. A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Dire ctor P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
THORATEC CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: THOR SECURITY ID: 885175307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director Elisha W. Finney | Management | For | For |
1.6 | Elect Director D. Keith Grossman | Management | For | Withhold |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVA ILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP & nbsp; SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Aud itors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 91131 2106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VALIDUS HOLDINGS LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sander M. Levy as Director | Management | For | For |
1.2 | Elect George P. Reeth as Director | Management | For | For |
1.3 | Elect Alok Singh as Director | Management | For | For |
1.4 | Elect Christopher E. Watson as Director | Management | For | For |
2.1 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.2 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.3 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.4 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.5 | Elect Mi chael E. A. Carpenter as Subsidiary Director | Management | For | For |
2.6 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.7 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
2.8 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.9 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.10 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.11 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
2.12 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
2.13 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.14 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
2.15 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.16 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
2.17 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
2.18 | Elect Julian G. Ross as Subs idiary Director | Management | For | For |
2.19 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.20 | Elect Guisseppe Venesiani as Subsidiary Director | Management | For | For |
2.21 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.22 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
2.23 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VEDANTA RESOURCES PLC MEETING DATE: JUL 31, 2008 | ||||
TICKER: VED SECURITY ID: G9328D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 25 US Cents Per Ordinary Share | Management | For | For |
4 | Re-elect Navin Agarwal as Director | Management | For | For |
5 | Re-elect Kuldip Kaura as Director | Management | For | For |
6 | Re-elect Naresh Chandra as Director | Management | For | For |
7 | Re-elect Euan Macdonald as Director | Management | For | Fo r |
8 | Re-elect Aman Mehta as Director | Management | For | For |
9 | Re-elect Dr Shailendra Tamotia as Director | Management | For | For |
10 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights up to USD 3,275,956 in Connection with the USD 725 Million 4.60 Percent Guaranteed Convertible Bonds Due 2026 Issued by Vedanta Finance (Jersey) Limited; Otherwise, up to USD 9,986,611 | Management | For | For |
13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,440,653 | Management | For | For |
14 | Authorise 28,813,069 Ordinary Shares for Market Purchase | Management | For | For |
15 | Adopt New Ar ticles of Association; Amend New Articles of Association Re: Directors' Conflicts of Interest | Management | For | For |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SE CURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WELLS FAR GO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | M anagement | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
XTO ENERGY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Phillip R. Kevil | Management | For | Against |
2.2 | Elect Director Herbert D. Simons | Management | For | Against |
2.3 | Elect Director Vaughn O. Vennerberg II | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt a Policy in which the Co mpany will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMERICAN ITALIAN PASTA CO. MEETING DATE: FEB 19, 2009 | ||||
TICKER: AIPC SECURITY ID: 027070101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Allen | Management | For | Withhold |
1.2 | Elect Director Mark Demetree | Management | For | Withhold |
1.3 | Elect Director Tim Pollak | Management | For | Withhold |
1.4 | Elect Director Robert Druten | Management | For | Withhold |
1.5 | Elect Director James Heeter | Management | For | Withhold |
1.6 | Elect Director Ronald Kesselman | Management | For | Withhold |
1.7 | Elect Director Jonathan Baum | Management | For | Withhold |
1.8 | Elect Director John Kelly | Management | For | Withhold |
1.9 | Elect Director William Patterson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director John T. Kim | Management | For | For |
1.5 | Elect Director Stephen G. Newberry | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENVEO INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CVO SECURITY ID: 15670S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
1.3 | Elect Director Leonard C. Green | Management | For | For |
1.4 | Elect Director Dr. Mark J. Griffin | Management | For | For |
1.5 | Elect Director Robert B. Obe rnier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DOMINOS PIZZA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Mark E. Nunnelly | Management | For | For |
1.3 | Elect Director Diana F. Cantor | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director James L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robert W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.10 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENERGY XXI (BERMUDA) LIMITED MEETING DATE: NOV 4, 2008 | ||||
TICKER: EXXI SECURITY ID: G10082108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR J. DANIEL SCHILLER, JR. | Management | For | For |
1.2 | ELECT DIRECTOR WILLIAM COLVIN | Management | For | For |
2 | TO APPROVE THE ENERGY XXI SERVICES, LLC EMPLOYEE STOCK PURCHASE PLAN ATTACHED TO THE PROXY STATEMENT AS APPENDIX A. | Management | For | For |
3 | RATIFY AUDITORS | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
2 | RE-ELECTION OF MR. AJAY B. S HAH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
3 | RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
4 | RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
6 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For |
7 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. | Management | For | For |
8 | APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. | Management | For | For |
9 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHI CH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. | Management | For | For |
10 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Man agement | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
GRAY TELEVISION, INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: GTN.A SECURITY ID: 389375106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Boger | Management | For | For |
1.2 | Elect Director Ray M. Deaver | Management | For | For |
1.3 | Elect Director T. L. Elder | Management | For | For |
1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
1.5 | Elect Director William E. Mayher, III | Management | For | For |
1.6 | Elect Director Zell B. Miller | Management | For | For |
1.7 | Elect Director Howell W. Newton | Management | For | For |
1.8 | Elect Director Hugh E. Norton | Management | For | For |
1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.10 | Elect Director Harriett J. Robinson | Management | For | For |
1.11 | Elect Director J. Mack Robinson | Management | For | For |
2 | Amend Qualif ied Employee Stock Purchase Plan | Management | For | For |
HANESBRANDS INC MEETING DATE: APR 28, 2009 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | Withhold |
1.2 | Elect Director Bobby J. Griffin | Management | For | Withhold |
1.3 | Elect Director James C. Johnson | Management | For | Withhold |
1.4 | Elect Director Jessica T. Mathews | Management | For | Withhold |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.6 | Elect Director Ronald L. Nelson | Management | For | Withhold |
1.7 | Elect Director Richard A. Noll | Management | For | Withhold |
1.8 | Elect Director Andrew J. Schindler | Management | For | Withhold |
1.9 | Elect Director Ann E. Ziegler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ICO GLOBAL COMMUNICATIONS HOLDINGS MEETING DATE: JUN 19, 2009 | ||||
TICKER: ICOG SECURITY ID: 44930K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig O. Mccaw | Management | For | For |
1.2 | Elect Director Samuel L. Ginn | Management | For | For |
1.3 | Elect Director Nicolas Kauser | Management | For | For |
1.4 | Elect Director Barry L. Rowan | Managemen t | For | For |
1.5 | Elect Director H. Brian Thompson | Management | For | For |
1.6 | Elect Director David Wasserman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Articles and Regulations to Revise the Voting Rights of the Preferred Stock | Management | For | For |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Reco mmendation | Vote Cast |
1.1 | Elect Director Carl F. Kohrt, Ph.D. | Management | For | For |
1.2 | Elect Director C. Thomas Smith | Management | For | For |
1.3 | Elect Director Donald E. Steen | Management | For | For |
1.4 | Elect Director Craig R. Callen | Management | For | For |
2 | Approve I ssuance of Warrants/Convertible Debentures | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: LVS SECURITY ID: 5 17834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Leven | Management | For | For |
1.2 | Elect Director Jason N. Ader | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY I D: 524901303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: LVLT SECURITY ID: 52729N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director James Q. Crowe | Management | For | For |
1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
1.4 | Elect Director Douglas C. Eby | Management | For | For |
1.5 | Elect Director Admiral James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Richard R. Jaros | Management | For | For |
1.7 | Elect Director Robert E. Julian | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Charles C. Miller, III | Management | For | For |
1.10 | Elect Director Arun Netravali | Management | For | For |
1.11 | Elect Director John T. Reed | Management | For | For |
1.12 | Elect Director Michael B. Yanney | Management | For | For |
1.13 | Elect Director Dr. Albert C. Yates | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Other Business | Management | For | Against |
MIRANT CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: MIR.XA SECURITY ID: 60467R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Cason | Management | For | Withhold |
1.2 | Elect Director A.D. (Pete) Correll | Management | For | Withhold |
1.3 | Elect Director Terry G. Dallas | Management | For | Withhold |
1.4 | Elect Director Thomas H. Johnson | Management | For | Withhold |
1.5 | Elect Director John T. Miller | Management | For | Withhold |
1.6 | Elect Director Edward R. Muller | Management | For | Withhold |
1.7 | Elect Director Robert C. Murray | Management | For | Withhold |
1.8 | Elect Director John M. Quain | Management | For | Withhold |
1.9 | Elect Director William L. Thacker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing GHGs from Products and Operations | Shareholder | Against | Ab stain |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Direc tor W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PAETEC HOLDING CORP MEETING DATE: JUN 9, 2009 | ||||
TICKER: PAET SECURITY ID: 695459107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arunas A. Chesonis | Management | For | For |
1.2 | Elect Director Richard T. Aab | Management | For | For |
1.3 | Elect Director Alex Stadler | Management | For | For |
1.4 | Elect Director Keith M. Wilson | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REVLON INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: REV SECURITY ID: 761525609 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald O. Perelman | Management | For | For |
1.2 | Elect Director Alan S. Bernikow | Management | For | For |
1.3 | Elect Director Paul J. Bohan | Management | For | For |
1.4 | Elect Director Alan T. Ennis | Management | For | For |
1.5 | Elect Director Meyer Feldberg | Management | For | For |
1.6 | Elect Director Ann D. Jordan | Management | For | For |
1.7 | Elect Director David L. Kennedy | Management | For | For |
1.8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Tamara Mellon | Management | For | For |
1.10 | Elect Director Barry F. Schwartz | Management | For | For |
1.11 | Elect Director Kathi P. Seifert | Management | For | For |
1.12 | Elect Director Kenneth L. Wolfe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHIP FINANCE INTERNATIONAL LTD MEETING DATE: SEP 19, 2008 | ||||
TICKER: SFL SECURITY ID: G81075106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR TOR OLAV TROIM | Management | For | For |
1.2 | ELECT DIRECTOR PAUL LEAND JR. | Management | For | For |
1.3 | ELECT KATE BLANKENSHIP | Management | For | For |
1.4 | ELECT DIRECTOR CRAIG H. STEVENSON JR. | Management | For | For |
1.5 | ELECT DIRECTOR HANS PETTER AAS | Management | For | For |
2 | PROPOSAL TO APPOINT MOORE STEPHENS PC AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For |
3 | PROPOSAL TO APPROVE THE REMUNERAT ION OF THE COMPANY S BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
TEEKAY TANKERS LTD MEETING DATE: SEP 24, 2008 | ||||
TICKER: TNK SECURITY ID: Y8565N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Sean Day | Management | For | For |
1.2 | Elect Director Bjorn Moller | Management | For | For |
1.3 | Elect Director Peter Evensen | Management | For | For |
1.4 | Elect Director Richard T. Dumoulin | Management | For | For |
1.5 | Elect Director Richard J.F. Bronks | Management | For | For |
1.6 | Elect Director William Lawes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TENET HEALTHCARE CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Brenda J. Gaines | Management | For | For |
4 | Elect Director Karen M. Garrison | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director J. Robert Kerrey | Management | For | For |
7 | Elect Director Floyd D. Loop | Management | For | For |
8 | Elect Director Richard R. Pettingill | Management | For | For |
9 | Elect Director James A. Unruh | Management | For | For |
10 | Elect Director J. McDonald Williams | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Pay For Superior Performance | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HIGH INCOME FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY ADVISOR LARGE CAP FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e. g., CINS, will be provided.
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | F or | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ADOBE SYSTEMS INC. MEETING DATE: APR 1, 2009 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. Burgess | Management | For | For |
2 | Elect Director Carol Mills | Management | For | For |
3 | Elect Director Daniel Rosensweig | Management | For | For |
4 | Elec t Director Robert Sedgewick | Management | For | For |
5 | Elect Director John E. Warnock | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | E lect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Ju lia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Again st |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | F or | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Vicki L. Sato | Management | For | For |
1.3 | Elect Director James L. Vincent | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
1.2 | Elect Director Michael Narachi | Management | For | For |
1.3 | Elect Director Brian J.G. Pereira | Management | For | For |
1.4 | Elect Director Robert J. Per ez | Management | For | For |
1.5 | Elect Director Davey S. Scoon | Management | For | For |
1.6 | Elect Director Mark Skaletsky | Management | For | For |
1.7 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMG ADVANCED METALLURGICAL GROUP NV MEETING DATE: MAY 13, 2009 | ||||
TICKER: SECURITY ID: N04897109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
7a | Reelect William J. Levy to Executive Board | Management | For | Did Not Vote |
7b | Reelect Eric E. Jackson to Executive Board | Management | For | Did Not Vote |
7c | Reelect Reinhard Walter to Executive Board | Management | For | Did Not Vote |
8a | Reelect Jack L. Messman to Supervisory Board | Management | For | Did Not Vote |
8b | Reelect Wesley K. Clark to Supervisory Board | Management | For | Did Not Vote |
8c | Elect Martin Hoyos to Supervisory Board | Management | For | Did Not Vote |
9 | Approve Remuneration of Supervisor y Board | Management | For | Did Not Vote |
10 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
11 | Approve Stock Option Grants | Management | For | Did Not Vote |
12 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | Did Not Vote |
13a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capi tal Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
15 | Other Business (Non-Voting) | Management | None | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
ANADARKO PETROLEUM CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.2 | Elect Director Peter J. Fluor | Management | For | For |
1.3 | Elect Director John W. Poduska, Sr. | Management | For | For |
1.4 | Elect Director Paula Rosput Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Re ceive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ANNTAYLOR STORES CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ANN SECURITY ID: 036115103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cas t |
1 | Elect Director James J. Burke, Jr. | Management | For | Against |
2 | Elect Director Kay Krill | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | Fo r |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARMH SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory R eports | Management | For | For |
2 | Approve Final Dividend of 1.32 Pence Per Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Mike Inglis as Director | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 210,020 and an Additional Amount Pursuant to a Rights Issue of up to GBP 210,020 | Management | For | For |
8 | Subject to the Passing of Resolution 7, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,600 | Management | For | For |
9 | Authorise 126,012,000 Ordinary Shares for Market Purchase | Management | For | For |
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY , LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU/ SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU/ SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwise up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | For |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Manag ement | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joh n A. Allison IV | Management | For | Withhold |
1.2 | Elect Director Jennifer S. Banner | Management | For | Withhold |
1.3 | Elect Director Anna R. Cablik | Management | For | Withhold |
1.4 | Elect Director Nelle R. Chilton | Management | For | Withhold |
1.5 | Elect Director Ronald E. Deal | Management | For | Withh old |
1.6 | Elect Director Tom D. Efird | Management | For | Withhold |
1.7 | Elect Director Barry J. Fitzpatrick | Management | For | Withhold |
1.8 | Elect Director L. Vincent Hackley | Management | For | Withhold |
1.9 | Elect Director Jane P. Helm | Management | For | Withhold |
1.10 | Elect Director John P. Howe III | Management | For | Withhold |
1.11 | Elect Director Kelly S. King | Management | For | Withhold |
1.12 | Elect Director James H. Maynard | Management | For | Withhold |
1.13 | Elect Director Albert O. McCauley | Management | For | Withhold |
1.14 | Elect Director J. Holmes Morrison | Management | For | Withhold |
1.15 | Elect Director Nido R. Qubein | Management | For | Withhold |
1.16 | Elect Director Thomas N. Thompson | Management | For | Withhold |
1.17 | Elect Director Stephen T. Williams | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BG GROUP PLC MEETING DATE: MAY 18, 2009 | ||||
TICKER: BRGXF SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Ma nagement | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 6.55 Pence Per Ordinary Share | Management | For | For |
4 | Elect Sir David Manning as Director | Management | For | For |
5 | Elect Martin Houston as Director | Management | For | For |
6 | Re-elect Sir Robert Wilson as Director | Management | For | For |
7 | Re-elect Frank Chapman as Director | Management | For | For |
8 | Re-elect Ashley Almanza as Director | Management | For | For |
9 | Re-elect Jurgen Dormann as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise the Company to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 15,000, to Political Organisations Other Than Political Parties up to GBP 15,000 and Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
13 | Approve Increase in Authorised Ordinary Share Capital from GBP 500,000,001 to GBP 600,000,001 | Management | For | For |
14 | Issue of Equity with Pre-emptive Rights Under General Authority up to Aggregate Nominal Amount of GBP 116,481,140 and Additional Amount Pursuant to a Rights Issue of up to GBP 111,926,886 | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 16,789,033 | Management | For | For |
16 | Authorise 335,780,660 Ordinary Shares for Market Purchase | Management | For | For |
17 | Amend Article s of Association Re: Form of the Company's Share Capital | Management | For | For |
18 | Adopt New Articles of Association | Management | For | For |
19 | Approve That a General Meeting, Other Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Alan B. Glassberg | Management | For | For |
1.3 | Elect Director Robert W. Pangia | Management | For | For |
1.4 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | Against | Against |
5 | Reincorporate in Another State [North Dakota] | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. De nner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard C. Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Thomas F. Deuel | Shareholder | For | Did Not Vote |
1.4 | Elect Director David Sidransky | Shareholder | For | Did Not Vote |
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | Shareholder | For | Did Not Vote |
3 | Reincorporate in Another State [North Dakota] | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BORG-WARNER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director Alexis P. Michas | Management | For | For |
1.3 | Elect Dir ector Richard O. Schaum | Management | For | For |
1.4 | Elect Director Thomas T. Stallkamp | Management | For | For |
1.5 | Elect Director Dennis C. Cuneo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BYD COMPANY LTD MEETING DATE: MAR 9, 2009 | ||||
TICKER: SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve the Issua nce of Medium-Term Notes With a Total Principal Amount of Not More Than RMB 4 Billion in the People's Republic of China | Management | For | For |
1b | Authorize Board to Deal With All Matters Relating to the Issue of the Medium-Term Notes | Management | For | For |
2a | Approve Proposal Allowing the Company to Send or Supply Corporate Communications to the H Shareholders Through the Company's Website | Management | For | For |
2b | Authorize Board to Do All Such Matters Necessary for the Purpose of Effecting Corporate Communications to the H Shareholders Through the Company's Website | Management | For | For |
BYD COMPANY LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Other Business (Voting) | Management | For | Against |
9 | Approve Issuanc e of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Amend Articles Re: Business Scope | Management | For | For |
11 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Against | For |
&nb sp; | ||||
---|---|---|---|---|
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHEESECAKE FACTORY, INC., THE MEETING DATE: MAY 20, 2009 | ||||
TICKER: CAKE SECURITY ID: 163072101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander L. Cappello | Management | For | Withhold |
1.2 | Elect Director Jerome I. Kransdorf | Management | For | Withhold |
1.3 | Elect Director David B. Pittaway | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Permit Right to Act by Written Consent | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Ca st |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CHEVRON CORPORATION MEETING DATE: MAY 27, 2009 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. H. Armacost | Management | For | For |
1.2 | Elect Director L. F. Deily | Management | For | For |
1.3 | Elect Director R. E. Denham | Management | For | For |
1.4 | Elect Director R. J. Eaton | Management | For | For |
1.5 | Elect Director E. Hernandez | Management | For | For |
1.6 | Elect Director F. G. Jenifer | Management | For | For |
1.7 | Elect Director S. Nunn | Management | For | For |
1.8 | Elect Director D. J. O'Reilly | Management | For | For |
1.9 | Elect Director D. B. Rice | Management | For | For |
1.10 | Elect Director K. W. Sharer | Management | For | For |
1.11 | Elect Director C. R. Shoemate | Management | For | For |
1.12 | Elect Director R. D. Sugar | Management | For | For |
1.13 | Elect Director C. Ware | Management | For | For |
1.14 | Elect Director J. S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
9 | Adopt Human Rights Policy | Shareholder | Against | Abstain |
10 | Report on Market Specific Environmental Laws | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Michael Armstrong | Management | For | For |
1.2 | Elect Director Alain J.P. Belda | Management | For | For |
1.3 | Elect Director John M. Deutch | Management | For | For |
1.4 | Elect Director Jerry A. Grundhofer | Management | For | For |
1.5 | Elect Director Andrew N. Liveris | Management | For | For |
1.6 | Elect Director Anne Mulcahy | Management | For | For |
1.7 | Elect Director Michael E. O'Neill | Management | For | For |
1.8 | Elect Director Vikram Pandit | Management | For | For |
1.9 | Elect Director Richard D. Parsons | Management | For | For |
1.10 | Elect Director Lawrence R. Ricciardi | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Robert L. Ryan | Management | For | For |
1.13 | Elect Director Anthony M. Santomero | Management | For | For |
1.14 | Elect Director William S. Thompson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Disclose Prior Government Service | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Require More Director Nominations Than Open Seats | Shareholder | Against | Abstain |
9 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
13 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
CME GROUP INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Issue Sh ares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 1912161 00 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | Fo r |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Man agement | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | Fo r | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMERICA INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lillian Bauder | Management | For | For |
2 | Elect Director Richard G. Lindner | Management | For | For |
3 | Elect Director Robert S. Taubman | Management | For | Against |
4 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Management | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ra tify Auditors | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2009 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Armitage | Management | For | Against |
1.2 | Elect Director Richard H. Auchinleck | Management | For | Against |
1.3 | Elect Director James E. Copeland, Jr. | Management | For | Against |
1.4 | Elect Director Kenneth M. Duberstein | Management | For | Against |
1.5 | Elect Director Ruth R. Harkin | Management | For | Against |
1.6 | Elect Director Harold W. McGraw III | Management | For | Against |
1.7 | Elect Director James J. Mulva | Management | For | Against |
1.8 | Elect Director Harald J. Norvik | Management | For | Against |
1.9 | Elect Director William K. Reilly | Management | For | Against |
1.10 | Elect Director Bobby S. Shackouls | Management | For | Against |
1.11 | Elect Director Victoria J. Tschinkel | Management | For | Against |
1.12 | Elect Director Kathryn C. Turner | Management | For | Against |
1.13 | Elect Director William E. Wade, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Adopt Princ iples for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
9 | Require Director Nominee Qualifications | Shareholder | Against | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SE CURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CONTINENTA L RESOURCES INC/OK MEETING DATE: MAY 28, 2009 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Grant | Management | For | For |
1.2 | Elect Director Ellis L. McCain | Management | For | For |
1.3 | Elect Director Mark E. Monroe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COUGAR BIOTECHNOLOGY, INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: CGRB SECURITY ID: 222083107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
CUMMINS , INC. MEETING DATE: M AY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Direc tor Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
1 3 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Ame nd Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DIAGEO PLC MEETING DATE: OCT 15, 2008 | ||||
TICKER: DEO SECURITY ID: 25243Q205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | REPORT AND ACCOUNTS 2008 | Management | For | For |
2 | DIRECTORS REMUNERATION REPORT 2008 | Management | For | For |
3 | DECLARATION OF FINAL DIVIDEND | Management | For | For |
4 | TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR | Management | For | For |
5 | TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
6 | TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
7 | TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Management | For | For |
8 | ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR | Management | For | For |
9 | RATIFY AUDITORS | Management | For | For |
10 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For |
11 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For |
12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For |
13 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/O R TO INCUR POLITICAL EXPENDITURE | Management | For | For |
14 | ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN | Management | For | For |
15 | ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN | Management | For | For |
16 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | Management | For | For |
17 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Ma nagement | For | For |
DICKS SPORTING GOODS INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Colombo | Management | For | For |
1.2 | Elect Director David I. Fuente | Management | For | For |
1.3 | Elect Director Larry D. Stone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shar eholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
DOW CHEMICAL COMPANY, THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director Barbara H. Franklin | Management | For | For |
6 | Elect Director John B. Hess | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director Geoffery E. Merszei | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director James M. Ringler | Management | For | For |
11 | Elect Director Ruth G. Shaw | Management | For | For |
12 | Elect Director Paul G. Stern | Management | For | For |
13 | Ratify Auditors | Management | For | F or |
14 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
18 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
ENCANA CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ECA SECURITY I D: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph S. Cunningham | Management | For | For |
1.2 | Elect Director Patrick D. Daniel | Management | For | For |
1.3 | Elect Director Ian W. Delaney | Management | For | For |
1.4 | Elect Director Randall K. Eresman | Management | For | For |
1.5 | Elect Director Claire S. Farley | Management | For | For |
1.6 | Elect Director Michael A. Grandin | Management | For | For |
1.7 | Elect Director Barry W. Harrison | Management | For | For |
1.8 | Elect Director Valerie A.A. Nielsen | Management | For | For |
1.9 | Elect Director David P. O'Brien | Management | For | For |
1.10 | Elect Director Jane L. Peverett | Management | For | For |
1.11 | Elect Director Allan P. Sawin | Management | For | For |
1.12 | Elect Director Wayne G. Thomson | Management | For | For |
1.13 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ENCANA CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ECA &nbs p; SECURITY ID: 292505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR RALPH S. CUNNINGHAM | Management | For | For |
1.2 | DIRECTOR PATRICK D. DANIEL | Management | For | For |
1.3 | DIRECTOR IAN W. DELANEY | Management | For | For |
1.4 | DIRECTOR RANDALL K. ERESMAN | Management | For | For |
1.5 | DIRECTOR CLAIRE S. FARLEY | Management | For | For |
1.6 | DIRECTOR MICHAEL A. GRANDIN | Management | For | For |
1.7 | DIRECTOR BARRY W. HARRISON | Management | For | For |
1.8 | DIRECTOR VALERIE A.A. NIELSEN | Management | For | For |
1.9 | DIRECTOR DAVID P. O'BRIEN | Management | For | For |
1.10 | DIRECTOR JANE L. PEVERETT | Management | For | For |
1.11 | DIRECTOR ALLAN P. SAWIN | Management | For | For |
1.12 | DIRECTOR WAYNE G. THOMSON | Management | For | For |
1.13 | DIRECTOR CLAYTON H. WOITAS | Management | For | For |
2 | APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS LLP AT AREMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 26, 2009 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill G. Armstrong | Management | For | Withhold |
1.2 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.3 | Elect Director Pamela M. Nicholson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Steven P. Eng | Management | For | For |
1.3 | Elect Director Gary F. Hromadko | Management | For | For |
1.4 | Elect Director Scott G. Kriens | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Ro we | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Fau lkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Ma nagement | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GENERAL ELECTRIC CO. MEETING DATE: APR 22, 2009 | ||||
TICKER: GE &n bsp; SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Cash, Jr. | Management | For | For |
1.2 | Elect Director William M. Castell | Management | For | For |
1.3 | Elect Director Ann M. Fudge | Management | For | For |
1.4 | Elect Director Susan Hockfield | Management | For | For |
1.5 | Elect Director Jeffrey R. Immelt | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Alan G. (A.G.) Lafley | Management | For | Against |
1.8 | Elect Director Robert W. Lane | Management | F or | For |
1.9 | Elect Director Ralph S. Larsen | Management | For | For |
1.10 | Elect Director Rochelle B. Lazarus | Management | For | For |
1.11 | Elect Director James J. Mulva | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director Roger S. Penske | Management | For | For |
1.14 | Elect Director Robert J. Swieringa | Management | For | For |
1.15 | Elect Director Douglas A. Warner III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | Shareholder | Against | Against |
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Shareholder | Against | Against |
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Share holder | Against | Against |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Ma nagement | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Ele ct Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | M anagement | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
GREENHILL & CO., INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: GHL SECURITY ID: 395259104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Greenhill | Management | For | For |
1.2 | Elect Director Scott L. Bok | Management | For | For |
1.3 | Elect Director Simon A. Borrows | Management | For | For |
1.4 | Elect Director John C. Danforth | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Stephen L. Key | Management | For | For |
1.7 | Elect Director Robert T. Blakely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GROUPE DANONE MEETING DATE: APR 23, 2009 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Reelect Richard Goblet d'Alviella as Director | Management | For | For |
7 | Reelect Christian Laubie as Director | Management | For | For |
8 | Reelect Jean Laurent as Director | Management | For | For |
9 | Reelect Hakan Mogren as Director | Management | For | For |
10 | Reelect Benoit Potier as Director | Management | For | For |
11 | Elect Guylaine Saucier as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 600,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Approve Creation of Danone Eco-Systeme Fund | Management | For | For |
15 | Change Company Name to Danone | Management | For | For |
16 | Amend Article 7 of Bylaws Re: Delegation of Power in Case of Share Capital Increase | Management | For | For |
17 | Amend Articles 10 of Association Re: Shareholders Identification | Management | For | For |
18 | Amend Article 18 of Bylaws Re: Attendance to Board Meetings Through Videoconference and Telecommunication | Management | For | For |
19 | Amend Article 22 of Bylaws Re: Record Date | Management | For | For |
20 | Amend Article 26 of Bylaws Re: Electronic Voting | Management | For | For |
21 | Amend Article 27 of Bylaws Re: Delegation of Powers to the Board for the Issuance of Bonds | Management | For | For |
22 | Amend Articles 27 and 28 of Association Re: Quorum Requirements for Ordinary and Extraordinary General Meetings | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
26 | Authorize Capital Increase of Up to EUR 25 Million for Future Exchange Offers | Management | For | For |
27 | Aut horize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
28 | Authorize Capitalization of Reserves of Up to EUR 33 Million for Bonus Issue or Increase in Par Value | Management | For | For |
29 | Approve Employee Stock Purchase Plan | Management | For | For |
30 | Authorize up to 6 Million Shares for Use in Stock Option Plan | Management | For | For |
31 | Authorize up to 2 Million Shares for Use in Restricted Stock Plan | Management | For | For |
32 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAR 26, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 27, 2009 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allardice, III | Management | For | Against |
1.2 | Elect Director Ramani Ayer | Management | For | Against |
1.3 | Elect Director Trevor Fetter | Management | For | Against |
1.4 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.5 | Elect Director Paul G. Kirk, Jr. | Management | For | Against |
1.6 | Elect Director Gail J. McGovern | Management | For | Against |
1.7 | Elect Director Michael G. Morris | Management | For | Against |
1.8 | Elect Director Charles B. Strauss | Management | For | Against |
1.9 | Elect Director H. Patrick Swygert | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HEARTWARE LTD. MEETING DATE: OCT 22, 2008 | ||||
TICKER: HTWR SECURITY ID: Q4524B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Between HeartWare Limited and the Holder of its Fully Paid Ordinary Shares | Management | For | For |
HEARTWARE LTD. MEETING DATE: OCT 22, 2008 | ||||
TICKER: HTWR SECURITY ID: Q4524B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve HeartWare International 2008 Stock Incentive Plan | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | V ote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Manageme nt | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Director Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Dire ctor Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 22, 2009 | ||||
TICKER: HBC SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Re-elect Vincent Cheng as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Re-elect Jose Duran as Director | Management | For | For |
3f | Re-elect Rona Fairhead as Director | Management | For | For |
3g | Re-elect Douglas Flint as Director | Management | For | For |
3h | Re-elect Alexander Flockhart as Director | Management | For | For |
3i | Re-elect Lun Fung as Director | Management | For | For |
3j | Re-elect Michael Geoghegan as Director | Management | For | For |
3k | Re-elect Stephen Green as Director | Management | For | For |
3l | Re-elect Stuart Gulliver as Director | Management | For | For |
3m | Re-elect James Hughes-Hallett as Director | Management | For | For |
3n | Re-elect Sam Laidlaw as Director | Management | For | For |
3o | Re-elect J Lomaxas Director | Management | For | For |
3p | Re-elect Sir Mark Moody-Stuart as Director | Management | For | For |
3q | Re-elect Gwyn Morgan as Director | Management | For | For |
3r | Re-elect Nagavara Murthy as Director | Management | For | For |
3s | Re-elect Simon Robertson as Director | Management | For | For |
3t | Re-elect John Thornton as Director | Management | For | For |
3u | Re-elect Sir Brian Williamson as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000 | Management | For | For |
6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP | Management | For | For |
7 | Authorise 1,720,481,200 Ordinary Shares for Market Purchase | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INBEV(FRMLY INTERBREW) MEETING DATE: SEP 29, 2008 | ||||
TICKER: INB SECURITY ID: B5064A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Anheuser-Busch | Management | For | Did Not Vote |
2 | Amend Articles Re: Change Company's Name in Anheuser-Busch Inbev | Management | For | Did Not Vote |
3 | Approve Issuance of Shares with Preemptive Rights in Connection with Acquisition up to EUR 10 Billion | Management | For | Did Not Vote |
4 | Approve Terms and Conditions of Issuance of Shares Under Item 3 | Management | For | Did Not Vote |
5 | Approve Suspensive Conditions For Issuance of Shares under Item 3 | Management | For | Di d Not Vote |
6 | Approve Powers of Attorney to the Board and to the the CEO and CFO for the Implementation of Approved Resolutions | Management | For | Did Not Vote |
7 | Elect August Busch IV as Director | Management | For | Did Not Vote |
8 | Approve Change of Control Clause of USD 45 Billion Following Article 556 of Company Law | Management | For | Did Not Vote |
9 | Approve Change of Control Clause of USD 9.8 Billion Following Article 556 of Company Law | M anagement | For | Did Not Vote |
10 | Authorize Sabine Chalmers and Benoit Loore to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abst ain |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JONES LANG LASALLE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colin Dyer | Management | For | For |
2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
3 | Elect Director DeAnne Julius | Management | For | For |
4 | Elect Director Ming Lu | Management | For | For |
5 | Elect Director Lauralee E. Martin | Management | For | For |
6 | Elect Director Sheila A. Penrose | Management | For | For |
7 | Elect Director David B. Rickard | Management | For | For |
8 | Elect Director Roger T. Stau bach | Management | For | For |
9 | Elect Director Thomas C. Theobald | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Other Business | Management | For | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/By laws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KB HOME MEETING DATE: APR 2, 2009 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Timothy W. Finchem | Management | For | For |
1.3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.4 | Elect Director Robert L. Johnson | Management | For | For |
1.5 | Elect Director Melissa Lora | Mana gement | For | For |
1.6 | Elect Director Michael G. McCaffery | Management | For | For |
1.7 | Elect Director Jeffrey T. Mezger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Pay For Superior Performance | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
KLA-TENCOR CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.33 Per Share | Management | For | For |
3a | Reelect Franklin Warren McFarlan Director | Management | For | Against |
3b | Reelect Spencer Theodore Fung as Director | Management | For | Against |
3c | Reelect Martin Tang Yue Nien as Director | Management | For | Against |
4 | Authorize Directors' Fees and Additional Remuneration to Non-Executive Directors on Board Committees | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Ele ct Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Manag ement | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 9, 2009 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haythornthwaite | Managem ent | For | Withhold |
1.2 | Elect Director David R. Carlucci | Management | For | Withhold |
1.3 | Elect Director Robert W. Selander | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Michael McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MERCK & CO., INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director Rochelle B. Lazarus | Management | For | For |
10 | Elect Director Carlos E. Represas | Management | For | For |
11 | Elect Director Thomas E. She nk | Management | For | For |
12 | Elect Director Anne M. Tatlock | Management | For | For |
13 | Elect Director Samuel O. Thier | Management | For | For |
14 | Elect Director Wendell P. Weeks | Management | For | For |
15 | Elect Director Peter C. Wendell | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Fix Number of Directors | Management | For | For |
18 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
19 | Require Independent Lead Director | Shareholder | Against | Against |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MERITAGE HOMES CORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L. Ax | Management | For | For |
1.2 | Elect Director Robert G. Sarver | Management | For | For |
1.3 | Elect Director Gerald W. Haddock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Manag ement | For | For |
3 | Ratify Auditors | Management | For | For |
METRO AG MEETING DATE: MAY 13, 2009 | ||||
TICKER: MEO SECURITY ID: D53968125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008; Approve Allocation of Income and Dividends of EUR 1.18 per Ordinary Share and EUR 1.298 per Preference Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 127.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Creation of EUR 225 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Amend Articles Re: Convocation, Participation, Audio and Video Transmission, and Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
10 | Amend Articles Re: Form of Proxy Authorization | Management | For | For |
11 | Approve Affiliation Agreement with Subsidiary METRO Elfte Gesellschaft fuer Vermoegensverwaltung mbH | Management | For | For |
12 | Approve Affiliation Agreement with Subsidiary METRO Zwoelfte Gesellschaft fuer Vermoegensverwaltung mbH | Management | For | For |
MGIC INVESTMENT CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: MTG SECURITY ID: 552848103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl E. Case | Management | For | For |
1. 2 | Elect Director Curt S. Culver | Management | For | For |
1.3 | Elect Director William A. McIntosh | Management | For | For |
1.4 | Elect Director Leslie M. Muma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICROSOFT CORP. MEETING DATE: NOV 19, 2008 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director William H. Gates, III | Management | For | For |
5 | Elect Director Raymond V. Gilmartin | Management | For | For |
6 | Elect Director Reed Hastings | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.2 | Elect Director Frans G. De Cock | Management | For | For |
1.3 | Elect Director Larry W. McCurdy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sex ton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Director D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NATIONAL SEMICONDUCTOR CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian L. Halla | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director John T. Dickson | Management | For | For |
6 | Elect Director Robert J. Frankenberg | Management | For | For |
7 | Elect Director Modesto A. Maidique | Management | For | For |
8 | Elect Di rector Edward R. McCracken | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve C HF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NICE-SYSTEMS LTD. MEETING DATE: JUL 29, 2008 | ||||
TICKER: NICE SECURITY ID: 653656108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ron Gutler as Director | Management | For | For |
2 | Elect Joseph Atzmon as Director | Management | For | For |
3 | Elect Rimon Ben-Shaoul as Director | Management | For | For |
4 | Elect Yoseph Dauber as Director | Management | For | For |
5 | Elect John Hughes as Director | Management | For | For |
6 | Elect David Kostman as Director | Management | For | For |
7 | Approve Remuneration of Directors, Excluding External Directors | Management | For | For |
8 | Approve Remuneration of Directors, Including External Directors | Management | For | For |
9 | Approve Special Annual Fee to th e Chairman of the Board | Management | For | For |
10 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Mana gement | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 18, 2009 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | For |
1.7 | Elect Director John D. Kasarda, Ph.D. | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNOVA SOLUTIONS INC. MEETING DATE: MAR 18, 2009 | ||||
TICKER: OMN SECURITY ID: 682129101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. McMullen | Management | For | Withhold |
1.2 | Elect Director Larry B. Porcellato | Managemen t | For | Withhold |
1.3 | Elect Director Robert A. Stefanko | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PEPSICO, INC. M EETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Shareholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PETROHAWK ENERGY CORPORATION MEETING DATE: JU N 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Manageme nt | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director M. Anthony Burns | Management | For | For |
1.4 | Elect Director Robert N. Burt | Management | For | For |
1.5 | Elect Director W. Don Cornwell | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Jeffrey B. Kindler | Management | For | For |
1.10 | Elect Director George A. Lorch | Management | For | For |
1.11 | Elect Director Dana G. Mead | Management | For | For |
1.12 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.13 | Elect Director Stephen W. Sanger | Management | For | For |
1.14 | Elect Director William C. Steere, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Limit/Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director J. Dudley Fishburn | Management | For | For |
1.5 | Elect Director Graham Mackay | Management | For | For |
1.6 | Elect Director Sergio Marchionne | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Carlos Slim H elu | Management | For | For |
1.9 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Man agement | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownershi p Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
Q-CELLS SE MEETING DATE: JUN 18, 2009 | ||||
TICKER: QCE SECURITY ID: D6232R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.03 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Amendment of Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8.1 | Reelect Marcel Brenninkmeijer to the Supervisory Board | Management | For | For |
8.2 | Elect Joerg Harms to the Supervisory Board | Management | For | For |
8.3 | Reelect Richard Kauffmann to the Supervisory Board | Management | For | For |
8.4 | Elect Andrew Lee to the Supervisory Board | Management | For | For |
8.5 | Reelect Christian Reitberger to the Supervisory Board | Management | For | For |
8.6 | Reelect Frauke Vogler to the Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Creation of EUR 54.5 Million Pool of Capital without Pree mptive Rights | Shareholder | For | For |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | F or | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13 , 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Dir ector Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RADIAN GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: RDN SECURITY ID: 750 236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert Wender | Management | For | For |
2 | Elect Director David C. Carney | Management | For | For |
3 | Elect Director Howard B. Culang | Management | For | For |
4 | Elect Director Stephen T. Hopkins | Management | For | For |
5 | Elect Director Sanford A. Ibrahim | Management | For | For |
6 | Elect Director James W. Jennings | Management | For | For |
7 | Elect Director Ronald W. Moore | Management | For | For |
8 | Elect Director Jan Nicholson | Management | For | For |
9 | Elect Director Robert W. Richards | Management | For | For |
10 | Elect Director Anthony W. Schweiger | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
RALCORP HOLDINGS, INC. MEETING DATE: JAN 27, 2009 | ||||
TICKER: RAH SECURITY ID: 751028101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vo te Cast |
1.1 | Elect Director David R. Banks | Management | For | For |
1.2 | Elect Director Jack W. Goodall | Management | For | For |
1.3 | Elect Director Joe R. Micheletto | Management | For | For |
1.4 | Elect Director David P. Skarie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RAYTHEON CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Directo r Frederic M. Poses | Management | For | For |
4 | Elect Director Michael C. Ruettgers | Management | For | For |
5 | Elect Director Ronald L. Skates | Management | For | For |
6 | Elect Director William R. Spivey | Management | For | For |
7 | Elect Director Linda G. Stuntz | Management | For | For |
8 | Elect Director William H. Swanson | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Gimbel | Management | For | For |
1.2 | Elect Director Douglas M. Hayes | Management | For | For |
1.3 | Elect Director Franklin R. Johnson | Management | For | For |
1.4 | Elect Director Leslie A. Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
& nbsp; | ||||
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RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas A. Cooper as Director | Management | For | For |
1.2 | Elect Neill A. Currie as Director | Management | For | For |
1.3 | Elect W. James MacGinnitie as Director | Management | For | For |
2 | Appoint the Firm of Ernst & Young, Ltd to Serve as Auditors for the 2009 Fiscal Year Until the 2010 AGM and Authorize Board to Fix Their Remuneration | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Morten Arntzen | Management | For | For |
1.2 | Director Bernard W. Aronson | Management | For | For |
1.3 | Director Richard D. Fain | Management | For | For |
2 | To Give The Board Of Directors Discretion To Delist Thecompany S Common Stock From The Oslo Stock Exchange. | Management | For | For |
3 | Ratification Of Appointment Of Pricewaterhousecoopers Llp Asthe Company's Independent Registered Certified Public Accounting Firm For 2009. | Management | For | For |
4 | The Shareholder Proposal Set For th In The Accompanying Proxystatement. | Shareholder | Against | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 19, 2009 | ||||
TICKER: RDS.B SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Simon Henry as Director | Management | For | For |
4 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
5 | Re-elect Wim Kok as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jorma Ollila as Director | Management | For | For |
8 | Re-elect Jeroen van der Veer as Director | Management | For | For |
9 | Re-elect Hans Wijers as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Management | For | For |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Management | For | For |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RYLAND GROUP, INC., THE MEETING DATE: APR 29, 2009 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Chad Dreier | Management | For | For |
1.2 | Elect Director Leslie M. Frecon | Management | For | For |
1.3 | Elect Director Roland A. Hernandez | Management | For | For |
1.4 | Elect Director William L. Jews | Management | For | For |
1.5 | Elect Director Ned Mansour | Management | F or | For |
1.6 | Elect Director Robert E. Mellor | Management | For | For |
1.7 | Elect Director Norman J. Metcalfe | Management | For | For |
1.8 | Elect Director Charlotte St. Martin | Management | For | For |
2 | Approve Stock Ownership Limitations | Management | For | For |
3 | Approve Shareholder Rights P lan (Poison Pill) | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change in Control) to shareholder Vote | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Craig Conway | Management | For | For |
1.3 | Elect Director Alan Hassenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal N o | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig Ramsey | Management | For | For |
1.2 | Elect Director Sanford Robertson | Management | For | For |
1.3 | Elect Director Maynard Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED TH AT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Direc tor Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as Director | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SI SECURITY ID: 826197501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROPRIATION OF NET INCOME | Management | For | For |
2 | POSTPON EMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: RUDI LAMPRECHT (UNTIL 31.12.2007) | Management | For | For |
3 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: JURGEN RADOMSKI (UNTIL 31.12.2007) | Management | For | For |
4 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. SHAREF (UNTIL 31.12.2007) | Management | For | For |
5 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: KLAUS WUCHERER (UNTIL 31.12.200 7) | Management | For | For |
6 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER LOSCHER | Management | For | For |
7 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | Management | For | For |
8 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HEINRICH HIESINGER | Management | For | For |
9 | RATIFICATION OF THE ACTS OF TH E OTHER MANAGING BOARD MEMBER: JOE KAESER | Management | For | For |
10 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) | Management | For | For |
11 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | Management | For | For |
12 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: ERICH R. REINHARDT (UNTIL 30.04.2008) | Management | For | For |
13 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HERMANN REQUARDT | Management | For | For |
14 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF 01.01.2008) | Management | For | For |
15 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER Y. SOLMSSEN | Management | For | For |
16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | Management | For | For |
17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN | Management | For | For |
18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | Management | For | For |
19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | Management | For | For |
20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA (AS OF 24.01.2008) | Management | For | For |
21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD BIELETZKI (UNTIL 03.12.2007) | Management | For | For |
22 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN (AS OF 24.01.2008) | Management | For | For |
23 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHN DAVID COOMBE (UNTIL 24.01.2008) | Management | For | For |
24 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HILDEGARD CORNUDET (UNTIL 24.01.2008) | Management | For | For |
25 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN (AS OF 24.01.2008) | Management | For | For |
26 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL (AS OF 24.01.2008) | Management | For | For |
27 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT GRUBE (UNTIL 24.01.2008) | Management | For | For |
28 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS (AS OF 24.01.2008) | Management | For | For |
29 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | Management | For | For |
30 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK | Management | For | For |
31 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERTHOLD HUBER | Management | For | For |
32 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN (AS OF 24.01.2008) | Management | For | For |
33 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WALTER KROLL (UNTIL 24.01.2008) | Management | For | For |
34 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | Management | For | For |
35 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL MIROW (UNTIL 24.01.2008) | Management | For | For |
36 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS (AS OF 24.01.2008) | Management | For | For |
37 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | Management | For | For |
38 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: THOMAS RACKOW (UNTIL 24.01.2008) | Management | For | For |
39 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON (AS OF 24.01.2008) | Management | For | For |
40 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | Management | For | For |
41 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALBRECHT SCHMIDT (UNTIL 24.01.2008) | Management | For | For |
42 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | Management | For | For |
43 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG (AS OF 24.01.2008) | Management | For | For |
44 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER VON SIEMENS (UNTIL 24.01.2008) | Management | For | For |
45 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JERRY I. SPEYER (UNTIL 24.01.2008) | Management | For | For |
46 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN (AS OF 24.01.2008) | Management | For | For |
47 | RATIFICATION OF THE ACTS OF TH E SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | Management | For | For |
48 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For |
49 | ACQUISITION AND USE OF SIEMENS SHARES | Management | For | For |
50 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF SIEMENS SHARES | Management | For | For |
51 | CREATION OF AN AUTHORIZED CAPITAL 2009 | Manage ment | For | For |
52 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2009 | Management | For | For |
53 | ADJUSTMENTS TO THE SUPERVISORY BOARD REMUNERATION | Management | For | For |
54 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO ELECTIONS | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SPX CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Kearny | Management | For | For |
1.2 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | Fo r |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STATE STREET CORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C. LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compe nsation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Manage ment | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Plan Of Arrangement Under Section 192 Of The Canada Business Corporation Act Providing For The Amalgamation Of Suncor Energy Incorporation And Petro-canada, As Specified | Management | For | For |
2 | Adopt A Stock Option Plan By The Corporation Formed By The Amalgamation Of Suncor Energy Incorporation And Petro-c anada Pursuant To The Arrangement, Conditional Upon The Arrangement Becoming Effective | Management | For | Against |
3 | Elect Mr. Mel E. Benson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
4 | Elect Mr. Brian A. Canfield As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
5 | Elect Mr. Bryan P. Davies As A Director Of Suncor To Hold Office Until The Ea rlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
6 | Elect Mr. Brian A. Felesky As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
7 | Elect Mr. John T. Ferguson As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
8 | Elect Mr. W. Douglas Ford As A Director Of Suncor To Hold Office Until The Earlier Of The Com pletion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
9 | Elect Mr. Richard L. George As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
10 | Elect Mr. John R. Huff As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
11 | Elect Ms. M. Ann Mccaig As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arra ngement And The Close Of The Next Agm | Management | For | For |
12 | Elect Mr. Michael W. O Brien As A Director Of Suncor To Hold Office Until Theearlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
13 | Elect Ms. Eira M. Thomas As A Director Of Suncor To Hold Office Until The Earlier Of The Completion Of The Arrangement And The Close Of The Next Agm | Management | For | For |
14 | Re-appoint Pricewaterhousecoopers Llp As The Auditor Of Suncor Energy Incorporation Until The Earlier Of The Completion Of The Arrangement And The Close Ofthe Next Agm | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alston D. Correll | Management | For | For |
1.2 | Elect Director Patricia C. Frist | Management | For | For |
1.3 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director M. Douglas Ivester | Management | For | For |
1.6 | Elect Director G. Gilmer Minor, III | Management | For | For |
1.7 | Elect Director James M. Wells III | Management | For | For |
1.8 | Elect Director Karen Hastie Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSMWF SECURITY ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve to Amend the Company's Internal Policies | Management | For | For |
4.1 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
4.2 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Elect Morris Chang, ID No. 4515 as Director | Management | For | Against |
5.2 | Elect F.C. Tseng, ID No. 104 as Director | Management | For | Against |
5.3 | Elect Rick Tsai, ID No. 7252 as Director | Management | For | Against |
5.4 | Elect Tain-Jy Chen (Representative of National Development Fund, Executive Yuan), ID No. 1 as Director | Management | For | Against |
5.5 | Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director | Management | For | For |
5.6 | Elect Stan Shih, ID No. 534770 as Independent Director | Management | For | For |
5.7 | Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director | Management | For | For |
5.8 | Elect Thomas J. Engibous, ID No . 135021464 as Independent Director | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM &nbs p; SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Managem ent | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | Director Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomo n D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recom mendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | F or | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to R atify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol e Black | Management | For | Against |
2 | Elect Director Glenn A. Britt | Management | For | Against |
3 | Elect Director Thomas H. Castro | Management | For | Against |
4 | Elect Director David C. Chang | Management | For | Against |
5 | Elect Director James E. Copeland, Jr. | Management | For | Against |
6 | Elect Director Peter R. Haje | Management | For | Against |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | Against |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | Against |
10 | Elect Director Wayne H. Pace | Management | For | Against |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TIME WARNER INC MEETING DATE: JAN 16, 2009 | ||||
TICKER: TWX SECURITY ID: 887317105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
&nb sp; | ||||
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TIME WARNER INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert M. Allison, Jr. | Management | For | Against |
1.2 | Elect Director James L. Barksdale | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Frank J. Caufield | Management | For | For |
1.6 | Elect Director Robert C. Clark | M anagement | For | For |
1.7 | Elect Director Mathias Dopfner | Management | For | For |
1.8 | Elect Director Jessica P. Einhorn | Management | For | For |
1.9 | Elect Director Michael A. Miles | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TIMMINCO LIMITED MEETING DATE: MAY 15, 2009 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal N o | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Heinz C. Schimmelbusch As A Director Of The Corporation | Management | For | For |
2 | Elect Mr. Arthur R. Spector As A Director Of The Corporation | Management | For | For |
3 | Elect Mr. John C. Fox As A Director Of The Corporation | Management | For | For |
4 | Elect Mr. John W. W. Hick As A Director Of The Corporation | Management | For | For |
5 | Elect Mr. Jack L. Messman As A Director Of The Corporation | Management | For | For |
6 | Elect Mr. Michael D. Winfield As A Director Of The Corporation | Management | For | For |
7 | Elect Mr. Mickey M. Yaksich As A Director Of The Corporation | Management | For | For |
8 | Approve Auditors and Au thorize Board to Fix Their Remuneration | Management | For | For |
9 | Amend Stock Option Plan | Management | For | Against |
TOLL BROTHERS, INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: TOL SECURI TY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Blank | Management | For | For |
1.2 | Elect Director Roger S. Hillas | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajor ity Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | F or | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Direct or Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 2, 2009 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine, M.D. | Management | For | For |
9 | E lect Director Gail R. Wilensky, Ph.D. | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | F or |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Manage ment | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | R atify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | A gainst |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 26, 2009 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Joergen Rasmussen as Director | Management | For | Did Not Vote |
4e | Reelect Joern Ankaer Thomsen as Director | Management | For | Did Not Vote |
4f | Reelect Kurt Anker Nielsen as Director | Management | For | Did Not Vote |
4g | Elect Haakan Eriksson as New Director | Management | For | Did Not Vote |
4h | Elect Ola Rollen as New Director | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
5b | Ratify KPMG as Auditor | Management | For | Did Not Vote |
6.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
6.2 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
7 | Other Business (Non-Voting) | Management | None | Did Not Vote |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VMWARE INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recom mendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis E. Logue | Management | For | For |
1.2 | Elect Director Ronald C. Reimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superio r Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALGREEN CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Foote | Management | For | For |
1.2 | Elect Director Mark P. Frissora | Management | For | For |
1.3 | Elect Director Alan G. Mcnally | Management | For | For |
1.4 | Elect Director Cordell Reed | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Marilou M. Von Ferstel | Management | For | For |
1.10 | Elect Director Charles R. Walgreen III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did No t Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WELLPOINT, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr., M.D. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Julie A. Hill | Management | For | For |
5 | Elect Director Ramiro G. Peru | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCURIDE CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: AURD SECURITY ID: 004398103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Dalton | Management | For | For |
1.2 | Elect Director John D. Durrett, Jr. | Management | For | For |
1.3 | Elect Director Donald T. Johnson, Jr. | Management | For | For |
1.4 | Elect Director William M. Lasky | Management | For | For |
1.5 | Elect Director Charles E. Mitchell Rentschler | Management | For | For |
1.6 | Elect Director Donald C. Roof | Management | For | For |
2 | Ratify Auditors | Manageme nt | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
ACUITY BRANDS, INC. MEETING DATE: JAN 8, 2009 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director John L. Clendenin | Management | For | For |
1.3 | Elect Director Ray M. Robinson | Management | For | For |
1.4 | Elect Director Gordon D. Harnett | Management | For | For |
1.5 | Elect Director George C. (jack) Guynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AEGEAN MARINE PETROLEUM NETWORK INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANW SECURITY ID: Y0017S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Abel L. Rasterhoff as a Director | Management | For | Withhold |
1.2 | Elect George Konomos as a Director | Management | For | Withhold |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Managemen t | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Director Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Director Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AIRTRAN HOLDINGS, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey T. Crowley | Management | For | For |
1.2 | Elect Director Don L. Chapman | Management | For | For |
1.3 | Elect Director Lewis H. Jordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: MAY 29, 2009 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statuto ry Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Ratify Appointment of Phillipe Camus as Director | Management | For | For |
5 | Ratify Appointment of Ben Verwaayen as Director | Management | For | For |
6 | Ratify Appointment of Stuart E. Eizenstat as Director | Management | For | For |
7 | Ratify Appointment of Louis R. Hughes as Director | Management | For | For |
8 | Ratify Appointment of Jean C. Monty as Director | Management | For | For |
9 | Ratify Appointment of Olivier Piou as Director | Management | For | For |
10 | Reelect Sylvia Jay as Director | Management | For | For |
11 | Reelect Jean-Cyril Spinetta as Director | Management | For | For |
12 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transaction | Management | For | For |
13 | Approve Transaction with Philippe Camus Re: Benefits of Free Shares Granted | Management | For | For |
14 | Approve Transaction with Ben Verwaay en Re: Benefits of Free Shares and Stock Options Granted | Management | For | For |
15 | Approve Transaction with Ben Verwaayen Re: Pension Benefits | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of E quity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.350 Million | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Set Global Limit for Capital Increase to Result from Issuance Requests under Items 18 to 20 at EUR 2.270 Million | Management | For | For |
22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | Against |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
25 | Amendments or new resolutions proposed at the meeting | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ANR &n bsp; SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Ellen Bowers | Management | For | For |
1.2 | Elect Director John S. Brinzo | Management | For | For |
1.3 | Elect Director Hermann Buerger | Management | For | For |
1.4 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.6 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.7 | Elect Director John W. Fox, Jr. | Management | For | For |
1.8 | Elect Director Michael J. Quillen | Management | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN SCIENCE AND ENGINEERING, INC. MEETING DATE: SEP 11, 2008 | ||||
TICKER: ASEI SECURITY ID: 029429107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony R. Fabiano | Management | For | Withhold |
1.2 | Elect Director Denis R. Brown | Management | For | Withhold |
1.3 | Elect Director Roger P. Heinisch | Management | For | Withhold |
1.4 | Elect Director Hamilton W. Helmer | Management | For | Withhold |
1.5 | Elect Director Ernest J. Moniz | Management | For | Withhold |
1.6 | Elect Director Mark Thompson | Management | For | Withhold |
1.7 | Elect Director Carl W. Vogt | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director John T. Kim | Management | For | For |
1.5 | Elect Director Stephen G. Newberry | Management | For | For |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMR CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: AMR SECURITY ID: 001765106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard J. Arpey | Management | For | For |
1.2 | Elect Director John W. Bachmann | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Armando M. Codina | Management | For | For |
1.5 | Elect Director Rajat K. Gupta | Management | For | For |
1.6 | Elect Director Alberto Ibarguen | Management | For | For |
1.7 | Elect Director Ann M. Korologos | Management | For | For |
1.8 | Elect Director Michael A. Miles | Management | For | For |
1.9 | Elect Director Philip J. Purcell | Management | For | For |
1.10 | Elect Director Ray M. Robinson | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Roger T. Staubach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ARCH CHEMICALS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: ARJ SECURITY ID: 03937R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Powell | Management | For | Withhold |
1.2 | Elect Director Daniel S. Sanders | Management | For | Withhold |
1.3 | Elect Director Janice J. Teal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elect Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | Withhold |
1.2 | Elect Director Jon A. Boscia | Management | For | Withhold |
1.3 | Elect Director James J. Gaffney | Management | For | Withhold |
1.4 | Elect Director Robert C. Garland | Management | For | Withhold |
1.5 | Elect Director Judith R. Haberkorn | Management | For | Withhold |
1.6 | Elect Director Michael D. Lockhart | Management | For | Withhold |
1.7 | Elect Director James J. O'Connor | Management | For | Withhold |
1.8 | Elect Director Russell F. Peppet | Management | For | Withhold |
1.9 | Elect Director Arthur J. Pergament | Management | For | Withhold |
1.10 | Elect Director John J. Roberts | Management | For | Withhold |
1.11 | Elect Director A. M. Sanders, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 29, 2009 | ||||
TICKER: ASH &n bsp;SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Hale | Management | For | Withhold |
1.2 | Elect Director Vada O. Manager | Management | For | Withhold |
1.3 | Elect Director George A Schaefer, Jr. | Management | For | Withhold |
1.4 | Elect Director John F. Turner | Management | For | Withhold |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Bass | Management | For | For |
1.2 | Elect Director Crawford W. Beveridge | Management | For | For |
1.3 | Elect Director J. Hallam Dawson | Management | For | For |
1.4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
1.5 | Elect Director Sean M. Maloney | Management | For | For |
1.6 | Elect Director Elizabeth A. Nelson | Management | For | For |
1.7 | Elect Director Charles J. Robel | Management | For | For |
1.8 | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BADGER METER, INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: BMI SECURITY ID: 056525108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Dix | Management | For | For |
1.2 | Elect Director Thomas J. Fischer | Management | For | For |
1.3 | Elect Director Kenneth P. Manning | Management | For | For |
1.4 | Elect Director Richard A. Meeusen | Management | For | For |
1.5 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.6 | Elect Director Andrew J. Policano | Management | For | For |
1.7 | Elect Director Steven J. Smith | Management | For | For |
1.8 | Elect Director John J. Stollenwerk | Management | For | For |
BALDOR ELECTRIC CO. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BEZ SECURITY ID: 057741100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merlin J. Augustine, Jr. | Management | For | For |
1.2 | Elect Director John A. McFarland | Management | For | For |
1.3 | Elect Director Robert L. Proost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
BALLY TECHNOLOGIES, INC MEETING DATE: DEC 10, 2008 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Guido | Management | For | Withhold |
1.2 | Elect Director Kevin Verner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BASIC ENERGY SERVICES, INC MEETING DATE: JUL 15, 2008 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BECKMAN COULTER, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: BEC SECURITY ID: 075811109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Dervan | Management | For | Withhold |
1.2 | Elect Director Scott Garrett | Management | For | Withhold |
1.3 | Elect Director Susan Nowakowski | Management | For | Withhold |
1.4 | Elect Director Glenn S. Schafer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BELDEN, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKE R: BDC SECURITY ID: 077454106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Aldrich | Management | For | Withhold |
1.2 | Elect Director Lorne D. Bain | Management | For | Withhold |
1.3 | Elect Director Lance C. Balk | Management | For | Withhold |
1.4 | Elect Director Judy L. Brown | Management | For | Withhold |
1.5 | Elect Director Bryan C. Cressey | Management | For | Withhold |
1.6 | Elect Director Glenn Kalnasy | Management | For | Withhold |
1.7 | Elect Director Mary S. McLeod | Management | For | Withhold |
1.8 | Elect Director John M. Monter | Manageme nt | For | Withhold |
1.9 | Elect Director Bernard G. Rethore | Management | For | Withhold |
1.10 | Elect Director John S. Stroup | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Bernee D.l. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINK'S HOME SECURITY HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CFL SECURITY ID: 109699108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allen | Management | For | For |
1.2 | Elect Director Michael S. Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKS COMPANY, THE MEETING DATE: MAY 1, 2009 | ||||
TICKER: BCO SECURITY ID: 109696104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dire ctor Roger G. Ackerman | Management | For | Withhold |
1.2 | Elect Director Betty C. Alewine | Management | For | Withhold |
1.3 | Elect Director Michael J. Herling | Management | For | For |
1.4 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.5 | Elect Director Robert J. Strang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Charles D. Ferris | Management | For | For |
1.3 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.4 | Elect Director John R. Ryan | Management | For | For |
1.5 | Elect Director Vincent Tese | Management | For | For |
1.6 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 19, 2008 | ||||
TICKER: CAI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gregory G. Johnson | Management | For | For |
1.4 | Elect Director Richard L. Leatherwood | Management | For | For |
1.5 | Elect Director J. Phillip London | Management | For | For |
1.6 | Elect Director Michael J. Mancuso | Management | For | For |
1.7 | Elect Director James L. Pavitt | Management | For | For |
1.8 | Elect Director Warren R. Phillips | Management | For | For |
1.9 | Elect Director Charles P. Revoile | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CALLAWAY GOLF CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: ELY SECURITY ID: 131193104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Fellows | Management | For | Withhold |
1.2 | Elect Director Samuel H. Armacost | Management | For | Withhold |
1.3 | Elect Director Ronald S. Beard | Management | For | Withhold |
1.4 | Elect Director John C. Cushman, III | Management | For | Withhold |
1.5 | Elect Director Yotaro Kobayashi | Management | For | Withhold |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Richard L. Rosenfield | Management | For | Withhold |
1.8 | Elect Director Anthony S. Thornley | Management | Fo r | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CALPINE CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | Withhold |
1.2 | Elect Director Jack A. Fusco | Management | For | Withhold |
1.3 | Elect Director Robert C. Hinckley | Management | For | Withhold |
1.4 | Elect Director David C. Merritt | Management | For | Withhold |
1.5 | Elect Director W. Benjamin Moreland | Management | For | Withhold |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | Withhold |
1.8 | Elect Director William J. Patterson | Management | For | Withhold |
1.9 | Elect Director J. Stuart Ryan | Management | For | Withhold |
2 | Establish Range For Board Size | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvin C. Payne | Management | For | Withhold |
1.2 | Elect Director Richard W. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CENTENNIAL COMMUNICATIONS CORP MEETING DATE: SEP 25, 2008 | ||||
TICKER: CYCL SECURITY ID: 15133V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren C. Battistoni | Management | For | For |
1.2 | Elect Director Michael R. Coltrane | Management | For | For |
1.3 | Elect Director Anthony J. De Nicola | Management | For | For |
1.4 | Elect Director Thomas E. McInerney | Management | For | For |
1.5 | Elect Director John J. Mueller | Management | For | For |
1.6 | Elect Director James P. Pellow | Management | For | For |
1.7 | Elect Director Raymond A. Ranelli | Managemen t | For | For |
1.8 | Elect Director Scott N. Schneider | Management | For | For |
1.9 | Elect Director Michael J. Small | Management | For | For |
1.10 | Elect Director Paul H. Sunu | Management | For | For |
1.11 | Elect Director J. Stephen Vanderwoude | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CENTENNIAL COMMUNICATIONS CORP MEETING DATE: FEB 24, 2009 | ||||
TICKER: CYCL SECURITY ID : 15133V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
; | ||||
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CENVEO INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CVO SECURITY ID: 15670S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
1.3 | Elect Director Leonard C. Green | Management | For | For |
1.4 | Elect Director Dr. Mark J. Griffin | Management | For | For |
1.5 | Elect Director Robert B. Obernier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amen d Omnibus Stock Plan | Management | For | Against |
CERNER CORPORATION MEETING DATE: MAY 22, 2009 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford W Illig | Management | For | For |
1.2 | Elect Director William B Neaves, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vahe A. Dombalagian | Management | For | For |
1.2 | Elect Director Peter R. Ezersky | Management | For | For |
1.3 | Elect Director Carlos M. Sepulveda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIT GROUP INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect Director Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M. Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | Elect Director Seymour Sternberg | Management | For | Against |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect Director Lois M. Van Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
CLEAN HARBORS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. McKim | Management | For | For |
1.2 | Elect Director John T. Preston | Management | For | For |
1.3 | Elect Director Lorne R. Waxlax | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
CLIFFS NATURAL RESOURCES INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CLF SECURITY ID: 18683K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.C. Cambre | Management | For | Withhold |
1.2 | Elect Director J.A. Carrabba | Management | For | Withhold |
1.3 | Elect Director S.M. Cunningham | Management | For | Withhold |
1.4 | Elect Director B.J. Eldridge | Management | For | Withhold |
1.5 | Elect Director S.M. Green | Management | For | Withhold |
1.6 | Elect Director J.D. Ireland III | Management | For | Withhold |
1.7 | Elect Director F.R. McAllister | Management | For | Withhold |
1.8 | Elect Director R. Phillips | Management | For | Withhold |
1.9 | Elect Director R.K. Riederer | Management | For | Withhold |
1.10 | Elect Director A. Schwartz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CMS ENERGY CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director David W. Joos | Management | For | For |
1.5 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.6 | Elect Director Michael T. Monahan | Management | For | For |
1.7 | Elect Director Joseph F. Paquette, Jr. | Management | For | For |
1.8 | Elect Director Percy A. Pierre | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Kenneth Whipple | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
COACH, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | Withhold |
1.2 | Elect Director Susan Kropf | Management | For | Withhold |
1.3 | Elect Director Gary Loveman | Management | For | Withhold |
1.4 | Elect Director Ivan Menezes | Management | For | Withhold |
1.5 | Elect Director Irene Miller | Management | For | Withhold |
1.6 | Elect Director Keith Monda | Management | For | Withhold |
1.7 | Elect Director Michael Murphy | Management | For | Withhold |
1.8 | Elect Director Jide Zeitlin | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
COGENT INC MEETING DATE: JUL 24, 2008 | ||||
TICKER: COGT SECURITY ID: 19239Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Manageme nt | For | For |
1.2 | Elect Director John C. Bolger | Management | For | For |
1.3 | Elect Director John P. Stenbit | Management | For | For |
1.4 | Elect Director Kenneth R. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COMCAST CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Dr. Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | Against |
5 | Amend Stock Option Plan | Management | For | For |
6 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | Shareholder | Against | Agains t |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Adopt a Recapitalization Plan | Shareholder | Against | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING D ATE: MAY 19, 2009 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Clerico | Management | For | Against |
2 | Elect Director Julia B. North | Management | For | Against |
3 | Elect Director Wayne T. Smith | Management | For | Against |
4 | Elect Director James S. Ely, III | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Manageme nt Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election o f Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER : CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis Aranguren-Trellez | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director William S. Norman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TIC KER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | Withhold |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | Withhold |
1.3 | Elect Director Robert E. Garrison II | Management | For | Withhold |
1.4 | Elect Director John P. Kelly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CYPRESS SEMICONDUCTOR CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director Evert van de Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
DAIMLER AG MEETING DATE: APR 8, 2009 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8.1 | Elect Gerard Kleisterlee to the Supervisory Board | Management | For | Did Not Vote |
8.2 | Reelect Manfred Schneider to the Supervisory Board | Management | For | Did Not Vote |
8.3 | Elect Lloyd Trotter to the Supervisory Board | Management | For | Did Not Vote |
8.4 | Reelect Bernhard Walter to the Supervisory Board | Management | For | Did Not Vote |
8.5 | Reelect Lynton Wilson to the Supervisory Board | Management | For | Did Not Vote |
9 | Approve Affiliation Agreements with EvoBus GmbH | Management | For | Did Not Vote |
10 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | Did Not Vote |
11 | Approve Creation of EUR 1 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
12 | Counter Motion A | Shareholder | Against | Did Not Vote |
13 | Counter Motion B | Shareholder | Against | Did Not Vote |
14 | Counter Motion C | Shareholder | Against | Did Not Vote |
DARLING INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DAR SECURITY ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall C. Stuewe | Management | For | Against |
2 | Elect Director O. Thomas Albrecht | Management | For | Against |
3 | Elect Director C. Dean Carlson | Management | For | Against |
4 | Elect Director Marlyn Jorgensen | Management | For | Against |
5 | Elect Director John D. March | Management | For | Against |
6 | Elect Director Charles Macaluso | Management | For | Against |
7 | Elect Director Michael Urbut | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
D AVITA INC. MEETING DATE: JUN 15, 2009 | ||||
TICKER: DVA SECURITY ID: 23918K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles G. Berg | Management | For | Against |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | Against |
1.3 | Elect Director Paul J. Diaz | Management | For | Against |
1.4 | Elect Director Peter T. Grauer | Management | For | Against |
1.5 | Elect Director John M. Nehra | Management | For | Against |
1.6 | Elect Director William L. Roper | Management | For | Against |
1.7 | Elect Director Kent J. Thiry | Management | For | Against |
1.8 | Elect Director Roger J. Valine | Management | For | Against |
1.9 | Elect Director Richard C. Vaughan | Management | For | Against |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DDI CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DDIC SECURITY ID: 233162502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Amman | Management | For | For |
1.2 | Elect Director Jay B. Hunt | Management | For | For |
1.3 | Elect Director Andrew E. Lietz | Management | For | For |
1.4 | Elect Director Bryant R. Riley | Management | For | For |
1.5 | Elect Director Steven C. Schlepp | Management | For | For |
1.6 | Elect Director Carl R. Vertuca, Jr. | Management | For | For |
1.7 | Elect Director Mikel H. Williams | Management | For | For |
DEALERTRACK HOLDINGS INC MEETING DATE: JUN 17, 2009 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Foy | Management | For | For |
1.2 | Elect Director Howard L. Tischler | Management | For | For |
1.3 | Elect Director James David Power III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
DEAN FOODS COMPANY MEETI NG DATE: MAY 21, 2009 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet Hill | Management | For | For |
1.2 | Elect Director Hector M. Nevares | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
; | ||||
---|---|---|---|---|
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DELUXE CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: DLX SECURITY ID: 248019101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
1.2 | Elect Director Charles A. Haggerty | Management | For | For |
1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.4 | Elect Director Don J. McGrath | Management | For | For |
1.5 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
1.6 | Elect Director Neil J. Metviner | Management | For | For |
1.7 | Elect Director Stephen P. Nachtsheim | Manage ment | For | For |
1.8 | Elect Director Mary Ann O'Dwyer | Management | For | For |
1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
1.10 | Elect Director Lee J. Schram | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIANA SHIPPING INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DSX SECURITY ID: Y2066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a. | Elect Simeon P. Palios as Director | Management | For | For |
1.b. | Elect Anastassis C. Margaronis as Director | Management | For | For |
1.c. | Elect Ioannis G. Zafirakis as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) as Auditors | Management | For | For |
DOMINOS PIZZA INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director Mark E. Nunnelly | Management | For | For |
1.3 | Elect Director Diana F. Cantor | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DOMTAR CORP. MEETING DATE: MAY 29, 2009 | ||||
TICKER: UFS SECURITY ID: 257559104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack C. Bingleman | Management | For | For |
1.2 | Elect Director Louis P. Gignac | Management | For | For |
1.3 | Elect Director Harold H. MacKay | Management | For | For |
1.4 | Elect Director W. Henson Moore | Management | For | For |
1.5 | Elect Director William C. Stivers | Management | For | For |
1.6 | Elect Director Richard Tan | Management | For | For |
1.7 | Elect Director John D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | Against |
DYNAMIC MATERIALS CORP. MEETING DATE: JUN 4, 2009 | ||||
TICKER: BOOM SECURITY ID: 267888105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean K. Allen | Management | For | For |
1.2 | Elect Director Yvon Pierre Cariou | Management | For | For |
1.3 | Elect Director Bernard Hueber | Management | For | For |
1.4 | Elect Director Gerard Munera | Management | For | For |
1.5 | Elect Director Richard P. Graff | Management | For | For |
1.6 | Elect Director Rolf Rospek | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DYNEGY, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: DYN SECURITY ID: 26817G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Biegler | Management | For | For |
1.2 | Elect Director Thomas D. Clark, Jr. | Management | For | For |
1.3 | Elect Director Victor E. Grijalva | Management | For | For |
1.4 | Elect Director Patricia A. Hammick | Management | For | For |
1.5 | Elect Director George L. Mazanec | Management | For | For |
1.6 | Elect Director Howard B. Sheppard | Management | For | For |
1.7 | Elect Director William L. Trubeck | Management | For | For |
1.8 | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
EL PASO CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: EP SECURITY ID: 28336L 109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juan Carlos Braniff | Management | For | For |
1.2 | Elect Director James L. Dunlap | Management | For | For |
1.3 | Elect Director Douglas L. Foshee | Management | For | For |
1.4 | Elect Director Robert W. Goldman | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Thomas R. Hix | Management | For | For |
1.7 | Elect Director Ferrell P. McClean | Management | For | For |
1.8 | Elect Director Steven J. Shapiro | Management | For | For |
1.9 | Elect Director J. Michael Talbert | Management | For | For |
1.10 | Elect Director Robert F. Vagt | Management | For | Against |
1.11 | Elect Director John L. Whitmire | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
P roposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director W. Paul Fitzgerald | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elec t Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Permit Right to Call Special Meeting | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EMERSON ELECTRIC CO. MEETING DATE: FEB 3, 2009 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.A. Busch III | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director H. Green | Management | For | For |
1.4 | Elect Director W.R. Johnson | Management | For | For |
1.5 | Elect Director J.B. Menzer | Management | For | For |
1.6 | Elect Director V.R. Loucks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXCEL MARITIME CARRIERS LTD (FRMRLY. B + H MARITIME) MEETING DATE: SEP 15, 2008 | ||||
TICKER: EXM SECURITY ID: V3267N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | PROPOSAL TO APPROVE THE AMENDMENT TO ARTICLE TWELFTH OF THE AMENDED AND RESTATED ARTICLE S OF INCORPORATION. | Management | For | For |
2.1 | ELECT DIRECTOR GABRIEL PANAYOTIDES | Management | For | For |
2.2 | ELECT DIRECTOR STAMATIS MOLARIS | Management | For | For |
2.3 | ELECT DIRECTOR HANS J. MENDE | Management | For | For |
2.4 | ELECT DIRECTOR CORBIN J. ROBERTSON III | Management | For | For |
2.5 | ELECT DIRECTOR FRITHJOF PLATOU | Management | For | For |
2.6 | ELECT DIRECTOR EVANGELOS MACRIS | Management | For | For |
2.7 | ELECT DIRECTOR APOSTOLOS KONTOYANNIS | Management | For | For |
2.8 | ELECT DIRECTOR PAUL CORNELL | Management | For | For |
2.9 | ELECT DIRECTOR TREVOR J. WILLIAMS | Management | For | For |
3 | PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEARS ENDING DECEMBER 31, 2007 AND DECEMBER 31, 2008. | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Manage ment | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
1.10 | Elect Director Stephen A. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF FLE XTRONICS. | Management | For | For |
2 | RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
3 | RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
4 | RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
6 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For |
7 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. | Management | For | For |
8 | APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. | Management | For | For |
9 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. | Management | For | For |
10 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. | Management | For | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'A loia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOREST OIL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dod A. Fraser | Management | For | For |
1.2 | Elect Director James D. Lightner | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director J ames A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elec t Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Man agement | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
FRONTIER OIL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Gibbs | Management | For | Withhold |
1.2 | Elect Director Douglas Y. Bech | Management | For | Withhold |
1.3 | Elect Director G. Clyde Buck | Management | For | Withhold |
1.4 | Elect Director T. Michael Dossey | Management | For | Withhold |
1.5 | Elect Director Michael C. Jennings | Management | For | Withhold |
1.6 | Elect Director James H. Lee | Management | For | Withhold |
1.7 | Elect Director Paul B. Loyd, Jr. | Management | For | Withhold |
1.8 | Elect Director Michael E. Rose | Management | For | Withhold |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GAP, INC., THE MEETING DATE: MAY 19, 2009 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian D. P. Bellamy | Management | For | For |
1.2 | Elect Director Domenico De Sole | Management | For | For |
1.3 | Elect Director Donald G. Fisher | Management | For | For |
1.4 | Elect Director Robert J. Fisher | Management | For | For |
1.5 | Elect Director Bob L. Martin | Management | For | For |
1.6 | Elect Director Jorge P. Montoya | Management | For | For |
1.7 | Elect Director Glenn K. Murphy | Management | For | For |
1.8 | Elect Director James M. Schneider | Management | For | For |
1.9 | Elect Director Mayo A. Shattuck III | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENCO SHIPPING & TRADING LTD MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNK SECURITY ID: Y2685T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert C. North as Director | Management | For | For |
2 | Elect Basil G. Mavroleon as Director | Management | For | For |
3 | Elect Harry A. Perrin as Director | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | Fo r | For |
GENERAL CABLE CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory E. Lawton | Management | For | For |
1.2 | Elect Director Craig P. Omtvedt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GENERAL MARITIME CORP. MEETING DATE: DEC 16, 2008 | ||||
TICKER: GMR SECURITY ID: Y2692M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF AGREEMENT AND PLAN OF MERGER AND AMALGAMATION, DATED AS OF AUGUST 5, 2008, BY AND AMONG ARLINGTON TANKERS LTD., GALILEO HOLDING CORPORATION, ARCHE R AMALGAMATION LIMITED, GALILEO MERGER CORPORATION AND GENERAL MARITIME CORPORATION. | Management | For | For |
2 | APPROVAL OF ANY ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT DESCRIBED ABOVE AS ITEM 1. | Management | For | For |
GENERAL MARITIME CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GMR SECURITY ID: Y2693R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter S. Shaerf as Director | Management | For | For |
1.2 | Elect John P. Tavlarios as Director | Management | For | For |
2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
GEORGIA GULF CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: GGC SECURITY ID: 373200203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Carrico | Management | For | For |
1.2 | Elect Director Dennis M. Chorba | Management | For | For |
1.3 | Elect Director Patrick J. Fleming | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
GLOBAL CASH ACCESS HOLDINGS, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: GCA SECURITY ID: 378967103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Betts | Management | For | For |
1.2 | Elect Director E. Miles Kilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation to Allow Company to Redeem Shares | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
GOLDEN OCEAN GROUP LIMITED MEETING DATE: SEP 19, 2008 | ||||
TICKER: SECURITY ID: BMG4032A1045 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect John Fredriksen as Director | Management | For | Against |
2 | Reelect Tor Olav Troim as Director | Management | For | Against |
3 | Reelect Kate Blankenship as Director | Management | For | Against |
4 | Reelect Hans Christian Borresen as Director | Management | For | For |
5 | Elect Cecilie Fredriksen as Director | Management | For | Against |
6 | Approve Moore Stephens as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Transact Other Business (Voting) | Management | For | Against |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GRAY TELEVISION, INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: GTN.A SECURITY ID: 389375106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Boger | Management | For | For |
1.2 | Elect Director Ray M. Deaver | Management | For | For |
1.3 | Elect Director T. L. Elder | Management | For | For |
1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
1.5 | Elect Director William E. Mayher, III | Management | For | For |
1.6 | Elect Director Zell B. Miller | Management | For | For |
1.7 | Elect Director Howell W. Newton | Management | For | For |
1.8 | Elect Director Hugh E. Norton | Management | For | For |
1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.10 | Elect Director Harriett J. Robinson | Management | For | For |
1.11 | Elect Director J. Mack Robinson | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
GREAT LAKES DREDGE & DOCK COMPANY MEETING DATE: MAY 6, 2009 | ||||
TICKER: GLDD SECURITY ID: 390607109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce J. Biemeck | Management | For | For |
1.2 | Elect Director Thomas S. Souleles | Management | For | For |
1.3 | Elect Director Jason G. Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GREAT PLAINS ENERGY, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: GXP SECURITY ID: 391164100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Bodde | Management | For | For |
1.2 | Elect Director Michael J. Chesser | Management | For | For |
1.3 | Elect Director William H. Downey | Management | For | For |
1.4 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
1.5 | Elect Director Gary D. Forsee | Management | For | For |
1.6 | Elect Director James A. Mitchell | Management | For | For |
1.7 | Elect Director William C. Nelson | Management | For | For |
1.8 | Elect Director Linda H. Talbott | Management | For | For |
1.9 | Elect Director Robert H. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
GREY WOLF, INC. MEETING DATE: JUL 15, 2008 | ||||
TICKER: GW SECURITY ID: 397888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | Against |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
GREY WOLF, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: GW SECURITY ID: 397888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
GUARANTY FINANCIAL GROUP INC. MEETING DATE: SEP 29, 2008 | ||||
TICKER: GFG SECURITY ID: 40108N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversio n of Securities | Management | For | For |
H & E EQUIPMENT SERVICES INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: HEES SECURITY ID: 404030108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary W. Bagley | Management | For | For |
1.2 | Elect Director John M. Engquist | Management | For | For |
1.3 | Elect Director Keith E. Alessi | Management | For | For |
1.4 | Elect Director Paul N. Arnold | Management | For | For |
1.5 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
1.7 | Elect Director John T. Sawyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
H.B. FULLER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juliana L. Chugg | Management | For | Withhold |
1.2 | Elect Director Richard L. Marcantonio | Management | For | Withhold |
1.3 | Elect Director Alfredo L. Rovira | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
HANESBRANDS INC MEETING DATE: APR 28, 2009 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | Withhold |
1.2 | Elect Director Bobby J. Griffin | Management | For | Withhold |
1.3 | Elect Director James C. Johnson | Management | For | Withhold |
1.4 | Elect Director Jessica T. Mathews | Management | For | Withhold |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.6 | Elect Director Ronald L. Nelson | Managem ent | For | Withhold |
1.7 | Elect Director Richard A. Noll | Management | For | Withhold |
1.8 | Elect Director Andrew J. Schindler | Management | For | Withhold |
1.9 | Elect Director Ann E. Ziegler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
1.2 | Elect Director John T. Rynd | Management | For | Withhold |
1.3 | Elect Director Steven A. Webster | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOSPIRA, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Begley | Management | For | Withhold |
1.2 | Elect Director Barbara L. Bowles | Management | For | Withhold |
1.3 | Elect Director Roger W. Hale | Management | For | Withhold |
1.4 | Elect Director John C. Staley | Management | For | Withhold |
1.5 | Elect Director Heino von Prondzynski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
HOUSTON WIRE & CABLE COMPANY MEETING DATE: MAY 8, 2009 | ||||
TICKER: HWCC SECURITY ID: 44244K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Campbell | Management | For | For |
1.2 | Elect Director I. Stewart Farwell | Management | For | For |
1.3 | Elect Director Peter M. Gotsch | Management | For | For |
1.4 | Elect Director Wilson B. Sexton | Management | For | For |
1.5 | Elect Director William H. Sheffield | Management | For | For |
1.6 | Elect Director Charles A. Sorrentino | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | V ote Cast |
1.1 | Elect Director John B. Gerlach, Jr. | Management | For | Withhold |
1.2 | Elect Director D. James Hilliker | Management | For | Withhold |
1.3 | Elect Director Jonathan A. Levy | Management | For | Withhold |
1.4 | Elect Director Gene E. Little | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G . D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INTEL C ORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Management | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recom mendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Em ployee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHN BEAN TECHNOLOGIES CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: JBT SECURITY ID: 477839104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Maury Devine | Management | For | Withhold |
1.2 | Elect Director James M. Ringler | Management | For | Withhold |
KELLOGG CO. MEETING DATE: APR 24, 2009 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | Withhold |
1.2 | Elect Director James M. Jenness | Management | For | Withhold |
1.3 | Elect Director Donald R. Knauss | Management | For | Withhold |
1.4 | Elect Director Robert A. Steele | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
&n bsp; | ||||
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KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KROGER CO., THE MEETING DATE: JUN 25, 2009 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Su san J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Don W. Mcgeorge | Management | For | For |
8 | Elect Director W. Rodney Mcmullen | Management | For | For |
9 | Elect Director Jorge P. Montoya | Management | For | For |
10 | Elect Director Clyde R. Moore | Management | For | For |
11 | Elect Director Susan M. Phillips | Management | For | For |
12 | Elect Director Steven R. Rogel | Management | For | For |
13 | Elect Director James A. Runde | Management | For | For |
14 | Elect Director Ronald L. Sargent | Management | For | For |
15 | Elect Director Bobby S. Shackouls | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Increase Purchasing of Cage Free Eggs | Shareholder | Against | Abstain |
18 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
LAS VEGAS SANDS CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Leven | Management | For | For |
1.2 | Elect Director Jason N. Ader | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Prepare Su stainability Report | Shareholder | Against | Abstain |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LENNAR CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Sherrill W. Hudson | Management | For | For |
1.4 | Elect Director R. Kirk Landon | Management | For | For |
1.5 | Elect Director Sidney Lapidus | Management | For | For |
1.6 | Elect Director Stuart A. Miller | Management | For | For |
1.7 | Elect Director Donna E. Shalala | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LEVEL 3 COMMUNICATIONS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: LVLT ;SECURITY ID: 52729N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director James Q. Crowe | Management | For | For |
1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
1.4 | Elect Director Douglas C. Eby | Management | For | For |
1.5 | Elect Director Admiral James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Richard R. Jaros | Management | For | For |
1.7 | Elect Director Robert E. Julian | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Charles C. Miller, III | Management | For | For |
1.10 | Elect Director Arun Netravali | Management | For | For |
1.11 | Elect Director John T. Reed | Management | For | For |
1.12 | Elect Director Michael B. Yanney | Management | For | For |
1.13 | Elect Director Dr. Albert C. Yates | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Other Business | Management | For | Against |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur T. Sands | Management | For | For |
1.2 | Elect Directo r Philippe J. Amouyal | Management | For | For |
1.3 | Elect Director Frank P. Palantoni | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIBERTY GLOBAL INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: LBTYA SECURITY ID: 530555101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Cole, Jr. | Management | For | Withhold |
1.2 | Elect Director Richard R. Green | Management | For | Withhold |
1.3 | Elect Director David E. Rapley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
LINDSAY CORP. MEETING DATE: JAN 26, 2009 | ||||
TICKER: LNN SECURITY ID: 535555106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 .1 | Elect Director Richard W. Parod | Management | For | For |
1.2 | Elect Director Michael D. Walter | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LODGENET INTERACTIVE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: LNET SECURITY ID: 540211109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marty Abbott | Management | For | Withhold |
1.2 | Elect Director R. Douglas Bradbury | Management | For | Withhold |
1.3 | Elect Director John E. Haire | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MARINER ENERGY, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: ME SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard Aronson | Management | For | Withhold |
1.2 | Elect Director H. Clayton Peterson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MERIX CORP. MEETING DATE: OCT 8, 2008 | ||||
TICKER: MERX SECURITY ID: 590049102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. McCormick | Management | For | Withhold |
1.2 | Elect Director Michael D. Burger | Management | For | Withhold |
1.3 | Elect Director Kirby A. Dyess | Management | For | Withhold |
1.4 | Elect Director Donald D. Jobe | Management | For | Withhold |
1.5 | Elect Director George H. Kerckhove | Management | For | Withhold |
1.6 | Elect Director Dr. William W. Lattin | Management | For | Withhold |
1.7 | Elect Director Robert C. Strandberg | Management | For | Withhold |
1.8 | Elect Director Francis Yuen | Management | For | For |
MIDDLEBY CORP., THE MEETING DATE: MAY 7, 2009 | ||||
TICKER: MIDD SECURITY ID: 596278101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Selim A. Bassoul | Management | For | For |
1.2 | Elect Director Robert B. Lamb | Management | For | For |
1.3 | Elect Director Ryan Levenson | Management | For | For |
1.4 | Elect Director John R. Miller III | Management | For | For |
1.5 | Elect Director Gordon O'Brien | Management | For | For |
1.6 | Elect Director Philip G. Putnam | Management | For | For |
1.7 | Elect Director Sabin C. Streeter | Management | For | For |
1.8 | Elect Director Robert L. Yohe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
MIRANT CORP MEETING DATE: MAY 7, 2009 | ||||
TICKER: MIR.XA SECURITY ID: 60467R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Cason | Management | For | Withhold |
1.2 | Elect Director A.D. (Pete) Correll | Management | For | Withhold |
1.3 | Elect Director Terry G. Dallas | Management | For | Withhold |
1.4 | Elect Director Thomas H. Johnson | Management | For | Withhold |
1.5 | Elect Director John T. Miller | Management | For | Withhold |
1.6 | Elect Director Edward R. Muller | Management | For | Withhold |
1.7 | Elect Director Robert C. Murray | Management | For | Withhold |
1.8 | Elect Director John M. Quain | Management | For | Withhold |
1.9 | Elect Director William L. Thacker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing GHGs from P roducts and Operations | Shareholder | Against | Abstain |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | Elect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
NALCO HOLDING COMPANY MEETING DATE: MAY 1, 2009 | ||||
TICKER: NLC SECURITY ID: 62985Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Erik Fyrwald | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Paul J. Norris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NAVIOS MARITIME HOLDINGS INC MEETING DATE: NOV 10, 2008 | ||||
TICKER: NM SECURITY ID: Y62196103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR ANGELIKI FRANGOU | Management | For | For |
1.2 | ELECT DIRECTOR VASILIKI PAPAEFTHYMIOU | Management | For | For |
2 | PROPOSAL TO APPROVE ADOPTION OF AN AMENDMENT TO THE COMPANY S AMENDED AND RESTATED ARTICLES OF INCORPORATION, AS AMENDED, INCREASING THE AGGREGATE NU MBER OF SHARES OF PREFERRED STOCK THAT THE COMPANY IS AUTHORIZED TO ISSUE. | Management | For | Against |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | With hold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NEENAH PAPER, INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: NP SECURITY ID: 640079109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Ann Leeper , Ph.D. | Management | For | For |
1.2 | Elect Director Stephen M. Wood , Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NEXEN INC. MEETING DA TE: APR 28, 2009 | ||||
TICKER: NXY SECURITY ID: CA65334H1029 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.B. Berry | Management | For | For |
1.2 | Elect Director R.G. Bertram | Management | For | For |
1.3 | Elect Director D.G. Flanagan | Management | For | For |
1.4 | Elect Director S.B. Jackson | Management | For | For |
1.5 | Elect Director K.J. Jenkins | Management | For | For |
1.6 | Elect Director A.A. McLellan | Management | For | For |
1.7 | Elect Director E.P. Newell | Management | For | For |
1.8 | Elect Director T.C. O'Neil l | Management | For | For |
1.9 | Elect Director M.F. Romanow | Management | For | For |
1.10 | Elect Director F.M. Saville | Management | For | For |
1.11 | Elect Director J.M. Willson | Management | For | For |
1.12 | Elect Director V.J. Zaleschuk | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Audit and Conduct Review Committee to Fix Their Remuneration | Management | For | For |
NEXSTAR BROADCASTING GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: NXST SECURITY ID: 65336K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Perry A. Sook | Management | For | For |
1.2 | Elect Director Blake R. Battaglia | Management | For | Withhold |
1.3 | Elect Director Erik Brooks | Management | For | For |
1.4 | Elect Director Jay M. Grossman | Managemen t | For | For |
1.5 | Elect Director Brent Stone | Management | For | Withhold |
1.6 | Elect Director Royce Yudkoff | Management | For | For |
1.7 | Elect Director Geoff Armstrong | Management | For | For |
1.8 | Elect Director Michael Donovan | Management | For | Withhold |
1.9 | Elect Director I. Martin Pompadur | Management | For | For |
1.10 | Elect Director Lisbeth McNabb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Register ed Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NWA SE CURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Manageme nt | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elec t Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
OIL STATES INTERNATIONAL INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ONEOK, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director David L. Kyle | Management | For | For |
6 | Elect Director Bert H. Mackie | Management | For | For |
7 | Elect Director Jim W. Mogg | Management | For | For |
8 | Elect Director Pattye L. Moore | Management | For | For |
9 | Elect Director Gary D. Parker | Management | For | For |
10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
11 | Elect Director David J. Tippeconnic | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ORMET CORP. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ORMT SECURITY ID: 686701103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Duster | Management | For | For |
1.2 | Elect Director Jeffrey Marshall | Management | For | For |
1.3 | Elect Director Robert Prusak | Management | For | For |
1.4 | Elect Director David Robertson | Management | For | For |
1.5 | Elect Director Michael F. Tanchuk | Management | For | For |
OVERSEAS SHIPHOLDING GROUP, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: OSG SECURITY ID: 690368105 | ||||
Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morten Arntzen | Management | For | Withhold |
1.2 | Elect Director Oudi Recanati | Management | For | Withhold |
1.3 | Elect Director G. Allen Andreas, III | Management | For | Withhold |
1.4 | Elect Director Alan R. Batkin | Management | For | Withhol d |
1.5 | Elect Director Thomas B. Coleman | Management | For | Withhold |
1.6 | Elect Director Charles A. Fribourg | Management | For | Withhold |
1.7 | Elect Director Stanley Komaroff | Management | For | Withhold |
1.8 | Elect Director Solomon N. Merkin | Management | For | Withhold |
1.9 | Elect Director Joel I. Picket | Management | For | Withhold |
1.10 | Elect Director Ariel Recanati | Management | For | Withhold |
1.11 | Elect Director Thomas F. Robards | Management | For | Withhold |
1.12 | Elect Director Jean-Paul Vettier | Management | For | Withhold |
1.13 | Elect Director Michael J. Zimmerman | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 27, 2009 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Henry F. Frigon | Management | For | For |
1.3 | Elect Director Hasan Jameel | Management | For | For |
1.4 | Elect Director Samuel M. Mencoff | Management | For | For |
1.5 | Elect Director Roger B. Porter | Management | For | For |
1.6 | Elect Director Paul T. Stecko | Management | For | For |
1.7 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PAETEC HOLDING CORP MEETING DATE: JUN 9, 2009 | ||||
TICKER: PAET SECURITY ID: 695459107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arunas A. Chesonis | Management | For | For |
1.2 | Elect Director Richard T. Aab | Management | For | For |
1.3 | Elect Director Alex Stadler | Management | For | For |
1.4 | Elect Director Keith M. Wilson | Management | For | For |
PALADIN ENERGY LTD MEETING DATE: NOV 26, 2008 | ||||
TICKER: PDN SECURITY ID: AU000000PDN8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
2 | Elect Sean Reveille Llewelyn as Director | Management | For | For |
3 | Approve Increase in Remuneration of Non-Executive Directors From A$900,000 to A$1.2 Million Per Annum | Management | For | For |
PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 28, 2009 | ||||
TICKER: PKOH SECURITY ID: 700666100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew V. Crawford | Management | For | For |
1.2 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.3 | Elect Director Ronna Romney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PARKER DRILLING CO. MEETING DATE: APR 21, 2009 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direcctor R. Rudolph Reinfrank | Management | For | For |
1.2 | Elect Direcctor Robert W. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: BTU SEC URITY ID: 704549104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | Withhold |
1.2 | Elect Director William E. James | Management | For | Withhold |
1.3 | Elect Director Robert B. Karn III | Management | For | Withhold |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Henry E. Lentz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | Withhold |
1.2 | Elect Director John M. Jacquemin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PHOSPHATE HOLDINGS INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: PHOS SECURITY ID: 71922F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Jones | Management | For | For |
1.2 | Elect Director Ronald M. Bringewatt | Management | For | For |
1.3 | Elect Director Rex M. Deloach | Management | For | For |
1.4 | Elect Director W. Thomas Jagodinski | Management | For | For |
1.5 | Elect Director Senator C. Trent Lott, Sr. | Management | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING D ATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Ma nagement | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PRECISION DRILLING TR UST MEETING DATE: MAY 6, 2009 | ||||
TICKER: PD.U SECURITY ID: 740215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J.S. Gibson, Patrick M. Murray, and Allen R. Hagerman as Trustees | Management | For | Withhold |
2 | Elect F.M. Brown, W.T. Donovan, W.C. (Mickey) Dunn, B.A. Felesky, Robert J.S. Gibson, A.R. Hagerman, Stephen J.J. Letwin, P.M. Murray, K.A. Neveu, F.W. Pheasey, R.L. Phillips, and T.M. Turbidy as Directors of Precision Drillin g Corp. | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Approve Employee Trust Unit Option Plan | Management | For | For |
5 | Amend Deferred Trust Unit Plan | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
R. R. DONNELLEY & SONS CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director E.V. (Rick) Goings | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Susan M. Ivey | Management | For | For |
7 | Elect Director Thomas S. Johnson | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Michael T. Riordan | Management | For | For |
10 | Elect Director Oliver R. Sockwell | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 6, 2009 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Brymer | Management | For | For |
1.2 | Elect Director Michael L. Campbell | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGIS CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | For |
1.2 | Elect Director Paul D. Finkelstein | Management | For | For |
1.3 | Elect Director Thomas L. Gregory | Management | For | For |
1.4 | Elect Director Van Zandt Hawn | Management | For | For |
1.5 | Elect Director Susan S. Hoyt | Management | For | For |
1.6 | Elect Director David B. Kunin | Management | For | For |
1.7 | Elect Director Stephen Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Gimbe l | Management | For | For |
1.2 | Elect Director Douglas M. Hayes | Management | For | For |
1.3 | Elect Director Franklin R. Johnson | Management | For | For |
1.4 | Elect Director Leslie A. Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Dir ector James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Wi thhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
REVLON INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: REV SECURITY ID: 761525609 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald O. Perelman | Management | For | For |
1.2 | Elect Director Alan S. Bernikow | Management | For | For |
1.3 | Elect Director Paul J. Boha n | Management | For | For |
1.4 | Elect Director Alan T. Ennis | Management | For | For |
1.5 | Elect Director Meyer Feldberg | Management | For | For |
1.6 | Elect Director Ann D. Jordan | Management | For | For |
1.7 | Elect Director David L. Kennedy | Management | For | For |
1 .8 | Elect Director Debra L. Lee | Management | For | For |
1.9 | Elect Director Tamara Mellon | Management | For | For |
1.10 | Elect Director Barry F. Schwartz | Management | For | For |
1.11 | Elect Director Kathi P. Seifert | Management | For | For |
1.12 | Elect Director Kenneth L. Wolfe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROWAN COMPANIES, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: RDC SECURITY ID: 779382100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Hix | Management | For | For |
1.2 | Elect Director Robert E. Kramek | Management | For | For |
1.3 | Elect Director Frederick R. Lausen | Management | For | For |
1.4 | Elect Director Lawrence J. Ruisi | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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RTI BIOLOGICS INC. MEETING DATE: JUL 29, 2008 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter F. Gearen | Management | For | For |
1.2 | Elect Director Michael J. Odrich | Management | For | For |
1.3 | Elect Director Adrian J.R. Smith | Management | For | For |
1.4 | Elect Director Udo Henseler, Ph.D. | Management | For | For |
RURAL/METRO CORP. MEETING DATE: DEC 16, 2008 | ||||
TICKER: RURL SECURITY ID: 781748108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.S. Shackelton | Management | For | Withhold |
1.2 | Elect Director Robert E. Wilson | Management | For | Withhold |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Burd | Management | For | For |
1.2 | Elect Director Janet E. Grove | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Paul Hazen | Management | For | For |
1.5 | Elect Director Frank C. Herringer | Management | For | For |
1.6 | Elect Director Robert I. MacDonnell | Management | For | For |
1.7 | Elect Director Kenneth W. Oder | Management | For | For |
1.8 | Elect Director Rebecca A. Stirn | Management | For | For |
1.9 | Elect Director William Y. Tauscher | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
SAIC INC MEETING DATE: JUN 19, 2009 | ||||
TICKER: SAI SECURITY ID: 78390X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director France A. Cordova | Management | For | For |
1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
1.3 | Elect Director Jere A. Drummond | Management | For | For |
1.4 | Elect Director John J. Hamre | Management | For | For |
1.5 | Elect Director Miriam E. John | Management | For | For |
1.6 | Elect Director Anita K. Jones | Management | For | For |
1.7 | Elect Director John P. Jumper | Management | For | For |
1.8 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
1.9 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1.10 | Elect Director Louis A. Simpson | Management | For | For |
1.11 | Elect Director A. Thomas Young | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 22, 2009 | ||||
TICKER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Giuriceo | Management | For | For |
1.2 | Elect Director Robert R. McMaster | Management | For | For |
1.3 | Elect Director M. Miller De Lombera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHOELLER-BLECKMANN OILFIELD MEETING DATE: APR 30, 2009 | ||||
TICKER: SECURITY ID: AT0000946652 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Supervisory Board | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
5 | Ratify Auditors | Management | For | Did Not Vote |
SEALED AIR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director T. J. Dermot Dunphy | Management | For | For |
5 | Elect Director Charles F. Farrell, Jr. | Management | For | For |
6 | Elect Director William V. Hickey | Management | For | For |
7 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
8 | Elect Director Kenneth P. Manning | Management | For | For |
9 | Elect Director William J. Marino | Management | For | For |
10 | Ratify Auditors | Management | For | F or |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2009 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Waltrip | Management | For | For |
1.2 | Elect Director Anthony L. Coelho | Management | For | For |
1.3 | Elect Director A.J. Foyt, Jr. | Management | For | For |
1.4 | Elect Director Edward E. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHIP FINANCE INTERNATIONAL LTD MEETING DATE: SEP 19, 2008 | ||||
TICKER: SFL SECURITY ID: G81075106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIRECTOR TOR OLAV TROIM | Management | For | For |
1.2 | ELECT DIRECTOR PAUL LEAND JR. | Management | For | For |
1.3 | ELECT KATE BLANKENSHIP | Management | For | For |
1.4 | ELECT DIRECTOR CRAIG H. STEVENSON JR. | Management | For | For |
1.5 | ELECT DIRECTOR HANS PETTER AAS | Management | For | For |
2 | PROPOSAL TO APPOINT MOORE STEPHENS PC AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For |
3 | PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY S BOARD OF DIRECTORS FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
&nbs p; | ||||
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SHIP FINANCE INTERNATIONAL LTD MEETING DATE: SEP 19, 2008 | ||||
TICKER: SFL SECURITY ID: BMG810751062 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Tor Olav Troim as Director | Management | For | For |
2 | Reelect Paul Leand as Director | Management | For | For |
3 | Reelect Kate Blankenship as Director | Management | For | For |
4 | Reelect Craig H. Stevenson as Director | Management | For | For |
5 | Elect Hans Petter Aas as Director | Management | For | For |
6 | Ratify Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: AUG 27, 2008 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Burrus, Jr. | Management | For | For |
1.2 | Elect Director Hon. Carol T. Crawford | Management | For | For |
1.3 | Elect Director David C. Nelson | Management | For | For |
1.4 | Elect Director Gaoning Ning | Management | For | For |
1.5 | Elect Director Frank S. Royal, M.D. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SMTC CORPORATION MEETING DATE: JUL 28, 2008 | ||||
TICKER: SMTX SECURITY ID: 832682207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Brock | Management | For | For |
1.2 | Elect Director Wayne McLeod | Management | For | For |
2 | Reduce Number of Director Classes | Management | For | Against |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPX CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Kearny | Management | For | For |
1.2 | Elect Director Martha B. Wyrsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STEAK & SHAKE COMPANY (THE) MEETING DATE: APR 24, 2009 | ||||
TICKER: SNS SECURITY ID: 857873103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sardar Biglari | Management | For | For |
1.2 | Elect Director Phillip Cooley | Management | For | For |
1.3 | Elect Director Ruth J. Person | Management | For | For |
1.4 | Elect Director William J. Regan, Jr. | Management | For | For |
1.5 | Elect Director John W. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
STEWART ENTERPRISES, INC. MEETING DATE: APR 2, 2009 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | Withhold |
1.2 | Elect Director Thomas M. Kitchen | Management | For | Withhold |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | Withhold |
1.4 | Elect Director James W. McFarland | Management | For | Withhold |
1.5 | Elect Director Ronald H. Patron | Management | For | Withhold |
1.6 | Elect Director Michael O. Read | Management | For | Withhold |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | Withhold |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SUNH SECURITY ID: 866933401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director Steven M. Looney | Management | For | For |
7 | Elect Director Richard K. Matros | Management | For | For |
8 | Elect Director Milton J. Walters | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 20 09 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERVALU INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: SVU SECURITY ID: 868536103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irwin S. Cohen | Management | For | For |
2 | Elect Director Ronald E. Daly | Management | For | For |
3 | Elect Director Lawrence A. Del Santo | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Craig R. Herkert | Management | For | For |
6 | Elect Director Kathi P. Seifert | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Report on Halting Tobacco Sales | Shareholder | Against | Abstain |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SYMANTEC CORPORATION MEETING DATE: SEP 22, 2008 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Brown | Management | For | For |
1.2 | Elect Director William T. Coleman | Management | For | For |
1.3 | Elect Director Frank E. Dangeard | Management | For | For |
1.4 | Elect Director Geraldine B. Laybourne | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Robert S. Miller | Management | For | For |
1.7 | Elect Director George Reyes | Management | For | For |
1.8 | Elect Director Daniel H. Schulman | Management | For | For |
1.9 | Elect Director ohn W. Thompson | Management | For | For |
1.10 | Elect Director V. Paul Unruh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Few | Management | For | Withhold |
1.2 | Elect Director Robert J. Gerrard, Jr. | Management | For | Withhold |
1.3 | Elect Director Tony G. Holcombe | Management | For | Withhold |
1.4 | Elect Director James B. Lipham | Management | For | Withhold |
1.5 | Elect Director Robert J. Marino | Management | For | Withhold |
1.6 | Elect Director Fritz E. von Mering | Management | For | Withhold |
1.7 | Elect Director Jack Pearlstein | Management | For | Withhold |
1.8 | Elect Director Timothy A. Samples | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TEEKAY TANKERS LTD MEETING DATE: SEP 24, 2008 | ||||
TICKER: TNK SECURITY ID: Y8565N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Sean Day | Management | For | For |
1.2 | Elect Director Bjorn Moller | Management | For | For |
1.3 | Elect Director Peter Evensen | Management | For | For |
1.4 | Elect Director Richard T. Dumoulin | Management | For | For |
1.5 | Elect Director Richard J.F. Bronks | Management | For | For |
1.6 | Elect Director William Lawes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELEDYNE TECHNOLOGIES, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon M. Lorne | Management | For | For |
1.2 | Elect Director Paul D. Miller | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TENET HEALTHCARE CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: THC SECURITY ID: 88033G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Brenda J. Gaines | Management | For | For |
4 | Elect Director Karen M. Garrison | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director J. Robert Kerrey | Management | For | For |
7 | Elect Director Floyd D. Loop | Management | For | For |
8 | Elect Director Richard R. Pettingill | Management | For | For |
9 | Elect Director James A. Unruh | Ma nagement | For | For |
10 | Elect Director J. McDonald Williams | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Pay For Superior Performance | Shareholder | Against | Against |
TENNECO INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | M anagement | For | For |
3 | Elect Director Frank E. Macher | Management | For | For |
4 | Elect Director Hari N. Nair | Management | For | For |
5 | Elect Director Roger B. Porter | Management | For | For |
6 | Elect Director David B. Price, Jr. | Management | For | For |
7 | Elect Director Gregg M. Sherrill | Management | For | For |
8 | Elect Director Paul T. Stecko | Management | For | For |
9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
10 | Elect Director Jane L. Warner | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
TEREX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: TEX SECURITY ID: 880779103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. DeFeo | Management | For | For |
1.2 | Elect Director G. Chris Andersen | Management | For | For |
1.3 | Elect Director Paula H. J. Cholmondeley | Management | For | For |
1.4 | Elect Director Don DeFosset | Management | For | For |
1.5 | Elect Director William H. Fike | Management | For | For |
1.6 | Elect Director Thomas J. Hansen | Management | For | For |
1.7 | Elect Director Donald P. Jacobs | Management | For | For |
1.8 | Elect Director David A. Sachs | Management | For | For |
1.9 | Elect Director Oren G. Shaffer | Management | For | For |
1.10 | Elect Director David C. Wang | Management | For | For |
1.11 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
TEXAS PETROCHEMICALS, INC. MEETING DATE: NOV 11, 2008 | ||||
TICKER: TXPI SECURITY ID: 88265P208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Shaver | Management | For | For |
1.2 | Elect Director Mark Demetree | Management | For | For |
1.3 | Elect Director Kevin Flannery | Management | For | For |
1.4 | Elect Director Tyrone Thayer | Management | For | For |
1.5 | Elect Director John Robbins | Management | For | For |
1.6 | Elect Director Kenneth Glass man | Management | For | For |
1.7 | Elect Director James Cacioppo | Management | For | For |
1.8 | Elect Director Sergey Vasnetsov | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THERMADYNE HOLDINGS CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: THMD SECURITY ID: 883435307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Melnuk | Management | For | For |
1.2 | Elect Director J. Joe Adorjan | Management | For | For |
1.3 | Elect Director Andrew L. Berger | Management | For | For |
1.4 | Elect Director James B. Gamache | Management | For | For |
1.5 | Elect Director Marnie S. Gordon | Management | For | For |
1.6 | Elect Director Bradley G. Pattelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIMKEN CO. (THE) MEETING DATE: MAY 12, 2009 | ||||
TICKER: TKR ; SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Ralston | Management | For | For |
1.2 | Elect Director John P. Reilly | Management | For | For |
1.3 | Elect Director John M. Timken, Jr. | Management | For | For |
1.4 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
TRW AUTOMOTIVE HOLDINGS CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Albaugh | Management | For | For |
1.2 | Elect Director Robert L. Friedman | Management | For | For |
1.3 | Elect Director J. Michael Losh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Repricing of Options | Management | For | Against |
TTM TECHNOLOGIES, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Klatell | Management | For | For |
1.2 | Elect Director John G. Mayer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 12, 2009 | ||||
TICKER: TYC SECURITY ID: G9143X208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward D. Breen as Director | Management | For | Withhold |
1.2 | Elect Timothy M. Donahue as Director | Management | For | Withhold |
1.3 | Elect Brian Duperreault as Director | Management | For | Withhold |
1.4 | Elect Bruce S. Gordon as Director | Management | For | Withhold |
1.5 | Elect Rajiv Gupta as Director | Management | For | Withhold |
1.6 | Elect John A. Krol as Director | Management | For | Withhold |
1.7 | Elect Brendan R. O' Neil as Director | Management | For | Withhold |
1.8 | Elect William S. Stavropoulos as Director | Management | For | Withhold |
1.9 | Elect Sandra Wijnberg as Director | Management | For | Withhold |
1.10 | Elect Jerome B. York as Director | Management | For | Withhold |
1.11 | Elect David Yost as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend 2004 Stock and Incentive Plan | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 12, 2009 | ||||
TICKER: TYC SECURITY ID: G9143X208 | ||||
Proposal N o | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change of Domicile | Management | For | For |
2 | Increase Authorized Capital | Management | For | For |
3 | Change Company Name to Tyco International Ltd. | Management | For | For |
4 | Amend Corporate Purpose | Management | For | For |
5 | Adopt New Articles of Association | Management | For | For |
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Management | For | For |
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Management | For | For |
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
9 | Ratify Deloitte AG as Auditors | Management | For | For |
10 | Approve Dividends in the Form of a Capital Reduction | Management | For | For |
11 | Adjourn Meeting | Management | For | For |
UAL CORPORATION MEETING DATE: JUN 11, 2009 | ||||
TICKER: UAUA SECURITY ID: 902549807 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Almeida | Management | For | Withhold |
1.2 | Elect Director Mary K. Bush | Management | Fo r | Withhold |
1.3 | Elect Director W. James Farrell | Management | For | Withhold |
1.4 | Elect Director Walter Isaacson | Management | For | Withhold |
1.5 | Elect Director Robert D. Krebs | Management | For | Withhold |
1.6 | Elect Director Robert S. Miller | Management | For | Withhold |
1.7 | Elect Direct or James J. O?Connor | Management | For | Withhold |
1.8 | Elect Director Glenn F. Tilton | Management | For | Withhold |
1.9 | Elect Director David J. Vitale | Management | For | Withhold |
1.10 | Elect Director John H. Walker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITED STATES STEEL CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Lucchino | Management | For | For |
1.2 | Elect Director Seth E. Schofield | Management | For | For |
1.3 | Elect Director John P. Surma | Management | For | For |
1.4 | Elect Director David S. Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Choate | Management | For | For |
1.2 | Elect Director William R. Klesse | Management | For | For |
1.3 | Elect Director Donald L. Nickles | Management | For | For |
1.4 | Elect Director Susan Kaufman Purcell | Management | For | For |
2 | Ratify Auditors | Management | For | F or |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
VCA ANTECH, INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: WOOF SECURITY ID: 918194101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Baumer | Management | For | For |
1.2 | Elect Director Frank Reddick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VMWARE INC MEETING DATE: SEP 9, 2008 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
VMWARE INC MEETING DATE: MAY 27, 2009 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
& nbsp; | ||||
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W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
WABCO HOLDINGS INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Hardymon | Management | For | Withhold |
1.2 | Elect Director Michael T. Smith | Management | For | Withhold |
1.3 | Elect Director John F. Fiedler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: WMI SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
1.2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
1.3 | Elect Director Patrick W. Gross | Management | For | For |
1.4 | Elect Director John C. Pope | Management | For | For |
1.5 | Elect Director W. Robert Reum | Management | For | For |
1.6 | Elect Director Steven G. Rothmeier | Management | For | For |
1.7 | Elect Director David P. Steiner | Management | For | For |
1.8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus S tock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
WESTERN REFINING INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Hogan | Management | For | For |
1.2 | Elect Director Scott D. Weaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
WEYERHAEUSER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Nicole W. Piasecki | Management | For | For |
1.3 | Elect Director Mark A. Emmert | Management | For | For |
1.4 | Elect Director Daniel S. Fulton | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Ratify Auditors | Manag ement | For | For |
WILLIAMS COMPANIES, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irl F. Engelhardt | Management | For | For |
1.2 | Elect Director William E. Green | Management | For | For |
1.3 | Elect Director W. R. Howell | Management | For | For |
1.4 | Elect Director George A. Lorch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
WINDSTREAM CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: WIN SECURITY ID: 97381W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol B. Armitage | Management | For | For |
1.2 | Elect Director Samuel E. Beall, III | Management | For | For |
1.3 | Elect Director Dennis E. Foster | Management | For | For |
1.4 | Elect Director Francis X. Frantz | Management | For | For |
1.5 | Elect Director Jeffery R. Gardner | Management | For | For |
1.6 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.7 | Elect Director Judy K. Jones | Management | For | For |
1.8 | Elect Director William A. Montgomery | Management | For | For |
1.9 | Elect Director Frank E. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR MID CAP FUND
07/01/2008 - 06/30/2 009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
1.2 | Elect Director Michael S. Jeffries | Management | For | Withhold |
1.3 | Elect Director John W. Kessler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
ACTIVI SION BLIZZARD, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | Withhold |
1.2 | Elect Director Robert J. Corti | Management | For | Withhold |
1.3 | Elect Director Frederic R . Crepin | Management | For | Withhold |
1.4 | Elect Director Brian G. Kelly | Management | For | Withhold |
1.5 | Elect Director Robert A. Kotick | Management | For | Withhold |
1.6 | Elect Director Jean-bernard Levy | Management | For | Withhold |
1.7 | Elect Director Robert J. Morgado | Management | For | Withhold |
1.8 | Elect Director Douglas P. Morris | Management | For | Withhold |
1.9 | Elect Director Stephane Roussel | Management | For | For |
1.10 | Elect Director Richard Sarnoff | Management | For | Withhold |
1.11 | Elect Director Regis Turrini | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
AGRENCO LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: SECURITY ID: G0130G118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | V ote Cast |
1 | Increase Authorized Capital of the Company | Management | For | For |
2 | Amend Articles Re: Trigger for Mandatory Tender Bid | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | None |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: APR 29, 2009 | ||||
TICKER: ALLL11 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation o f Income and Dividends | Management | For | For |
3 | Elect Directors and Fiscal Council Members | Management | For | Against |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Amend Article 25 | Management | For | For |
6 | Amend Article 31 | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Rec ommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Approve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Manage ment | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ASHMORE GLOBAL OPPORTUNITES LTD MEETING DATE: OCT 22, 2008 | ||||
TICKER: SECURITY ID: G0608P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG Channel Islands Limited as Auditors | Management | For | For |
2 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Reelect Graeme Dell as a Director | Management | For | For |
4 | Reelect John Roper as a Director | Management | For | For |
5 | Approve Remuneration of Directors | Management | For | For |
1 | Approve Share Repurchase Program | Management | For | For |
ASHMORE GLOBAL OPPORTUNITES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: SECURITY ID: G0608P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Voluntary Winding-Up of Company | Management | Against | Against |
ASHMORE GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: ASHM SECURITY ID: G0609C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 8.34 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Nick Land as Director | Management | For | For |
4 | Elect Graeme Dell as Director | Management | For | For |
5 | Elect Jonathan Asquith as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
8 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Political Candidates up to GBP 0.02M, to Political Org. Other Than Political Parties up to GBP 0.02M and Incur EU Political Expenditure up to GBP 0.02M | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,107.50 | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,544.62 | Management | For | For |
11 | Authorise 70,892,500 Ordinary Shares for Market Purchase | Management | For | For |
12 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
BHARAT HEAVY ELECTRICALS LTD. MEETING DATE: SEP 17, 2008 | ||||
TICKER: BHEL IN SECURITY ID: Y0882L117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 6.25 Per Share | Management | For | For |
3 | Reappoint A.K. Aggarwal as Director | Management | For | For |
4 | Reappoint M. Gupta as Director | Managem ent | For | For |
5 | Reappoint S. Datta as Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Appoint S. Ravi as Director | Management | For | For |
8 | Appoint B.S. Meena as Director | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Absorbtion of Bolsa de Valores de Sao Paulo SA, and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
2 | Appoint PricewaterhouseCoopers to Appraise Proposed Absorption | Management | For | For |
3 | Approve Appraisal of Proposed Absorption | Management | For | For |
4 | Ratify Votes Cast during the Shareholder Meetings of Bolsa de Valores de Sao Paulo SA and Companhia Brasileira de Liquidacao e Custodia | Management | For | For |
5 | Ratify Director Appointed by the Board in Accordance with Art. 150 of the Brazilian Corporations Law | Management | For | For |
6 | Authorize Administrators to Execute Approved Resolutions | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
3 | Elect Directors | Management | For | Did Not Vote |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: MAY 8, 2009 | ||||
TICKER: SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 1 to Unify Expressions "BM&F" and "Bovespa" | Management | For | Did Not Vote |
2 | Amend Article 5 to Reflect the Increase in Share Capital Due to the Exercise of Stock Options | Management | For | Did Not Vote |
3 | Amend Article 16 to Exclude Reference to the "Bolsa de Valores de Sao Paulo" | Management | For | Did Not Vote |
4 | Amend Articles 16 to Eliminate Provision Requiring Shareholders to Approve How the Company Will Vote on Shareholder Meetings of its Subsidiaries | Management | For | Did Not Vote |
5 | Amend Article 22 to Change Director Independence Criteria | Management | For | Did Not Vote |
6 | Amend Article 23 to Give the Governance Committee the Responsibility of a Nominations Committee | Management | For | Did Not Vote |
7 | Amend Article 26 to Allow CEO to Attend or Not the Board Meetings | Management | For | Did Not Vote |
8 | Amend Article 27 to Clarify that the Governance Committee Will Not be Involved in the Appointment of Substitutes to Fill Board Vacancies | Management | For | Did Not Vote |
9 | Amend Article 29 to Correct Spelling | Management | For | Did Not Vote |
10 | Amend Article 29 to Allow the Board to Create Working Groups to Address Specific Matters | Management | For | Did Not Vote |
11 | Amend Articles 35 and 49 to Eliminate the Regulations and Norms Committee | Management | For | Did Not Vote |
12 | Amend Article 39 re: Substitution of CEO | Management | For | Did Not Vote |
13 | Amend Article 45 to Change the Name of the Governance Committee to Governance and Nominations Committee, and to Change the Remuneration and Nominations Committee to Remuneration Committee | Management | For | Did Not Vote |
14 | Amend Articles 46, 47, 49, and 50 re: Composition of Audit, Remuneration, and Governance and Nominations Committees | Management | For | Did Not Vote |
15 | Amend Article 81 Through 85 to Remove Temporary Provisions Related to the Integration of BM&F and Bovespa | Management | For | Did Not Vote |
16 | Consolidate Articles | Management | For | Did Not Vote |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
C. R. BARD, INC. MEETING DATE: APR 15, 2009 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc C. Breslawsky | Management | For | For |
1.2 | Elect Director Herbert L. Henkel | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
1.4 | Elect Director Timothy M. Ring | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORP MEETING DATE: MAY 13, 2009 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Baker Cunningham | Management | For | Withhold |
1.2 | Elect Director Sheldon R. Erikson | Management | For | Withhold |
1.3 | Elect Director Douglas L. Foshee | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify A uditors | Management | For | For |
CARMAX INC MEETING DATE: JUN 23, 2009 | ||||
TICKER: KMX SECURITY ID: 143130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommen dation | Vote Cast |
1.1 | Elect Director Jeffrey E. Garten | Management | For | For |
1.2 | Elect Director Vivian M. Stephenson | Management | For | For |
1.3 | Elect Director Beth A. Stewart | Management | For | For |
1.4 | Elect Director William R. Tiefel | Management | For | For |
2 | Ratify Au ditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHINA NATIONAL BUILDING MATERIAL CO LTD MEETING DATE: JUN 26, 2009 | ||||
TICKER: 3323 SECURITY ID: Y15045100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of Board of Directors | Management | For | For |
2 | Accept Report of Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposed Profit Distribution Plan and Final Dividend Distribution Plan | Management | For | For |
5 | Authorize Board to Deal with All Matters in Relation to the Company's Distribution of Interim Dividend | Management | For | For |
6 | Reappoint Vocation International Certified Public Accountants Co., Ltd. and UHY Vocation HK CPA Limited as the PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
COCA-COLA HELLENIC BOTTLING CO. MEETING DATE: APR 27, 2009 | ||||
TICKER: CCH SECURITY ID: 1912EP104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
COCA-COLA HELLENIC BOTTLING CO. MEETING DATE: JUN 18, 2009 | ||||
TICKER: CCH SECURITY ID: 1912EP104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
4 | Approve Director Remuneration | Management | For | Did Not Vote |
5 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
6 | App rove Allocation of Income and Dividends | Management | For | Did Not Vote |
7 | Elect Members of Audit Committee | Management | For | Did Not Vote |
8 | Amend Stock Option Plan | Management | For | Did Not Vote |
9 | Approve Stock Option Plan | Management | For | Did Not Vote |
COMPANIA DE MINAS BUENAVENTURA S.A. MEETING DATE: OCT 6, 2008 | ||||
TICKER: BVN SECURITY ID: 204448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Issuance of Bonds/Debentures | Management | For | For |
COSAN SA INDUSTRIA E COMERCIO MEETING DATE: AUG 29, 2008 | ||||
TICKER: CSAN3 SECURITY ID: P31573101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended April 30, 2008 | Management | For | For |
2 | Elect Corporate Bodies | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
4 | Change Fiscal Year End to March 31 and Amend Article 31 Accordingly | Management | For | For |
5 | Approve Acquisition of Usina Benalcool SA | Management | For | For |
CSX CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director Evert van de Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DEVRY INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Brown | Management | For | For |
1.2 | El ect Director Lisa W. Pickrum | Management | For | For |
1.3 | Elect Director Fernando Ruiz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | Withhold |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
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DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareho lder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCooper s LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
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FISERV, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. P. Kearney | Management | For | For |
1.2 | Elect Director P. J. Kight | Management | For | For |
1.3 | Elect Director J. W. Yabuki | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
FTI CONSULTING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Callaghan | Management | For | For |
1.2 | Elect Director Matthew F. McHugh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Director James J. Schiro | Management | For | For |
12 | Elect Director Ruth J . Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
GREENHILL & CO., INC. MEE TING DATE: APR 22, 2009 | ||||
TICKER: GHL SECURITY ID: 395259104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Greenhill | Management | For | For |
1.2 | Elect Director Scott L. Bok | Management | For | For |
1.3 | Elect Director Simon A. Borrows | Man agement | For | For |
1.4 | Elect Director John C. Danforth | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Stephen L. Key | Management | For | For |
1.7 | Elect Director Robert T. Blakely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GSI COMMERCE INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: GSIC SECURITY ID: 36238G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Rubin | Management | For | For |
1.2 | Elect Director M. Jeffrey Branman | Management | For | For |
1.3 | Elect Director Michael J. Donahue | Management | For | For |
1.4 | Elect Director Ronald D. Fisher | Management | For | For |
1.5 | Elect Director John A. Hunter | Management | For | For |
1.6 | Elect Director Mark S. Menell | Management | For | For |
1.7 | Elect Director Jeffrey F. Rayport | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 3, 2008 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian F. Carroll | Management | For | Withhold |
1.2 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
HARRIS CORP. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis Hay III | Management | For | For |
2 | Elect Director Karen Katen | Management | For | For |
3 | Elect Director Stephen P. Kaufman | Management | For | For |
4 | Elect Director Hansel E. Tookes II | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HLTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Joseph E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 3, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Bittman | Management | For | For |
1.2 | Elect Director Richard R. Burt | Management | For | For |
1.3 | Elect Director Patti S. Hart | Management | For | For |
1.4 | Elect Director Robert A. Mathewson | Management | For | For |
1.5 | Elect Director Thomas J. Matthews | Management | For | For |
1.6 | Elect Director Robert Miller | Management | For | For |
1.7 | Elect Director Frederick B. Rentschler | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Elect Director Philip G. Satre | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Am end Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Boehlke | Management | For | For |
1.2 | Elect Director C. Douglas Marsh | Management | For | For |
1.3 | Elect Director Michael McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director G reg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Compa ny's Constitution | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Man agement Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ORLY SECURITY ID: 686091109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles H. O'Reilly, Jr | Management | For | For |
1.2 | Elect Director John Murphy | Management | For | For |
1.3 | Elect Director Ronald Rashkow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
PHILLIPS-VAN HEUSEN CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | Withhold |
1.2 | Elect Director Emanuel Chirico | Management | For | Withhold |
1.3 | Elect Director Edward H. Cohen | Management | For | Withhold |
1.4 | Elect Director Joseph B. Fuller | Management | For | Withhold |
1.5 | Elect Director Margaret L. Jenkins | Management | For | Withhold |
1.6 | Elect Director Bruce Maggin | Management | For | Withhold |
1.7 | Elect Director V. James Marino | Management | For | Withhold |
1.8 | Elect Director Henry Nasella | Management | For | Withhold |
1.9 | Elect Director Rita M. Rodriguez | M anagement | For | Withhold |
1.10 | Elect Director Craig Rydin | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Directors' Report | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | Against |
2 | Elect Commissioners | Management | For | Against |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Manage ment | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Director Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Morten Arntzen | Management | For | For |
1.2 | Director Bernard W. Aronson | Management | For | For |
1.3 | Director Richard D. Fain | Management | For | For |
2 | To Give The Board Of Directors Discretion To Delist Thecompany S Common Stock From The Oslo Stock Exchange. | Management | For | For |
3 | Ratification Of Appointment Of Pricewaterhousecoopers Llp Asthe Company's Independent Registered Certified Public Accounting Firm For 2009. | Management | For | For |
4 | The Shareholder Proposal Set Forth In The Accompanying Proxystatement. | Shareholder | Against | For |
SEACOR HOLDINGS, INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: CKH SECURITY ID: 811904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Char les Fabrikant | Management | For | For |
1.2 | Elect Director Pierre de Demandolx | Management | For | For |
1.3 | Elect Director Richard Fairbanks | Management | For | For |
1.4 | Elect Director Michael E. Gellert | Management | For | For |
1.5 | Elect Director John C. Hadjipateras | Management | For | For |
1.6 | Elect Director Oivind Lorentzen | Management | For | For |
1.7 | Elect Director Andrew R. Morse | Management | For | For |
1.8 | Elect Director Christopher Regan | Management | For | For |
1.9 | Elect Director Stephen Stamas | Management | For | For |
1.10 | Elect Director Steven Webster | Management | For | For |
1.11 | Elect Director Steven J. Wisch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Inc entive Bonus Plan | Management | For | For |
SOUTHERN UNION CO. MEETING DATE: MAY 28, 2009 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | M anagement Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | Withhold |
1.2 | Elect Director Michal Barzuza | Management | For | Withhold |
1.3 | Elect Director Stephen C. Beasley | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | Withhold |
1.5 | Elect Director Frank W. Denius | Management | For | Withhold |
1.6 | Elect Director Michael J. Egan | Management | For | For |
1.7 | Elect Director Kurt A. Gitter | Management | For | Withhold |
1.8 | Elect Director Herbert H. Jacobi | Management | For | Withhold |
1.9 | Elect Director Thomas N. McCarter, III | Management | Fo r | Withhold |
1.10 | Elect Director George Rountree, III | Management | For | Withhold |
1.11 | Elect Director Allan D. Scherer | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Brown | Management | For | For |
1.2 | Elect Director Daniel J. Starks | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Dr. Charlotte F. Beason | Man agement | For | For |
1.3 | Elect Director William E. Brock | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Todd A. Milano | Management | For | For |
1.8 | Elect Director G. Thomas Waite, III | Management | For | For |
1.9 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TELEPHONE AND DATA SYSTEMS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: TDS SECURITY ID: 879433100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 .1 | Elect Director Clarence A. Davis | Management | For | For |
1.2 | Elect Director Christopher D. O'Leary | Management | For | For |
1.3 | Elect Director Gary L. Sugarman | Management | For | For |
1.4 | Elect Director Herbert S. Wander | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Recapitalization Plan | Shareholder | Against | For |
VERTEX PHARMACEUTICALS INC. MEETING DATE: MAY 14 , 2009 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Brimblecombe | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: APR 21 , 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: WMI SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
1.2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
1.3 | Elect Director Patrick W. Gross | Management | For | For |
1.4 | Elect Director John C. Pope | Manag ement | For | For |
1.5 | Elect Director W. Robert Reum | Management | For | For |
1.6 | Elect Director Steven G. Rothmeier | Management | For | For |
1.7 | Elect Director David P. Steiner | Management | For | For |
1.8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | M anagement | None | Did Not Vote |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Management | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Director Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Manage ment | For | For |
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR MID CAP II FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3SBIO INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: SSRX SECURITY ID: 88575Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF DIRECTOR: DR. JING LOU | Management | For | For |
2 | RE-ELECTION OF DIRECTOR: LIPING XU | Management | For | For |
3 | RE-ELECTION OF DIRECTOR: BIN HUANG | Management | For | For |
4 | RE-ELECTION OF DIRECTOR: LAWRENCE S. WIZEL | Management | For | For |
5 | RE-ELECTION OF DIRECTOR: MINGDE YU | Management | For | For |
6 | RE-ELECTION OF DIRECTOR: MOUJIA QI | Management | For | For |
7 | APPOINT KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF 3SBIO INC. FOR T HE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For |
ABC-MART INC.(FORMERLY INTERNATIONAL TRADING CORP.) MEETING DATE: MAY 28, 2009 | ||||
TICKER: 2670 SECURITY ID: J00056101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Ma nagement | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | Against |
4.3 | Appoint Statutory Auditor | Management | For | Against |
ABIOMED, INC. MEETING DATE: AUG 13, 2008 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Dollens | Management | For | For |
1.2 | Elect Director Desmond H. O'Connell Jr | M anagement | For | For |
1.3 | Elect Director Dorothy E. Puhy | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DI NA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | For | For |
ADMINISTAFF, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ASF SECURITY ID: 007094105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Sarvandi | Management | For | For |
1.2 | Elect Director Austin P. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADMIRAL GROUP PLC MEETING DATE: APR 28, 2009 | ||||
TICKER: ADM SECURITY ID: G0110T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 26.5 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Henry Engelhardt as Director | Management | For | For |
5 | Re-elect Kevin Chidwick as Director | Management | For | For |
6 | Re-elect Manfred Aldag as Director | Management | For | For |
7 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Amend Senior Executive Restricted Share Plan | Management | For | For |
10 | Amend Approved Executive Share Option Plan | Management | For | For |
11 | Amend Non-Approved Executive Share Option Plan | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 88,300 and an Additional Amount Pursuant to a Rights Issue of up to GBP 88,300 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,246 | Management | For | For |
14 | Authori se 13,246,000 Ordinary Shares for Market Purchase | Management | For | For |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the Companies Act 2006, are to be Treated as Provisions of the Company's Articles of Association | Management | For | For |
ADOBE SYSTEMS INC. MEETING DATE: APR 1, 2009 | ||||
TICKER: ADBE SECURITY ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. Burgess | Management | For | For |
2 | Elect Director Carol Mills | Management | For | For |
3 | Elect Director Daniel Rosensweig | Management | For | For |
4 | Elect Director Robert Sedgewick | Management | For | For |
5 | Elect Director John E. Warnock | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Ratify Auditors | Management | For | For |
ADVANCE AUTO P ARTS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | Withhold |
1.2 | Elect Director John C. Brouillard | Management | For | Withhold |
1.3 | Elect Director Darren R. Jackson | Management | For | Withhold |
1.4 | Elect Director William S. Oglesby | Management | For | Withhold |
1.5 | Elect Director Gilbert T. Ray | Management | For | Withhold |
1.6 | Elect Director Carlos A. Saladrigas | Management | For | Withhold |
1.7 | Elect Director Francesca M. Spinelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AEGIS LOGISTICS LTD MEETING DATE: SEP 27, 2008 | ||||
TICKER: SECURITY ID: Y0016J129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
2 | Approve Dividends | Management | For | Abstain |
3 | Elect Director | Management | For | Abstain |
4 | Elect Director | Management | For | Abstain |
5 | Elect Director | Management | For | Abstain |
6 | Ratify Auditors | Management | For | Abstain |
7 | Approve Executive Appointment | Management | For | Abstain |
8 | Approve Executive Appointment | Management | For | Abstain |
AEROPOSTALE, INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: ARO SECURITY ID: 007865108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian R. Geiger | Management | For | For |
1.2 | Elect Director Bodil Arlander | Management | For | For |
1.3 | Elect Director Ronald R. Beegle | Management | For | For |
1.4 | Elect Director John N. Haugh | Management | For | For |
1.5 | Elect Director Robert B. Chavez | Management | For | For |
1.6 | Elect Director Mindy C. Meads | Management | For | For |
1.7 | Elect Director John D. Howard | Management | For | For |
1.8 | Elect Director David B. Vermylen | Management | For | For |
1.9 | Elect Director Karin Hirtler-Garvey | Management | For | For |
1.10 | Elect Director Evelyn Dilsaver | Management | For | For |
1.11 | Elect Director Thomas P. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Direct or Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Director Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 4, 2009 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Amos | Management | For | For |
1.2 | Elect Director John Shelby Amos, II | Management | For | For |
1.3 | Elect Director Paul S. Amos, II | Management | For | For |
1.4 | Elect Director Yoshiro Aoki | Management | For | For |
1.5 | Elect Director Michael H. Armacost | Management | For | For |
1.6 | Elect Director Kriss Cloninger, III | Management | For | For |
1.7 | Elect Director Joe Frank Harris | Management | For | For |
1.8 | Elect Director Elizabeth J. Hudson | Management | For | For |
1.9 | Elect Director Kenneth S. Janke, Sr. | Management | For | For |
1.10 | Elect Director Douglas W. Johnson | Management | For | For |
1.11 | Elect Director Robert B. Johnson | Management | For | For |
1.12 | Elect Director Charles B. Knapp | Management | For | For |
1.13 | Elect Director E. Stephen Purdom | Management | For | For |
1.14 | Elect Director Barbara K. Rimer | Management | For | For |
1.15 | Elect Director Marvin R. Schuster | Management | For | For |
1.16 | Elect Director David Gary Thompson | Management | For | For |
1.17 | Elect Director Robert L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AFRICAN CELLULAR TOWERS LIMITED MEETING DATE: AUG 28, 2008 | ||||
TICKER: SECURITY ID: S0104J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended February 29, 2008 | Management | For | For |
2.1 | Reelect CJJ Kruger as Director | Management | For | For |
2.2 | Reelect RR Richards as Director | Management | For | For |
3 | Reappoint Nexia HBLT Inc. as Auditors and Authorize Board to Fix Their Remuneration for Year Ended February 29, 2008 | Management | For | For |
4 | Approve Remuneration of Executive Directors for Year Ended February 29, 2008 | Management | For | For |
5 | Approve Remuneration of Non-executive Directors for Year Ended February 29, 2008 | Management | For | For |
6 | Place All Authorized But Unissued Shares under Control of Directors | Management | For | For |
7 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 50 Percent of Issued Capital | Management | For | For |
8 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
AGCO CORP. MEETI NG DATE: APR 23, 2009 | ||||
TICKER: AG SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. George Benson | Management | For | Withhold |
1.2 | Elect Director Gerald L. Shaheen | Management | For | Withhold |
1.3 | Elect Director Hendrikus Visser | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
AIRSPAN NETWORKS INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: AIRN SECURITY ID: 00950H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
2 | Amend Qualified Employee Stock Purchase Plan | Manageme nt | For | For |
3 | Approve Stock Option Exchange Program | Management | For | Against |
AIXTRON AG MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: D0198L143 | ||||
Prop osal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.09 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Change Location of Registered Office Headquarters to Herzogenrath | Management | For | For |
ALBANY MOLECULAR RESEARCH, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: AMRI SECURITY ID: 012423109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dire ctor Paul S. Anderson | Management | For | Withhold |
1.2 | Elect Director Kevin O'connor | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. MEETING DATE: OCT 6, 2008 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Articles of Incorporation Required to Consummate the Merger Agreement | Management | For | For |
3 | Amend Articles of Incorporation and Bylaws to Make Additional Changes | Management | For | For |
4.1 | Elect Director Glen Tullman | Management | For | For |
4.2 | Elect Director M. Fazle Husain | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
AMERICAN APPAREL INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: APP SECURITY ID: 023850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Greene | Management | For | Withhold |
1.2 | Elect Director Allan Mayer | Management | For | Withhold |
1.3 | Elect Director Keith Miller | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AMERICAN CARESOURCE HOLDINGS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: ANCI SECURITY ID: 02505A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sami S. Abbasi | Management | For | For |
1.2 | Elect Director Edward B. Berger | Management | For | For |
1.3 | Elect Director David S. Boone | Management | For | For |
1.4 | Elect Director John W. Colloton | Management | For | For |
1.5 | Elect Director Kenneth S. George | Management | For | For |
1.6 | Elect Director John N. Hatsopoulos | Management | For | For |
1.7 | Elect Director John Pappajohn | Management | For | For |
1.8 | Elect Director Derace L. Schaffer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
AMERIGON INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: ARGN SECURITY ID: 03070L300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon E. Bell | Management | For | Withhold |
1.2 | Elect Director John M. Devine | Management | For | Withhold |
1.3 | Elect Director James J. Paulsen | Management | For | Withhold |
1.4 | Elect Director Francois J. Castaing | Management | For | Withhold |
1.5 | Elect Director Maurice E.p. Gunderson | Management | For | Withhold |
1.6 | Elect Director Daniel R. Coker | Management | For | Withhold |
1.7 | Elect Director Oscar B. Marx III | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
ANGIODYNAMICS, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: ANGO SECURITY ID: 03475V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent A. Bucci | Management | For | For |
1.2 | Elect Director Howard W. Donnelly | Management | For | For |
1.3 | Elect Director Charles T. Orsatti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
AQUARIUS PLATINUM LIMITED MEETING DATE: JUL 16, 2008 | ||||
TICKER: AQP SECURITY ID: G0440M128 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 23 Million Shares in One or More Private Placements | Management | For | For |
2 | Approve Issuance of 3 Million Shares in One or More Private Placements | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1. 7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | F or | For |
2 | Ratify Auditors | Management | For | For |
ASAHI GLASS CO. LTD. MEETING DATE: MAR 27, 2009 | ||||
TICKER: 5201 SECURITY ID: J02394120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 12 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
4.1 | Appoint Internal Statutory Auditor | Management | For | For |
4.2 | Appoint Internal Statutory Auditor | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
ASCENT MEDIA CORPORATION MEETING DATE: JUN 12, 2009 | ||||
TICKER: ASCMA SECURITY ID: 043632108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Pohl | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Managem ent | For | For |
3 | Ratify Auditors | Management | For | For |
ASIAN PAINTS LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: APNT SECURITY ID: Y03637116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 11.00 Per Share and Confirm Interim Dividend of INR 6.50 Per Share | Management | For | For |
3 | Reappoint Amar Vakil as Director | Management | For | Against |
4 | Reappoint R.A. Shah as Director | Management | For | For |
5 | Reappoint S. Sivaram as Director | Management | For | Against |
6 | Approve Shah & Co. and BSR & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Reappointment and Remuneration of A. Choksi, Executive Chairman, from Dec. 18, 2008 to March 31, 2009 | Management | For | For |
8 | Approve Reappointment and Remuneration of A. Dani, Vice Chairman and Managing Director, from Dec. 18, 2008 to March 31, 2009 | Management | For | For |
9 | Approve Reappointment and Remuneration of Abhay Vakil, Managing Director, from Dec. 18, 2008 to March 31, 2009 | Management | For | For |
10 | Appoint P.M. Murty as Director | Management | For | Against |
11 | Approve Appointment and Remuneration of P.M. Murty, Executive Director, Managing Director, and CEO | Management | For | Against |
12 | Appoint A. Choksi as Director | Management | For | Against |
13 | Appoint A. Dani as Director | Management | For | Against |
14 | Appoint Abhay Vakil as Director | Management | For | Against |
15 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
ASPEN TECHNOLOGY, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald P. Casey | M anagement | For | For |
1.2 | Elect Director Stephen M. Jennings | Management | For | For |
1.3 | Elect Director Michael Pehl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASUSTEK COMPUTER INC. MEETING DATE: JUN 16, 2009 | ||||
TICKER: SECURITY ID: Y04327105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Divid ends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | Management | For | For |
ATHENAHEALTH, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Foster | Management | For | For |
1.2 | Elect Director Ann H. Lamont | Management | For | For |
1.3 | Elect Director James L. Mann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTOLIV INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: ALV SECURITY ID: 052800109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Lorch | Management | For | For |
1.2 | Elect Director James M. Ringler | Management | For | For |
1.3 | Elect Director Kazuhiko Sakamoto | Management | For | For |
1.4 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AUTONOMY CORPORATION PLC MEETING DATE: FEB 16, 2009 | ||||
TICKER: AU/ SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Interwoven, Inc. | Management | For | For |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 27, 2009 | ||||
TICKER: AU/ SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Richard Gaunt as Director | Management | For | For |
4 | Re-elect Richard Perle as Director | Management | For | For |
5 | Re-elect John McMonigall as Director | Management | For | For |
6 | Reappoint Deloitte LLP Auditors of the Company | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 264,606.05 (Rights Issue); Otherwise up to GBP 264,606.05 | Management | For | For |
9 | Revoke All Provisions in the Memorandum and Articles of Association of the Company as to the Amount of the Company's Authorised Share Capital or Setting the Maximum Amount of Shares Which May be Alloted by the Company | Management | For | For |
10 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,690.91 | Management | For | For |
11 | Authorise 35,483,671 Ordinary Shares for Market Purchase | Management | For | For |
12 | Amend Articles of Association by Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Articles | Management | For | F or |
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
AXIS CAPITAL HOLDINGS LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICHAEL A. BUTT | Management | For | For |
1.2 | DIRECTOR JOHN R. CHARMAN | Management | For | For |
1.3 | DIRECTOR CHARLES A. DAVIS | Management | For | For |
1.4 | DIRECTOR SIR ANDREW LARGE | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE AXIS CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES. | Management | For | For |
3 | TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
4 | TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE. | Management | For | For |
AYALA LAND INC. MEETING DATE: APR 1, 2009 | ||||
TICK ER: ALI SECURITY ID: Y0488F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Fernando Zobel de Ayala as a Director | Management | For | For |
1.2 | Elect Jaime Augusto Zobel de Ayala as a Director | Management | For | For |
1.3 | Elect Delfin L. Lazaro as a Director | Management | For | For |
1.4 | Elect Aurelio R. Montinola III as a Director | Management | For | For |
1.5 | Elect Mercedita S. Nolledo as a Director | Management | For | For |
1.6 | Elect Corazon S. de la Paz-Bernardo as a Director | Management | For | For |
1.7 | Elect Francis G. Estrada as a Director | Management | For | For |
1.8 | Elect Oscar S. Reyes as a Director | Management | For | For |
2 | Approve Minutes of Previous Stockholder Meetings | Management | For | For |
3 | Approve Annual Report of Management | Management | For | For |
4 | Ratify All Acts and Resolutions of the Board of Directors and of the Executive Committee | Management | For | For |
5 | Appoint Sycip Gorres Velayo & Co. as the Company's Independent Auditors and Fix Their Remuneration | Management | For | For |
6 | Other Business | Management | For | Against |
BALL CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BANK OF BARODA LTD MEETING DATE: JUL 28, 2008 | ||||
TICKER: BOB SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
BANK OF BARODA LTD MEETING DATE: DEC 23, 2008 | ||||
TICKER: BOB SECURITY ID: Y06451119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint D.B. Phatak as Shareholder Director | Management | For | For |
2 | Appoint D. Bhandari as Shareholde r Director | Management | For | For |
3 | Appoint M.P. Mehta as Shareholder Director | Management | For | For |
4 | Appoint M.A. Vaishnav as Shareholder Director | Management | For | Did Not Vote |
5 | Appoint S.C. Bapna as Shareholder Director | Management | For | Did Not Vote |
BANK OF INDIA LTD MEETING DATE: JUL 11, 2008 | ||||
TICKER: BOI SECURITY ID: Y06949112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 4.00 Per Share | Management | For | For |
BANK OF INDIA LTD MEETING DATE: OCT 23, 2008 | ||||
TICKER: BOI SECURITY ID: Y06949112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C.B. Govindrao as Director Among the Shareholders | Management | For | For |
1.2 | Elect D.B. Gangadhar as Director Among the Shareholders | Management | For | For |
1.3 | Elect Mallya Prakash P. as Director Among the Shareholders | Management | For | For |
1.4 | Elect N.G. Madhavan as Director Among the Shareholders | Management | For | Did Not Vote |
1.5 | Elect Sirajuddin P.M. as Director Among the Shareholders | Management | For | Did Not Vote |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX & nbsp;SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
&nbs p; | ||||
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BAYER CROPSCIENCE INDIA LTD (FORMERLY AGREVO INDIA LTD) MEETING DATE: SEP 9, 2008 | ||||
TICKER: SECURITY ID: Y0761E135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.40 Per Share | Management | For | For |
3 | Reappoint V. Mallya as Director | Management | For | For |
4 | Reappoint A.K.R. Nedungadi as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint V. Bhandari as Director | Management | For | For |
7 | Approve Appointment and Remunera tion of K. Mistry, Executive Director | Management | For | For |
BECTON, DICKINSON AND COMPANY MEETING DATE: FEB 3, 2009 | ||||
TICKER: BDX SECURITY ID: 075887109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claire M. Fraser-Liggett | Management | For | For |
1.2 | Elect Director Edward J. Ludwig | Management | For | For |
1.3 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.4 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
BELL EQUIPMENT LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: BEL SECURITY ID: S1047R111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | Management | For | For |
2 | Reelect Douglas Gage, Danie Vlok, Tiisetso Tsukudu and Howard Buttery as Directors | Management | For | For |
3 | Ratify Deloitte & Touche as the Independent Auditors of the Company and Camilla Howard-Browne as the Individual Registered Auditor who will Undertake the Audit for the Company for the Ensuing Year | Management | For | For |
4 | Place Authorised But Unissued Shares of the Company in Respect of the Share Option Schemes Under the Control of the Directors | Management | For | For |
5 | Approve The Bell Equipment Limited Employee Share Option Scheme 2 | Management | For | For |
BENESSE CORP. MEETING DATE: JUN 27, 2009 | ||||
TICKER: 9783 SECURITY ID: J0429N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Adoption of Holding Company Structure and Transfer of Operations to New Wholly-Owned Subsidiary | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Ch ange Company Name - Amend Business Lines | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
BIO-RAD LABORATORIES, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: BIO SECURITY ID: 090572207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis Drapeau | Management | For | For |
1.2 | Elect Director Albert J. Hillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
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BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BJ WHOLESALE CLUB, INC ME ETING DATE: MAY 21, 2009 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christine M. Cournoyer | Management | For | For |
2 | Elect Director Edmond J. English | Management | For | For |
3 | Elect Director Helen Frame Peters, Ph.D. | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
BLUE STAR LIMITED MEETING DATE: JUL 28, 2008 | ||||
TICKER: SECURITY ID: Y09172159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
3 | Reappoint G. Singh as Director | Management | For | For |
4 | Reappoint S. Haribhakti as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of A.M. Advani, Managing Director | Management | For | For |
7 | Approve Reappointment and Remuneration of S.M. Advani, Managing Director | Management | For | For |
8 | Approve Commission Remuneration of T.G.S. Babu and S. Jamdar, Deputy Managing Directors | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
BOSTON SCIENTIFIC CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Abele | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Marye Anne Fox | Management | For | For |
4 | Elect Director Ray J. Groves | Management | For | For |
5 | Elect Director Kristina M. Johnson | Management | For | For |
6 | Elect Director Ernest Mario | Management | For | For |
7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
8 | Elect Director Pete M. Nicholas | Management | For | For |
9 | Elect Director John E. Pepper | Management | For | For |
10 | Elect Director Uwe E. Reinhardt | Management | For | For |
11 | Elect Director Warren B. Rudman | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Elect Director James R. Tobin | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Other Business | Management | For | Against |
BRINK'S HOME SECURITY HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CFL SECURITY ID: 109699108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allen | Management | For | For |
1.2 | Elect Director Michael S. Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKS COMPANY, THE MEETING DATE: MAY 1, 2009 | ||||
TICKER: BCO SECURITY ID: 109696104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Ackerman | Management | For | Withhold |
1.2 | Elect Director Betty C. Alewine | Management | For | Withhold |
1.3 | Elect Director Michael J. Herling | Management | For | For |
1.4 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.5 | Elect Director Robert J. Strang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRITANNIA INDUSTRIES LTD. MEETING DATE: JUL 28, 2008 | ||||
TICKER: BRIT SECURITY ID: Y0969R110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
2 | Approve Dividend of INR 18.00 Per Share | Management | For | Abstain |
3 | Reappoint S.S. Kelkar as Director | Management | For | Abstain |
4 | Reappoint P. Khanna as Director | Management | For | Abstain |
5 | Reappoint N.N. Wadia as Director | Management | For | Abstain |
6 | Reappoint F.X. Roger as Director | Management | For | Abstain |
7 | Approve Lovelock & Lewes as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
8 | Appoint P.L. Jacob as Director | Management | For | Abstain |
9 | Approve Employee Stock Option Scheme | Management | For | Abstain |
BYD ELECTRONIC INTERNATIONAL CO LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Chan Yuk Tong as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
3 | Reelect Liang Ping as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
4 | Reelect Antony Francis Mampilly as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
5 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
BYD ELECTRONIC INTERNATIONAL CO LTD MEETING DATE: JUN 5, 2009 | ||||
TICKER: SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by BYD (Huizhou) Electronic Company Ltd of the Handset Charger Business from BYD (Huizhou) Company Ltd for a Consideration of RMB 51.0 Million | Management | For | For |
C&C GROUP PLC MEETING DATE: JUL 11, 2008 | ||||
TICKER: GCC SECURITY ID: G1826G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect John Holberry as Director | Management | For | For |
4 | Elect John B urgess as Director | Management | For | For |
5 | Elect John Hogan as Director | Management | For | For |
6 | Elect Philip Lynch as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Amend Articles Re: Electronic Communications | Management | For | For |
C&C GROUP PLC MEETING DATE: DEC 18, 2008 | ||||
TICKER: GCC SECURITY ID: G1826G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Joint Share Ownership Plan | Management | For | For |
2 | Amend Save-As-You-Earn Share Option Scheme | Management | For | For |
3 | Amend Profit Sharing Scheme | Management | For | For |
4 | Amend Executive Share Option Plan | Management | For | For |
5 | Amend Long Term Incentive Plan | Management | For | For |
CAL-MAINE FOODS, INC. MEETING DATE: OCT 2, 2008 | ||||
TICKER: CALM SECURITY ID: 128030202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred R. Adams, Jr. | Management | For | For |
1.2 | Elect Director Richard K. Looper | Management | For | For |
1.3 | Elect Director Adolphus B. Baker | Management | For | For |
1.4 | Elect Director Timothy A. Dawson | Management | For | For |
1.5 | Elect Director R. Faser Triplett | Management | For | Withhold |
1.6 | Elect Director Letitia C. Hughes | Management | For | For |
1.7 | Elect Director James E. Poole | Management | For | For |
2 | Amend Certificate of Incorporation to Provide for Equal Dividends on a Per Share Basis | Management | For | Against |
3 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
CAP GEMINI MEETING DATE: APR 30, 2009 | ||||
TICKER: CAP SECURITY ID: F13587120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Fin ancial Statements and Discharge Directors | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report Regarding Related-Party Transactions Mentionning the Absence of New Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
5 | Reelect Daniel Bernard as Director | Management | For | For |
6 | Reelect Thierry de Montbrial as Director | Management | For | For |
7 | Elect Bernard Liautaud as Director | Management | For | For |
8 | Elect Pierre Pringuet as Director | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Articles 14 and 15 of Bylaws Re: Age Limits for Chairman and CEO | Management | For | For |
12 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CAPITAMALL TRUST LTD(FORMERLY SINGMALL PROPERTY TRUST) MEETING DATE: MAR 2, 2009 | ||||
TICKER: CT SECURITY ID: Y1100L160 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Renounceable Rights Issue of New Units in CapitaMall Trust (CMT) on the Rights Ratio of Nine Rights Units for Every Ten Existing Units in CMT Held on March 6, 2009 | Management | For | For |
2 | Approve Whitewash Waiver | Management | For | For |
CCL PRODUCT INDIA LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: SECURITY ID: Y1745C112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Ca st |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.00 Per Share | Management | For | For |
3 | Reappoint I.J. Rao as Director | Management | For | For |
4 | Reappoint B.N. Jayasimha as Director | Management | For | For |
5 | Reappoint V.K. Singal as Director | Management | For | For |
6 | Approve M. Anandam & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CELERA CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: CRA SECURITY ID: 15100E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jean-Luc Belingard | Management | For | For |
2 | Elect Director Peter Barton Hutt | Management | For | For |
3 | Elect Director Gail K. Naughton | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CENTENE CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNC SECURITY ID: 15135B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert K. Ditmore | Management | For | Withhold |
1.2 | Elect Director Frederick H. Eppinger | Management | For | Withhold |
1.3 | Elect Director David L. Steward | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CENTERRA GOLD INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: CG SECURITY ID: 152006102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Ian G. Austin as a Director for the ensuing year | Management | For | For |
2 | Elect Mr. Almazbek S. Djakypov as a Director for the ensuing year | Management | For | For |
3 | Elect Mr. O. Kim Goheen as a Director for the ensuing year | Management | For | For |
4 | Elect Mr. Patrick M. James as a Director for the ensuing year | Management | For | For |
5 | Elect Mr. Stephen A. Lang as a Director for the ensuing year | Management | For | For |
6 | Elect Mr. Sheryl K. Pressler as a Director for the ensuing year | Management | For | For |
7 | Elect Mr. Terry V. Rogers as a Director for the ensuing year | Management | For | For |
8 | Elect Mr. Jack E. Thompson as a Director for the ensuing year | Management | For | For |
9 | Elect Mr. Bruce V. Walter as a Director for the ensuing year | Management | For | For |
10 | Elect Mr. Anthony J. Webb as a Director for the ensuing year | Management | For | For |
11 | Appoint KPMG LLP as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration to be paid to the Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 22, 2009 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford W Illig | Management | For | For |
1.2 | Elect Director William B Neaves, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA DONGXIANG (GROUP) CO LTD MEETING DATE: SEP 10, 2008 | ||||
TICKER: 3818 SECURITY ID: G2112Y109 | ||||
Proposal No | Pro posal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Annual Caps under the Framework Agreement | Management | For | For |
CHIQUITA BRANDS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: CQB SECURITY ID: 170032809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fernando Aguirre | Management | For | Withhold |
1.2 | Elect Director Kerrii B. Anderson | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | Fo r | Withhold |
1.4 | Elect Director William H. Camp | Management | For | Withhold |
1.5 | Elect Director Robert W. Fisher | Management | For | Withhold |
1.6 | Elect Director Clare M. Hasler | Management | For | Withhold |
1.7 | Elect Director Durk I. Jager | Management | For | Withhold |
1.8 | Elect Director Jaime Serra | Management | For | Withhold |
1.9 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CHUBB CORP., THE MEETING DATE: APR 28, 2009 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird | Management | For | For |
1.2 | Elect Director Sheila P. Burke | Management | For | For |
1.3 | Elect Director J ames I. Cash, Jr. | Management | For | For |
1.4 | Elect Director Joel J. Cohen | Management | For | For |
1.5 | Elect Director John D. Finnegan | Management | For | For |
1.6 | Elect Director Klaus J. Mangold | Management | For | For |
1.7 | Elect Director Martin G. McGuinn | Management | For | For |
1.8 | Elect Director Lawrence M. Small | Management | For | For |
1.9 | Elect Director Jess Soderberg | Management | For | For |
1.10 | Elect Director Daniel E. Somers | Management | For | For |
1.11 | Elect Director Karen Hastie Williams | Management | For | For |
1.12 | Elect Director James M. Zimmerman | Management | For | For |
1.13 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CINEMAX INDIA LTD MEETING DATE: AUG 30, 2008 | ||||
TICKER: SECURITY ID: Y16365101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Abstain |
2 | Approve Dividend on Preference Shares of 5 Percent Per Share | Management | For | Abstain |
3 | Approve Dividend on Equity Shares of INR 1.50 Per Share | Management | For | Abstain |
4 | Reappoint P. Ghatalia as Director | Management | For | Abstain |
5 | Reappoint K. Sinha as Director | Management | For | Abstain |
6 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
7 | Approve Increase in Borrowing Powers to INR 4 Billion | Management | For | Abstain |
8 | Approve Pledging of Assets for Debt | Management | For | Abstain |
CI NEMAX INDIA LTD MEETING DATE: SEP 8, 2008 | ||||
TICKER: SECURITY ID: Y16365101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Other Objects Clause III (C) of the Memorandum of Association | Management | For | For |
2 | Approve Commencement of New Business as Specified in Other Objects Clause III (C) of the Memorandum of Association | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 2 Billion | Management | For | For |
CLOROX COMPANY, THE MEETING DATE: NOV 19, 2008 | ||||
TICKER: CLX SECURITY ID: 189054109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel Boggan, Jr. | Management | For | Against |
2 | Elect Director Richard H. Carmona | Management | For | Against |
3 | Elect Director Tully M. Friedman | Management | For | Against |
4 | Elect Director George J. Harad | Management | For | Against |
5 | Elect Director Donald R. Knauss | Management | For | Against |
6 | Elect Director Robert W. Matschullat | Management | For | Against |
7 | Elect Director Gary G. Michael | Management | For | Against |
8 | Elect Director Edward A. Mueller | Management | For | Against |
9 | Elect Director Jan L. Murley | Management | For | Against |
10 | Elect Director Pamela Thomas-Graham | Management | For | Against |
11 | Elect Director Carolyn M. Ticknor | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Dire ctor James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COLUMBIA SPORTSWEAR CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: COLM SECURITY ID: 198516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gertrude Boyle | Management | For | For |
1.2 | Elect Director Timothy P. Boyle | Management | For | For |
1.3 | Elect Director Sarah A. Bany | Management | For | For |
1.4 | Elect Director Murrey R. Albers | Management | For | For |
1.5 | Elect Director Stephen E. Babson | Management | For | For |
1.6 | Elect Director Andy D. Bryant | Management | For | For |
1.7 | Elect Director Edward S. George | Management | For | For |
1.8 | Elect Director Walter T. Klenz | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO MEETING DATE: MAY 15, 2009 | ||||
TICKER: SECURITY ID: F51723116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Report s | Management | For | For |
4 | Approve Remuneration of Directors in the Aggregate Amount of EUR 300,000 | Management | For | For |
5 | Approve Transaction with Sagem Securite Re: Final Contribution Agreement | Management | For | For |
6 | Approve Auditors' Special Report Regarding Related-Party Transactions, Approve Transaction with Jacques Stern Re: Exceptional Compensation, and Approve Other Ongoing Transactions | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
8 | Ratify Appointment of Emmanuel Mounier as Director | Management | For | Against |
9 | Allow Board to Use Authorizations Granted under Items 10, 11, and 13 of General Meeting Held on May 15, 2008, without Offer to the Public | Management | For | For |
10 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
11 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Approve Employee Stock Purchase Plan | Management | For | Against |
14 | Amend Article 12 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: CMTL SECURITY ID: 2058262 09 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ira Kaplan | Management | For | Withhold |
1.2 | Elect Director Gerard R. Nocita | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CONAGRA FOODS INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director W.G. Jurgensen | Management | For | For |
1.5 | Elect Director Ruth Ann Marshall | Management | For | For |
1.6 | Elect Director Gary M. Rodkin | Management | For | For |
1.7 | Elect Director Andrew J. Schindler | Management | For | For |
1.8 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
COPART, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: CPRT SECURITY ID: 217204106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willis J. Johnson | Management | For | For |
1.2 | Elect Director A. Jayson Adair | Management | For | For |
1.3 | Elect Director James E. Meeks | Management | For | For |
1.4 | Elect Director Steven D. Cohan | Management | For | For |
1.5 | Elect Director Daniel J. En glander | Management | For | For |
1.6 | Elect Director Barry Rosenstein | Management | For | For |
1.7 | Elect Director Thomas W. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORPORATION BANK LTD. MEETING DATE: AUG 8, 2008 | ||||
TICKER: CRPBK SECURITY ID: Y1755Q134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Con firm Interim Dividend of INR 4.50 Per Share and Approve Final Dividend of INR 6.00 Per Share | Management | For | For |
3.1 | Elect A. Garg as a Director Among the Shareholders | Management | For | Abstain |
3.2 | Elect H. Mehta as a Director Among the Shareholders | Management | For | Abstain |
3.3 | Elect C.R. Kamath as a Director Among the Shareholders | Management | For | Abstain |
3.4 | Elect Thomas Matthew T. as a Director Among the Shareholders | Management | For | Abstain |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREE, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour, Ph.D. | Management | For | For |
1.3 | Elect Director Dolph W. Von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Franco Plastina | Management | For | For |
1.6 | Elect Director Harvey A. Wagner | Management | For | For |
1.7 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
CSX CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CYRELA COMMERCIAL PROPERTIES S.A EMPREENDIMENTOS E PARTICIPACOES MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P34093107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Change Location of Company Headquarters and Amend Article 27 Accordingly | Management | For | For |
CYTRX CORPORATION MEETING DATE: JUL 1, 2008 | ||||
TICKER: CYTR SECURITY ID: 232828301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Kriegsman | Management | For | For |
1.2 | Elect Director Marvin R. Selter | Management | For | For |
1.3 | Elect Director Richard L. Wennekamp | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DABUR INDIA LTD. MEETING DATE: JUL 10, 2008 | ||||
TICKER: DABUR SECURITY ID: Y1855D140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of 0.75 Per Share and Approve Final Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint Anand Burman as Director | Management | For | For |
4 | Reappoint P.D. Narang as Director | Management | For | For |
5 | Reappoint R.C. Bhargava as Director | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Burman as Director | Management | For | For |
8 | Approve Appointment and Remuneration of Amit Burman, Executive Director of Dabur Nepal Pvt Ltd | Management | For | For |
9 | Approve Appointment and Remuneration of G. Burman, Executive Director of Dabur International Ltd | Management | For | For |
10 | Approve Remuneration of S. Burman, Executive Director of Dabur International Ltd | Management | For | For |
11 | Amend Main Object Clause III (A) of the Memorandum of Association | Management | For | For |
12 | Approve Transfer of Register of Members, Annual Returns, Documents and Certificates to the Registered Office of the Company at 8/3, Asaf Ali Road, New Delhi-110002 | Management | For | For |
DABUR INDIA LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: DABUR SECURITY ID: Y1855D140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Main Objects Clause III (A) of the Memorandum of Association | Management | For | For |
DAIKOKUTENBUSSAN CO. LTD. MEETING DATE: AUG 21, 2008 | ||||
TICKER: 2791 SECURITY ID: J1012U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JY 12 | Management | For | For |
2 | Amend Articles To Reduce Directors' Term in Office | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
DAPHNE INTERNATIONAL HOLDINGS LTD MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: G2830J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Chen Ying-Chieh as Director | Management | For | For |
3b | Reelect Chen Hsien Min as Director | Management | For | For |
3c | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | F or | Against |
6 | Amend Memorandum and Articles of Association and Adopt the Amended and Restated Memorandum and Articles of Association | Management | For | For |
DATACASH GROUP PLC MEETING DATE: JUL 8, 2008 | ||||
TICKER: SECURITY ID: G2756Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.1 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Nicholas Temple as Director | Management | For | For |
4 | Reappoint Baker Tilly UK Audit LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,426 | Management | For | For |
6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,929 | Management | For | For |
7 | Authorise 4,590,000 Ordinary Shares for Market Purchase | Management | For | For |
8 | Amend Articles of Association Re: Notice of General Meetings and Directors' Conflicts of Interest | Management | For | For |
DATACASH GROUP PLC MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: G2756Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 1.4 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect David Bailey as Director | Management | For | For |
4 | Elect Joseph Blass as Director | Management | For | For |
5 | Reappoint Baker Tilly UK Audit LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 376,995 | Management | For | For |
7 | Subject to the Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Right s up to Aggregate Nominal Amount of GBP 500,000 | Management | For | For |
8 | Authorise 4.615M Ordinary Shares for Market Purchase | Management | For | For |
DEL MONTE FOODS CO. MEETING DATE: SEP 25, 2008 | ||||
TICKER: D LM SECURITY ID: 24522P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Timothy G. Bruer | Management | For | For |
2 | Elect Director Mary R. Henderson | Management | For | For |
3 | Elect Director Sharon L. McCollam | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: XRAY SECURITY ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy L Dixon | Management | For | For |
1.2 | Elect Director Leslie A. Jones | Management | For | For |
1.3 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | Withhold |
1.2 | Elect Director Michael F. Foust | Management | For | Withhold |
1.3 | Elect Director Laurence A. Chapman | Management | For | Withhold |
1.4 | Elect Director Kathleen Earley | Management | For | Withhold |
1.5 | Elect Director Ruann F. Ernst | Management | For | Withhold |
1.6 | Elect Director Dennis E. Singleton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DISCO CO. MEETING DATE: JUN 23, 2009 | ||||
TICKER: 6146 SECURITY ID: J12327102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Increase Maximum Number of Statutory Auditors - - | Management | For | For |
3.1 | Elect Direc tor | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
6 | Approve Stock Option Plan | Management | For | For |
&n bsp; | ||||
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DRESSER-RAND GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | Withhold |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | Withhold |
1.3 | Elect Director Rita V. Foley | Management | For | Withhold |
1.4 | Elect Director Louis A. Raspino | Management | For | Withhold |
1.5 | Elect Director Philip R. Roth | Management | For | Withhold |
1.6 | Elect Director Michael L. Underwood | Management | F or | Withhold |
1.7 | Elect Director Jean-Paul Vettier | Management | For | Withhold |
1.8 | Elect Director Joseph C. Winkler III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Am end Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ECLIPSYS CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ECLP SECURITY ID: 278856109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Casey | Management | For | For |
1.2 | Elect Director Jay B. Pieper | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: JUL 7, 2008 | ||||
TICKER: SECURITY ID: Y22514106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 2.50 Per Share | Management | For | For |
3 | Reappoint S. Chandra as Director | Management | For | For |
4 | Approve Anupam Bansal & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Utilization of Proceeds Raised Through GDR Issue | Management | For | For |
EDUCOMP SOLUTIONS LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: Y22514106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment in Educomp Infrastructure & School Management Ltd | Management | For | For |
2 | Approve Transfer of Vocational Education Division to Educomp Vocational Education Pvt Ltd | Management | For | For |
3 | Approve Transfer of Roots to Wings Division to Educomp Child Care Pvt Ltd | Management | For | For |
4 | Approve Increase in Borrowing Powers to INR 30 Billion | Management | For | For |
5 | Approve Pledging of Assets for Debt | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 7, 2009 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | Against |
2 | Elect Director Barbara J. McNeil | Management | For | Against |
3 | Elect Director Michael A. Mussallem | Management | For | Against |
4 | Elect Director William J. Link | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. John S. Auston as a Director to hold office for the following year | Management | For | For |
2 | Elect Mr. K. Ross Cory as a Director to hold office for the following year | Management | For | For |
3 | Elect Mr. Robert R. Gilmore as a Director to h old office for the following year | Management | For | For |
4 | Elect Mr. Geoffrey A. Handley as a Director to hold office for the following year | Management | For | For |
5 | Elect Mr. Hugh C. Morris as a Director to hold office for the following year | Management | For | For |
6 | Elect Mr. Wayne D. Lenton as a Director to hold office for the following year | Management | For | For |
7 | Elect Mr. Jo nathan Rubenstein as a Director to hold office for the following year | Management | For | For |
8 | Elect Mr. Donald M. Shunka as a Director to hold office for the following year | Management | For | For |
9 | Elect Mr. Paul N. Wright as a Director to hold office for the following year | Management | For | For |
10 | Appoint PricewaterhouseCoopers LLP as the Auditors of the Corporation for theensuing year | Management | For | For |
11 | Authorize the Directors to fix the Auditor s compensation | Management | For | For |
12 | Adopt the amendments to the amended and restated Incentive Stock Option Plan for the employees, consultants and the Advisors and the amended and restated Incentive Stock Option Plan for the Officers and the Directors | Management | For | For |
13 | Adopt New Bylaws/Articles/Charter/Declaration of Trust | Management | For | For |
14 | Adopt the amendments to the Company s Articles to permit shareholder meetingsto be held outside of C anada, as specified | Management | For | For |
ELECTRO-OPTICAL SCIENCES, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: MELA SECURITY ID: 285192100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Gulfo | Management | For | For |
1.2 | Elect Director Breaux Castleman | Management | For | For |
1.3 | Elect Director Sidney Braginsky | Management | For | For |
1.4 | Elect Director George C. Chryssis | Management | For | For |
1.5 | Elect Director Martin D. Cleary | Management | For | For |
1.6 | Elect Director Dan W. Lufkin | Management | For | For |
1.7 | Elect Director Gerald Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | F or |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | M anagement | For | Against |
11 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 3, 2009 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Propos al No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.A. Busch III | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director H. Green | Management | For | For |
1.4 | Elect Director W.R. Johnson | Management | For | For |
1.5 | Elect Director J.B. Menzer | Management | For | For |
1.6 | Elect Director V.R. Loucks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENDO PHARMACEUTICALS HOLDINGS INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Delucca | Management | For | For |
1.2 | Elect Director David P. Holveck | Management | For | For |
1.3 | Elect Director Nancy J Hutson | Management | For | For |
1.4 | Elect Director Michael Hyatt | Management | For | For |
1.5 | Elect Director Roger H. Kimmel | Management | For | For |
1.6 | Elect Director C.A. Meanwell | Management | For | For |
1.7 | Elect Director William P. Montague | Management | For | For |
1.8 | Elect Director Joseph C. Scodari | Management | For | For |
1.9 | Elect Director William F. Spengler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Haddock | Management | For | For |
1.2 | Elect Director Paul E. Rowsey, III | Management | For | For |
1.3 | Elect Director C. Christopher Gaut | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENTERTAINMENT NETWORK INDIA LTD MEETING DATE: AUG 25, 2008 | ||||
TICKER: ENIL SECURITY ID: Y22993102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint D.M. Satwalekar as Director | Management | For | For |
3 | Reappoint N. Kumar as Director | Management | For | For |
4 | Approve Price Waterhouse & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ENTERTAINMENT NETWORK INDIA LTD MEETING DATE: MAR 18, 2009 | ||||
TICKER: ENIL SECURITY ID: Y22993102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reappointment and Remuneration of A.P. Parigi, Managing Director | Management | For | For |
EPICOR SOFTWARE CORPORATION MEETING DATE: JUN 4, 2009 | ||||
TICKER: EPIC SECURITY ID: 29426L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. George Klaus | Management | For | Withhold |
1.2 | Elect Director Michael Kelly | Management | For | Withhold |
1.3 | Elect Director Robert H. Smith | Management | For | Withhold |
1.4 | Elect Director James T. Richardson | Management | For | Withhold |
1.5 | E lect Director Michael L. Hackworth | Management | For | Withhold |
1.6 | Elect Director John M. Dillon | Management | For | For |
1.7 | Elect Director Richard H. Pickup | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EROS INTERNATIONAL PLC, DOUGLAS MEETING DATE: SEP 18, 2008 | ||||
TICKER: SECURITY ID: G3193P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Re-elect Dilip Thakkar as a Director | Management | For | For |
3 | Re-elect Naresh Chandra as a Director | Management | For | For |
4 | Ratify Grant Thornton as Auditors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Amend Articles Re: Directors' Indemnity and Right to Vote | Management | For | For |
7 | Approve Share Repurchase of 15 Percent of Share Capital | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to the Aggregate Nominal Amount of Ten Percent of Issued Share Capital | Management | For | For |
EVA PRECISION INDUSTRIAL HOLDINGS LTD MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: G32148101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Nomo Kenshiro as Executive Director | Management | For | For |
2b | Reelect Leung Tai Chiu as Independent Non-Executive Director | Management | For | For |
2c | Reelect Choy Tak Ho as Independent Non-Executive Director | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Approve Refreshment of Mandate Limit Pursuant to the Share Option Scheme | Management | For | Against |
F@N COMMUNICATIONS INC. MEETING DATE: MAR 27, 2009 | ||||
TICKER: 2461 SECURITY ID: J14092100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 1200 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates | Management | For | For |
3 | Appoint Alternate Internal Statutory Auditor | Management | For | For |
4 | Approve Stock Option Pl an for Directors and Statutory Auditors | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
FINISH LINE, INC., THE MEETING DATE: JUL 17, 2008 | ||||
TICKER: FINL SECU RITY ID: 317923100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan H. Cohen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOREST OIL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dod A. Fraser | Management | For | For |
1.2 | Elect Director James D. Lightner | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORMOSA EPITAXY INC MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: Y2601A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial St atements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
5 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
6 | Approve Increase of Registered Capital by Issuance of Ordinary Shares | Management | For | For |
7 | Approve Issuance of Shares via Private Placement | Management | For | For |
8.1 | Elect Li, Long-Da (San Chih Semiconductor Company), ID No. 54094 as Director | Management | For | For |
8.2 | Elect Tsai , Yi-Gong (San Chih Semiconductor Company), ID No. 54094 as Director | Management | For | For |
9 | Approve Release of Restrictions on Competitive Activities of Directors | Management | For | For |
FORTUNE ELECTRIC CO LTD MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: Y26168107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
7 | Approve Amendment on Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
FUEL SYSTEMS SOLUTIONS, INC MEETING DATE: AUG 6, 2008 | ||||
TICKER: FSYS SECURITY ID: 35952W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman L. Bryan | Management | For | For |
1.2 | Elect Director Douglas R. King | Management | For | For |
1.3 | Elect Director James W. Nall | Management | For | For |
FUEL TECH, INC. MEETI NG DATE: MAY 21, 2009 | ||||
TICKER: FTEK SECURITY ID: 359523107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Bailey | Management | For | For |
1.2 | Elect Director Ralph E. Bailey | Management | For | For |
1.3 | Elect Director Miguel Espinosa | Mana gement | For | For |
1.4 | Elect Director Charles W. Grinnell | Management | For | For |
1.5 | Elect Director Thomas L. Jones | Management | For | For |
1.6 | Elect Director John D. Morrow | Management | For | For |
1.7 | Elect Director John F. Norris Jr. | Management | For | For |
1.8 | Elect Director Thomas S. Shaw, Jr. | Management | For | For |
1.9 | Elect Director Delbert L. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GEELY AUTOMOBILE HOLDINGS LTD (FORMERLY GUORUN HOLDINGS LTD) MEETING DATE: MAY 25, 2009 | ||||
TICKER: SECURITY ID: G3777B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Ang Siu Lun, Lawrence as Director | Management | For | Against |
4 | Reelect Zhao Jie as Director | Management | For | Against |
5 | Reelect Yeung Sau Hung, Alex as Director | Management | For | Against |
6 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
7 | Reappoint Grant Thornton as Auditors and Author ize the Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Shares Pursuant to the Share Option Scheme | Management | For | Against |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GEMALTO MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Annual Report | Management | None | Did Not Vote |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non Executive Directors | Management | For | Did Not Vote |
6a | Elect Buford Alexander to Board of Directors | Management | For | Did Not Vote |
6b | Reelect Kent Atkinson to Board of Directors | Management | For | Did Not Vote |
6c | Reelect David Bonderman to Board of Directors | Management | For | Did Not Vote |
6d | Reelect Johannes Fritz to Board of Directors | Management | For | Did Not Vote |
6e | Reelect John Ormerod to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase Shares | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | Did Not Vote |
10 | Close Meeting | Management | None | Did Not Vote |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GIANT INTERACTIVE GROUP INC MEETING DATE: SEP 12, 2008 | ||||
TICKER: GA SECURITY ID: 374511103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | REELECT ANDY Y. YAN AS DIRECTOR | Management | For | For |
2 | REELECT PAUL C.Y. CHU AS DIRECTOR | Management | For | For |
3 | INCREASE NUMBER OF SHARES RESERVED UNDER 2007 PERFORMANCE INCENTIVE PLAN | Management | For | For |
4 | RATIFY AUDITORS | Management | For | For |
GIGAMEDIA LTD. MEETING DATE: JUN 30, 2009 | ||||
TICKER: GIGM SECURITY ID: Y2711Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adoption Of Audited Financial Statements | Management | For | For |
2 | Approval Of Appointment Of Auditors | Management | For | For |
3 | Approval Of Directors Remuneration | Management | For | For |
4 | Approval For Authority To Allot And Issue Shares | Management | For | Against |
5 | Approval For Share Purchase Mandate | Management | For | For |
6 | Approval To Adopt Gigamedia Limited 2009 Employee Share Purchase Plan | Management | For | For |
7 | Approval To Adopt Gigamedia Limited 2009 Equity Incentive Plan | Management | For | Against |
GITANJALI GEMS LTD MEETING DATE: SEP 18, 2008 | ||||
TICKER: SECURITY ID: Y2710F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.80 Per Share | Management | For | For |
3 | Reappoint S.A. Shah as Director | Management | For | For |
4 | Reappoint S. Chukkapalli as Director | Management | For | For |
5 | Approve Ford, Rhodes, Parks & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Investments in Indian Companies | Management | For | For |
7 | Approve Investments in Overseas Compani es | Management | For | For |
GLOBAL DIGITAL CREATIONS HOLDINGS LIMITED MEETING DATE: FEB 17, 2009 | ||||
TICKER: SECURITY ID: G4046D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement Between GDC Hldgs. Ltd. (Lender) and Southern International Ltd. (Borrower) and Exercise of Call Options Granted by the Borrower to the Lender and/or its Designated Companies | Management | For | For |
2 | Approve Disposal by Institute of Digital Media Technology (Shenzhen) Ltd. of 445 Units of Digital Cinema Equipment and Related Accessories to China Film Group Corp. for a Cash Consideration of RMB 223.8 Million | Management | For | For |
3 | Reelect Japhet Sebastian Law as Independent Non-Executive Director | Management | For | For |
GODREJ CONSUMER PRODUCT LTD MEETING DATE: JUL 3, 2008 | ||||
TICKER: SECURITY ID: Y2732X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association Re: Securities Premium Account | Management | For | For |
2 | Approve Reduction of Securities Premium Account by up to INR 500 Million for Adjusting the Intangibles-Trade Marks and Brands | Management | For | For |
&nb sp; | ||||
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GODREJ CONSUMER PRODUCT LTD MEETING DATE: JUL 25, 2008 | ||||
TICKER: SECURITY ID: Y2732X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint N. Godrej as Director | Management | For | For |
4 | Reappoint H. Press as Director | Management | For | For |
5 | Approve Kalyaniwalla & Mistry as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint A. Mahendran as Director | Management | For | For |
7 | Appoint O. Goswami as Director | Management | For | For |
GOLDCREST CO. LTD. MEETING DATE: JUN 19, 2009 | ||||
TICKER: 8871 SECURITY ID: J17451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommenda tion | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | Against |
3.3 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Against |
GREAT BASIN GOLD LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: GBG SECURITY ID: 390124105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patr ick R. Cooke | Management | For | For |
1.2 | Elect Director T. Barry Coughlan | Management | For | For |
1.3 | Elect Director Ferdinand Dippenaar | Management | For | For |
1.4 | Elect Director Davis M. S. Elliot | Management | For | For |
1.5 | Elect Director Wayne Kirk | Management | For | For |
1.6 | Elect Director Sipho A. Nkosi | Management | For | Withhold |
1.7 | Elect Director Walter T. Segsworth | Management | For | For |
1.8 | Elect Director Ronald W. Thiessen | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GREAT BASIN GOLD LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: GBG SECURITY ID: 390124105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Patrick R. Cooke As A Director Of The Company For The Ensuing Year | Management | For | For |
2 | Elect T. Barry Coughlan As A Director Of The Company For The Ensuing Year | Management | For | For |
3 | Elect Ferdinand Dippenaar As A Director Of The Company For The Ensuing Year | Management | For | For |
4 | Elect David M.s. Elliott As A Director Of The Company For The Ensuing Year | Management | For | For |
5 | Elect Wayne Kirk As A Director Of The Company For The Ensuing Y ear | Management | For | For |
6 | Elect Sipho A. Nkosi As A Director Of The Company For The Ensuing Year | Management | For | Against |
7 | Elect Walter Segsworth As A Director Of The Company For The Ensuing Year | Management | For | For |
8 | Elect Ronald W. Thiessen As A Director Of The Company For The Ensuing Year | Management | For | For |
9 | Appoint Pricewaterhousecoopers Llp As The Auditor Of The Company For The Ensuing Year | Management | For | For |
GREY WOLF, INC. MEETING DATE: JUL 15, 2008 | ||||
TICKER: GW SECURITY ID: 397888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | Against |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
GRIFOLS SA MEETING DATE: MAY 15, 2009 | ||||
TICKER: GRF SECURITY ID: E5706X124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2008; Allocation of Income | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec 31, 2008 | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4 | Reelect External Auditors for the Individual Accounts | Management | For | For |
5 | Reelect External Auditors for the Consolidated Accounts | Management | For | For |
6 | Ratify Director Ana Vega Lluch | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Approve Dividends | Management | For | For |
9 | Authorize Share Repurchase | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HAEMONETICS CORP. MEETING DATE: JUL 31, 2008 | ||||
TICKER: HAE SECURITY ID: 405024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence C. Best | Management | For | For |
1.2 | Elect Director Richard M. Meelia | Management | For | For |
1.3 | Elect Director Ronald L. Merriman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HARVARD BIOSCIENCE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: HBIO SECURITY ID: 416906105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect D irector Chane Graziano | Management | For | Withhold |
1.2 | Elect Director Earl R. Lewis | Management | For | Withhold |
1.3 | Elect Director George Uveges | Management | For | Withhold |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Transier | Management | For | Withhold |
1.2 | Elect Director T. William Porter | Management | For | Withhold |
1.3 | Elect Director James A. Watt | Management | For | Withhold |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 4, 2009 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. H. Helmerich, III | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
HENG TAI CONSUMABLES GROUP LTD MEETING DATE: DEC 22, 2008 | ||||
TICKER: &nbs p; SECURITY ID: G44035106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Chu Ki as Director | Management | For | For |
2b | Reelect Chan Yuk, Foebe as Non-Executive Director | Management | For | Fo r |
2c | Reelect John Handley as Independent Non-Executive Director | Management | For | For |
2d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
7 | Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: OCT 20, 2008 | ||||
TICKER: 1044 SECURITY ID: G4402L128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition By Ever Town Investments Ltd. of 51 Percent of the Entire Issued Share Capital of QinQin Foodstuffs Group Co., Ltd. From Total Good Group Ltd. | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: 1044 SECURITY ID: G4402L128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Xu Da Zuo as Director | Management | For | Against |
3b | Reelect Xu Chun Man as Director | Management | For | Against |
3c | Reelect Chu Cheng Chung as Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Managem ent | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | W ithhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HLTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: HLTH SECURITY ID: 40422Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Direc tor Joseph E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HORMEL FOODS CORP. MEETING DATE: JAN 27, 2009 | ||||
TICKER: HRL SECURITY ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrell K. Crews | Management | For | For |
1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.3 | Elect Director Jody H. Feragen | Management | For | For |
1.4 | Elect Di rector Luella G. Goldberg | Management | For | For |
1.5 | Elect Director Susan I. Marvin | Management | For | For |
1.6 | Elect Director John L. Morrison | Management | For | For |
1.7 | Elect Director Elsa A. Murano | Management | For | Withhold |
1.8 | Elect Director Robert C. Nakasone | Management | For | For |
1.9 | Elect Director Ronald D. Pearson | Management | For | Withhold |
1.10 | Elect Director Dakota A. Pippins | Management | For | For |
1.11 | Elect Director Gary J. Ray | Management | For | For |
1.12 | Elect Director Hugh C. Smith | Management | For | For |
1.13 | Elect Director John G. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Deferred Compensation Plan | Management | For | For |
5 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
HOT TOPIC, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: HOTT SECURITY ID: 441339108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn D'An | Management | For | For |
1.2 | Elect Director Lisa M. Harper | Management | For | For |
1.3 | Elect Director W. Scott Hedrick | Management | For | For |
1.4 | Elect Director Elizabeth McLaughlin | Management | For | For |
1.5 | Elect Director Bruce Quinnell | Management | For | For |
1.6 | Elect Director Andrew Schuon | Management | For | For |
1.7 | Elect Director Thomas G. Vellios | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOUSING DEVELOPMENT FINANCE CORP. LTD. MEETING DATE: JUL 16, 2008 | ||||
TICKER: HDFC SECURITY ID: Y37246157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 25.00 Per Share | Management | For | For |
3 | Reappoint D.M. Satwalekar as Director | Management | For | For |
4 | Reappoint D.N. Ghosh as Director | Management | For | For |
5 | Reappoint R.S. Tarneja as Director | Management | For | For |
6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix T heir Remuneration | Management | For | For |
7 | Approve Pannell Kerr Forster as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Appoint B. Jalan as Director | Management | For | For |
9 | Approve Increase in Borrowing Powers to INR 1.5 Trillion | Management | For | For |
10 | Approve Reappointment and Remuneration of R.S. Karnad, Joint Managing Director | Management | For | For |
11 | Approve Employee Stock Option Scheme - 2008 | Management | For | For |
HQ SUSTAINABLE MARITIME INDUSTRIES, INC. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HQS SECURITY ID: 40426A208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norbert Sporns | Management | For | For |
1.2 | Elect Director Lillian Wang | Management | For | For |
1.3 | Elect Director Harry Wang Hua | Management | For | For |
1.4 | Elect Director Fred Bild | Management | For | For |
1.5 | Elect Director Daniel Too | Management | For | For |
1.6 | Elect Director Joseph I. Emas | Management | For | For |
1.7 | Elect Director Andrew Intrater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IAMGOLD CORPORATION MEETING DATE: MAY 14, 2009 | ||||
TICKER: IMG SECURITY ID: 450913108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect W illiam D. Pugliese, Derek Bullock, Donald K. Charter, Joseph F. Conway, W. Robert Dengler, Mahendra Naik, John T. Shaw, John E. Caldwell, Peter C. Jones, and Guy G. Dufresne as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
IGUATEMI EMPRESA SHOPPING CENTERS S.A MEETING DATE: APR 23, 2009 | ||||
TICKER: SECURITY ID: P5352J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
4 | Elect Director | Management | For | For |
5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX) MEETING DATE: JUL 15, 2008 | ||||
TICKER: ITX SECURITY ID: E6282J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2008 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended January 31, 2008 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Reelect Antonio Abril Abadin as a Director | Management | For | For |
5 | Reelect Auditors | Management | For | For |
6 | Authorize Repurchase of Sha res | Management | For | For |
7 | Approve Remuneration of Directors and of Supervison and Control Committee | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Receive Report on Board of Directors' Guidelines | Management | None | None |
INFO EDGE INDIA LTD MEETING DATE: JUN 26, 2009 | ||||
TICKER: INFOE SECURITY ID: Y40353107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Employee Stock Option Scheme 2007 | Management | For | Against |
2 | Approve Grant of Stock Options/Stock Appreciation Rights/Instruments to Employees of Present and Future Subsidiaries of the Company Under the Employee Stock Option Scheme 2007 | Management | For | Against |
INOX LEISURE LTD MEETING DATE: SEP 19, 2008 | ||||
TICKER: INOL & nbsp;SECURITY ID: Y4084S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reappoint P. Jain as Director | Management | For | For |
4 | Reappoint V. Jain as Director | Management | For | For |
5 | Approve Patankar & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint H. Khaitan as Director | Management | For | For |
7 | Approve Revision in Remuneration of A. Tandon, Chief Operating Officer | Management | For | For |
8 | Approve Appoin tment of A. Tandon as Manager | Management | For | For |
INSITUFORM TECHNOLOGIES, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: INSU SECURITY ID: 457667103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Joseph Burgess | Management | For | For |
2 | Elect Director Stephen P. Cortinovis | Management | For | For |
3 | Elect Director Stephanie A. Cuskley | Management | For | For |
4 | Elect Director John P. Dubinsky | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Alfred L. Woods | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
INTERVAL LEISURE GROUP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: IILG SECURITY ID: 46113M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig M. Nash | Management | For | Withhold |
1.2 | Elect Director Gregory R. Blatt | Management | For | Withhold |
1.3 | Elect Director David Flowers | Management | For | Withhold |
1.4 | Elect Director Gary S. Howard | Management | For | Withhold |
1.5 | Elect Director Lewis J. Korman | Management | For | Withhold |
1.6 | Elect Director Thomas J. Kuhn | Management | For | Withhold |
1.7 | Elect Director Thomas J. McInerney | Management | For | Withhold |
1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | Withhold |
1.9 | Elect Director Avy H. Stein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INVITROGEN CORP. MEETING DATE: OCT 28, 2008 | ||||
TICKER: IVGN SECURITY ID: 46185R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
IPC THE HOSPITALIS T CO INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPCM SECURITY ID: 44984A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Brooks | Management | For | For |
1.2 | Elect Director Woodrin Grossman | Management | For | For |
1.3 | Elect Director R. Jeffrey Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IVRCL INFRASTRUCTURES & PROJECTS LTD MEETING DATE: SEP 15, 2008 | ||||
TICKER: SECURITY ID: Y42154123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.40 Per Share | Management | For | For |
3 | Reappoint S.K. Gupta as Director | Management | For | For |
4 | Reappoint P.R. Tripathi as Director | Management | For | For |
5 | Reappoint T.N. Chaturvedi as Director | Management | For | For |
6 | Approve Deloitte Haskins & Sells and Chaturvedi & Partners as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Variation in Remuneration of E.S. Reddy, Chairman & Managing Director | Management | For | For |
8 | Approve Appointment and Remun eration of R.B. Reddy, Executive Director - Finance & Group CFO | Management | For | For |
9 | Approve Appointment and Remuneration of K.A. Reddy, Executive Director | Management | For | For |
10 | Approve Increase in Borrowing Powers to INR 75 Billion | Management | For | For |
11 | Amend ESOP 2007 Re: Evaluation of Options | Management | For | Against |
JAMMU & KASHMIR BANK LTD. (THE) MEETING DATE: JUL 19, 2008 | ||||
TICKER: SECURITY ID: Y8743F112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Manag ement | For | For |
2 | Approve Dividend of INR 15.50 Per Share | Management | For | For |
3 | Reappoint B.L. Dogra as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JAPAN ASSOCIATED FINANCE CO. LTD. (JAFCO) MEETING DATE: JUN 18, 2009 | ||||
TICKER: 8595 SECURITY ID: J25832106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
JOBSTREET CORPORATION BHD MEETING DATE: MAY 29, 2009 | ||||
TICKER: JOBS SECURITY ID: Y44474107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Approve Final Dividend of MYR 0.015 Per Share for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
3 | Approve Remuneration of Directors for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
4 | Elect Chang Mun Kee as Director | Management | For | Against |
5 | Elect Ng Kay Yip as Director | Management | For | Against |
6 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Auth orize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
JOLLIBEE FOODS CORPORATION MEETING DATE: JUN 26, 2009 | ||||
TICKER: SECURITY ID: Y4466S100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Call to Order | Management | None | None |
2 | Certification by the Corporate Secretary on Notice and Quorum | Management | None | None |
3 | Read and Approve the Minutes of the Last Annual Stockholders' Meeting | Management | For | For |
4 | President's Report | Management | None | None |
5 | Ratify Actions by the Board of Directors and Officers of the Corporation | Management | For | For |
6.1 | Elect Tony Tan Caktiong as a Director | Management | For | Against |
6.2 | Elect William Tan Untiong as a Director | Management | For | Against |
6.3 | Elect Ernesto Tanmantiong as a Director | Management | For | Against |
6.4 | Elect Ang Cho Sit as a Director | Management | For | Against |
6.5 | Elect Antonio Chua Poe Eng as a Director | Management | For | Against |
6.6 | Elect Felipe B. Alfonso as a Director | Management | For | For |
6.7 | Elect Monico Jacob as a Director | Management | For | For |
7 | Appoint External Auditors | Management | For | For |
8 | Other Matters | Management | For | Against |
JOY GLOBAL, INC. MEETING DATE: FEB 24, 2009 | ||||
TICKER: JOYG SECURITY ID: 481165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John Nils Hanson | Management | For | For |
1.3 | Elect Director Ken C. Johnsen | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
K-TRON INTERNATIONAL, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: KTII SECURITY ID: 482730108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward B. Cloues, II | Management | For | Withhold |
KALINA CONCERN MEETING DATE: AUG 27, 2008 | ||||
TICKER: SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO PAY DIVIDENDS FOR THE FIRST HALF OF THE YEAR OF 2008 IN AMOUNT OF TEN RUBLES FIFTEEN KOPECKS PER ONE ORDINARY SHARE IN CASH WITHIN 30 DAYS FROM THE MOMENT OF ANNOUNCING AT THE MEETING. | Management | For | For |
2 | TO TERMINATE AUTHORITY OF MRS. MARINA B. BUINOVA AS THE MEMBER OF THE REVISION COMMISSION OJSC CONCERN KALINA BEFORE THE APPOINTED TIME. | Management | For | For |
3 | TO ELECT MRS. ELENA D. PETRICHENKO INTO THE REVISION COMMISSION OJSC CONCERN KALINA . | Management | For | For |
KALINA CONCERN MEETING DATE: MAY 14, 2009 | ||||
TICKER: SECURITY ID: 678128109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE ANNUAL REPORT, BALANCE SHEET, PROFITS AND LOSSES ACCOUNT FOR 2008 USING THE NET PROFIT 2008 AT THE SUM OF 809 810 000 RUBLES 00 KOPECKS INCLUDING DIVIDEND PAYMENT FOR THE FIRST HALF OF 2008 AT THE SUM OF 98 985 956 RUBLES 65 KOPECKS. | Management | For | For |
2 | ELECTION OF DIRECTOR: ALEKSEY GEORGIEVICH AVERKIEV | Management | None | Against |
3 | ELECTION OF DIRECTOR: ANDREAS BOESENBERG | Management | None | Against |
4 | ELECTION OF DIRECTOR: MIKHAIL BORISOVICH VASILIEV | Management | None | Against |
5 | ELECTION OF DIRECTOR: NIKOLAY ARKADIEVICH GELLER | Management | None | Against |
6 | ELECTION OF DIRECTOR: MARAT RAFKATOVICH GORYAYEV | Management | None | Against |
7 | ELECTION OF DIRECTOR: TIMUR RAFKATOVICH GORYAYEV | Management | None | Against |
8 | ELECTIO N OF DIRECTOR: VLADIMIR VLADIMIROVICH DUDCHENKO | Management | None | Against |
9 | ELECTION OF DIRECTOR: ROMAN KASIMOVICH ISHBULATOV | Management | None | Against |
10 | ELECTION OF DIRECTOR: JOHAN GRIETSEN HENDRIK VREEMAN | Management | None | Against |
11 | ELECTION OF DIRECTOR: JOCHEN RALF WERMUTH | Management | None | Against |
12 | ELECTION OF DIRECTOR: ALEXANDER YURIEVICH PETROV | Management | None | Against |
13 | ELECTION OF DIRECTOR: ELENA NIKITICHNA SUSLOVA | Management | None | Against |
14 | ELECTION OF DIRECTOR: DENIS VLADIMIROVICH CHERKASOV | Management | None | Against |
15 | ELECTION OF DIRECTOR: VALERY VADIMOVICH CHUVATIN | Management | None | Against |
16 | ELECTION OF THE REVISION COMMISSION: ELENA DMITRIEVNA PETRICHENKO | Management | For | For |
17 | ELECTION OF THE REVISION COMMISSION: MARINA BORISOVNA BUINOVA | Management | For | For |
18 | ELECTION OF THE REVISION COMMISSION: OLGA VIKTOROVNA FEDOROVA | Management | For | For |
19 | APPROVAL OF CJSC "AUDITORSYI CENTR "URAL-AUDIT" AS THE COMPANY AUDITOR. | Management | For | For |
KAPPA CREATE CO. LTD. MEETING DATE: MAY 26, 2009 | ||||
TICKER: 7421 SECURITY ID: J30675102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 35 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | M anagement | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
KELLOGG CO. MEETING DATE: APR 24, 2009 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | Withhold |
1.2 | Elect Director James M. Jenness | Management | For | Withhold |
1.3 | Elect Director Donald R. Knauss | Management | For | Withhold |
1.4 | Elect Director Robert A. Steele | Manage ment | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
KENNAMETAL, INC. MEETING DATE: OCT 21, 2008 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip A. Dur | Management | For | For |
1.2 | Elect Director Timothy R. McLevish | Management | For | For |
1.3 | Elect Director Steven H. Wunning | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
KINETIC CONCEPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: KCI SECURITY ID: 49460W208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Kohrt, Ph.D. | Management | For | For |
1.2 | Elect Director C. Thomas Smith | Management | For | For |
1.3 | Elect Director Donald E. Steen | Management | For | For |
1.4 | Elect Director Craig R. Callen | Management | For | For |
2 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: 268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Ho Ching Hua as Director | Management | For | Against |
3b | Reelect Wu Cheng as Director | Management | For | Against |
3c | Reelect Yeung Kwok On as Director | Management | For | Against |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
KINROSS GOLD CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: K SECURITY ID: 496902404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Brough | Management | For | For |
1.2 | Elect Director Wilson N. Bru mer | Management | For | For |
1.3 | Elect Director Tye W. Burt | Management | For | For |
1.4 | Elect Director John K. Carrington | Management | For | For |
1.5 | Elect Director John M.H. Huxley | Management | For | For |
1.6 | Elect Director John A. Keyes | Management | For | For |
1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
1.8 | Elect Director George F. Michals | Management | For | For |
1.9 | Elect Director John E. Oliver | Management | For | For |
1.10 | Elect Director Terence C.W. Reid | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
KONTRON AG MEETING DATE: JUN 17, 2009 | ||||
TICKER: KBC SECURITY ID: D2233E118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify Ernst & Young AG as Auditors for Fiscal 2009 | Management | For | For |
6.1 | Elect Georg Baumgartner to the Supervisory Board | Management | For | For |
6.2 | Elect Michael Wilhelm to the Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Amend 2003 Stock Option Plan | Management | For | For |
9 | Amend 2007 Stock Option Plan | Management | For | For |
10 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.4 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Registratio n for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Amend Articles Re: Convocation, Proxy Voting, and Shareholder Speaking Rights at the General Meeting | Management | For | For |
KOUTONS RET AIL INDIA LTD MEETING DATE: SEP 30, 2008 | ||||
TICKER: SECURITY ID: Y49565107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Reappoint B.S. Sawhney as Director | Management | For | Did Not Vote |
3 | Reappoint D.P.S . Kohli as Director | Management | For | Did Not Vote |
4 | Reappoint G.S. Sawhney as Director | Management | For | Did Not Vote |
5 | Reappoint V.C. Sinha as Director | Management | For | Did Not Vote |
6 | Approve R. Chadha & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
7 | Approve Enhancement in Remuneration of D.P.S. Kohli, Executive Chairma n | Management | For | Did Not Vote |
8 | Approve Enhancement in Remuneration of B.S. Sawhney, Managing Director | Management | For | Did Not Vote |
9 | Approve Enhancement in Remuneration of G.S. Sawhney, Deputy Managing Director | Management | For | Did Not Vote |
&n bsp; | ||||
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KROGER CO., THE MEETING DATE: JUN 25, 2009 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reuben V. Anderson | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director David B. Dillon | Management | For | For |
4 | Elect Director Susan J. Kropf | Management | For | For |
5 | Elect Director John T. Lamacchia | Management | For | For |
6 | Elect Director David B. Lewis | Management | For | For |
7 | Elect Director Don W. Mcgeorge | Manageme nt | For | For |
8 | Elect Director W. Rodney Mcmullen | Management | For | For |
9 | Elect Director Jorge P. Montoya | Management | For | For |
10 | Elect Director Clyde R. Moore | Management | For | For |
11 | Elect Director Susan M. Phillips | Management | For | For |
12 | Elect Director Steven R. Rogel | Management | For | For |
13 | Elect Director James A. Runde | Management | For | For |
14 | Elect Director Ronald L. Sargent | Management | For | For |
15 | Elect Director Bobby S. Shackouls | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Increase Purchasing of Cage Free Eggs | Shareholder | Against | Abstain |
18 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 6, 2 009 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas P. Mac Mahon | Management | For | Against |
2 | Elect Director Kerrii B. Anderson | Management | For | Against |
3 | Elect Director Jean-Luc Belingard | Management | For | Against |
4 | Elect Director David P. King | Management | For | Against |
5 | Elect Director Wendy E. Lane | Management | For | Against |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | Against |
7 | Elect Director Arthur H. Rubenstein | Management | For | Against |
8 | Elect Director M. Keith Weikel | Management | For | Against |
9 | Elect Director R. Sanders Williams | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
LANCO INFRATECH LTD MEETING DATE: SEP 26, 2008 | ||||
TICKER: SECURITY ID: Y5144P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint L.M. Rao as Director | Management | For | For |
3 | Reappoint L. Sridhar as Director | Management | For | For |
4 | Reappoint P. Kotaiah as Director | Management | For | For |
5 | Reappoint P. Abraham as Director | Management | For | For |
6 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Increase in Remuneration of L.M. Rao, Executive Chairman | Management | For | For |
8 | Approve Increase in Remuneration of G.B. Rao, Executive Vice-Chairman | Management | For | For |
9 | Approve Increase in Remuneration of G.V. Babu, Managing Director | Management | For | For |
10 | Approve Increase in Remuneration of D.V. Rao, Joint Managing Director | Management | For | For |
LANDEC CORP. MEETING DATE: OCT 16, 2008 | ||||
TICKER: LNDC SECURITY ID: 514766104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick Frank | Management | For | For |
1.2 | Elect Director Stephen E. Halprin | Management | For | For |
1.3 | Elect Director R.S. Schneider | Management | For | For |
1.4 | Elect Director Kenneth E. Jones | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change State of Incorporation from California to Delaware | Management | For | For |
LARSEN & TOUBRO LTD MEETING DATE: AUG 29, 2008 | ||||
TICKER: LT SECURITY ID: Y5217N159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 17.00 Per Share | Management | For | For |
3 | Reappoint J.P. Nayak as Director | Management | For | For |
4 | Reappoint Y.M. Deosthalee as Director | Management | For | For |
5 | Reappoint M.M. Chitale as Director | Management | For | For |
6 | Appoint N.M. Raj as Director | Management | For | For |
7 | Reappoint K. Venkataramanan as Director | Management | For | For |
8 | Appoint S. Rajgopal as Director | Management | For | For |
9 | Appoint A.K. Jain as Director | Management | For | For |
10 | Approve Reappointment and Remuneration of A.M. Naik, Chairman & Managing Director | Management | For | For |
11 | Approve Reappointment and Remuneration of J.P. Nayak, Executive Director | Management | For | For |
12 | Approve Reappointment and Remuneration of K. Venkataramanan, Executive Director | Management | For | For |
13 | Approve Reappointment and Remuneration of K.V. Rangaswami, Executive Director | Management | For | For |
14 | Approve Reappointment and Remuneration of V.K. Magapu, Executive Director | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue of up to 307.2 Million Equity Shares in the Proportion of One Bonus Share for Every One Equity Share Held | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $600 Million | Management | For | Against |
17 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LEAPFROG ENTERPRISES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: LF SECURITY ID: 52186N106 | ||||
Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey G. Katz | Management | For | For |
1.2 | Elect Director Thomas J. Kalinske | Management | For | For |
1.3 | Elect Director Paul T. Marinelli | Management | For | For |
1.4 | Elect Director Stanley E. Maron | Management | For | For |
1.5 | Elect Director E. Stanton McKee, Jr. | Management | For | For |
1.6 | Elect Director David C. Nagel | Management | For | For |
1.7 | Elect Director Philip B. Simon | Management | For | For |
1.8 | Elect Director Caden Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LENOVO GROUP LIMITED (FORMERLY LEGEND GROUP LIMITED) MEETING DATE: JUL 25, 2008 | ||||
TICKER: 992 SECURITY ID: Y5257Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Tian Suning as Director | Management | For | For |
3b | Reelect Woo Chia-Wei as Director | Management | For | For |
3c | Reelect Ting Lee Sen as Director | Management | For | For |
3d | Reelect Liu Chuanzhi as Director | Management | For | For |
3e | Reelect Zhu Linan as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Abstain |
LG DACOM CORPORATION (FRMLY DACOM CORP.) MEETING DATE: MAR 6, 2009 | ||||
TICKER: 15940 SECURITY ID: Y5252V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Management | For | For |
2 | Amend Articles of Incorporation regarding Business Objectives | Management | For | For |
3 | Elect Two Inside Directors (Bundled) | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Amend Terms of Severance Payments to Executives | Management | For | Against |
LIFEPOINT HOSPITALS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: LPNT SECURITY ID: 53219L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marguerite W. Kondracke | Management | For | Withhold |
1.2 | Elect Director John E. Maupin, Jr. | Management | For | Withhold |
1.3 | Elect Director Owen G. Shell, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
LIHIR GOLD LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LGL SECURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Alister Maitland as Director | Management | For | For |
3 | Elect Geoff Loudon as Director | Management | For | For |
4 | Approve PricewaterhouseCoppers as Auditor | Management | For | For |
5 | Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan | Management | For | Against |
6 | Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009 | Management | For | For |
7 | Increase Maximum Ag gregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009 | Management | For | For |
LLOYD ELECTRIC & ENGINEERING LTD MEETING DATE: SEP 29, 2008 | ||||
TICKER: SECURITY ID: Y5324Z129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.00 Per Share | Management | For | For |
3 | Reappoint S. Sethi as Director | Management | For | For |
4 | Reappoint K. Lall as Director | Management | For | For |
5 | Approve Suresh C. Mathur & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of B.R. Punj, Managing Director | Management | For | For |
LLOYD ELECTRIC & ENGINEERING LTD MEETING DATE: OCT 8, 2008 | ||||
TICKER: SECURITY ID: Y5324Z129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Borrowing Powers to INR 20 Billion | Management | For | For |
2 | Approve Pledging of Assets for Debt | Management | For | For |
LOGITECH INTERNATIONAL SA MEETING DATE: SEP 10, 2008 | ||||
TICKER: LOGI SECURITY ID: H50430232 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008 | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Decrease Existing Pool of Conditional Capital | Management | For | Did Not Vote |
4 | Amend 1996 and 2006 Employee Share Purchase Plans | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without P reemptive Rights; Approve Creation of CHF 6.3 Million Pool of Capital to Cover Conversion Rights | Management | For | Did Not Vote |
6 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
7 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
8.1 | Elect Gerald Quindlen as Director | Management | For | Did Not Vote |
8.2 | Elect Richard Laube as D irector | Management | For | Did Not Vote |
8.3 | Elect Matthew Bosquette as Director | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
LOGITECH INTERNATIONAL SA MEETING DATE: SEP 10, 2008 | ||||
TICKER: LOGI SECURITY ID: H50430232 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE ANNUAL REPORT, THE COMPENSATION REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE STATUTORY FINANCIAL STATEMENTS OF LOGITECH INTERNATIONAL S.A. FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
2 | APPROPRIATION O F RETAINED EARNINGS WITHOUT PAYMENT OF A DIVIDEND FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | DECREASE OF CONDITIONAL CAPITAL FOR EMPLOYEE EQUITY INCENTIVE PLANS | Management | For | Did Not Vote |
4 | INCREASE OF SHARES AVAILABLE FOR ISSUANCE UNDER EMPLOYEE SHARE PURCHASE PLANS | Management | For | Did Not Vote |
5 | AUTHORIZATION OF CONDITIONAL CAPITAL FOR FUTURE CONVERTIBLE BOND ISSUANCE | Management | For | Did Not Vote |
6 | APPROVAL OF LOGITECH MANAGEMENT PERFORMANCE BONUS PLAN | Management | For | Did Not Vote |
7 | RELEASE OF THE BOARD OF DIRECTORS FOR LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2008 | Management | For | Did Not Vote |
8 | ELECTION OF DIRECTOR: GERALD QUINDLEN | Management | For | Did Not Vote |
9 | ELECTION OF DIRECTOR: RICHARD LAUBE | Management | For | Did Not Vote |
10 | RE-ELECTION OF DIRECTOR: MATTHEW BOUSQUETTE | Management | For | Did Not Vote |
11 | RE-ELECTION OF PRICEWATERHOUSECOOPERS SA AS AUDITORS | Management | For | Did Not Vote |
LONGTOP FINANCIAL TECHNOLOGIES LTD MEETING DATE: MAR 23, 2009 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hiu Kung Ka | Management | For | Withhold |
1.2 | Elect Director Wai Chau Lin | Management | For | Withhold |
1.3 | Elect Director Paul Wolansky | Management | For | Withhold |
2 | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
LOOPNET INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: LOOP SECURITY ID: 543524300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Boyle, Jr. | Management | For | For |
1.2 | Elect Director Scott Ingraham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&n bsp; | ||||
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LUMAX INTERNATIONAL CORP MEETING DATE: JUN 16, 2009 | ||||
TICKER: SECURITY ID: Y5360C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | Against |
5 | Approve Amendment on the Procedures for Loans to Other Parties and for Endorsement and Guarantee | Management | For | For |
MACROVISION SOLUTIONS CORP. MEETING DATE: JUL 15, 2008 | ||||
TICKER: MVSN SECURITY ID: 55611C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MAHARASHTRA SEAMLESS LTD MEETING DATE: SEP 27, 2008 | ||||
TICKER: SECURITY ID: Y5405N144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.00 Per Share | Management | For | For |
3 | Reappoint U.C. Agarwal as Director | Management | For | For |
4 | Reappoint D.K. Parikh as Director | Management | For | For |
5 | Approve Kanodia Sanyal & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Amend Clause V of the Memorandum of Association to Reflect Changes in Capital | Management | For | For |
7 | Amend Article 3 of the Articles of Association to Reflect Changes in Capital | Management | For | For |
8 | Approve Revision of Remuneration of S.P. Raj, Executive Director | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Kight | Management | For | For |
1.2 | Elect Director Deepak Raghavan | Management | For | For |
1.3 | Elect Director Peter F. Sinisgalli | Management | For | For |
2 | Amend Omnibus Stock Plan | Man agement | For | Against |
3 | Ratify Auditors | Management | For | For |
MANPOWER INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.2 | Elect Director John R. Walter | Management | For | For |
1.3 | Elect Director Marc J. Bolland | Management | For | For |
1.4 | Elect Director Ulice Payne, Jr. | Man agement | For | For |
2 | Elect Director Roberto Mendoza | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Implement MacBride Principles | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
MARUSAN SECURITIES CO. LTD. MEETING DATE: JUN 24, 2009 | ||||
TICKER: 8613 SECURITY ID: J40476103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Appoint Alternate Statutory Auditor | Management | For | For |
6 | Approve Stock Option Plan for Directors and Statutory Auditors | Management | For | Against |
MARVEL ENTERTAINMENT, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: MVL SECURITY ID: 57383T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | Withhold |
1.2 | Elect Director Laurence N. Charney | Management | For | Withhold |
1.3 | Elect Director Richard L. Solar | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MAX INDIA LIMITED MEETING DATE: SEP 16, 2008 | ||||
TICKER: MAX SECURITY ID: Y5903C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint N.C. Singhal as Director | Management | For | For |
3 | Reappoint S.S. Baijal as Director | Management | For | For |
4 | Reappoint A. Windlass as Director | Management | For | For |
5 | Reappoint R. Khanna as Director | Management | For | For |
6 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint L. Puri as Director | Management | For | For |
8 | Approve Investment of up to INR 1 Billion in a Joint Venture Company | Management | For | For |
MAX INDIA LIMITED MEETING DATE: JUN 12, 2009 | ||||
TICKER: MAX & nbsp; SECURITY ID: Y5903C145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 10.3 Million Equity Shares at a Price of INR 145.26 Per Share to International Finance Corp, Washington, USA | Management | For | For |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MEASUREMENT SPECIALTIES, INC. MEETING DATE: SEP 16, 2008 | ||||
TICKER: MEAS SECURITY ID: 583421102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth E. Thompson | Management | For | For |
1.2 | Elect Director Morton L. Topfer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MEDIAL SAUDE S.A MEETING DATE: NOV 28, 2008 | ||||
TICKER: SECURITY ID: P6499S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Capital Increase Approved by the Board on July 31, 2008 Due to the Exercise of Stock Options, and Amend Article 5 Accordingly | Management | For | Did Not Vote |
2 | Approve Acquisition Agreement between the Company, Delpho Empreendimentos e Participacoes Ltda, and E-Nova Odontologia Ltda | Management | For | Did Not Vote |
3 | Appoint Deloi tte Touche Tohmatsu to Appraise Proposed Acquisition | Management | For | Did Not Vote |
4 | Approve Deloitte Touche Tohmatsu's Appraisal Report | Management | For | Did Not Vote |
5 | Approve Acquisition of Delpho Empreendimentos e Participacoes Ltda, and E-Nova Odontologia Ltda | Management | For | Did Not Vote |
6 | Amend Articles re: Executive Officer Board | Management | For | Did Not Vote |
MEDIAL SAUDE S.A MEETING DATE: APR 28, 2009 | ||||
TICKER: SECURITY ID: P6499S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | Management | For | Did Not Vote |
2 | Discuss 2008 Results | Management | For | Did Not Vote |
3 | Elect Directors | Management | For | Did Not Vote |
4 | Elect Fiscal Council Members | Management | For | Did Not Vote |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Did Not Vote |
6 | Amend Articles re: Executive Officer Board | Management | For | Did Not Vote |
MEDTRONIC, INC. MEETING DATE: AUG 21, 2008 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | Withhold |
1.2 | Elect Director William A. Hawkins | Management | For | Withhold |
1.3 | Elect Director Shirley A. Jackson | Management | For | Withhold |
1.4 | Elect Director Denise M. O'Lea ry | Management | For | Withhold |
1.5 | Elect Director Jean-Pierre Rosso | Management | For | Withhold |
1.6 | Elect Director Jack W. Schuler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MESSAGE CO. LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 2400 SECURITY ID: J4277J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2800 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
MIC ELECTRONICS LTD. MEETING DATE: DEC 27, 2008 | ||||
TICKER: SECURITY ID: Y6020Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.40 Per Share | Management | For | For |
3 | Reappoint N.S. Rao as Director | Management | For | For |
4 | Reappoint Y.H.C. Prasad as Director | Management | For | For |
5 | Reappoint A.V. Ram as Director | Management | For | For |
6 | Approve Pinnamaneni & Co as Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Appointment and Remuneration of S.P. Joshi, Executive Director | Management | For | For |
MICHAEL PAGE INTERNATIONAL PLC MEETING DATE: MAY 22, 2009 | ||||
TICKER: MPI SECURITY ID: G68694119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 5.12 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Stephen Puckett as Director | Management | For | For |
4 | Re-elect Hubert Reid as Director | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Reappoint Deloitte LLP as Auditors and Authorise Audit Committee to Fix Their Remuneration | Manag ement | For | For |
7 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 25,000, to Political Org. Other Than Political Parties up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 1,062,637 and an Additional Amount Pursuant to a Rights Issue of up to GBP 1,062,637 | Management | For | For |
9 | Authorise Issue of Eq uity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 161,006 | Management | For | For |
10 | Authorise 48,269,495 Ordinary Shares for Market Purchase | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
MINEFINDERS CORPORATION LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: MFL SECURITY ID: 602900102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elec t Mr. Mark H. Bailey As A Director | Management | For | For |
2 | Elect Mr. James M. Dawson As A Director | Management | For | For |
3 | Elect Mr. H. Leo King As A Director | Management | For | For |
4 | Elect Mr. Robert L. Leclerc As A Director | Management | For | For |
5 | Elect Mr. Anthonie Luteijn As A Director | Management | For | For |
6 | Appoint Kpmg Llp As The Auditors Of The Corporation For The Ensuing Year And Authorize The Directors To Fix Their Remuneration | Management | For | For |
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA MEETING DATE: JUN 30, 2009 | ||||
TICKER: &nbs p;SECURITY ID: G6179J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Yang Zhen Hua as Non-Executive Director | Management | For | For |
2b | Reelect Ma Yong Wei as Non-Executive Director | Management | For | For |
2c | Reelect Chien Hoe Yong, Henry as Executive Director | Management | For | For |
2d | Reelect Lam Lee G. as Independent Non-Executive Director | Management | For | For |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
&n bsp; | ||||
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MINOR INTERNATIONAL PCL MEETING DATE: APR 27, 2009 | ||||
TICKER: SECURITY ID: Y6069M133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Acknowledge 2008 Directors' Report | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Omission of Dividend | Management | For | For |
5.1 | Elect William Ellwood Heinecke as Director | Management | For | Against |
5.2 | Elect Anil Thadani as Director | Management | For | Against |
5.3 | Elect Kittipol Pramoj Na Ayudhya as Director | Management | For | Against |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve PricewaterhouseCoopers ABAS Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MINOR INTERNATIONAL PCL (FRMRLY ROYAL GARDEN RESORT) MEETING DATE: MAR 6, 2009 | ||||
TICKER: SECURITY ID: Y6069M133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous AGM | Management | For | For |
2 | Approve Interim Di vidend of THB 0.23 Per Share | Management | For | For |
3 | Approve Cancellation of the Issuance of 20 Million ESOP Warrants to be Allotted to Directors and/or Employees of the Company and/or its Subsidiaries or Holding Agent No. 4 (MINT-ESOP 4) | Management | For | For |
4 | Reduce Registered Capital from THB 3.69 Billion to THB 3.66 Billion by Cancellation of 27.66 Million Unissued Shares of THB 1.00 Each | Management | For | For |
5 | Amend Clause 4 of the Memorandum of Association to Reflect the Reduction in Registered Capital | Management | For | For |
6 | Approve Issuance of 60 Million ESOP Warrants to be Allotted to Directors and/or Employees of the Company and/or its Subsidiaries or Holding Agent No. 5 (MINT-ESOP 5) | Management | For | For |
7 | Approve Allotment of ESOP Warrants to Directors and/or Employees of the Company and/or its Subsidiaries or Holding Agent, Who are Entitled to Receive More Than 5 Percent of the Total Warrants to be Issued Under the MINT-ESOP 5 | Management | For | For |
8 | Approve Restructuring Plan Between the Company and Minor Corp Public Co Ltd (MINOR) | Management | For | For |
9 | Approve Issuance of 5.42 Million Warrants to Support the Payment for the Warrants of MINOR Under the Tender Offer to Purchase All of the Securities of MINOR | Management | For | For |
10 | Increase Registered Capital from THB 3.66 Billion to THB 4.24 Billion by the Issuance of 576.58 Million New Shares of THB 1.00 Each | Management | For | For |
11 | Amend Clause 4 of the Memorandum of Association to Reflect the Increase in Registered Capital | Management | For | For |
12 | Amend Article 4 of the Articles of Association Re: Issuance and Offer for Sale of Ordinary Shares, Preference Shares, and Any Other Securities | Management | For | For |
13 | Approve Allotment of 60 Million New Shares for the Exercise of ESOP Warrants Under the MINT-ESOP 5 | Management | For | For |
14 | Approve Allotment of 511.15 Million New Shares to Support the Tender Offer to Purchase All of the Securities of MINOR | Management | For | For |
15 | Approve Allotment of 5.42 Million Warrants to Support the Tender Offer to Purchase All of the Securities of MINOR | Management | For | For |
16 | Approve Reduction in Registered Capital by THB 671.37 Million by Cancellation of 671.37 Million Shares Held by MINOR and Marvelous Wealth Co Ltd | Management | For | For |
17 | Approve Reduction in Registered Capital by THB 215.31 Million by Cancellation of 215.31 Million Shares Held by The Minor Food Group Co Ltd | Management | For | For |
18 | Amend Clause 4 of the Memorandum of Association to Reflect the Reduction in Register ed Capital | Management | For | For |
19 | Authorize Directors or Any Other Persons Delegated by the Authorized Directors to Proceed with the Implementation of the Restructuring Plan Between the Company and MINOR | Management | For | For |
20 | Other Business | Management | For | Against |
MINTH GROUP LTD MEETING DATE: MAY 15, 2009 | ||||
TICKER: 425 SECURITY ID: G6145U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Zhao Feng as Executive Director | Management | For | Against |
3b | Reelect Wang Ching as Independent Non-Executive Director | Management | For | Against |
3c | Reelect Zhang Liren as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Wu Fred Fong as Independent Non-Executive Director | Management | For | Against |
4 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 26, 2009 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Management | For | For |
3.1 | Elect Director Ryosuke Tamakoshi | Management | For | For |
3.2 | Elect Director Haruya Uehara | Management | For | For |
3.3 | Elect Director Nobuo Kuroyanagi | Management | For | For |
3.4 | Elect Director Kyota Omori | Management | For | For |
3.5 | Elect Director Saburo Sano | Management | For | For |
3.6 | Elect Director Hiroshi Saito | Management | For | For |
3.7 | Elect Director Nobushige Kamei | Management | For | For |
3.8 | Elect Director Shintaro Yasuda | Management | For | For |
3.9 | Elect Director Katsunori Nagayasu | Management | For | For |
3.10 | Elect Director Fumiyuki Akikusa | Management | For | For |
3.11 | Elect Director Kazuo Takeuchi | Management | For | For |
3.12 | Elect Director Kinya Okauchi | Management | For | For |
3.13 | Elect Director Kaoru Wachi | Management | For | For |
3.14 | Elect Director Takashi Oyamada | Management | For | For |
3.15 | Elect Director Akio Harada | Management | For | Against |
3.16 | Elect Director Ryuji Araki | Management | For | For |
3.17 | Elect Director Takuma Otoshi | Management | For | Against |
4.1 | Appoint Statutory Auditor Tetsuo Maeda | Management | For | For |
4.2 | Appoint Statutory Auditor Tsutomu Takasuka | Management | For | For |
4.3 | Appoint Statutory Auditor Kunie Okamoto | Management | For | For |
4.4 | Appoint Statutory Auditor Yasushi Ikeda | Management | For | For |
MIURA CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6005 SECURITY ID: J45593100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines - Decrease Maximum Board Size | Management | For | Against |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors and Statutory Auditor | Management | For | Against |
MOLSON COORS BREWING CO MEETI NG DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MTS SYSTEMS CORP. MEETING DATE: FEB 4, 2009 | ||||
TICKER: MTSC SECURITY ID: 553777103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Lou Chameau | Management | For | For |
1.2 | Elect Director Merlin E. Dewing | Management | For | For |
1.3 | Elect Director Laura B. Hamilton | Management | For | For |
1.4 | Elect Director Brendan C. Hegarty | Management | For | For |
1.5 | Elect Director Lois M. Mar tin | Management | For | For |
1.6 | Elect Director Joseph M. O'Donnell | Management | For | For |
1.7 | Elect Director Barb J. Samardzich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Gilbert, Ph.D. | Management | For | For |
1.2 | Elect Dire ctor D.H. Langer, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
N BROWN GROUP PLC MEETING DATE: JUL 1, 2008 | ||||
TICKER: BWNG SECURITY ID: G64036125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | A pprove Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 6.41 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Lord Stone of Blackheath as Director | Management | For | For |
5 | Re-elect Lord Alliance of Manchester as Director | Management | For | For |
6 | Re-elect Nigel Alliance as Director | Management | For | For |
7 | Re-elect Ivan Fallon as Director | Management | For | For |
8 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,995,436.83 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securi ties without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,499,315.52 | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Subject to the Passing of Resolution 11, Amend Articles of Association Re: Directors' Conflicts of Interest | Management | For | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NAGARJUNA CONSTRUCTION CO LTD MEETING DATE: JUL 31, 2008 | ||||
TICKER: NJCC SECURITY ID: Y6198W135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of 65 Percent Per Share | Management | For | For |
3 | Reappoint I.V.S. Raju as Director | Management | For | For |
4 | Reappoint P. Abraham as Director | Management | For | For |
5 | Reappoint A.V.N. Raju as Director | Management | For | For |
6 | Reappoint R.N. Raju as Director | Management | For | For |
7 | Approve Bhaskara Rao & Co. and Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Appoint A. Gupta as Director | Management | For | For |
NATIONAL SEMICONDUCTOR CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian L. Halla | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director John T. Dickson | Management | For | For |
6 | Elect Director Robert J. Frankenberg | Management | For | For |
7 | Elect Director Modesto A. Maidique | Management | For | For |
8 | Elect Director Edward R. McCracken | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NDS GROUP PLC MEETING DATE: DEC 17, 2008 | ||||
TICKER: NNDS SECURITY ID: 628891103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FOR THE APPROVAL OF THE COMPANY S U.K. ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2008, TOGETHER WITH THE CORRESPONDING INDEPENDENT AUDITORS REPORT AND DIRECTORS REPORT. | Management | For | For |
2 | FOR THE APPROVAL OF THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED JUNE 3 0, 2008. | Management | For | For |
3 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009, AND AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE ERNST & YOUNG LLP'S REMUNERATION IN RESPECT OF SUCH PERIOD. | Management | For | For |
4.1 | ELECT DIRECTOR ROGER W. EINIGER | Management | For | For |
NDS GROUP PLC MEETING DATE: JAN 13, 2009 | ||||
TICKER: NNDS SECURITY ID: 628891103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | COURT MEETING | Management | For | Did Not Vote |
2 | SPECIAL RESOLUTION TO BE P ROPOSED AT THE EXTRAORDINARY GENERAL MEETING | Management | For | Did Not Vote |
NETAPP, INC. MEETING DATE: SEP 2, 2008 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Carol A. Bartz | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Thomas Georgens | Management | For | For |
1.7 | Elect Director Edward Kozel | Management | For | For |
1.8 | Elect Director Mark Leslie | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director George T. Shaheen | Management | For | For |
1.11 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NETFLIX. INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard N. Barton | Management | For | For |
1.2 | Elect Director Charles H. Giancarlo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEW FOCUS AUTO TECH HOLDINGS LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: SECURITY ID: G64545109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Hung Wei-Pi, John as Director | Management | For | Against |
2a2 | Reelect Douglas Charles Stuart Fresco as Director | Management | For | Against |
2a3 | Reelect Lu Yuan Cheng as Director | Management | For | Against |
2a4 | Reelect Zhou Tai-Ming as Independent Non-Executive Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Appoint BDO McCabe Lo Limited (to be Renamed as BDO Limited on May 1, 2009) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP INC MEETING DATE: MAY 11, 2009 | ||||
TICKER: EDU SECURITY ID: 647581107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | The Resolution As Set Out In Paragraph 1 Of The Notice Of Annual General Meeting Regarding Amendments To The Company's 2006 Share Incentive Plan. | Management | For | Against |
2 | The Resolution As Set Out In Paragraph 2 Of The Notice Of Annual General Meeting Regarding The Appointment Of John Zhuang Yang Asan as Independent Director. | Management | For | For |
NEW WORLD CHINA LAND LTD. MEETING DATE: DEC 2, 2008 | ||||
TICKER: 917 SECURITY ID: G6493A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Doo Wai-hoi, William as Director | Management | For | For |
3b | Reelect Leung Chi-kin, Stewart as Director | Management | For | For |
3c | Reelect Chow Yu-chun, Alexander as Director | Management | For | For |
3d | Reelect Tien Pei-chun, James as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
NEW WORLD CHINA LAND LTD. MEETING DATE: DEC 31, 2008 | ||||
TICKER: 917 SECURITY ID: G6493A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Participation Agreements Among the Company, New World Development (China) Ltd., Doo Wai-Hoi, William, and Golden Wealth Investment Ltd. | Management | For | For |
2 | Approve Sale and Purchase Agreement Among the Company, New World Development (China) Ltd., New World China Property Ltd., Doo Wai-Hoi, William, Stanley Enterprises Ltd., Grand China Enterprises Ltd., and Golden Wealth Inves tment Ltd. | Management | For | For |
NEW WORLD CHINA LAND LTD. MEETING DATE: MAY 29, 2009 | ||||
TICKER: 917 SECURITY ID: G6493A101 | ||||
Proposal No | Proposal | Proposed By | M anagement Recommendation | Vote Cast |
1 | Approve Sale and Purchase Agreement Between New World China Property Ltd. and and Guilherme Holdings (Hong Kong) Ltd. | Management | For | For |
NEW WORLD CHINA LAND LTD. MEETING DATE: JUN 29, 2009 | ||||
TICKER: &nbs p; SECURITY ID: G6493A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transaction with a Related Party and Related Annual Caps | Management | For | For |
2 | Authorize the Company to Send or Supply Corporate Communications to the Shareholders Through the Company's Website | Management | For | For |
3a | Amend Memorandum of Association | Management | For | For |
3b | Amend Articles of Association | Management | For | For |
3c | Adopt New Memorandum and Articles of Association | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amendments to the Company's Constitution | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | Withhold |
1.2 | Elect Director Jerry W. Box | Management | For | Withhold |
1.3 | Elect Director G. Stephen Finley | Management | For | Withhold |
1.4 | Elect Director Paul L. Howes | Management | For | Withhold |
1.5 | Elect Director James W. McFarland | Management | For | Withhold |
1.6 | Elect Director Gary L. Warren | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NGK INSULATORS LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 5333 SECURITY ID: J49076110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | Against |
3.14 | Elect Director | Management | For | For |
NIPPON THOMPSON CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 6480 SECURITY ID: J56257116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
NITORI CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: 9843 SECURITY ID: J58214107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
3 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Manage ment | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8604 SECURITY ID: 65535H208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Approve Creation of New Classes of Preferred Shares - Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director Junichi Ujiie | Management | For | Against |
2.2 | Elect Director Kenichi Watanabe | Management | For | Against |
2.3 | Elect Director Takumi Shibata | Management | For | Against |
2.4 | Elect Director Masanori Itatani | Management | For | Against |
2.5 | Elect Director Yoshifumi Kawabata | Management | For | Against |
2.6 | Elect Director Masaharu Shibata | Management | For | For |
2.7 | Elect Director Hideaki Kubori | Management | For | For |
2.8 | Elect Director Haruo Tsuji | Management | For | For |
2.9 | Elect Director Fumihide Nomura | Management | For | Against |
2.10 | Elect Director Masahiro Sakane | Management | For | For |
2.11 | Elect Director Tsuguoki Fujinuma | Management | For | For |
2.12 | Elect Director Hajime Sawabe | Management | For | For |
3 | Approve Stock Option Plan and Deep-Discount Option Plan | Management | For | Against |
NORTHGATE MINERALS CORPORATION MEETING DATE: MAY 8, 2009 | ||||
TICKER: NGX SECURITY ID: 666416102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Daniel | Management | For | For |
1.2 | Elect Director Paul J. Dowd | Management | For | For |
1.3 | Elect Director Patrick D. Downey | Management | For | For |
1.4 | Elect Director Richard J. Hall | Management | For | For |
1.5 | Elect Director Douglas P. Hayhurst | Management | For | For |
1.6 | Elect Director Terrence A. Lyons | Management | For | For |
1.7 | Elect Director Conrad A. Pinette | Management | For | For |
1.8 | Elect Director Kenneth G. Stowe | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
OIL SEARCH LTD. MEETING DATE: MAY 12, 2009 | ||||
TICKER: OSH SECURITY ID: Y64695110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ac cept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Fraser Ainsworth as a Director | Management | For | For |
3 | Elect Tim Warren as a Director | Management | For | For |
4 | Approve Appointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Approve Issuance o f 258,000 Performance Rights to Peter Botten, Managing Director Persuant to the Performance Rights Plan | Management | For | For |
2 | Approve Issuance of 46,000 Performance Rights to Gerea Aopi, Executive Director Persuant to the Performance Rights Plan | Management | For | For |
3 | Approve Issuance of 165,873 Restricted Shares to Peter Botten, Managing Director Persuant to the Restricted Shares Plan | Management | For | For |
4 | Approve Issuance of 26,732 Restricted Shares to Gerea Aopi, Executive Director Persuant to the Restricted Shares Plan | Management | For | For |
5 | Approve Increase in Non-Executive Directors' Remuneration by A$450,000 to A$1.95 Million Per Annum | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORP. MEETING DATE: MAY 22, 2009 | ||||
TICK ER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harrington Bischof | Management | For | For |
1.2 | Elect Director Leo E. Knight, Jr. | Management | For | For |
1.3 | Elect Director Charles F. Titterton | Management | For | For |
1.4 | Elect Director Steven R. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Wang | Management | For | For |
1.2 | Elect Director Xinping (James) He | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPTO TECH CORPORATION MEETING DATE: JUN 16, 2009 | ||||
TICKER: SECURITY ID: Y6494C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Reports and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
5 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
6 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
OTSUKA KAGU MEETING DATE: MAR 27, 2009 | ||||
TICKER: 8186 SECURITY ID: J61632105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 40 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
4 | Approve Retirement Bonus for Director | Management | For | Against |
P.F. CHANG'S CHINA BISTRO, INC. MEETING DATE: APR 28, 200 9 | ||||
TICKER: PFCB SECURITY ID: 69333Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Lane Cardwell, Jr. | Management | For | Against |
1.2 | Elect Director Richard L. Federico | Management | For | Against |
1.3 | Elect Director Lesley H. Howe | Managemen t | For | Against |
1.4 | Elect Director Kenneth A. May | Management | For | Against |
1.5 | Elect Director M. Ann Rhoades | Management | For | Against |
1.6 | Elect Director James G. Shennan, Jr. | Management | For | Against |
1.7 | Elect Director Robert T. Vivian | Management | For | Against |
1.8 | Elect Director R. Michael Welborn | Management | For | Against |
1.9 | Elect Director Kenneth J. Wessels | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
PANTALOON RETAIL (INDIA) LTD. MEETING DATE: SEP 12, 2008 | ||||
TICKER: NPF SECURITY ID: Y6722V140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital to INR 450 Million Divided into 180 Million Equity Shares of INR 2.00 Each and 45 Million Equity Shares With Differential Rights of INR 2.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase | Management | For | For |
2 | Amend Articles of Association Re: Authorized Share Capital; Issue of Equity Shares with Differential Voting/Dividend Rigts (Class B Shares); and Provisions for Class B Shares | Management | For | For |
3 | Approve Bonus Issue of Class B Shares (Series 1) of INR 2.00 Each in the Proportion of One Class B Share (Series 1) for Every Ten Existing Shares Held | Management | For | For |
4 | Increase Investment in Pantaloon Future Ventures Ltd to INR 4 Billion | Management | For | For |
PAPA JOHN'S INTERNATIONAL, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: PZZA SECURITY ID: 698813102 | ||||
Proposal No | Proposal | Proposed By | Management Reco mmendation | Vote Cast |
1.1 | Elect Director Philip Guarascio | Management | For | For |
1.2 | Elect Director Olivia F. Kirtley | Management | For | For |
1.3 | Elect Director J. Jude Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARKER DRILLING CO. MEETING DATE: APR 21, 2009 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direcctor R. Rudolph Reinfrank | Manageme nt | For | For |
1.2 | Elect Direcctor Robert W. Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PATRIOT COAL CORPORATION MEETING DATE: JUL 22, 2008 | ||||
TICKER: PCX SECURITY ID: 70336T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talb ott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO LTD MEETING DATE: JUL 4, 2008 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Share Incentive Plan | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors for 2007 | Management | For | For |
3 | Ratify PricewaterhouseCoopers as Auditors for 2008 | Management | For | For |
4 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
5 | Authorize Directors to Implement Resolutions 1 to 4 | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: OCT 7, 2008 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THE RESOLUTION AS SET OUT IN PARAGRAPH 1 OF THE NOTICE OF EXTRAORDINARY GENERAL MEETING REGARDING THE AMENDMENT TO THE COMPANY S ARTICLES OF ASSOCIATION. | Management | For | Against |
PERICOM SEMICONDUCTOR CORP. MEETING DATE: DEC 11, 2008 | ||||
TICKER: PSEM SECURITY ID: 713831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Chiming Hui | Management | For | For |
1.2 | Elect Director Chi-Hung Hui, Ph.D. | Management | For | For |
1.3 | Elect Director Hau L. Lee, Ph.D. | Management | For | For |
1.4 | Elect Director Siu-Weng Simon Wong, Ph.D. | Management | For | For |
1.5 | Elect Director Michael J. Sophie | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PEROT SYSTEMS CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PER SECURITY ID: 714265105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross Perot | Management | For | For |
1.2 | Elect Director Ross Perot, Jr. | Management | For | For |
1.3 | Elect Director Peter A. Altabef | Management | For | For |
1.4 | Elect Director Steven Blasnik | Management | For | For |
1.5 | Elect Director John S.T. Gallagher | Management | For | For |
1.6 | Elect Director Carl Hahn | Management | For | For |
1.7 | Elect Director DeSoto Jordan | Management | For | For |
1.8 | Elect Director Caroline (Caz) Matthews | Management | For | For |
1.9 | Elect Director Thomas Meurer | Management | For | For |
1.10 | Elect Director Cecil H. (C. H.) Moore, Jr. | Management | For | For |
1.11 | Elect Director Anthony J. Principi | Management | For | For |
1.12 | Elect Director Anuroop (Tony) Singh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PIGEON CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: 7956 SECURITY ID: J63739106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 32 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
4 | Appoint Statutory Auditor | Management | For | For |
5 | Approve Retirement Bonuses for Directors and Statutory Auditor | Management | For | Against |
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
PIKE ELECTRIC CORPORATION MEETING DATE: DEC 3, 2008 | ||||
TICKER: PEC SECURITY ID: 721283109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Eric Pike | Management | For | Withhold |
1.2 | Elect Director Charles E. Bayless | Management | For | Withhold |
1.3 | Elect Director Adam P. Godfrey | Management | For | Withhold |
1.4 | Elect Director James R. Helvey III | Management | For | Withhold |
1.5 | Elect Director Robert D. Lindsay | Management | For | Withhold |
1.6 | Elect Director Daniel J. Sullivan | Management | For | Withhold |
1.7 | Elect Director Louis F. Terhar | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PLANT CO. LTD. (FORMERLY MITTA CO. LTD.) MEETING DATE: DEC 17, 2008 | ||||
TICKER: 7646 SECURITY ID: J63838106 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JY 10 | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
2.8 | Elect Director | Management | For | For |
2.9 | Elect Director | Management | For | For |
3.1 | Appoint Internal Statutory Auditor | Management | For | For |
3.2 | Appoint Internal Statutory Auditor | Management | For | For |
PLANTRONICS, INC. MEETING DATE: JUL 23, 2008 | ||||
TICKER: PLT SECURITY ID: 727493108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marv Tseu | Management | For | For |
1.2 | Elect Director Ken Kannappan | Management | For | For |
1.3 | Elect Director Brian Dexheimer | Management | For | For |
1.4 | Elect Director Gregg Hammann | Management | For | For |
1.5 | Elect Director John Hart | Management | For | For |
1.6 | Elect Director Marshall Mohr | Management | For | For |
1.7 | Elect Director Roger Wery | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Performance-Based Equity Awards | Shareholder | Against | Against |
POLYCOM, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. Dewalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Approve Option Exchange Program | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POU SHENG INTERNATIONAL HOLDINGS LTD MEETING DATE: FEB 27, 2009 | ||||
TICKER: SECURITY ID: G7208D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Tsai David, Nai Fung as Director | Management | For | For |
2a2 | Reelect Huang Tsung Jen as Director | Management | For | For |
2a3 | Reelect Lee Chung Wen as Director | Management | For | For |
2a4 | Reelect Huang Chun Hua as Director | Management | For | For |
2a5 | Reelect Tsai Patty, Pei Chun as Director | Management | For | For |
2a6 | Reelect Chen Huan-Chung as Director | Management | For | For |
2a7 | Reelect Hu Sheng-Yih as Director | Management | For | For |
2a8 | Reelect Mak Kin Kwong as Director | Management | For | For |
2a9 | Reelect Cheng Ming Fun Paul as Director | Management | For | For |
2a10 | Reelect Lu Ning as Director | Management | For | For |
2a11 | Reelect Chang Karen Yi-Fen as Director | Management | For | For |
2b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
POU SHENG INTERNATIONAL HOLDINGS LTD MEETING DATE: FEB 27, 2009 | ||||
TICKER: SECURITY ID: G7208D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Yue Yuen Subscription Agreement | Management | For | For |
POWERSECURE INTERNATIONAL INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: POWR SECURITY ID: 73936N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony D. Pell | Management | For | For |
1.2 | Elect Director Thomas J. Madden, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRATIBHA INDUSTRIES LTD MEETING DATE: JUL 28, 2008 | ||||
TICKER: SECURITY ID: Y7062J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Composite Scheme of Arrangement and Amalgamation Among Pratibha Industries Ltd, Pratibha Shareholding Pvt Ltd, One Metro India Pvt Ltd, and Pratibha Pipes & Structural Ltd | Management | For | Abstain |
PRESIDENTIAL LIFE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: PLFE SECURITY ID: 740884101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Barnes | Management | For | For |
1.2 | Elect Director William A. DeMilt | Management | For | For |
1.3 | Elect Director W. Thomas Knight | Management | For | For |
1.4 | Elect Director Herbert Kurz | Management | For | For |
1.5 | Elect Director John D. McMahon | Management | For | For |
1.6 | Elect Director Lawrence Read | Management | For | For |
1.7 | Elect Director Lawrence Rivkin | Management | For | For |
1.8 | Elect Director Stanley Rubin | Management | For | For |
1.9 | Elect Director William M. Trust Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | Fo r | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PROGRESSIVE CORP., THE MEETING DATE: APR 24, 2009 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger N. Farah | Management | For | For |
1.2 | Elect Director Stephen R. Hardis | Management | For | For |
1.3 | Elect Director Norman S. Matthews | Management | For | For |
1.4 | Elect Director Bradley T. Sheares | Management | For | For |
2 | Require Advance Notice for Shareholder Proposals | Management | For | For |
3 | Amend Nomination Procedures for the Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROTECTIVE LIFE CORP. MEETING DATE: MAY 4, 2009 | ||||
TICKER: PL SECURITY ID: 743674103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. M. French | Management | For | Withhold |
1.2 | Elect Director Thomas L. Hamby | Management | For | Wit hhold |
1.3 | Elect Director John D. Johns | Management | For | Withhold |
1.4 | Elect Director Vanessa Leonard | Management | For | Withhold |
1.5 | Elect Director Charles D. McCrary | Management | For | Withhold |
1.6 | Elect Director John J. McMahon, Jr. | Management | For | Withhold |
1.7 | Elect Director Malcolm Portera | Management | For | Withhold |
1.8 | Elect Director C. Dowd Ritter | Management | For | Withhold |
1.9 | Elect Director William A. Terry | Management | For | Withhold |
1.10 | Elect Director W. Michael Warren, Jr. | Management | For | Withhold |
1.11 | Elect Director Vanessa Wilson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PVR LTD MEETING DATE: SEP 30, 2008 | ||||
TICKER: SECURITY ID: Y71626108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Payment of Interim Dividend on 5-Percent Redeemable Preference Shares of INR 0.50 Each | Management | For | For |
3 | Confirm Payment of Interim Dividend on Equity Shares of INR 1.00 Each | Management | For | For |
4 | Reappoint V. Bakshi as Director | M anagement | For | For |
5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint S. Khanna as Director | Management | For | For |
7 | Appoint R.K. Sinha as Director | Management | For | For |
8 | Approve Appointment of R.K. Sinha, Director, as Advisor | Management | For | For |
9 | Approve Reappointment and Remuneration of A. Bijli, Chairman & Managing Director | Management | For | For |
10 | Approve Reappointment and Remuneration of S. Kumar, Joint Managing Director | Management | For | For |
Q-CELLS SE MEETING DATE: JUN 18, 2009 | ||||
TICKER: QCE SECURITY ID: D6232R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.03 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Amendment of Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Against |
8.1 | Reelect Marcel Brenninkmeijer to the Supervisory Board | Management | For | For |
8.2 | Elect Joerg Harms to the Supervisory Board | Management | For | For |
8.3 | Reelect Richard Kauffmann to the Supervisory Board | Management | For | For |
8.4 | Elect Andrew Lee to the Supervisory Board | Management | For | For |
8.5 | Reelect Christian Reitberger to the Supervisory Board | Management | For | For |
8.6 | Reelect Frauke Vogler to the Supervisory Board | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Authorize Share Repurchase P rogram and Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Creation of EUR 54.5 Million Pool of Capital without Preemptive Rights | Shareholder | For | Against |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non - -Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
QUALITY SYSTEMS, INC. MEETING DATE: SEP 4, 2008 | ||||
TICKER: QSII SEC URITY ID: 747582104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director George Bristol | Management | For | For |
1.2 | Elect Director Patrick Cline | Management | For | For |
1.3 | Elect Director Philip N. Kaplan | Management | For | For |
1.4 | Elect Director Vincent J. Love | Management | For | For |
1.5 | Elect Director Russell Pflueger | Management | For | For |
1.6 | Elect Director Steven T. Plochocki | Management | For | For |
1.7 | Elect Director Sheldon Razin | Management | For | For |
1.8 | Elect Director Robert L. S mith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws to Replace Definition of Independent Director | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Ahmed Hussein | Shareholder | For | Did Not Vote |
1.2 | Elect Director Murray Brennan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Ibrahim Fawzy | Shareholder | For | Did Not Vote |
1.4 | Elect Director Thomas R. DiBenedetto | Shareholder | For | Did Not Vote |
1.5 | Elect Director Joseph D. Stilwell | Shareholder | For | Did Not Vote |
1.6 | Elect Director Edwin Hoffman | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Amend Bylaws to Replace Definition of Independent Director | Shareholder | For | Did Not Vote |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 14, 2009 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Gail R. Wile nsky | Management | For | For |
1.3 | Elect Director John B. Ziegler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
QUIDEL CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thom as D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
QUIXOTE CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: QUIX SECURITY ID: 749056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie J. Jezuit | Management | For | For |
1.2 | Elect Director Daniel P. Gorey | Management | For | For |
1.3 | Elect Director Duane M. Tyler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
R. R. DONNELLEY & SONS CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Director E.V. (Rick) Goings | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Susan M. Ivey | Management | For | For |
7 | Elect Director Thomas S. Johnson | Management | F or | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Michael T. Riordan | Management | For | For |
10 | Elect Director Oliver R. Sockwell | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
R. STAHL AG MEETING DATE: JUN 19, 2009 | ||||
TICKER: SECURITY ID: D6607M119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify Ebner Stolz Moenning Bachem GmbH & Co. KG as Auditors for Fiscal 2009 | Management | For | For |
6 | Amend Articles Re: Participaion and Voting at the General Meeting via Electronic Means due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | Against |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of R epurchased Shares | Management | For | For |
RAFFLES EDUCATION CORP LTD. (FRMRLY RAFFLES LASALLE LTD) MEETING DATE: JAN 12, 2009 | ||||
TICKER: RLS SECURITY ID: ADPV11509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
1 | Approve Raffles Education Corporation Scrip Dividend Scheme | Management | For | For |
RANDGOLD RESOURCES LTD. MEETING DATE: JUL 28, 2008 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Randgold Resources Limited Restricted Share Scheme | Management | For | For |
RANDSTAD HOLDING NV MEETING DATE: MAR 31, 2009 | ||||
TICKER: RAND SECURITY ID: N7291Y137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
3c | Approve Dividends | Management | For | Did Not Vote |
4a | Approve Discharge of Management Board | Management | For | Did Not Vote |
4b | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
5 | Reelect A.H.J. Risseeuw to the Stichting Administratiekantoor Preferente Aandelen Randstad Holding | Management | For | Did Not Vote |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Did Not Vote |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
8 | Allow Questions | Management | None | Did Not Vote |
9 | Close Meeting | Management | None | Did Not Vote |
REI AGRO LTD MEETING DATE: JAN 19, 2009 | ||||
TICKER: SECURITY ID: Y7253S134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Ten-for-One Stock Split and Amend Clause V of the Memorandum of Association to Reflect Changes in Capital | Management | For | For |
REI AGRO LTD MEETING DATE: JUN 19, 2009 | ||||
TICKER: SECURITY ID: Y7253S134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $150 Million | Management | For | Against |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: SEP 5, 2008 | ||||
TICKER: RGA SECURITY ID: 759351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Limit Voting Power of Class B Holders | Management | For | For |
3 | Approve Securities Transfer Restrictions | Management | For | For |
4 | Amend Articles of Incorporat ion to Allow Conversion of Class B Stock | Management | For | For |
5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: NOV 25, 2008 | ||||
TICKER: RGA.A SECURITY ID: 759351406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure | Managemen t | For | For |
3 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: NOV 25, 2008 | ||||
TICKER: RGA.A SECURITY ID: 759351505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 20, 2009 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W. A. Boot | Management | For | For |
1.3 | Elect Director Stuart I. Greenbaum | Management | For | For |
1.4 | Elect Director A. Greig Woodring | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG &nbs p; SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Appro ve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
RES-CARE, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: RSCR &nb sp;SECURITY ID: 760943100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Bloem | Management | For | For |
1.2 | Elect Director Steven S. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RICHTEK TECHNOLOGY CORP MEETING DATE: JUN 10, 2009 | ||||
TICKER: 6286 SECURITY ID: Y7286Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Repor t and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | Against |
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Management | For | For |
5 | Approve Amendment on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
9 | Transact Other Business (Non-Voting) | Management | None | Non e |
ROSS STORES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | Withhold |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | Withhold |
1.3 | Elect Director Sharon D. Garrett | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
RUBICON TECHNOLOGY INC MEETING DATE: JUL 25, 2008 | ||||
TICKER: RBCN SECURITY ID: 78112T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raja M. Parvez | Management | For | For |
1.2 | Elect Director Raymond J. Spencer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC. MEETING DATE: JAN 22, 2009 | ||||
TICK ER: SBH SECURITY ID: 79546E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Giuriceo | Management | For | For |
1.2 | Elect Director Robert R. McMaster | Management | For | For |
1.3 | Elect Director M. Miller De Lombera | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 9, 2009 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director Dave Caputo | Management | For | For |
1.6 | Elect Director Steven McCartney | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SANGAMO BIOSCIENCES, INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lamphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director William G. Gerber | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Dire ctor Thomas G. Wiggans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SARA LEE CORP. MEETING DATE: OCT 30, 2008 | ||||
TICKER: SLE SECURITY ID: 803111103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brenda C. Barnes | Management | For | For |
2 | Elect Director Christopher B. Begley | Management | For | For |
3 | Elect Director Crandall C. Bowles | Management | For | For |
4 | Elect Direct or Virgis W. Colbert | Management | For | Against |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director Laurette T. Koellner | Management | For | For |
7 | Elect Director Cornelis J.A. van Lede | Management | For | For |
8 | Elect Director John McAdam | Management | For | For |
9 | Elect Director Ian Prosser | Management | For | For |
10 | Elect Director Rozanne L. Ridgway | Management | For | For |
11 | Elect Director Norman R. Sorensen | Management | For | For |
12 | Elect Director Jeffrey W. Ubben | Management | For | For |
13 | Elect Director Jonathan P. Ward | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Re-Approve Performance Measures | Management | For | For |
SAZABY LEAGUE LTD (FORMERLY SAZABY INC) MEETING D ATE: JUN 18, 2009 | ||||
TICKER: 7553 SECURITY ID: J69833101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Indemnify Directors and Statutory Auditors - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Appoint Statutory Auditor | Management | For | For |
3.2 | Appoint Statutory Auditor | Management | For | For |
3.3 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Special Bonus for Family of Deceased Statutory Auditor | Management | For | Against |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SENSIENT TECHNOLOGIES CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: SXT SECURITY ID: 81725T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hank Brown | Management | For | Withhold |
1.2 | Elect Director Fergus M. Clydesdale | Management | For | Withhold |
1.3 | Elect Director James A. D. Croft | Management | For | Withhold |
1.4 | Elect Director William V. Hickey | Management | For | Withhold |
1.5 | Elect Director Kenneth P. Manning | Management | For | Withhold |
1.6 | Elect Director Peter M. Salmon | Management | For | Withhold |
1.7 | Elect Director Elaine R. Wedral | Management | For | Withhold |
1.8 | Elect Director Essie Whitelaw | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SEOUL SEMICONDUCTOR CO LTD MEETING DATE: MAR 26, 2009 | ||||
TICKER: SECURITY ID: Y7666J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Disposition of Loss | Management | For | For |
2 | Elect Director | Management | For | Against |
3 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Int ernal Auditor | Management | For | For |
SHANDA INTERACTIVE ENTERTAINMENT LIMITED MEETING DATE: DEC 8, 2008 | ||||
TICKER: SNDA SECURITY ID: 81941Q203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: TIANQIAO CHEN | Management | For | Against |
2 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: DANIAN CHEN | Management | For | Against |
3 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: QIANQIAN LUO | Management | For | Against |
4 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: JINGSHENG HUANG | Management | For | For |
5 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: CHENGYU XIONG | Management | For | For |
6 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: BRUNO WU | Management | For | For |
7 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: QUNZHAO TAN | Management | For | Against |
8 | ELECT THE DIRECTOR FOR THE ENSUING YEAR: GRACE WU | Management | For | Against |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: DEC 15, 2008 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jean-Luc Butel as Non-Executive Director | Management | For | For |
2 | Elect Li Bing Yung as Non-Executive Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Approve Profit Distribution Plan Final Distribution Plan and Distribution of the Final Dividend | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Lau Wai Kit as Independent Non-Executive Director | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: MAY 4, 2009 | ||||
TICKER: 8199 &n bsp; SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Transfer of Listing of H Shares from the Growth Enterprise Market (GEM) to the Main Board of the Stock Exchange (Proposed Transfer) | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Authorize Board and Company Secretary to Do All Such Acts and Things an d to Do All Such Steps in Connection with the Proposed Transfer | Management | For | For |
4 | Adopt Amended Articles of Association | Management | For | For |
SHANGRI-LA ASIA LTD. MEETING DATE: SEP 10, 2008 | ||||
TICKER: 69 SECURITY ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Master Joint Venture Agreement and Related Transactions | Management | For | For |
&n bsp; | ||||
---|---|---|---|---|
SHANGRI-LA ASIA LTD. MEETING DATE: DEC 17, 2008 | ||||
TICKER: 69 SECURITY ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Agreement and Related Transactions | Management | For | For |
& nbsp; | ||||
---|---|---|---|---|
SHANGRI-LA ASIA LTD. MEETING DATE: MAY 8, 2009 | ||||
TICKER: 69 SECURITY ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Madhu Rama Chandra Rao as Director | Management | For | Against |
2 | Approve Novation Deed and Related Transactions | Management | For | For |
SHANGRI-LA ASIA LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: 69 SECURITY ID: G8063F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Lui Man Shing as Director | Management | For | Against |
3b | Reelect Wong Kai Man as Director | Management | For | Against |
3c | Reelect Ho Kian Guan as Director | Management | For | Against |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SHANTHI GEARS LTD MEETING DATE: JUL 14, 2008 | ||||
TICKER: SECURITY ID: Y7700L138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 1.20 Per Share | Management | For | For |
3 | Reappoint P.N. Gopal as Director | Management | For | For |
4 | Reappoint M.J. Vijayaraaghavan as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of P. Subramanian, Chairman & Managing Director | Management | For | For |
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD MEETING DATE: MAY 29, 2009 | ||||
TICKER: 2313 SECURITY ID: G8087W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reelect Su Shounan as Director | Management | For | For |
4 | Reelect Huang Guanlin as Director | Management | For | For |
5 | Reelect Zong Pingsheng as Director | Management | For | For |
6 | Reelect Zheng Miaohui as Director | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
8 | Appoint Ernst and Young as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SHIMANO INC. MEETING DATE: MAR 26, 2009 | ||||
TICKER: 7309 SECURITY ID: J72262108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 30.5 | Management | For | For |
2 | Amend Articles to Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
4 | Approve Payment of Annual Bonuses to Directors | Management | For | For |
5 | Approve Adjustme nt to Aggregate Compensation Ceiling for Directors | Management | For | For |
SIFY TECHNOLOGIES LTD MEETING DATE: SEP 29, 2008 | ||||
TICKER: SIFY SECURITY ID: 82655M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint R. Vegesna as Director | Management | For | For |
3 | Reappoint S.K. Rao as Director | Management | For | For |
4 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: SPIL SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
SINO MEDIA HOLDINGS LTD MEETING DATE: JUN 12, 2009 | ||||
TICKER: SECURITY ID: Y7544D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Liu Jinlan as Director | Management | For | For |
3b | Reelect Li Zongzhou as Director | Management | For | For |
3c | Reelect Zhu Jia as Director | Management | For | For |
3d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Philip A. Canfield | Management | For | For |
1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.4 | Elect Director Jerrell W. Shelton | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOMANETICS CORPORATION MEETING DATE: APR 23, 2009 | ||||
TICKER: SMTS SECURITY ID: 834445405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel S. Follis | Management | For | For |
SONGBIRD ESTATES PLC MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: G8279H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 73,740,419 | Management | For | For |
6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 73,740,419 | Management | For | For |
SONGBIRD ESTATES PLC MEETING DATE: JUN 10, 2009 | ||||
TICKER: SECURITY ID: G8279H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify the Appointment of David Pritchard as Independent Director of the Company | Management | For | For |
SONIC CORP. MEETING DATE: JAN 15, 2009 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Maples | Management | For | For |
1.2 | Elect Director J. Larry Nichols | Management | For | For |
1.3 | Elect Director Frank E. Richardson | Management | For | For |
SPG LAND HOLDINGS LIMITED MEETING DATE: JUN 5, 2009 | ||||
TICKER: SECURITY ID: G8350R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Wang Weixian as Executive Director | Management | For | Against |
2b | Reelect Tse Sai Tung, Stones as Executive Director | Management | For | For |
2c | Reelect Fong Wo, Felix as Independent Non-Executive Director | Management | For | Against |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoin t KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5d | Approve Convertib le Bonds Repurchase | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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STERIS CORP. MEETING DATE: JUL 24, 2008 | ||||
TICKER: STE SECURITY ID: 859152100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Breeden | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | Withhold |
1.3 | Elect Director Robert H. Fields | Management | For | For |
1.4 | Elect Director Jacqueline B. Kosecoff | Management | For | Withhold |
1.5 | Elect Director Raymond A. Lancaster | Management | For | Withhold |
1.6 | Elect Director Kevin M. McMullen | Management | For | Withhold |
1.7 | Elect Director J.B. Richey | Management | For | Withhold |
1.8 | Elect Director Walter M Rosebrough, Jr. | Management | For | Withhold |
1.9 | Elect Director Mohsen M. Sohi | Management | For | Withhold |
1.10 | Elect Director John P. Wareham | Management | For | Withhold |
1.11 | Elect Director Loyal W. Wilson | Management | For | Withhold |
1.12 | Elect Director Michael B. Wood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUGI HOLDINGS CO. LTD. (FORMERL Y SUGI PHARMACY) MEETING DATE: MAY 25, 2009 | ||||
TICKER: 7649 SECURITY ID: J7687M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
2.1 | Elect Director | Management | For | For |
2.2 | Elect Director | Management | For | For |
2.3 | Elect Director | Management | For | For |
2.4 | Elect Director | Management | For | For |
2.5 | Elect Director | Management | For | For |
2.6 | Elect Director | Management | For | For |
2.7 | Elect Director | Management | For | For |
3 | Appoint Statutory Auditor | Management | For | For |
4 | Approve Retirement Bonus Payment for Statutory Auditors | Management | For | Against |
TAIWAN SECOM CO. LTD. MEETING DATE: JUN 10, 2009 | ||||
TICKER: 9917 SECURITY ID: Y8461H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2008 Financial Statements and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Amend Procedures for Loans to Other Parties and Endorsement and Guarantee Operating Guidelines | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
TAJ GVK HOTELS & RESORTS LTD MEETING DATE: JUL 30, 2008 | ||||
TICKER: SECURITY ID: Y8485R126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of 160 Percent Per Share | Management | For | For |
3 | Reappoint T.R. Prasad as Director | Management | For | For |
4 | Reappoint A. Ramakrishna as Director | Management | For | For |
5 | Reappoint A. Hussain as Director | Management | For | For |
6 | Reappoint N.A. Kumar as Director | Management | For | For |
7 | Reappoint G.V.S. Reddy as Director | Management | For | For |
8 | Approve Brah mayya & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Appoint K.M. Rao as Director | Management | For | For |
10 | Approve Voluntary Delisting of Company Shares from The Hyderabad Stock Exchange Ltd | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yosi) Nitzani as External Director | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Lewent | Management | For | For |
1.2 | Elect Director Peter J. Manning | Management | For | For |
1.3 | Elect Director Jim P. Manzi | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THERMOGENESIS CORP. MEETING DATE: DEC 12, 2008 | ||||
TICKER: KOOL SECURITY ID: 883623209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hubert E. Huckel, M.D. | Management | For | For |
1.2 | Elect Director Patrick McEnany | Management | For | For |
1.3 | Elect Director Woodrow A. Myers, Jr., M.D. | Management | For | For |
1.4 | Elect Director Tiffany Olson | Management | For | For |
1.5 | Elect Director William R. Osgood, Ph.D. | Management | For | For |
1.6 | Elect Director Mahendra R ao, Ph.D., M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THOMAS & BETTS CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: TNB SECURITY ID: 884315102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeananne K. Hauswald | Management | For | Withhold |
1.2 | Elect Director Dean Jernigan | Management | For | Withhold |
1.3 | Elect Director Ronald B. Kalich | Management | For | Withhold |
1.4 | Elect Director Kenneth R. Masterson | Management | For | Withhold |
1.5 | Elect Director Dominic J. Pileggi | Management | For | Withhold |
1.6 | Elect Director Jean-Paul Richard | Management | For | Withhold |
1.7 | Elect Director Rufus H. Rivers | Management | For | Withhold |
1.8 | Elect Director Kevin L. Roberg | Management | For | Withhold |
1.9 | Elect Director David D. Stevens | Management | For | Withhold |
1.10 | Elect Director William H. Waltrip | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.6 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.7 | Elect Director Cindy B. Taylor | Management | For | For |
1.8 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.9 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TOYO SUISAN KAISHA LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 2875 SECURITY ID: J92547132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1 5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Director | Management | For | For |
3.13 | Elect Director | Management | For | For |
4 | Appo int Alternate Statutory Auditor | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
TRANSPORT CORPORATION OF INDIA LTD MEETING DATE: JUL 29, 2008 | ||||
TICKER: SECURITY ID: Y89718145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.60 Per Share | Management | For | For |
3 | Reappoint S.N. Agarwal as Director | Management | For | For |
4 | Reappoint S.M. Datta as Director | Management | For | For |
5 | Approve R.S. Agarwala & Co. as Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve K.B. Chitracar & Co. as Branch Auditors of Branches in Royal Kingdom of Nepal and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Natarajan & Swaminathan as Branch Auditors of Branches in Singapore and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve R.S. Agarwala & Co. as Branch Auditors of TCI Seaways Division and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Appoint R.V. Raghavan as Director | Management | For | For |
10 | Approve Reappointment and Remuneration of D.P. Agarwal, Vice Chairman & Managing Director | Management | For | For |
11 | Approve Reappointment and Remuneration of V. Agarwal, Executive Director | Management | For | For |
12 | Approve Revision in Remuneration of C. Agarwal, Executive Director | Management | For | For |
TRIMBLE NAVIGATION LTD. MEETING DATE: MAY 19, 2009 | ||||
TICKER: TRMB &nbs p; SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors Steven W. Berglund | Management | For | For |
1.2 | Elect Directors John B. Goodrich | Management | For | For |
1.3 | Elect Directors William Hart | Management | For | For |
1.4 | Elect Directors Merit E. Janow | Management | For | For |
1.5 | Elect Directors Ulf J. Johansson | Management | For | For |
1.6 | Elect Directors Bradford W. Parkinson | Management | For | For |
1.7 | Elect Directors Nickolas W. Vande Steeg | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
TRIZETTO GROUP, INC., THE MEETING DATE: JUL 14, 2008 | ||||
TICKER: TZIX SECURITY ID: 896882107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TSURUHA HOLDINGS INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: 3391 SECURITY ID: J9348C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director | Management | For | For |
1.2 | Elect Director | Management | For | For |
1.3 | Elect Director | Management | For | For |
1.4 | Elect Director | Management | For | For |
1.5 | Elect Director | Management | For | For |
1.6 | Elect Director | Management | For | Against |
1.7 | Elect Director | Management | For | For |
1.8 | Elect Director | Management | For | Against |
2 | Approve Payment of Annual Bonuses to Directors and Statutory Auditors | Management | For | For |
3 | Approve Deep Discount Stock Option Plan | Management | Fo r | Against |
4 | Approve Stock Option Plan | Management | For | For |
TSUTSUMI JEWELRY CO. LTD. MEETING DATE: JUN 26, 2009 | ||||
TICKER: 7937 SECURITY ID: J93558104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Allow Company to Make Rules on Exercise of Shareholder Rights | Management | For | Against |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
4.1 | Appoint Statutory Auditor | Management | For | For |
4.2 | Appoint Statutory Auditor | Management | For | For |
4.3 | Appoint Alternate Statutory Auditor | Management | For | For |
TUPPERWARE BRANDS CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kriss Cloninger III | Management | For | For |
2 | Elect Director Joe R. Lee | Management | For | For |
3 | Elect Director Bob Marbut | Management | For | For |
4 | Elect Director David R. Parker | Management | For | For |
5 | Elect Director J. Patrick Spainhour | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TYLER TECHNOLOGIES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: TYL SECURITY ID: 902252105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Brattain | Management | For | For |
1.2 | Elect Director J. Luther King, Jr. | Management | For | For |
1.3 | Elect Director John S. Marr, Jr | Management | For | For |
1.4 | Elect Director G. Stuart Reeves | Management | For | For |
1.5 | Elect Director Michael D. Richards | Management | For | For |
1.6 | Elect Director Dustin R. Womble | Management | For | For |
1.7 | Elect Director John M. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
U.S. PHYSICAL THERAPY, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: USPH SECURITY ID: 90337L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel C. Arnold | Management | For | For |
1.2 | Elect Director Christopher J. Reading | Ma nagement | For | For |
1.3 | Elect Director Lawrance W. Mcafee | Management | For | For |
1.4 | Elect Director Mark J. Brookner | Management | For | For |
1.5 | Elect Director Bruce D. Broussard | Management | For | For |
1.6 | Elect Director Bernard A. Harris, Jr. | Management | For | For |
1.7 | Elect Director Marlin W. Johnston | Management | For | For |
1.8 | Elect Director J. Livingston Kosberg | Management | For | For |
1.9 | Elect Director Jerald L. Pullins | Management | For | For |
1.10 | Elect Director Regg E. Swanson | Management | For | For |
1.11 | Elect Director Clayton K. Trier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UBISOFT ENTERTAINMENT MEETING DATE: SEP 22, 2008 | ||||
TICKER: SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Special Auditors' Report Regarding Related-P arty Transactions | Management | For | For |
5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemp tive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Approve Stock Option Plans Grants | Management | For | Against |
12 | Authorize up t o One Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
13 | Authorize Board to Issue Shares Reserved for Share Purchase Plan for Employees of Subsidiaries | Management | For | For |
14 | Approve Issuance of EUR 2 Million Reserved for Investment Companies or Investment Funds Specialized in Advertising | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
17 | Allow Board to Use Authorizations and Delegations Granted under Items 8 to 15 Above in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
18 | Approve 1 for 2 Stock Split | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UNDER ARMOUR, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: UA SECURITY ID: 904311107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | V ote Cast |
1.1 | Elect Director Kevin A. Plank | Management | For | For |
1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
1.4 | Elect Director Anthony W. Deering | Management | For | For |
1.5 | Elect Director A.B. Krongard | Management | For | For |
1.6 | Elect Director William R. McDermott | Management | For | For |
1.7 | Elect Director Harvey L. Sanders | Management | For | For |
1.8 | Elect Director Thomas J. Sippel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UNION BANK OF INDIA LTD MEETING DATE: JUN 22, 2009 | ||||
TICKER: SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends of INR 5.00 Per Share | Management | For | For |
UNION BANK OF INDIA LTD MEETING DATE: JUN 22, 2009 | ||||
TICKER: SECURITY ID: Y90885115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect A.K. Nanda as Director | Management | For | Against |
2 | Elect K.S. Sreenivasan as Director | Management | For | Against |
3 | Elect M.S. Sriram as Director | Management | For | Against |
4 | Elect S. Ravi as Director | Management | For | Against |
5 | Elect S.P. Mangal as Director | Management | For | Against |
6 | Elect U.N. Kapur as Director | Management | For | Against |
UZEL MAKINA SANAYI MEETING DATE: APR 24, 2009 | ||||
TICKER: UZEL SECURITY ID: M9648Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
6 | Ratify Director Appointments | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
10 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
11 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
12 | Ratify External Auditors | Management | For | Did Not Vote |
13 | Express Wishes | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
UZEL MAKINA SANAYI MEETING DATE: APR 24, 2009 | ||||
TICKER: UZEL SECURITY ID: M9648Y142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
6 | Ratify Director Appointments | Management | For | Did Not Vote |
7 | Elect Directors | Management | For | Did Not Vote |
8 | Appoint Internal Statutory Auditors | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors and Internal Auditors | Management | For | Did Not Vote |
10 | Grant Permission fo r Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
11 | Receive Information on Charitable Donations | Management | None | Did Not Vote |
12 | Ratify External Auditors | Management | For | Did Not Vote |
13 | Express Wishes | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
VALUECLICK, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: VCLK SECURITY ID: 92046N102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Zarley | Management | For | Withhold |
1.2 | Elect Director David S. Buzby | Management | For | Withhold |
1.3 | Elect Director Martin T. Hart | Management | For | Withhold |
1.4 | Elect Director Tom A. Vadnais | Management | For | Withhold |
1.5 | Elect Director Jeffrey F. Rayport | Management | For | Withhold |
1.6 | Elect Director James R. Peters | Management | For | Withhold |
1.7 | Elect Director James A. Crouthamel | Management | For | Withhold |
&nb sp; | ||||
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VALUECOMMERCE CO.,LTD. MEETING DATE: MAR 26, 2009 | ||||
TICKER: 2491 SECURITY ID: J9451Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Digitalization of Share Certificates | Management | For | For |
2 | Appoint Internal Statutory Auditor | Management | For | For |
VARIAN MEDICAL SYSTEMS INC MEETING DATE: FEB 12, 2009 | ||||
TICKER: VAR SECURITY ID: 92220P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy E. Guertin | Management | For | For |
1.2 | Elect Director David W. Martin, Jr | Management | For | For |
1.3 | Elect Director R. Naumann-Etienne | Management | For | For |
1.4 | Elect Director V. Thyagarajan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VASCULAR SOLUTIONS, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: VASC SECURITY ID: 92231M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Erb | Management | For | For |
1.2 | Elect Director Michael Kopp | Management | For | For |
1.3 | Elect Director Richard Nigon | Management | For | For |
1.4 | Elect Director Paul O'Connell | Management | For | For |
1.5 | Elect Director Howard Root | Management | For | For |
1.6 | Elect Director Jorge Saucedo | Management | For | For |
1.7 | Elect Director Charmaine Sutton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VEECO INSTRUMENTS, INC. MEETING DATE: MAY 15, 2009 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Braun | Management | For | For |
1.2 | Elect Director richard A. D'Amore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS MEETING DATE: MAY 7, 2009 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director M. Frances Keeth | Management | For | For |
1.3 | Elect Director Robert W. Lane | Management | For | For |
1.4 | Elect Director Sandra O. Moose | Management | For | For |
1.5 | Elect Director Joseph Neubauer | Management | For | For |
1.6 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.7 | Elect Director Thomas H. O'Brien | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Hugh B. Price | Management | For | For |
1.10 | Elect Director Ivan G. Seidenberg | Management | For | For |
1.11 | Elect Director John W. Snow | Management | For | For |
1.12 | Elect Director John R. Stafford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter - -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Provide for Cumulative Voting | Shareholder | Against | Against |
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. Alan McCollough | Management | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: MAY 26, 2009 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ziv Shoshani | Management | For | For |
1.2 | Elect Director Thomas C. Wertheimer | Management | For | For |
1.3 | Elect Director Marc Zandman | Management | For | For |
1.4 | Elect Director Ruta Zandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Ma nagement | For | Against |
W.P. CAREY & CO. LLC MEETING DATE: JUN 11, 2009 | ||||
TICKER: WPC SECURITY ID: 92930Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wm. Polk Carey | Management | For | For |
1.2 | Elect Director Francis J. Carey | Management | For | For |
1.3 | Elect Director Trevor P. Bond | Management | For | For |
1.4 | Elect Director Nathaniel S. Coolidge | Management | For | For |
1.5 | Elect Director Gordon F. Dugan | Management | For | For |
1.6 | Elect Director Eberhard Faber, IV | Management | For | For |
1.7 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.8 | Elect Director Lawrence R. Klein | Management | For | For |
1.9 | Elect Director Karsten Von Koller | Management | For | For |
1.10 | Elect Director Robert Mittelstaedt,Jr. | Management | For | For |
1.11 | Elect Director Charles E. Parente | Management | For | For |
1.12 | Elect Director Reginald Winssinger | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
WAL-MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | Fo r |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WANT WANT CHINA HOLDINGS LTD MEETING DATE: APR 30, 2009 | ||||
TICKER: SECURITY ID: G9431R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Director's and Auditor's Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Liao Ching-Tsun as Director | Management | For | For |
3b | Reelect Maki Haruo as Director | Management | For | For |
3c | Reelect Tomita Mamoru as Director | Management | For | For |
3d | Reelect Pei Kerwei as Director | Management | For | For |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Approve Proposal Allowing the Company to Send or Supply Corporate Communications to Shareholders Through the Company's Website and the Website of The Stock Exchange of Hong Kong Ltd. | Management | For | For |
9 | Amend Articles Re: Sending or Supplying Corporate Communications Through Electronic Means | Management | For | For |
10 | Adopt New Restated and Consolidated Memorandum and Articles of Association | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WEBMD HEALTH CORP. MEETING DATE: DEC 10, 2008 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | F or | For |
1.2 | Elect Director Martin J. Wygod | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WEICHAI POWER CO MEETING DATE: AUG 20, 2008 | ||||
TICKER: SECURITY ID: Y9531A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Rules for the Connected Transactions of the Company | Management | For | For |
2 | Approve Ernst & Young as Non-PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments to the Rules for the Shareholders' Meetings of the Company | Management | For | For |
WEICHAI POWER CO MEETING DATE: NOV 3, 2008 | ||||
TICKER: SECURITY ID: Y9531A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Bonus Shares of RMB 1.00 Each on the Basis of Six New Shares for Every Ten Existing Shares Held by the Conversion of the Amount of Approximately to RMB 312.4 Million Standing to the Credit of the Capital Reserve | Management | For | For |
2 | Amend A rticles Re: Registered Capital and Issued Share Capital | Management | For | For |
WEICHAI POWER CO MEETING DATE: NOV 3, 2008 | ||||
TICKER: SECURITY ID: Y9531A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Bonus Shares of RMB 1.00 Each on the Basis of Six New Shares for Every Ten Existing Shares of the Company by the Conversion of the Amount of Up to RMB 312.4 Million Standing to the Credit of the Capital Reserve | Management | For | For |
WEICHAI POWER CO MEETING DATE: FEB 11, 2009 | ||||
TICKER: SECURITY ID: Y9531A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Agreement In Relation to the Provision of General Services and Labour Services by Weichai Hldgs. and its Associates to the Company and New Caps | Management | For | For |
2 | Approve Supplemental Agreement In Relation to the Supply and/or Connection of Utilities by Weichai Hldgs. and its Associates to the Co mpany and New Caps | Management | For | For |
3 | Approve Weichai Purchase and Processing Services Agreement and New Caps | Management | For | For |
4 | Approve Weichai Sale and Processing Services Agreement and New Caps | Management | For | For |
5 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engines and Diesel Engine Parts by the Company to Fujian Longgong and Shanghai Longgong and Their Respective Associates and New Caps | Management | For | For |
6 | Approve Supplemental Agreement to the Framework Agreement In Relation to the Sale of Diesel Engines and Diesel Engine Parts by the Company to Guangxi Liugong Machinery and New Caps | Management | For | For |
7 | Approve Supplemental Agreement to the Master Sales Agreement In Relation to the Sale of Semi-finished Diesel Engine Parts and Related Products by the Company to Weichai Deutz and New Caps | Management | For | For |
8 | Approve Diesel Engine Parts and Components and Related Products Purchase Agreement In Relation to the Purchase of Diesel Engine Parts and Components and Related Products by Weichai Resources from Weichai Deutz and New Caps | Management | For | For |
9 | Approve Diesel Engines Purchase Agreement In Relation to the Purchase of Diesel Engines and Related Products by the Company from Weichai Deutz and New Caps | Management | For | For |
10 | Approve Supplemental Agreement to the Framework Agreement In Relation to the Sale of Diesel Engines and Related Products by the Company to Shandong Juli and New Caps | Management | For | For |
11 | Approve Julie Purchase and Processing Services Agreement and New Caps | Management | For | For |
12 | Approve Supplemental Agreement to the Parts and Components Sale Agreement in Relation to the Sale of Parts and Components of Transmissions and Related Products by SFGC to Fast Transmission and New Caps | Management | For | For |
13 | Approve Supplemental Agreement to the Parts and Components and Related Products Purchase Agreement in Relation to the Purchase of Parts and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | Management | For | For |
14 | Approve Sale of Vehicles, Parts and Components of Vehicles and Related Products and Provisi on of Heat Processing Services by Shaanxi Zhongqi, Hande Axle, Jingding and Tiangua to Shaanxi Automotive and its Associates and New Caps | Management | For | For |
15 | Approve Purchase of Parts and Components of Vehicles, Scrap Steel and Related Products by Shaanxi Zhongqi, Hande Axle, Jingding, Shaanxi Import and Tiangua from Shaanxi Automotive's Associates and New Caps | Management | For | For |
16 | Approve Supplemental Agreement to Off-road Vehicles Sale Agreement in Relation to the Sale of Off-road Vehicles by DFOVCL to Dong Feng Automotive and New Caps | Management | For | For |
17 | Approve Purchase of Parts and Components of Off-road Vehicles and Related Products by DFOVCL from Dong Feng Automotive and its Associates and Provision of Technical Support Services by Dong Feng Automotive to DFOVCL and New Caps | Management | For | For |
18 | Approve General Mandate to Issue Debentures with an Amount Less than RMB 2.7 Billion | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WOONGJIN COWAY CO. MEETING DATE: AUG 12, 2008 | ||||
TICKER: SECURITY ID: Y9694W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation to Expand Business Objectives | Management | For | For |
WOONGJIN COWAY CO. MEETING DATE: MAR 20, 2009 | ||||
TICKER: SECURITY ID: Y9694W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 870 per Share | Management | For | For |
2 | Amend Articles of Incorporation Regarding Business Objectives, Convertible Bonds, Bonds with Warrants, Public Notice for Shareholder Meetings, and Share Cancellation | Management | For | For |
3 | Elect Hong Joon-Ki as Inside Director | Management | For | Against |
4 | Approve Stock Option Plan Grants | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
WS ATKINS PLC MEETING DATE: SEP 3, 2008 | ||||
TICKER: ATK SECURITY ID: G9809D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 16.5 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Edmund Wallis as Director | Management | For | For |
5 | Re-elect James Morley as Director | Management | For | For |
6 | Elect Dr Krishnamurthy Rajagopal as Director | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 165,842 | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 25,127 | Management | For | For |
10 | Authorise 10,051,000 Ordinary Shares for Market Purchase | Management | For | For |
11 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or In dependent Election Candidates up to GBP 30,000, to Political Org. Other Than Political Parties up to GBP 30,000 and Incur EU Political Expenditure up to GBP 30,000 | Management | For | For |
12 | Adopt New Articles of Association | Management | For | For |
XILINX, INC. MEETING DA TE: AUG 14, 2008 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem P. Roelandts | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Manage ment | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director Philip T. Gianos | Management | For | For |
1.6 | Elect Director William G. Howard, Jr. | Management | For | For |
1.7 | Elect Director J. Michael Patterson | Management | For | For |
1.8 | Elect Director Marshall C. Turner | Management | For | For |
1.9 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
XINYI GLASS HOLDINGS LTD MEETING DATE: MAY 22, 2009 | ||||
TICKER: 868 SECURITY ID: G9828G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.09 Per Share | Management | For | For |
3a1 | Reelect Lee Shing Kan as Executive Director | Management | For | Against |
3a2 | Reelect Li Ching Wai as Non-Executive Director | Management | For | Against |
3a3 | Reelect Ng Ngan Ho as Non-Executive D irector | Management | For | Against |
3a4 | Reelect Sze Nang Sze as Non-Executive Director | Management | For | Against |
3a5 | Reelect Li Ching Leung as Non-Executive Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Amend Bylaws | Management | For | Against |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.4 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.5 | Elect Director Nigel Lees | Management | For | For |
1.6 | Elect Director Dino Titaro | Management | For | For |
1.7 | Elect Director John Begeman | Management | For | For |
1.8 | Elect Director Robert Horn | Management | For | For |
1.9 | Elect Director Richard Graff | Management | For | For |
1.10 | Elect Director Carl Renzoni | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Pr oposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mr. Peter Marrone as a Director | Management | For | For |
2 | Elect Mr. Patrick J. Mars as a Director | Management | For | For |
3 | Elect Mr. Juvenal Mesquita Filho as a Director | Management | For | For |
4 | Elect Mr. Antenor F. Silva, Jr. as a Director | Management | For | For |
5 | Elect Mr. Nigel Lees as a Director | Management | For | For |
6 | Elect Mr. Dino Titaro as a Director | Management | For | For |
7 | Elect Mr. John Begeman as a Director | Management | For | For |
8 | Elect Mr. Robert Horn as a Director | Management | For | For |
9 | Elect Mr. Richard Graff as a Director | Management | For | For |
10 | Elect Mr. Carl Renzoni as a Director | Management | For | For |
11 | Appoint Deloitte and Touche LLP as the Auditors | Management | For | For |
YEDANGONLINE CORP. MEETING DATE: MAR 26, 2009 | ||||
TICKER: SECURITY ID: Y2289V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Two Inside Directors and One Outside Director | Management | For | Against |
4 | Appoint Internal Auditor | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
YUE YUEN INDUSTRIAL (HOLDINGS) LTD MEETING DATE: DEC 23, 2008 | ||||
TICKER: 551 SECURITY ID: G98803144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Second Suppl emental Production Agreement and Related Annual Caps | Management | For | For |
2 | Approve Second Supplemental PCC Management Service Agreement and Related Annual Caps | Management | For | For |
3 | Approve Second Supplemental PCC Services Agreement and Related Annual Caps | Management | For | For |
4 | Approve Supplemental PCC Connected Sales Agreement and Related Annual Caps | Management | For | For |
5 | Approve Supplemental PCC Connected Purchases Agreement and Related Annual Caps | Management | For | For |
6 | Approve Supplemental Pou Chien Lease Agreement and Related Annual Caps | Management | For | For |
7 | Approve Supplemental Pou Yuen Lease Agreement and Related Annual Caps | Management | For | For |
8 | Approve Supplemental Yue Dean Lease Agreement and Related Annual Caps | Management | For | For |
9 | Approve Pou Chien Technology Lease Agreement and Related Annual Caps | Management | For | For |
10 | Approve Barits Leather Splitting Agreement and Related Annual Caps | Management | For | For |
11 | Approve Second Supplemental GBD Management Service Agreement and Related Annual Caps | Management | For | For |
12 | Approve Second Supplemental GBD Tenancy Agreement and Related Annual Caps | Management | For | For |
13 | Approve Second Supplemental Godalming Tenancy Agreement and Related Annual Caps | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAY 19, 2009 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts | Management | For | For |
6 | Approve Connected Transaction with a Related Party and the Related Annual Cap | Management | For | Against |
7 | Approve Application to the National Developement Bank for a $2.5 Billion Composite Credit Facility | Management | For | Against |
8 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 15.7 Billion Composite Credit Facility | Management | For | Against |
9a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2008 | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12a | Amend Articles Re: Registered Capital | Management | For | For |
12b | Amend Articles of Association and Shareholders' General Meeting | Management | For | Against |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: MAY 19, 2009 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2008 | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: JUN 30, 2009 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Qu Xiaohui as an Independent Non-Executive Director | Management | For | For |
1b | Elect Chen Naiwei as an Independent Non-Executive Director | Management | For | For |
1c | Elect Wei Wei as an Independent Non-Executive Director | Management | For | For |
2 | Approve Provision of Guarantee by the Company for a Subsidiary | Management | For | For |
3 | Approve Provision of Performance Guarantee for PT. ZTE Indonesia | Shareholder | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Shareholder | None | Against |
VOTE SUMMARY REPORT
FIDELITY ADVISOR SMALL CAP FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Director Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Director Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William O. Albertini | Management | For | For |
1.2 | Elect Director Lee M. Thoma s | Management | For | For |
1.3 | Elect Director John C. Van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 5, 2008 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frances D. Cook | Management | For | For |
1.2 | Elect Director Martin C. Faga | Management | For | For |
1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
1.4 | Elect Director Cynthia L. Lesher | Management | For | For |
1.5 | Elect Director Douglas L. Maine | Management | For | For |
1.6 | Elect Director Roman Martinez IV | Management | For | For |
1.7 | Elect Director Daniel J. Murphy | Management | For | For |
1.8 | Elect Director Mark H. Ronald | Management | For | For |
1.9 | Elect Director Michael T. Smith | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
AMERICAN ITALIAN PASTA CO. MEETING DATE: FEB 19, 2009 | ||||
TICKER: AIPC SECURITY ID: 027070101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Allen | Management | For | Withhold |
1.2 | Elect Director Mark Demetree | Management | For | Withhold |
1.3 | Elect Director Tim Pollak | Management | For | Withhold |
1.4 | Elect Director Robert Druten | Management | For | Withhold |
1.5 | Elect Director James Heeter | Management | For | Withhold |
1.6 | Elect Director Ronald Kesselman | Management | For | Withhold |
1.7 | Elect Director Jonathan Baum | Management | For | Withhold |
1.8 | Elect Director John Kelly | Management | For | Withhold |
1.9 | Elect Director William Patterson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
AMSURG CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AMSG SECURITY ID: 03232P405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Cigarran | Management | For | For |
1.2 | Elect Director Debora A. Guthrie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATC TECHNOLOGY CORP. MEETING DATE: JUN 3, 2009 | ||||
TICKER: ATAC & nbsp; SECURITY ID: 00211W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Evans | Management | For | Withhold |
1.2 | Elect Director Curtland E. Fields | Management | For | Withhold |
1.3 | Elect Director Dr. Michael J. Hartnett | Management | For | Withhold |
1.4 | Elect Director Michael D. Jordan | Management | For | Withhold |
1.5 | Elect Director Todd R. Peters | Management | For | Withhold |
1.6 | Elect Director S. Lawrence Prendergast | Management | For | Withhold |
1.7 | Elect Director Edward Stewart | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Manage ment | For | Against |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 12, 2009 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director John R. Irwin | Management | For | For |
1.4 | Elect Director Robert W. Burgess | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BABC OCK INTERNATIONAL GROUP PLC MEETING DATE: JUL 10, 2008 | ||||
TICKER: BAB SECURITY ID: G0689Q152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 8.20 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Peter Rogers as Director | Management | For | For |
4 | Re-elect William Tame as Director | Management | For | For |
5 | Re-elect Dipesh Shah as Director | Management | For | For |
6 | Re-elect John Rennocks as Director | Management | For | For |
7 | Re-elect Lord Alexander Hesketh as Director | Management | For | For |
8 | Elect Mike Turner as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise the Company a nd its Subsidiaries to Make EU Political Donations to a Political Party or to an Independent Election Candidate, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,886,243 | Management | For | For |
14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,882,936 | Management | For | For |
15 | Authorise 22,900,000 Ordinary Shares for Market Purchase | Management | For | For |
16 | Adopt New Articles of Association | Management | For | For |
17 | Amend Articles of Association Re: Conflicts of Interest | Management | For | For |
BIDVEST GROUP LTD. MEETING DATE: OCT 2, 2008 | ||||
TICKER: SECURITY ID: S1201R162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Specific Authority to Issue Shares | Management | For | For |
BIDVEST GROUP LTD. MEETING DATE: NOV 17, 2008 | ||||
TICKER: SECURITY ID: S1201R162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30 2008 | Management | For | For |
2 | Approve Remuneration of Directors for the Year Ending June 30 2009 | Management | For | For |
3 | Ratify Deloitte & Touche as Auditors | Management | For | For |
4 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
5.1 | Place Authorized But Unissued Shares under Control of Directors | Management | For | For |
5.2 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 15 Percent of Issued Capital | Management | For | For |
5.3 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
5.4 | Approve of Bidvest Conditional Share Plan 2008 | Management | For | Against |
5.5 | Approve creation and issue of convertible debentures | Management | For | For |
6.1 | Reelect BL Berson as Director | Management | For | For |
6.2 | Reelect LG Boyle as Director | Management | For | For |
6.3 | Reelect AA da Costa as Director | Management | For | For |
6.4 | Reelect AW Dawe as Director | Management | For | For |
6.5 | Reelect MBN Dube as Director | Management | For | For |
6.6 | Reelect NG Payne as Director | Management | For | For |
6.7 | Reelect LP Ralphs as Director | Management | For | For |
6.8 | Reelect FDP Tlakula as Director | Management | For | For |
&n bsp; | ||||
---|---|---|---|---|
BJ WHOLESALE CLUB, INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christine M. Cournoyer | Management | For | For |
2 | Elect Director Edmond J. English | Management | For | For |
3 | Elect Director Helen Frame Peters, Ph.D. | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
BUCKEYE PARTNERS, L.P. MEETING DATE: MAR 20, 2009 | ||||
TICKER: BPL SECURITY ID: 118230101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 19, 2008 | ||||
TICKER: CAI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gregory G. Johnson | Management | For | For |
1.4 | Elect Director Richard L. Leatherwood | Management | For | For |
1.5 | Elect Director J. Phillip London | Management | For | For |
1.6 | Elect Director Michael J. Mancuso | Management | For | For |
1.7 | Elect Director James L. Pavitt | Management | For | For |
1.8 | Elect Director Warren R. Phillips | Management | For | For |
1.9 | Elect Director Charles P. Revoile | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CBIZ, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CBZ SECURITY ID: 124805102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael H. DeGroote | Management | For | For |
2 | Elect Director Todd J. Slotkin | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 30, 2009 | ||||
TICKER: SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify RoeverBroenner KG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Creation of EUR 7.7 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
CGI GROUP INC MEETING DATE: JAN 27, 2009 | ||||
TICKER: GIB.A SECURITY ID: 39945C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude Boivin | Management | For | For |
1.2 | Elect Director Bernard Bourigeaud | Management | For | For |
1.3 | Elect Director Jean Brassard | Management | For | For |
1.4 | Elect Director Claude Chamberland | Management | For | For |
1.5 | Elect Director Robert Chevrier | Management | For | For |
1.6 | Elect Director Thomas P. d'Aquino | Management | For | For |
1.7 | Elect Director Paule Dore | Management | For | For |
1.8 | Elect Director Serge Godin | Management | For | For |
1.9 | Elect Director Andre Imbeau | Management | For | For |
1.10 | Elect Director David L. Johnston | Management | For | For |
1.11 | Elect Director Eileen A. Mercier | Management | For | For |
1.12 | Elect Director Michael E. Roach | Management | For | For |
1.13 | Elect Director Gerald T. Squire | Management | For | For |
1.14 | Elect Director Robert Tessier | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COLTENE HOLDING AG (FORMERLY MEDISIZE HOLDING AG) MEETING DATE: O CT 2, 2008 | ||||
TICKER: SECURITY ID: H54154101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase and Subsequent Cancellation of up to CHF 46,100 in Issued Share Capital | Management | For | Did Not Vote |
COLTENE HOLDING AG (FORMERLY MEDISIZE HOLDING AG) MEETING DATE: APR 17, 2009 | ||||
TICKER: SECURITY ID: H1554J116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Alloca tion of Income and Dividends of CHF 4.30 per Share | Management | For | Did Not Vote |
3 | Change Location of Registered Office/Headquarters to Altstaetten | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Elect Erwin Locher as Director; Reelect Niklaus Huber, Robert Heberlein, Matthew Robin, and Jerry Sullivan as Directors (Bundled) | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
CONVERGYS CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: CVG SECURITY ID: 212485106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Barrett | Management | For | Withhold |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | Withhold |
1.3 | Elect Director David F. Dougherty | Management | For | Withhold |
1.4 | Elect Director Joseph E. Gibbs | Management | For | Withhold |
1.5 | Elect Director Barry S. Rosenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Code of Regulation to Adopt Director Resignation Policy | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CORN PRODUCTS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: CPO SECURITY ID: 219023108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luis Aranguren-Trellez | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director William S. Norman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
DCC PLC MEETING DATE: JUL 18, 2008 | ||||
TICKER: SECURITY ID: G2689P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3a | Elect Tony Barry as Director | Management | For | For |
3b | Elect Tommy Breen as Director | Management | For | For |
3c | Elect Roisin Brennan as Director | Management | For | For |
3d | Elect Michael Buckley as Director | Management | For | For |
3e | Elect Paddy Gallagher as Director | Management | For | For |
3f | Elect Maurice Keane as Director | Management | For | For |
3g | Elect Fergal O'Dwyer as Director | Management | For | For |
3h | Elect Bernard Somers as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Amend Articles Re: Reference to the Companies Acts and Use of Electronic Communication | Management | For | For |
DIPLOMA PLC MEETING DATE: JAN 14, 2009 | ||||
TICKER: DPLM SECURITY ID: G27664112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 5.0 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect John Rennocks as Director | Management | For | For |
4 | Re-elect Bruce Thompson as Director | Management | For | For |
5 | Appoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | F or | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,887,326 | Management | For | For |
9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 283,099 | Management | For | For |
10 | Authorise 11,323,956 Ordinary Share s for Market Purchase | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Approve that the Period of Notice Required for General Meetings of the Company (Other than Annual General Meetings) Shall be Not Less than 14 Clear Days Notice | Management | For | For |
DRS TECHNOLOGIES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DRS SECURITY ID: 23330X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ELECTRONIC DATA SYSTEMS CORP. MEETING DATE: JUL 31, 2008 | ||||
TICKER: EDS SECURITY ID: 285661104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EPIQ SYSTEMS, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: EPIQ SECURITY ID: 26882D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet F. Clark | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Uriel E. Dutton | Management | For | For |
1.4 | Elect Director Gordon T. Hall | Management | For | For |
1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.6 | Elect Director John E. Jackson | Manage ment | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
1.9 | Elect Director Christopher T. Seaver | Management | For | For |
1.10 | Elect Director Stephen A. Snider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES INC MEETING DATE: MAY 28, 2009 | ||||
TICKER: FIS SEC URITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | Withhold |
1.2 | Elect Director Thomas M. Hagerty | Management | For | Withhold |
1.3 | Elect Director Keith W. Hughes | Management | For | Withhold |
1.4 | Elect Director Richard N. Massey | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRST MERCURY FINANCIAL CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: FMR SECURITY ID: 320841109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Kearney | Management | For | Withhold |
1.2 | Elect Director William C. Tyler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FOREST OIL CORP. MEETING DATE: MAY 12, 2009 | ||||
TIC KER: FST SECURITY ID: 346091705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dod A. Fraser | Management | For | For |
1.2 | Elect Director James D. Lightner | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FTI CONSULTING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Callaghan | Management | For | For |
1.2 | Elect Director Matthew F. McHugh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GUERBET MEETING DATE: MAY 15, 2009 | ||||
TICKER: SECURITY ID: F46788109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financ ial Statements and Consolidated Financial Statements, and Discharge Management Board Members, Supervisory Board Members, and Auditors | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 2.25 per Share | Management | For | For |
3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
4 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 158,500 for the 2008 Fiscal Year | Management | For | For |
5 | Authorize Repurchase of up to 5 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2,415,972 | Management | For | For |
7 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
8 | Approve Employee Stock Purchase Plan | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GUNMA BANK LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: 8334 SECURITY ID: J17766106 | ||||
Pro posal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | For |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Reduce Directors' Term | Management | For | For |
3.1 | Elect Director | Management | For | For |
3.2 | Elect Director | Management | For | For |
3.3 | Elect Director | Management | For | For |
3.4 | Elect Director | Management | For | For |
3.5 | Elect Director | Management | For | For |
3.6 | Elect Director | Management | For | For |
3.7 | Elect Director | Management | For | For |
3.8 | Elect Director | Management | For | For |
3.9 | Elect Director | Management | For | For |
3.10 | Elect Director | Management | For | For |
3.11 | Elect Director | Management | For | For |
3.12 | Elect Dire ctor | Management | For | For |
3.13 | Elect Director | Management | For | For |
3.14 | Elect Director | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Retirement Bonus Payment for Director | Management | For | Against |
HARRIS CORP. MEETING DATE: OCT 24, 2008 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis Hay III | Management | For | For |
2 | Elect Director Karen Katen | Management | For | For |
3 | Elect Director Stephen P. Kaufman | Management | For | For |
4 | Elect Director Hansel E. Tookes II | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
HEALTH CARE REIT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HCN SECURITY ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pier C. Borra | Management | For | Withhold |
1.2 | Elect Director George L. Chapman | Management | For | Withhold |
1.3 | Elect Director Sharon M. Oster | Management | For | W ithhold |
1.4 | Elect Director Jeffrey R. Otten | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.2 | Elect Director Vicki B. Escarra | Management | For | For |
1.3 | Elect Director Thomas T. Farley | Management | For | For |
1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.5 | Elect Director Patrick Foley | Management | For | For |
1.6 | Elect Director Jay M. Gellert | Management | For | For |
1.7 | Elect Director Roger F. Greaves | Management | For | For |
1.8 | Elect Director Bruce G. Willison | Management | For | For |
1.9 | Elect Director Frederick C. Yeager | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 30, 2009 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pedro Cardoso as Director | Management | For | Withhold |
1.2 | Elect Murray H. Dashe as Director | Management | For | Withhold |
1.3 | Elect Colombe M. Nicholas as Director | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
IMS HEALTH INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: RX SECURITY ID: 449934108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Eugene Lockh art | Management | For | Against |
2 | Elect Director Bradley T. Sheares | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
INTEGRAL SYSTEMS, INC. MEETING DATE: FEB 26, 2009 | ||||
TICKER: ISYS SECURITY ID: 45810H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Albertine | Management | For | For |
1.2 | Elect Direct or James B. Armor, Jr. | Management | For | For |
1.3 | Elect Director Alan W. Baldwin | Management | For | For |
1.4 | Elect Director Paul G. Casner, Jr. | Management | For | For |
1.5 | Elect Director John B. Higginbotham | Management | For | For |
1.6 | Elect Director William F. Leimkuhler | Management | For | For |
1.7 | Elect Director R. Doss McComas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Charter to Update Provisions | Management | For | For |
INVENTIV HEALTH, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: VTIV SECURITY ID: 46122E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eran Broshy | Management | For | Withhold |
1.2 | Elect Director R. Blane Walter | Management | For | Withhold |
1.3 | Elect Director Terrell G. Herring | Management | For | Withhold |
1.4 | Elect Director Mark E. Jennings | Management | For | Withhold |
1.5 | Elect Director Per G.H. Lofberg | Management | For | Withhold |
1.6 | Elect Director A. Clayton Perfall | Management | For | Withhold |
1.7 | Elect Director Craig Saxton, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: ITG SECURITY ID: 46145F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Burdett | Management | For | For |
1.2 | Elect Direc tor Christopher V. Dodds | Management | For | For |
1.3 | Elect Director Robert C. Gasser | Management | For | For |
1.4 | Elect Director Timothy L. Jones | Management | For | For |
1.5 | Elect Director Robert L. King | Management | For | For |
1.6 | Elect Director Kevin J.P. O'Hara | Management | For | For |
1.7 | Elect Director Maureen O'Hara | Management | For | For |
1.8 | Elect Director Brian J. Steck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
KANGWON LAND INC. MEETING DATE: MAR 26, 2009 | ||||
TICKER: 35250 SECURITY ID: Y4581L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 720 per Share | Management | For | For |
2 | Amend Articles of Incorporation Regarding Business Objectives, Sub-Committees and Other Legislative Changes | Management | For | For |
3 | Elect Directors (Bundled) | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
LKQ CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: LKQX SECURITY ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ele ct Director A. Clinton Allen | Management | For | For |
2 | Elect Director Robert M. Devlin | Management | For | For |
3 | Elect Director Donald F. Flynn | Management | For | For |
4 | Elect Director Kevin F. Flynn | Management | For | For |
5 | Elect Director Ronald G. Foster | Management | For | For |
6 | Elect Director Joseph M. Holsten | Management | For | For |
7 | Elect Director Paul M. Meister | Management | For | For |
8 | Elect Director John F. O'Brien | Management | For | For |
9 | Elect Director William M. Webster, IV | Management | For | For |
10 | Ratify Auditors | Management | For | For |
MANTECH INTERNATIONAL CORPORATION MEETING DATE: MAY 14, 2009 | ||||
TICKER: MANT SECURITY ID: 564563104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Pedersen | Management | For | For |
1.2 | Elect Director Richard L. Armitage | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Barry G. Campbell | Management | For | For |
1.5 | Elect Director Robert A. Coleman | Managem ent | For | For |
1.6 | Elect Director Walter R. Fatzinger, Jr. | Management | For | For |
1.7 | Elect Director David E. Jeremiah | Management | For | For |
1.8 | Elect Director Richard J. Kerr | Management | For | For |
1.9 | Elect Director Kenneth A. Minihan | Management | For | For |
1.10 | Elect Director Stephen W. Porter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEDICAL ACTION INDUSTRIES INC. MEETING DATE: AUG 14, 2008 | ||||
TICKER: MDCI SECURITY ID: 58449L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Burke | Management | For | For |
1.2 | Elect Director Kenneth W. Davidson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MERCER INSURANCE GROUP, INC MEETING DATE: APR 15, 2009 | ||||
TICKER: MIGP SECURITY ID: 587902107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Ha rt | Management | For | For |
1.2 | Elect Director Richard U. Niedt | Management | For | For |
1.3 | Elect Director Richard G. Van Noy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOOG INC. MEETING DATE: JAN 7, 2009 | ||||
TICKER: MOG.A SECURITY ID: 615394202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Lipke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MULTI-COLOR CORP. MEETING DATE: AUG 14, 2008 | ||||
TICKER: LABL SECURITY ID: 625383104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Buck | Management | For | For |
1.2 | Elect Director Charles B. Connolly | Management | For | For |
1.3 | Elect Director Francis D. Gerace | Management | For | For |
1.4 | Elect Director Lorrence T. Kellar | Management | For | For |
1.5 | Elect Director Roger A. Kelle r | Management | For | For |
1.6 | Elect Director Thomas M. Mohr | Management | For | For |
1.7 | Elect Director Nigel A. Vinecombe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONWIDE FINANCIAL SERVICES, INC. MEETING DATE: DEC 31, 2008 | ||||
TICKER: NFS SECURITY ID: 638612101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
NAVITAS LTD. MEETING DATE: NOV 20, 2008 | ||||
TICKER: SECURITY ID: Q6630H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Jun e 30, 2008 | Management | None | For |
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Management | For | For |
3 | Elect Peter Larsen as Director | Management | For | For |
4 | Elect Peter Campbell as Director | Management | For | For |
OIL STATES INTERNATIONAL INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PATNI COMPUTER SYSTEMS LTD. MEETING DATE: JUN 25, 2009 | ||||
TICKER: PTI SECURITY ID: 703248203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.00 Per Share | Management | For | For |
3 | Reappoint A. Maira as Director | Management | For | For |
4 | Reappoint P. Shah as Director | Management | For | For |
5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve MGI Revideco AB as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Amend Articles of Association Re: Patni Employee Stock Option Scheme 2003 (Patni ESOP 2003 (Revised 2008)) | Management | For | Against |
8 | Approve Appointment and Remuneration of J. Kumar, CEO | Management | For | Against |
9 | Approve Stock Option Plan Grants of Up to 1.85 Million Options under Patni ESOP 2003 (Revised 2008) to J. Kumar, CEO | Management | For | Against |
10 | Appoint J. Kumar as Director | Management | For | Against |
11 | Appoint P. Baijal as Director | Management | For | Against |
12 | Amend Patni ESOP 2003 (Revised 2008) Re: Increase in Total Number of Options to 19.1 Million | Management | For | Against |
13 | Approve Grant of Stock Options to Employees and Directors of the Company's Subsidiaries Under the Patni ESOP 2003 (Revised 2008) | Management | For | Against |
14 | Approve Appointment and Remuneration of A. Patni, Relative of a Director, as Senior Vice President - Strategy and Corporate Development | Management | For | For |
15 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
PC CONNECTION, INC. MEETING DATE: JUN 17, 2009 | ||||
TICKER: PCCC SECURITY ID: 69318J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia Gallup | Management | For | For |
1.2 | Elect Director David Hall | Management | For | For |
1.3 | Elect Director Joseph Baute | Management | For | For |
1.4 | Elect Dir ector David Beffa-Negrini | Management | For | For |
1.5 | Elect Director Barbara Duckett | Management | For | For |
1.6 | Elect Director Donald Weatherson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PETMED EXPRESS, INC. MEETING DATE: AUG 1, 2008 | ||||
TICKER: PETS SECURITY ID: 716382106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Menderes Akdag | Management | For | For |
1.2 | Elect Director Frank J. Formica | Management | For | For |
1.3 | Elect Director Gian M. Fulgoni | Management | For | For |
1.4 | Elect Director Ronald J. Korn | Management | For | For |
1.5 | Elect Director Robert C. Schweitzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PETROLEUM DEVELOPMENT CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: PETD SECURITY ID: 716578109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Crisafio | Management | For | For |
1.2 | Elect Director Kimberly Luff Wakim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PREMIERE GLOBAL SERVICES, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: PGI SECURITY ID: 740585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 .1 | Elect Director Boland T. Jones | Management | For | For |
1.2 | Elect Director Jeffrey T. Arnold | Management | For | For |
1.3 | Elect Director Wilkie S. Colyer | Management | For | For |
1.4 | Elect Director John R. Harris | Management | For | For |
1.5 | Elect Director W. Steven Jones | Management | For | For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Management | For | For |
1.7 | Elect Director J. Walker Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROSEGUR COMPANIA DE SEGURIDAD S.A. MEETING DATE: JUN 29, 2009 | ||||
TICKER: SECURITY ID: E83453162 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors for the Fiscal Year Ended on December 31, 2008 | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reelect Eduardo Paraja Quiros as Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Reelect Auditors | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
QINETIQ GROUP PLC MEETING DATE: JUL 30, 2008 | ||||
TICKER: QQ SECURITY ID: G7303P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 2.92 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Colin Balmer as Director | Management | For | For |
5 | Re-elect Sir John Chisholm as Director | Manag ement | For | For |
6 | Re-elect Noreen Doyle as Director | Management | For | For |
7 | Re-elect Dr Peter Fellner as Director | Management | For | For |
8 | Re-elect Sir David Lees as Director | Management | For | For |
9 | Re-elect Graham Love as Director | Management | For | For |
10 | Re-elect Nick Luff as Director | Management | For | For |
11 | Elect Edmund Giambastiani as Director | Management | For | For |
12 | Reappoint KPMG Audit plc as Auditors and Authorise the Audit Committee to Determine Their Remuneration | Management | For | For |
13 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and Incur EU Political Expenditure up to GBP 0.1M | Management | For | For |
14 | Adopt New Articles of Association | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,388,112 | Management | For | For |
16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 330,238 | Management | For | For |
17 | Authorise 66,047,637 Or dinary Shares for Market Purchase | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: SEP 5, 2008 | ||||
TICKER: RGA SECURITY ID: 759351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Limit Voting Power of Class B Holders | Management | For | For |
3 | Approve Securities Transfer Restrictions | Management | For | For |
4 | Amend Articles of Incorporation to Allow Conversion of Class B Stock | Management | For | For |
5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCO RPORATED MEETING DATE: NOV 25, 2008 | ||||
TICKER: RGA.A SECURITY ID: 759351406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Common Stock | Management | For | For |
2 | Amend Articles of Incorporation to Eliminate Provisions Relating to Class B Common Stock and Dual Class Common Stock Structure | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 20, 2009 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Danahy | Management | For | For |
1.2 | Elect Director Arnoud W. A. Boot | Management | For | For |
1.3 | Elect Director Stuart I. Greenbaum | Management | For | For |
1.4 | Elect Director A. Greig Woodring | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Gimbel | Management | For | For |
1.2 | Elect Director Douglas M. Hayes | Management | For | For |
1.3 | Elect Director Franklin R. Johnson | Management | For | For |
1.4 | Elect Director Leslie A. Waite | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
ROHM AND HAAS CO. MEETING DATE: OCT 29, 2008 | ||||
TICKER: ROH SECURITY ID: 775371107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
; | ||||
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SAFECO CORP. MEETING DATE: JUL 29, 2008 | ||||
TICKER: SAF SECURITY ID: 786429100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Directo r Joseph W. Brown | Management | For | Withhold |
2.2 | Elect Director Kerry Killinger | Management | For | Withhold |
2.3 | Elect Director Gary F. Locke | Management | For | Withhold |
2.4 | Elect Director Charles R. Rinehart | Management | For | Withhold |
2.5 | Elect Director Gerardo I. Lopez | Management | For | Fo r |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SPICE PLC MEETING DATE: SEP 3, 2008 | ||||
TICKER: ; SECURITY ID: G834BB108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 4.5 Pence Per Ordinary Share | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration | Management | For | For |
4 | Re-elect Oliver Lightowlers as Director | Management | For | For |
5 | Re-elect John Taylor as Director | Management | For | For |
6 | Elect Andrew Catchpole as Director | Management | For | For |
7 | Elect Peter Cawdron as Director | Management | For | For |
8 | Subject to and Upon Admission, Approve Subdivision of Each of the 80,000,000 Existing Issued and Unissued Ordinary Shares of 10 Pence Each in the Capital of the Company Into Five Ordinary Shares of 2 Pence Each | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,980,266.44 | Management | For | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 300,040.38 | Management | For | For |
SPICE PLC MEETING DATE: SEP 29, 2008 | ||||
TICKER: SPI SECURITY ID: G834BB116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 980,392.20 for the Purposes of the Placing | Management | For | For |
2 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 980,392.20 for the Purposes of the Placing | Management | For | For |
& nbsp; | ||||
---|---|---|---|---|
SYBASE, INC. MEETING DATE: APR 14, 2009 | ||||
TICKER: SY SECURITY ID: 871130100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Chen | Management | For | For |
1.2 | Elect Director Richard C. Alberding | Management | For | For |
1.3 | Elect Director Michael A. Daniels | Management | For | For |
1.4 | Elect Director Alan B. Salisbury | Management | For | For |
1.5 | Elect Director Jack E. Sum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Few | Management | For | Withhold |
1.2 | Elect Director Robert J. Gerrard, Jr. | Management | For | Withhold |
1.3 | Elect Director Tony G. Holcombe | Management | For | Withhold |
1.4 | Elect Director James B. Lipham | Management | For | Withhold |
1.5 | Elect Director Robert J. Marino | Management | For | Withhold |
1.6 | Elect Director Fritz E. von Mering | Management | For | Withhold |
1.7 | Elect Director Jack Pearlstein | Management | For | Withhold |
1.8 | Elect Director Timothy A. Samples | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNTEL, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.4 | Elect Director Keshav Murugesh | Management | For | For |
1.5 | Elect Director Prashant Ranade | Management | For | For |
1.6 | Elect Director Vasant Raval | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELEDYNE TECHNOLOGIES, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon M. Lorne | Management | For | For |
1.2 | Elect Director Paul D. Miller | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TNS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: TNS SECURITY ID: 872960109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Benton | Management | For | For |
1.2 | Elect Director Stephen X. Graham | Management | For | For |
1.3 | Elect Director Henry H. Graham, Jr. | Management | For | For |
1.4 | Elect Director John V. Sponyoe | Management | For | For |
1.5 | Elect Director Jay E. Ricks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
TREEHOUSE FOODS INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. O'Connell | Management | For | For |
1.2 | Elect Director Terdema L. Ussery, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
TRIUMPH GROUP, INC. MEETING DATE: JUL 24, 2008 | ||||
TICKER: TGI SECURITY ID: 896818101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Ill | Management | For | Withhold |
1.2 | Elect Director Richard C. Gozon | Management | For | Withhold |
1.3 | Elect Director Claude F. Kronk | Management | For | Withhold |
1.4 | Elect Director William O. Albertini | Management | For | Withhold |
1.5 | Elect Director George Simpson | Management | For | Withhold |
2 | Increase Authorized Common Stock | M anagement | For | Against |
3 | Ratify Auditors | Management | For | For |
TUPPERWARE BRANDS CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Pro posal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kriss Cloninger III | Management | For | For |
2 | Elect Director Joe R. Lee | Management | For | For |
3 | Elect Director Bob Marbut | Management | For | For |
4 | Elect Director David R. Parker | Manageme nt | For | For |
5 | Elect Director J. Patrick Spainhour | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UGI CORP. MEETING DATE: JAN 27, 2009 | ||||
TICKER: UGI SECURITY ID: 902681105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.D. Ban | Management | For | For |
1.2 | Elect Director R.C. Gozon | Management | For | For |
1.3 | Elect Director L.R. Greenberg | Management | For | For |
1.4 | Elect Director M.O. Schlanger | Management | For | For |
1.5 | Elect Director A. Pol | Management | For | For |
1.6 | Elect Director E.E. Jones | Management | For | For |
1.7 | Elect Director J.L. Walsh | Management | For | For |
1.8 | Elect Director R.B. Vincent | Management | For | For |
1.9 | Elect Director M.S. Puccio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNIT CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: UNT SECURITY ID: 909218109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Nikkel | Management | For | Withhold |
1.2 | Elect Directo r Robert J. Sullivan Jr. | Management | For | Withhold |
1.3 | Elect Director Gary R. Christopher | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
UNITED DRUG PLC MEETING DATE: FEB 17, 2009 | ||||
TICKER: SECURITY ID: G9230Q157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare the Dividend | Management | For | For |
3(a) | Re-elect R. Kells as Director | Management | For | For |
3(b) | Re-elect K.McGowan as Director | Management | For | For |
3(c) | Re-elect J.Peter as Director | Management | For | For |
4(a) | Elect A.Ralph as Director | Management | For | For |
4(b) | Elect P.Toomeyasa as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Increase Share Capital | Management | For | For |
7 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Authorize S hare Repurchase Program | Management | For | For |
10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
11 | Amend Articles Relating to the Appointment of Proxies and Corporate Representatives | Management | For | For |
12 | Authorise the Company to use Electronic Communications | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
UTI WORLDWIDE INC. MEETING DATE: JUN 8, 2009 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Brian D. Belchers as a Class C Director | Management | For | For |
1.02 | Elect Roger I. MacFarlane as a Class C Director | Management | For | For |
1.03 | Elect Matthys J. Wessels as a Class C Director | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2009 Long-Term Incentive Plan | Management | For | Against |
4 | Approve Executive Incentive Plan | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
VIASAT, INC. MEETING DATE: OCT 2, 2008 | ||||
TICKER: VSAT SECURITY ID: 92552V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Dankberg | Management | For | For |
1.2 | Elect Director Michael B. Targoff | Management | For | For |
1.3 | Elect Director Harvey P. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
VT GROUP PLC MEETING DATE: JUL 23, 2008 | ||||
TICKER: VTG SECURITY ID: G9401M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 9.55 Pence Per Ordinary Share | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Philip Harrison as Director | Management | For | For |
5 | Elect Peter McIntosh as Director | Management | For | For |
6 | Elect Ian Tyler as Director | Management | For | For |
7 | Re-elect Michael Jeffries as Director | Management | For | For |
8 | Re-elect Chris Cundy as Director | Management | For | For |
9 | Reappoint KPMG Audit plc as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,113,041 | Management | For | For |
11 | Subject to and Conditionally Upon the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights u p to Aggregate Nominal Amount of GBP 444,347 | Management | For | For |
12 | Approve VT Group 2008 Sharesave Plan | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise 1,750,000 Ordinary Shares for Market Purchase | Management | For | For |
WM. WRIGLEY JR. CO. MEETING DATE: SEP 25, 2008 | ||||
TICKER: WWY SECURITY ID: 982526105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR STRATEGIC GROWTH FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 24, 2009 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | Withhold |
1.2 | Elect Director R.S. Austin | Management | For | Withhold |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | Withhold |
1.8 | Elect Director W.A. Reynolds | Management | For | Withhold |
1.9 | Elect Director R.S. Roberts | Management | For | Withhold |
1.10 | Elect Director S.C. Scott, III | Management | For | Withhold |
1.11 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.12 | Elect Director G.F. Tilton | Management | For | Withhold |
1.13 | Elect Director M.D. White | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Testing | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
& nbsp; | ||||
---|---|---|---|---|
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
1.2 | Elect Director Michael S. Jeffries | Management | F or | Withhold |
1.3 | Elect Director John W. Kessler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | For | For |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Ro berts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
; | ||||
---|---|---|---|---|
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George H. Conrades | Management | For | For |
1.2 | Elect Director Martin M. Coyne II | Management | For | For |
1.3 | Elect Director Jill A. Greenthal | Management | For | For |
1.4 | Elect Director Geoffrey A. Moore | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director Joseph A. Madri | Management | For | For |
1.4 | Elect Director Larry L. Mathis | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Ruedi E. Waeger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
A LKERMES, INC. MEETING DATE: OCT 7, 2008 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Floyd E. Bloom | Management | For | Withhold |
1.2 | Elect Director Robert A. Breyer | Management | For | Withhold |
1.3 | Elect Director Geraldine Henwood | Management | For | Withhold |
1.4 | Elect Director Paul J. Mitchell | Management | For | Withhold |
1.5 | Elect Director Richard F. Pops | Management | For | Withhold |
1.6 | Elect Director Alexander Rich | Management | For | Withhold |
1.7 | Elect Director David A. Broecker | Management | For | Withhold |
1.8 | Elect Director Mark B. Skaletsky | Management | For | Withhold |
1.9 | Elect Director Michael A. Wall | Management | For | Withhold |
1.10 | Elect Director David W. Anstice | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALLIANCE DATA SYSTEMS CORP. MEETING DATE: JUN 15, 2009 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Heffernan | Management | For | For |
1.2 | Elect Director Robert A. Minicucci | Management | For | For |
1.3 | Elect Director J. Michael Parks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Vicki L. Sato | Management | For | For |
1.3 | Elect Director James L. Vincent | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director L. John Doerr | Management | For | For |
5 | Elect Director William B. Gordon | Management | For | For |
6 | Elect Director Alain Monie | Management | For | For |
7 | Elect Director Thomas O. Ryder | Management | For | For |
8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
AMERICAN APPAREL INC. MEETING DATE: NOV 20, 2008 | ||||
TICKER: APP SECURITY ID: 023850100 | ||||
Proposal No | Proposal | Proposed By | Management Recommenda tion | Vote Cast |
1.1 | Elect Director Robert Greene | Management | For | Withhold |
1.2 | Elect Director Allan Mayer | Management | For | Withhold |
1.3 | Elect Director Keith Miller | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
AMERICAN EXPRESS CO. MEETING DATE: APR 27, 2009 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommen dation | Vote Cast |
1.1 | Elect Director D.F. Akerson | Management | For | For |
1.2 | Elect Director C. Barshefsky | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director K.I. Chenault | Management | For | For |
1.5 | Elect Director P. Chernin | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. Mcginn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Elect Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
AMERICAN SUPERCONDUCTOR CORP. MEETING DATE: AUG 7, 2 008 | ||||
TICKER: AMSC SECURITY ID: 030111108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Yurek | Management | For | Against |
1.2 | Elect Director Vikram S. Budhraja | Management | For | Against |
1.3 | Elect Director Peter O. Crisp | Management | For | Against |
1.4 | Elect Director Richard Drouin | Management | For | Against |
1.5 | Elect Director David R. Oliver, Jr. | Management | For | Against |
1.6 | Elect Director John B. Vander Sande | Management | For | Against |
1.7 | Elect Director John W. Wood, Jr. | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
AMERICAN TOWER CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Dolan | Management | For | For |
1.2 | Elect Director Ronald M. Dykes | Management | For | For |
1.3 | Elect Director Carolyn F. Katz | Management | For | For |
1.4 | Elect Director Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director JoAnn A. Reed | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director David E. Sharbutt | Management | For | For |
1.8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | Against |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | Against |
3 | Elect Director Francois de Carbonnel | Management | For | Against |
4 | Elect Director Jerry D. Choate | Management | For | Against |
5 | Elect Director Vance D. Coffman | Management | For | Against |
6 | Elect Director Frederick W. Gluck | Management | For | Against |
7 | Elect Director Frank C. Herringer | Management | For | Against |
8 | Elect Director Gilbert S. Omenn | Management | For | Against |
9 | Elect Director Judith C. Pelham | Management | For | Against |
10 | Elect Director J. Paul Reason | Management | For | Against |
11 | Elect Director Leonard D. Schaeffer | Management | For | Against |
12 | Elect Director Kevin W. Sharer | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Reduce Supermajority Vote Requirement | Management | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Shareholder | Against | Against |
APPLE INC. MEETING DATE: FEB 25, 2009 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director A.D. Levinson | Management | For | For |
1.7 | Elect Director Eric E. Schmidt | Management | For | For |
1.8 | Elect Director Jerome B. York | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Burke | Management | For | For |
1.2 | Elect Director Patricia Godley | Management | For | For |
1.3 | Elect Director Thomas A. Lockhart | Management | For | For |
1.4 | Elect Director Welsey M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, F OR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter E. Boomer | Management | For | For |
1.2 | Elect Director James R. Gavin III | Management | For | For |
1.3 | Elect Director Peter S. Hellman | Management | For | For |
1.4 | Elect Director K. J. Storm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 2, 2009 | ||||
TICKER: BRK.A SECURITY ID: 084670207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Susan L. Decker | Management | For | For |
1.5 | Elect Director William H. Gates III | Management | For | For |
1.6 | Elect Director Davi d S. Gottesman | Management | For | For |
1.7 | Elect Director Charlotte Guyman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Man agement | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermaj ority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BHARAT HEAVY ELECTRICALS LTD. MEETING DATE: SEP 17, 2008 | ||||
TICKER: BHEL IN SECURITY ID: INE257A01018 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 6.25 Per Share | Management | For | For |
3 | Reappoint A.K. Aggarwal as Director | Management | For | For |
4 | Reappoint M. Gupta as Director | Management | For | For |
5 | Reappoint S. Datta as Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Manage ment | For | For |
7 | Appoint S. Ravi as Director | Management | For | For |
8 | Appoint B.S. Meena as Director | Management | For | For |
BOEING CO., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Biggs | Management | For | For |
1.2 | Elect Director John E. Bryson | Management | For | For |
1.3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.4 | Elect Director Linda Z. Cook | Management | For | For |
1.5 | Elect Director William M. Daley | Management | For | For |
1.6 | Elect Director Kenneth M. Duberstein | Management | For | For |
1.7 | Elect Director John F. McDonnell | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Report on Foreign Military Sales | Shareholder | Against | Abstain |
8 | Require Independent Lead Director | Shareholder | Against | Against |
9 | Res trict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
10 | Report on Political Contributions | Shareholder | Against | Abstain |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 20, 2008 | ||||
TIC KER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | Withhold |
1.8 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.9 | Elect Director Brian T. Swette | Management | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James B. Stake | Management | For | For |
2 | Elect Director John P. Wiehoff | Ma nagement | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: CA1363851017 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CELGENE CORP. MEETING DATE: JUN 17, 2009 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Rodman L. Drake | Management | For | For |
1.5 | Elect Director A. Hull Hayes, Jr. | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CERNER CORPORATION MEETING DATE: MAY 22, 2009 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford W Illig | Management | For | For |
1.2 | Elect Director William B Neaves, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHARLES SCHWAB CORP., THE MEETING DATE: MAY 14, 2009 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Propose d By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy H. Bechtle | Management | For | For |
1.2 | Elect Director Walter W. Bettinger II | Management | For | For |
1.3 | Elect Director C. Preston Butcher | Management | For | For |
2 | Report on Political Contributions | Shareholder | Against | Abstain |
3 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
4 | Amend Corporate Executive Bonus Plan | Shareholder | Against | Against |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director C harles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 13, 2008 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richa rd M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
15 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CME GROUP INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Robert F. Corvino | Management | For | For |
1.3 | Elect Director Larry G. Gerdes | Management | For | For |
1.4 | Elect Director Daniel R. Glickman | Management | For | For |
1.5 | Elect Director James E. Oliff | Management | For | For |
1.6 | Elect Director John L. Pietrzak | Management | For | For |
1.7 | Elect Director Alex J. Pollock | Management | For | For |
1.8 | Elect Director William R. Shepard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COCA-COLA COMPANY, THE MEETING DATE: APR 22, 2009 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Cathleen P. Black | Management | For | For |
1.4 | Elect Director Barry Diller | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Muhtar Kent | Management | For | For |
1.7 | Elect Director Donald R. Keough | Management | For | For |
1.8 | Elect Director Maria Elena Lagomsino | Management | For | For |
1.9 | Elect Director Donald F. McHenry | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
1.11 | Elect Director James D. Robinson III | Management | For | For |
1.12 | Elect Director Peter V. Ueberroth | Management | For | For |
1.13 | Elect Director Jacob Wallenberg | Management | For | For |
1.14 | Elect Director James B. Wil liams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
6 | Performance-Based Awards | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. MEETING DATE: JUN 5, 2009 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francisco D?Souza | Management | For | For |
1.2 | Elect Director John N. Fox, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Wendel | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CONSOL ENERGY, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | Withhold |
1.2 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | Withhold |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | Withhold |
1.6 | Elect Director Raj K. Gupta | Management | For | Withhold |
1.7 | Elect Director Patricia A. Hammick | Management | For | Withhold |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | Withhold |
1.9 | Elect Director John T. Mills | Management | For | Withhold |
1.10 | Elect Director William P. Powell | Management | For | Withhold |
1.11 | Elect Director Joseph T. Williams | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Provide Early Disclosure of Shareholder Proposal Voting Results | Shareholder | Against | Against |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Conno r | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2009 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Management | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COUGAR BIOTECHNOLOGY, INC. MEETING DATE: OCT 28, 2008 | ||||
TICKER: CGRB SECURITY ID: 222083107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elec t Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Managem ent | For | For |
3 | Adjourn Meeting | Management | For | For |
CSL LTD. MEETING DATE: OCT 15, 2008 | ||||
TICKER: CSL SECURITY ID: AU000000CSL8 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider Financial Statements and the Report of the Directors and Auditors for the Year Ending June 30, 2008 | Management | None | For |
2a | Elect David Anstice as Director | Management | For | For |
2b | Elect Elizabeth A. Alexander as Director | Management | For | For |
2c | Elect David J. Simpson as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ending June 30, 2008 | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CYBERSOURCE CORPORATION MEETING DATE: MAY 13, 2009 | ||||
TICKER: CYBS SECURITY ID: 23251J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Donahue | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director William S. McKiernan | Management | For | For |
1.4 | Elect Director Steven P. Novak | Management | For | For |
1.5 | Elect Director Richard Scudellari | Management | For | For |
1.6 | Elect Director Kenneth R. Thornton | Management | For | For |
1.7 | Elect Director Carl F. Pascarella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DABUR INDIA LTD. MEETING DATE: JUL 10, 2008 | ||||
TICKER: DABUR SECURITY ID: INE016A01026 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of 0.75 Per Share and Approve Final Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint Anand Burman as Director | Management | For | For |
4 | Reappoint P.D. Narang as Director | Management | For | For |
5 | Reappoint R.C. Bhargava as Director | Management | For | For |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint M. Burman as Director | Management | For | For |
8 | Approve Appointment and Remuneration of Amit Burman, Executive Director of Dabur Nepal Pvt Ltd | Management | For | For |
9 | Approve Appointment and Remuneration of G. Burman, Executive Director of Dabur International Ltd | Management | For | For |
10 | Approve Remuneration of S. Burman, Executive Director of Dabur International Ltd | Management | For | For |
11 | Amend Main Object Clause III (A) of the Memorandum of Association | Management | For | For |
12 | Approve Transfer of Register of Members, Annual Returns, Documents and Certificates to the Registered Office of the Company at 8/3, Asaf Ali Road, New Delhi-110002 | Management | For | For |
DABUR INDIA LTD. MEETING DATE: SEP 15, 2008 | ||||
TICKER: DABUR SECURITY ID: INE016A01026 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Main Objects Clause III (A) of the Memorandum of Association | Management | For | For |
DANAHER CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer M. Caplin | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.4 | Elect Director Linda P. Hefner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adopt Employment Contract | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Mercury Product Policies | Shareholder | Against | Abstain |
DEERE & CO. MEETING DATE: FEB 25, 2009 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Pr oposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | Against |
1.2 | Elect Director Vance D. Coffman | Management | For | Against |
1.3 | Elect Director Clayton M. Jones | Management | For | Against |
1.4 | Elect Director Thomas H. Patrick | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DELL INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald J. Carty | Management | For | For |
1.2 | Elect Director Michael S. Dell | Management | For | For |
1.3 | Elect Director William H. Gray, III | Management | For | For |
1.4 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.5 | Elect Director Alan (A.G.) Lafley | Management | For | For |
1 .6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Michael A. Miles | Management | For | For |
1.11 | Elect Director Samuel A. Nunn, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Reimburse Proxy Expenses | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compens ation | Shareholder | Against | Abstain |
DEUTSCHE BANK AG MEETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Managem ent Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Registration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warra nts Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DIRECTV GROUP, INC, THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: DTV SECURITY ID: 25459L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chase Carey | Management | For | For |
1.2 | Elect Director Mark Carleton | Management | For | For |
1.3 | Elect Director Peter Lund | Management | For | For |
1.4 | Elect Director Haim Saban | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Auston | Management | For | For |
1.2 | Elect Director K. Ross Cory | Management | For | For |
1.3 | Elect Director Robert R. Gilmore | Management | For | For |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
1.5 | Elect Director Hugh C. Morris | Management | For | For |
1.6 | Elect Director Wayne D. Lenton | Management | For | For |
1.7 | Elect Director Jonathan Rubenstein | Management | For | For |
1.8 | Elect Director Donald M. Shumka | Management | For | For |
1.9 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Amend Incentive Stock Option Plans | Management | For | For |
5 | Adopt By-Law No. 1 | Management | For | For |
6 | Change Location of Annual Meeting | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 3, 2009 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.A. Busch III | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director H. Green | Management | For | For |
1.4 | Elect Director W.R. Johnson | Management | For | For |
1.5 | Elect Director J.B. Menzer | Management | For | For |
1.6 | Elect Director V.R. Loucks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Haddock | Management | For | For |
1.2 | Elect Director Paul E. Rowsey, III | Management | For | For |
1.3 | Elect Director C. Christopher Gaut | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 27, 2009 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary G. Benanav | Management | For | Withhold |
1.2 | Elect Director Frank J. Borelli | Management | For | Withhold |
1.3 | Elect Director Maura C. Breen | Management | For | Withhold |
1.4 | Elect Director Nicholas J. LaHowchic | Management | For | Withhold |
1.5 | Elect Director Thomas P. Mac Mahon | Management | For | Withhold |
1.6 | Elect Director Frank Mergenthaler | Management | For | For |
1.7 | Elect Director Woodrow A Myers, Jr, MD | Management | For | Withhold |
1.8 | Elect Director John O. Parker, Jr. | Management | For | Withhold |
1.9 | Elect Director George Paz | Management | For | Withhold |
1.10 | Elect Director Samuel K. Skinner | Management | For | Withhold |
1.11 | Elect Director Seymour Sternberg | Management | For | Withhold |
1.12 | Elect Director Barrett A. Toan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direct or M.J. Boskin | Management | For | For |
1.2 | Elect Director L.R. Faulkner | Management | For | For |
1.3 | Elect Director K.C. Frazier | Management | For | For |
1.4 | Elect Director .W. George | Management | For | For |
1.5 | Elect Director R.C. King | Management | For | For |
1.6 | Elect Director M.C. Nelson | Management | For | For |
1.7 | Elect Director S.J. Palmisano | Management | For | For |
1.8 | Elect Director S.S Reinemund | Management | For | For |
1.9 | Elect Director R.W. Tillerson | Management | For | For |
1.10 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Compare CEO Compensation to Average U.S. per Capita Income | Shareholder | Against | Against |
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Shareholder | Against | Abstain |
10 | Amend E EO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
12 | Report on Climate Change Impacts on Emerging Countries | Shareholder | Against | Abstain |
13 | Adopt Policy to Increase Renewable Energy | Shareholder | Against | Abstain |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC. MEETING DATE: JUN 11, 2009 | ||||
TICKER: FCX SECURITY ID: 35671D857 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director J. Bennett Johnston | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Bobby Lee Lackey | Management | For | For |
1.9 | Elect Director Jon C. Madonna | Management | For | For |
1.10 | Elect Director Dustan E. McCoy | Management | For | For |
1.11 | Elect Director Gabrielle K. McDonald | Management | For | For |
1.12 | Elect Director James R. Moffett | Management | For | For |
1.13 | Elect Director B.M. Rankin, Jr. | Management | For | For |
1.14 | Elect Director J. Stapleton Roy | Management | For | For |
1.15 | Elect Director Stephen H. Siegele | Management | For | For |
1.16 | Elect Director J. Taylor Wharton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Request Director Nominee Environmental Qualifications | Shareholder | Against | Against |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 9, 2009 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | Withhold |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Amend Employment Agreement | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 8, 2009 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director John H. Bryan | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Managemen t | For | For |
7 | Elect Director Rajat K. Gupta | Management | For | For |
8 | Elect Director James A. Johnson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Lakshmi N. Mittal | Management | For | For |
11 | Elect Dire ctor James J. Schiro | Management | For | For |
12 | Elect Director Ruth J. Simmons | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Again st |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
&nb sp; | ||||
---|---|---|---|---|
GOOGLE INC MEETING DATE: MAY 7, 2009 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | Withhold |
1.2 | Elect Director Sergey Brin | Manageme nt | For | Withhold |
1.3 | Elect Director Larry Page | Management | For | Withhold |
1.4 | Elect Director L. John Doerr | Management | For | Withhold |
1.5 | Elect Director John L. Hennessy | Management | For | Withhold |
1.6 | Elect Director Arthur D. Levinson | Management | For | Withhold |
1.7 | Elect Director Ann Mather | Management | For | Withhold |
1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Report on Political Contributions | Shareholder | For | Abstain |
5 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
HALLIBURTON CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | M anagement | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director S. Malcolm Gillis | Management | For | For |
1.5 | Elect Director James T. Hackett | Management | For | For |
1.6 | Elect Director David J. Lesar | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director J. Landis Martin | Management | For | For |
1.9 | Elect Director Jay A. Precourt | Management | For | For |
1.10 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholde r | Against | Abstain |
7 | Adopt Low Carbon Energy Policy | Shareholder | Against | Abstain |
8 | Disclose Information on Compensation Consultant | Shareholder | Against | Against |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Shareholder | Against | Against |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Man agement | For | For |
2 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 18, 2009 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
2 | Elect Director Sari M. Baldauf | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Mark V. Hurd | Management | For | For |
6 | Elect Director Joel Z. Hyatt | Management | For | For |
7 | Elect Director John R. Joyce | Management | For | For |
8 | Elect Director Robert L. Ryan | Management | For | For |
9 | Elect Direc tor Lucille S. Salhany | Management | For | For |
10 | Elect Director G. Kennedy Thompson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
HOME DEPOT, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Dir ector Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Right to Call Special Meetings | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Call Special Meetings | Shareholder | Against | For |
14 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect D irector Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 21, 2009 | ||||
TICK ER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Salamone | Management | For | For |
1.2 | Elect Director Michael W. Azzara | Management | For | For |
1.3 | Elect Director Victoria H. Bruni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Jones, Jr. | Management | For | Against |
1.2 | Elect Director Frank A. D'Amelio | Management | For | Against |
1.3 | Elect Director W. Roy Dunbar | Management | For | Against |
1.4 | Elect Director Kurt J. Hilzinger | Management | For | Again st |
1.5 | Elect Director Michael B. McCallister | Management | For | Against |
1.6 | Elect Director William J. McDonald | Management | For | Against |
1.7 | Elect Director William E. Mitchell | Management | For | For |
1.8 | Elect Director James J. O'Brien | Management | For | Against |
1.9 | Elect Director Marissa T. Peterson | Management | For | Against |
1.10 | Elect Director W. Ann Reynolds | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: SEP 9, 2008 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Blaine Bowman | Management | For | For |
2 | Elect Director Karin Eastham | Management | For | For |
3 | Elect Director Jay T. Flatley | Management | For | For |
4 | Elect Director William H. Rastetter, Ph.D. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INFINERA CORP MEETING DATE: JUN 11, 2009 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dan Maydan , Ph.D. | Management | For | For |
2 | Elect Director Jagdeep Singh | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Repricing of Options | Management | For | Against |
INFORMATICA CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Pidwell | Management | For | For |
1.2 | Elect Director Sohaib Abbasi | Management | For | For |
1.3 | Elect Director Geoffrey W. Squire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director John L. Thornton | Ma nagement | For | For |
10 | Elect Director Frank D. Yeary | Management | For | For |
11 | Elect Director David B. Yoffie | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Approve Stock Option Exchange Program | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Adopt Policy on Human Rights to Water | Shareholder | Against | Abstain |
INTERNATIONAL BUSINESS MACHINES CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. J. P. Belda | Management | For | For |
1.2 | Elect Director C. Black | Management | For | For |
1.3 | Elect Director W. R. Brody | Management | For | For |
1.4 | Elect Director K. I. Chenault | Management | For | For |
1.5 | Elect Director M. L. Eskew | Management | For | For |
1.6 | Elect Director S. A. Jackson | Management | For | For |
1.7 | Elect Director T. Nishimuro | Management | For | For |
1.8 | Elect Director J. W. Owens | Management | For | For |
1.9 | Elect Director S. J. Palmisano | Management | For | For |
1.10 | Elect Director J. E. Spero | Management | For | For |
1.11 | Elect Director S. Taurel | Management | For | For |
1.12 | Elect Director L. H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Review Executive Compensation | Shareholder | Against | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 28, 2009 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. Borelli | Management | For | For |
2 | Elect Director Reginald K. Brack | Management | For | For |
3 | Elect Director Jocelyn Carter-Miller | Management | For | For |
4 | Elect Director Jill M. Considine | Management | For | For |
5 | Elect Director Richard A. Goldstein | Management | For | For |
6 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
7 | Elect Director H. John Greeniaus | Management | For | For |
8 | Elect Director William T. Kerr | Management | For | For |
9 | Elect Director Michael I. Roth | Management | For | For |
10 | Elect Director David M. Thomas | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | Against |
12 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
INVERNESS MEDICAL INNOVATIONS INC MEETING DATE: JUN 18, 2009 | ||||
TICKER: IMA SECURITY ID: 46126P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol R. Goldberg | Management | For | For |
1.2 | Elect Director James Roosevelt, Jr. | Management | For | For |
1.3 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
&n bsp; | ||||
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JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KLA-TENCOR CORP. MEETING DATE: NOV 13, 2008 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LARSEN & TOUBRO LTD MEETING DATE: JUL 9, 2008 | ||||
TICKER: LT SECURITY ID: INE018A01030 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Medical Equipment & System Business Unit | Management | For | For |
LARSEN & TOUBRO LTD MEETING DATE: AUG 29, 2008 | ||||
TICKER: LT SECURITY ID: INE018A01030 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 17.00 Per Share | Management | For | For |
3 | Reappoint J.P. Nayak as Director | Management | For | For |
4 | Reappoint Y.M. Deosthalee as Director | Management | For | For |
5 | Reappoint M.M. Chitale as Director | Management | For | For |
6 | Appoint N.M. Raj as Director | Management | For | For |
7 | Reappoint K. Venkataramanan as Director | Management | For | For |
8 | Appoint S. Rajgopal as Director | Management | For | For |
9 | Appoint A.K. Jain as Director | Management | For | For |
10 | Approve Reappointment and Remuneration of A.M. Naik, Chairman & Managing Director | Management | For | For |
11 | Approve Reappointment and Remuneration of J.P. Nayak, Executive Director | Management | For | For |
12 | Approve Reappointment and Remuneration of K. Venkataramanan, Executive Director | Management | For | For |
13 | Approve Reappointment and Remuneration of K.V. Rangaswami, Executive D irector | Management | For | For |
14 | Approve Reappointment and Remuneration of V.K. Magapu, Executive Director | Management | For | For |
15 | Authorize Capitalization of Reserves for Bonus Issue of up to 307.2 Million Equity Shares in the Proportion of One Bonus Share for Every One Equity Share Held | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $600 Million | Management | For | Against |
17 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LEGGETT & PLATT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: LEG SECURITY ID: 524660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Clark | Management | For | For |
2 | Elect Director R. Ted Enloe, III | Management | For | For |
3 | Elect Director Richard T. Fisher | Management | For | For |
4 | Elect Director Karl G. Glassman | Mana gement | For | For |
5 | Elect Director David S. Haffner | Management | For | For |
6 | Elect Director Joseph W. McClanathan | Management | For | For |
7 | Elect Director Judy C. Odom | Management | For | For |
8 | Elect Director Maurice E. Purnell, Jr. | Management | For | For |
9 | Elect Director Phoebe A. Wood | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Man agement | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MANITOWOC COMPANY, INC., THE MEETING DATE: MAY 5, 2009 | ||||
TICKER: MTW SECURITY ID: 563571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.2 | Elect Director James L. Packard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MANPOWER INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.2 | Elect Director John R. Walter | Management | For | For |
1. 3 | Elect Director Marc J. Bolland | Management | For | For |
1.4 | Elect Director Ulice Payne, Jr. | Management | For | For |
2 | Elect Director Roberto Mendoza | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Implement MacBride Principles | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
MARRIOTT INTERNATIONAL INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: MAR SECURITY ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
1.2 | Elect Director John W. Marriott, III | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Lawrence W. Kellner | Management | For | For |
1.5 | Elect Director Debra L. Lee | Management | For | For |
1.6 | Elect Director George Munoz | Management | For | For |
1.7 | Elect Director Harry J. Pearce | Management | For | For |
1.8 | Elect Director Steven S. Reinemund | Management | For | For |
1.9 | Elect Director W. Mitt Romney | Management | For | For |
1.10 | Elect Director William J. Shaw | Management | For | For |
1.11 | Elect Director Lawrence M. Small | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Ame nd Omnibus Stock Plan | Management | For | Against |
MASSEY ENERGY COMPANY MEETING DATE: MAY 19, 2009 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Crawford | Management | For | Withhold |
1.2 | Elect Director E. Gordon Gee | Management | For | Withhold |
1.3 | Elect Director Lady Judge | Management | For | Withhold |
1.4 | Elect Director Stanley C. Suboleski | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
5 | Adopt Report on Plans to Reduce Greenhouse Gas from Products and Operations | Shareholder | Against | Abstain |
6 | Provide Early Disclosure of Shareholder Propos al Voting Results | Shareholder | Against | Against |
MCDONALD'S CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. McKenna | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Phase out Sales of Eggs from Battery Cage Hens | Shareholder | Against | Abstain |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles M. Lillis, Ph.D. | Management | For | For |
2 | Elect Director William L. Roper, M.D. | Management | For | For |
3 | Elect Director David D. Stevens | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Manageme nt | For | For |
MENS WEARHOUSE, INC., THE MEETING DATE: JUN 23, 2009 | ||||
TICKER: MW SECURITY ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Zimmer | Management | For | For |
1.2 | Elect Director David H. Edwab | Management | For | For |
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.4 | Elect Director Michael L. Ray | Management | For | For |
1.5 | Elect Director Sheldon I. Stein | Management | For | For |
1.6 | Elect Director Deepak Chopra | Management | For | For |
1.7 | Elect Director William B. Sechrest | Management | For | For |
1.8 | Elect Director Larry R. Katzen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY I D: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MONSANTO CO. MEETING DATE: JAN 14, 2009 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janice L. Fields | Management | For | For |
2 | Elect Director Hugh Grant | Management | For | For |
3 | Elect Director C. Steven McMillan | Management | For | For |
4 | Elect Director Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore Iannuzzi | Management | For | For |
1.2 | Elect Director Robert J. Chrenc | Management | For | For |
1.3 | Elect Director John Gaulding | Management | For | For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1.5 | Elect Director Ronald J. Kramer | Management | For | For |
1.6 | Elect Director Roberto Tunioli | Management | For | For |
1.7 | Elect Director Timothy T. Yates | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MORGAN STANLEY MEETING DATE: FEB 9, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MORGAN STANLEY MEETING DATE: APR 29, 2009 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Howard J. Davies | Management | For | For |
1.4 | Elect Director Nobuyuki Hirano | Management | For | For |
1.5 | Elect Director C. Robert Kidder | Management | For | For |
1.6 | Elect Director John J. Mack | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.11 | Elect Director Griffith Sexton | Management | For | For |
1.12 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
MOSAIC CO MEETING DATE: OCT 9, 2008 | ||||
TICKER: MOS SECURITY ID: 61945A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Mathis | Management | For | Withhold |
1.2 | Elect Director James L. Popowich | Management | For | Withhold |
1.3 | Elect Director James T. Prokopanko | Management | For | Withhold |
1.4 | Elect Director Steven M. Seibert | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NESTLE SA MEETING DATE: APR 23, 2009 | ||||
TICKER: NSRGY SECURITY ID: 641069406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Carolina Mueller-Moehl as Director | Management | For | Did Not Vote |
4.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 180 million Reduction in Share Capital | Management | For | Did Not Vote |
6 | MARK THE FOR BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMAN | Management | None | Did Not Vote |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Opt ion Exchange Program | Management | For | For |
NEVADA GEOTHERMAL POWER INC. MEETING DATE: DEC 4, 2008 | ||||
TICKER: NGP SECURITY ID: CA64127M1059 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian D. Fairbank | Management | For | For |
1.2 | Elect Director James E. Yates | Management | For | For |
1.3 | Elect Director Markus K. Christen | Management | For | For |
1.4 | Elect Director R. Gordon Bloomquist | Management | For | For |
1.5 | Elect Director Richard Campbell | Management | For | For |
1.6 | Elect Director Domenic J. Falcone | Management | For | For |
1.7 | Elect Director Ross Glanville | Management | For | For |
2 | Approve Morgan & Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Approve Shareholder Rights Plan | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Pro posal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NOBLE CORPORATION MEETING D ATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Manageme nt | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
NORDSTROM, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Robert G. Miller | Management | For | For |
4 | Elect Director Blake W. Nordstrom | Management | For | For |
5 | Elect Director Erik B. Nordstrom | Management | For | For |
6 | Elect Director Peter E. Nordstrom | Management | For | For |
7 | Elect Director Philip G. Satre | Management | For | For |
8 | Elect Director Robert D. Walter | Management | For | For |
9 | Elect Director Alison A. Winter | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
NORTHERN TRUST CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTRS SECURITY ID: 665859104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Arthur L. Kelly | Management | For | For |
1.6 | Elect Director Robert C. McCormack | Management | For | For |
1.7 | Elect Director Edward J. Mooney | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Harold B. Smith | Management | For | For |
1.11 | Elect Director William D. Smithburg | Management | For | For |
1.12 | Elect Director Enrique J. Sosa | Management | For | For |
1.13 | Elect Director Charles A. Tribbett III | Management | For | For |
1.14 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHROP GRUMMAN CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | El ect Director Lewis W. Coleman | Management | For | For |
2 | Elect Director Thomas B. Fargo | Management | For | For |
3 | Elect Director Victor H. Fazio | Management | For | For |
4 | Elect Director Donald E. Felsinger | Management | For | For |
5 | Elect Director Stephen E. Frank | Management | For | For |
6 | Elect Director Bruce S. Gordon | Management | For | For |
7 | Elect Director Madeleine Kleiner | Management | For | For |
8 | Elect Director Karl J. Krapek | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director Aulana L. Peters | Management | For | For |
11 | Elect Director Kevin W. Sharer | Management | For | For |
12 | Elect Director Ronald D. Sugar | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named E xecutive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
NORTHWEST AIRLINES CORP. MEETING DATE: SEP 25, 2008 | ||||
TIC KER: NWA SECURITY ID: 667280408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
1.4 | Elect Director John M. Engler | Management | For | For |
1.5 | Elect Director Mickey P. Foret | Management | For | For |
1.6 | Elect Director Robert L. Friedman | Management | For | For |
1.7 | Elect Director Doris Kearns Goodwin | Management | For | For |
1.8 | Elect Director Jeffrey G. Katz | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
1.10 | Elect Director Rodney E. Slater | Management | For | For |
1.11 | Elect Director Douglas M. Steenland | Management | For | For |
1.12 | Elect Director William S. Zoller | Management | For | For |
2 | Approve Reorganization | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
NUCOR CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: NUE SECURITY ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director Harvey B. Gantt | Management | For | For |
1.3 | Elect Director Bernard L. Kasriel | Management | For | For |
1.4 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
NUVASIVE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Farrell, Ph.D. | Management | For | For |
1.2 | Elect Director Lesley H. Howe | Management | For | For |
1.3 | Elect Director Eileen M. More | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORP. MEETING DATE: MAY 1, 2009 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director John S. Chalsty | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Ray R. Irani | Management | For | For |
1.7 | Elect Director Irvin W. Maloney | Management | For | For |
1.8 | Elect Director Avedick B. Poladian | Management | For | For |
1.9 | Elect Director Rodolfo Segovia | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | For |
1.11 | Elect Director Rosemary Tomich | Management | For | For |
1.12 | Elect Director Walter L. Weisman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 27, 2009 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Henry F. Frigon | Management | For | For |
1.3 | Elect Director Hasan Jameel | Management | For | For |
1.4 | Elect Director Samuel M. Mencoff | Management | For | For |
1.5 | Elect Director Roger B. Porter | Management | For | For |
1.6 | Elect Director Paul T. Stecko | Management | For | For |
1.7 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | Withhold |
1.2 | Elect Director John M. Jacquemin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Hiroshi Ishikawa | Management | For | For |
1.4 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.5 | Elect Director William J. Lovejoy | Management | For | For |
1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
1.11 | Elect Director H. Brian Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S.L. Brown | Management | For | For |
2 | Elect Director I.M. Cook | Management | For | For |
3 | Elect Director D. Dublon | Management | For | For |
4 | Elect Director V.J. Dzau | Management | For | For |
5 | Elect Director R.L. Hunt | Management | For | For |
6 | Elect Director A. Ibarguen | Management | For | For |
7 | Elect Director A.C. Martinez | Management | For | For |
8 | Elect Director I.K. Nooyi | Management | For | For |
9 | Elect Director S.P. Rockefeller | Management | For | For |
10 | Elect Director J.J. Schiro | Management | For | For |
11 | Elect Director L.G. Trotter | Management | For | For |
12 | Elect Director D.Vasella | Management | For | For |
13 | Elect Director M.D. White | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Recycling | Shareholder | Against | Abstain |
17 | Report on Genetically Engineered Products | Sha reholder | Against | Abstain |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
PETROLEO BRASILEIRO MEETING DATE: APR 8, 2009 | ||||
TICKER: PBR.A SECURITY ID: 71654V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Elect Fiscal Council Members and Alternates | Management | For | For |
PHILLIPS-VAN HEUSEN CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | Withhold |
1.2 | Elect Director Emanuel Chirico | Management | For | Withhold |
1.3 | Elect Director Edward H. Cohen | Management | For | Withhold |
1.4 | Elect Director Joseph B. Fuller | Management | For | Withhold |
1.5 | Elect Director Margaret L. Jenkins | Management | For | Withhold |
1.6 | Elect Director Bruce Maggin | Management | For | Withhold |
1.7 | Elect Director V. James Marino | Management | For | Withhold |
1.8 | Elect Director Henry Nasella | Management | For | Withhold |
1.9 | Elect Director Rita M. Rodriguez | Management | For | Withhold |
1.10 | Elect Director Craig Rydin | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1. 6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POLO RALPH LAUREN CORP. MEETING DAT E: AUG 7, 2008 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank A. Bennack, Jr. | Management | For | For |
1.2 | Elect Joel L. Fleishman | Management | For | For |
1.3 | Elect Terry S. Semel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PRICELINE.COM INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Right to Call Special Meetings | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
PROCTER & GAMBLE COMPANY, THE MEETING DATE: OCT 14, 2008 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
1.2 | Elect Director Scott D. Cook | Management | For | For |
1.3 | Elect Director Rajat K. Gupta | Management | For | For |
1.4 | Elect Director A.G. Lafley | Management | For | For |
1.5 | Elect Director Charles R. Lee | Management | For | For |
1.6 | Elect Director Lynn M. Martin | Management | For | For |
1.7 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.8 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.9 | Elect Director Ralph Snyderman | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Patricia A. Woertz | Management | For | For |
1.12 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Rotate Annual Meeting Location | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abst ain |
QIAGEN N.V. MEETING DATE: JUN 24, 2009 | ||||
TICKER: QGEN SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Mana gement | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
8e | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
8f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
9a | Reelect Peer Schatz to Executive Board | Management | For | For |
9b | Reelect Roland Sackers to Executive Board | Management | For | For |
9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
9d | Reelect Bernd Uder to Executive Board | Management | For | For |
10 | Ratify Ernst & Young as Auditors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
QUALCOMM INC MEETING DATE: MAR 3, 2009 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Marc I. Stern | Management | For | For |
1.12 | Elect Dir ector Brent Scowcroft | Management | For | For |
2 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from California to Delaware | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Al varado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Director V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Man agement | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recom mendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
&n bsp; | ||||
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RESEARCH IN MOTION LTD MEETING DATE: JUL 15, 2008 | ||||
TICKER: RIM SECURITY ID: CA7609751028 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | Withhold |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | Withhold |
1.3 | Elect Director Sharon D. Garrett | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
RXI PHARMACEUTICALS CORPORATION MEETING DATE: JUN 5, 2009 | ||||
TICKER: RXII SECURITY ID: 74978T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Ahn, Ph.D. | Management | For | For |
1.2 | Elect Director Stephen S. Galliker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SALESFORCE.COM, INC. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Benioff | Management | For | For |
1.2 | Elect Director Craig Conway | Management | For | For |
1.3 | Elect Director Alan Hassenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
SATCON TECHNOLOGY CORP MEETING DATE: JUN 9, 2009 | ||||
TICKER: SATC SECURITY ID: 803893106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel R. Dwight | Management | For | For |
1.2 | Elect Director David J. Prend | Management | For | For |
1.3 | Elect Director Charles S. Rhoades | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: MAY 18, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Colligan | Management | For | For |
1.2 | Elect Director Fred Hassan | Management | For | For |
1.3 | Elect Director C. Robert Kidder | Management | For | For |
1.4 | Elect Director Eugene R. McGrath | Management | For | For |
1.5 | Elect Director Antonio M. Perez | Management | For | For |
1.6 | Elect Director Patricia F. Russo | Management | For | For |
1.7 | Elect Director Jack L. Stahl | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Kathryn C. Turner | Management | For | For |
1.10 | Elect Director Robert F.W. van Oordt | Management | For | For |
1.11 | Elect Director Arthur F. Weinbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SCHLUMBERGER LTD. MEETING DATE: APR 8, 2009 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect J.S. Gorelick as D irector | Management | For | For |
1.3 | Elect A. Gould as Director | Management | For | For |
1.4 | Elect T. Issac as Director | Management | For | For |
1.5 | Elect N. Kudryavtsev as Director | Management | For | For |
1.6 | Elect A. Lajous as Director | Management | For | For |
1.7 | Elect M.E. Marks as Director | Management | For | For |
1.8 | Elect L.R. Reif as Director | Management | For | For |
1.9 | Elect T.I. Sandvold as Director | Management | For | For |
1.10 | Elect H. Seydoux as Director | Management | For | For |
1.11 | Elect L.G. Stuntz as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Approval of Independent Registered Public Accounting Firm | Management | For | For |
SEALED AIR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: SEE SECURITY ID: 81211K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director T. J. Dermot Dunphy | Management | For | For |
5 | Elect Director Charles F. Farrell, Jr. | Management | For | For |
6 | Elect Director William V. Hickey | Management | For | For |
7 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
8 | Elect Director Kenneth P. Manning | Management | For | For |
9 | Elect Director William J. Marino | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balakrishnan S. Iyer | Management | For | Withhold |
1.2 | Elect Director Thomas C. Leonard | Management | For | Withhold |
1.3 | Elect Director Robert A. Schriesheim | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SMART BALANCE INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: SMBL SECURITY ID: 83169Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Gillespie | Management | For | Withhold |
1.2 | Elect Director Robert F. McCarthy | Management | For | Withhold |
1.3 | Elect Director Michael R. O'Brien | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOHU.COM INC. MEETING DATE: JUN 19, 2009 | ||||
TICKER: SOHU SECURITY ID: 83408W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Zhang | Management | For | For |
1.2 | Elect Director Charles Huang | Management | For | For |
1.3 | Elect Director Dave Qi | Management | For | For |
1.4 | Elect Director Shi Wang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director Jame s H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Dr. Charlotte F. Beason | Management | For | For |
1.3 | Elect Director William E. Brock | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert R. Grusky | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Todd A. Milano | Management | For | For |
1.8 | Elect Director G. Thomas Waite, III | Management | For | For |
1.9 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
&nbs p; | ||||
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SYBASE, INC. MEETING DATE: APR 14, 2009 | ||||
TICKER: SY SECURITY ID: 871130100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Chen | Management | For | For |
1.2 | Elect Director Richard C. Alberding | Management | For | For |
1.3 | Elect Director Michael A. Daniels | Management | For | For |
1.4 | Elect Director Alan B. Salisbury | Management | For | For |
1.5 | Elect Director Jack E. Sum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemor e | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: TSM SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Management | For | For |
2 | Approve 2008 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Management | For | For |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Management | For | For |
5.1 | Director Morris Chang | Management | For | Withhold |
5.2 | Director F.c. Tseng | Management | For | Withhold |
5.3 | Director Rick Tsai | Management | For | Withhold |
5.4 | D irector Tain-jy Chen | Management | For | Withhold |
5.5 | Director P. Leahy Bonfield | Management | For | For |
5.6 | Director Stan Shih | Management | For | For |
5.7 | Director Ms. Carly Fiorina | Management | For | For |
5.8 | Director Thomas J Engibous | Management | For | For |
TARGET CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Whi te Card) | ||||
1 | Fix Number of Directors at 12 | Management | For | For |
2 | Elect Director Mary N. Dillon | Management | For | For |
3 | Elect Director Richard M. Kovacevich | Management | For | For |
4 | Elect Director George W. Tamke | Management | For | For |
5 | Elect Director Solomon D. Trujillo | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Fix Number of Directors at 12 | Management | Against | Did Not Vote |
2.1 | Elect Director William A. Ackman | Shareholder | For | Did Not Vote |
2.2 | Elect Director Michael L. Ashner | Shareholder | For | Did Not Vote |
2.3 | Elect Director James L. Donald | Shareholder | For | Did Not Vote |
2.4 | Elect Director Richard W. Vague | Shareholder | For | Did Not Vote |
3 | Elect Director Ronald J. Gilson | Shareholder | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Abstain | Did Not Vote |
TEMPUR-PEDIC INTERNATIONAL, INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Manag ement Recommendation | Vote Cast |
1.1 | Elect Director H. Thomas Bryant | Management | For | For |
1.2 | Elect Director Francis A. Doyle | Management | For | For |
1.3 | Elect Director John Heil | Management | For | For |
1.4 | Elect Director Peter K. Hoffman | Management | For | For |
1.5 | Elect Director Sir Paul Judge | Management | For | For |
1.6 | Elect Director Nancy F. Koehn | Management | For | For |
1.7 | Elect Director Christopher A. Masto | Management | For | For |
1.8 | Elect Director P. Andrews McLane | Management | For | For |
1.9 | Elect Director Mark Sarvary | Management | For | For |
1.10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: KYG875721220 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Final Dividend | Management | For | For |
2b | Approve Special Dividend | Management | For | For |
3a1 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
3a2 | Reelect Ian Charles Stone as Director | Management | For | For |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
TENCENT HOLDINGS LIMITED MEETING DATE: MAY 13, 2009 | ||||
TICKER: 700 SECURITY ID: KYG875721220 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2009 Share Option Scheme | Management | For | For |
2 | Amend the Existing Share Award Scheme Adopted on Dec. 13, 2007 | Management | For | For |
TEXTRON INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis B. Campbell | Management | For | Against |
1.2 | Elect Director Lawrence K. Fish | Management | For | Against |
1.3 | Elect Director Joe T. Ford | Management | For | Against |
2 | Ratify Auditors | Manageme nt | For | For |
TITAN INDUSTRIES LTD. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TTAN SECURITY ID: INE280A01010 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
3 | Reappoint N.N. Tata as Director | Management | For | For |
4 | Reappoint T.K. Balaji as Director | Management | For | For |
5 | Reappoint C.G.K. Nair as Di rector | Management | For | For |
6 | Appoint M.F. Farooqui as Director | Management | For | For |
7 | Appoint K. Jayant as Director | Management | For | For |
8 | Approve Voluntary Delisting of Company Shares from the Madras Stock Exchange Ltd | Management | For | For |
9 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Managemen t | For | For |
TJX COMPANIES, INC., THE MEETING DATE: JUN 2, 2009 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose B. Alvarez | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Robert F. Shapiro | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
1.12 | Elect Director Fletcher H. Wiley | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did No t Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUN G LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposa l | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNION PACIFIC CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Managemen t | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
1.12 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNITED STATES STEEL CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: X SECURITY ID: 912909108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Lucchino | Management | For | For |
1.2 | Elect Director Seth E. Schofield | Management | For | For |
1.3 | Elect Director John P. Surma | Management | For | For |
1.4 | Elect Director David S. Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORP. MEETING DATE: APR 8, 2009 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | Withhold |
1.2 | Elect Director George David | Management | For | Withhold |
1.3 | Elect Director John V. Faraci | Management | For | Withhold |
1.4 | Elect Director Jean-Pierre Garnier | Management | For | Withhold |
1.5 | Elect Director Jamie S. Gorelick | Management | For | Withhold |
1.6 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Charles R. Lee | Management | For | Withhold |
1.9 | Elect Director Richard D. McCormick | Management | For | Withhold |
1.10 | Elect Director Harold McGraw III | Management | For | Withhold |
1.11 | Elect Director Richard B. Myers | Management | For | Withhold |
1.12 | Elect Director H. Patrick Swygert | Management | For | Withhold |
1.13 | Elect Director Andre Villeneuve | Management | For | Withhold |
1.14 | Elect Director Christine Todd Whitman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Report on Foreign Military Sales Offsets | Shareholder | Against | Abstain |
UNITED THERAPEUTICS CORP. MEETING DATE: JUN 26, 2009 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Kurzweil | Management | For | Withhold |
1.2 | Elect Director Martine Rothblatt, Ph.D. | Management | For | Withhold |
1.3 | Elect Director Louis Sullivan, M.D. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. Alan McCollough | Manag ement | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Managem ent | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VIVUS, INC. MEETING DATE: JUN 26, 2009 | ||||
TICKER: VVUS SECURITY ID: 928551100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virgil A. Place, M.D. | Management | For | For |
1.2 | Elect Director Leland F. Wilson | Management | For | For |
1.3 | Elect Director Mark B. Logan | Management | For | For |
1.4 | Elect Director Charles J. Casamento | Management | For | For |
1.5 | Elect Director Linda M. Dairiki Shortliffe, M.D. | Management | For | For |
1.6 | Elect Director Graham Strachan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WAL - -MART STORES, INC. MEETING DATE: JUN 5, 2009 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Gregory B. Penner | Management | For | For |
9 | Elect Director Allen I. Questrom | Management | For | For |
10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
11 | Elect Director Arne M. Sorenson | Management | For | For |
12 | Elect Director Jim C. Walton | Management | For | For |
13 | Elect Director S. Robson Walton | Management | For | For |
14 | Elect Director Christopher J. Williams | Management | For | For |
15 | Elect Director Linda S. Wolf | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender I dentity | Shareholder | Against | For |
18 | Pay For Superior Performance | Shareholder | Against | Against |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Pr oposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WATERS CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: WAT SECURITY ID: 941848103 | ||||
Proposal No | P roposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Michael J. Berendt, Ph.D. | Management | For | For |
1.3 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.4 | Elect Director Edward Conard | Management | For | For |
1.5 | Elect Director Laurie H. Glimcher, M.D. | Management | For | For |
1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
1.7 | Elect Director William J. Miller | Management | For | For |
1.8 | Elect Director JoAnn A. Reed | Management | For | For |
1.9 | Elect Dire ctor Thomas P. Salice | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Managemen t | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elec t Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
YAHOO!, INC. MEETING DATE: AUG 1, 2008 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Roy J. B ostock | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director Eric Hippeau | Management | For | For |
1.4 | Elect Director Vyomesh Joshi | Management | For | For |
1.5 | Elect Director Arthur H. Kern | Management | For | For |
1.6 | Elect Director Robert A. Kotick | Management | For | For |
1.7 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.8 | Elect Director Gary L. Wilson | Management | For | For |
1.9 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pay For Superior Performance | Shareholder | Against | Against |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Lucian A. Bebchuk | Shareholder | For | Did Not Vote |
1.2 | Elect Director Frank J. Biondi, Jr. | Shareholder | For | Did Not Vote |
1.3 | Elect Director John H. Chapple | Shareholder | For | Did Not Vote |
1.4 | Elect Director Mark Cuban | Shareholder | For | Did Not Vote |
1.5 | Elect Director Adam Dell | Shareholder | For | Did Not Vote |
1.6 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.7 | Elect Director Keith A, Meister | Shareholder | For | Did Not Vote |
1.8 | Elect Director Edward H. Meyer | Shareholder | For | Did Not Vote |
1.9 | Elect Director Brian S. Posner | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Pay For Superior Performance | Shareholder | For | Did Not Vote |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Did Not Vote |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Did Not Vote |
YAMANA GOLD INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.4 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.5 | Elect Director Nigel Lees | Management | For | For |
1.6 | Elect Director Dino Titaro | Management | For | For |
1.7 | Elect Director John Begeman | Management | For | For |
1.8 | Elect Director Robert Horn | Management | For | For |
1.9 | Elect Director Richard Graff | Management | For | For |
1.10 | Elect Director Carl Renzoni | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR VALUE FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
; | ||||
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ACCENTURE LTD MEETING DATE: FEB 12, 2009 | ||||
TICKER: ACN SECURITY ID: G1150G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Management | For | For |
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTOR S: DINA DUBLON | Management | For | For |
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Management | For | For |
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Management | For | Against |
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Management | For | For |
6 | RATIFY AUDITORS | Management | Fo r | For |
ACCO BRANDS CORPORATION MEETING DATE: MAY 19, 2009 | ||||
TICKER: ABD SECURITY ID: 00081T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Thomas Hargrove | Management | For | For |
1.2 | Elect Director Robert H. Jenkins | Management | For | For |
1.3 | Elect Director Robert J. Keller | Management | For | For |
1.4 | Elect Director Michael Norkus | Management | For | For |
1.5 | Elect Director Norman H. Wesley | Management | For | For |
2 | Other Business | Management | For | Against |
ADVANCE AUTO PARTS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | Withhold |
1.2 | Elect Director John C. Brouillard | Management | For | Withhold |
1.3 | Elect Director Darren R. Jackson | Management | For | Withhold |
1.4 | Elect Director William S. Oglesby | Management | For | Withhold |
1.5 | Elect Director Gilbert T. Ray | Management | For | Withhold |
1.6 | Elect Director Carlos A. Saladrigas | Management | For | Withhold |
1.7 | Elect Director Francesca M. Spinelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. B odman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | Elect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Managem ent | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIE S INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Sullivan | Management | For | Withhold |
1.2 | Elect Director Robert J. Herbold | Management | For | Withhold |
1.3 | Elect Director Koh Boon Hwee | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
ALBANY INTERNATIONAL CORP. MEETING DATE: MAY 29, 2009 | ||||
TICKER: AIN SECURITY ID: 012348108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
1.2 | Elect Director Paula H.J. Cholmondeley | Management | For | For |
1.3 | Elect Director Edgar G. Hotard | Management | For | For |
1.4 | Elect Director Erland E. Kailbourne | Management | For | For |
1.5 | Elect Director Joseph G. Morone | Management | For | For |
1.6 | Elect Director Juhani Pakkala | Management | For | For |
1.7 | Elect Director Christine L. Standish | Management | For | For |
1.8 | Elect Director John C. Standish | Management | For | For |
2 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALCOA INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn S . Fuller | Management | For | For |
1.2 | Elect Director Judith M. Gueron | Management | For | For |
1.3 | Elect Director Patricia F. Russo | Management | For | For |
1.4 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditor | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
ALEXANDER & BALDWIN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AXB SECURITY ID: 014482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | Withhold |
1.2 | Elect Director Michael J. Chun | Management | For | Withhold |
1.3 | Elect Director W. Allen Doane | Management | For | Withhold |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | Withhold |
1.5 | Elect Director Charles G. King | Management | For | Withhold |
1.6 | Elect Director Constance H. Lau | Management | For | Withhold |
1.7 | Elect Director Douglas M. Pasquale | Management | For | Withhold |
1.8 | Elect Director Maryanna G. Shaw | Management | For | Withhold |
1.9 | Elect Director Jeffrey N. Watanabe | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | Withhold |
1.2 | Elect Director Richard B. Jennings | Management | For | Withhold |
1.3 | Elect Director John L. Atkins, III | Management | For | Withhold |
1.4 | Elect Director Richard H. Klein | Management | For | Withhold |
1.5 | Elect Director James H. Richardson | Management | For | Withhold |
1.6 | Elect Director Martin A. Simonetti | Management | For | Withhold |
1.7 | Elect Director Alan G. Walton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Ellen Bowers | Management | For | For |
1.2 | Elect Director John S. Brinzo | Management | For | For |
1.3 | Elect Director Hermann Buerger | Management | For | For |
1.4 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.6 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.7 | Elect Director John W. Fox, Jr. | Management | For | For |
1.8 | Elect Director Michael J. Quillen | Manage ment | For | For |
1.9 | Elect Director Ted G. Wood | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER CO. MEETING DATE: APR 28, 2009 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Mana gement | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Lionel L. Nowell III | Management | For | For |
1.9 | Elect Director Richard L. Sandor | Management | For | For |
1.10 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.11 | Elect Director Sara Martinez Tucker | Management | For | For |
1.12 | Elect Director John F. Turner | Management | For | For |
2 | Eliminate Cumulative Voting and Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS CO. MEETING DATE: APR 27, 2009 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D.F. Akerson | Management | For | For |
1.2 | Elect Director C. Barshefsky | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director K.I. Chenault | Management | For | For |
1.5 | Elect Director P. Chernin | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Dire ctor R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. Mcginn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Elect Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren D. Knowlton | Management | For | For |
2 | Elect Director Jeffrey Noddle | Management | For | For |
3 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMERISOURCEBERGEN CORP MEETING DATE: FEB 19, 2009 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Gozon | Management | For | For |
2 | Elect Director Michael J. Long | Management | For | For |
3 | Elect Director J. Lawrence Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
ANHEUSER-BUSCH INBEV SA/NV MEETING DATE: APR 28, 2009 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendati on | Vote Cast |
1 | Receive Directors' Report | Management | None | Did Not Vote |
2 | Receive Auditors' Report | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | Did Not Vote |
4 | Accept Financial Statements, Allocation of Income, and Dividends of EUR 0.28 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Approve Remuneration Report | Management | For | Did Not Vote |
7b | Approve One-Time Grantings of Stock Options and Sale of Shares | Management | For | Did Not Vote |
8a | Appro ve Change of Control Provisions Re: EMTN Program | Management | For | Did Not Vote |
8b | Approve Change of Control Provisions Re: USD Notes | Management | For | Did Not Vote |
9a | Receive Special Board Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9b | Receive Special Auditor Report on Issuance of Subscription Rights Without Preemptive Rights | Management | None | Did Not Vote |
9c | Eliminate Preemptive Rights Under Item 9d | Management | For | Did Not Vote |
9d | Approve One-Time Grant of 1.25 Million Subscritpion Rights to Non-Executive Directors | Management | For | Did Not Vote |
9e | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Re: 9d | Management | For | Did Not Vote |
9fi | Authorize Compensation and Nomination Committee to Determine Effective Total Number of Subscription Rights to Be Issued Under Item 9d | Management | For | Did Not Vote |
9fii | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry for Items 9a to 9e | Management | For | Did Not Vote |
10a | Receive Special Board Report on Authorized Capital | Management | None | Did Not Vote |
10b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Up to 3 Percent of Issued Capital | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 20 Percent of Issued Shares and Amend Articles Accordingly | Management | For | Did Not Vote |
12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ANNTAYLOR STORES CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ANN SECURITY ID: 036115103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James J. Burke, Jr. | Management | For | Against |
2 | Elect Director Kay Krill | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director A lexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARES CAP CORP MEETING DATE: MAY 4, 2009 | ||||
TICKER: ARCC SECURITY ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory W. Penske | Management | For | For |
1.2 | Elect Director Robert L. Rosen | Management | For | For |
1.3 | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Sale of Common Shares Below Net Asset Value | Management | For | For |
4 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ARISTOCRAT LEISURE LTD. MEETING DATE: APR 21, 2009 | ||||
TICKER: ALL SECURITY ID: Q0521T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2008 | Management | None | None |
2 | Elect William Morris Baker as a Director | Management | For | For |
3 | Elect Sally Anne Majella Pitkin as a Director | Management | For | For |
4 | Elect Rosalind Vivienne Dubs as a Director | Management | For | For |
5 | Approve the Grant of 660,622 Performance Share Rights to JR Odell, CEO and Managing Director Elect, Pursuant to the Company's Long-Term Performance Share Plan | Management | For | Against |
6 | Approve the Grant of 208,503 Performance Share Rights to SCM Kelly, CFO and Finance Director, Pursuant to the Company's Long-Term Performance Share Plan | Management | For | Against |
7 | Approve Remuneration Report for the Financial Year Ende d Dec. 31, 2008 | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | With hold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARVINMERITOR, INC. MEETING DATE: JAN 30, 2009 | ||||
TICKER: ARM SECURITY ID: 043353101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director Victoria B. Jackson | Management | For | For |
1.3 | Elect Director James E. Marley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASBURY AUTOMOTIVE GROUP. INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet M. Clarke | Management | For | For |
1.2 | Elect Director Dennis E. Clements | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
&nb sp; | ||||
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ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION OF THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHA RGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS AS MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTR ICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
ASSOCIATED BANC-CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. B eckwith | Management | For | For |
1.2 | Elect Director Paul S. Beideman | Management | For | For |
1.3 | Elect Director Lisa B. Binder | Management | For | For |
1.4 | Elect Director Ruth M. Crowley | Management | For | For |
1.5 | Elect Director Ronald R. Harder | Management | For | For |
1.6 | Elect Director William R. Hutchinson | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director John C. Meng | Management | For | For |
1.10 | Elect Director J. Douglas Quick | Management | For | For |
1.11 | Elect Director Carlos E. Santiago | Management | For | For |
1.12 | Elect Director John C. Seramur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AUTONATION, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: AN SECURITY ID: 05329W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Manageme nt | For | For |
1.2 | Elect Director Rick L. Burdick | Management | For | For |
1.3 | Elect Director William C. Crowley | Management | For | For |
1.4 | Elect Director David B. Edelson | Management | For | For |
1.5 | Elect Director Kim C. Goodman | Management | For | For |
1.6 | Elect Director Robert R. Grusky | Management | For | For |
1.7 | Elect Director Michael E. Maroone | Management | For | For |
1.8 | Elect Director Carlos A. Migoya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AUTOZONE, INC. MEETING DATE: DEC 17, 2008 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J.R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
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AVON PRODUCTS, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Don Cornwell | Management | For | For |
1.2 | Elect Director Edward T. Fogarty | Management | For | For |
1. 3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Paul S. Pressler | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Ratify Auditors | Managemen t | For | For |
3 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
BALL CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Mana gement | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director John T. Collins | Management | For | For |
1.5 | Elect Director Gary L. Countryman | Management | For | For |
1.6 | Elect Director Tommy R. Franks | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Kenneth D. Lewis | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Walter E. Massey | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Patricia E. Mitchell | Management | For | For |
1.13 | Elect Director Joseph W. Prueher | Management | For | For |
1.14 | Elect Director Charles O. Rossotti | Management | For | For |
1.15 | Elect Director Thomas M. Ryan | Management | For | For |
1.16 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
1.17 | Elect Director Robert L. Tillman | Management | For | For |
1.18 | Elect Director Jackie M. Ward | Management | For | For |
2 | Ra tify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Government Service of Employees | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
10 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
11 | TARP Related Compensation | Shareholder | Against | Against |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BARR PHARMACEUTICALS INC MEETING DATE: NOV 21, 2008 | ||||
TICKER: BRL SECURITY ID: 068306109 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BARRICK GOLD CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | Withhold |
1.2 | Elect Director C. William D. Birchall | Management | For | Withhold |
1.3 | Elect Director Donald J. Carty | Management | For | Withhold |
1.4 | Elect Director Gustavo Cisneros | Management | For | Withhold |
1.5 | Elect Director Marshall A. Cohen | Management | For | Withhold |
1.6 | Elect Director Peter A. Crossgrove | Management | For | Withhold |
1.7 | Elect Director Robert M. Franklin | Management | For | Withhold |
1.8 | Elect Director Peter C. Godsoe | Management | For | Withhold |
1.9 | Elect Director J. Brett Harvey | Management | For | Withhold |
1.10 | Elect Director Brian Mulroney | Management | For | Withhold |
1.11 | Elect Director Anthony Munk | Management | For | Withhold |
1.12 | Elect Director Peter Munk | Management | For | Withhold |
1.13 | Elect Director Aaron W. Regent | Management | For | Withhold |
1.14 | Elect Director Steven J. Shapiro | Management | For | Withhold |
1.15 | Elect Director Gregory C. Wilkins | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convene an Independent Third Party to Review Company's Community Engagement Practices | Shareholder | Against | Against |
BEACON ROOFING SUPPLY, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: BECN SECURITY ID: 073685109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Buck | Management | For | For |
1.2 | Elect Director H. Arthur Bellows, Jr. | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director Peter M. Gotsch | Management | For | For |
1.5 | Elect Director Andrew R. Logie | Management | For | For |
1.6 | Elect Director Stuart A. Randle | Management | For | For |
1.7 | Elect Director Wilson B. Sexton | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2009 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald James | Management | For | For |
1.2 | Elect Director Elliot S. Kaplan | Management | For | For |
1.3 | Elect Director Sanjay Khosla | Management | For | For |
1.4 | Elect Director George L. Mikan III | Management | For | For |
1.5 | Elect Director Matthew H. Paull | Management | For | For |
1.6 | Elect Director Richard M. Schulze | Management | For | For |
1.7 | Elect Director Hatim A. Tyabji | Management | For | For |
1.8 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Reduce Supermajority Vote Requirement | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: JAN 29, 2009 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Huff | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BLACK & DECKER CORP., THE MEETING DATE: APR 30, 2009 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Norman R. Augustine | Management | For | For |
1.3 | Elect Director Barbara L. Bowles | Management | For | For |
1.4 | Elect Director George W. Buckley | Management | For | For |
1.5 | Elect Director M. Anthony Burns | Management | For | For |
1.6 | Elect Director Kim B. Clark | Management | For | For |
1.7 | Elect Director Manuel A. Fernandez | Management | For | For |
1.8 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.9 | Elect Director Anthony Luiso | Management | For | For |
1.10 | Elect Direct or Robert L. Ryan | Management | For | For |
1.11 | Elect Director Mark H. Willes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 14, 2009 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share Common Share and EUR 0.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6.1 | Reelect Franz Haniel to the Supervisory Board | Management | For | For |
6.2 | Reelect Susanne Klatten to the Supervisory Board | Management | For | For |
6.3 | Elect Robert Lane to the Supervisory Board | Management | For | For |
6.4 | Reelect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
6.5 | Reelect Joachim Milberg to the Supervisory Board | Management | For | For |
6.6 | Reelect Stefan Quandt to the Supe rvisory Board | Management | For | For |
6.7 | Elect Juergen Strube to the Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Amend Articles Re: Audio and Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Amend Articles Re: Voting Procedures for Supervisory Board Meetings; Adopt D & O Insurance for Supervisory Board Members | Management | For | For |
10 | Approve Creation of EUR 5 Million Pool of Capital without Preemptive Rights | Management | For | For |
BOST ON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert S. Alexander | Management | For | For |
1.2 | Elect Director Adolfo Henriques | Management | For | For |
1.3 | Elect Director Lynn Thompson Hoffman | Management | For | For |
1.4 | Elect Director John Morton III | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRIGGS & STRATTON CORP. MEETING DATE: OCT 15, 2008 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Batten | Management | For | For |
1.2 | Elect Director Keith R. McLoughlin | Management | For | For |
1.3 | Elect Director Brian C. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINK'S HOME SECURITY HOLDINGS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: CFL SECURITY ID: 109699108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Allen | Management | For | For |
1.2 | Elect Director Michael S. Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: OCT 30, 2008 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Harriet Edelman | Management | For | For |
1.3 | Elect Director Marvin J. Girouard | Management | For | For |
1.4 | Elect Director Ronald Kirk | Management | For | For |
1.5 | Elect Director John W. Mims | Management | For | For |
1.6 | Elect Director George R. Mrkonic | Management | For | For |
1.7 | Elect Director Erle Nye | Management | For | For |
1.8 | Elect Director James E. Oesterreicher | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adopt Purchasing Preference for Suppliers Using CAK | Shareholder | Against | Abstain |
BRITISH LAND COMPANY PLC, THE MEETING DATE: JUL 11, 2008 | ||||
TICKER: BLND SECURITY ID: G15540118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of 8.75 Pence Per Ordinary Share | Management | For | For |
3 | Re-elect Stephen Hester as Director | Management | For | For |
4 | Re-elect Graham Roberts as Director | Management | For | For |
5 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 42,578,925 | Management | For | For |
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,386,838 | Management | For | For |
10 | Authorise 51,094,711 Ordinary Shares for Market Purchase | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Conditional Upon the Passi ng of Resolution 11, Amend Articles of Association Re: Directors' Conflicts of Interest | Management | For | For |
13 | Amend The British Land Company Fund Managers' Performance Plan | Management | For | For |
14 | Conditional Upon the Passing of Resolution 13, Apply the Amendments to the FMPP with Effect From the Start of the Financial Year Commencing 1st April 2007 | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director Mark J. Schulte | Management | For | For |
1.3 | Elect Director Samuel Waxman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BROOKFIELD PROPERTIES CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: BPO SECURITY ID: 112900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon E. Arnell | Management | For | For |
1.2 | Elect Director William T. Cahill | Management | For | For |
1.3 | Elect Director Richard B. Clark | Management | For | For |
1.4 | Elect Director Jack L. Cockwell | Management | For | For |
1.5 | Elect Director J. Bruce Flatt | Management | For | For |
1.6 | Elect Director Roderick D. Fraser | Management | For | For |
1.7 | Elect Director Paul D. McFarlane | Management | For | For |
1.8 | Elect Director Allan S. Olson | Management | For | For |
1.9 | Elect Director Linda D. Rabbitt | Management | For | For |
1.10 | Elect Director Robert L. Stelzl | Management | For | For |
1.11 | Elect Director Diana L. Taylor | Management | For | For |
1.12 | Elect Director John E. Zuccotti | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BRUNSWICK CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne E. Belec | Management | For | For |
1.2 | Elect Director J. Steven Whisler | Management | For | For |
1.3 | Elect Director Manuel A. Fernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS INC MEETING DATE: JUN 24, 2009 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | For |
1.2 | Elect Director Brian G. Atwood | Management | For | For |
1.3 | Elect Director Samuel L. Barker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 6, 2009 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | Withhold |
1.2 | Elect Director William R. Cooper | Management | For | Withhold |
1.3 | Elect Director Scott S. Ingraham | Management | For | Withhold |
1.4 | Elect Director Lewis A. Levey | Management | For | Withhold |
1.5 | Elect Director William B. McGuire, Jr. | Management | For | Withhold |
1.6 | Elect Director William F. Paulsen | Management | For | Withhold |
1.7 | Elect Director D. Keith Oden | Management | For | Withhold |
1.8 | Elect Director F. Gardner Parker | Management | For | Withhold |
1.9 | Elect Director Steven A. Webster | Management | For | Withhold |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATIONAL RAILWAY COMPANY MEETING DATE: APR 21, 2009 | ||||
TICKER: CNR SECURITY ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Armellino | Management | For | For |
1.2 | Elect Director A. Charles Baillie | Management | For | For |
1.3 | Elect Director Hugh J. Bolton | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director E. Hunter Harrison | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Denis Losier | Management | For | For |
1.9 | Elect Director Edward C. Lumley | Management | For | For |
1.10 | Elect Director David G.A. McLean | Management | For | For |
1.11 | Elect Director Robert Pace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Mark in | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR CATHERINE M. BEST | Management | For | For |
1.2 | DIRECTOR N. MURRAY EDWARDS | Management | For | For |
1.3 | DIRECTOR HON. GARY A. FILMON | Management | For | For |
1.4 | DIRECTOR AMB. GORDON D. GIFFIN | Management | For | For |
1.5 | DIRECTOR JOHN G. LANGILLE | Management | For | For |
1.6 | DIRECTOR STEVE W. LAUT | Management | For | For |
1.7 | DIRECTOR KEITH A.J. MACPHAIL | Management | For | For |
1.8 | DIRECTOR ALLAN P. MARKIN | Management | For | For |
1.9 | DIRECTOR HON. FRANK J. MCKENNA | Management | For | For |
1.10 | DIRECTOR JAMES S. PALMER | Management | For | For |
1.11 | DIRECTOR ELDON R. SMITH | Management | For | For |
1.12 | DIRECTOR DAVID A. TUER | Management | For | For |
2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CAPITALSOURCE, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Byrnes | Management | For | For |
1.2 | Elect Director John K. Delaney | Management | For | For |
1.3 | Elect Director Sa ra L. Grootwassink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: K36628111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; E lect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CARLSBERG MEETING DATE: MAR 12, 2009 | ||||
TICKER: CARL SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income | Management | For | Did Not Vote |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
5a | Extend Authorization to Issue DKK 10 Million Class B Shares to Employees; Extend Authorization to Issue Convertible Bonds Up to DKK 639 Million; Extend Authorization to Take Loan up to the Amount of DKK 200 Million | Management | For | Did Not Vote |
5b | Amend Articles Re: Change Address of Share Registrar | Management | For | Did Not Vote |
6 | Reelect Povl Krogsgaard-Larsen and Niels kaergaard as Directors; Elect Richard Burrows and Kees van der Graaf as New Directors | Management | For | Did Not Vote |
7 | Ratify KPMG as Auditor | Management | For | Did Not Vote |
8 | Authorize Board of Directors to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
CARNIVAL CORP. MEETING DATE: APR 15, 2009 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MICKY ARISON | Management | For | For |
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | Management | For | For |
1.3 | DIRECTOR ROBERT H. DICKINSON | Management | For | For |
1.4 | DIRECTOR ARNOLD W. DONALD | Management | For | For |
1.5 | DIRECTOR PIER LUIGI FOSCHI | Management | For | For |
1.6 | DIRECTOR HOWARD S. FRANK | Management | For | For |
1.7 | DIRECTOR RICHARD J. GLASIER | Management | For | For |
1.8 | DIRECTOR MODESTO A. MAIDIQUE | Management | For | For |
1.9 | DIRECTOR SIR JOHN PARKER | Management | For | For |
1.10 | DIRECTOR PETER G. RATCLIFFE | Management | For | For |
1.11 | DIRECTOR STUART SUBOTNICK | Management | For | For |
1.12 | DIRECTOR LAURA WEIL | Management | For | For |
1.13 | DIRECTOR RANDALL J. WEISENBURGER | Management | For | For |
1.14 | DIRECTOR UZI ZUCKER | Management | For | For |
2 | TO RE-A PPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENTAUDITORS FOR CARNIVAL PLC. | Management | For | For |
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Management | For | For |
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Management | For | For |
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | Management | For | For |
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | Management | For | For |
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | Management | For | For |
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMEN T OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Management | For | For |
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Management | For | For |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Management | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Against | For |
CENTURYTEL, INC. MEETING DATE: JAN 27, 2009 | ||||
TICKER: CTL SECURITY ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Charter Eliminating Enhanced Voting Rights | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
&nbs p; | ||||
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CENTURYTEL, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CTL SECURITY ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred R. Nichols | Management | For | For |
1.2 | Elect Director Harvey P. Perry | Management | For | For |
1.3 | Elect Director Jim D. Reppond | Management | For | For |
1.4 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Report on Internet Network Management Practices Regarding Privacy and Freedom of Expression | Shareholder | Against | Abstain |
CERMAQ ASA MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: R1536Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors in the Amount of NOK 862,000 for 2008 | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors in the Amounts of NOK 340,000 to the Chairman, NOK 195,000 to the Vice Chairman, NOK 170,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
9 | Reelect Astrid Soegaard as Director for a Two-Year Term; Elect Jan Korssjoeen, Helge Midttun, and Rebekka Herlofsen as New Directors for Two-Year Terms | Management | For | Did Not Vote |
10 | Reelect Lise Lindbaeck as Member of Nominating Committee for a Two-Year Term | Management | For | Did Not Vote |
11a | Require Publication of Corporate Social Responsibility Reports | Shareholder | Against | Did Not Vote |
11b | Establish Committee or Authorize the Audit Committee to Evaluate the Company's Operations Regarding Management of Sickness as well as Environmental Responsibilities | Shareholder | Against | Did Not Vote |
CHESAPEAKE ENERGY CORP. MEETING DATE: JUN 12, 2009 | ||||
TICKER: CHK SECURITY ID: 165167107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | For |
1.2 | Elect Director V. Burns Hargis | Management | For | For |
1.3 | Elect Director Charles T. Maxwell | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
CINEMARK HOLDINGS INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vahe A. Dombalagian | Management | For | For |
1.2 | Elect Director Peter R. Ezersky | Management | For | For |
1.3 | Elect Director Carlos M. Sepulveda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIT GROUP INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect Director Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M. Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | E lect Director Seymour Sternberg | Management | For | Against |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect Director Lois M. Van Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
CLEAN HARBORS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. McKim | Management | For | For |
1.2 | Elect Director John T. Preston | Management | For | For |
1.3 | Elect Director Lorne R. Waxlax | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
COGENT IN C MEETING DATE: JUL 24, 2008 | ||||
TICKER: COGT SECURITY ID: 19239Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ming Hsieh | Management | For | For |
1.2 | Elect Director John C. Bolger | Management | For | For |
1.3 | Elect Director John P. Stenbit | Ma nagement | For | For |
1.4 | Elect Director Kenneth R. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMERICA INC. MEE TING DATE: MAY 19, 2009 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lillian Bauder | Management | For | For |
2 | Elect Director Richard G. Lindner | Management | For | For |
3 | Elect Director Robert S. Taubman | Managem ent | For | Against |
4 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Clerico | Management | For | Against |
2 | Elect Director Julia B. North | Management | For | Against |
3 | Elect Director Wayne T. Smith | Management | For | Against |
4 | Elect Director James S. Ely, III | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Management | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: AUG 7, 2008 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe R. Davis | Management | For | Withhold |
1.2 | Elect Director Hugh N. West | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
COOPER COMPANIES, INC., THE MEETING DATE: MAR 18, 2009 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Moses Marx | Management | For | For |
1.5 | Elect Director Donald Press | Management | For | For |
1.6 | Elect Director Steven Rosenberg | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
COPANO ENERGY LLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: CPNO SECURITY ID: 217202100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Crump | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director John R. Eckel, Jr. | Management | For | For |
1.4 | Elect Director Scott A. Griffiths | Management | For | For |
1.5 | Elect Director Michael L. Johnson | Management | For | For |
1.6 | Elect Director T. William Porter | Management | For | For |
1.7 | Elect Director William L. Thacker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORINTHIAN COLLEGES, INC. MEETING DATE: NOV 10, 2008 | ||||
TICKER: COCO SECURITY ID: 218868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terry O. Hartshorn | Management | For | Withhold |
1.2 | Elect Director Alice T. Kane | Management | For | Withhold |
1.3 | Elect Director Timothy J. Sullivan | Management | For | Withhold |
1.4 | Elect Director Peter C. Waller | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORNIN G INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CORPORATE OFFICE PROPERTIES TRUST, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay H. Shidler | Management | For | Withhold |
1.2 | Elect Director Clay W. Hamlin, III | Management | For | Withhold |
1.3 | Elect Director Thomas F. Brady | Management | For | Withhold |
1.4 | Elect Director Robert L. Denton | Management | For | Withhold |
1.5 | Elect Director Douglas M. Firstenberg | Management | For | Withhold |
1.6 | Elect Director Randall M. Griffin | Management | For | Withhold |
1.7 | Elect Director Steven D. Kesler | Management | For | Withhold |
1.8 | Elect Director Kenneth S. Sw eet, Jr. | Management | For | Withhold |
1.9 | Elect Director Kenneth D. Wethe | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CRANE CO. MEETING DATE: APR 20, 2009 | ||||
TICKER: CR SECURITY ID: 224399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald G. Cook | Management | For | Against |
1.2 | Elect Director Robert S. Evans | Management | For | Against |
1.3 | Elect Director E ric C. Fast | Management | For | Against |
1.4 | Elect Director Dorsey R. Gardner | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Implement MacBride Principles | Shareholder | Against | Abstain |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Mana gement | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO- based Human Rights Policy | Shareholder | Against | Abstain |
DELTA AIR LINES, INC. MEETING DATE: SEP 25, 2008 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | Against |
2 | Elect Director Roy J. Bostock | Management | For | Against |
3 | Elect Director John S. Brinzo | Management | For | Against |
4 | Elect Director Daniel A. Carp | Management | For | Against |
5 | Elect Director John M. Engler | Management | For | Against |
6 | Elect Director Mickey P. Foret | Management | For | Against |
7 | Elect Director David R. Goode | Management | For | Against |
8 | Elect Director Paula Rosput Reynolds | Management | For | Against |
9 | Elect Director Kenneth C. Rogers | Management | For | Against |
10 | Elect Director Rodney E. Slater | Management | For | Against |
11 | Elect Director Douglas M. Steenland | Management | For | Against |
12 | Elect Director Kenneth B. Woodrow | Managem ent | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
DEVELOPERS DIVERS IFIED REALTY CORP. MEETING DATE: APR 9, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
DIGITAL REALTY TRUST INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | Withhold |
1.2 | Elect Director Michael F. Foust | Management | For | Withhold |
1.3 | Elect Director Laurence A. Chapman | Management | For | Withhold |
1.4 | Elect Director Kathleen Earley | Management | For | Withhold |
1.5 | Elect Director Ruann F. Ernst | Management | For | Withhold |
1.6 | Elect Director Dennis E. Singleton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 21, 2009 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Robert M. Devlin | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director E. Follin Smith | Management | For | For |
1.11 | Elect Director Lawrence A.Weinbach | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DYCOM INDUSTRIES, INC. MEETING DATE: NOV 25, 2008 | ||||
TICKER: DY SECURITY ID: 267475101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Chiddix | Management | For | Withhold |
1.2 | Elect Director Charles B. Coe | Management | For | Withhold |
1.3 | Elect Director Patricia L. Higgins | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Other Business | Management | For | Against |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
EASTMAN KODAK CO. MEETING DATE: MAY 13, 2009 | ||||
TICKER: EK ��SECURITY ID: 277461109 | ||||
Proposal No | Proposal | Proposed By | Management Recommen dation | Vote Cast |
1 | Elect Director Richard S. Braddock | Management | For | For |
2 | Elect Director Timothy M. Donahue | Management | For | For |
3 | Elect Director Michael J. Hawley | Management | For | For |
4 | Elect Director William H. Hernandez | Management | For | For |
5 | Elect Direct or Douglas R. Lebda | Management | For | For |
6 | Elect Director Debra L. Lee | Management | For | For |
7 | Elect Director Delano E. Lewis | Management | For | For |
8 | Elect Director William G. Parrett | Management | For | For |
9 | Elect Director Antonio M. Perez | Management | For | For |
10 | Elect Director Dennis F. Strigl | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
EATON CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: ETN SECURITY ID: 278058102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander M. Cutler | Management | For | For |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Deborah L. McCoy | Management | For | For |
1.4 | Elect Director Gary L. Tooker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director William C. Ford, Jr. | Management | For | For |
1.3 | Elect Director Dawn G. Lepore | Management | For | For |
1.4 | Elect Director Pierre M. Omidyar | Management | For | For |
1.5 | Elect Director Richard T. Schlosberg, III | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ELDORADO GOLD CORP LTD. MEETING DATE: MAY 7, 2 009 | ||||
TICKER: ELD SECURITY ID: 284902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Auston | Management | For | For |
1.2 | Elect Director K. Ross Cory | Management | For | For |
1.3 | Elect Director Robert R. Gilmore | Management | For | For |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
1.5 | Elect Director Hugh C. Morris | Management | For | For |
1.6 | Elect Director Wayne D. Lenton | Management | For | For |
1.7 | Elect Director Jonathan Rubenstein | Management | For | For |
1.8 | Elect Director Donald M. Shumka | Management | For | For |
1.9 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Amend Incentive Stock Option Plans | Management | For | For |
5 | Adopt By-Law No. 1 | Management | For | For |
6 | Change Location of Annual Meeting | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Gary M. Kusin | Management | For | For |
3 | Elect Director Gregory B. Maffei | Management | For | For |
4 | Elect Director Vivek Paul | Management | For | For |
5 | Elect Director Lawrence F. Probst III | Management | For | For |
6 | Elect Director John S. Riccitiello | Management | For | For |
7 | Elect Director Richard A. Simonson | Management | For | For |
8 | Elect Director Linda J. Srere | Manage ment | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
EMERITUS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart Koenig | Management | For | For |
1.2 | Elect Director Robert Marks | Man agement | For | For |
1.3 | Elect Director David Niemiec | Management | For | For |
1.4 | Elect Director Richard Macedonia | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 26, 2009 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill G. Armstrong | Management | For | Withhold |
1.2 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.3 | Elect Director Pamela M. Nicholson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
ENSCO INTERNATIONAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Haddock | Management | For | For |
1.2 | E lect Director Paul E. Rowsey, III | Management | For | For |
1.3 | Elect Director C. Christopher Gaut | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
; | ||||
---|---|---|---|---|
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Manag ement | For | For |
2 | Ratify Auditors | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Alcorn | Management | For | For |
1.2 | Elect Director Charles R. Crisp | Management | For | For |
1.3 | Elect Director James C. Day | Management | For | For |
1.4 | Elect Director Mark G. Papa | Management | For | For |
1.5 | Elect Director H. Leighton Steward | Management | For | For |
1.6 | Elect Director Donald F. Textor | Management | For | For |
1.7 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 11, 2008 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Farooq Kathwari | Management | For | Withhold |
1.2 | Elect Director John P. Birkelund | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EVER EST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
&n bsp; | ||||
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EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | F or | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. McGarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N122 | ||||
Proposal No | Proposal | Proposed By | Management Re commendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did No t Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIAT SPA MEE TING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Amend Article Fourth, Section (A)2)(D) of the Second Amended Articles of Incorporation, as Amended, to Revise the Terms of the Authorized, Unissued Shares of Preferred Stock, Without Parvalue, All as More Fully Described in the Proxy Statement | Management | For | For |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Simple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of Shares Required to Call Special Shareholder Meeting | Shareholder | Aga inst | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 30, 2008 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RE-ELECTION OF MR. H. RAYMOND BINGHAM AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
2 | RE-ELECTION OF MR. AJAY B. SHAH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
3 | RE-ELECTION OF DR. WILLY C. SHIH AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
4 | RE-APPOINTMENT OF MR. ROCKWELL A. SCHNABEL AS A DIRECTOR OF FLEXTRONICS. | Management | For | For |
5 | RATIFY AUDITORS | Management | For | For |
6 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE ORDINARY SHARES. | Management | For | For |
7 | TO APPROVE THE RENEWAL OF THE SHARE PURCHASE MANDATE RELATING TO ACQUISITIONS BY FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES. | Management | For | For |
8 | APPROVE AN AMENDMENT TO 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE ISSUED AS SHARE BONUSES BY 5,000,000 ORDINARY SHARES. | Management | For | For |
9 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE SUB-LIMIT ON THE MAXIMUM NUMBER OF ORDINARY SHARES SUBJECT TO AWARDS WHICH MAY BE GRANTED TO A PERSON IN A SINGLE CALENDAR YEAR BY 2,000,000 ORDINARY SHARES. | Management | For | For |
10 | TO APPROVE AN AMENDMENT TO THE 2001 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF ORDINARY SHARES RESERVED FOR ISSUANCE BY 20,000,000 ORDINARY SHARES. | Management | For | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: MAY 13, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Roberts | Management | For | Withhold |
1.2 | Elect Director Kurt D. Kost | Management | For | Withhold |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | Withhold |
1.4 | Elect Director David I. Foley | Management | For | Withhold |
1.5 | Elect Director P. Michael Giftos | Management | For | Withhold |
1.6 | Elect Director Alex T. Krueger | Management | For | Withhold |
1.7 | Elect Director Joel Richards, III | Management | For | Withhold |
1.8 | Elect Director Robert C. Scharp | Management | For | Withhold |
1.9 | Elect Director Thomas V. Shockley, III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GEMALTO MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Annual Report | Management | None | Did Not Vote |
3 | Approve Financial Statements | Management | For | Did Not Vote |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
5a | Approve Discharge of CEO | Management | For | Did Not Vote |
5b | Approve Discharge of Non Executive Directors | Management | For | Did Not Vote |
6a | Elect Buford Alexander to Board of Directors | Management | For | Did Not Vote |
6b | Reelect Kent Atkinson to Board of Directors | Management | For | Did Not Vote |
6c | Reelect David Bonderman to Board of Directors | Management | For | Did Not Vote |
6d | Reelect Johannes Fritz to Board of Directors | Management | For | Did Not Vote |
6e | Reelect John Ormerod to Board of Directors | Management | For | Did Not Vote |
7 | Authorize Repurchase Shares | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
9 | Allow Questions | Management | None | Did Not Vote |
10 | Close Meeting | Management | None | Did Not Vote |
GENTEX CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director James Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GIMV MEETING DATE: MAY 28, 2009 | ||||
TICKER: SECURITY ID: B4567G117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Did Not Vote |
2a | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
2b | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
2c | Amend Articles Re: Conversion of Shares | Management | For | Did Not Vote |
2d | Amend Articles Re: Maximum Duration of Share Repurchase Authorization | Management | For | Did Not Vote |
2e | Amend Articles Re: Maximum Number of Shares t o Be Held in Treasury | Management | For | Did Not Vote |
3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
GIMV MEETING DATE: JUN 24, 2009 | ||||
TICKER: SECURITY ID: B4567G117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | Did Not Vote |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
4 | Approve Financial Statements, Allocation of Income, and Distribution of Dividends of EUR 2.36 Per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Directors | Management | For | Did Not Vote |
6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
7a | Elect Koen Dejonckheere as Director | Management | For | Did Not Vote |
7b | Elect Emile van der Burg as Independent Director | Management | For | Did Not Vote |
7c | Elect Eddy Geysen as Independent Director | Management | For | Did Not Vote |
7d | Elect Greet de Leenheer as Director | Management | For | Did Not Vote |
7e | Elect Martine Reynaers as Director | Management | For | Did Not Vote |
7f | Elect Herman Daems as Director | Management | For | Did Not Vote |
7g | Elect Leo Victor as Director | Management | For | Did Not Vote |
7h | Elect Jan Kerremans as Director | Management | For | Did Not Vote |
7i | Elect Marc Stordiau as Director | Management | For | Did Not Vote |
7j | Elect Zeger Collier as Director | Management | For | Did Not Vote |
7k | Elect Eric Spiessens as Director | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors | Management | For | Did Not Vote |
9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Did Not Vote |
10a | Amend Articles Re: Textual Changes | Management | For | Did Not Vo te |
10b | Amend Articles Re: Textual Changes | Management | For | Did Not Vote |
10c | Amend Articles Re: Conversion of Shares | Management | For | Did Not Vote |
10d | Amend Articles Re: Maximum Duration of Share Repurchase Authorization | Management | For | Did Not Vote |
10e | Amend Articles Re: Maximum Number of Shares to Be Held in Treasury | Management | For | Did Not Vote |
11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
GOLDCORP INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: G SECURITY ID: 380956409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Manageme nt | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | E lect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl J. Hesterberg | Management | For | For |
1.2 | Elect Director Beryl Raff | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
H.B. FULLER CO. MEETING DATE: APR 16, 2009 | ||||
TICKE R: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juliana L. Chugg | Management | For | Withhold |
1.2 | Elect Director Richard L. Marcantonio | Management | For | Withhold |
1.3 | Elect Director Alfredo L. Rovira | Management | For | Wi thhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 25, 2009 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Donald A. James | Management | For | For |
1.3 | Elect Director James A. Norling | Management | For | For |
1.4 | Elect Director James L. Ziemer | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
HARSCO CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G.D.H. Butler | Management | For | For |
1.2 | Elect Director K.G. Eddy | Management | For | For |
1.3 | Elect Director S.D. Fazzolari | Management | For | For |
1.4 | Elect Director S. E. Graham | Management | For | For |
1.5 | Elect Director T.D. Growcock | Management | For | For |
1.6 | Elect Director H. W. Knueppel | Management | For | For |
1.7 | Elect Director D.H. Pierce | Management | For | For |
1.8 | Elect Director J.I. Scheiner | Management | For | For |
1.9 | Elect Director A.J. Sordoni, III | Management | For | For |
1.10 | Elect Director R.C. Wilburn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HCP INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Fanning, Jr. | Management | For | For |
1.2 | Elect Director James F. Flaherty III | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director David B. Henry | Management | For | For |
1.5 | Elect Director Lauralee E. Martin | Management | For | For |
1.6 | Elect Director Michael D. McKee | Management | For | For |
1.7 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.8 | Elect Director Peter L. Rhein | Management | For | F or |
1.9 | Elect Director Kenneth B. Roath | Management | For | For |
1.10 | Elect Director Richard M. Rosenberg | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.2 | Elect Director John W. Chidsey | Management | For | For |
1.3 | Elect Director Donald L. Correll | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director Charles M. Elson | Management | For | For |
1.6 | Elect Director Jay Grinney | Management | For | For |
1.7 | Elect Director Jon F. Hanson | Management | For | For |
1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEICO CORPORATION MEETING DATE: MAR 27, 2009 | ||||
TICKER: HEI SECURITY ID: 4228 06208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Albert Morrison, Jr. | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2. | Ratify Auditors | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | E lect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Mashima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | M anagement | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gene H. Anderson | Management | For | For |
1.2 | Elect Director David J. Hartzell , Ph.D. | Management | For | For |
1.3 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: FEB 13, 2009 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick T. Ryan | Management | For | Withhold |
1.2 | Elect Director Rolf A. Classon | Management | For | Withhold |
1.3 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL, INC. MEETING DATE: APR 27, 2009 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon M. Bethune | Management | For | For |
1.2 | Elect Director Jaime Chico Pardo | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1 .4 | Elect Director D. Scott Davis | Management | For | For |
1.5 | Elect Director Linnet F. Deily | Management | For | For |
1.6 | Elect Director Clive R. Hollick | Management | For | For |
1.7 | Elect Director George Paz | Management | For | For |
1.8 | Elect Director Bradley T. Sheares | Management | For | For |
1.9 | Elect Director John R. Stafford | Management | For | For |
1.10 | Elect Director Michael W. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Anti Gross-up Policy | Shareholder | Against | Abstain |
7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
HUDSON CITY BANCORP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: HCBK SECURITY ID: 443683107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis J. Salamone | Management | For | For |
1. 2 | Elect Director Michael W. Azzara | Management | For | For |
1.3 | Elect Director Victoria H. Bruni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IHS INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director Christoph v. Grolman | Management | For | For |
1.3 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ITW &nbs p; SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Aldinger | Management | For | For |
1.2 | Elect Director Marvin D. Brailsford | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Don H. Davis, Jr. | Management | For | For |
1.5 | Elect Director Robert C. McCormack | Management | For | For |
1.6 | Elect Director Robert S. Morrison | Management | For | For |
1.7 | Elect Director James A. Skinner | Management | For | For |
1.8 | Elect Director Harold B. Smith | Management | For | For |
1.9 | Elect Director David B. Speer | Management | For | For |
1.10 | Elect Director Pamela B. Strobel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
IMS HEALTH INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: RX SECURITY ID: 449934108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Eugene Lockhart | Management | For | Against |
2 | Elect Director Bradley T. Sheares | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect A.C. Berzin as Director | Management | For | For |
1b | Elect J. L. Cohon as Director | Management | For | For |
1c | Elect G. D. Forsee as Director | Management | For | For |
1d | Elect P. C. Godsoe as Director | Management | For | For |
1e | Elect E. E. Hagenlocker as Director | Management | For | For |
1f | Elect H.L. Henkel as Director | Management | For | For |
1g | Elect C. J. Horner as Director | Management | For | For |
1h | Elect T. E. Martin as Director | Management | For | For |
1i | Elect P. Nachtigal as Director | Management | For | For |
1j | Elect O. R. Smith as Director | Management | For | For |
1k | Elect R. J. Swift as Director | Management | For | For |
1l | Elect T. L. White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Increase Number of Shares Reserved Under 2007 Incentive Stock Plan | Management | For | Against |
4 | Approve PricewaterhouseCoopers LLP as independent auditors of the company and authorize Board to Fix Their Remuneration | Management | For | For |
INGERSOLL-RAND COMPANY LIMITED MEETING DATE: JUN 3, 2009 | ||||
TICKER: IR SECURITY ID: G4776G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Ingersoll-Rand Company Limited | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
INTEGRATED DEVICE TECHNOLOGY, INC. MEETING DATE: SEP 12, 2008 | ||||
TICKER: IDTI SECURITY ID: 458118106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Schofield | Management | For | For |
1.2 | Elect Director Lew Eggebrecht | Management | For | For |
1.3 | Elect Director Gordon Parnell | Management | For | For |
1.4 | Elect Director Ron Smith | Management | For | For |
1.5 | Elect Director Nam P. Suh | Management | For | For |
1.6 | Elect Director T.L. Tewksbury III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vo te Cast |
1.1 | Elect Director Steven L. Scheid | Management | For | For |
1.2 | Elect Director Timothy K. Armour | Management | For | For |
1.3 | Elect Director J. Richard Fredericks | Management | For | For |
1.4 | Elect Director Lawrence E. Kochard | Management | For | For |
1.5 | Elect Director Landon H. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | E lect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Ma nagement | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
KB HOME MEETING DATE: APR 2, 2009 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Timothy W. Finchem | Management | For | For |
1.3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.4 | Elect Director Robert L. Johnson | Management | For | For |
1.5 | Elect Director Melissa Lora | Management | For | For |
1.6 | Elect Director Michael G. McCaffery | Management | For | For |
1.7 | Elect Director Jeffrey T. Mezger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Pay For Superior Performance | Shareholder | Against | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Articles and Regulations to Revise the Voting Rights of the Preferred Stock | Management | For | For |
LA-Z-BOY INC. MEETING DATE: AUG 20, 2008 | ||||
TICKER: LZB SECURITY ID: 505336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt L. Darrow | Management | For | For |
1.2 | Elect Director James W. Johnston | Management | For | For |
1.3 | E lect Director H. George Levy | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 28, 2009 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Edward H. McDermott | Management | For | For |
1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.6 | Elect Director Anna Reilly | Management | For | For |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.8 | Elect Director Wendell Reilly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote C ast |
1.1 | Elect Director Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | M anagement | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LEGG MASON, INC. MEETING DATE: JUL 22, 2008 | ||||
TICKER: LM SECURITY ID: 524901303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Direct or Dennis R. Beresford | Management | For | For |
1.2 | Elect Director W. Allen Reed | Management | For | For |
1.3 | Elect Director Roger W. Schipke | Management | For | For |
1.4 | Elect Director Nicholas J. St.George | Management | For | For |
1.5 | Elect Director Mark R. Fetting | Management | For | For |
1.6 | Elect Director Scott C. Nuttall | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
LEGGETT & PLATT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: LEG SECURITY ID: 524660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Clark | Management | For | For |
2 | Elect Director R. Ted Enloe, III | Management | For | For |
3 | Elect Director Richard T. Fisher | Management | For | For |
4 | Elect Director Karl G. Glassman | Management | For | For |
5 | Elect Director David S. Haffner | Management | For | For |
6 | Elect Director Joseph W. McClanathan | Management | For | For |
7 | Elect Director Judy C. Odom | Management | For | For |
8 | Elect Director Maurice E. Purnell, Jr. | Management | For | For |
9 | Elect Director Phoebe A. Wood | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
LEROY SEAFOOD GROUP ASA MEETING DATE: DEC 12, 2008 | ||||
TICKER: SECURITY ID: R4279D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Elect Hege Bakken as Director | Management | For | Did Not Vote |
LIHIR GOLD LTD. MEETING DATE: MAY 6, 2009 | ||||
TICKER: LGL SE CURITY ID: Y5285N149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 | Management | For | For |
2 | Elect Alister Maitland as Director | Management | For | For |
3 | Elect Geoff Loudon as Director | Management | For | For |
4 | Approve PricewaterhouseCoppers as Auditor | Management | For | For |
5 | Approve Grant of 1.87 Million Share Rights to Arthur Hood, Managing Director and Chief Executive Officer under the Lihir Executive Share Plan | Management | For | Against |
6 | Ratify Past Issue of 171.67 Million Ordinary Shares with a Price of A$3.00 Each to Professional and Sophisticated Investors Issued on March 12, 2009 | Management | For | For |
7 | Increase Maximum Aggregate Non-Executive Remuneration from $1 Million to $1.32 Million Effective Jan.1, 2009 | Management | For | For |
LIMITED BRANDS MEETING DATE: MAY 28, 2009 | ||||
TICKER: LTD SECURITY ID: 532716107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Heskett | Management | For | For |
1.2 | Elect Director Allan R. Tessler | Management | For | For |
1.3 | Elect Director Abigail S. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Management | None | For |
LIZ CLAIBORNE, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: LIZ & nbsp;SECURITY ID: 539320101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bernard W. Aronson | Management | For | Against |
2 | Elect Director Kenneth B. Gilman | Management | For | Against |
3 | Elect Director Nancy J. Karch | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
LOEWS CORP. MEETING DATE: MAY 12, 2009 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.E. Berman | Management | For | For |
2 | Elect Director J.L. Bower | Management | For | For |
3 | Elect Director C.M. Diker | Management | For | For |
4 | Elect Director P.J. Fribourg | Management | For | For |
5 | Elect Director W.L. Harris | Management | For | For |
6 | Elect Director P.A. Laskawy | Management | For | For |
7 | Elect Director K. Miller | Management | For | For |
8 | Elect Director G.R. Scott | Management | For | For |
9 | Elect Director A.H. Tisch | Management | For | For |
10 | Elect Director J.S. Tisch | Management | For | For |
11 | Elect Director J.M. Tisch | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles to Simplify and Update Charter | Management | For | For |
14 | Provide for Cumulative Voting | Shareholder | Against | Against |
LUBRIZOL CORP., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest J. Farmer, Sr. | Management | For | For |
1.2 | Elect Director Michael J. Graff | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.2 | Approve Control Share Acquisition | Management | For | For |
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Management | For | For |
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Management | For | Against |
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4.4 | Amend the Regulations in Accordance with Ohio Law | Management | For | For |
M & T BANK CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director Robert J. Bennett | Management | For | For |
1.3 | Elect Director C. Angela Bontempo | Management | For | For |
1.4 | Elect Director Robert T. Brady | Management | For | For |
1.5 | Elect Director Michael D. Buckley | Management | For | For |
1.6 | Elec t Director T.J. Cunningham III | Management | For | For |
1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
1.8 | Elect Director Colm E. Doherty | Management | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.10 | Elect Director Richard G. King | Management | For | For |
1.11 | Elect Director Jorge G. Pereira | Management | For | For |
1.12 | Elect Director Michael P. Pinto | Management | For | For |
1.13 | Elect Director Melinda R. Rich | Management | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.15 | Elect Director Eugene J. Sheehy | Management | For | For |
1.16 | Elect Director Herbert L. Washington | Management | For | For |
1.17 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MACQUARIE INFRASTRUCTURE CO LLC MEETING DATE: JUN 4, 2009 | ||||
TICKER: MIC SECURITY ID: 55608B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman H. Brown, Jr. | Management | For | For |
1.2 | Elect Director George W. Carmany, III | Management | For | For |
1.3 | Elect Director William H. Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Management Services Agreement | Management | For | For |
MACY'S INC MEETING DATE: MAY 15, 2009 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
1.3 | Elect Director Meyer Feldberg | Management | For | For |
1.4 | Elect Director Sara Levinson | Management | For | For |
1.5 | Elect Director Terry J. Lundgren | Management | For | For |
1.6 | Elect Director Joseph Neubauer | Management | For | For |
1.7 | Elect Director Joseph A. Pichler | Management | For | For |
1.8 | Elect Director Joyce M. Roche | Management | For | For |
1.9 | Elect Director Karl M. von der Heyden | Management | For | For |
1.10 | Elect Director Craig E. Weatherup | Management | For | For |
1.11 | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
MANPOWER INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.2 | Elect Director John R. Walter | Management | For | For |
1.3 | Elect Director Marc J. Bolland | Management | For | For |
1.4 | Elect Director Ulice Payne, Jr. | Management | For | For |
2 | Elect Director Roberto Mendoza | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Implement MacBride Principles | Shareholder | Against | Abstain |
6 | Other Business | Management | For | Against |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive CEO's Report | Management | None | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA | Management | For | Did Not Vote |
8 | Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve Remuneration of Nominating Committee and Auditors | Management | For | Did Not Vote |
10 | Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term | Management | For | Did Not Vote |
11 | Reelect Erling Lind, Merete Haugli and Yngve Myhre as Members of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13 | Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
14 | Instruct Board to Consider Establishing Committee or Authorising Existing Committee to Assess Company's Operations in Terms of Handling Diseases in Accordance with General Environmental Management Responsibility | Shareholder | Against | Did Not Vote |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Gwendolyn S. King | Management | For | For |
1.3 | Elect Director Marc D. Oken | Management | For | For |
1.4 | Elect Director David A. Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MARSHALL & ILSLEY CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: MI SECURITY ID: 571837103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew N. Baur | Management | For | Withhold |
1.2 | Elect D irector Jon F. Chait | Management | For | Withhold |
1.3 | Elect Director John W. Daniels, Jr. | Management | For | Withhold |
1.4 | Elect Director Mark F. Furlong | Management | For | Withhold |
1.5 | Elect Director Ted D. Kellner | Management | For | Withhold |
1.6 | Elect Director Dennis J. Kuester | Management | For | Withhold |
1.7 | Elect Director David J. Lubar | Management | For | Withhold |
1.8 | Elect Director Katharine C. Lyall | Management | For | Withhold |
1.9 | Elect Director John A. Mellowes | Management | For | Withhold |
1.10 | Elect Director San W. Orr, Jr. | Management | For | Withhold |
1.11 | Elect Director Robert J. O'Toole | Management | For | Withhold |
1.12 | Elect Director Peter M. Platten, III | Management | For | Withhold |
1.13 | Elect Director John S. Shiely | Management | For | Withhold |
1.14 | Elect Director George E. Wardeberg | Management | For | Withhold |
1.15 | Elect Director James B. Wigdale | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Require a Majority Vote for the Election of Direct ors | Shareholder | Against | Against |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Managem ent Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnib us Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: DEC 15, 2008 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Managem ent | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 23, 2008 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director James V. Napier | Management | For | For |
10 | Elect Director Jane E. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Teruaki Aoki | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Rob ert E. Switz | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MISYS PLC MEETING DATE: SEP 30, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 4.95 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Al-Noor Ramji as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,679,761 | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 275,863 | Management | For | For |
8 | Authorise up to GBP 503,928 for Market Purchase | Management | For | For |
9 | Authorise the Company and Its Subsidiaries to Make Political Donations to EU Political Organisations up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
10 | Adopt New Articles of Association | Management | For | For |
11 | Approve The Misys Omnibus Share Plan | Management | For | For |
12 | Authorise the Directors to Establish Schedules to or Further Share Plans Based on the Omnibus Plan but Modified to Take Account of Local Tax, Exchange Control or Securities Laws in Overseas Territories | Management | For | For |
13 | Approve The Misys Share Incentive Plan | Management | For | For |
14 | Authorise the Directors to Establish Schedules to or Further Share Pla ns Based on the SIP but Modified to Take Account of Local Tax, Exchange Control or Securities Laws in Overseas Territories | Management | For | For |
MISYS PLC MEETING DATE: OCT 6, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger of the Company's Subsidiary Misys Healthcare and Patriot Merger Company, LLC, a Subsidiary of Allscripts; Approve Purchase by the Company or its Designee of Either 18,857,152 or 18,957,152 Shares of Newly Issued Allscripts Common Stock | Management | For | For |
MISYS PLC MEETING DATE: DEC 9, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Allscripts Healthcare Solutions, Inc. Amended and Restated 1993 Stock Incentive Plan | Management | For | For |
MKS INSTRUMENTS, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MKSI SECURITY ID: 55306N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leo Berlinghieri | Management | For | For |
1.2 | Elect Director Hans-Jochen Kahl | Management | For | For |
1.3 | Elect Director Louis P. Valente | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Manag ement | For | Against |
5 | Ratify Auditors | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore Iannuzzi | Management | For | For |
1.2 | Elect Director Robert J. Chrenc | Management | For | For |
1.3 | Elect Director John Gaulding | Management | For | For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1.5 | Elect Director Ronald J. Kramer | Management | For | For |
1.6 | Elect Director Roberto Tunioli | Management | For | For |
1.7 | Elect Director Timothy T. Yates | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Brown | Management | For | Against |
1.2 | Elect Director D. Dorman | Management | For | Against |
1.3 | Elect Director W. Hambrecht | Management | For | Against |
1.4 | Elect Director S. Jha | Management | For | Against |
1.5 | E lect Director J. Lewent | Management | For | Against |
1.6 | Elect Director K. Meister | Management | For | Against |
1.7 | Elect Director T. Meredith | Management | For | Against |
1.8 | Elect Director S. Scott III | Management | For | Against |
1.9 | Elect Director R. Sommer | Management | For | Against |
1.10 | Elect Director J. Stengel | Management | For | Against |
1.11 | Elect Director A. Vinciquerra | Management | For | Against |
1.12 | Elect Director D. Warner III | Management | For | Against |
1.13 | Elect Director J. White | Management | For | Against |
2 | Adjust Par Value of Common Stock | Management | For | For |
3 | Approve Repricing of Options | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | Against |
8 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
9 | Amend Human Rights Policies | Shareholder | Against | Abstain |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 2, 2009 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eugene M. Isenberg as Director | Management | For | Withhold |
1.2 | Elect William T. Comfort as Director | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix their Remuneration | Management | For | For |
3 | Pay for Superior Performance | Shareholder | Against | Against |
4 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NATIONAL SEMICONDUCTOR CORP. MEETING DATE: SEP 25, 2008 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian L. Halla | Management | For | For |
2 | Elect Director Steven R. Appleton | Management | For | For |
3 | Elect Director Gary P. Arnold | Management | For | For |
4 | Elect Director Richard J. Danzig | Management | For | For |
5 | Elect Director John T. Dickson | Management | For | For |
6 | Elect Director Robert J. Frankenberg | Management | For | For |
7 | Elect Director Modesto A. Maidique | Management | For | For |
8 | Elect Director Edward R. McCracken | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NCR CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Nuti | Management | For | For |
1.2 | Elect Director Gary Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
1.4 | Elect Director Quincy Allen | Management | For | For |
1.5 | Elect Director Richard L. Clemmer | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 2, 2008 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Carol A. Bartz | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Thomas Georgens | Management | For | For |
1.7 | Elect Director Edward Kozel | Management | For | For |
1.8 | Elect Director Mark Leslie | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director George T. Shaheen | Management | For | For |
1.11 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: NTAP &nb sp; SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
NEW YORK COMMUNITY BANCORP, INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: NYB SECURITY ID: 649445103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen E. Clancy | Management | For | For |
1.2 | Elect Director Robert S. Farrell | Management | For | For |
1.3 | Elect Director Joseph R. Ficalora | Management | For | For |
1.4 | Elect Director James J. O'Donovan | Management | For | For |
1.5 | Elect Director Hanif W. Dahya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWCREST MINING LTD. MEETING DATE: OCT 30, 2008 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Consider the Financial Report of the Company and the Reports of the Directors and Auditors for the Year Ended June 30, 2008 | Management | None | For |
2a | Elect Richard Knight as Director | Management | For | For |
2b | Elect Don Mercer as Director | Management | For | For |
3 | Approve Remuneration Report for the Year Ended June 30, 2008 | Management | For | For |
4 | Renew Partial Takeover Provision | Management | For | For |
5 | Approve Amen dments to the Company's Constitution | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Pro posed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glen A. Barton | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Robert J. Miller | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director James V. Taranik | Management | For | For |
1.12 | Elect Director Simon Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Ca ll Special Meetings | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
NOBLE CORPORATION MEETING DATE: MAR 17, 2009 | ||||
TICKER: NE & nbsp; SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Management | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 15, 2009 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | For |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | For |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | For |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | For |
8 | Elect Director David M. Szymanski | Management | For | For |
9 | Ratify Auditors | Management | F or | For |
OMNICOM GROUP INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Robert Charles Clark | Management | For | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.6 | Elect Director Errol M. Cook | Management | For | For |
1.7 | Elect Director Susan S. Denison | Management | For | For |
1.8 | Elect Director Michael A. Henning | Management | For | For |
1.9 | Elect Director John R. Murphy | Management | For | For |
1.10 | Elect Directo r John R. Purcell | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
ORTHOFIX INTERNATIONAL MEETING DATE: JUN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Charles W. Federic as Director | Management | For | For |
1.4 | Elect Guy J. Jordan as Director | Management | For | For |
1.5 | Elect Thomas J. Kester as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P.Von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weissl as Director | Management | For | For |
2 | Amend Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | F or |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PARAMETRIC TECHNOLOGY CORP. MEETING DATE: MAR 4, 2009 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Grierson | Management | For | Withhold |
1.2 | Elect Director James E. Heppelmann | Management | For | Withhold |
1.3 | Elect Director Oscar B. Marx, III | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. ) MEETING DATE: MAY 22, 2009 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jan H. Holsboer as Director | Management | For | For |
1.2 | Elect Kevin M. Twomey as Director | Management | For | For |
2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve 2009 Employee Share Plan | Management | For | For |
4 | Amend Non-Employee Director Share Plan | Management | For | Against |
5 | Approve Term Extension of Swiss Share Purchase Plan | Management | For | Against |
6A | Approve Elimination of Supermajority Vote Requirement | Management | For | For |
6B | Amend Bylaws Re: Advance Notice Provisions | Management | For | For |
6C | Amend Bylaws Re: Limitations on Ownership and Voting | Management | For | Against |
6D | Amend Bylaws Re: Idemnification Provisions | Management | For | For |
6E | Amend Bylaws Re: Election, Disqualification and Removal of Director Provisions | Management | For | Against |
6F | Amend Bylaws Re: Other Changes | Management | For | For |
PATTERSON-UTI ENERGY INC. MEETING DATE: JUN 3, 2009 | ||||
TICKE R: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Kenneth R. Peak | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: NOV 12, 2008 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
1.2 | Elect Director Harold Cramer | Management | For | Withhold |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | Withhold |
1.2 | Elect Director John M. Jacquemin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PENTAIR, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: PNR SECURITY ID: 709631105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Haggerty | Management | For | Against |
1.2 | Elect Director Randall J. Hogan | Management | F or | Against |
1.3 | Elect Director David A. Jones | Management | For | Against |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PETSMART MEETING DATE: JUN 17, 2009 | ||||
TICKER: PETM SECURI TY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rita V. Foley | Management | For | For |
2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
3 | Elect Director Amin I. Khalifa | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: DEC 23, 2008 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
POOL CORP. MEETING DATE: MAY 5, 2009 | ||||
TICKER: POOL SECURITY ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilson B. Sexton | Management | For | For |
1.2 | Elect Director Andrew W. Code | Management | For | For |
1.3 | Elect Director James J.Gaffney | Management | For | For |
1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1.6 | Elect Director Harlan F. Seymour | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director John E. Stokely | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2008 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director C arl W. Neun | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | For |
1.2 | Elect Director Robert Ripp | Management | For | For |
1.3 | Elect Dire ctor Thomas J. Usher | Management | For | For |
1.4 | Elect Director David R. Whitwam | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PPL CORP. MEETING DATE: MAY 20, 2009 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Conway | Management | For | For |
1.2 | Elect Director E. Allen Deaver | Management | For | For |
1.3 | Elect Director James H. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | Withhold |
1.2 | Elect Director Kenneth M. Burke | Management | For | Withhold |
1.3 | Elect Director Archie W. Dunham | Management | For | Withhold |
1.4 | Elect Director David A. Hager | Management | For | Withhold |
1.5 | Elect Director Francis S. Kalman | Management | For | Withhold |
1.6 | Elect Director Ralph D. McBride | Management | For | Withhold |
1.7 | Elect Director Robert G. Phillips | Management | For | Withhold |
1.8 | Elect Director Louis A. Raspino | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PROLOGIS MEETING DATE: MAY 20, 2009 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | Withhold |
1.2 | Elect Director George L. Fotiades | Management | For | Withhold |
1.3 | Elect Director Christine N. Garvey | Management | For | Withhold |
1.4 | Elect Director Lawrence V. Jackson | Management | For | Withhold |
1.5 | Elect Director Donald P. Jacobs | Management | For | Withhold |
1.6 | Elect Director Walter C. Rakowich | Management | For | Withhold |
1.7 | Elect Director D. Michael Steuert | Management | For | Withhold |
1.8 | Elect Director J. Andre Teixeira | Management | For | Withhold |
1.9 | Elect Director William D. Zollars | Management | For | Withhold |
1.10 | Elect Director Andrea M. Zulberti | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PROSPERITY BANCSHARES, INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: PRSP SECURITY ID: 743606105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bouligny | Management | For | Withhold |
1.2 | Elect Director Robert Steelhammer | Management | For | Withhold |
1.3 | Elect Director .E. Timanus, Jr | Management | For | Withhold |
1.4 | Elect Director Ervan E. Zouzalik | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QWEST COMMUNICATIONS INTERNATIONAL INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: Q SECURITY ID: 749121109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Mueller | Management | For | For |
1.2 | Elect Director Linda G. Alvarado | Management | For | For |
1.3 | Elect Director Charles L. Biggs | Management | For | For |
1.4 | Elect Director K. Dane Brooksher | Management | For | For |
1.5 | Elect Director Peter S. Hellman | Management | For | For |
1.6 | Elect Director R. David Hoover | Management | For | For |
1.7 | Elect Director Patrick J. Martin | Management | For | For |
1.8 | Elect Director Caroline Matthews | Management | For | For |
1.9 | Elect Director Wayne W. Murdy | Management | For | For |
1.10 | Elect Director Jan L. Murley | Management | For | For |
1.11 | Elect Director James A. Unruh | Management | For | For |
1.12 | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Terms of Severance Payments to Executives | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Amend Bylaws-- Call Special Meetings | Sharehold er | Against | For |
7 | Reincorporate in Another State [Delaware to North Dakota] | Shareholder | Against | Against |
R. R. DONNELLEY & SONS CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Elect Direct or E.V. (Rick) Goings | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Susan M. Ivey | Management | For | For |
7 | Elect Director Thomas S. Johnson | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Michael T. Riordan | Management | For | For |
10 | Elect Director Oliver R. Sockwell | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Christopher Coleman as Director | Management | For | For |
3 | Elect Jon Walden as Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve the Fees Payable to Directors | Management | For | For |
6 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Management | For | For |
RANDGOLD RESOURCES LTD. MEETING DATE: JUL 28, 2008 | ||||
TICKER: GOLD SECURITY ID: 75234430 9 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Randgold Resources Limited Restricted Share Scheme | Management | For | For |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Blackburn | Management | For | For |
1.2 | Elect Director Anthony V. Dub | Management | For | For |
1.3 | Elect Di rector V. Richard Eales | Management | For | For |
1.4 | Elect Director Allen Finkelson | Management | For | For |
1.5 | Elect Director James M. Funk | Management | For | For |
1.6 | Elect Director Jonathan S. Linker | Management | For | For |
1.7 | Elect Director Kevin S. McCarthy | Management | For | For |
1.8 | Elect Director John H. Pinkerton | Management | For | For |
1.9 | Elect Director Jeffrey L. Ventura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
REGAL ENTERTAINMENT GROUP MEETING DATE: MAY 6, 2009 | ||||
TICKER: RGC SECURITY ID: 758766109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Brymer | Management | For | For |
1.2 | Elect Director Michael L. Campbell | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGIONS FINANCIAL CORP. MEETING DATE: APR 16, 2009 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Bryan | Management | For | For |
1.2 | Elect Director David J. Cooper, Sr. | Management | For | For |
1.3 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
1.4 | Elect Director Don DeFosset | Management | For | For |
1.5 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1.6 | Elect Director Charles D. McCrary | Managem ent | For | For |
1.7 | Elect Director James R. Malone | Management | For | For |
1.8 | Elect Director Claude B. Nielsen | Management | For | For |
1.9 | Elect Director C. Dowd Ritter | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
REGIS CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: RGS SECURITY ID: 758932 107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | For |
1.2 | Elect Director Paul D. Finkelstein | Management | For | For |
1.3 | Elect Director Thomas L. Gregory | Management | For | For |
1.4 | Elect Director Van Zandt Hawn | Management | For | For |
1.5 | Elect Director Susan S. Hoyt | Management | For | For |
1.6 | Elect Director David B. Kunin | Management | For | For |
1.7 | Elect Director Stephen Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RENAULT MEETING DATE: MAY 6, 2009 | ||||
TICKER: RNO SECURITY ID: F77098105 | ||||
Proposal No | Proposal | Proposed B y | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | M anagement | For | For |
5 | Reelect Dominique de la Garanderie as Director | Management | For | For |
6 | Elect Takeshi Isayama as Director | Management | For | For |
7 | Elect Alain J.P. Belda as Director | Management | For | For |
8 | Elect Philippe Chartier as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Michel Sailly Representative of Employee Shareholders to the Board | Management | For | For |
10 | Approve Auditor's Report | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 500 Million | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | None | None |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | None | None |
20 | Approve Employ ee Stock Purchase Plan | Management | For | Against |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG &nb sp; SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Management | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Managemen t | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 30, 2009 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hopkins | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Bettina M. Whyte | Management | For | For |
1.4 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
; | ||||
---|---|---|---|---|
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SABMILLER PLC MEETING DATE: JUL 31, 2008 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Rob Pieterse as Director | Management | For | For |
4 | Elect Maria Ramos as Director | Management | For | For |
5 | Re-elect Lord Robert Fellowes as Director | Management | For | For |
6 | Re-elect Graham Mackay as Director | Management | For | For |
7 | Re-elect John Manzoni as Director | Management | For | For |
8 | Re-elect Miles Morland as Director | Management | For | For |
9 | Re-elect Cyril Ramaphosa as Director | Management | For | For |
10 | Re-elect Meyer Kahn as Director | Management | For | For |
11 | Approve Final Dividend of 42 US Cent s Per Ordinary Share | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Approve SABMiller plc Approved Share Option Plan 2008, SABMiller plc Share Option Plan 2008, SABMiller plc Share Award Plan 2008, SABMiller plc Stock Appreciation Rights Plan 2008, SABMiller plc Associated Companies Employee Share Plan | Management | For | For |
15 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896 | Management | For | For |
16 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7,528,896 | Management | For | For |
17 | Authorise 150,577,927 Ordinary Shares for Market Purchase | Management | For | For |
18 | Amend Articles of Association; Approve Contingent Purchase Con tract Between the Company and SABMiller Jersey Limited Providing the Company to Purchase up to 77,368,338 of its Own Non-Voting Convertible Shares | Management | For | For |
19 | Adopt New Articles of Association | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Burd | Management | For | For |
1.2 | Elect Director Janet E. Grove | Management | For | For |
1.3 | Elect Director Mohan Gyani | Management | For | For |
1.4 | Elect Director Paul Hazen | Management | For | For |
1.5 | Elect Director Frank C. Herringer | Management | For | For |
1.6 | Elect Director Robert I. MacDonnell | Management | For | For |
1.7 | Elect Director Kenneth W. Oder | Management | For | For |
1.8 | Elect Director Rebecca A. S tirn | Management | For | For |
1.9 | Elect Director William Y. Tauscher | Management | For | For |
1.10 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide for Cumulative Voting | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
SCRI PPS NETWORKS INTERACTIVE, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: SNI SECURITY ID: 811065101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Dale Pond | Management | For | Withhold |
1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
SEALY CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: ZZ SECURITY ID: 812139301 | ||||
Proposal No | Proposal | Proposed By | Management Reco mmendation | Vote Cast |
1.1 | Elect Director Andrew J. Bellas | Management | For | For |
1.2 | Elect Director Brian F. Carroll | Management | For | For |
1.3 | Elect Director James W. Johnston | Management | For | For |
1.4 | Elect Director Gary E. Morin | Management | For | For |
1.5 | Elect Dire ctor Dean B. Nelson | Management | For | For |
1.6 | Elect Director Paul J. Norris | Management | For | For |
1.7 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Directo r Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SEPRACOR INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: SEPR SECURITY ID: 817315104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Cresci | Management | For | Withhold |
1.2 | Elect Director James F. Mrazek | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 13, 2009 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Waltrip | Management | For | For |
1.2 | Elect Director Anthony L. Coelho | Management | For | For |
1.3 | Elect Director A.J. Foyt, Jr. | Management | For | For |
1.4 | Elect Director Edward E. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SHERWIN-WILLIAMS CO., THE MEETING DATE: APR 15, 2009 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director James C. Boland | Management | For | For |
1.3 | Elect Director Christopher M. Connor | Management | For | For |
1.4 | Elect Director David F. Hodnik | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director Gary E. McCullough | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Curtis E. Moll | Management | For | For |
1.9 | Elect Director Richard K. Smucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SL GREEN REALTY CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Green | Management | For | For |
1.2 | Elect Director John H. Alschuler, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SMITH INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: SII SECURITY ID: 832110100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Kelley | M anagement | For | Withhold |
1.2 | Elect Director Luiz Rodolfo Landim Machado | Management | For | Withhold |
1.3 | Elect Director Doug Rock | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert L. Howard | Management | For | Withhold |
1.3 | Elect Director Harold M. Korell | Management | For | Withhold |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | Withhold |
1.5 | Elect Director Kenneth R. Mourton | Management | For | Withhold |
1.6 | Elect Director Charles E. Scharlau | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
ST. JOE COMPANY, THE MEETING DATE: MAY 12, 2009 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ainslie | Management | For | For |
1.2 | Elect Director Hugh M. Durde n | Management | For | For |
1.3 | Elect Director Thomas A. Fanning | Management | For | For |
1.4 | Elect Director Wm. Britton Greene | Management | For | For |
1.5 | Elect Director Adam W. Herbert, Jr. | Management | For | For |
1.6 | Elect Director Delores M. Kesler | Management | For | For |
1.7 | Elect Director John S. Lord | Management | For | For |
1.8 | Elect Director Walter L. Revell | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director Peter F. Dicks | Management | For | For |
1.3 | Elect Director Stephen C. McCluski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY WORKS, THE MEETING DATE: APR 23, 2009 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick D. Campbell | Management | For | Withhold |
1.2 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr . | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: SU SECURITY ID: 867229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3.1 | Elect Director Mel E. Benson | Management | For | For |
3.2 | Elect Director Brian A. Canfield | Management | For | For |
3.3 | Elect Director Bryan P. Davies | Management | For | For |
3.4 | Elect Director Brian A. Felesky | Management | For | For |
3.5 | Elect Director John T. Ferguson | Management | For | For |
3.6 | Elect Director W. Douglas Ford | Management | For | For |
3.7 | Elect Director Richard L. George | Management | For | For |
3.8 | Elect Director John R. Huff | Management | For | For |
3.9 | Elect Director M. Ann McCaig | Management | For | For |
3.10 | Elect Director Michael W. O'Brien | Management | For | For |
3.11 | Elect Director Eira M. Thomas | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SUPERVALU INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: SVU SECURITY ID: 868536103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irwin S. Cohen | Management | For | For |
2 | Elect Director Ronald E. Daly | Management | For | For |
3 | Elect Director Lawrence A. Del Santo | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Craig R. Herkert | Management | For | For |
6 | Elect Director Kathi P. Seifert | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Report on Halting Tobacco Sales | Shareholder | Against | Abstain |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
1.2 | Elect Director Bruce A. Hepburn | Management | For | For |
1.3 | Elect Director Scott J. Newkam | Management | For | For |
1.4 | Elect Director M. Zev Rose | Management | For | For |
1.5 | Elect Director Christine Sears | Management | For | For |
1.6 | Elect Director Roger V. Wiest | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: TROW &nbs p; SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Bernard | Management | For | For |
1.2 | Elect Director James T. Brady | Management | For | For |
1.3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
1.4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1.5 | Elect Director James A.C. Kennedy | Management | For | For |
1.6 | Elect Director Brian C. Rogers | Management | For | For |
1.7 | Elect Director Alfred Sommer | Management | For | For |
1.8 | Elect Director Dwight S. Taylor | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TALBOTS, INC., THE MEETING DATE: MAY 21, 2009 | ||||
TICKER: TLB SECURITY ID: 874161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Gleeson | Management | For | For |
1.2 | Elect Director Tsutomu Kajita | Management | For | For |
1.3 | Elect Director Motoya Okada | Management | For | For |
1.4 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.5 | Elect Director Yoshihiro Sano | Management | For | For |
1.6 | Elect Director Trudy F. Sullivan | Management | For | For |
1.7 | Elect Director Susan M. Swain | Management | For | For |
1.8 | Elect Director Isao Ts uruta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TANGER FACTORY OUTLET CENTERS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SKT SECURITY ID: 875465106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley K. Tanger | Management | For | For |
1.2 | Elect Director Steven B. Tanger | Management | For | For |
1.3 | Elect Director Jack Africk | Management | For | For |
1.4 | Elect Direct or William G. Benton | Management | For | For |
1.5 | Elect Director Bridget Ryan Berman | Management | For | For |
1.6 | Elect Director Thomas E. Robinson | Management | For | For |
1.7 | Elect Director Allan L. Schuman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TCF FINANCIAL CORP. MEETING DATE: APR 29, 2009 | ||||
TICKER: TCB SECURITY ID: 872275102 | ||||
Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bieber | Management | For | Withhold |
1.2 | Elect Director Theodore J. Bigos | Management | For | For |
1.3 | Elect Director William A. Cooper | Management | For | Withhold |
1.4 | Elect Director Thomas A. Cusick | Management | For | Withho ld |
1.5 | Elect Director Gregory J. Pulles | Management | For | Withhold |
1.6 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
1.7 | Elect Director Douglas A. Scovanner | Management | For | Withhold |
1.8 | Elect Director Barry N. Winslow | Management | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 18, 2009 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Edmund Clark | Management | For | Withhold |
1.2 | Elect Director Mark L. Mitchell | Management | For | Withhold |
1.3 | Elect Director Joseph H. Moglia | Management | For | Withhold |
1.4 | Elect Director Thomas S. Ricketts | Management | For | Withhold |
1.5 | Elect Director Fredric J. Tomczyk | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.) MEETING DATE: JUN 22, 2009 | ||||
TICKER: TLFNF SECURITY ID: 879382109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2 | Approve Dividend Charged to Unrestricted Reserves | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly | Management | For | For |
6 | Ratify Auditors for Fiscal Year 2009 | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TEMPUR-PEDIC INTERNATIONAL, INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Thomas Bryant | Management | For | For |
1.2 | Elect Director Francis A. Doyle | Management | For | For |
1.3 | Elect Director John Heil | Management | For | For |
1.4 | Elect Director Peter K. Hoffman | Management | For | For |
1.5 | Elect Director Sir Paul Judge | Manageme nt | For | For |
1.6 | Elect Director Nancy F. Koehn | Management | For | For |
1.7 | Elect Director Christopher A. Masto | Management | For | For |
1.8 | Elect Director P. Andrews McLane | Management | For | For |
1.9 | Elect Director Mark Sarvary | Management | For | For |
1.10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THQ INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Management | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | F or | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 6, 2009 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Richard L. Bond | Management | For | For |
1.4 | Elect Director Lloyd V. Hackley | Management | For | For |
1.5 | Elect Director Jim Kever | Management | For | For |
1.6 | Elect Director Kevin M. McNamara | Management | For | For |
1.7 | Elect Director Brad T. Sauer | Management | For | For |
1.8 | Elect Director Jo Ann R. Smith | Management | For | For |
1.9 | Elect Director Barbara A. Tyson | Management | For | For |
1.10 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
4 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
U.S. BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1.2 | Elect Director Y. Marc Belton | Management | For | For |
1.3 | Elect Director Richard K. Davis | Management | For | For |
1.4 | Elect Director Joel W. Johnson | Management | For | For |
1.5 | Elect Director David O'Maley | Management | For | For |
1.6 | Elect Director O'dell M. Owens | Management | For | For |
1.7 | Elect Director Craig D. Schnuck | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
UNISYS CORP. MEETING DATE: JUL 24, 2008 | ||||
TICKER: UIS SECURITY ID: 909214108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Bolduc | Management | For | Withhold |
1.2 | Elect Director James J. Duderstadt | Management | For | Withhold |
1.3 | Elect Director Matthew J. Espe | Management | For | Withhold |
1.4 | Elect Director Denise K. Fletcher | Management | For | Withhold |
1.5 | Elect Director Clay B. Lifflander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Duane Ackerman | Management | For | For |
1.2 | Elect Director Michael J. Burns | Management | For | For |
1.3 | Elect Director D. Scott Davis | Management | For | For |
1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
1.5 | Elect Director Michael L. Eskew | Management | For | For |
1.6 | Elect Director William R. Johnson | Management | For | For |
1.7 | Elect Director Ann M. Livermore | Management | For | For |
1.8 | Elect Director Rudy Markham | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director Carol B. Tome | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
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UNUM GROUP MEETING DATE: MAY 22, 2009 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Godwin | Management | For | For |
1.2 | Elect Director Thomas Kinser | Management | For | For |
1.3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Muhl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
URS CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Jesse Arnelle | Management | For | Against |
2 | Elect Director Armen Der Marderosian | Management | For | Against |
3 | Elect Director Mickey P. Foret | Management | For | Against |
4 | Elect Director Lydia H. Kennard | Management | For | Against |
5 | Elect Director Martin M. Koffel | Management | For | Against |
6 | Elect Director Joseph W. Ralston | Management | For | Against |
7 | Elect Director John D. Roach | Management | For | Against |
8 | Elect Director Douglas W. Stotlar | Management | For | Against |
9 | Elect Director William P. Sullivan | Management | For | Against |
10 | Elect Director William D. Walsh | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
VAIL RESORTS, INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Man agement Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director Joe R. Micheletto | Management | For | For |
1.7 | Elect Director John T. Redmond | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
1.9 | Elect Director William P. Stiritz | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VCA ANTECH, INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: WOOF SECURITY ID: 918194101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Baumer | Management | For | For |
1.2 | Elect Director Frank Reddick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VF CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director W. Alan McCollough | Management | For | For |
1.3 | Elect Director M. Rust Sharp | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
VISA INC. MEETING DATE: OCT 14, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Management | For | For |
VISA INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation | Management | For | For |
VISA INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hani Al-Qadi | Management | For | Against |
1.2 | Elect Director Charles T. Doyle | Management | For | Against |
1.3 | Elect Director Peter Hawkins | Management | For | Against |
1.4 | Elect Director David I. McKay | Management | For | Against |
1.5 | Elect Director Charles W. Scharf | Management | For | Against |
1.6 | Elect Director Segismundo Schulin-Zeuthen | Management | For | Against |
2.1 | Elect Director Thomas J. Campbell | Management | For | Against |
2.2 | Elect Director Gary P. Coughlan | Management | For | Against |
2.3 | Elect Director Mary B. Cranston | Management | For | Against |
2.4 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Against |
2.5 | Elect Director Suzanne Nora Johnson | Management | For | Against |
2.6 | Elect Director Joseph. W. Saunders | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VORNADO REALTY TRUST MEETING DATE: MAY 14, 2009 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
VULCAN MATERIALS CO. MEETING DATE: MAY 8, 2009 | ||||
TICKER: VMC SECURITY ID: 929160109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote C ast |
1.1 | Elect Director H. Allen Franklin | Management | For | Withhold |
1.2 | Elect Director Richard T. O'Brien | Management | For | For |
1.3 | Elect Director Donald B. Rice | Management | For | Withhold |
1.4 | Elect Director Phillip W. Farmer | Management | For | Withhold |
1.5 | Elect Director Phillip James V. Napier | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
W.W. GRAINGER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Richard L. Keyser | Management | For | For |
1.6 | Elect Director Stu art L. Levenick | Management | For | For |
1.7 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.8 | Elect Director Neil S. Novich | Management | For | For |
1.9 | Elect Director Michael J. Roberts | Management | For | For |
1.10 | Elect Director Gary L. Rogers | Management | For | For |
1.11 | Elect Director James T. Ryan | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
1.13 | Elect Director Harold B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2009 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | Against |
2 | Elect Director John E. Bryson | Management | For | Against |
3 | Elect Director John S. Chen | Management | For | Against |
4 | Elect Director Judith L. Estrin | Management | For | Against |
5 | Elect Director Robert A. Iger | Management | For | Against |
6 | Elect Director Steven P. Jobs | Management | For | Against |
7 | Elect Director Fred H. Langhammer | Management | For | Against |
8 | Elect Director Aylwin B. Lewis | Management | For | Against |
9 | Elect Director Monica C. Lozano | Management | For | Against |
10 | Elect Director Robert W. Matschullat | Management | For | Against |
11 | Elect Director John E. Pepper , Jr. | Management | For | Against |
12 | Elect Director Orin C. Smith | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus St ock Plan | Management | For | Against |
15 | Amend Executive Incentive Bonus Plan | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensati on | Shareholder | Against | Abstain |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: WFSL SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Clearman | Management | For | For |
1.2 | Elect Director James J. Doud, Jr. | Management | For | For |
1.3 | Elect Director H. Dennis Halvorson | Management | For | For |
1.4 | Elect Director Roy M. Whitehead | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Managemen t | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Directo r Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | M anagement | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Engel | Management | For | For |
1.2 | Elect Director Steven A. Raymund | Management | For | For |
1.3 | Elect Director Lynn M. Utter | Management | For | For |
1.4 | Elect Director William J. Vareschi | Management | For | For |
1.5 | Elect Director Stephen A. Van Oss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles /Bylaws/Charter | Shareholder | Against | For |
WILLIAMS-SONOMA, INC. MEETING DATE: MAY 22, 2009 | ||||
TICKER: WSM SECURITY ID: 969904101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Howard Lester | Management | For | For |
1.2 | Elect Director Adrian D.P. Bellamy | Management | For | For |
1.3 | Elect Director Patrick J. Connolly | Management | For | For |
1.4 | Elect Director Adrian T. Dillon | Management | For | For |
1.5 | Elect Director Anthony A. Greener | Management | For | For |
1.6 | Elect Director Ted W. Hall | Management | For | For |
1.7 | Elect Director Michael R. Lynch | Management | For | For |
1.8 | Elect Director Richard T. Robertson | Management | For | For |
1.9 | Elect Director David B. Zenoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
WILLIS GROUP HOLDINGS LTD MEETING DATE: APR 22, 2009 | ||||
TICKER: WSH SECURITY ID: G96655108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William W. Bradley as Director | Management | For | Against |
1.2 | Elect Joseph A. Califano as Director | Management | For | Against |
1.3 | Elect Anna C. Catalano as Director | Management | For | Against |
1.4 | Elect Sir Roy Gardner as Director | Management | For | Against |
1.5 | Elect Sir Jeremy Hanley as Director | Management | For | Against |
1.6 | Elect Robyn S. Kravit as Director | Management | For | Against |
1.7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
1.8 | Elect Wendy E. Lane as Director | Management | For | Against |
1.9 | Elect James F. McCann as Director | Management | For | Against |
1.10 | Elect Joseph J. Plumeri as Director | Management | For | Against |
1.11 | Elect Douglas B. Roberts as Director | Management | For | Against |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: WINN SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | Withhold |
1.2 | Elect Director Charles P. Garcia | Management | For | Withhold |
1.3 | Elect Director Jeffrey C. Girard | Management | For | Withhold |
1.4 | Elect Director Yvonne R. Jackson | Management | For | Withhold |
1.5 | Elect Direct or Gregory P. Josefowicz | Management | For | Withhold |
1.6 | Elect Director Peter L. Lynch | Management | For | Withhold |
1.7 | Elect Director James P. Olson | Management | For | Withhold |
1.8 | Elect Director Terry Peets | Management | For | Withhold |
1.9 | Elect Director Richard E. Rivera | Management | For | Wi thhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WINNEBAGO INDUSTRIES, INC. MEETING DATE: DEC 16, 2008 | ||||
TICKER: WGO SECURITY ID: 974637100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Hanson | Management | For | For |
1.2 | Elect Director Gerald C. Kitch | Management | For | For |
1.3 | Elect Director Robert J. Olson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WMS INDUSTRIES INC. MEETING DATE: DEC 11, 2008 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold H. Bach, Jr. | Management | For | Withhold |
1.2 | Elect Director Robert J. Bahash | Management | For | Withhold |
1.3 | Elect Director Brian R. Gamache | Management | For | Withhold |
1.4 | Elect Director Patricia M. Nazemetz | Management | For | Withhold |
1.5 | Elect Director Louis J. Nicastro | Management | For | Withhold |
1.6 | Elect Director Neil D. Nicastro | Management | For | Withhold |
1.7 | Elect Director Edward W. Rabin, Jr. | Management | For | Withhold |
1.8 | Elect Director Ira S. Sheinfeld | Management | For | Withhold |
1.9 | Elect Director Bobby L. Siller | Management | For | Withhold |
1.10 | Elect Director W.J. Vareschi, Jr. | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WPP GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: SECURITY ID: G9787H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement; Approve Reduction and Subsequent Increase in Cap,; Capitalise Reserves; Issue Equity with Rights; Adopt Replacement and Continuing Share Plans; Ensure Satisfactio n of Outstanding and Existing Awards; Amend Art. of Assoc. | Management | For | For |
2 | Reduce Amount Standing to Credit of New WPP's Share Premium Account (Including Amount Arising Pursuant to Scheme) in Its Entirety (or up to Such Amount Approved by Jersey Court) by Crediting Such Amount to a Reserve of Profit to be Available to New WPP | Management | For | For |
3 | Approve Change of Company Name to WPP 2008 plc | Management | For | For |
4 | Approve Delisting of WPP Shares from the Official List | Management | For | For |
5 | Authorise the New WPP Directors to Ensure that the Sponsoring Companies of the Inherited Share Plans are Able to Satisfy Existing Awards Under the Inherited Share Plans Using Newly Issued New WPP Shares or New WPP Treasury Shares | Management | For | For |
WPP GROUP PLC MEETING DATE: OCT 30, 2008 | ||||
TICKER: SECURITY ID: G9787H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of the Scheme Shares | Management | For | For |
WPP PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: WPP SECURITY ID: G9787K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Colin Day as Director | Management | For | For |
4 | Re-elect Lubna Olayan as Director | Management | For | Against |
5 | Re-elect Jeffrey Rosen as Director | Management | For | For |
6 | Re-elect Esther Dyson as Director | Management | For | For |
7 | Re-ele ct John Quelch as Director | Management | For | For |
8 | Re-elect Stanley Morten as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,985,690 | Management | For | Against |
11 | Authorise 125,294,634 Ordinary Shares for Market Purchase | Management | For | For |
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,276,908 | Management | For | Against |
WPP PLC MEETING DATE: JUN 2, 2009 | ||||
TICKER: WPP SECURITY ID: G9787K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve WPP plc Leadership Equity Acquisition Plan III (LEAP III) | Management | For | Against |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 15, 2009 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. McTavish | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director Regina O. Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORP MEETING DATE: MAY 12 , 2009 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Holmes | Management | For | Withhold |
1.2 | Elect Director Myra J. Biblowit | Management | For | Withhold |
1.3 | Elect Director Pauline D.E. Richards | Man agement | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
XEROX CORPORATION MEETING DATE: MAY 21, 2009 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. B ritt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director N. J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director Ann N. Reese | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
YAHOO!, INC. MEETING DATE: AUG 1, 2008 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Roy J. Bostock | Management | For | For |
1.2 | Elect Director Ronald W. Burkle | Management | For | For |
1.3 | Elect Director Eric Hippeau | Management | For | For |
1.4 | Elect D irector Vyomesh Joshi | Management | For | For |
1.5 | Elect Director Arthur H. Kern | Management | For | For |
1.6 | Elect Director Robert A. Kotick | Management | For | For |
1.7 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.8 | Elect Director Gary L. Wilson | Management | For | For |
1.9 | Elect Director Jerry Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pay For Superior Performance | Shareholder | Against | Against |
4 | Adopt Policies to Protect Freedom of Access to the Internet | Shareholder | Against | Abstain |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Lucian A. Bebchuk | Shareholder | For | Did Not Vote |
1.2 | Elect Director Frank J. Biondi, Jr. | Shareholder | For | Did Not Vote |
1.3 | Elect Director John H. Chapple | Shareholder | For | Did Not Vote |
1.4 | Elect Director Mark Cuban | Shareholder | For | Did Not Vote |
1.5 | Elect Director Adam Dell | Shareholder | For | Did Not Vote |
1.6 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.7 | Elect Director Keith A, Meister | Shareholder | For | Did Not Vote |
1.8 | Elect Director Edward H. Meyer | Shareholder | For | Did Not Vote |
1.9 | Elect Director Brian S. Posner | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Pay For Superior Performance | Shareholder | For | Did Not Vote |
4 | Adopt Policies to Pro tect Freedom of Access to the Internet | Shareholder | Against | Did Not Vote |
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Did Not Vote |
YAHOO!, INC. MEETING DATE: JUN 25, 2009 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carol Bartz | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Roy J. Bostock | Management | For | For |
1.4 | Elect Director Ronald W. Burkle | Management | For | For |
1.5 | Elect Director John H. Chapple | Management | For | For |
1.6 | Elect Director Eric Hippeau | Management | For | For |
1.7 | Elect Director Carl C. Icahn | Management | For | For |
1.8 | Elect Director Vyomesh Joshi | Management | For | For |
1.9 | Elect Director Arthur H. Kern | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.11 | Elect Director Gary L. Wilson | Management | For | For |
1.12 | Elect Director Jerry Yang | Management | For | For |
2 | Amend Omnibus St ock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ZENITH NATIONAL INSURANCE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ZNT SECURITY ID: 989390109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome L. Coben | Management | For | For |
1.2 | Elect Director Max M. Kampelman | Management | For | Withhold |
1.3 | Elect Director Robert J. Miller | Management | For | Withhold |
1.4 | Elect Director Fabian Nunez | Management | For | Withhold |
1.5 | Elect Director Catherine B. Reynolds | Management | For | Withhold |
1.6 | Elect Director Alan I. Rothenberg | Management | For | Withhold |
1.7 | Elect Director William S. Sessions | Management | For | Withhold |
1.8 | Elect Director Michael Wm. Zavis | Management | For | Withhold |
1.9 | Elect Director Stanley R. Zax | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: JUN 2, 2009 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R. D. Cash | Management | For | For |
2 | Elect Director Patricia Frobes | Management | For | For |
3 | Elect Director J. David Heaney | Management | For | For |
4 | Elect Director Harris H. Simmons | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ZUMTOBEL AG MEETING DATE: JUL 29, 2008 | ||||
TICKER: SECURITY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 | Management | None | Did Not Vote |
2 | Approve Allocation of Income for Fiscal 2007/2008 | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Supervisory Board for Fiscal 2007/2008 | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board Members for Fiscal 2008/2009 | Management | For | Did Not Vote |
5 | Elect Supervisory Board Members | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Amend Articles Re: Second Deputy Chairman of Supervisory Board | Management | For | Did Not Vote |
8 | Ratify Auditors for Fiscal 2008/2009 | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY ADVISOR VALUE STRATEGIES FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (C ommittee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 10, 2009 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Bachmann | Management | For | Withhold |
1.2 | Elect Director Michael S. Jeffries | Management | For | Withhold |
1.3 | Elect Director John W. Kessler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
ACCO BRANDS CORPORATION MEETING DATE: MAY 19, 2009 | ||||
TICKER: ABD SECURITY ID: 00081T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Thomas Hargrove | Management | For | For |
1.2 | Elect Director Robert H. Jenkins | Management | For | For |
1.3 | Elect Director Robert J. Keller | Management | For | For |
1.4 | Elect Director Michael Norkus | Management | For | For |
1.5 | Elect Director Norman H. Wesley | Management | For | For |
2 | Other Business | Management | For | Against |
ACE LTD. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Of Director: Michael G. Atieh | Management | For | For |
2 | Election Of Director: Mary A. Cirillo | Management | For | For |
3 | Election Of Director: Bruce L. Crockett | Management | For | For |
4 | Election Of Director: Thomas J. Neff | Management | For | For |
5 | Approval Of The Annual Report | Management | For | For |
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Management | For | For |
7 | Approval Of The Consolidated Financial Statements | Management | For | For |
8 | Allocation Of Disposable Profit | Management | For | For |
9 | Discharge Of The Board Of Directors | Management | For | For |
10 | Amendment Of Articles Of Association Relating To Special Auditor | Management | For | For |
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Management | For | For |
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Management | For | For |
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Management | For | For |
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Management | For | For |
ACUITY BRANDS, INC. MEETING DATE: JAN 8, 2009 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directo r Peter C. Browning | Management | For | For |
1.2 | Elect Director John L. Clendenin | Management | For | For |
1.3 | Elect Director Ray M. Robinson | Management | For | For |
1.4 | Elect Director Gordon D. Harnett | Management | For | For |
1.5 | Elect Director George C. (jack) Guynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS INC MEETING DATE: MAY 20, 2009 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | Withhold |
1.2 | Elect Director John C. Brouillard | Management | For | Withhold |
1.3 | Elect Director Darren R. Jackson | Management | For | Withhold |
1.4 | Elect Director William S. Oglesby | Management | For | Withhold |
1.5 | Elect Director Gilbert T. Ray | Management | For | Withhold |
1.6 | Elect Director Carlos A. Saladrigas | Management | For | Withhold |
1.7 | Elect Director Francesca M. Spinelli | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AEGEAN MARINE PETROLEUM NETWORK INC MEETING DATE: MAY 14, 2009 | ||||
TICKER: ANW SECURITY ID: Y0017S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Abel L. Rasterhoff as a Director | Manag ement | For | Withhold |
1.2 | Elect George Konomos as a Director | Management | For | Withhold |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors | Management | For | For |
AES CORP., THE MEETING DATE: APR 23, 2009 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | Withhold |
1.3 | E lect Director Kristina M. Johnson | Management | For | Withhold |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | Withhold |
1.6 | Elect Director Philip Lader | Management | For | Withhold |
1.7 | Elect Director Sandra O. Moose | Management | For | Withhold |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | Withhold |
1.10 | Elect Director Charles O. Rossotti | Management | For | Withhold |
1.11 | Elect Director Sven Sandstrom | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AFFILIATED COMPUTER SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: ACS SECURITY ID: 008190100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darwin Deason | Management | For | Withhold |
1.2 | Elect Director Lynn R. Blodgett | Management | For | Withhold |
1.3 | Elect Director Robert Druskin | Management | For | Withhold |
1.4 | Elect Director Kurt R. Krauss | Management | For | Withhold |
1.5 | Elect Direct or Ted B. Miller, Jr. | Management | For | Withhold |
1.6 | Elect Director Paul E. Sullivan | Management | For | Withhold |
1.7 | Elect Director Frank Varasano | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES INC. MEETING DATE: MAR 11, 2009 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Sullivan | Management | For | Withhold |
1.2 | Elect Director Robert J. Herbold | Management | For | Withhold |
1.3 | Elect Director Koh Boon Hwee | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | A gainst |
AGNICO-EAGLE MINES LIMITED MEETING DATE: APR 30, 2009 | ||||
TICKER: AEM SECURITY ID: 008474108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Clifford Davis | Management | For | For |
1.5 | Elect Director David Garofalo | Management | For | For |
1.6 | Elect Director Bernard Kraft | Management | For | For |
1.7 | Elect Director Mel Leiderman | Management | For | For |
1.8 | Elect Director James D. Nasso | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Eberhard Scherkus | Management | For | For |
1.11 | Elect Director Howard R. Stockford | Management | For | For |
1.12 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
5 | Amend Bylaws | Management | For | For |
ALBEMARLE CORP. MEETING DATE: MAY 13, 2009 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | Withhold |
1.2 | Elect Director R. William Ide III | Management | For | Withhold |
1.3 | Elect Director Richard L. Morrill | Management | For | Withhold |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director Mark C. Rohr | Management | For | Withhold |
1.6 | Elect Director John Sherman, Jr. | Management | For | Withhold |
1.7 | Elect Director Charles E. Stewart | Management | For | Withhold |
1.8 | Elect Director Harriett Tee Taggart | Management | For | Withhold |
1.9 | Elect Director Anne Marie Whittemore | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | Withhold |
1.2 | Elect Direct or Richard B. Jennings | Management | For | Withhold |
1.3 | Elect Director John L. Atkins, III | Management | For | Withhold |
1.4 | Elect Director Richard H. Klein | Management | For | Withhold |
1.5 | Elect Director James H. Richardson | Management | For | Withhold |
1.6 | Elect Director Martin A. Simonetti | Management | For | Withhold |
1.7 | Elect Director Alan G. Walton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ALLEGHENY ENERGY, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: AYE SECURITY ID: 017361106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Furlong Baldwin | Management | For | Against |
1.2 | Elect Director Eleanor Baum | Management | For | Against |
1.3 | Elect Director Paul J. Evanson | Management | For | Against |
1.4 | Elect Director Cyrus F. Freidheim, Jr | Management | For | Against |
1.5 | Elect Director Julia L. Johnson | Management | For | Against |
1.6 | Elect Director Ted J. Kleisner | Management | For | Against |
1.7 | Elect Director Christopher D. Pappas | Management | For | Against |
1.8 | Elect Director Steven H. Rice | Management | For | Against |
1.9 | Elect Director Gunner E. Sarsten | Management | For | Against |
1.10 | Elect Director Michael H. Sutton | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ALLERGAN, INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Propos al | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert W. Boyer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director David E.I. Pyott | Management | For | For |
1.4 | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Animal Testing | Shareholder | Against | Abstain |
ALLIED WASTE INDUSTRIES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: AW SECURITY ID: 019589308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ALLIED WORLD ASSURANCE HOLDINGS LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: AWH SECURITY ID: G0219G203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Scott Carmilani as Director | Management | For | For |
1.2 | Elect James Duffy as Director | Management | For | For |
1.3 | Elect Bart Friedman as Director | Management | For | For |
2.1 | Elect Slate of Subsidiary Directors | Management | For | For |
2.2 | Elect Slate of Subsidiary Directors | Management | For | For |
3.1 | Amend Bylaws Re: Allow Company to Hold Acquired Shares as Treasury Shares in Lieu of Cancellation | Management | For | For |
3.2 | Amend Bylaws Re: Increase Share Ownership Limits for the Company's Founding Shareholders | Management | For | Against |
3.3 | Amend Bylaws Re: Give the Board Sole Discretion to Prohibit or Permit Transfers, Purchases, Acquisitions, or Issuances of Shares | Management | For | Against |
3.4 | Amend Bylaws Re: Give the Board the Ability to Hold Board Meetings in the United States | Management | For | For |
4 | Ratify Deloitte & Touche as Auditors | Management | For | For |
AMAG PHARMACEUTICALS INC MEETING DATE: MAY 5, 2009 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
1.2 | Elect Director Michael Narachi | Management | For | For |
1.3 | Elect Director Brian J.G. Pereira | Management | For | For |
1.4 | Elect Director Robert J. Perez | Management | For | For |
1.5 | Elect Director Davey S. Scoon | Management | For | For |
1.6 | Elect Director Mark Skaletsky | Management | For | For |
1.7 | Elect Director Ron Zwanziger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN SAFETY INSURANCE HOLDINGS LTD MEETING DATE: JUL 24, 2008 | ||||
TICKER: ASI SECURITY ID: G02995101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David V. Brueggen | Management | For | Withhold |
1.2 | Elect Director Stephen R. Crim | Management | For | Withhold |
1.3 | Elect Director Lawrence I. Geneen | Management | For | Withhold |
1.4 | Elect Director Joseph F. Fisher | Management | For | For |
2 | TO APPROVE THE APPOINTMENT OF BDO SEI DMAN LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS TO SERVE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR REMUNERATION. | Management | For | For |
3 | TO CONSIDER AND VOTE UPON A PROPOSAL FOR THE APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | For | Against |
4 | TO AMEND THE BY-LAWS OF THE COMPANY. | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren D. Knowlton | Management | For | For |
2 | Elect Director Jeffrey Noddle | Management | For | For |
3 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 10, 2009 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Stephen R. Forrest | Management | For | For |
1.3 | Elect Director Philip V. Gerdine | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Alexander A. Karsner | Management | For | For |
1.6 | Elect Director Charles Y.S. Liu | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | Fo r | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Michael R. Splinter | Management | For | For |
2 | Reduce Supermajority Vote Requ irement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. (FORMERLY PXRE GROUP) MEETING DATE: MAY 5, 2009 | ||||
TICKER: AGII SECURITY ID: G0464B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR MURAL R. JOSEPHSON | Management | For | Withhold |
1.2 | DIRECTOR JOHN R. POWER, JR. | Management | For | Withhold |
1.3 | DIRECTOR GARY V. WOODS | Management | For | Withhold |
2 | APPROVE ERNST & YOUNG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director William E. Mitchell | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | Withhold |
1.10 | Elect Director Barry W. Perry | Management | For | For |
1.11 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASBURY AUTOMOTIVE GROUP. INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: ABG SECURITY ID: 043436104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet M. Clarke | Management | For | For |
1.2 | Elect Director Dennis E. Clements | Management | For | For |
1.3 | Elect Director Michael J. Durham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ASML HOLDING NV MEETING DATE: MAR 26, 2009 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | DISCUSSION OF THE ANNUAL REPORT 2008 AND ADOPTION O F THEFINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ( FY ) 2008, ASPREPARED IN ACCORDANCE WITH DUTCH LAW. | Management | For | For |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
3 | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD ( SB ) FROMLIABILITY FOR THEIR RESPONSIBILITIES IN THE FY 2008. | Management | For | For |
4 | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.20 PER ORDINARY SHARE OFEUR 0.09. | Management | For | For |
5 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK FOR THE BOM ANDAUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCK. | Management | For | For |
6 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK FOR THEBOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ON STOCK. | Management | For | For |
7 | APPROVAL OF THE NUMBER OF PERFORMANCE STOCK OPTIONS FOR THE BOMAND AUTHORIZATION OF THE BOM TO ISSUE THE PERFORMANCE STOCKOPTIONS. | Management | For | For |
8 | APPROVAL OF THE MAXIMUM NUMBER OF 50,000 SIGN-ON STOCK OPTIONSFOR THE BOM AND AUTHORIZATION OF THE BOM TO ISSUE THE SIGN-ONSTOCK OPTIONS. | Management | For | For |
9 | APPROVAL OF THE NUMBER OF STOCK OPTIONS, RESPECTIVELY STOCK,AVAILABLE FOR ASML EMPLOYEES, AND AUTHORIZATION OF THE BOM TOISSUE THE STOCK OPTIONS OR STOCK. | Management | For | For |
10 | NOMINATION FOR REAPPOINTMENT OF MS. H.C.J. VAN DEN BURG ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
11 | NOMINATION FOR REAPPOINTMENT OF MR. O. BILOUS A S MEMBER OF THESB EFFECTIVE MARCH 26, 2009. | Management | For | For |
12 | NOMINATION FOR REAPPOINTMENT OF MR. J.W.B. WESTERBURGEN ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
13 | NOMINATION FOR APPOINTMENT OF MS. P.F.M. VAN DER MEER MOHR ASMEMBER OF THE SB EFFECTIVE MARCH 26, 2009. | Management | For | For |
14 | NOMINATION FOR APPOINTMENT OF MR. W. ZIEBART AS MEMBER OF THE SBEFFECTIVE MARCH 26, 2009. | Management | For | For |
15 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, LIMITED TO 5% OF THE ISSUED SHARECAPITAL AT THE TIME OF THE AUTHORIZATION. | Management | For | For |
16 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12A. | Management | For | For |
17 | AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO ISSUE (RIGHTS TO SUBSCRIBE FOR) SHARES IN THECAPITAL OF THE COMPANY, FOR AN ADDITIONAL 5% OF THE ISSUED SHARECAPITAL AT THE TIM E OF THE AUTHORIZATION. | Management | For | For |
18 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTSACCRUING TO SHAREHOLDERS IN CONNECTION WITH ITEM 12C. | Management | For | For |
19 | PROPOSAL TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROMMARCH 26, 2009 TO ACQUIRE ORDINARY SHARES IN THE COMPANY S SHARECAPITAL. | Management | For | For |
20 | CANCELLATION OF ORDINARY SHARES. | Management | For | For |
21 | CANCELLATION OF ADDITIONAL ORDINARY SHARES. | Management | For | For |
ASSOCIATED BANC-CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen T. Beckwith | Management | For | For |
1.2 | Elect Director Paul S. Beideman | Management | For | For |
1.3 | Elect Director Lisa B. Binder | Management | For | For |
1.4 | Elect Director Ruth M. Crowley | Management | For | For |
1.5 | Elect Director Ronald R. Harder | Management | For | For |
1.6 | Elect Director William R. Hutchinson | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director John C. Meng | Management | For | For |
1.10 | Elect Director J. Douglas Quick | Management | For | For |
1.11 | Elect Director Carlos E. Santiago | Management | For | For |
1.12 | Elect Director John C. Seramur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 6, 2008 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AXIS CAPITAL HOLDINGS LTD MEETING DATE: MAY 6, 2009 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Re commendation | Vote Cast |
1.1 | DIRECTOR MICHAEL A. BUTT | Management | For | For |
1.2 | DIRECTOR JOHN R. CHARMAN | Management | For | For |
1.3 | DIRECTOR CHARLES A. DAVIS | Management | For | For |
1.4 | DIRECTOR SIR ANDREW LARGE | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE AXI S CAPITAL HOLDINGS LIMITED 2007 LONG-TERM EQUITY COMPENSATION PLAN WHICH INCREASES THE GGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 4,000,000 ORDINARY SHARES. | Management | For | For |
3 | TO AMEND THE BYE-LAWS OF AXIS CAPITAL HOLDINGS LIMITED AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
4 | TO APPOINT DELOITTE & TOUCHE TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF AXIS CAPITAL HOLDINGS LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE. | Management | For | For |
BALL CORP. MEETING DATE: APR 22, 2009 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
BANK OF AMERICA CORP. MEETING DATE: DEC 5, 2008 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
BANK OF NEW YORK MELLON CORP., THE MEETING DATE: APR 14, 2009 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
BELDEN, INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: BDC SECURITY ID: 077454106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Aldrich | Management | For | Withhold |
1.2 | Elect Director Lorne D. Bain | Management | For | Withhold |
1.3 | Elect Director Lance C. Balk | Management | For | Withhold |
1.4 | Elect Director Judy L. Brown | Management | For | Withhold |
1.5 | Elect Director Bryan C. Cressey | Management | For | Withhold |
1.6 | Elect Director Glenn Kalnasy | Management | For | Withhold |
1.7 | Elect Director Mary S. McLeod | Management | For | Withhold |
1.8 | Elect Director John M. Monter | Management | For | Withhold |
1.9 | Elect Director Bernard G. Rethore | Management | For | Withhold |
1.10 | Elect Director John S. Stroup | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
BIJOU BRIGITTE MODISCHE ACCESSOIRES AG MEETING DATE: JUL 16, 2008 | ||||
TICKER: SECURITY ID: D13888108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 6.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2007 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fi scal 2007 | Management | For | For |
5a | Elect Karl-Joachim Dreyer to the Supervisory Board | Management | For | For |
5b | Elect Heinrich Kraft to the Supervisory Board | Management | For | For |
6 | Amend Articles Re: Composition of Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Man agement | For | For |
8 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2008 | Management | For | For |
BLACK & DECKER CORP., THE MEETING DATE: APR 30, 2009 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Norman R. Augustine | Management | For | For |
1.3 | Elect Director Barbara L. Bowles | Management | For | For |
1.4 | Elect Dir ector George W. Buckley | Management | For | For |
1.5 | Elect Director M. Anthony Burns | Management | For | For |
1.6 | Elect Director Kim B. Clark | Management | For | For |
1.7 | Elect Director Manuel A. Fernandez | Management | For | For |
1.8 | Elect Director Benjamin H. Griswold IV | Management | For | For |
1.9 | Elect Director Anthony Luiso | Management | For | For |
1.10 | Elect Director Robert L. Ryan | Management | For | For |
1.11 | Elect Director Mark H. Willes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
&nb sp; | ||||
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BORG-WARNER, INC. MEETING DATE: APR 29, 2009 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director Alexis P. Michas | Management | For | For |
1.3 | Elect Director Richard O. Schaum | Management | For | For |
1.4 | Elect Director Thomas T. Stallkamp | Management | For | For |
1.5 | Elect Director Dennis C. Cuneo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: SEP 30, 2008 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposa l No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 23, 2009 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director Mark J. Schulte | Management | For | For |
1.3 | Elect Director Samuel Waxman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BRUNSWICK CORP. MEETING DATE: MAY 6, 2009 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anne E. Belec | Management | For | For |
1.2 | Elect Director J. Steven Whisler | Management | For | For |
1.3 | Elect Director Manuel A. Fernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
&nbs p; | ||||
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CA INC MEETING DATE: SEP 9, 2008 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond J. Bromark | Management | For | For |
2 | Elect Director Alfonse M. D'Amato | Management | For | For |
3 | Elect Director Gary J. Fernandes | Management | For | For |
4 | Elect Director Robert E. La Blanc | Management | For | For |
5 | Elect Director Christopher B. Lofgren | Management | For | For |
6 | Elect Director William E. McCracken | Management | For | For |
7 | Elect Director John A. Swainson | Management | For | For |
8 | Elect Director Laura S. Unger | Management | For | For |
9 | Elect Director Arthur F. Weinbach | Management | For | For |
10 | Elect Director Ron Zambonini | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Charles D. Ferris | Management | For | For |
1.3 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.4 | Elect Director John R. Ryan | Management | For | For |
1.5 | Elect Director Vincent Tese | Management | For | For |
1.6 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CABOT OIL & GAS CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rhys J. Best | Management | For | For |
1.2 | Elect Director Robert Kelley | Management | For | For |
1.3 | Elect Director P. Dexter Peacock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CALGON CARBON CORP. MEETING DATE: APR 30, 2009 | ||||
TICKER: CCC SECURITY ID: 129603106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Newlin | Management | For | For |
1.2 | Elect Director John S. Stanik | Management | For | For |
1.3 | Elect Director William J. Lyons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director John G. Langille | Management | For | For |
1.6 | Elect Director Steve W. Laut | Management | For | For |
1.7 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.8 | Elect Director Allan P. Markin | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director James S. Palmer | Management | For | For |
1.11 | Elect Director Eldon R. Smith | Management | For | For |
1.12 | Elect Director David A. Tuer | Managemen t | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 7, 2009 | ||||
TICKER: CNQ SECURITY I D: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR CATHERINE M. BEST | Management | For | For |
1.2 | DIRECTOR N. MURRAY EDWARDS | Management | For | For |
1.3 | DIRECTOR HON. GARY A. FILMON | Management | For | For |
1.4 | DIRECTOR AMB. GORDON D. GIFFIN | Management | For | For |
1.5 | DIRECTOR JOHN G. LANGILLE | Management | For | For |
1.6 | DIRECTOR STEVE W. LAUT | Management | For | For |
1.7 | DIRECTOR KEITH A.J. MACPHAIL | Management | For | For |
1.8 | DIRECTOR ALLAN P. MARKIN | Management | For | For |
1.9 | DIRECTOR HON. FRANK J. MCKENNA | Management | For | For |
1.10 | DIRECTOR JAMES S. PALMER | Management | For | For |
1.11 | DIRECTOR ELDON R. SMITH | Management | For | For |
1.12 | DIRECTOR DAVID A. TUER | Management | For | For |
2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS FOR THE ENSUING YEA R AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION. | Management | For | For |
CAPITAL ONE FINANCIAL CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Fairbank | Management | For | For |
1.2 | Elect Director E.R. Campbell | Management | For | For |
1.3 | Elect Director Bradford H. Warner | Management | For | For |
1.4 | Elect Director Stanley Westreich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
CAPITAL SENIOR LIVING CORP. MEETING DATE: MAY 14, 2009 | ||||
TICKER: CSU SECURITY ID: 140475104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jill M. Krueger | Management | For | For |
1.2 | Elect Director James A. Stroud | Management | For | For |
1.3 | Elect Director Keith N. Johannessen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CAPITALSOURCE, INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Byrnes | Management | For | For |
1.2 | Elect Director John K. Delaney | Management | For | For |
1.3 | Elect Director Sara L. Grootwassink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP INC MEETING DATE: JUN 2, 2009 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard C. Blum | Management | For | For |
2 | Elect Director Patrice M. Daniels | Management | For | For |
3 | Elect Director Curtis F. Feeny | Management | For | For |
4 | Elect Director Bradford M. Freeman | Management | For | For |
5 | Elect Director Michael Kantor | Management | For | For |
6 | Elect Director Frederic V. Malek | Management | For | For |
7 | Elect Director Jane J. Su | Management | For | For |
8 | Elect Director Brett White | Manageme nt | For | For |
9 | Elect Director Gary L. Wilson | Management | For | For |
10 | Elect Director Ray Wirta | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Stock Option Exchange Program | Management | For | Against |
13 | Increase Authorized Common Stock | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 4, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director John N. Foy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
CELANESE CORP. MEETING DATE: APR 23, 2009 | ||||
TICKER: CE SECURITY ID: 150870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Barlett | Management | For | Against |
1.2 | Elect Director David F. Hoffmeister | Management | For | Against |
1.3 | Elect Director Paul H. O'Neill | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
CENTEX CORP. MEETING DATE: JUL 10, 2008 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Adopt Greenhouse Gas Goals for Products and Operations | Shareholder | Against | Abstain |
8 | Declassify the Board of Directors | Shareholder | Against | For |
CENVEO INC MEETING DATE: APR 30, 2009 | ||||
TICKER: CVO SECURITY ID: 15670S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
1.3 | Elect Director Leonard C. Green | Management | For | For |
1.4 | Elect Director Dr. Mark J. Griffin | Management | For | For |
1.5 | Elect Director Robert B. Obernier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
CERMAQ ASA MEETING DATE: MAY 20, 2009 | ||||
TICKER: SECURITY ID: R1536Z104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Designate Inspector(s) o f Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Remuneration of Auditors in the Amount of NOK 862,000 for 2008 | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors in the Amounts of NOK 340,000 to the Chairman, NOK 195,000 to the Vice Chairman, NOK 170,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
9 | Reelect Astrid Soegaard as Director for a Two-Year Term; Elect Jan Korssjoeen, Helge Midttun, and Rebekka Herlofsen as New Directors for Two-Year Terms | Management | For | Did Not Vote |
10 | Reelect Lise Lindbaeck as Member of Nominating Committee for a Two-Year Term | Management | For | Did Not Vote |
11a | Require Publication of Corporate Social Responsibility Reports | Shareholder | Against | Did Not Vote |
11b | Establish Committee or Authorize the Audit Committee to Evaluate the Company's Operations Regarding Management of Sickness as well as Environmental Responsibilities | Shareholder | Against | Did Not Vote |
CIT GROUP INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: CIT SECURITY ID: 125581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael A. Carpenter | Management | For | For |
2 | Elect Director William M. Freeman | Management | For | Against |
3 | Elect Director Susan M. Lyne | Management | For | Against |
4 | Elect Director Marianne Miller Parrs | Management | For | Against |
5 | Elect Director Jeffrey M . Peek | Management | For | Against |
6 | Elect Director John R. Ryan | Management | For | Against |
7 | Elect Director Christopher H. Shays | Management | For | For |
8 | Elect Director Seymour Sternberg | Management | For | Against |
9 | Elect Director Peter J. Tobin | Management | For | Against |
10 | Elect Director Lois M. Van Deusen | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
CLEAN HARBORS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: CLH SECURITY ID: 184496107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. McKim | Management | For | For |
1.2 | Elect Director John T. Preston | Management | For | For |
1.3 | Elect Director Lorne R. Waxlax | Management | For | For |
2 | Approve Executive Incentiv e Bonus Plan | Management | For | For |
CME GROUP INC. MEETING DATE: AUG 18, 2008 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
COHEN & STEERS, INC MEETING DATE: MAY 8, 2009 | ||||
TICKER: CNS SECURITY ID: 19247A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Cohen | Management | For | For |
1.2 | Elect Director Robert H. Steers | Mana gement | For | For |
1.3 | Elect Director Richard E. Bruce | Management | For | For |
1.4 | Elect Director Peter L. Rhein | Management | For | For |
1.5 | Elect Director Richard P. Simon | Management | For | For |
1.6 | Elect Director Edmond D. Villani | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMUNITY HEALTH SYSTEMS, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CYH SECURITY ID: 203668108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Clerico | Management | For | Against |
2 | Elect Director Julia B. North | Management | For | Against |
3 | Elect Director Wayne T. Smith | Management | For | Against |
4 | Elect Director James S. Ely, III | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 19, 2009 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland O. Burns | Management | For | For |
1.2 | Elect Director David K. Lockett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CON-WAY INC MEETING DATE: MAY 19, 2009 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Corbin | Management | For | For |
1.2 | Elect Director Robert Jaunich, II | Management | For | For |
1.3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Approve Decrease in Size of Board | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONCHO RESOURCES, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: AUG 7, 2008 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe R. Davis | Management | For | Withhold |
1.2 | Elect Director Hugh N. West | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: JUL 18, 2008 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Douglas L. Becker | Management | For | Against |
3 | Elect Director Ann C. Berzin | Management | For | For |
4 | Elect Director James T. Brady | Management | For | For |
5 | Elect Director Edward A. Crooke | Management | For | For |
6 | Elect Director James R. Curtiss | Management | For | For |
7 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
8 | Elect Director Nancy Lampton | Management | For | For |
9 | Elect Director Robert J. Lawless | Management | For | For |
10 | Elect Director Lynn M. Martin | Management | For | For |
11 | Elect Director Mayo A. Shattuck, III | Management | For | For |
12 | Elect Director John L. Skolds | Management | For | For |
13 | Elect Director Michael D. Sullivan | Management | For | For |
14 | Ratify Auditor s | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | Against |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: CEG SECURITY ID: 21037110 0 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Ele ct Director James R. Curtiss | Management | For | For |
5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
6 | Elect Director Nancy Lampton | Management | For | For |
7 | Elect Director Robert J. Lawless | Management | For | For |
8 | Elect Director Lynn M. Martin | Management | For | For |
9 | Elect Director Mayo A. Shattuck III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES LTD MEETING DATE: APR 27, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ivor J. Evan as Director | Management | For | For |
1.2 | Elect Kirk S. Hachigian as Director | Management | For | For |
1.3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
1.4 | Elect James R. Wilson as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Independent Auditors | Management | For | For |
3 | Implement Code of Conduct Based on International Labor Organization Standards | Shareholder | Against | Abstain |
COPANO ENERGY LLC MEETING DATE: MAY 14, 2009 | ||||
TICKER: CPNO SECURITY ID: 217202100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Crump | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director John R. Eckel, Jr. | Management | For | For |
1.4 | Elect Director Scott A. Griffiths | Management | For | For |
1.5 | Elect Director Michael L. Johnson | Management | For | For |
1.6 | Elect Director T. William Porter | Management | For | For |
1.7 | Elect Director William L. Thacker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | Fo r |
CORNING INC. MEETING DATE: APR 30, 2009 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Flaws | Management | For | For |
1.2 | Elect Director James R. Houghton | Management | For | For |
1.3 | Elect Director James J. O'Connor | Management | For | For |
1.4 | Elect Director Deborah D. Rieman | Management | For | For |
1.5 | Elect Director Peter F. Volanakis | Management | For | For |
1.6 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CORPORATE OFFICE PROPERTIES TRUST, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay H. Shidler | Management | For | Withhold |
1.2 | Elect Director Clay W. Hamlin, III | Management | For | Withhold |
1.3 | Elect Director Thomas F. Brady | Management | For | Withhold |
1.4 | Elect Director Robert L. Denton | Management | For | Withhold |
1.5 | Elect Director Douglas M. Firstenberg | Management | For | Withhold |
1.6 | Elect Director Randall M. Griffin | Management | For | Withhold |
1.7 | Elect Director Steven D. Kesler | Management | For | Withhold |
1.8 | Elect Director Kenneth S. Sweet, Jr. | Management | For | Withhold |
1.9 | Elect Director Kenneth D. Wethe | Management | For | Withhold |
2 | Ratify Auditors | Management | Fo r | For |
COSTAR GROUP, INC. MEETING DATE: JUN 2, 2009 | ||||
TICKER: CSGP SECURITY ID: 22160N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Klein | Management | For | For |
1.2 | Elect Director Andrew C. Florance | Management | For | For |
1.3 | Elect Director David Bonderman | Management | For | For |
1.4 | Elect Director Michael J. Glosserman | Management | For | For |
1.5 | Elect Director Warren H. Haber | Management | For | For |
1.6 | Elect Director Josiah O. Low, III | Management | For | For |
1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAR 18, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Craig Arnold as Director | Management | For | For |
1b | Elect Robert H. Brust as Director | Management | For | For |
1c | Elect John M. Connors, Jr. as Director | Management | For | For |
1d | Elect Christopher J. Coughlin as Director | Management | For | For |
1e | Elect Timothy M. Donahue as Director | Management | For | For |
1f | Elect Kathy J. Herbert as Director | Management | For | For |
1g | Elect Randall J. Hogan, III as Director | Management | For | For |
1h | Elect Richard J. Meelia as Director | Management | For | For |
1i | Elect Dennis H. Reilley as Director | Management | For | For |
1j | Elect Tadataka Yamada as Director | Management | For | For |
1k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Management | For | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COVIDIEN LTD. MEETING DATE: MAY 28, 2009 | ||||
TICKER: COV SECURITY ID: G2552X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves of Covidien plc | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CREDIT SUISSE GROUP (FORMERLY CS HOLDING) MEETING DATE: APR 24, 2009 | ||||
TICKER: CS SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Pr oposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Managem ent | For | Did Not Vote |
3 | Approve Allocation of Retained Earnings and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4.1 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve EUR 4 Million Increase of Existing Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
4.2 | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Presence Quorum for Board Resolutions | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.1.1 | Reelect Hans-Ulrich Doerig as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.4 | Elect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.5 | Elect Urs Rohner as Director | Management | For | Did Not Vote |
6.1.6 | Elect John Tiner as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO Visura as Special Auditors | Management | For | Did Not Vote |
CROWN HOLDINGS, INC. MEETING DA TE: APR 23, 2009 | ||||
TICKER: CCK SECURITY ID: 228368106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | Withhold |
1.2 | Elect Director John W. Conway | Management | For | Withhold |
1.3 | Elect Director Arnold W. Donald | M anagement | For | Withhold |
1.4 | Elect Director William G. Little | Management | For | Withhold |
1.5 | Elect Director Hans J. Loliger | Management | For | Withhold |
1.6 | Elect Director Thomas A. Ralph | Management | For | Withhold |
1.7 | Elect Director Hugues Du Rouret | Management | For | Withhold |
1.8 | Elect Director Alan W. Rutherford | Management | For | Withhold |
1.9 | Elect Director Jim L. Turner | Management | For | Withhold |
1.10 | Elect Director William S. Urkiel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CUMMINS , INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Robert J. Darnall | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Manag ement | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Adopt and Implement ILO-based Human Rights Policy | Shareholder | Against | Abstain |
CVS CAREMARK CORP MEETING DATE: MAY 6, 2009 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin M. Banks | Management | For | For |
1.2 | Elect Director C. David Brown II | Management | For | For |
1.3 | Elect Director Davi d W. Dorman | Management | For | For |
1.4 | Elect Director Kristen E. Gibney Williams | Management | For | For |
1.5 | Elect Director Marian L. Heard | Management | For | For |
1.6 | Elect Director William H. Joyce | Management | For | For |
1.7 | Elect Director Jean-Pierre Million | Management | For | For |
1.8 | Elect Director Terrence Murray | Management | For | For |
1.9 | Elect Director C.A. Lance Piccolo | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.11 | Elect Director Thomas M. Ryan | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
DEALERTRACK HOLDINGS INC MEETING DATE: JUN 17, 2009 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Foy | Management | For | For |
1.2 | Elect Director Howard L. Tischler | Management | For | For |
1.3 | Elect Director James David Power III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
DENBURY RESOURCES INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director David I. Heather | Management | For | For |
1.6 | Elect Director Gregory L. McMichael | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DENTSPLY INTERNATIONAL, INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: XRAY SECURITY ID: 249030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wendy L Dixon | Management | For | For |
1.2 | Elect Director Leslie A. Jones | Management | For | For |
1.3 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEUTSCHE BANK AG ME ETING DATE: MAY 26, 2009 | ||||
TICKER: DB SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
3 | Approve Discharg e of Supervisory Board for Fiscal 2008 | Management | For | For |
4 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
5 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Regist ration for the General Meeting | Management | For | For |
8 | Amend Articles Re: Electronic Media Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Management | For | For |
9 | Approve Creation of EUR 128 Million Pool of Capital without Preemptive Rights | Management | For | For |
10 | Approve Creation of EUR 176.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 314.9 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: APR 9, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Securities Transfer Restrictions | Management | For | For |
4 | Fix Number of Directors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORP. MEETING DATE: JUN 25, 2009 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean S. Adler | Management | For | For |
1.2 | Elect Director Terrance R. Ahern | Management | For | For |
1.3 | Elect Director Robert H. Gidel | Management | For | For |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | For |
1.5 | Elect Director Volker Kraft | Management | For | For |
1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
1.7 | Elect Director Craig Macnab | Management | For | For |
1.8 | Elect Director Scott D. Roulston | Management | For | For |
1.9 | Elect Director Barry A. Sholem | Management | For | For |
1.10 | Elect Director William B. Summers, Jr. | Management | For | For |
1.11 | Elect Director Scott A. Wolstein | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DICE HOLDINGS INC. MEETING DATE: APR 17, 2009 | ||||
TICKER: DHX SECURITY ID: 253017107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anton J. Levy | Management | For | For |
1.2 | Elect Director Jeffrey S. Nordhaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DICKS SPORTING GOODS INC MEETING DATE: JUN 3, 2009 | ||||
TICKER: DKS SECURITY ID: 253393102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Colombo | Management | For | For |
1.2 | Elect Director David I. Fuente | Management | For | For |
1.3 | Elect Director Larry D. Stone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 21, 2009 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Robert M. Devlin | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director E. Follin Smith | Management | For | For |
1.11 | Elect Director Lawrence A.Weinbach | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Beck | Management | For | Withhold |
1.2 | Elect Director J. David Wargo | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
DISH NETWORK CORP. MEETING DATE: MAY 11, 2009 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James DeFranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Stock Option Exchange Program | Management | For | Against |
E.W. SCRIPPS CO. (THE) MEETING DATE: JUL 15, 2008 | ||||
TICKER: SSP SECURITY ID: 811054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
EAGLE MATERIALS INC. MEETING DATE: AUG 6, 2008 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence E. Hirsch | Management | For | For |
1.2 | Elect Director Michael R. Nicolais | Management | For | For |
1.3 | Elect Director Richard R. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EFG INTERNATIONAL MEETING DATE: APR 29, 2009 | ||||
TICKER: EFGN SECURITY ID: H2078C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preferred Dividend for Holders of Class B Shares of EFG Finance (Guernsey) Ltd. | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.25 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
5.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
5.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
5.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
5.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
5.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
5.7 | Elect Erwin Caduff as Director | Management | For | Did Not Vote |
5.8 | Elect Apostolos Tamvakakis as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EMERITUS CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart Koenig | Management | For | For |
1.2 | Elect Director Robert Marks | Management | For | For |
1.3 | Elect Director David Niemiec | Management | For | For |
1.4 | Elect Director Richard Macedonia | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENERGYSOLUTIONS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: ES SECURITY ID: 292756202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R Steve Creamer | Management | For | For |
1.2 | Elect Director J. Barnie Beasley Jr. | Management | For | For |
1.3 | Elect Director Jordan W. Clements | Management | For | For |
1.4 | Elect Director E. Gail De Planque | Management | For | For |
1.5 | Elect Director J.I. 'Chip' Everest | Management | For | For |
1.6 | Elect Director Lance L. Hirt | Management | For | For |
1.7 | Elect Director Robert A. Whitman | Management | For | For |
1.8 | Elect Director David W. Winder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | Against |
ENTERGY CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen Scannell Bateman | Management | For | For |
1.2 | Elect Director W. Frank Blount | Management | For | For |
1.3 | Elect Director Gary W. Edwards | Management | For | For |
1.4 | Elect Director Alexis M. Herman | Management | For | For |
1.5 | Elect Director Donald C. Hintz | Management | For | For |
1.6 | Elect Director J. Wayne Leonard | Management | For | For |
1.7 | Elect Director Stuart L. Levenick | Management | For | For |
1.8 | Elect Director James R. Nichols | Management | For | For |
1.9 | Elect Director William A. Percy, II | Management | For | For |
1.10 | Elect Director W.J. Tauzin | Management | For | For |
1.11 | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: EFX SECUR ITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark L. Feidler | Management | For | Withhold |
1.2 | Elect Director John A. McKinley | Management | For | For |
1.3 | Elect Director Richard F. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
ERIKS GROUP NV MEETING DATE: JUL 31, 2008 | ||||
TICKER: SECURITY ID: N5103E158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Announcements (non-voting) | Management | None | Did Not Vote |
3 | Elect J.F.A.M. van Os to the Executive Board | Management | For | Did Not Vote |
4 | Other Business (Non-Voting) | Management | None | Did Not Vote |
5 | Close Meeting | Management | None | Did Not Vote |
ESTEE LAUDER COMPANIES INC., THE MEETING DATE: NOV 7, 2008 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Leonard A. Lauder | Management | For | For |
1.3 | Elect Director Ronald S. Lauder | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 11, 2008 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Farooq Kathwari | Management | For | Withhold |
1.2 | Elect Director John P. Birkelund | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 13, 2009 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin Abrahams as Director | Management | For | For |
1.2 | Elect John R. Dunne as Director | Management | For | For |
1.3 | Elect John A. Weber as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their R emuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EXCO RESOURCES, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | For |
1.9 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXELON CORPORATION MEETING DATE: APR 28, 2009 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Canning, Jr. | Management | For | For |
1.2 | Elect Director M. Walter D'Alessio | Management | For | F or |
1.3 | Elect Director Bruce DeMars | Management | For | For |
1.4 | Elect Director Nelson A. Diaz | Management | For | For |
1.5 | Elect Director Rosemarie B. Greco | Management | For | For |
1.6 | Elect Director Paul L. Joskow | Management | For | For |
1.7 | Elect Director John M. Palms | Management | For | For |
1.8 | Elect Director John W. Rogers, Jr. | Management | For | For |
1.9 | Elect Director John W. Rowe | Management | For | For |
1.10 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Global Warming | Shareholder | Against | Abstain |
FCSTONE GROUP, INC. MEETING DATE: JAN 14, 2009 | ||||
TICKER: FCSX SECURITY ID: 31308T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent Bunte | Management | For | For |
1.2 | Elect Director Douglas Derscheid | Management | For | For |
1.3 | Elect Director Bruce Krehbiel | Management | For | For |
1.4 | Elect Director Tom Leiting | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
&n bsp; | ||||
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FEDERAL-MOGUL CORP. MEETING DATE: MAY 27, 2009 | ||||
TICKER: FDML SECURITY ID: 313549404 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director George Feldenkreis | Management | For | For |
1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
1.5 | Elect Director J. Michael Laisure | Management | For | For |
1.6 | Elect Director Keith A. Meister | Management | For | For |
1.7 | Elect Director David S. Schechter | Management | For | For |
1.8 | Elect Director Neil S. Subin | Management | For | For |
1.9 | Elect Director James H. Vandenberghe | Management | For | For |
FIAT SPA MEETING DATE: MAR 26, 2009 | ||||
TICKER: F SECURITY ID: T4210N130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
2 | Fix Number of Directors; Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
3.1 | Slate Submitted by Exor | Management | None | Did Not Vote |
3.2 | Slate Submitted by Assogestioni | Management | None | Did Not Vote |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
5 | Approve Restricted Stock Plan 2009-2010 | Management | For | Did Not Vote |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | Withhold |
1.2 | Elect Director Willie D. Davis | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Man agement | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: DEC 29, 2008 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
2 | Amend Articles of Incorporation to Revise Express Terms of Series G Preferred Stock | Management | For | For |
3 | Amend Articles of Incorporation and Amend Code of Regulations | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 21, 2009 | ||||
TICKER: FITB SECURITY ID: 316773209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Amend Article Fourth, Section (A)2)(D) of the Second Amended Articles of Incorporation, as Amended, to Revise the Terms of the Authorized, Unissued Shares of Preferred Stock, Without Parvalue, All as More Fully Described in the Proxy Statement | Management | For | For |
FIRST SOLAR INC MEETING DATE: JUN 4, 2009 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | Withhold |
1.2 | Elect Director Craig Kennedy | Management | For | Withhold |
1.3 | Elect Director James F. Nolan | Management | For | Withhold |
1.4 | Elect Director J. Thomas Presby | Management | For | Withhold |
1.5 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.6 | Elect Director Michael Sweeney | Management | For | Withhold |
1.7 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP MEETING DATE: MAY 19, 2009 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Dr. Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Simple Majority Vote | Shareholder | Against | For |
4 | Amend Bylaws to Reduce the Percentage of Shares Required to Call Special Shareholder Meeting | Shareholder | Against | For |
5 | Establish Shareholder Proponent Engagement Process | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FMC CORP. MEETING DATE: APR 28, 2009 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia A. Buffler | Management | For | For |
1.2 | Elect Director G. Peter D'Aloia | Management | For | For |
1.3 | Elect Director C. Scott Greer | Management | For | For |
1.4 | Elect Director Paul J. Norris | Management | For | For |
1.5 | Elect Director Dirk A. Kempthorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FORCE PROTECTION, INC. MEETING DATE: NOV 21, 2008 | ||||
TICKER: FRPT SECURITY ID: 345203202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Day | Management | For | Withhold |
1.2 | Elect Director John W. Paxton, Sr. | Management | For | Withhold |
2 | Amend Articles of Incorporation to Increase Range of Board Members to One to Fifteen and to Prohibit Loans to Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
FORESTAR GROUP INC. MEETING DATE: MAY 12, 2009 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Currie | Management | For | For |
1.2 | Elect Director James A. Rubright | Management | For | For |
1.3 | Elect Director Louis R. Brill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORTRESS INVESTMENT GROUP LLC MEETING DATE: JUN 18, 2009 | ||||
TICKER: FIG SECURITY ID: 34958B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Kauffman | Management | For | For |
1.2 | Elect Director Michael E. Novogratz | Management | For | For |
1.3 | Elect Director Takumi Shibata | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GAMELOFT MEETING DATE: NOV 4, 2008 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plans Grants | Management | For | For |
2 | Approve Employee Stock Purchase Plan | Management | For | For |
3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GAMELOFT MEETING DATE: JUN 25, 2009 | ||||
TICKER: SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Reelect Michel Guillemot as Director | Management | For | Against |
6 | Reelect Claude Guillemot as Director | Management | For | Against |
7 | Reelect Yves Guillemot as Director | Management | For | Against |
8 | Reelect Christian Guillemot as Director | Management | For | Against |
9 | Reelect Gerard Guillemot as Director | Management | For | Against |
10 | Reelect Marcel Guillemot as Director as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
15 | A uthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million and with the Possibility Not to Offer them to the Public, up to 20 Percent of Issued Capital | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above | Management | For | For |
17 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 5 Percent of Issued Cap ital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Set Global Limit for Capital Increase to Result from All Issuance Requests Above at EUR 10 Million | Management | For | For |
21 | Amend Article 9 of Bylaws Re: Removal of Age Limit for Directors | Management | For | For |
22 | Authorize Filing of Required Documents/O ther Formalities | Management | For | For |
GEOEYE INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: GEOY SECURITY ID: 37250W108 | ||||
Proposal No | Proposal | Proposed By | Managemen t Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | For |
1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
1.5 | Elect Director Lawrence A. Hough | Management | For | For |
1.6 | Elect Director Roberta E. Lenczowski | Management | For | For |
1.7 | Elect Director Matthew M. O'Connell | Management | For | For |
1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
1.9 | Elect Director William W. Sprague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GFI GROUP INC MEETING DATE: JUN 11, 2009 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Geoffrey Kalish | Management | For | For |
2 | Elect Director Frank Fanzilli, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
GLOBAL CROSSING LTD. MEETING DATE: DEC 10, 2008 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE 2003 GLOBAL CROSSING LIMITED STOCK INCENTIVE PLAN, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF GLOBAL CROSSING COMMON STOCK RESERVED FOR ISSUANCE UNDER THAT PLAN. | Management | For | Against |
GLOBAL CROSSING LTD. MEETING DATE: JUN 4, 2009 | ||||
TICKER: GLBC SECURITY ID: G3921A175 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Charles Macaluso as Director | Management | For | For |
1.2 | Reelect Michael Rescoe as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GOODYEAR TIRE & RUBBER CO., THE MEETING DATE: APR 7, 2009 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ele ct Director James C. Boland | Management | For | For |
1.2 | Elect Director James A. Firestone | Management | For | For |
1.3 | Elect Director Robert J. Keegan | Management | For | For |
1.4 | Elect Director W. Alan McCollough | Management | For | For |
1.5 | Elect Director Denise M. Morrison | Management | For | For |
1.6 | Elect Director Rodney O?Neal | Management | For | For |
1.7 | Elect Director Shirley D. Peterson | Management | For | For |
1.8 | Elect Director Stephanie A. Streeter | Management | For | For |
1.9 | Elect Director G. Craig Sullivan | Management | For | For |
1.10 | Elect Director Thomas H. Weidemeyer | Management | For | For |
1.11 | Elect Director Michael R. Wessel | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Code of Regulations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GRACO INC. MEETING DATE: APR 24, 2009 | ||||
TICKER: GGG SECURITY ID: 384109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carroll | Management | For | For |
1.2 | Elect Director Jack W. Eugster | Management | For | For |
1.3 | Elect Director R. William VanSant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GREAT LAKES DREDGE & DOCK COMPANY MEETING DATE: MAY 6, 2009 | ||||
TICKER: GLDD SECURITY ID: 390607109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce J. Biemeck | Management | For | For |
1.2 | Elect Director Thomas S. Sou leles | Management | For | For |
1.3 | Elect Director Jason G. Weiss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GROUP 1 AUTOMOTIVE INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl J. Hesterberg | Management | For | For |
1.2 | Elect Director Beryl Raff | Management | For | For |
2 | Amend Qualified Employee St ock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | Against |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
GRUPO TELEVISA S.A. MEETING DATE: APR 30, 2009 | ||||
TICKER: TV SECURITY ID: 40049J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Representing Series D Shareholders | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
1 | Accept Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year Ended Dec. 31, 2008, Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income for Fiscal Year 2008 | Management | For | For |
4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase and Sale of Treasury Shares | Management | For | For |
5 | Elect Members of the Board, Secretary and Deputy Secretaries, and Other Employees | Management | For | For |
6 | Elect Members of the Executive Committee | Management | For | For |
7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | For |
8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, Secretary and Deputy Secretaries | Management | For | For |
9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
1 | Approve Cancellation of Shares and Subsequent Reduction in Capital; Amend Article 6 of the Bylaws Accordingly | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
GTX, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: GTXI SECURITY ID: 40052B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Kenneth Glass | Management | For | For |
1.2 | Elect Director Marc S. Hanover | Management | For | For |
1.3 | Elect Director John H. Pontius | Management | For | For |
2 | Ratify Auditors | Management | For | For |
H.B. FULLER CO. MEETING DATE: APR 16, 2009 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elec t Director Juliana L. Chugg | Management | For | Withhold |
1.2 | Elect Director Richard L. Marcantonio | Management | For | Withhold |
1.3 | Elect Director Alfredo L. Rovira | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
HANESBRANDS INC MEETING DATE: APR 28, 2009 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | Withhold |
1.2 | Elect Director Bobby J. Griffin | Management | For | Withhold |
1.3 | Elect Director James C. Johnson | Management | For | Withhold |
1.4 | Elect Director Jessica T. Mathews | Management | For | Withhold |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | Withhold |
1.6 | Elect Director Ronald L. Nelson | Management | For | Withhold |
1.7 | Elect Director Richard A. Noll | Management | For | Withhold |
1.8 | Elect Director Andrew J. Schindler | Management | For | Withhold |
1.9 | Elect Director Ann E. Ziegler | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Mana gement Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director E. Gordon Gee | Management | For | For |
1.8 | Elect Director Brian Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Paula Stern | Management | For | For |
1.14 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORP. MEETING DATE: MAY 7, 2009 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.2 | Elect Director John W. Chidsey | Management | For | For |
1.3 | Elect Director Donald L. Correll | Management | For | For |
1.4 | Elect Director Yvonne M. Curl | Management | For | For |
1.5 | Elect Director Charles M. Elson | Management | For | For |
1.6 | Elect Director Jay Grinney | Management | For | For |
1.7 | Elect Director Jon F. Hanson | Management | For | For |
1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEELYS, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: HLYS SECURITY ID: 42279M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger R. Adams | Management | For | For |
1.2 | Elect Director Jerry R. Edwards | Management | For | For |
1.3 | Elect Director Patrick F. Hamner | Management | For | For |
1.4 | Elect Director Samuel B. Ligon | Management | For | For |
1.5 | Elect Director Gary L. Martin | Management | For | For |
1.6 | Elect Director Richard E. Middlekauff | Management | For | For |
1.7 | Elect Director Ralph T. Parks | Management | For | For |
1.8 | Elect Director Jeffrey G. Peterson | Management | For | For |
HEICO CORPORATION MEETING DATE: MAR 27, 2009 | ||||
TICKER: HEI SECURITY ID: 422806208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.4 | Elect Director Eric A. Mendelson | Management | For | For |
1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
1.6 | Elect Director Victor H. Mendelson | Management | For | For |
1.7 | Elect Director Al bert Morrison, Jr. | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2. | Ratify Auditors | Management | For | For |
HENRY SCHEIN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | Withhold |
1.2 | Elect Director Gerald A. Benjamin | Management | For | Withhold |
1.3 | Elect Director James P. Breslawski | Management | For | Withhold |
1.4 | Elect Director Mark E. Mlotek | Management | For | Withhold |
1.5 | Elect Director Steven Paladino | Management | For | Withhold |
1.6 | Elect Director Barry J. Alperin | Management | For | Withhold |
1.7 | Elect Director Paul Brons | Management | For | Withhold |
1.8 | Elect Director Margaret A. Hamburg, M.D. | Management | For | Withhold |
1.9 | Elect Director Donald J. Kabat | Management | For | Withhold |
1.10 | Elect Director Philip A. Laskawy | Management | For | Withhold |
1.11 | Elect Director Karyn Ma shima | Management | For | Withhold |
1.12 | Elect Director Norman S. Matthews | Management | For | Withhold |
1.13 | Elect Director Louis W. Sullivan, M.D. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HESS CORPORATION MEETING DATE: MAY 6, 2009 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.B. Hess | Management | For | For |
1.2 | Elect Director S.W. Bodman | Management | For | For |
1.3 | Elect Director R. Lavizzo-Mourey | Management | For | For |
1.4 | Elect Director C.G. Matthews | Management | For | For |
1.5 | Elect Director E.H. von Metzsch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 11, 2009 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cernugel | Management | For | Withhold |
1.2 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.3 | Elect Director Stuart A. Taylor, II | Management | For | Withhol d |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
IMS HEALTH INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: RX SECURITY ID: 449934108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Eugene Lockhart | Management | For | Against |
2 | Elect Director Bradley T. Sheares | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
INGRAM MICRO, INC. MEETING DATE: JUN 3, 2009 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director John R. Ingram | Management | For | For |
1.2 | Director Dale R. Laurance | Management | For | For |
1.3 | Director Gerhard Schulmeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERNATIONAL RECTIFIER CORP. MEETING DATE: JAN 9, 2009 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Dahl | Management | For | For |
1.2 | Elect Director Rochus E. Vogt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
ITRON, INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael B. Bracy | Management | For | For |
2 | Elect Director Kirby A. Dyess | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
J.CREW GROUP, INC. MEETING DATE: JUN 4, 2009 | ||||
TICKER: JCG SECURITY ID: 46612H402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director James Coulter | Management | For | For |
1.2 | Director Millard Drexler | Management | For | For |
1.3 | Director Ste ven Grand-jean | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 21, 2009 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Richard Goodman | Management | For | For |
1.3 | Elect Director Southwood J. Morcott | Management | For | For |
2 | Ratify Au ditors | Management | For | For |
3 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
JONES LANG LASALLE, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JLL SECURITY ID: 48020Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colin Dyer | Management | For | For |
2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
3 | Elect Director DeAnne Julius | Management | For | For |
4 | Elect Director Ming Lu | Management | For | For |
5 | Elect Director Lauralee E. Martin | Management | For | For |
6 | Elect Director Sheila A. Penrose | Management | For | For |
7 | Elect Director David B. Rickard | Management | For | For |
8 | Elect Director Roger T. Staubach | Management | For | For |
9 | Elect Director Thomas C. Theobald | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Other Business | Management | For | Against |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew A. Giordano | Management | For | Withhold |
1.2 | Elect Director William E. Herron | Management | For | Withhold |
1.3 | Elect Director Henry Homes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 19, 2009 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | F or | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Sha reholder | Against | For |
7 | Report on Predatory Lending Policies | Shareholder | Against | Abstain |
8 | Amend Key Executive Performance Plan | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Prepare Carbon Principles Report | Shareholder | Against | Abstain |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Kriens | Management | For | Withhold |
1.2 | Elect Director Stratton Sclavos | Management | For | Withhold |
1.3 | Elect Director William R. Stensrud | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KEYCORP MEETING DATE: MAY 21, 2009 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | E lect Director William G. Bares | Management | For | For |
1.2 | Elect Director Carol A. Cartwright | Management | For | For |
1.3 | Elect Director Kristen L. Manos | Management | For | For |
1.4 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Require Majority Vote for Election of Directors | Management | For | For |
3 | Amend Votes Per Share of Existing Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
LAM RESEARCH CORP. MEETING DATE: NOV 6, 2008 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Jack R. Harris | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Cathe rine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Seiichi Watanabe | Management | For | For |
1.10 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LENDER PROCESSING SERVICES, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: LPS SECURITY ID: 52602E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marshall Haines | Management | For | Withhold |
2 | Elect Director James K. Hunt | Management | For | Withhold |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
LEROY SEAFOOD GROUP ASA MEETING DATE: DEC 12, 2008 | ||||
TICKER: SECURITY ID: R4279D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Elect Hege Bakken as Director | Management | For | Did Not Vote |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 25, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director M. Lavoy Robison | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIGHTHOUSE CALEDONIA ASA MEETING DATE: MAR 3, 2009 | ||||
TICKER: SECURITY ID: R4323E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive Proposal for Financial Restructuring | Management | None | Did Not Vote |
4 | Approve Interim Balance Sheet | Management | For | Did Not Vote |
5 | Approve NOK 42 Million Reduction in Share Capital by Lowering Par Value; Approve NOK 286 Million Reduction in Share Premium Fund | Management | For | Did Not Vote |
6 | Approve Issuance of 1.5 Billion Shares for a Private Placement; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Approve Increase in Share Capital of Up to NOK 20 Million by Issuing Shares for a Private Placement to Shareholders who Were not Offered to Participate in the Share Capital Increase under Item 6 | Management | For | Did Not Vote |
8 | Approve 100:1 Reverse Stock Split | Management | For | Did Not Vote |
LIGHTHOUSE CALEDONIA ASA MEETING DATE: MAR 31, 2009 | ||||
TICKER: SECURITY ID: R4323E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Elect Directors | Management | For | Did Not Vote |
4 | Approve Remuneration of Resigning Directors | Management | For | Did Not Vote |
5 | Approve Discharge of Board | Management | For | Did Not Vote |
LIGHTHOUSE CALEDONIA ASA MEETING DATE: MAY 26, 2009 | ||||
TICKER: SECURITY ID: R4323E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
5 | Withhold Remuneration of Former Director Gabriel Smith Until Investigations Regarding Company's Financial Accounts for 2007 are Concluded | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
LIGHTHOUSE CALEDONIA ASA MEETING DATE: JUN 29, 2009 | ||||
TICKER: SECURITY ID: R4323E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Registration of Attendi ng Shareholders and Proxies | Management | None | Did Not Vote |
3 | Elect Chairman of Meeting Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Receive Presentation of the Companys Business | Management | None | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports, Approve All ocation of Income | Management | For | Did Not Vote |
7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
8a1 | Approve Remuneration of Directors in the Amounts of NOK 87,500 to James Mullins, NOK 245,833 to Bill Hazeldean, NOK 50,000 to Berit Normann, and NOK 200,000 to Marianne Johnsen | Management | For | Did Not Vote |
8a2 | Approve Remuneration of Bill Hazeldean and Marianne Johnsen in the Amount of NOK 100,000 each for 2008, Approve Determination of Remuneration for 2009 at 2010 AGM | Shareholder | None | Did Not Vote |
8b | Approve Remuneration of Former Chairman Gabriel Smith in the Amount of NOK 550,000 as Decided by the March EGM | Management | None | Did Not Vote |
9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
10 | Reelect Bill Hazeldean as Director for Two Years | Management | For | Did Not Vote |
11a | Elect Geir Sjaastad, Tore Hjelseth, and And ers Haugen as Members of Nominating Committee | Management | For | Did Not Vote |
11b | Elect Geir Sjaastad, Spiro Phanos, and Tore Hjelseth as Members of the Nominating Committee | Shareholder | None | Did Not Vote |
12 | Approve Remuneration of Members of the Nominating Committee in the Amounts of NOK 7,500 to the Chairman and NOK 5,000 to Other Members for Previous Term of Service | Management | For | Did Not Vote |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 29, 2009 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | Withhold |
1.2 | Elect Director Marshall O. Larsen | Management | For | Withhold |
1.3 | Elect Director Stephen F. Page | Management | For | Withhold |
1.4 | Elect Director O. Temple Sloan, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Reincorporate in Another State from Delaware to North Dakota | Shareholder | Against | Against |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 10, 2008 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dire ctor Lori Holland | Management | For | For |
1.2 | Elect Director Stephen M. Jennings | Management | For | For |
1.3 | Elect Director Bruce R. Wright | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LUBRIZOL CORP., THE MEETING DATE: APR 27, 2009 | ||||
TICKER: LZ SECURITY ID: 549271104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Forest J. Farmer, Sr. | Management | For | For |
1.2 | Elect Director Michael J. Graff | Management | For | For |
1.3 | Elect Director James E. Sweetnam | Management | For | For |
1.4 | Elect Director Phillip C. Widman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3.2 | Approve Control Share Acquisition | Management | For | For |
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Management | For | For |
4.2 | Amend the Regulations to Modernize a nd Clarify Amendments | Management | For | Against |
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4.4 | Amend the Regulations in Accordance with Ohio Law | Management | For | For |
LUMBER LIQUIDATORS INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: LL SECURITY ID: 55003Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas T. Moore | Management | For | For |
1.2 | Elect Director Richard D. Tadler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MACERICH CO., THE MEETING DATE: JUN 8, 2009 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director James S. Cownie | Management | For | For |
3 | Elect Director Mason G. Ross | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Increase Authorized Common Stock | Management | For | For |
MACQUARIE INFRASTRUCTURE CO LLC MEETING DATE: JUN 4, 2009 | ||||
T ICKER: MIC SECURITY ID: 55608B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman H. Brown, Jr. | Management | For | For |
1.2 | Elect Director George W. Carmany, III | Management | For | For |
1.3 | Elect Director William H. Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Management Services Agreement | Management | For | For |
MARINE HARVEST ASA (FORMERLY PAN FISH ASA) MEETING DATE: MAY 27, 2009 | ||||
TICKER: SECURITY ID: R2326D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Receive CEO's Report | Management | None | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
6 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Approve Issuance of 96 Million Shares for a Private Placement to Carnegie ASA | Management | For | Did Not Vote |
8 | Approve Creation of NOK 260.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
9 | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Vice-Chairman and NOK 275,000 for Other Directors; Approve Remuneration of Nominating Committee and Auditors | Management | For | Did Not Vote |
10 | Reelect Leif Onarheim and Solveig Strand as Directors for One-Year Terms; Elect Ole Leroy (Vice Chair) as New Director for Two-Year Term | Management | For | Did Not Vote |
11 | Reelect Erling Lind, Merete Haugli and Yngve Myhre as Members of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13 | Approve NOK 3 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
14 | Instruct Board to Consider Establishing Committee or Authorisi ng Existing Committee to Assess Company's Operations in Terms of Handling Diseases in Accordance with General Environmental Management Responsibility | Shareholder | Against | Did Not Vote |
MARINEMAX, INC. MEETING DATE: FEB 17, 2009 | ||||
TICKER: HZO SECURITY ID: 567908108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. McGill Jr. | Management | For | For |
2 | Elect Director John B. Furman | Management | For | For |
3 | Elect Director Robert S. Kant | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Denomme | Management | For | For |
1.2 | Elect Director Richard A. Manoogian | Management | For | For |
1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MCCORMICK & SCHMICKS SEAFOOD RESTAURANTS, INC. MEETING DATE: MAY 21, 2009 | ||||
TICKER: MSSR SECURITY ID: 579793100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Rice Edmonds | Management | For | Against |
2 | Elect Director William T. Freeman | Management | For | Against |
3 | Elect Director Emanuel N. Hilario | Management | For | Against |
4 | Elect Director Elliott H. Jurgensen, Jr. | Management | For | Against |
5 | Elect Director J effrey D. Klein | Management | For | Against |
6 | Elect Director James R. Parish | Management | For | Against |
7 | Elect Director David B. Pittaway | Management | For | Against |
8 | Elect Director Douglas L. Schmick | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: MDR SECURITY ID: 580037109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger A. Brown as Director | Management | For | Withhold |
1.2 | Elect John A. Fees as Director | Management | For | Withhold |
1.3 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | Withhold |
1.4 | Elect D. Bradley McWilliams as Director | Management | For | Withhold |
1.5 | Elect Richard W. Mies as Director | Management | For | Withhold |
1.6 | Elect Thomas C. Schievelbein as Director | Management | For | Withhold |
2 | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MENS WEARHOUSE, INC., THE MEETING DATE: JUN 23, 2009 | ||||
TICKER: MW SECURITY ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Zimmer | Management | For | For |
1.2 | Elect Direct or David H. Edwab | Management | For | For |
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.4 | Elect Director Michael L. Ray | Management | For | For |
1.5 | Elect Director Sheldon I. Stein | Management | For | For |
1.6 | Elect Director Deepak Chopra | Management | For | For |
1.7 | Elect Director William B. Sechrest | Management | For | For |
1.8 | Elect Director Larry R. Katzen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
METLIFE, INC MEETING DATE: APR 28, 2009 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Robert Henrikson | Management | For | For |
1.2 | Elect Director John M. Keane | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
1.4 | Elect Director Hugh B. Price | Management | For | For |
1.5 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MISYS PLC MEETING DATE: SEP 30, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend of 4.95 Pence Per Ordinary Share | Management | For | For |
4 | Re-elect Al-Noor Ramji as Director | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,679,761 | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 275,863 | Management | For | For |
8 | Authorise up to GBP 503,928 for Market Purchase | Management | For | For |
9 | Authorise the Company and Its Subsidiaries to Make Political Donations to EU Political Organisations up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
10 | Adopt New Articles of Association | Management | For | For |
11 | Approve The Misys Omnibus Share Plan | Management | For | For |
12 | Authorise the Directors to Establish Schedules to or Further Share Plans Based on the Omnibus Plan but Modified to Take Account of Local Tax, Exchange Control or Securities Laws in Overseas Territories | Management | For | For |
13 | Approve The Misys Share Incentive Plan | Management | For | For |
14 | Authorise the Directors to Establish Schedules to or Further Share Plans Based on the SIP but Modified to Take Account of Local Tax, Exchange Control or Securities Laws in Overseas Territories | Management | For | For |
MISYS PLC MEETING DATE: OCT 6, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger of the Company's Subsidiary Misys Healthcare and Patriot Merger Company, LLC, a Subsidiary of Allscripts; Approve Purchase by the Company or its Designee of Either 18,857,152 or 18,957,152 Shares of Newly Issued Allscripts Common Stock | Management | For | For |
MISYS PLC MEETING DATE: DEC 9, 2008 | ||||
TICKER: MSY SECURITY ID: G61572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Allscripts Healthcare Solutions, Inc. Amended and Restated 1993 Stock Incentive Plan | Management | For | For |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.2 | Elect Director Frans G. De Cock | Management | For | For |
1.3 | Elect Director Larry W. McCurdy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING CO MEETING DATE: MAY 13, 2009 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cleghorn | Management | For | Withhold |
1.2 | Elect Director Charles M. Herington | Management | For | Withhold |
1.3 | Elect Director David P. O'Brien | Management | For | Withhold |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 22, 2009 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Salvatore Iannuzzi | Management | For | For |
1.2 | Elect Director Robert J. Chrenc | Management | For | For |
1.3 | Elect Director John Gaulding | Management | For | For |
1.4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1.5 | Elect Director Ronald J. Kramer | Management | For | For |
1.6 | Elect Director Roberto Tunioli | Management | For | For |
1 .7 | Elect Director Timothy T. Yates | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD MEETING DATE: MAY 20, 2009 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.0 | Fix Number at 12 and Elect four Class A Directors | Management | For | For |
1.1 | Elect Anthony Taylor as Director | Management | For | For |
1.2 | Elect John D. Collins as Director | Management | For | For |
1.3 | Elect Allan W. Fulkerson as Director | Management | For | For |
1.4 | Elect Candace L. Straight as Director | Management | For | For |
2.1 | Elect Anthony Taylor as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.2 | Elect Thomas G.S. Busher as Director of Montpeli er Reinsurance Ltd. | Management | For | For |
2.3 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd. | Management | For | For |
2.4 | Elect David S. Sinnott as Director of Montpelier Reinsurance Ltd. | Management | For | For |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Other Business | Management | For | Against |
MOVE INC MEETING DATE: JUN 25, 2009 | ||||
TICKER: MOVE SECURITY ID: 62458M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe F. Hanauer | Management | For | For |
1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
1.3 | Elect Director William E. Kelvie | Management | For | For |
1.4 | Elect Director Kenneth K. Klein | Management | For | For |
1.5 | Elect Director Geraldine B. Lay bourne | Management | For | Withhold |
1.6 | Elect Director V. Paul Unruh | Management | For | For |
1.7 | Elect Director Bruce G. Willison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYR GROUP INC/DELAWARE MEETING DATE: MAY 12, 2009 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack L. Alexander | Management | For | Withhold |
1.2 | Elect Dir ector Betty R. Johnson | Management | For | Withhold |
MYR GROUP, INC MEETING DATE: MAY 12, 2009 | ||||
TICKER: SECURITY ID: 55405T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack L. Alexander | Management | For | Withhold |
1.2 | Elect Director Betty R. Johnson | Management | For | Withhold |
NATIONAL CITY CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: NCC SECURITY ID: 635405103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 13, 2009 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merrill A. Miller, Jr. | Management | For | Against |
1.2 | Elect Director Greg L. Armstrong | Management | For | Against |
1.3 | Elect Director David D. Harrison | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: SEP 5, 2008 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Eugenio Clariond | Management | For | Withhold |
1.3 | Elect Director John D. Correnti | Management | For | Withhold |
1.4 | Elect Director Terry M. Endsley | Management | For | For |
1.5 | Elect Director Abbie J. Griffin | Management | For | Withhold |
1.6 | Elect Director Michael N. Hammes | Management | For | Withhold |
1.7 | Elect Director David D. Harrison | Management | For | Withhold |
1.8 | Elect Director James H. Keyes | Management | For | Withhold |
1.9 | Elect Director Steven J. Klinger | Management | For | For |
1.10 | Elect Director Daniel C. Ustian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 17, 2009 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Y. Marc Belton | Management | For | Withhold |
1.2 | Elect Director Terry M. Endsley | Management | For | Withhold |
1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
NCR CORPORATION MEETING DATE: APR 22, 2009 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Nuti | Management | For | For |
1.2 | Elect Director Gary Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
1.4 | Elect Director Quincy Allen | Management | For | For |
1.5 | Elect Director Richard L. Clemmer | Management | For | For |
2.0 | Ratify Auditors | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 5, 2009 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas E. Clarke | Management | For | Against |
1.2 | Elect Director Domenico De Sole | Management | For | Against |
1.3 | Elect Director Elizabeth Cuthbert-Millett | Management | For | Against |
1.4 | Elect Director Steven J. Strobel | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
NOBLE CORPORATION MEE TING DATE: MAR 17, 2009 | ||||
TICKER: NE SECURITY ID: G65422100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOBLE CORPORATION MEETING DATE: MAY 28, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An A mount Equal To Swiss Francs 0.25 | Management | For | For |
2.1 | Director Julie H. Edwards | Management | For | For |
2.2 | Director Marc E. Leland | Management | For | For |
2.3 | Director David W. Williams | Management | For | For |
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Ma nagement | For | For |
4 | Amend Articles Re: (Non-Routine) | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 15, 2009 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | For |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | For |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | For |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | For |
8 | Elect Director David M. Szymanski | Management | For | For |
9 | Ratify Auditors | Management | For | For |
OMNOVA SOLUTIONS INC. MEETING DATE: MAR 18, 2009 | ||||
TICKER: OMN SECURITY ID: 682129101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. McMullen | Management | For | Withhold |
1.2 | Elect Director Larry B. Porcellato | Management | For | Withhold |
1.3 | Elect Director Robert A. Stefanko | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 20, 2009 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Di rector Curtis J. Crawford | Management | For | For |
1.2 | Elect Director Daryl Ostrander | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: JAN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
BLUE REVOCATION CARD SUBMITTED BY MANAGEMENT | ||||
1 | Written Consent to Hold Special Shareholder Meeting to Remove Members of the Current Board of Directors of the Company Without Cause and Elect Directors to Fill Vacancies | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
WHITE CONSENT CARD SUBMITTED BY THE DISSIDENT | ||||
1 | Written Consent to Hold Special Shareholder Meeting to Remove Members of the Current Board of Directors of the Company Without Cause and Elect Directors to Fill Vacancies | Shareholder | Against | For |
ORTHOFIX INTERNATIONAL MEETING DATE: APR 2, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy - BLUE PROXY CARD | ||||
1 | REMOVAL OF DIRECTOR: JAMES F. GERO | Shareholder | Against | Against |
2 | REMOVAL OF DIRECTOR: PETER J. HEWETT | Shareholder | Against | Against |
3 | REMOVAL OF DIRECTOR: THOMAS J. KESTER | Shareholder | Against | Against |
4 | REMOVAL OF DIRECTOR: WALTER P. VON WARTBURG | Shareholder | Against | Against |
5 | TO REMOVE, WITHOUT CAUSE, ANY DIRECTOR APPOINTED BY THE BOARD OFDIRECTORS OF ORTHOFIX INTERNATIONAL N.V. FROM DECEMBER 10, 2008 THROUGH AND INCLUDING THE DATE OF THE SPECIAL GENERAL MEETING | Shareholder | Against | Against |
6 | ELECTION OF DIRECTOR: J. MICHAEL EGAN | Shareholder | Against | Abstain |
7 | ELECTION OF DIRECTOR: PETER A. FELD | Shareholder | Against | Abstain |
8 | ELECTION OF DIRECTOR: STEVEN J. LEE | Shareholder | Against | Abstain |
9 | ELECTION OF DIRECTOR: CHARLES T. ORSATTI | Shareholder | Against | Abstain |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy - GOLD PROXY CARD | ||||
1 | REMOVAL OF DIRECTOR: JAMES F. GERO | Shareholder | For | Did Not Vote |
2 | REMOVAL OF DIRECTOR: PETER J. HEWETT | Shareholder | For | Did Not Vote |
3 | REMOVAL OF DIRECTOR: THOMAS J. KESTER | Shareholder | For | Did Not Vote |
4 | REMOVAL OF DIRECTOR: WALTER P. VON WARTBURG | Shareholder | For | Did Not Vote |
5 | TO REMOVE, WITHOUT CAUSE, ANY DIRECTOR APPOINTED BY THE BOARD OFDIRECTORS OF ORTHOFIX INTERNATIONAL N.V. FROM DECEMBER 10, 2008 THROUGH AND INCLUDING THE DATE OF THE SPECIAL GENERAL MEETING | Shareholder | For | Did Not Vote |
6 | ELECTION OF DIRECTOR: J. MICHAEL EGAN | Shareholder | For | Did Not Vote |
7 | ELECTION OF DIRECTOR: PETER A. FELD | Shareholder | For | Did Not Vote |
8 | ELECTION OF DIRECTOR: STEVEN J. LEE | Shareholder | For | Did Not Vote |
9 | ELECTION OF DIRECTOR: CHARLES T. ORSATTI | Shareholder | For | Did Not Vote |
ORTHOFIX INTERNATIONAL MEETING DATE: JUN 30, 2009 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Charles W. Federic as Director | Management | For | For |
1.4 | Elect Guy J. Jordan as Director | Management | For | For |
1.5 | Elect Thomas J. Kester as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P.Von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weissl as Director | Management | For | For |
2 | Amend Long-Term Incentive Plan | Management | For | Against |
3 | Amend Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
OWENS CORNING MEETING DATE: DEC 4, 2008 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dire ctor Gaston Caperton | Management | For | For |
1.2 | Elect Director Ann Iverson | Management | For | For |
1.3 | Elect Director Joseph F. Neely | Management | For | For |
1.4 | Elect Director W. Ann Reynolds | Management | For | For |
1.5 | Elect Director Robert B. Smith, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS-ILLINOIS, INC. MEETING DATE: APR 23, 2009 | ||||
TICKER: OI SECURITY ID: 690768403 | ||||
Proposal No | Proposal | P roposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary F. Colter | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.4 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
PACCAR INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director William G. Reed, Jr. | Management | For | For |
1.3 | Elect Director Warren R. Staley | Management | For | For |
1.4 | Elect Director Charles R. Williamson | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PETROHAWK ENERGY CORPORATION MEETING DATE: JUN 18, 2009 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director James L. Irish III | Management | For | For |
1.3 | Elect Director Robert C. Stone, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omn ibus Stock Plan | Management | For | Against |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PLAINS EXPLORATION & PRODUCTION CO MEETING DATE: MAY 7, 2009 | ||||
TICKER: PXP SECURITY ID: 726505100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Flores | Management | For | For |
1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
1.4 | Elect Director Jerry L. Dees | Management | For | For |
1.5 | Elect Director Tom H. Delimitros | Management | For | For |
1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
1.8 | Elect Director Charles G. Groat | Management | For | For |
1.9 | Elect Director John H. Lollar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 28, 2009 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | Against |
1.2 | Elect Director Charles E. Bunch | Management | For | Against |
1.3 | Elect Director Paul W. Chellgren | Management | For | Against |
1.4 | Elect Director Robert N. Clay | Management | For | Against |
1.5 | Elect Director Kay Coles James | Management | For | Against |
1.6 | Elect Director Richard B. Kelson | Management | For | Against |
1.7 | Elect Director Bruce C. Lindsay | Management | For | Against |
1.8 | Elect Director Anthony A. Massaro | Management | For | Against |
1.9 | Elect Director Jane G. Pepper | Management | For | Against |
1.10 | Elect Director James E. Rohr | Management | For | Against |
1.11 | Elect Director Donald J. Shepard | Management | For | Against |
1.12 | Elect Director Lorene K. Steffes | Management | For | Against |
1.13 | Elect Director Dennis F. Strigl | Management | For | Against |
1.14 | Elect Director Stephen G. Thieke | Management | For | Against |
1.15 | Elect Director Thomas J. Usher | Management | For | Against |
1.16 | Elect Director George H. Walls, Jr. | Management | For | Against |
1.17 | Elect Director Helge H. Wehmeier | Management | For | Against |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PRINCETON REVIEW, INC. (THE) MEETING DATE: JUN 23, 2009 | ||||
TICKER: REVU SECURITY ID: 742352107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Katzman | Management | For | Withhold |
1.2 | Elect Director David Lowenstein | Management | For | Withhold |
PUBLIC STORAGE MEETING DATE: MAY 7, 2009 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee B. Wayne Hughes | Management | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Trustee Dann V. Angeloff | Management | For | For |
1.4 | Elect Trustee William C. Baker | Management | For | Withhold |
1.5 | Elect Trustee John T. Evans | Management | For | For |
1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.7 | Elect Trustee Uri P. Harkham | Manag ement | For | For |
1.8 | Elect Trustee B. Wayne Hughes, Jr | Management | For | For |
1.9 | Elect Director Harvey Lenkin | Management | For | For |
1.10 | Elect Trustee Gary E. Pruitt | Management | For | For |
1.11 | Elect Trustee Daniel C. Staton | Management | For | For |
2 | R atify Auditors | Management | For | For |
PULTE HOMES INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Manage ment Recommendation | Vote Cast |
1.1 | Elect Director Debra J. Kelly-Ennis | Management | For | Withhold |
1.2 | Elect Director Bernard W. Reznicek | Management | For | Withhold |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Amend Stock Ownership Limitations | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Performance-Based Equity Awards | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Report on Pay Disparity | Shareholder | Against | Against |
QUESTAR CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith O. Rattie | Management | For | For |
1.2 | Elect Director Harris H. Simmons | Management | For | For |
1.3 | Elect Director M. W. Scoggins | Management | For | For |
1.4 | Elect Director James A. Harmon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Director/Officer Liability and Indemnification | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Eliminate a Provision Imposing Limits on Issuance of Preferred Stock | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Require a Majority Vote for the Election of Directors | Sh areholder | None | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
R. R. DONNELLEY & SONS CO. MEETING DATE: MAY 21, 2009 | ||||
TICKER: RRD SECURITY ID: 257867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
2 | Elect Director Stephen M. Wolf | Management | For | For |
3 | Elect Director Lee A. Chaden | Management | For | For |
4 | Ele ct Director E.V. (Rick) Goings | Management | For | For |
5 | Elect Director Judith H. Hamilton | Management | For | For |
6 | Elect Director Susan M. Ivey | Management | For | For |
7 | Elect Director Thomas S. Johnson | Management | For | For |
8 | Elect Director John C. Pope | Management | For | For |
9 | Elect Director Michael T. Riordan | Management | For | For |
10 | Elect Director Oliver R. Sockwell | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Report on Sustainable Forestry | Shareholder | Against | Abstain |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
RALCORP HOLDINGS, INC. MEETING DATE: JAN 27, 2009 | ||||
TICKER: RAH SECURITY ID: 751028101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Banks | Management | For | For |
1.2 | Elect Director Jack W. Goodall | Management | For | For |
1.3 | Elect Director Joe R. Micheletto | Management | For | For |
1.4 | Elect Director David P. Skarie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RANDGOLD RESOURCES LTD MEETING DATE: MAY 5, 2009 | ||||
TICKER: GOLD SECURITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Christopher Coleman as Director | Management | For | For |
3 | Elect Jon Walden as Director | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve the Fees Payable to Dire ctors | Management | For | For |
6 | Reappoint BDO Stoy Hayward LLP as Auditors of the Company | Management | For | For |
RANDGOLD RESOURCES LTD. MEETING DATE: JUL 28, 2008 | ||||
TICKER: GOLD SECUR ITY ID: 752344309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Randgold Resources Limited Restricted Share Scheme | Management | For | For |
REGIS CORP. MEETING DATE: OCT 23, 2008 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | For |
1.2 | Elect Director Paul D. Finkelstein | Management | For | For |
1.3 | Elect D irector Thomas L. Gregory | Management | For | For |
1.4 | Elect Director Van Zandt Hawn | Management | For | For |
1.5 | Elect Director Susan S. Hoyt | Management | For | For |
1.6 | Elect Director David B. Kunin | Management | For | For |
1.7 | Elect Director Stephen Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RENAULT MEETING DATE: MAY 6, 2009 | ||||
TICKER: RNO &nb sp;SECURITY ID: F77098105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Reelect Dominique de la Garanderie as Director | Management | For | For |
6 | Elect Takeshi Isayama as Director | Management | For | For |
7 | Elect Alain J.P. Belda as Director | Management | For | For |
8 | Elect Philippe Chartier as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Michel Sailly Representative of Employee Shareholders to the Board | Management | For | For |
10 | Approve Auditor's Report | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 500 Million | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | None | None |
19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | None | None |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: MAY 19, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors in the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2008 in the Amount of NOK 2.24 Million | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning non-Equity Compensation) | Management | For | Did Not Vote |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Concerning Equity-Based Compensation) | Management | For | Did Not Vote |
8 | Declassify the Board of Dir ectors | Management | For | Did Not Vote |
9 | Approve Creation of NOK 49 Million Pool of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program | Management | For | Did Not Vote |
10 | Authorize Repurchase of Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million | Management | For | Did Not Vote |
12 | Elect Dag Opedal, Grace Skaugen, Hilde Myrberg, and Odd Hansen as New Directors | Management | For | Did Not Vote |
13 | Elect Torkild Nordberg (Committee Chair), and Christian Berg as Members of Nominating Committee | Management | For | Did Not Vote |
RENEWABLE ENERGY CORPORATION ASA MEETING DATE: JUN 5, 2009 | ||||
TICKER: REC SECURITY ID: R7199U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Approve Creation of up to NOK 400 Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
5 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
6 | Approve Creation of NOK 60 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
REPUBLIC SERVICES, INC. MEETING DATE: NOV 14, 2008 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. O'Connor | Management | For | Withhold |
1.2 | Elect Director John W. Croghan | Ma nagement | For | Withhold |
1.3 | Elect Director James W. Crownover | Management | For | Withhold |
1.4 | Elect Director William J. Flynn | Management | For | Withhold |
1.5 | Elect Director David I. Foley | Management | For | Withhold |
1.6 | Elect Director Nolan Lehmann | Management | For | Withhold |
1.7 | Elect Director W. Lee Nutter | Management | For | Withhold |
1.8 | Elect Director Ramon A. Rodriguez | Management | For | Withhold |
1.9 | Elect Director Allan C. Sorensen | Management | For | Withhold |
1.10 | Elect Director John M. Trani | Management | For | Withhold |
1.11 | Elect Director Michael W. Wickham | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
RHEINMETALL AG MEETING DATE: MAY 12, 2009 | ||||
TICKER: SECURITY ID: D65111102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2008 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Affiliation Agreement with Rheinmetall Dienstleistungszentrum Altmark GmbH | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 27, 2009 | ||||
TICKER: RC L SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Morten Arntzen | Management | For | For |
1.2 | Director Bernard W. Aronson | Management | For | For |
1.3 | Director Richard D. Fain | Management | For | For |
2 | To Give The Board Of Directors Discretion To Delist Thecompany S Common Stock From The Oslo Stock Exchange. | Management | For | For |
3 | Ratification Of Appointment Of Pricewaterhousecoopers Llp Asthe Company's Independent Registered Certified Public Accounting Firm For 2009. | Management | For | For |
4 | The Shareholder Proposal Set Forth In The Accompanying Proxystatement. | Shareholder | Against | For |
RRI ENERGY INC. MEETING DATE: JUN 18, 2009 | ||||
TICKER: RRI SECURITY ID: 74971X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. William Barnett | Management | For | For |
2 | Elect Director Mark M. Jacobs | Management | For | For |
3 | Elect Director Steven L. Miller | Management | For | For |
4 | Elect Director Laree E. Perez | Management | For | For |
5 | Elect Director Evan J. Silverstein | Management | For | For |
6 | Ratify Auditors | Management | For | For |
RTI BIOLOGICS INC. MEETING DATE: APR 21, 2009 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. Chapman | Management | For | For |
1.2 | Elect Director Gregory P. Rainey | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
1.3 | Elect Director Luis P. Nieto, Jr. | Management | For | For |
1.4 | Elect Director E. Follin Smith | Management | For | For |
1.5 | Elect Director Gregory T. Swienton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SATYAM COMPUTER SERVICES LTD MEETING DATE: AUG 26, 2008 | ||||
TICKER: SAY SECURITY ID: 804098101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | Management | For | For |
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | Management | For | For |
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | Management | For | For |
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | Management | For | For |
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | Management | For | For |
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | Management | For | For |
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | Management | For | For |
8 | RATIFY AUDITORS | Management | For | For |
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | Management | For | For |
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | Management | For | For |
SCHWEITZER-MAUDUIT INTERNATIONAL INC. MEETING DATE: APR 23, 2009 | ||||
TI CKER: SWM SECURITY ID: 808541106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. C. Caldabaugh | Management | For | Withhold |
1.2 | Elect Director William A. Finn | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | Fo r |
SEMPRA ENERGY MEETING DATE: APR 30, 2009 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James G. Brocksmith Jr. | Management | For | For |
2 | Elect Director Richard A. Collato | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director Richard G. Newman | Management | For | For |
7 | Elect Director William G. Ouchi | Management | For | For |
8 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Neal E. Schmale | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [California to North Dakota] | Shareholder | Against | Against |
SEPRACOR INC. MEETING DATE: MAY 14, 2009 | ||||
TICKER: SEPR SECURITY ID: 817315104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Cresci | Management | For | Withhold |
1.2 | Elect Director James F. Mrazek | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SHAW GROUP INC., THE MEETING DATE: JAN 28, 2009 | ||||
TICKER: SGR SECURITY ID: 820280105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
1.2 | Elect Director James F. Barker | Management | For | For |
1.3 | Elect Director Thos. E. Capps | Management | For | For |
1.4 | Elect Director Daniel A. Hoffler | Management | For | For |
1.5 | Elect Director David W. Hoyle | Management | For | For |
1.6 | Elect Director Michael J. Mancuso | Management | For | For |
1.7 | Elect Director Albert D. McAlister | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Policy to Obtain Shareholder Approval of Survivor Benefits | Shareholder | Against | Against |
5 | Other Business | Management | For | Against |
SIEMENS AG MEETING DATE: JAN 27, 2009 | ||||
TICKER: SMAWF SECURITY ID: D69671218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting) | Management | None | None |
2 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting) | Managemen t | None | None |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4.1 | Postpone Discharge of Former Management Board Member Rudi Lamprecht for Fiscal 2007/2008 | Management | For | For |
4.2 | Postpone Discharge of Former Management Board Member Juergen Radomski for Fiscal 2007/2008 | Management | For | For |
4.3 | Postpone Discharge of Former Management Board Member Uriel Sharef for Fiscal 2007/2008 | Management | For | For |
4.4 | Postpone Discharge of Former Management Board Member Klaus Wucherer for Fiscal 2007/2008 | Management | For | For |
4.5 | Approve Discharge of Management Board Member Peter Loescher for Fiscal 2007/2008 | Management | For | For |
4.6 | Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2007/2008 | Management | For | For |
4.7 | Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2007/2008 | Management | For | For |
4.8 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2007/2008 | Management | For | For |
4.9 | Approve Discharge of Former Management Board Member Eduardo Montes for Fiscal 2007/2008 | Management | For | For |
4.10 | Approve Discharge of Former Management Board Member Jim Reid-Anderson for Fiscal 2007/2008 | Management | For | For |
4.11 | Approve Discharge of Former Management Board Member Erich R. Reinhardt for Fiscal 2007/2008 | Management | For | For |
4.12 | Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2007/2008 | Management | For | For |
4.13 | Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2007/2008 | Management | For | For |
4.14 | Approve Discharge of Management Board Member Peter Y. Solmssen for Fiscal 2007/2008 | Management | For | For |
5.1 | Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2007/2008 | Management | For | For |
5.2 | Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2007/2008 | Management | For | For |
5.3 | Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2007/2008 | Management | For | For |
5.4 | Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2007/2008 | Management | For | For |
5.5 | Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2007/2008 | Management | For | For |
5.6 | Approve Discharge of Former Supervisory Board Member Gerhard Bieletzki for Fiscal 2007/2008 | Management | For | For |
5.7 | Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2007/2008 | Management | For | For |
5.8 | Approve Disch arge of Former Supervisory Board Member John David Coombe for Fiscal 2007/2008 | Management | For | For |
5.9 | Approve Discharge of Former Supervisory Board Member Hildegard Cornudet for Fiscal 2007/2008 | Management | For | For |
5.10 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2007/2008 | Management | For | For |
5.11 | Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2007/2008 | Management | For | For |
5.12 | Approve Discharge of Former Supervisory Board Member Birgit Grube for Fiscal 2007/2008 | Management | For | For |
5.13 | Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2007/2008 | Management | For | For |
5.14 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2007/2008 | Management | For | For |
5.15 | Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2007/2008 | Management | For | For |
5.16 | Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2007/2008 | Management | For | For |
5.17 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2007/2008 | Management | For | For |
5.18 | Approve Discharge of Former Supervisory Board Member Walter Kroell for Fiscal 2007/2008 | Management | For | For |
5.19 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fis cal 2007/2008 | Management | For | For |
5.20 | Approve Discharge of Former Supervisory Board Member Michael Mirow for Fiscal 2007/2008 | Management | For | For |
5.21 | Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2007/2008 | Management | For | For |
5.22 | Approve Discharge of Former Supervisory Board Member Roland Motzigemba for Fiscal 2007/2008 | Management | For | For |
5.23 | Approve Discharge of Former Supervisory Board Member Thomas Rackow for Fiscal 2007/2008 | Management | For | For |
5.24 | Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2007/2008 | Management | For | For |
5.25 | Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2007/2008 | Management | For | For |
5.26 | Approve Discharge of Former Supervisory Board Member Albrecht Schmidt for Fiscal 2007/2008 | Management | For | For |
5.27 | Approve Discharge of Supervisory Board Member Henning Schulte-Noelle for Fiscal 2007/2008 | Management | For | For |
5.28 | Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2007/2008 | Management | For | For |
5.29 | Approve Discharge of Former Supervisory Board Member Peter von Siemens for Fiscal 2007/2008 | Management | For | For |
5.30 | Approve Discharge of Former Supervisory Board Member Jerry I. Speyer for Fiscal 2007/2008 | Management | For | For |
5.31 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2007/2008 | Management | For | For |
5.32 | Approve Discharge of Supervisory Board Member Iain Vallance of Tummel for Fiscal 2007/2008 | Management | For | For |
6 | Ratify Ernst & Young AG as Auditors for Fiscal 2008/2009 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repu rchased Shares | Management | For | For |
8 | Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repurchasing Shares | Management | For | For |
9 | Approve Creation of EUR 520.8 Million Pool of Capital without Preemptive Rights | Management | For | Against |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Approve Remuneration of Supervisory Board | Management | For | For |
12 | Amend Articles Re: Decision Making of General Meeting | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Charter to Delete Obsolete or Unnecessary Provisions | Management | For | For |
5.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
5.2 | Elect Director Linda Walker Bynoe | Management | For | For |
5.3 | Elect Director Karen N. Horn | Management | For | For |
5.4 | Elect Director Reuben S. Leibowitz | Management | For | For |
5.5 | Elect Director J. Albert Smith, Jr. | Management | For | For |
5.6 | Elect Director Pieter S. van den Berg | Management | For | For |
5.7 | Elect Director Allan Hubbard | Management | For | For |
5.8 | Elect Director Daniel C. Smith | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
SL GREEN REAL TY CORP. MEETING DATE: JUN 11, 2009 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Green | Management | For | For |
1.2 | Elect Director John H. Alschuler, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: AUG 27, 2008 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Burrus, Jr. | Management | For | For |
1.2 | Elect Director Hon. Carol T. Crawford | Management | For | For |
1.3 | Elect Director David C. Nelson | Management | For | For |
1.4 | Elect Director Gaoning Ning | Management | For | For |
1.5 | Elect Director Frank S. Royal, M .D. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOLUTIA INC. MEETING DATE: APR 22, 2009 | ||||
TICKER: SOA SECURITY ID: 834376501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert K. deVeer, Jr. | Management | For | Against |
2 | Elect Director Gregory C. Smith | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SONIC AUTOMOTIVE, INC. MEETING DATE: MAY 11, 2009 | ||||
TICKER: SAH SECURITY ID: 83545G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director O. Bruton Smith | Management | For | For |
1.2 | Elect Director B. Scott Smith | Management | For | For |
1.3 | Elect Director David B. Smith | Management | For | For |
1.4 | Elect Director William I. Belk | Management | For | For |
1.5 | Elect Director William R. Brooks | Management | For | For |
1.6 | Elect Director Victor H. Doolan | Management | For | For |
1.7 | Elect Director Robert Heller | Management | For | For |
1.8 | Elect Director Robert L. Rewey | Management | For | For |
1.9 | Elect Director David C. Vorhoff | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 12, 2009 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Bennett | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Larry C. Glasscock | Management | For | For |
1.4 | Elect Director James H. Hance, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director V. Janet Hill | Management | For | For |
1.7 | Elect Director Frank Ianna | Management | For | For |
1.8 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.9 | Elect Director William R. Nuti | Management | For | For |
1.10 | Elect Director Rodney O?Neal | Management | For | For |
2 | Ratify A uditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
ST. JOE COMPANY, THE MEETING DATE: MAY 12, 2009 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ainslie | Management | For | For |
1.2 | Elect Director Hugh M. Durden | Management | For | For |
1.3 | Elect Director Thomas A. Fanning | Management | For | For |
1.4 | Elect Director Wm. Britton Greene | Management | For | For |
1.5 | Elect Director Adam W. Herbert, Jr. | Management | For | For |
1.6 | Elect Director Delores M. Kesler | Management | For | For |
1.7 | Elect Director John S. Lord | Management | For | For |
1.8 | Elect Director Walter L. Revell | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STANLEY FURNITURE COMPANY, INC. MEETING DATE: APR 16, 2009 | ||||
TICKER: STLY SECURITY ID: 854305208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Haley | Management | For | For |
1.2 | Elect Director Albert L. Prillaman | Management | For | For |
STANLEY WORKS, THE MEETING DATE: APR 23, 2009 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick D. Campbell | Management | For | Withhold |
1.2 | Elect Director Eileen S. Kraus | Management | For | Withhold |
1.3 | Elect Director Lawrence A. Zimmerman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
STAPLES, INC. MEETING DATE: JUN 9, 2009 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Arthur M. Blank | Management | For | For |
1.3 | Elect Director Mary Elizabeth Burton | Management | For | For |
1.4 | Elect Director Justin King | Management | For | For |
1.5 | Elect Director Carol Meyrowitz | Management | For | For |
1.6 | Elect Director Rowland T. Moriarty | Management | For | For |
1.7 | Elect Director Robert C. Nakasone | Management | For | For |
1.8 | Elect Director Ronald L. Sargent | Management | For | For |
1.9 | Elect Director Elizabeth A. Smith | Management | For | For |
1.10 | Elect Director Robert E. Sulentic | Management | For | For |
1.11 | Elect Director Vijay Vishwanath | Management | For | For |
1.12 | Elect Director Paul F. Walsh | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 6, 2009 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | Withhold |
1.2 | Elect Director Charlene Barshefsky | Management | For | Withhold |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | Withhold |
1.6 | Elect Director Lizanne Galbreath | Management | For | Withhold |
1.7 | Elect Director Eric Hippeau | Management | For | Withhold |
1.8 | Elect Director Stephen R. Quazzo | Management | For | Withhold |
1.9 | Elect Director Thomas O. Ryder | Management | For | Withhold |
1.10 | Elect Director Frits van Paasschen | Management | For | Withhold |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
STATE STREET C ORP. (BOSTON) MEETING DATE: MAY 20, 2009 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. Burnes | Management | For | For |
1.2 | Elect Director P. Coym | Management | For | For |
1.3 | Elect Director P. de Saint-Aignan | Management | For | For |
1.4 | Elect Director A. Fawcett | Management | For | For |
1.5 | Elect Director D. Gruber | Management | For | For |
1.6 | Elect Director L. Hill | Management | For | For |
1.7 | Elect Director R. Kaplan | Management | For | For |
1.8 | Elect Director C . LaMantia | Management | For | For |
1.9 | Elect Director R. Logue | Management | For | For |
1.10 | Elect Director R. Sergel | Management | For | For |
1.11 | Elect Director R. Skates | Management | For | For |
1.12 | Elect Director G. Summe | Management | For | For |
1.13 | Elect Director R. Weissman | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Limit Auditor from Providing Non-Audit Services | Shareholder | Against | Against |
SUNPOWER CORP. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Propo sal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uwe-Ernst Bufe | Management | For | For |
1.2 | Elect Director Pat Wood III | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION MEETING DATE: NOV 19, 2008 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven | Management | For | For |
2 | Elect Director Phyllis S. Sewell | Management | For | For |
3 | Elect Director Richard G. Tilghman | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareho lder | Against | For |
TANGER FACTORY OUTLET CENTERS, INC. MEETING DATE: MAY 8, 2009 | ||||
TICKER: SKT SECURITY ID: 875465106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley K. Tanger | Management | For | For |
1.2 | Elect Director Steven B. Tanger | Management | For | For |
1.3 | Elect Director Jack Africk | Management | For | For |
1.4 | Elect Director William G. Benton | Management | For | For |
1.5 | Elect Director Bridget Ryan Berm an | Management | For | For |
1.6 | Elect Director Thomas E. Robinson | Management | For | For |
1.7 | Elect Director Allan L. Schuman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TEMPLE-INLAND INC. MEETING DATE: MAY 1, 2009 | ||||
TICKER: TIN SECURITY ID: 879868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cassandra C. Carr | Management | For | Against |
2 | Elect Director Richard M. Smith | Management | For | Against |
3 | Elect Director Arthur Temple III | Management | For | Against |
4 | Elect Director R.A. Walker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 25, 2008 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph (Yo si) Nitzani as External Director | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Phillip Frost as Director | Management | For | For |
2.2 | Elect Roger Abravanel as Director | Management | For | For |
2.3 | Elect Elon Kohlberg as Director | Management | For | For |
2.4 | Elect Yitzhak Peterburg as Director | Management | For | For |
2.5 | Elect Erez Vigodman as Director | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2009 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Lewent | Management | For | For |
1.2 | Elect Director Peter J. Manning | Management | For | For |
1.3 | Elect Director Jim P. Manzi | Management | For | For |
1.4 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THQ INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 31, 2008 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.6 | Elect Director Nicholas Sutton | Management | For | Withhol d |
1.7 | Elect Director Cindy B. Taylor | Management | For | For |
1.8 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.9 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN INC. MEETING DATE: DEC 8, 2008 | ||||
TICKER: RIG SECURITY ID: G90073100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Management | For | For |
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 15, 2009 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Management | For | Did Not Vote |
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Management | For | Did Not Vote |
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Management | For | Did Not Vote |
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Management | For | Did Not Vote |
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCE AN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Management | For | Did Not Vote |
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Management | For | Did Not Vote |
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Management | For | Did Not Vote |
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Management | For | Did Not Vote |
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Management | For | Did Not Vote |
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Management | For | Did Not Vote |
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Management | For | Did Not Vote |
TUESDAY MORNING CORP. MEETING DATE: NOV 14, 2008 | ||||
TICKER: TUES SECURITY ID: 899035505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Quinnell | Management | For | For |
1.2 | Elect Director Kathleen Mason | Management | For | For |
1.3 | Elect Director William J. Hunckler, III | Management | For | For |
1.4 | Elect Director Robin P. Selati | Management | For | For |
1.5 | Elect Director Starlette Johnson | Management | For | For |
1.6 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.7 | Elect Director David B. Green | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TWEEN BRANDS INC MEETING DATE: MAY 21, 2009 | ||||
TICKER: TWB SECURITY ID: 901166108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth M. Eveillard | Management | For | Withhold |
1.2 | Elect Director Fredric M. Roberts | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre R. Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen W. Gromer as Director | Management | For | For |
1.4 | Reelect Robert M. Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas J. Lynch as Director | Management | For | For |
1.6 | Reelect Daniel J. Phelan as Director | Managemen t | For | For |
1.7 | Reelect Frederic M. Poses as Director | Management | For | For |
1.8 | Reelect Lawrence S. Smith as Director | Management | For | For |
1.9 | Reelect Paula A. Sneed as Director | Management | For | For |
1.10 | Reelect David P. Steiner as Director | Management | For | For |
1.11 | Reelect John C. Van Scoter as Director | Management | For | For |
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: JUN 22, 2009 | ||||
TICKER: TEL SECURITY ID: G9144P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Country of Incorporation from Bermuda to Switzerland | Management | For | For |
2 | Amend Bye-laws Re: Eliminate Certain Super majority Vote Requirements | Management | For | For |
3 | Amend Bye-laws Re: Increase Registered Share Capital | Management | For | For |
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Management | For | For |
5 | Approve Swiss Law as the Authoritative Governing Legislation | Management | For | For |
6 | Change Company Name to Tyco Electronics Ltd. | Management | For | For |
7 | Amend Corporate Purpose | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Management | For | For |
11 | Ratify Deloitte AG as Auditors | Management | For | For |
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Management | For | Against |
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Management | For | Against |
14 | Adjourn Meeting | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 6, 2009 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don Tyson | Management | For | For |
1.2 | Elect Director John Tyson | Management | For | For |
1.3 | Elect Director Richard L. Bond | Management | For | For |
1.4 | Elect Director Lloyd V. Hackley | Management | For | For |
1.5 | Elect Director Jim Kever | Management | For | For |
1.6 | Elect Director Kevin M. McNamara | Management | For | For |
1.7 | Elect Director Brad T. Sauer | Management | For | For |
1.8 | Elect Director Jo Ann R. Smith | Management | For | For |
1.9 | Elect Director Barbara A. Tyson | Management | For | For |
1.10 | Elect Director Albert C. Zapanta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | Shareholder | Against | Abstain |
4 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
ULTRA PETROLEUM CORP. MEETING DATE: MAY 21, 2009 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Watford | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director W. Charles Helton | Management | For | For |
1.4 | Elect Director Stephen J. McDaniel | Management | For | For |
1.5 | Elect Director Robert E. Rigney | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Shareholder Proposal: Prepare Report on Climate Change | Shareholder | Against | Against |
4 | Other Business | Management | For | Against |
ULTRAPETROL BA HAMAS LTD MEETING DATE: OCT 8, 2008 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | THE APPROVAL OF FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER, 2007 AND AUDITORS REPORT THEREON. APPROVAL OF THE AUDITED FINANCIAL STATEMENTS AND AUDITORS REPORT. | Management | For | For |
2 | RE-ELECTION OF THE DIRECTOR: FELIPE MENENDEZ ROSS | Management | For | Against |
3 | RE-ELECTION OF THE DIRECTOR: RICARDO MENENDEZ ROSS | Management | For | Against |
4 | RE-ELECTION OF THE DIRECTOR: JAMES F. MARTIN | Management | For | Against |
5 | RE-ELECTION OF THE DIRECTOR: KATHERINE A. DOWNS | Management | For | Against |
6 | RE-ELECTION OF THE DIRECTOR: LEONARD J. HOSKINSON | Management | For | Against |
7 | RE-ELECTION OF THE DIRECTOR: MICHAEL C. HAGAN | Management | For | For |
8 | RE-ELECTION OF THE DIRECTOR: GEORGE WOOD | Management | For | For |
9 | TO RATIFY AND CONFIRM ALL ACTS, TRANSACTIONS AND PROCEEDINGS OF DIRECTORS, OFFICERS AND EMPLOYEES FOR THE FINANCIAL YEAR ENDED 31 DECEMBER, 2007 AND INDEMNIFYING THE DIRECTORS, OFFICERS AND EMPLOYEES AGAINST ALL CLAIMS, ACTIONS AND PROCEEDINGS | Management | For | For |
UNISYS CORP. MEETING DATE: JUL 24, 2008 | ||||
TICKER: UIS SECURITY ID: 909214108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Bolduc | Management | For | Withhold |
1.2 | Elect Director James J. Duderstadt | Management | For | Withhold |
1.3 | Elect Director Matthew J. Espe | Management | For | Withhold |
1.4 | Elect Director Denise K. Fletcher | Management | For | Withhold |
1.5 | Elect Director Clay B. Lifflander | Management | For | For |
2 | Ratify Auditors | Manageme nt | For | For |
UNUM GROUP MEETING DATE: MAY 22, 2009 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela H. Godwin | Management | For | For |
1.2 | Elect Director Thomas Kinser | Management | For | For |
1.3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Muhl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
URS CORP. MEETING DATE: MAY 22, 2009 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote C ast |
1 | Elect Director H. Jesse Arnelle | Management | For | Against |
2 | Elect Director Armen Der Marderosian | Management | For | Against |
3 | Elect Director Mickey P. Foret | Management | For | Against |
4 | Elect Director Lydia H. Kennard | Management | For | Against |
5 | Elect Director Martin M. Koffel | Management | For | Against |
6 | Elect Director Joseph W. Ralston | Management | For | Against |
7 | Elect Director John D. Roach | Management | For | Against |
8 | Elect Director Douglas W. Stotlar | Management | For | Against |
9 | Elect Director William P. Sullivan | Management | For | Against |
10 | Elect Director William D. Walsh | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
VAIL RESORTS, INC. MEETING DATE: DEC 5, 2008 | ||||
TICKER: MTN & nbsp;SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director Joe R. Micheletto | Management | For | For |
1.7 | Elect Director John T. Redmond | Management | For | For |
1.8 | Elect Director John F. Sorte | Management | For | For |
1.9 | Elect Director William P. Stiritz | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VALLOUREC MEETING DATE: JUN 4, 2009 | ||||
TICKER: VK SECURITY ID: F95922104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 6 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
6 | Approve Transactions with Philippe Crouzet | Management | For | For |
7 | Ratify Appointment of Bollore as Supervisory Board Member | Management | For | For |
8 | Ratify Appointment of Jean-Francois Cirelli as Supervisory Board Member | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 105 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 60 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Management | For | For |
20 | Approve Employee Stock Purchase Plan (Free Shares Pursuant ot Items 16 and 17) | Management | For | For |
21 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 5, 2009 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Dickerson | Management | For | For |
1.2 | Elect Director Robert W. Dutton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VCA ANTECH, INC. MEETING DATE: JUN 1, 2009 | ||||
TICKER: WOOF SECURITY ID: 918194101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Baumer | Management | For | For |
1.2 | Elect Director Frank Reddick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 10, 2009 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil A. Berkett | Management | For | For |
1.2 | Elect Director Steven J. Simmons | Management | For | For |
1.3 | Elect Director George R. Zoffin ger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
W. R. BERKLEY CORP. MEETING DATE: MAY 19, 2009 | ||||
TICKER: WRB SECURITY ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Berkley | Management | For | For |
1.2 | Elect Director George G. Daly | Management | For | For |
2 | Approve Execu tive Incentive Bonus Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
W. R. GRACE & CO. MEETING DATE: MAY 20, 2009 | ||||
TICKER: GRA SECURITY ID: 38388F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Plan | Management | For | Did Not Vote |
WACHOVIA CORP. MEETING DATE: DEC 23, 2008 | ||||
TICKER: WB SECURITY ID: 929903102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 8, 2009 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cas t |
1.1 | Elect Director Dennis E. Logue | Management | For | For |
1.2 | Elect Director Ronald C. Reimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: FEB 17, 2009 | ||||
TICKER: WFT SECURITY ID: G95089101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | For |
WEATHERFO RD INTERNATIONAL LTD MEETING DATE: MAY 7, 2009 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Bernhard Duroc-Danner as Director | Management | For | Did Not Vote |
1.2 | Reelect Nicholas Brady as Director | Management | For | Did Not Vote |
1.3 | Reelect David Butters as Director | Management | For | Did Not Vote |
1.4 | Reelect William Macaulay as Director | Management | For | Did Not Vote |
1.5 | Reelect Robert Millard as Director | Management | For | Did Not Vote |
1.6 | Reelect Robert Moses as Director | Management | For | Did Not Vote |
1.7 | Reelect Robert Rayne as Director | Management | Fo r | Did Not Vote |
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Management | For | Did Not Vote |
3 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
WELLS FARGO AND COMPANY MEETING DATE: APR 28, 2009 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker II | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Lloyd H. Dean | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Director Donald M. James | Management | For | For |
7 | Elect Director Robert L. Joss | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Richard D. McCormick | Management | For | For |
10 | Elect Director Mackey J. McDonald | Management | For | For |
11 | Elect Director Cynthia H. Milligan | Management | For | For |
12 | Elect Director Nicholas G. Moore | Management | For | For |
13 | Elect Director Philip J. Quigley | Management | For | For |
14 | Elect Director Donald B. Rice | Management | For | For |
15 | Elect Director Judith M. Runstad | Management | For | For |
16 | Elect Director Stephen W. Sanger | Management | For | For |
17 | Elect Director Robert K. Steel | Management | For | For |
18 | Elect Director John G. Stumpf | Management | For | For |
19 | Elect Director Susan G. Swenson | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
21 | Ratify Auditors | Management | For | For |
22 | Amend Omnibus Stock Plan | Management | For | For |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Report on Political Contributions | Shareholder | Against | Abstain |
WENDY'S/ARBY'S GROUP, INC. MEETING DATE: MAY 28, 2009 | ||||
TICKER: WEN SECURITY ID: 950587105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nelson Peltz | Management | For | Withhold |
1.2 | Elect Director Peter W. May | Management | For | Withhold |
1.3 | Elect Director Hugh L. Carey | Management | For | Withhold |
1.4 | Elect Director Clive Chajet | Management | For | Withhold |
1.5 | Elect Director Edward P. Garden | Management | For | Withhold |
1.6 | Elect Director Janet Hill | Management | For | For |
1.7 | Elect Dir ector Joseph A. Levato | Management | For | Withhold |
1.8 | Elect Director J. Randolph Lewis | Management | For | For |
1.9 | Elect Director David E. Schwab II | Management | For | Withhold |
1.10 | Elect Director Roland C. Smith | Management | For | Withhold |
1.11 | Elect Director Raymond S. Troubh | Management | For | Withhold |
1.12 | Elect Director Jack G. Wasserman | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Company Specific--Board-Related | Management | For | For |
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | Management | For | For |
5 | Adopt Sup ermajority Vote Requirement for Removal of Directors | Management | For | Against |
6 | Repeal Supermajority Vote Requirement for Mergers | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WESTERN UNION COMPANY, THE MEETING DATE: MAY 13, 2009 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roberto G. Mendoza | Management | For | Against |
1.2 | Elect Director Michael A. Miles, Jr. | Management | For | Against |
1.3 | Elect Director Dennis Stevenson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORP. MEETING DATE: APR 21, 2009 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary T. DiCamillo | Management | For | Against |
1.2 | Elect Director Kathleen J. Hempel | Management | For | Against |
1.3 | Elect Director Michael A. Todman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement for Article 6 | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Shareholder | Against | For |
WILLBROS GROUP INC MEETING DATE: FEB 2, 2009 | ||||
TICKER: WG SECURITY ID: 969199108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | APPROVE THE AGREEMENT AND PLAN OF MERGER AMONG WILLBROS GROUP, INC., ( WILLBROS DELAWARE ), WILLBROS GROUP, INC., ( WILLBROS PANAMA ), AND WILLBROS MERGER, INC. | Managem ent | For | For |
2 | PROPOSAL TO APPROVE POSTPONEMENTS OR ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | Management | For | For |
WINN-DIXIE STORES, INC. MEETING DATE: NOV 5, 2008 | ||||
TICKER: WINN & nbsp; SECURITY ID: 974280307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evelyn V. Follit | Management | For | Withhold |
1.2 | Elect Director Charles P. Garcia | Management | For | Withhold |
1.3 | Elect Director Jeffrey C. Girard | Management | For | Withhold |
1.4 | Elect Director Yvonne R. Jackson | Management | For | Withhold |
1.5 | Elect Director Gregory P. Josefowicz | Management | For | Withhold |
1.6 | Elect Director Peter L. Lynch | Management | For | Withhold |
1.7 | Elect Director James P. Olson | Management | For | Withhold |
1.8 | Elect Director Terry Peets | Management | For | Withhold |
1.9 | Elect Director Richard E. Rivera | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WRIGHT EXPRESS CORPORATION MEETING DATE: MAY 15, 2009 | ||||
TICKER: WXS SECURITY ID: 98233Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. McTavish | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director Regina O. Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 7, 2009 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine J. Friedman | Management | For | Withhold |
1.2 | Elect Director Per G. H. Lofberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 21, 2009 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert A . McDonald | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director N. J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Charles Prince | Management | For | For |
1.9 | Elect Director Ann N. Reese | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZINCOX RESOURCES PLC MEETING DATE: JUL 11, 2008 | ||||
TICKER: SECURITY ID: G9891X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorised Ordinary Share Capital from GBP 20,000,000 to GBP 30,000,000 | Management | For | For |
2 | Subject to and Conditional on the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,450,327.75 in Respect of the Placing and Grant of Warrants | Management | For | For |
3 | Subject to and Conditional on the Passing of Resolutions 1 and 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,450,327.75 in Respect of the Placing and Grant of Warrants | Management | For | For |
ZINCOX RESOURCES PLC MEETING DATE: JUL 11, 2008 | ||||
TICKER: SECURITY ID: G9891X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gilles Masson as Director | Management | For | For |
3 | Re-elect Simon Hall as Director | Management | For | For |
4 | Elect Peter Wynter Bee as Director | Management | For | For |
5 | Elect Rod Beddows as Director | Management | For | For |
6 | Reappoint Grant Thornton UK LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
7 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,464,718.25 | Management | For | For |
8 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,939,415.50 | Management | For | For |
ZUMTOBEL AG MEETING DATE: JUL 29, 2008 | ||||
TICKER: SECURI TY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 | Management | None | Did Not Vote |
2 | Approve Allocation of Income for Fiscal 2007/2008 | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Supervisory Board for Fiscal 2007/2008 | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board Members for Fiscal 2008/2009 | Management | For | Did Not Vote |
5 | Elect Supervisory Board Members | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
7 | Amend Articles Re: Second Deputy Chairman of Supervisory Board | Management | For | Did Not Vote |
8 | Ratify Auditors for Fiscal 2008/2009 | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE HIGH INCOME FUND
07/01/2008 - 06/30/2009
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer